FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08333
Nuveen Investment Trust II
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2012
Item 1. Proxy Voting Record
===================== Nuveen Winslow Large-Cap Growth Fund =====================
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 08, 2012 Meeting Type: Annual
Record Date: MAR 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director T. Michael Nevens For For Management
3 Elect Director Elisha W. Finney For For Management
4 Elect Director Kevin McGarity For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Thomas H. Waechter For For Management
8 Elect Director Susan Wang For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Qualified Employee Stock For For Management
Purchase Plan
12 Provide Right to Act by Written Consent For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Ratify Auditors For For Management
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 24, 2012 Meeting Type: Annual
Record Date: APR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Jamie S. Gorelick For For Management
6 Elect Director Blake G. Krikorian For For Management
7 Elect Director Alain Monie For For Management
8 Elect Director Jonathan J. Rubinstein For For Management
9 Elect Director Thomas O. Ryder For For Management
10 Elect Director Patricia Q. Stonesifer For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Report on Climate Change Against For Shareholder
14 Report on Political Contributions Against For Shareholder
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AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: NOV 29, 2011 Meeting Type: Special
Record Date: OCT 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Adjourn Meeting For For Management
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AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: JUN 19, 2012 Meeting Type: Annual
Record Date: APR 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond P. Dolan For For Management
2 Elect Director Ronald M. Dykes For For Management
3 Elect Director Carolyn F. Katz For For Management
4 Elect Director Gustavo Lara Cantu For For Management
5 Elect Director Joann A. Reed For For Management
6 Elect Director Pamela D.A. Reeve For For Management
7 Elect Director David E. Sharbutt For For Management
8 Elect Director James D. Taiclet, Jr. For For Management
9 Elect Director Samme L. Thompson For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Stock Retention/Holding Period Against Against Shareholder
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2012 Meeting Type: Annual
Record Date: DEC 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Timothy D. Cook For For Management
1.3 Elect Director Millard S. Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur D. Levinson For For Management
1.8 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Conflict of Interest Report Against Against Shareholder
5 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
6 Report on Political Contributions Against Against Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
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AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 07, 2012 Meeting Type: Annual
Record Date: APR 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Mary T. McDowell For For Management
6 Elect Director Lorrie M. Norrington For For Management
7 Elect Director Charles J. Robel For For Management
8 Elect Director Stacy J. Smith For For Management
9 Elect Director Steven M. West For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 08, 2012 Meeting Type: Annual
Record Date: APR 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Caroline D. Dorsa For For Management
2 Elect Director Stelios Papadopoulos For For Management
3 Elect Director George A. Scangos For For Management
4 Elect Director Lynn Schenk For For Management
5 Elect Director Alexander J. Denner For For Management
6 Elect Director Nancy L. Leaming For For Management
7 Elect Director Richard C. Mulligan For For Management
8 Elect Director Robert W. Pangia For For Management
9 Elect Director Brian S. Posner For For Management
10 Elect Director Eric K. Rowinsky For For Management
11 Elect Director Stephen A. Sherwin For For Management
12 Elect Director William D. Young For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
16 Provide Right to Call Special Meeting For For Management
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BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 25, 2012 Meeting Type: Annual
Record Date: MAR 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Phyllis O. Bonanno For For Management
2 Elect Director Alexis P. Michas For For Management
3 Elect Director Richard O. Schaum For For Management
4 Elect Director Thomas T. Stallkamp For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
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C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: MAR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. MacLennan For For Management
2 Elect Director James B. Stake For For Management
3 Elect Director John P. Wiehoff For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors For For Management
6 Ratify Auditors For For Management
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CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Baker Cunningham For For Management
2 Elect Director Sheldon R. Erikson For For Management
3 Elect Director Douglas L. Foshee For For Management
4 Elect Director Rodolfo Landim For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Declassify the Board of Directors For For Management
8 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
9 Approve Restatement of the Company's For For Management
Certificate of Incorporation
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2012 Meeting Type: Annual
Record Date: APR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Eugene V. Fife For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director David R. Goode For For Management
1.6 Elect Director Jesse J. Greene, Jr. For For Management
1.7 Elect Director Jon M. Huntsman, Jr. For For Management
1.8 Elect Director Peter A. Magowan For For Management
1.9 Elect Director Dennis A. Muilenburg For For Management
1.10 Elect Director Douglas R. Oberhelman For For Management
1.11 Elect Director William A. Osborn For For Management
1.12 Elect Director Charles D. Powell For For Management
1.13 Elect Director Edward B. Rust, Jr. For For Management
1.14 Elect Director Susan C. Schwab For For Management
1.15 Elect Director Joshua I. Smith For For Management
1.16 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Amend Advance Notice Provisions for For For Management
Shareholder Proposals/Nominations
6 Report on Political Contributions Against Against Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Review and Assess Human Rights Policies Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
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CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 13, 2012 Meeting Type: Annual
Record Date: APR 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 18, 2012 Meeting Type: Annual
Record Date: MAR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Clifford W. Illig For For Management
2 Elect Director William B. Neaves For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
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CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 24, 2012 Meeting Type: Annual
Record Date: APR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas F. Bogan For For Management
2 Elect Director Nanci E. Caldwell For For Management
3 Elect Director Gary E. Morin For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: MAY 08, 2012 Meeting Type: Annual
Record Date: MAR 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph A. Carrabba For For Management
2 Elect Director Susan M. Cunningham For For Management
3 Elect Director Barry J. Eldridge For For Management
4 Elect Director Andres R. Gluski For For Management
5 Elect Director Susan M. Green For For Management
6 Elect Director Janice K. Henry For For Management
7 Elect Director James F. Kirsch For For Management
8 Elect Director Francis R. McAllister For For Management
9 Elect Director Richard K. Riederer For For Management
10 Elect Director Richard A. Ross For For Management
11 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Approve Omnibus Stock Plan For For Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Ratify Auditors For For Management
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COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 05, 2012 Meeting Type: Annual
Record Date: APR 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Francisco D'Souza For For Management
2 Elect Director John N. Fox, Jr. For For Management
3 Elect Director Thomas M. Wendel For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Call Special Meeting For For Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors Against For Shareholder
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CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 07, 2012 Meeting Type: Annual
Record Date: APR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Beal For For Management
1.2 Elect Director Tucker S. Bridwell For For Management
1.3 Elect Director Mark B. Puckett For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 26, 2012 Meeting Type: Annual
Record Date: NOV 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Sinegal For For Management
1.2 Elect Director Jeffrey H. Brotman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director Daniel J. Evans For For Management
1.5 Elect Director Jeffrey S. Raikes For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: MAR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. David Brown, II For For Management
2 Elect Director David W. Dorman For For Management
3 Elect Director Anne M. Finucane For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director Larry J. Merlo For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director C.A. Lance Piccolo For For Management
9 Elect Director Richard J. Swift For For Management
10 Elect Director Tony L. White For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Provide Right to Act by Written Consent For For Management
14 Report on Political Contributions Against For Shareholder
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DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 08, 2012 Meeting Type: Annual
Record Date: MAR 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mortimer M. Caplin For For Management
2 Elect Director Donald J. Ehrlich For For Management
3 Elect Director Linda P. Hefner For For Management
4 Elect Director Teri List-Stoll For For Management
5 Elect Director Walter G. Lohr, Jr. For For Management
6 Ratify Auditors For For Management
7 Increase Authorized Common Stock For For Management
8 Amend Executive Incentive Bonus Plan For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 29, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Vance D. Coffman For For Management
3 Elect Director Charles O. Holliday, Jr. For For Management
4 Elect Director Dipak C. Jain For For Management
5 Elect Director Clayton M. Jones For For Management
6 Elect Director Joachim Milberg For For Management
7 Elect Director Richard B. Myers For For Management
8 Elect Director Thomas H. Patrick For For Management
9 Elect Director Sherry M. Smith For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Non-Employee Director For For Management
Restricted Stock Plan
12 Ratify Auditors For For Management
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ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: NOV 30, 2011 Meeting Type: Special
Record Date: OCT 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
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ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 03, 2012 Meeting Type: Annual
Record Date: MAR 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie S. Biller For For Management
2 Elect Director Jerry A. Grundhofer For For Management
3 Elect Director Michael Larson For For Management
4 Elect Director Victoria J. Reich For For Management
5 Elect Director John J. Zillmer For For Management
6 Ratify Auditors For For Management
7 Eliminate Supermajority Vote For For Management
Requirement
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
10 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
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EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mike R. Bowlin For For Management
2 Elect Director Barbara J. McNeil For For Management
3 Elect Director Michael A. Mussallem For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
7 Declassify the Board of Directors None For Shareholder
8 Reduce Supermajority Vote Requirement Against Against Shareholder
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EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2012 Meeting Type: Annual
Record Date: MAR 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Gail Deegan For For Management
4 Elect Director James S. DiStasio For For Management
5 Elect Director John R. Egan For For Management
6 Elect Director Edmund F. Kelly For For Management
7 Elect Director Windle B. Priem For For Management
8 Elect Director Paul Sagan For For Management
9 Elect Director David N. Strohm For For Management
10 Elect Director Joseph M. Tucci For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 30, 2012 Meeting Type: Annual
Record Date: APR 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary G. Benanav For For Management
2 Elect Director Maura C. Breen For For Management
3 Elect Director William J. Delaney For For Management
4 Elect Director Nicholas J. Lahowchic For For Management
5 Elect Director Thomas P. Mac Mahon For For Management
6 Elect Director Frank Mergenthaler For For Management
7 Elect Director Woodrow A. Myers, Jr. For For Management
8 Elect Director John O. Parker, Jr. For For Management
9 Election Of Director: George Paz For For Management
10 Election Of Director: Myrtle S. Potter For For Management
11 Elect Director William L. Roper For For Management
12 Elect Director Samuel K. Skinner For For Management
13 Elect Director Seymour Sternberg For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
16 Report on Political Contributions Against For Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
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EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: DEC 21, 2011 Meeting Type: Special
Record Date: NOV 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 03, 2012 Meeting Type: Annual
Record Date: MAR 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter K. Barker For Against Management
2 Elect Director Alan M. Bennett For For Management
3 Elect Director Dean R. O'Hare For For Management
4 Elect Director David T. Seaton For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Provide Right to Call Special Meeting For For Management
7 Ratify Auditors For For Management
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FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 02, 2012 Meeting Type: Annual
Record Date: MAR 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mike R. Bowlin For For Management
2 Elect Director Philip J. Burguieres For For Management
3 Elect Director Edward J. Mooney For For Management
4 Elect Director James M. Ringler For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Declassify the Board of Directors For For Management
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FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 23, 2012 Meeting Type: Annual
Record Date: MAR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Agather For For Management
1.2 Elect Director Jeffrey N. Boyer For For Management
1.3 Elect Director Kosta N. Kartsotis For For Management
1.4 Elect Director Diane Neal For For Management
1.5 Elect Director Thomas M. Nealon For For Management
1.6 Elect Director Elysia Holt Ragusa For For Management
1.7 Elect Director Jal S. Shroff For For Management
1.8 Elect Director James E. Skinner For For Management
1.9 Elect Director Michael Steinberg For For Management
1.10 Elect Director Donald J. Stone For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Supply Chain Environmental Against For Shareholder
Management
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 14, 2012 Meeting Type: Annual
Record Date: JAN 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Charles B. Johnson For For Management
5 Elect Director Gregory E. Johnson For For Management
6 Elect Director Rupert H. Johnson, Jr. For For Management
7 Elect Director Mark C. Pigott For For Management
8 Elect Director Chutta Ratnathicam For For Management
9 Elect Director Laura Stein For For Management
10 Elect Director Anne M. Tatlock For For Management
11 Elect Director Geoffrey Y. Yang For For Management
12 Ratify Auditors For For Management
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GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: APR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Authorize a New Class of Common Stock For Against Management
4 Increase Authorized Common Stock For Against Management
5 Amend Charter to Provide For Class A For For Management
Common Holders to Receive Equal
Consideration as Class B Common
Holders in event of any Merger,
Consolidation or Business Combination
6 Approve Omnibus Stock Plan For Against Management
7 Approve Omnibus Stock Plan For Against Management
8 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
9 Amend Articles Regarding Arbitration Against Against Shareholder
of Shareholder Lawsuits
10 Approve Recapitalization Plan for all Against For Shareholder
Stock to have One-vote per Share
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ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 04, 2012 Meeting Type: Annual
Record Date: MAR 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel J. Brutto For For Management
2 Elect Director Susan Crown For For Management
3 Elect Director Don H. Davis, Jr. For For Management
4 Elect Director James W. Griffith For For Management
5 Elect Director Robert C. McCormack For For Management
6 Elect Director Robert S. Morrison For For Management
7 Elect Director James A. Skinner For For Management
8 Elect Director David B. Smith, Jr. For For Management
9 Elect Director David B. Speer For For Management
10 Elect Director Pamela B. Strobel For For Management
11 Elect Director Kevin M. Warren For For Management
12 Elect Director Anre D. Williams For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 18, 2012 Meeting Type: Annual
Record Date: MAR 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum McCarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
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INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 19, 2012 Meeting Type: Annual
Record Date: NOV 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher W. Brody For For Management
2 Elect Director William V. Campbell For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Diane B. Greene For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Suzanne Nora Johnson For For Management
7 Elect Director Dennis D. Powell For For Management
8 Elect Director Brad D. Smith For For Management
9 Ratify Auditors For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 19, 2012 Meeting Type: Annual
Record Date: FEB 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary S. Guthart For For Management
2 Elect Director Mark J. Rubash For For Management
3 Elect Director Lonnie M. Smith For For Management
4 Amend Stock Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors For For Management
7 Ratify Auditors For For Management
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James A. Bell For For Management
2 Elect Director Crandall C. Bowles For For Management
3 Elect Director Stephen B. Burke For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director James S. Crown For For Management
6 Elect Director James Dimon For For Management
7 Elect Director Timothy P. Flynn For For Management
8 Elect Director Ellen V. Futter For For Management
9 Elect Director Laban P. Jackson, Jr. For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Affirm Political Non-Partisanship Against Against Shareholder
15 Require Independent Board Chairman Against For Shareholder
16 Report on Loan Modifications Against Against Shareholder
17 Report on Political Contributions Against Against Shareholder
18 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
19 Provide Right to Act by Written Consent Against For Shareholder
20 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 07, 2012 Meeting Type: Annual
Record Date: APR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason N. Ader For For Management
1.2 Elect Director Michael A. Leven For For Management
1.3 Elect Director Jeffrey H. Schwartz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 14, 2012 Meeting Type: Annual
Record Date: APR 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Kilgore For For Management
1.2 Elect Director Jeffrey Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 24, 2012 Meeting Type: Annual
Record Date: NOV 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Janice L. Fields For For Management
2 Elect Directors Hugh Grant For For Management
3 Elect Directors C. Steven McMillan For For Management
4 Elect Directors Robert J. Stevens For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Amend Omnibus Stock Plan For For Management
8 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2011 Meeting Type: Annual
Record Date: JUL 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Nicholas G. Moore For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Jeffry R. Allen For For Management
1.5 Elect Director Allan L. Earhart For For Management
1.6 Elect Director Gerald Held For For Management
1.7 Elect Director T. Michael Nevens For For Management
1.8 Elect Director George T. Shaheen For For Management
1.9 Elect Director Robert T. Wall For For Management
1.10 Elect Director Richard P. Wallace For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 08, 2012 Meeting Type: Annual
Record Date: FEB 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles H. O'Reilly, Jr. For For Management
2 Elect Director John Murphy For For Management
3 Elect Director Ronald Rashkow For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 04, 2012 Meeting Type: Annual
Record Date: MAR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For For Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Aziz D. Syriani For For Management
11 Elect Director Rosemary Tomich For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
14 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 12, 2011 Meeting Type: Annual
Record Date: AUG 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: OCT 26, 2011 Meeting Type: Annual
Record Date: SEP 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary K. Kunkle, Jr. For For Management
1.2 Elect Director Herman Morris, Jr. For For Management
1.3 Elect Director Ben-Zion Zilberfarb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POLO RALPH LAUREN CORPORATION
Ticker: RL Security ID: 731572103
Meeting Date: AUG 11, 2011 Meeting Type: Annual
Record Date: JUN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Steven P. Murphy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Change Company Name For For Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 07, 2012 Meeting Type: Annual
Record Date: APR 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery H. Boyd For For Management
1.2 Elect Director Ralph M. Bahna For For Management
1.3 Elect Director Howard W. Barker, Jr. For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 06, 2012 Meeting Type: Annual
Record Date: JAN 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Paul E. Jacobs For For Management
1.7 Elect Director Robert E. Kahn For For Management
1.8 Elect Director Sherry Lansing For For Management
1.9 Elect Director Duane A. Nelles For For Management
1.10 Elect Director Francisco Ros For For Management
1.11 Elect Director Brent Scowcroft For For Management
1.12 Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Provision Relating to For For Management
Plurality Voting for the Election of
Directors
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 07, 2012 Meeting Type: Annual
Record Date: APR 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig Ramsey For Against Management
2 Elect Director Sanford R. Robertson For Against Management
3 Elect Director Maynard Webb For Against Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 11, 2012 Meeting Type: Annual
Record Date: FEB 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L.S. Currie For For Management
1.2 Elect Director Tony Isaac For For Management
1.3 Elect Director K. Vaman Kamath For For Management
1.4 Elect Director Paal Kibsgaard For For Management
1.5 Elect Director Nikolay Kudryavtsev For For Management
1.6 Elect Director Adrian Lajous For For Management
1.7 Elect Director Michael E. Marks For For Management
1.8 Elect Director Elizabeth Moler For For Management
1.9 Elect Director Lubna S. Olayan For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Burns as Director For For Management
4 Re-elect Matthew Emmens as Director For For Management
5 Re-elect Dr David Ginsburg as Director For For Management
6 Re-elect Graham Hetherington as For For Management
Director
7 Re-elect David Kappler as Director For For Management
8 Re-elect Anne Minto as Director For For Management
9 Re-elect Angus Russell as Director For For Management
10 Re-elect David Stout as Director For For Management
11 Elect Susan Kilsby as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 21, 2012 Meeting Type: Annual
Record Date: JAN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard Schultz For For Management
2 Elect Director William W. Bradley For For Management
3 Elect Director Mellody Hobson For For Management
4 Elect Director Kevin R. Johnson For For Management
5 Elect Director Olden Lee For For Management
6 Elect Director Joshua Cooper Ramo For For Management
7 Elect Director James G. Shennan, Jr. For For Management
8 Elect Director Clara Shih For For Management
9 Elect Director Javier G. Teruel For For Management
10 Elect Director Myron E. Ullman, III For For Management
11 Elect Director Craig E. Weatherup For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Executive Incentive Bonus Plan For For Management
14 Ratify Auditors For For Management
15 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 14, 2012 Meeting Type: Annual
Record Date: DEC 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Edmund Clark For Withhold Management
1.2 Elect Director Karen E. Maidment For For Management
1.3 Elect Director Mark L. Mitchell For For Management
1.4 Elect Director Fredric J. Tomczyk For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 20, 2012 Meeting Type: Annual
Record Date: FEB 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael F. Koehler For For Management
2 Elect Director James M. Ringler For For Management
3 Elect Director John G. Schwarz For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Declassify the Board of Directors For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 11, 2011 Meeting Type: Annual
Record Date: SEP 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Wei Sun Christianson For For Management
1.3 Elect Director Fabrizio Freda For For Management
1.4 Elect Director Jane Lauder For For Management
1.5 Elect Director Leonard A. Lauder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: APR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. DiRomualdo For For Management
1.2 Elect Director Catherine A. Halligan For For Management
1.3 Elect Director Lorna E. Nagler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: FEB 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andrew H. Card, Jr. For For Management
2 Elect Director Erroll B. Davis, Jr. For For Management
3 Elect Director Thomas J. Donohue For For Management
4 Elect Director Archie W. Dunham For For Management
5 Elect Director Judith Richards Hope For For Management
6 Elect Director Charles C. Krulak For For Management
7 Elect Director Michael R. McCarthy For For Management
8 Elect Director Michael W. McConnell For For Management
9 Elect Director Thomas F. McLarty, III For For Management
10 Elect Director Steven R. Rogel For For Management
11 Elect Director Jose H. Villarreal For For Management
12 Elect Director James R. Young For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Report on Lobbying Payments and Policy Against For Shareholder
16 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 11, 2012 Meeting Type: Annual
Record Date: FEB 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier, Ph. For For Management
D.
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Richard D. McCormick For For Management
8 Elect Director Harold McGraw, III For For Management
9 Elect Director Richard B. Myers For For Management
10 Elect Director H. Patrick Swygert For For Management
11 Elect Director Andre Villeneuve For For Management
12 Elect Director Christine Todd Whitman For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 04, 2012 Meeting Type: Annual
Record Date: APR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
13 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 09, 2012 Meeting Type: Annual
Record Date: DEC 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy E. Guertin For For Management
1.2 Elect Director David J. Illingworth For For Management
1.3 Elect Director Ruediger Naumann-Etienne For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 24, 2012 Meeting Type: Annual
Record Date: MAR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Roger H. Moore For For Management
1.5 Elect Director John D. Roach For For Management
1.6 Elect Director Louis A. Simpson For For Management
1.7 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 31, 2012 Meeting Type: Annual
Record Date: DEC 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary P. Coughlan For For Management
2 Elect Director Mary B. Cranston For For Management
3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
4 Elect Director Robert W. Matschullat For For Management
5 Elect Director Cathy E. Minehan For For Management
6 Elect Director Suzanne Nora Johnson For For Management
7 Elect Director David J. Pang For For Management
8 Elect Director Joseph W. Saunders For For Management
9 Elect Director William S. Shanahan For For Management
10 Elect Director John A. Swainson For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Amend Omnibus Stock Plan For For Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 17, 2012 Meeting Type: Annual
Record Date: MAR 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Dorman For For Management
2 Elect Director Massimo Ferragamo For For Management
3 Elect Director Mirian M. Graddick-Weir For For Management
4 Elect Director J. David Grissom For For Management
5 Elect Director Bonnie G. Hill For For Management
6 Elect Director Jonathan S. Linen For For Management
7 Elect Director Thomas C. Nelson For For Management
8 Elect Director David C. Novak For For Management
9 Elect Director Thomas M. Ryan For For Management
10 Elect Director Jing-Shyh S. Su For For Management
11 Elect Director Robert D. Walter For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Require Independent Board Chairman Against Against Shareholder
15 Adopt and Implement Sustainable Palm Against Against Shareholder
Oil Policy
Nuveen Santa Barbara Dividend Growth Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Microchip Technology Incorporated | | MCHP | | 595017104 | | USA | | 19-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Steve Sanghi | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Albert J. Hugo-Martinez | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director L.b. Day | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Matthew W. Chapman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Wade F. Meyercord | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| Seadrill Limited | | | | G7945E105 | | Bermuda | | 23-Sep-11 | | Annual | | Management | | 1 | | Reelect John Fredriksen as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Olav Troim as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reelect Kate Blankenship as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Reelect Kathrine Fredriksen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Carl Steen as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| Paychex, Inc. | | PAYX | | 704326107 | | USA | | 11-Oct-11 | | Annual | | Management | | 1 | | Elect Director B. Thomas Golisano | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Joseph G. Doody | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David J. S. Flaschen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Phillip Horsley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Grant M. Inman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Pamela A. Joseph | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Martin Mucci | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph M. Tucci | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Joseph M. Velli | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| The Procter & Gamble Company | | PG | | 742718109 | | USA | | 11-Oct-11 | | Annual | | Management | | 1 | | Elect Director Angela F. Braly | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Scott D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Susan Desmond-Hellmann | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert A. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Johnathan A. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Margaret C. Whitman | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Mary Agnes Wilderotter | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Patricia A. Woertz | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Ernesto Zedillo | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 15 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Phase Out Use of Laboratory Animals in Pet Food Product Testing | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions and Provide Advisory Vote | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Microsoft Corporation | | MSFT | | 594918104 | | USA | | 15-Nov-11 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William H. Gates, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| Emerson Electric Co. | | EMR | | 291011104 | | USA | | 07-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director C. Fernandez G. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director A.F. Golden | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.R. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J.B. Menzer | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director A.A. Busch, III | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director R.I. Ridgway | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Sustainability | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
| Accenture plc | | CSA | | G1151C101 | | Ireland | | 09-Feb-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Dina Dublon as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect William D. Green as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Nobuyuki Idei as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Marjorie Magner as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | For | | For |
| AmerisourceBergen Corporation | | ABC | | 03073E105 | | USA | | 01-Mar-12 | | Annual | | Management | | 1 | | Elect Director Steven H. Collis | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Richard C. Gozon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kathleen W. Hyle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael J. Long | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Eliminate Provision Relating to Plurality Voting for the Election of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| EQT Corporation | | EQT | | 26884L109 | | USA | | 18-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Kenneth M. Burke | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Margaret K. Dorman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Philip G. Behrman | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director A. Bray Cary, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Lee T. Todd, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| International Business Machines Corporation | | IBM | | 459200101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William R. Brody | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael L. Eskew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David N. Farr | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Andrew N. Liveris | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James W. Owens | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Samuel J. Palmisano | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Virginia M. Rometty | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sidney Taurel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Lorenzo H. Zambrano | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Lobbying Expenses | | Against | | Against |
| PACCAR Inc | | PCAR | | 693718108 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Mark C. Pigott | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Warren R. Staley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles R. Williamson | | For | | For |
| | | | | | | | | | | | Share Holder | | 2 | | Require a Majority Vote for the Election of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 3 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| VF Corporation | | VFC | | 918204108 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Hurst | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Laura W. Lang | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W. Alan McCollough | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond G. Viault | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| Eaton Corporation | | ETN | | 278058102 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Arthur E. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Deborah L. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| The Coca-Cola Company | | KO | | 191216100 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard M. Daley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert A. Kotick | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director James D. Robinson, III | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Cullen/Frost Bankers, Inc. | | CFR | | 229899109 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director R. Denny Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Carlos Alvarez | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Royce S. Caldwell | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Crawford H. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ruben M. Escobedo | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Richard W. Evans, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Patrick B. Frost | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David J. Haemisegger | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Karen E. Jennings | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard M. Kleberg, III | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Charles W. Matthews | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Ida Clement Steen | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Horace Wilkins, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Pfizer Inc. | | PFE | | 717081103 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William H. Gray, III | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Helen H. Hobbs | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Marc Tessier-Lavigne | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Amend Articles/Bylaws/Charter – Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Non-Employee Director Compensation | | Against | | Against |
| Southern Copper Corporation | | SCCO | | 84265V105 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director German Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Gonzalez Rocha | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Emilio Carrillo Gamboa | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alfredo Casar Perez | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Luis Castelazo Morales | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Enrique Castillo Sanchez Mejorada | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Alberto de la Parra Zavala | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Xavier Garcia de Quevedo Topete | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Genaro Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Daniel Muniz Quintanilla | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Luis Miguel Palomino Bonilla | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Gilberto Perezalonso Cifuentes | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Juan Rebolledo Gout | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Carlos Ruiz Sacristan | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| AT&T Inc. | | T | | 00206R102 | | USA | | 27-Apr-12 | | Annual | | Management | | 1 | | Elect Director Randall L. Stephenson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gilbert F. Amelio | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Reuben V. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect DirectorJames H. Blanchard | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect DirectorJaime Chico Pardo | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director James P. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jon C. Madonna | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John B. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Matthew K. Rose | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Laura D’Andrea Tyson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratification Of Appointment Of Independent Auditors. | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Commit to Wireless Network Neutrality | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Require Independent Board Chairman | | Against | | For |
| Abbott Laboratories | | ABT | | 002824100 | | USA | | 27-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Alpern | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Roxanne S. Austin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sally E. Blount | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director W. James Farrell | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Edward M. Liddy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nancy McKinstry | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Phebe N. Novakovic | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Samuel C. Scott, III | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Glenn F. Tilton | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Adopt Anti Gross-up Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Cease Compliance Adjustments to Performance Criteria | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 30-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gregory Q. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William J. Bratton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth C. Dahlberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael V. Hayden | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Judy C. Lewent | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Samuel C. Scott, III | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John A. White | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Encourage Suppliers to Produce Sustainability Reports | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 12 | | Stock Retention/Holding Period | | Against | | For |
| Aflac Incorporated | | AFL | | 001055102 | | USA | | 07-May-12 | | Annual | | Management | | 1 | | Elect Director Daniel P. Amos | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John Shelby Amos, II | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Paul S. Amos, II | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kriss Cloninger, III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elizabeth J. Hudson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Douglas W. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert B. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles B. Knapp | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director E. Stephen Purdom | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Barbara K. Rimer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Marvin R. Schuster | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Melvin T. Stith | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director David Gary Thompson | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Takuro Yoshida | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kinder Morgan, Inc. | | KMI | | 49456B101 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Richard D. Kinder | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. Park Shaper | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Steven J. Kean | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Henry Cornell | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Deborah A. Macdonald | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael C. Morgan | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Kenneth A. Pontarelli | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Fayez Sarofim | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Joel V. Staff | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director John Stokes | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director R. Baran Tekkora | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Glenn A. Youngkin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| Philip Morris International Inc. | | PM | | 718172109 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect DirectorLouis C. Camilleri | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect DirectorJ. Dudley Fishburn | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect DirectorJennifer Li | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kalpana Morparia | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect DirectorLucio A. Noto | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect DirectorRobert B. Polet | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect DirectorCarlos Slim Helu | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect DirectorStephen M. Wolf | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Establish Ethics Committee to Review Marketing Activities | | Against | | Against |
| Leggett & Platt, Incorporated | | LEG | | 524660107 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Robert E. Brunner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ralph W. Clark | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director R. Ted Enloe, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard T. Fisher | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Matthew C. Flanigan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Karl G. Glassman | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Ray A. Griffith | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David S. Haffner | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Joseph W. McClanathan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Judy C. Odom | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Maurice E. Purnell, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Phoebe A. Wood | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Union Pacific Corporation | | UNP | | 907818108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Andrew H. Card, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Thomas J. Donohue | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Archie W. Dunham | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael R. McCarthy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael W. McConnell | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas F. McLarty, III | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Jose H. Villarreal | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director James R. Young | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Stock Retention | | Against | | For |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 15-May-12 | | Annual | | Management | | 1 | | Elect Director James A. Bell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Crandall C. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen B. Burke | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David M. Cote | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James S. Crown | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director James Dimon | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Timothy P. Flynn | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ellen V. Futter | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Laban P. Jackson, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Lee R. Raymond | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Affirm Political Non-Partisanship | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Loan Modifications | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Stock Retention | | Against | | For |
| Lorillard, Inc. | | LO | | 544147101 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert C. Almon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kit D. Dietz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | None | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Carole Black | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Glenn A. Britt | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Thomas H. Castro | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David C. Chang | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Peter R. Haje | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donna A. James | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Don Logan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director N.J. Nicholas, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Wayne H. Pace | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Edward D. Shirley | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director John E. Sununu | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Provide Right to Call Special Meeting | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| YUM! Brands, Inc. | | YUM | | 988498101 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Massimo Ferragamo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Mirian M. Graddick-Weir | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director J. David Grissom | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Bonnie G. Hill | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Jonathan S. Linen | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas C. Nelson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David C. Novak | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas M. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Jing-Shyh S. Su | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Robert D. Walter | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 14 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Adopt and Implement Sustainable Palm Oil Policy | | Against | | For |
| Royal Dutch Shell plc | | RDSB | | 780259206 | | United Kingdom | | 22-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Sir Nigel Sheinwald as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Josef Ackermann as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Guy Elliott as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Simon Henry as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Charles Holliday as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Linda Stuntz as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Jeroen van der Veer as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Peter Voser as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Hans Wijers as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase of Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| ITC Holdings Corp. | | ITC | | 465685105 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director Christopher H. Franklin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Edward G. Jepsen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard D. McLellan | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William J. Museler | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Hazel R. O’Leary | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director M. Michael Rounds | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director G. Bennett Stewart, III | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Lee C. Stewart | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J.C. Watts, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Joseph L. Welch | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| ONEOK, Inc. | | OKE | | 682680103 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director James C. Day | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Julie H. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William L. Ford | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John W. Gibson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Bert H. Mackie | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Steven J. Malcolm | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jim W. Mogg | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Pattye L. Moore | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Gary D. Parker | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Eduardo A. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Gerald B. Smith | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director David J. Tippeconnic | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Amend Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| BlackRock, Inc. | | BLK | | 09247X101 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director William S. Demchak | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Laurence D. Fink | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert S. Kapito | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas H. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ivan G. Seidenberg | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| NextEra Energy, Inc. | | NEE | | 65339F101 | | USA | | 25-May-12 | | Annual | | Management | | 1 | | Elect Director Sherry S. Barrat | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert M. Beall, Ii | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James L. Camaren | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kenneth B. Dunn | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director J. Brian Ferguson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lewis Hay, Iii | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Toni Jennings | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Oliver D. Kingsley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Rudy E. Schupp | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William H. Swanson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael H. Thaman | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Hansel E. Tookes, Ii | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Chevron Corporation | | CVX | | 166764100 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Linnet F. Deily | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert E. Denham | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Chuck Hagel | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director George L. Kirkland | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Charles W. Moorman, IV | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director John S. Watson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Remove Exclusive Venue Provision | | Against | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Adopt Guidelines for Country Selection | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Hydraulic Fracturing Risks to Company | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Amend Articles/Bylaws/Charter – Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Fidelity National Information Services, Inc. | | FIS | | 31620M106 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director William P. Foley, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Thomas M. Hagerty | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Keith W. Hughes | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| New York Community Bancorp, Inc. | | NYB | | 649445103 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Maureen E. Clancy | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hanif Dahya | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph R. Ficalora | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James J. O’Donovan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| Caterpillar Inc. | | CAT | | 149123101 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Provide Right to Act by Written Consent | | Against | | For |
Nuveen Santa Barbara Global Growth Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Aggreko plc | | AGK | | G0116S102 | | United Kingdom | | 05-Jul-11 | | Special | | Management | | 1 | | Approve Return of Cash to Shareholders | | For | | For |
| Saputo Inc. | | SAP | | 802912105 | | Canada | | 02-Aug-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Emanuele (Lino) Saputo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Andre Berard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Pierre Bourgie | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Anthony Fata | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Tony Meti | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia Saputo | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Lino A. Saputo Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Lucien Bouchard | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Frank A. Dottori | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Jean Gaulin | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Caterina Monticciolo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | For |
| CAE Inc. | | CAE | | 124765108 | | Canada | | 10-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Lynton R. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Marc Parent | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Brian E. Barents | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John A. (Ian) Craig | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. Garfield Emerson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael M. Fortier | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul Gagne | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James F. Hankinson | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director E. Randolph (Randy) Jayne II | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Robert Lacroix | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director John Manley | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Peter J. Schoomaker | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Katharine B. Stevenson | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Lawrence N. Stevenson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Imagination Technologies Group plc | | IMG | | G47104107 | | United Kingdom | | 19-Aug-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Geoff Shingles as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Hossein Yassaie as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Richard Smith as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect David Anderson as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Ian Pearson as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Re-elect David Hurst-Brown as Director | | For | | Abstain |
| | | | | | | | | | | | Management | | 9 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| NetApp, Inc. | | NTAP | | 64110D104 | | USA | | 31-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Daniel J. Warmenhoven | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Georgens | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jeffry R. Allen | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Allan L. Earhart | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gerald Held | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George T. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert T. Wall | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| SuperGroup plc | | SGP | | G8585P103 | | United Kingdom | | 22-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Peter Bamford as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Julian Dunkerton as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect James Holder as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Chas Howes as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Theofilos Karpathios as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Keith Edelman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Steven Glew as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Ken McCall as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Indira Thambiah as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Sharesave Scheme | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Golar LNG Ltd | | GOL | | G9456A100 | | Bermuda | | 23-Sep-11 | | Annual | | Management | | 1 | | Reelect John Fredriksen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Reelect Kate Blankenship as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Hans Petter Aas as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Kathrine Fredriksen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Reelect Tor Olav Troim as Director | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Reelect Paul Adams as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
| Seadrill Limited | | | | G7945E105 | | Bermuda | | 23-Sep-11 | | Annual | | Management | | 1 | | Reelect John Fredriksen as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Olav Troim as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reelect Kate Blankenship as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Reelect Kathrine Fredriksen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Carl Steen as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| FedEx Corporation | | FDX | | 31428X106 | | USA | | 26-Sep-11 | | Annual | | Management | | 1 | | Elect Director James L. Barksdale | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John A. Edwardson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Steven R. Loranger | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Gary W. Loveman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director R. Brad Martin | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joshua Cooper Ramo | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Frederick W. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Paul S. Walsh | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 17 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| ASOS plc | | ASC | | G0536Q108 | | United Kingdom | | 29-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Karen Jones as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Nicholas Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Mary Turner as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Market Purchase | | For | | For |
| Melco Crown Entertainment Ltd. | | MPEL | | 585464100 | | Cayman Islands | | 06-Oct-11 | | Special | | Management | | 1 | | Approve Increase in Authorized Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Adopt New Memorandum and Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Shares Pursuant to the Global Offering | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| Abcam plc | | ABC | | G0060R118 | | United Kingdom | | 21-Oct-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tony Kouzarides as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jim Warwick as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Tony Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| Focus Media Holding Limited | | FMCN | | 34415V109 | | Cayman Islands | | 01-Nov-11 | | Annual | | Management | | 1a | | Reelect Charles Chao as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Reelect Wu Ying as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Kit Leong Low as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Deloitte Touche Tohmatsu CPA Ltd. as Auditors | | For | | For |
| The Hain Celestial Group, Inc. | | HAIN | | 405217100 | | USA | | 17-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Irwin D. Simon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Barry J. Alperin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard C. Berke | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jack Futterman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Marina Hahn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Brett Icahn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Roger Meltzer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David Schechter | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lewis D. Schiliro | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Lawrence S. Zilavy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| Hargreaves Lansdown plc | | HL. | | G43940108 | | United Kingdom | | 25-Nov-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Ian Gorham as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tracey Taylor as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Peter Hargreaves as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Mike Evans as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Jonathan Bloomer as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Chris Barling as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Stephen Lansdown as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Stephen Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Dharmash Mistry as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Alam Sutera Realty Tbk | | ASRI | | Y7126F103 | | Indonesia | | 25-Nov-11 | | Special | | Management | | 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
| American Tower Corporation | | AMT | | 029912201 | | USA | | 29-Nov-11 | | Special | | Management | | 1 | | Approve Reorganization Plan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Chr.Hansen Holdings AS | | CHR | | K1830B107 | | Denmark | | 29-Nov-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of DKK 3.57 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Approve Remuneration Policy | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4b | | Approve Revised Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Reelect Ole Andersen as Chairman of Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7a | | Elect Frédéric Stévenin as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7b | | Elect Henrik Poulsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7c | | Elect Gaëlle d?Engremont as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7d | | Elect Mark Wilson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7e | | Elect Didier Debrosse as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Ratify ricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Creation of DKK 130 Million Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | | For | | Do Not Vote |
| Hi Mart Co., Ltd. | | 071840 | | Y3211V103 | | South Korea | | 30-Nov-11 | | Special | | Management | | 1 | | Reelect Yoo Gyeong-Seon as Inside Director | | For | | For |
| China Lodging Group, Ltd. | | HTHT | | 16949N109 | | Cayman Islands | | 08-Dec-11 | | Annual | | Management | | 1 | | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Zhuzhou CSR Times Electric Co Ltd | | 03898 | | Y9892N104 | | Hong Kong | | 13-Dec-11 | | Special | | Management | | 1 | | Appoint E&Y Hua Ming as the Sole Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Rules of Procedures for General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorize Repurchase of Up to 10 Percent of Issued H Shares | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Rules of Procedures for Board Meetings | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Rules of Procedures for Meetings of Supervisory Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issue of Medium-term Notes in the Aggregate Principal Amount of up to RMB 800 Million | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued H Shares | | For | | For |
| Brilliance China Automotive Holdings Ltd. | | 01114 | | G1368B102 | | Hong Kong | | 20-Dec-11 | | Special | | Management | | 1 | | Approve JinBei Framework Agreements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Huachen Framework Agreements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cross Guarantee Agreement | | For | | For |
| Express Scripts, Inc. | | ESRX | | 302182100 | | USA | | 21-Dec-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Sodastream International Ltd. | | SODA | | M9068E105 | | Israel | | 29-Dec-11 | | Annual | | Management | | 1 | | Re elect Daniel Birnbaum as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Plan Grants | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| China National Building Material Co., Ltd. | | 03323 | | Y15045100 | | Hong Kong | | 05-Jan-12 | | Special | | Management | | 1 | | Approve Remuneration of Directors and Supervisors for the Three Year Term From Nov. 15, 2011 to Nov. 15, 2014 | | For | | For |
| Beijing Capital International Airport Co., Ltd. | | 00694 | | Y07717104 | | Hong Kong | | 10-Jan-12 | | Special | | Management | | 1 | | Approve Supply of Power and Energy Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Supply of Aviation Safety and Security Guard Services Agreement | | For | | For |
| Johnson Controls, Inc. | | JCI | | 478366107 | | USA | | 25-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director Dennis W. Archer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark P. Vergnano | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard Goodman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Jasa Marga (Persero) Tbk | | JSMR | | Y71285103 | | Indonesia | | 30-Jan-12 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
| Visa Inc. | | V | | 92826C839 | | USA | | 31-Jan-12 | | Annual | | Management | | 1 | | Elect Director Gary P. Coughlan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mary B. Cranston | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Matschullat | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Cathy E. Minehan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David J. Pang | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph W. Saunders | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William S. Shanahan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John A. Swainson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Al Gore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Iger | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Prepare Conflict of Interest Report | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Eliminate Provision Relating to Plurality Voting for the Election of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Alam Sutera Realty Tbk | | ASRI | | Y7126F103 | | Indonesia | | 08-Mar-12 | | Special | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Andrew Walker as Director | | For | | For |
| Wartsila Oyj | | WRT1V | | X98155116 | | Finland | | 08-Mar-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.90 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Nine | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Lars Josefsson, Mikael Lilius (Chairman), Markus Rauramo, and Matti Vuoria (Vice Chairman) as Directors; Elect Gunilla Nordstrom as New Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify KPMG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15a | | Authorize Repurchase of up to 19 Million Issued Shares | | For | | For |
| | | | | | | | | | | | Management | | 15b | | Approve Issuance of up to 19 Million Shares without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
| Whole Foods Market, Inc. | | WFM | | 966837106 | | USA | | 09-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director John Elstrott | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gabrielle Greene | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Shahid (Hass) Hassan | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Stephanie Kugelman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John Mackey | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Walter Robb | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jonathan Seiffer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Morris (Mo) Siegel | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Jonathan Sokoloff | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Ralph Sorenson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director W. (Kip) Tindell, III | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Amend Articles/Bylaws/Charter – Removal of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | For |
| Novo Nordisk A/S | | NOVO B | | K7314N152 | | Denmark | | 21-Mar-12 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Directors for 2011 in the Aggregate Amount of DKK 9,400,000 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.2 | | Approve Remuneration of Directors for 2012; Approve Fees for Committee Work | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 14.00 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Sten Scheibye as Chairman | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Goran Ando as Vice Chairman | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3a | | Reelect Bruno Angelici as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3b | | Reelect Henrik Gurtler as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3c | | Reelect Thomas Koestler as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3d | | Reelect Kurt Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3e | | Reelect Hannu Ryopponen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3f | | Elect Liz Hewitt as New Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.1 | | Approve DKK 20 Million Reduction in Share Capital via Share Cancellation | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.2 | | Authorize Repurchase up to 10 Percent of Share Capital | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.3.1 | | Amend Articles Re: Electronic Communication With Shareholders | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.3.2 | | Amend Articles to Reflect Name Change of the Danish Business Authority | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.4 | | Approve Revised Remuneration Principles | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Other Business | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Domino’s Pizza UK & IRL plc | | DOM | | G2811T120 | | United Kingdom | | 28-Mar-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Stephen Hemsley as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Colin Halpern as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Lance Batchelor as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Lee Ginsberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Nigel Wray as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect John Hodson as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Michael Shallow as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Syl Saller as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Helen Keays as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve 2012 Long Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Change of Company Name to Domino’s Pizza Group plc | | For | | For |
| Rakuten Co. | | 4755 | | J64264104 | | Japan | | 29-Mar-12 | | Annual | | Management | | 1 | | Amend Articles To Increase Authorized Capital to Reflect Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Mikitani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kunishige, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Kobayashi, Masatada | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Shimada, Toru | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Sugihara, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Suzuki, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Takayama, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Takeda, Kazunori | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yasutake, Hiroaki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Charles B.Baxter | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kusano, Koichi | | For | | Against |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Kutaragi, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Joshua G.James | | For | | Against |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Fukino, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Yamada, Yoshihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Murai, Jun | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Yamaguchi, Katsuyuki | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Deep Discount Stock Option Plans | | For | | Against |
| Telecity Group plc | | TCY | | G87403112 | | United Kingdom | | 04-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect John Hughes as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Michael Tobin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Brian McArthur-Muscroft as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Simon Batey as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect John O’Reilly as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Maurizio Carli as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Sahar Elhabashi as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Long-Term Incentive Plan 2012 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Volvo AB | | VOLVB | | 928856301 | | Sweden | | 04-Apr-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Elect Sven Unger as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Receive Board and Board Committee Reports | | | | |
| | | | | | | | | | | | Management | | 8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Allocation of Income and Dividends of SEK 3.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Determine Number of Members (9) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 700,000 for Other Members; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reelect Peter Bijur, Jean-Baptiste Duzan, Hanne de Mora, Anders Nyren, Olof Persson, Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors; Elect Carl-Henric Svanberg (Chairman) as New Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Chairman of the Board (Carl-Henric Svanberg), Carl-Olof By, Jean-Baptiste Duzan, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| LVMH Moet Hennessy Louis Vuitton | | MC | | F58485115 | | France | | 05-Apr-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 2.60 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Francesco Trapani as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Appointment of Felix G. Rohatyn as Censor | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Antoine Arnault as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Albert Frere as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Gilles Hennessy as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Lord Powell Of Bayswater as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Yves Thibault De Silguy as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.26 Million | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Article 23 of Bylaws Re: Convening of General Meeting upon Second Call and Proxy Voting | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Schlumberger Limited | | SLB | | 806857108 | | NetherlandsAntilles | | 11-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Peter L.S. Currie | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tony Isaac | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director K. Vaman Kamath | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Paal Kibsgaard | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nikolay Kudryavtsev | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Adrian Lajous | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael E. Marks | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Elizabeth Moler | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lubna S. Olayan | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Leo Rafael Reif | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Tore I. Sandvold | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Henri Seydoux | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt and Approve Financials and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| Ayala Land, Inc. | | ALI | | Y0488F100 | | Philippines | | 18-Apr-12 | | Annual | | Management | | 1 | | Approve the Minutes of Previous Stockholders’ Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify All Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Fernando Zobel de Ayala as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Jaime Augusto Zobel de Ayala as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Antonino T. Aquino as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Delfin L. Lazaro as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Aurelio R. Montinola III as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Mercedita S. Nolledo as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Elect Francis G. Estrada as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Elect Jaime C. Laya as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Elect Oscar S. Reyes as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.a | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Changing the Non-Redeemable Feature of the Preferred Shares to Redeemable | | For | | For |
| | | | | | | | | | | | Management | | 5.b | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Reclassification of 1.965 Billion Unissued Non-Voting Preferred Shares Into a New Class of Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.c | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Increase in Authorized Capital Stock from PHP21.5 Billion to PHP22.803 Billion by Way of Additional Voting Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.d | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Decrease in Capital Stock from PHP22.803 Billion to PHP21.5 Billion by Way of Retirement of the 13 Billion Redeemed Non-Voting Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Sycip Gorres Velayo & Co. as Independent Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Other Business | | For | | Against |
| Empresas Ica S.A.B. de C.V. | | ICA | | P37149104 | | Mexico | | 18-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Receive CEO’s Report and External Auditor’s Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Receive Board’s Opinion on Report Presented by CEO; Receive Report of Audit and Corporate Practice Committee Chairmen; Present Report on Adherence to Fiscal Obligations | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Reports Related to Items 1 and 2 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income, Increase in Reserves, Approve Share Repurchase Reserve Fund; Distribution of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Directors and Chairmen of Special Committees | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors and Members of Special Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Robinsons Land Corporation | | RLC | | Y73196126 | | Philippines | | 18-Apr-12 | | Annual | | Management | | 2 | | Approve the Minutes of the Annual General Meeting held on May 11, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Report of Management | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Merger of Robinsons Inn, Inc. and Robinsons Realty and Management Corporation with and Into the Corporation | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Elect John Gokongwei Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Elect James L. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Elect Lance Y. Gokongwei as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Elect Frederick D. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Elect Patrick Henry C. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Elect Johnson Robert G. Go, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.7 | | Elect Robina Y. Gokongwei-Pe as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.8 | | Elect Artemio V. Panganiban as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.9 | | Elect Roberto F. de Ocampo as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.10 | | Elect Emmanuel C. Rojas, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint the Company’s External Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Board and Management | | For | | For |
| GEA Group AG | | G1A | | D28304109 | | Germany | | 24-Apr-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.55 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2012 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Affiliation Agreements with Subsidiary GEA Beteiligungsgesellschaft II mbH | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Affiliation Agreements with Subsidiary GEA Convenience-Food Technologies GmbH | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Werner Bauer to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Creation of EUR 77 Million Pool of Capital with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Creation of EUR 40.8 Million Pool of Capital without Preemptive Rights For Issuance of Shares as Indemification In Relation to 1999 Domination and Profit Transfer Agreement | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Articles Re: Rights of Supervisory Board Members | | For | | For |
| Praxair, Inc. | | PX | | 74005P104 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Angel | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Bernardes | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Bret K. Clayton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Nance K. Dicciani | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Edward G. Galante | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Claire W. Gargalli | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ira D. Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Raymond W. LeBoeuf | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Larry D. McVay | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Wayne T. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Robert L. Wood | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| SM Prime Holdings, Inc. | | SMPH | | Y8076N112 | | Philippines | | 24-Apr-12 | | Annual | | Management | | 1 | | Approve the Minutes of Previous Stockholders’ Meeting Held on April 19, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Henry Sy, Sr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Henry T. Sy, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Hans T. Sy as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Herbert T. Sy as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Senen T. Mendiola as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Jose L. Cuisia, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Gregorio U. Kilayko as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Joselito H. Sibayan as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Sycip Gorres Velayo & Co. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Shire plc | | SHP | | G8124V108 | | United Kingdom | | 24-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect William Burns as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Matthew Emmens as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Dr David Ginsburg as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Graham Hetherington as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect David Kappler as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Anne Minto as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Angus Russell as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect David Stout as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Susan Kilsby as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Wells Fargo & Company | | WFC | | 949746101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director John D. Baker, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Elaine L. Chao | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John S. Chen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Susan E. Engel | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Federico F. Pena | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Susan G. Swenson | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Adopt Proxy Access Right | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Zehnder Group AG | | ZEH | | H9734C117 | | Switzerland | | 24-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve CHF 14.1 Million Reduction in Share Capital and Repayment of CHF 0.24 per Registered Share and CHF 1.20 per Bearer Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Reflect Changes to Share Capital from Item 4 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Reelect Peter Wiesendanger as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Ratify KPMG AG as Auditors | | For | | Do Not Vote |
| Aggreko plc | | AGK | | G0116S169 | | United Kingdom | | 25-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Rupert Soames as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Angus Cockburn as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect George Walker as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Bill Caplan as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Kash Pandya as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect David Hamill as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Robert MacLeod as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Russell King as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Ken Hanna as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Increase in Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Purchase of B Shares | | For | | For |
| BorgWarner Inc. | | BWA | | 099724106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Phyllis O. Bonanno | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alexis P. Michas | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Richard O. Schaum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas T. Stallkamp | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| Embraer SA | | | | 29082A107 | | Brazil | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Committee Members | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Fiscal Council Members | | For | | For |
| Herbalife Ltd. | | HLF | | G4412G101 | | Cayman Islands | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Pedro Cardoso | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Colombe M. Nicholas | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| UCB SA | | UCB | | B93562120 | | Belgium | | 26-Apr-12 | | Annual | | Management | | 1 | | Receive Directors’ Report | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Auditors’ Report | | | | |
| | | | | | | | | | | | Management | | 3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Reelect T. McKillop as Director | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Indicate T. McKillop as Independent Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Elect C.A. Janssen as Director | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Eelect H. Edelman as Director | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Indicate H. Edelman as Independent Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Ratify PwC as Auditors and Approve Auditors’ Remuneration at EUR 405,000 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Change-of-Control Clause Re: Credit Facility Agreement with Fortis Bank | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Change-of-Control Clause Re: Loan Agreement EIB | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Barclays plc | | BARC | | G08036124 | | United Kingdom | | 27-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Marcus Agius as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect David Booth as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Alison Carnwath as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Fulvio Conti as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Bob Diamond as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Simon Fraser as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Reuben Jeffery III as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Sir Andrew Likierman as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Chris Lucas as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Dambisa Moyo as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Sir Michael Rake as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Sir John Sunderland as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Saipem | | SPM | | T82000117 | | Italy | | 27-Apr-12 | | Annual/Special | | Management | | 1 | | Accept Saipem Energy Service SpA’s Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Two Internal Statutory Auditors (One Effective and One Alternate) | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles 19 and 27; Add New Article 31 (Board-Related) | | For | | For |
| Allergan, Inc. | | AGN | | 018490102 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director David E.I. Pyott | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Herbert W. Boyer, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Deborah Dunsire, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael R. Gallagher | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dawn Hudson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert A. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Trevor M. Jones, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Louis J. Lavigne, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Russell T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Stephen J. Ryan, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Articles/Bylaws/Charter – Call Special Meetings | | Against | | For |
| EMC Corporation | | EMC | | 268648102 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Michael W. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Randolph L. Cowen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gail Deegan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James S. DiStasio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John R. Egan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Edmund F. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Windle B. Priem | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul Sagan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David N. Strohm | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joseph M. Tucci | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Black Diamond Group Limited | | BDI | | 09202D207 | | Canada | | 02-May-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Seven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Robert G. Brawn | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director David Butler | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Trevor Haynes | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert J. Herdman | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Minaz Kassam | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Steven Stein | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Robert Wagemakers | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Stock Option Plan | | For | | Against |
| Chicago Bridge & Iron Company NV | | CBI | | 167250109 | | Netherlands | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect James R. Bolch to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Elect Philip K. Asherman to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect L. Richard Flury to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect W. Craig Kissel to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements, Allocation of Income and Dividends of 0.20 per Share, and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Grant Board Authority to Issue Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Supervisory Board | | For | | Against |
| TENARIS SA | | TEN | | 88031M109 | | Luxembourg | | 02-May-12 | | Annual/Special | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 0.38 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 0.38 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Allow Electronic Distribution of Company Documents to Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Allow Electronic Distribution of Company Documents to Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Amend Article 10 Re: Board Meeting’s Minutes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Article 10 Re: Board Meeting’s Minutes | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 11 - Board Related | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 11 - Board Related | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 13 Re: External Auditor | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 13 Re: External Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Change Time of Annual Meeting and Amend Article 15 Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Change Time of Annual Meeting and Amend Article 15 Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 16 Re: Notice of General Meetings of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 16 Re: Notice of General Meetings of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Article 17 Re: Record Date | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Article 17 Re: Record Date | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Article 19 Re: Vote and Minutes of General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Article 19 Re: Vote and Minutes of General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Title V | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Title V | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 20 Re: Availability of Financial Statements, Auditor’s Report, and Other Documents | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 20 Re: Availability of Financial Statements, Auditor’s Report, and Other Documents | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 21 Re: Distribution of Profits | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 21 Re: Distribution of Profits | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Yamana Gold Inc. | | YRI | | 98462Y100 | | Canada | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director Peter Marrone | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patrick J. Mars | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John Begeman | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alexander Davidson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard Graff | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Robert Horn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Nigel Lees | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Juvenal Mesquita Filho | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Carl Renzoni | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Antenor F. Silva, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Dino Titaro | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Brunel International | | | | N1677J103 | | Netherlands | | 03-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 3 | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 7 | | Approve Allocation of Income and Dividends of EUR 0.90 per Share | | For | | For |
| | | | | | | | | | | | Management | | 8a | | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 8b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Discussion on Company’s Corporate Governance Structure | | | | |
| | | | | | | | | | | | Management | | 11 | | Ratify Deloitte Accountants B.V. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Allow Questions | | | | |
| | | | | | | | | | | | Management | | 13 | | Close Meeting | | | | |
| Ericsson | | | | W26049119 | | Sweden | | 03-May-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Receive President’s Report; Allow Questions | | | | |
| | | | | | | | | | | | Management | | 8.1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Allocation of Income and Dividends of SEK 2.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Determine Number of Members (12) and Deputy Members of Board (0) | | For | | For |
| | | | | | | | | | | | Management | | 9.2 | | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 9.3 | | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | | For | | For |
| | | | | | | | | | | | Management | | 9.4 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 9.5 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9.6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Approve 2012 Share Matching Plan for All Employees | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | | For | | For |
| | | | | | | | | | | | Management | | 11.3 | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | | For | | Against |
| | | | | | | | | | | | Management | | 11.4 | | Approve 2012 Share Matching Plan for Key Contributors | | For | | For |
| | | | | | | | | | | | Management | | 11.5 | | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | | For | | For |
| | | | | | | | | | | | Management | | 11.6 | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | | For | | Against |
| | | | | | | | | | | | Management | | 11.7 | | Approve 2012 Restricted Stock Plan for Executives | | For | | For |
| | | | | | | | | | | | Management | | 11.8 | | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | | For | | For |
| | | | | | | | | | | | Management | | 11.9 | | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | | None | | For |
| | | | | | | | | | | | Management | | 14 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Altera Corporation | | ALTR | | 021441100 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director John P. Daane | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Elisha W. Finney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kevin McGarity | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Krish A. Prabhu | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John Shoemaker | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas H. Waechter | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Susan Wang | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| BioGaia AB | | BIOG B | | W16746153 | | Sweden | | 08-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | | | |
| | | | | | | | | | | | Management | | 9a | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 9b | | Approve Allocation of Income and Dividends of SEK 4.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 9c | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Receive Nominating Committee’s Report | | | | |
| | | | | | | | | | | | Management | | 11 | | Determine Number of Members (7) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman and SEK 150,000 for Other Directors; Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Jan Annwall, David Dangoor, Stefan Elving, Thomas Flinck, Inger Holmstrom, Paula Zeilon, and Jorgen Thorball as Directors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect David Dangoor as Chairman of Board | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Chairman of Board and Representatives of Three of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Additional Dividend of SEK 2.00 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Stock Option Plan; Approve Creation of SEK 200,000 Pool of Capital to Guarantee Conversion Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve SEK 77.7 Million Transfer from Statutory Reserve to Unrestricted Shareholders’ Equity | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Indocement Tunggal Prakarsa Tbk | | INTP | | Y7127B135 | | Indonesia | | 08-May-12 | | Annual/Special | | Management | | 1 | | Approve Annual Report and Consolidated Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report and Consolidated Financial Statements | �� | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Article 14.3 of the Articles of Association Re: Authority of the Board of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Article 14.3 of the Articles of Association Re: Authority of the Board of Directors | | For | | Against |
| ShawCor Ltd. | | SCL.A | | 820904209 | | Canada | | 08-May-12 | | Annual | | Management | | 1.1 | | Elect Director John T. Baldwin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Derek S. Blackwood | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William P. Buckley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James W. Derrick | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Dennis H. Freeman | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Leslie W. J. Hutchison | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director John F. Petch | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Robert J. Ritchie | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Paul G. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Heather A. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Virginia L. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Zoltan D. Simo | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director E. Charlene Valiquette | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| PT Jasa Marga (Persero) Tbk | | JSMR | | Y71285103 | | Indonesia | | 09-May-12 | | Annual/Special | | Management | | 1 | | Approve Annual Report, Commissioners’ Report, and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report, Commissioners’ Report, and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Report on the Partnership and Community Development Program (PCDP) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Report on the Partnership and Community Development Program (PCDP) | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Enforcement of Minister of State-Owned Enterprises Regulation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Enforcement of Minister of State-Owned Enterprises Regulation | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Accept Directors’ Report on the Use of Proceeds from the IPO in 2007 and Bonds Issue in 2010 and the Application of IFRS on the Company’s Financial Statements in 2012 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Accept Directors’ Report on the Use of Proceeds from the IPO in 2007 and Bonds Issue in 2010 and the Application of IFRS on the Company’s Financial Statements in 2012 | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Weir Group plc | | WEIR | | G95248137 | | United Kingdom | | 09-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Alan Ferguson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Melanie Gee as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Lord Smith of Kelvin as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Keith Cochrane as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect John Mogford as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Lord Robertson of Port Ellen as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Jon Stanton as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Norfolk Southern Corporation | | NSC | | 655844108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert A. Bradway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Wesley G. Bush | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Daniel A. Carp | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven F. Leer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael D. Lockhart | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Charles W. Moorman, IV | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| PT PP London Sumatra Indonesia Tbk | | LSIP | | Y7137X101 | | Indonesia | | 10-May-12 | | Annual/Special | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| Pretium Resources Inc. | | PVG | | 74139C102 | | Canada | | 10-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Robert A. Quartermain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Christopher Noel Dunn | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph J. Ovsenek | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Tom S.Q. Yip | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ross A. Mitchell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Broadcom Corporation | | BRCM | | 111320107 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Finocchio, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nancy H. Handel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eddy W. Hartenstein | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Maria Klawe | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John E. Major | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William T. Morrow | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Henry Samueli | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Discovery Communications, Inc. | | DISCA | | 25470F104 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert R. Beck | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. David Wargo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Akamai Technologies, Inc. | | AKAM | | 00971T101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director George H. Conrades | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Martin M. Coyne, II | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jill A. Greenthal | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Geoffrey A. Moore | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| China Mobile Limited | | 00941 | | Y14965100 | | Hong Kong | | 16-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Xi Guohua as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Sha Yuejia as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3c | | Reelect Liu Aili as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Frank Wong Kwong Shing as Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Reelect Moses Cheng Mo Chi as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Merrill A. Miller, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg L. Armstrong | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David D. Harrison | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| Tencent Holdings Ltd. | | 00700 | | G87572148 | | Hong Kong | | 16-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a1 | | Reelect Li Dong Sheng as Director | | For | | For |
| | | | | | | | | | | | Management | | 3a2 | | Reelect Iain Ferguson Bruce as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Authorize Board to Fix Directors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Pioneer Natural Resources Company | | PXD | | 723787107 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Thomas D. Arthur | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Andrew F. Cates | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Scott J. Reiman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Scott D. Sheffield | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Require Independent Board Chairman | | Against | | Against |
| Tiffany & Co. | | TIF | | 886547108 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Michael J. Kowalski | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Rose Marie Bravo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gary E. Costley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lawrence K. Fish | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Abby F. Kohnstamm | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Charles K. Marquis | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Peter W. May | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William A. Shutzer | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Cerner Corporation | | CERN | | 156782104 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Clifford W. Illig | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William B. Neaves | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
| Techtronic Industries Co., Ltd. | | 00669 | | Y8563B159 | | Hong Kong | | 18-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.0775 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Frank Chi Chung Chan as Group Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Stephan Horst Pudwill as Group Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Vincent Ting Kau Cheung as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3d | | Reelect Manfred Kuhlmann as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Amend Articles of Association | | For | | For |
| Nu Skin Enterprises, Inc. | | NUS | | 67018T105 | | USA | | 21-May-12 | | Annual | | Management | | 1.1 | | Elect Director Nevin N. Andersen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel W. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director M. Truman Hunt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Andrew D. Lipman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven J. Lund | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia A. Negron | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Neil H. Offen | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas R. Pisano | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Galaxy Entertainment Group Ltd. | | 00027 | | Y2679D118 | | Hong Kong | | 22-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Francis Lui Yiu Tung as Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Anthony Thomas Christopher Carter as Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Reelect Patrick Wong Lung Tak as Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 4c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Juniper Networks, Inc. | | JNPR | | 48203R104 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mercedes Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Scott Kriens | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William R. Stensrud | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| PT Ciputra Development Tbk | | CTRA | | Y7121J134 | | Indonesia | | 22-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against |
| Tupperware Brands Corporation | | TUP | | 899896104 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director Catherine A. Bertini | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Susan M. Cameron | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kriss Cloninger, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director E. V. Goings | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joe R. Lee | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Angel R. Martinez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Antonio Monteiro de Castro | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Robert J. Murray | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David R. Parker | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director M. Anne Szostak | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Hoegh LNG Holding AS | | HLNG | | G45422105 | | Bermuda | | 23-May-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Minutes of Previous Meeting | | | | |
| | | | | | | | | | | | Management | | 3 | | Amend By-laws Re: Guidelines for Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Receive Auditor’s Report and Financial Statements (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 5 | | Receive Statutory Reports and Board’s Corporate Governance Report (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 6 | | Approve Ernst & Young AS as Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.1 | | Fix Number of Directors at Eight | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.2 | | Reelect Leif O. Hoegh as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.3 | | Reelect Guy D. Lafferty as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.4 | | Reelect Andrew Jamieson as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.5 | | Reelect Timothy J. Counsell as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.6 | | Approve Remuneration of Nomination Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.1 | | Elect Stephen Knudtzon as chairman of Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.2 | | Elect Barry Norris as member of Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.3 | | Elect Morten W. Hoegh as member of Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.4 | | Approve Remuneration of Nomination Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Increase Authorized Share Capital | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Amend Existing Bye-Laws and Adopt New Bye-Laws of the Company | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Kalbe Farma Tbk | | KLBF | | Y71287190 | | Indonesia | | 23-May-12 | | Annual/Special | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Five-for-One Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Five-for-One Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
| Deckers Outdoor Corporation | | DECK | | 243537107 | | USA | | 24-May-12 | | Annual | | Management | | 1.1 | | Elect Director Angel R. Martinez | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Rex A. Licklider | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John M. Gibbons | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John G. Perenchio | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Maureen Conners | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Karyn O. Barsa | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael F. Devine, III | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James Quinn | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lauri Shanahan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Elan Corporation plc | | DRX | | 284131208 | | Ireland | | 24-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Lars Ekman as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Hans Hasler as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Robert Ingram as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Gary Kennedy as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Patrick Kennedy as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Giles Kerr as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Kelly Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Kieran McGowan as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Kyran McLaughlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Donal O’Connor as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Richard Pilnik as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Dennis Selkoe as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reelect Andrew von Eschenbach as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve 2012 Long Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Equity Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Reduction of Share Premium Account | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Conversion of Securities | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Amend Articles of Association Re: Share Conversion | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorize Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Metro Pacific Investments Corporation | | MPI | | Y60305102 | | Philippines | | 25-May-12 | | Annual | | Management | | 1 | | Approve the President’s Report and the Annual Report for the Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Audited Financial Statements For the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify All Acts of the Board of Directors and Management for the Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Manuel V. Pangilinan as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Jose Ma. K. Lim as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect David J. Nicol as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Edward S. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Augusto P. Palisoc, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Antonio A. Picazo as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Elect Amado R. Santiago, III as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Elect Artemio V. Panganiban as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Elect Ramoncito S. Fernandez as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.10 | | Elect Lydia B. Echauz as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.11 | | Elect Edward A. Tortorici as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.12 | | Elect Ray C. Espinosa as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.13 | | Elect Robert C. Nicholson as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.14 | | Elect Victorico P. Vargas as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.15 | | Elect Washington Z. SyCip as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint the External Auditor of the Company | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Other Business | | For | | Against |
| EXPRESS SCRIPTS HOLDING COMPANY | | ESRX | | 30219G108 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Gary G. Benanav | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Maura C. Breen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William J. Delaney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nicholas J. Lahowchic | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Thomas P. Mac Mahon | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Frank Mergenthaler | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Woodrow A. Myers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Election Of Director: George Paz | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Election Of Director: Myrtle S. Potter | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Samuel K. Skinner | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Seymour Sternberg | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| Dollar General Corporation | | DG | | 256677105 | | USA | | 01-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Raj Agrawal | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Warren F. Bryant | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael M. Calbert | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard W. Dreiling | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Adrian Jones | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William C. Rhodes, III | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director David B. Rickard | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| IMAX Corporation | | IMX | | 45245E109 | | Canada | | 05-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Neil S. Braun | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Garth M. Girvan | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David W. Leebron | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Check Point Software Technologies Ltd. | | CPW | | M22465104 | | Israel | | 07-Jun-12 | | Annual | | Management | | 1 | | Reelect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Reelect External Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2a | | Indicate Personal/Controlling Interest in Proposed Agenda Item | | None | | |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Compensation of Chairman/CEO Including Option Grant | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Indicate Personal Interest in Proposed Agenda Item | | None | | |
| | | | | | | | | | | | Management | | 5 | | Reauthorize Board Chairman to Serve as CEO | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5a | | Indicate Personal/Controlling Interest in Proposed Agenda Item | | None | | |
| Continental Resources, Inc. | | CLR | | 212015101 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Ellis L. ‘Lon’ McCain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark E. Monroe | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Edward T. Schafer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| American Tower Corporation | | AMT | | 03027X100 | | USA | | 19-Jun-12 | | Annual | | Management | | 1 | | Elect Director Raymond P. Dolan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald M. Dykes | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Carolyn F. Katz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gustavo Lara Cantu | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Pamela D.A. Reeve | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David E. Sharbutt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James D. Taiclet, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Samme L. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Stock Retention/Holding Period | | Against | | For |
| Hitachi Metals Ltd. | | 5486 | | J20538112 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Mochida, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Fujii, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Noguchi, Yasutoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Machida, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ishigaki, Tadahiko | | For | | Against |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nishino, Toshikazu | | For | | Against |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Yoshioka, Hiromi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Shima, Nobuhiko | | For | | For |
| Komatsu Ltd. | | 6301 | | J35759125 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sakane, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Noji, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Komamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Hironaka, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ohashi, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Fujitsuka, Mikio | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Takamura, Fujitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hotta, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kano, Noriaki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Ikeda, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Morimoto, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Deep Discount Stock Option Plan | | For | | For |
| Mitsubishi Heavy Industries, Ltd. | | 7011 | | J44002129 | | Japan | | 21-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 3 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsukuda, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Omiya, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Miyanaga, Shunichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tsukuda, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hara, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Abe, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Hishikawa, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Nishizawa, Takato | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Wani, Masafumi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Maekawa, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Masamori, Shigero | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Kobayashi, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kujirai, Yoichi | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Arihara, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Mizutani, Hisakazu | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Nojima, Tatsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.17 | | Elect Director Sakamoto, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.18 | | Elect Director Kojima, Yorihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.19 | | Elect Director Christina Ahmadjian | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Isu, Eiji | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| JS Group Corp. | | 5938 | | J2855M103 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Amend Articles To Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ushioda, Yoichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Fujimori, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsutsui, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kanamori, Yoshizumi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ina, Keiichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Takasaki, Masahiro | | For | | Against |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Shimura, Tetsuo | | For | | Against |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Sato, Hidehiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kawaguchi, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kikuchi, Yoshinobu | | For | | For |
| Japan Tobacco Inc | | 2914 | | J27869106 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6000 | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Limit Rights of Odd-Lot Holders | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Kimura, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Koizumi, Mitsuomi | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Shingai, Yasushi | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Okubo, Noriaki | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Saeki, Akira | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Miyazaki, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Iwai, Mutsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Oka, Motoyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Koda, Main | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Nakamura, Futoshi | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Approve Final Dividend of JPY 20,000 | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Authorize Share Repurchase of Up To 1.6 Million Shares in the Coming Year | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Cancel the Company’s Treasury Shares | | Against | | For |
| NABTESCO CORP. | | 6268 | | J4707Q100 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Matsumoto, Kazuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kotani, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsubochi, Shigeki | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Mishiro, Yosuke | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Imamura, Yuujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Aoi, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Sakamoto, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Osada, Nobutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Fujii, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Yamanaka, Nobuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Imamura, Masao | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ishimaru, Tetsuya | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Mitani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nissan Motor Co. Ltd. | | 7201 | | J57160129 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg Kelly | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Aoki, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ando, Shigetoshi | | For | | Against |
| PT Gudang Garam Tbk | | GGRM | | Y7121F165 | | Indonesia | | 27-Jun-12 | | Annual | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors | | For | | For |
| Fanuc Corp. | | 6954 | | J13440102 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 99.01 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Inaba, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yamaguchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Gonda, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Richard E. Schneider | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Uchida, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Matsubara, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kosaka, Tetsuya | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kohari, Katsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Okada, Toshiya | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Hiramoto, Kazuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Olaf C. Gehrels | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Aoyama, Kazunari | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Ito, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Yamada, Yuusaku | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Hishikawa, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Noda, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Harada, Hajime | | For | | For |
| JGC Corp. | | 1963 | | J26945105 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 38.5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Takeuchi, Keisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kawana, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ishizuka, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yamazaki, Yutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Furuta, Eiki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Miura, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Akabane, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sato, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Shimada, Toyohiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Isetani, Yasumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Sato, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Fukuyama, Hiroyasu | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kitagawa, Hitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Momose, Yasushi | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Hidaka, Takehito | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Nakamura, Teruo | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Sakuma, Minoru | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Shimizu, Yukihiko | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Appoint Statutory Auditor Yamamoto, Masaru | | For | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Appoint Statutory Auditor Mori, Masao | | For | | For |
Nuveen Santa Barbara Growth Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BMC Software, Inc. | | BMC | | 055921100 | | USA | | 21-Jul-11 | | Annual | | Management | | 1 | | Elect Director Robert E. Beauchamp | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jon E. Barfield | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gary L. Bloom | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Meldon K. Gafner | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Mark J. Hawkins | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Stephan A. James | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director P. Thomas Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Louis J. Lavigne, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Kathleen A. O Neil | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Tom C. Tinsley | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| NIKE, Inc. | | NKE | | 654106103 | | USA | | 19-Sep-11 | | Annual | | Management | | 1.1 | | Elect Director Alan B. Graf, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John C. Lechleiter | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Phyllis M. Wise | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 19-Sep-11 | | Annual | | Management | | 1 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Chaim Hurvitz as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Ory Slonim as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Dan Suesskind as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Joseph Nitzani as External Director and Approve His Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Dafna Schwartz as External Director and Approve Her Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Director/Officer Liability and Indemnification Insurance | | For | | For |
| | | | | | | | | | | | Management | | 6.1 | | Amend Remuneration of Vice Chairman | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Approve Reimbursement of Expenses of Board Chairman | | For | | For |
| Donaldson Company, Inc. | | DCI | | 257651109 | | USA | | 18-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director F. Guillaume Bastiaens | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Janet M. Dolan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jeffrey Noddle | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Ajita G. Rajendra | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| American Tower Corporation | | AMT | | 029912201 | | USA | | 29-Nov-11 | | Special | | Management | | 1 | | Approve Reorganization Plan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Ecolab Inc. | | ECL | | 278865100 | | USA | | 30-Nov-11 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| Express Scripts, Inc. | | ESRX | | 302182100 | | USA | | 21-Dec-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Intuit Inc. | | INTU | | 461202103 | | USA | | 19-Jan-12 | | Annual | | Management | | 1 | | Elect Director Christopher W. Brody | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Scott D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Diane B. Greene | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edward A. Kangas | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Dennis D. Powell | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Brad D. Smith | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Monsanto Company | | MON | | 61166W101 | | USA | | 24-Jan-12 | | Annual | | Management | | 1 | | Elect Directors Janice L. Fields | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Directors Hugh Grant | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors C. Steven McMillan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors Robert J. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Risk of Genetically Engineered Products | | Against | | Against |
| Johnson Controls, Inc. | | JCI | | 478366107 | | USA | | 25-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director Dennis W. Archer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark P. Vergnano | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard Goodman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| Costco Wholesale Corporation | | COST | | 22160K105 | | USA | | 26-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director James D. Sinegal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeffrey H. Brotman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Galanti | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Daniel J. Evans | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Jeffrey S. Raikes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Visa Inc. | | V | | 92826C839 | | USA | | 31-Jan-12 | | Annual | | Management | | 1 | | Elect Director Gary P. Coughlan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mary B. Cranston | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Matschullat | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Cathy E. Minehan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David J. Pang | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph W. Saunders | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William S. Shanahan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John A. Swainson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Emerson Electric Co. | | EMR | | 291011104 | | USA | | 07-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director C. Fernandez G. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director A.F. Golden | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.R. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J.B. Menzer | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director A.A. Busch, III | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director R.I. Ridgway | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Sustainability | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Accenture plc | | CSA | | G1151C101 | | Ireland | | 09-Feb-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Dina Dublon as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect William D. Green as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Nobuyuki Idei as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Marjorie Magner as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | For | | For |
| Varian Medical Systems, Inc. | | VAR | | 92220P105 | | USA | | 09-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director Timothy E. Guertin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David J. Illingworth | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ruediger Naumann-Etienne | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Eliminate Provision Relating to Plurality Voting for the Election of Directors | | For | | For |
| Covidien Public Limited Company | | COV | | G2554F113 | | Ireland | | 13-Mar-12 | | Annual | | Management | | 1 | | Elect Director Jose E. Almeida | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Craig Arnold | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert H. Brust | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John M. Connors, Jr | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Christopher J. Coughlin | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Timothy M. Donahue | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Randall J. Hogan, III | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Martin D. Madaus | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joseph A. Zaccagnino | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Open-Market Purchases of Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Articles of Association to Provide for Escheatment under U.S. Law | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Schlumberger Limited | | SLB | | 806857108 | | NetherlandsAntilles | | 11-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Peter L.S. Currie | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tony Isaac | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director K. Vaman Kamath | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Paal Kibsgaard | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nikolay Kudryavtsev | �� | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Adrian Lajous | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael E. Marks | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Elizabeth Moler | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lubna S. Olayan | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Leo Rafael Reif | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Tore I. Sandvold | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Henri Seydoux | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt and Approve Financials and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| United Technologies Corporation | | UTX | | 913017109 | | USA | | 11-Apr-12 | | Annual | | Management | | 1 | | Elect Director Louis R. Chenevert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John V. Faraci | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jean-Pierre Garnier, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jamie S. Gorelick | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edward A. Kangas | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ellen J. Kullman | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Richard D. McCormick | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Harold McGraw, III | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Richard B. Myers | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director H. Patrick Swygert | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director André Villeneuve | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Christine Todd Whitman | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| T. Rowe Price Group, Inc. | | TROW | | 74144T108 | | USA | | 17-Apr-12 | | Annual | | Management | | 1 | | Elect Director Edward C. Bernard | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J. Alfred Broaddus, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Donald B. Hebb, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James A.C. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert F. MacLellan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Brian C. Rogers | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dwight S. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Anne Marie Whittemore | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Praxair, Inc. | | PX | | 74005P104 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Angel | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Bernardes | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Bret K. Clayton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Nance K. Dicciani | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Edward G. Galante | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Claire W. Gargalli | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ira D. Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Raymond W. LeBoeuf | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Larry D. McVay | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Wayne T. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Robert L. Wood | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Stryker Corporation | | SYK | | 863667101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Howard E. Cox, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director S.M. Datar | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Roch Doliveux | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Louise L. Francesconi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Allan C. Golston | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Howard L. Lance | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William U. Parfet | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronda E. Stryker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Wells Fargo & Company | | WFC | | 949746101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director John D. Baker, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Elaine L. Chao | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John S. Chen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Susan E. Engel | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Federico F. Pena | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Susan G. Swenson | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Adopt Proxy Access Right | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
| Herbalife Ltd. | | HLF | | G4412G101 | | Cayman Islands | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Pedro Cardoso | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Colombe M. Nicholas | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Allergan, Inc. | | AGN | | 018490102 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director David E.I. Pyott | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Herbert W. Boyer, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Deborah Dunsire, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael R. Gallagher | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dawn Hudson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert A. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Trevor M. Jones, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Louis J. Lavigne, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Russell T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Stephen J. Ryan, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| EMC Corporation | | EMC | | 268648102 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Michael W. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Randolph L. Cowen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gail Deegan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James S. DiStasio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John R. Egan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Edmund F. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Windle B. Priem | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul Sagan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David N. Strohm | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joseph M. Tucci | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Chicago Bridge & Iron Company NV | | CBI | | 167250109 | | Netherlands | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect James R. Bolch to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Elect Philip K. Asherman to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect L. Richard Flury to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect W. Craig Kissel to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements, Allocation of Income and Dividends of 0.20 per Share, and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Grant Board Authority to Issue Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Supervisory Board | | For | | Against |
| PepsiCo, Inc. | | PEP | | 713448108 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director Shona L. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ian M. Cook | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Victor J. Dzau | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ray L. Hunt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Alberto Ibarguen | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Indra K. Nooyi | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Sharon Percy Rockefeller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. Schiro | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Lloyd G. Trotter | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Daniel Vasella | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Alberto Weisser | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Lobbying Payments and Policy | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Establish Risk Oversight Committee | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| Ecolab Inc. | | ECL | | 278865100 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Leslie S. Biller | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jerry A. Grundhofer | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Victoria J. Reich | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John J. Zillmer | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Eliminate Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Tractor Supply Company | | TSCO | | 892356106 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director James F. Wright | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Johnston C. Adams | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Peter D. Bewley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard W. Frost | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Cynthia T. Jamison | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director George MacKenzie | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Edna K. Morris | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Aziz D. Syriani | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rosemary Tomich | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
| Altera Corporation | | ALTR | | 021441100 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director John P. Daane | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Elisha W. Finney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kevin McGarity | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Krish A. Prabhu | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John Shoemaker | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas H. Waechter | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Susan Wang | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| Waters Corporation | | WAT | | 941848103 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Joshua Bekenstein | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director M.J. Berendt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Douglas A. Berthiaume | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Edward Conard | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director L.H. Glimcher | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Christopher A. Kuebler | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William J. Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Thomas P. Salice | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Gilead Sciences, Inc. | | GILD | | 375558103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director John F. Cogan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Etienne F. Davignon | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James M. Denny | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Carla A. Hills | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin E. Lofton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John W. Madigan | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director John C. Martin | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Gordon E. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard J. Whitley | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Gayle E. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Per Wold-Olsen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For |
| Norfolk Southern Corporation | | NSC | | 655844108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert A. Bradway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Wesley G. Bush | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Daniel A. Carp | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven F. Leer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael D. Lockhart | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Charles W. Moorman, IV | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Broadcom Corporation | | BRCM | | 111320107 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Finocchio, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nancy H. Handel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eddy W. Hartenstein | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Maria Klawe | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John E. Major | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William T. Morrow | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Henry Samueli | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Discovery Communications, Inc. | | DISCA | | 25470F104 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert R. Beck | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. David Wargo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Akamai Technologies, Inc. | | AKAM | | 00971T101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director George H. Conrades | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Martin M. Coyne, II | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jill A. Greenthal | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Geoffrey A. Moore | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Merrill A. Miller, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg L. Armstrong | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David D. Harrison | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| Ross Stores, Inc. | | ROST | | 778296103 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Michael Balmuth | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director K. Gunnar Bjorklund | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sharon D. Garrett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nu Skin Enterprises, Inc. | | NUS | | 67018T105 | | USA | | 21-May-12 | | Annual | | Management | | 1.1 | | Elect Director Nevin N. Andersen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel W. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director M. Truman Hunt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Andrew D. Lipman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven J. Lund | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia A. Negron | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Neil H. Offen | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas R. Pisano | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Juniper Networks, Inc. | | JNPR | | 48203R104 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mercedes Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Scott Kriens | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William R. Stensrud | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Amphenol Corporation | | APH | | 032095101 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director Edward G. Jepsen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John R. Lord | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| Deckers Outdoor Corporation | | DECK | | 243537107 | | USA | | 24-May-12 | | Annual | | Management | | 1.1 | | Elect Director Angel R. Martinez | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Rex A. Licklider | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John M. Gibbons | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John G. Perenchio | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Maureen Conners | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Karyn O. Barsa | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael F. Devine, III | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James Quinn | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lauri Shanahan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| McDonald’s Corporation | | MCD | | 580135101 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director Robert A. Eckert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeanne P. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Andrew J. Mckenna | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Donald Thompson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Report on Policy Responses to Children’s Health Concerns and Fast Food | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| EXPRESS SCRIPTS HOLDING COMPANY | | ESRX | | 30219G108 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Gary G. Benanav | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Maura C. Breen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William J. Delaney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nicholas J. Lahowchic | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Thomas P. Mac Mahon | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Frank Mergenthaler | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Woodrow A. Myers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Election Of Director: George Paz | | For | | For |
| | | | | | | �� | | | | | Management | | 10 | | Election Of Director: Myrtle S. Potter | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Samuel K. Skinner | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Seymour Sternberg | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| Check Point Software Technologies Ltd. | | CPW | | M22465104 | | Israel | | 07-Jun-12 | | Annual | | Management | | 1 | | Reelect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Reelect External Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2a | | Indicate Personal/Controlling Interest in Proposed Agenda Item | | None | | |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Compensation of Chairman/CEO Including Option Grant | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Indicate Personal Interest in Proposed Agenda Item | | None | | |
| | | | | | | | | | | | Management | | 5 | | Reauthorize Board Chairman to Serve as CEO | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5a | | Indicate Personal/Controlling Interest in Proposed Agenda Item | | None | | |
| Continental Resources, Inc. | | CLR | | 212015101 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Ellis L. ‘Lon’ McCain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark E. Monroe | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Edward T. Schafer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| American Tower Corporation | | AMT | | 03027X100 | | USA | | 19-Jun-12 | | Annual | | Management | | 1 | | Elect Director Raymond P. Dolan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald M. Dykes | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Carolyn F. Katz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gustavo Lara Cantu | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Pamela D.A. Reeve | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David E. Sharbutt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James D. Taiclet, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Samme L. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Stock Retention/Holding Period | | Against | | For |
| Google Inc. | | GOOG | | 38259P508 | | USA | | 21-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Diane B. Greene | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize a New Class of Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles Regarding Arbitration of Shareholder Lawsuits | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
Nuveen Santa Barbara International Growth Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Aggreko plc | | AGK | | G0116S102 | | United Kingdom | | 05-Jul-11 | | Special | | Management | | 1 | | Approve Return of Cash to Shareholders | | For | | For |
| Saputo Inc. | | SAP | | 802912105 | | Canada | | 02-Aug-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Emanuele (Lino) Saputo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Andre Berard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Pierre Bourgie | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Anthony Fata | | For | | For |
| | | | | | | �� | | | | | Management | | 1.5 | | Elect Director Tony Meti | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia Saputo | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Lino A. Saputo Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Lucien Bouchard | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Frank A. Dottori | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Jean Gaulin | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Caterina Monticciolo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | For |
| CAE Inc. | | CAE | | 124765108 | | Canada | | 10-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Lynton R. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Marc Parent | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Brian E. Barents | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John A. (Ian) Craig | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. Garfield Emerson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael M. Fortier | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul Gagne | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James F. Hankinson | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director E. Randolph (Randy) Jayne II | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Robert Lacroix | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director John Manley | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Peter J. Schoomaker | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Katharine B. Stevenson | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Lawrence N. Stevenson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Imagination Technologies Group plc | | IMG | | G47104107 | | United Kingdom | | 19-Aug-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Geoff Shingles as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Hossein Yassaie as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Richard Smith as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect David Anderson as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Ian Pearson as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Re-elect David Hurst-Brown as Director | | For | | Abstain |
| | | | | | | | | | | | Management | | 9 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| SuperGroup plc | | SGP | | G8585P103 | | United Kingdom | | 22-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Peter Bamford as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Julian Dunkerton as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect James Holder as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Chas Howes as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Theofilos Karpathios as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Keith Edelman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Steven Glew as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Ken McCall as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Indira Thambiah as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Sharesave Scheme | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
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Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Golar LNG Ltd | | GOL | | G9456A100 | | Bermuda | | 23-Sep-11 | | Annual | | Management | | 1 | | Reelect John Fredriksen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Reelect Kate Blankenship as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Hans Petter Aas as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Kathrine Fredriksen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Reelect Tor Olav Troim as Director | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Reelect Paul Adams as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve PricewaterhouseCoopers of London, England as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
| Seadrill Limited | | | | G7945E105 | | Bermuda | | 23-Sep-11 | | Annual | | Management | | 1 | | Reelect John Fredriksen as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Olav Troim as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reelect Kate Blankenship as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Reelect Kathrine Fredriksen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Carl Steen as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| Don Quijote | | 7532 | | J1235L108 | | Japan | | 27-Sep-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 18 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Hongo, Yoshihiro | | For | | For |
| ASOS plc | | ASC | | G0536Q108 | | United Kingdom | | 29-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Karen Jones as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Nicholas Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Mary Turner as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Market Purchase | | For | | For |
| Melco Crown Entertainment Ltd. | | MPEL | | 585464100 | | Cayman Islands | | 06-Oct-11 | | Special | | Management | | 1 | | Approve Increase in Authorized Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Adopt New Memorandum and Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Shares Pursuant to the Global Offering | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| Abcam plc | | ABC | | G0060R118 | | United Kingdom | | 21-Oct-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tony Kouzarides as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jim Warwick as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Tony Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| Focus Media Holding Limited | | FMCN | | 34415V109 | | Cayman Islands | | 01-Nov-11 | | Annual | | Management | | 1a | | Reelect Charles Chao as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Reelect Wu Ying as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Kit Leong Low as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Deloitte Touche Tohmatsu CPA Ltd. as Auditors | | For | | For |
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Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Hargreaves Lansdown plc | | HL. | | G43940108 | | United Kingdom | | 25-Nov-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Ian Gorham as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tracey Taylor as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Peter Hargreaves as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Mike Evans as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Jonathan Bloomer as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Chris Barling as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Stephen Lansdown as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Stephen Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Dharmash Mistry as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| PT Alam Sutera Realty Tbk | | ASRI | | Y7126F103 | | Indonesia | | 25-Nov-11 | | Special | | Management | | 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
| Chr.Hansen Holdings AS | | CHR | | K1830B107 | | Denmark | | 29-Nov-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of DKK 3.57 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Approve Remuneration Policy | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4b | | Approve Revised Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Reelect Ole Andersen as Chairman of Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7a | | Elect Frédéric Stévenin as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7b | | Elect Henrik Poulsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7c | | Elect Gaëlle d?Engremont as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7d | | Elect Mark Wilson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7e | | Elect Didier Debrosse as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Ratify ricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Creation of DKK 130 Million Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | | For | | Do Not Vote |
| Hi Mart Co., Ltd. | | 071840 | | Y3211V103 | | South Korea | | 30-Nov-11 | | Special | | Management | | 1 | | Reelect Yoo Gyeong-Seon as Inside Director | | For | | For |
| China Lodging Group, Ltd. | | HTHT | | 16949N109 | | Cayman Islands | | 08-Dec-11 | | Annual | | Management | | 1 | | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Zhuzhou CSR Times Electric Co Ltd | | 03898 | | Y9892N104 | | Hong Kong | | 13-Dec-11 | | Special | | Management | | 1 | | Appoint E&Y Hua Ming as the Sole Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Rules of Procedures for General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Rules of Procedures for Board Meetings | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Authorize Repurchase of Up to 10 Percent of Issued H Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Rules of Procedures for Meetings of Supervisory Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issue of Medium-term Notes in the Aggregate Principal Amount of up to RMB 800 Million | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued H Shares | | For | | For |
| Brilliance China Automotive Holdings Ltd. | | 01114 | | G1368B102 | | Hong Kong | | 20-Dec-11 | | Special | | Management | | 1 | | Approve JinBei Framework Agreements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Huachen Framework Agreements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cross Guarantee Agreement | | For | | For |
| Sodastream International Ltd. | | SODA | | M9068E105 | | Israel | | 29-Dec-11 | | Annual | | Management | | 1 | | Re elect Daniel Birnbaum as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Plan Grants | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| China National Building Material Co., Ltd. | | 03323 | | Y15045100 | | Hong Kong | | 05-Jan-12 | | Special | | Management | | 1 | | Approve Remuneration of Directors and Supervisors for the Three Year Term From Nov. 15, 2011 to Nov. 15, 2014 | | For | | For |
| Beijing Capital International Airport Co., Ltd. | | 00694 | | Y07717104 | | Hong Kong | | 10-Jan-12 | | Special | | Management | | 1 | | Approve Supply of Power and Energy Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Supply of Aviation Safety and Security Guard Services Agreement | | For | | For |
| PT Jasa Marga (Persero) Tbk | | JSMR | | Y71285103 | | Indonesia | | 30-Jan-12 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
| PT Alam Sutera Realty Tbk | | ASRI | | Y7126F103 | | Indonesia | | 08-Mar-12 | | Special | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Andrew Walker as Director | | For | | For |
| Wartsila Oyj | | WRT1V | | X98155116 | | Finland | | 08-Mar-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.90 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Nine | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Lars Josefsson, Mikael Lilius (Chairman), Markus Rauramo, and Matti Vuoria (Vice Chairman) as Directors; Elect Gunilla Nordstrom as New Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify KPMG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15a | | Authorize Repurchase of up to 19 Million Issued Shares | | For | | For |
| | | | | | | | | | | | Management | | 15b | | Approve Issuance of up to 19 Million Shares without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
| New China Life Insurance Co Ltd. | | 601336 | | Y625A4115 | | China | | 20-Mar-12 | | Special | | Management | | 1 | | Appoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as the PRC Auditors and International Auditors of the Company, Respectively | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Issue of Subordinated Term Debts | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Issue of Debt Financing Instruments | | For | | For |
| Novo Nordisk A/S | | NOVO B | | K7314N152 | | Denmark | | 21-Mar-12 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Directors for 2011 in the Aggregate Amount of DKK 9,400,000 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.2 | | Approve Remuneration of Directors for 2012; Approve Fees for Committee Work | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 14.00 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Sten Scheibye as Chairman | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Goran Ando as Vice Chairman | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3a | | Reelect Bruno Angelici as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3b | | Reelect Henrik Gurtler as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3c | | Reelect Thomas Koestler as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3d | | Reelect Kurt Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3e | | Reelect Hannu Ryopponen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3f | | Elect Liz Hewitt as New Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.1 | | Approve DKK 20 Million Reduction in Share Capital via Share Cancellation | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.2 | | Authorize Repurchase up to 10 Percent of Share Capital | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.3.1 | | Amend Articles Re: Electronic Communication With Shareholders | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.3.2 | | Amend Articles to Reflect Name Change of the Danish Business Authority | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.4 | | Approve Revised Remuneration Principles | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Other Business | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Domino’s Pizza UK & IRL plc | | DOM | | G2811T120 | | United Kingdom | | 28-Mar-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Stephen Hemsley as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Colin Halpern as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Lance Batchelor as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Lee Ginsberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Nigel Wray as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect John Hodson as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Michael Shallow as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Syl Saller as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Helen Keays as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve 2012 Long Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Change of Company Name to Domino’s Pizza Group plc | | For | | For |
| Genomma Lab Internacional S.A.B. de C.V. | | LABB | | P48318102 | | Mexico | | 29-Mar-12 | | Annual | | Management | | 1 | | Accept Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year 2011; Approve Tax Obligation Compliance Reports and Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Directors, Secretaries, and Chairmen of Audit and Corporate Governance Committees | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration of Directors, Secretaries and Members of Board Committees | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Set Aggregate Nominal Amount of Share Repurchase Reserve | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Tender Offer | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Loan Agreement | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| Rakuten Co. | | 4755 | | J64264104 | | Japan | | 29-Mar-12 | | Annual | | Management | | 1 | | Amend Articles To Increase Authorized Capital to Reflect Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Mikitani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kunishige, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Kobayashi, Masatada | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Shimada, Toru | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Sugihara, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Suzuki, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Takayama, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Takeda, Kazunori | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yasutake, Hiroaki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Charles B.Baxter | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kusano, Koichi | | For | | Against |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Kutaragi, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Joshua G.James | | For | | Against |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Fukino, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Yamada, Yoshihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Murai, Jun | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Yamaguchi, Katsuyuki | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Deep Discount Stock Option Plans | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Avago Technologies Limited | | AVGO | | Y0486S104 | | Singapore | | 04-Apr-12 | | Annual | | Management | | 1a | | Reelect Hock E. Tan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Reelect Adam H. Clammer as Director | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Reelect John T. Dickson as Director | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Reelect James V. Diller as Director | | For | | For |
| | | | | | | | | | | | Management | | 1e | | Reelect Kenneth Y. Hao as Director | | For | | For |
| | | | | | | | | | | | Management | | 1f | | Reelect John Min-Chih Hsuan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1g | | Reelect Justine F. Lien as Director | | For | | For |
| | | | | | | | | | | | Management | | 1h | | Reelect Donald Macleod as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cash Compensation to Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Repurchase of Up to 10 Percent of Issued Capital | | For | | For |
| Telecity Group plc | | TCY | | G87403112 | | United Kingdom | | 04-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect John Hughes as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Michael Tobin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Brian McArthur-Muscroft as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Simon Batey as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect John O’Reilly as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Maurizio Carli as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Sahar Elhabashi as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Long-Term Incentive Plan 2012 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Volvo AB | | VOLVB | | 928856301 | | Sweden | | 04-Apr-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Elect Sven Unger as Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Receive Board and Board Committee Reports | | | | |
| | | | | | | | | | | | Management | | 8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Allocation of Income and Dividends of SEK 3.00 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Board and President | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Determine Number of Members (9) and Deputy Members (0) of Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 700,000 for Other Members; Approve Remuneration for Committee Work | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Reelect Peter Bijur, Jean-Baptiste Duzan, Hanne de Mora, Anders Nyren, Olof Persson, Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors; Elect Carl-Henric Svanberg (Chairman) as New Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 15 | | Elect Chairman of the Board (Carl-Henric Svanberg), Carl-Olof By, Jean-Baptiste Duzan, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| LVMH Moet Hennessy Louis Vuitton | | MC | | F58485115 | | France | | 05-Apr-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 2.60 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Francesco Trapani as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Appointment of Felix G. Rohatyn as Censor | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Antoine Arnault as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Albert Frere as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Gilles Hennessy as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Lord Powell Of Bayswater as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Yves Thibault De Silguy as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.26 Million | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Article 23 of Bylaws Re: Convening of General Meeting upon Second Call and Proxy Voting | | For | | For |
| Ayala Land, Inc. | | ALI | | Y0488F100 | | Philippines | | 18-Apr-12 | | Annual | | Management | | 1 | | Approve the Minutes of Previous Stockholders’ Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify All Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Fernando Zobel de Ayala as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Jaime Augusto Zobel de Ayala as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Antonino T. Aquino as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Delfin L. Lazaro as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Aurelio R. Montinola III as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Mercedita S. Nolledo as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Elect Francis G. Estrada as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Elect Jaime C. Laya as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Elect Oscar S. Reyes as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.a | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Changing the Non-Redeemable Feature of the Preferred Shares to Redeemable | | For | | For |
| | | | | | | | | | | | Management | | 5.b | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Reclassification of 1.965 Billion Unissued Non-Voting Preferred Shares Into a New Class of Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.c | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Increase in Authorized Capital Stock from PHP21.5 Billion to PHP22.803 Billion by Way of Additional Voting Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.d | | Approve the Amendment to the Seventh Article of the Articles of Incorporation Re: Decrease in Capital Stock from PHP22.803 Billion to PHP21.5 Billion by Way of Retirement of the 13 Billion Redeemed Non-Voting Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Sycip Gorres Velayo & Co. as Independent Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Other Business | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Empresas Ica S.A.B. de C.V. | | ICA | | P37149104 | | Mexico | | 18-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Receive CEO’s Report and External Auditor’s Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Receive Board’s Opinion on Report Presented by CEO; Receive Report of Audit and Corporate Practice Committee Chairmen; Present Report on Adherence to Fiscal Obligations | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Reports Related to Items 1 and 2 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income, Increase in Reserves, Approve Share Repurchase Reserve Fund; Distribution of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Directors and Chairmen of Special Committees | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors and Members of Special Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| Rieter Holding AG | | RIEN | | H68745209 | | Switzerland | | 18-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of CHF 6.00 per Share from Capital Contribution Reserves | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Elect Jakob Baer as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Elect Michael Pieper as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3 | | Elect This Schneider as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.4 | | Elect Hans-Peter Schwald as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.5 | | Elect Peter Spuehler as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Creation Share Capital Pool without Preemptive Rights | | For | | Do Not Vote |
| Robinsons Land Corporation | | RLC | | Y73196126 | | Philippines | | 18-Apr-12 | | Annual | | Management | | 2 | | Approve the Minutes of the Annual General Meeting held on May 11, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Report of Management | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Merger of Robinsons Inn, Inc. and Robinsons Realty and Management Corporation with and Into the Corporation | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Elect John Gokongwei Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Elect James L. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Elect Lance Y. Gokongwei as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Elect Frederick D. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Elect Patrick Henry C. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Elect Johnson Robert G. Go, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.7 | | Elect Robina Y. Gokongwei-Pe as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.8 | | Elect Artemio V. Panganiban as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.9 | | Elect Roberto F. de Ocampo as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5.10 | | Elect Emmanuel C. Rojas, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint the Company’s External Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Board and Management | | For | | For |
| Dialog Semiconductor plc | | DLG | | G5821P111 | | United Kingdom | | 24-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | �� | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Aidan Hughes as Director | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Re-elect Russell Shaw as Director | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Re-elect John McMonigall as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Elect Chang-Bun Yoon as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Employee Share Plan 2012 | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| GEA Group AG | | G1A | | D28304109 | | Germany | | 24-Apr-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.55 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2012 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Affiliation Agreements with Subsidiary GEA Beteiligungsgesellschaft II mbH | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Affiliation Agreements with Subsidiary GEA Convenience-Food Technologies GmbH | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Werner Bauer to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Creation of EUR 77 Million Pool of Capital with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Creation of EUR 40.8 Million Pool of Capital without Preemptive Rights For Issuance of Shares as Indemification In Relation to 1999 Domination and Profit Transfer Agreement | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Articles Re: Rights of Supervisory Board Members | | For | | For |
| SM Prime Holdings, Inc. | | SMPH | | Y8076N112 | | Philippines | | 24-Apr-12 | | Annual | | Management | | 1 | | Approve the Minutes of Previous Stockholders’ Meeting Held on April 19, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Henry Sy, Sr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Henry T. Sy, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Hans T. Sy as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Herbert T. Sy as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Senen T. Mendiola as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Jose L. Cuisia, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Gregorio U. Kilayko as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Joselito H. Sibayan as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Sycip Gorres Velayo & Co. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Shire plc | | SHP | | G8124V108 | | United Kingdom | | 24-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect William Burns as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Matthew Emmens as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Dr David Ginsburg as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Graham Hetherington as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect David Kappler as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Anne Minto as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Angus Russell as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect David Stout as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Susan Kilsby as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Zehnder Group AG | | ZEH | | H9734C117 | | Switzerland | | 24-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve CHF 14.1 Million Reduction in Share Capital and Repayment of CHF 0.24 per Registered Share and CHF 1.20 per Bearer Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Reflect Changes to Share Capital from Item 4 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Reelect Peter Wiesendanger as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Ratify KPMG AG as Auditors | | For | | Do Not Vote |
| Aggreko plc | | AGK | | G0116S169 | | United Kingdom | | 25-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Rupert Soames as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Angus Cockburn as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect George Walker as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Bill Caplan as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Kash Pandya as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect David Hamill as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Robert MacLeod as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Russell King as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Ken Hanna as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Increase in Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Purchase of B Shares | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 03524A108 | | Belgium | | 25-Apr-12 | | Annual/Special | | Management | | A1a | | Receive Special Board Report | | | | |
| | | | | | | | | | | | Management | | A1b | | Receive Special Auditor Report | | | | |
| | | | | | | | | | | | Management | | A1c | | Eliminate Preemptive Rights Re: Issuance of Warrants | | For | | Against |
| | | | | | | | | | | | Management | | A1d | | Approve Issuance of 215,000 Warrants | | For | | Against |
| | | | | | | | | | | | Management | | A1e | | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Issuance of Warrants as Proposed under Item A1d | | For | | Against |
| | | | | | | | | | | | Management | | A1f | | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | | For | | Against |
| | | | | | | | | | | | Management | | A1g | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | Against |
| | | | | | | | | | | | Management | | B1 | | Receive Directors’ Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | B2 | | Receive Auditors’ Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | B3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | B4 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.20 per Share | | For | | For |
| | | | | | | | | | | | Management | | B5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | B6 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | | | Management | | B7 | | Receive Information on Resignation of Peter Harf as Director | | | | |
| | | | | | | | | | | | Management | | B8a | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | B8b | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | B9 | | Approve Change-of-Control Clause Re : Updated EMTN Program | | For | | For |
| | | | | | | | | | | | Management | | C1 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Jasmine International PCL | | JAS | | Y44202268 | | Thailand | | 25-Apr-12 | | Annual | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Acknowledge Directors’ Annual Report | | | | |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividend of THB 0.025 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Ernst & Young Office Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6.1a | | Elect Pete Bodharamik as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.1b | | Elect Subhoj Sunyabhisithkul as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.1c | | Elect Soraj Asavaprapha as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.1d | | Elect Chantra Purnariksha as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Other Business | | For | | Against |
| Embraer SA | | | | 29082A107 | | Brazil | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| �� | | | | | | | | | | | Management | | 3 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Committee Members | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Fiscal Council Members | | For | | For |
| UCB SA | | UCB | | B93562120 | | Belgium | | 26-Apr-12 | | Annual | | Management | | 1 | | Receive Directors’ Report | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Auditors’ Report | | | | |
| | | | | | | | | | | | Management | | 3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Reelect T. McKillop as Director | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Indicate T. McKillop as Independent Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Elect C.A. Janssen as Director | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Eelect H. Edelman as Director | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Indicate H. Edelman as Independent Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Ratify PwC as Auditors and Approve Auditors’ Remuneration at EUR 405,000 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Change-of-Control Clause Re: Credit Facility Agreement with Fortis Bank | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Change-of-Control Clause Re: Loan Agreement EIB | | For | | For |
| Barclays plc | | BARC | | G08036124 | | United Kingdom | | 27-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Marcus Agius as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect David Booth as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Alison Carnwath as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Fulvio Conti as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Bob Diamond as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Simon Fraser as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Reuben Jeffery III as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Sir Andrew Likierman as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Chris Lucas as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Dambisa Moyo as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Sir Michael Rake as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Sir John Sunderland as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Saipem | | SPM | | T82000117 | | Italy | | 27-Apr-12 | | Annual/Special | | Management | | 1 | | Accept Saipem Energy Service SpA’s Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Two Internal Statutory Auditors (One Effective and One Alternate) | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles 19 and 27; Add New Article 31 (Board-Related) | | For | | For |
| PT Media Nusantara Citra Tbk | | MNCN | | Y71280104 | | Indonesia | | 30-Apr-12 | | Annual/Special | | Management | | 1 | | Accept Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Issuance of Shares Pursuant to the Employee and Management Stock Option Program (EMSOP) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in Issued and Paid-Up Capital of Up to 1.5 Percent for the Implementation of the EMSOP | | For | | For |
| Black Diamond Group Limited | | BDI | | 09202D207 | | Canada | | 02-May-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Seven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Robert G. Brawn | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director David Butler | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Trevor Haynes | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert J. Herdman | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Minaz Kassam | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Steven Stein | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Robert Wagemakers | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Stock Option Plan | | For | | Against |
| Kerry Group plc | | KRZ | | G52416107 | | Ireland | | 02-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3(a) | | Re-elect Joan Garahy as Director | | For | | For |
| | | | | | | | | | | | Management | | 3(b) | | Re-elect James Kenny as Director | | For | | For |
| | | | | | | | | | | | Management | | 3(c) | | Re-elect Michael Teahan as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3(d) | | Re-elect Philip Toomey as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(a) | | Re-elect Denis Buckley as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4(b) | | Re-elect Gerry Behan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(c) | | Re-elect Kieran Breen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(d) | | Re-elect Denis Carroll as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4(e) | | Re-elect Michael Dowling as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4(f) | | Re-elect Patrick Flahive as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(g) | | Re-elect Noel Greene as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(h) | | Re-elect Flor Healy as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(i) | | Re-elect Stan McCarthy as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(j) | | Re-elect Brian Mehigan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(k) | | Re-elect Gerard O?Hanlon as Director | | For | | For |
| | | | | | | | | | | | Management | | 4(l) | | Re-elect Denis Wallis as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| TENARIS SA | | TEN | | 88031M109 | | Luxembourg | | 02-May-12 | | Annual/Special | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 0.38 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 0.38 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Allow Electronic Distribution of Company Documents to Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Allow Electronic Distribution of Company Documents to Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Amend Article 10 Re: Board Meeting’s Minutes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Article 10 Re: Board Meeting’s Minutes | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 11 - Board Related | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 11 - Board Related | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 13 Re: External Auditor | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 13 Re: External Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Change Time of Annual Meeting and Amend Article 15 Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Change Time of Annual Meeting and Amend Article 15 Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 16 Re: Notice of General Meetings of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 16 Re: Notice of General Meetings of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Article 17 Re: Record Date | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Article 17 Re: Record Date | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Article 19 Re: Vote and Minutes of General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Article 19 Re: Vote and Minutes of General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Title V | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Title V | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 20 Re: Availability of Financial Statements, Auditor’s Report, and Other Documents | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 20 Re: Availability of Financial Statements, Auditor’s Report, and Other Documents | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 21 Re: Distribution of Profits | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 21 Re: Distribution of Profits | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Yamana Gold Inc. | | YRI | | 98462Y100 | | Canada | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director Peter Marrone | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patrick J. Mars | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John Begeman | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alexander Davidson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard Graff | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Robert Horn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Nigel Lees | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Juvenal Mesquita Filho | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Carl Renzoni | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Antenor F. Silva, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Dino Titaro | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | �� | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Brunel International | | | | N1677J103 | | Netherlands | | 03-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 3 | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 7 | | Approve Allocation of Income and Dividends of EUR 0.90 per Share | | For | | For |
| | | | | | | | | | | | Management | | 8a | | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 8b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Discussion on Company’s Corporate Governance Structure | | | | |
| | | | | | | | | | | | Management | | 11 | | Ratify Deloitte Accountants B.V. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Allow Questions | | | | |
| | | | | | | | | | | | Management | | 13 | | Close Meeting | | | | |
| Ericsson | | | | W26049119 | | Sweden | | 03-May-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Receive President’s Report; Allow Questions | | | | |
| | | | | | | | | | | | Management | | 8.1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Allocation of Income and Dividends of SEK 2.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Determine Number of Members (12) and Deputy Members of Board (0) | | For | | For |
| | | | | | | | | | | | Management | | 9.2 | | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 9.3 | | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | | For | | For |
| | | | | | | | | | | | Management | | 9.4 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 9.5 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9.6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Approve 2012 Share Matching Plan for All Employees | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | | For | | For |
| | | | | | | | | | | | Management | | 11.3 | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | | For | | Against |
| | | | | | | | | | | | Management | | 11.4 | | Approve 2012 Share Matching Plan for Key Contributors | | For | | For |
| | | | | | | | | | | | Management | | 11.5 | | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | | For | | For |
| | | | | | | | | | | | Management | | 11.6 | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | | For | | Against |
| | | | | | | | | | | | Management | | 11.7 | | Approve 2012 Restricted Stock Plan for Executives | | For | | For |
| | | | | | | | | | | | Management | | 11.8 | | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | | For | | For |
| | | | | | | | | | | | Management | | 11.9 | | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | | None | | For |
| | | | | | | | | | | | Management | | 14 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BioGaia AB | | BIOG B | | W16746153 | | Sweden | | 08-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | | | |
| | | | | | | | | | | | Management | | 9a | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 9b | | Approve Allocation of Income and Dividends of SEK 4.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 9c | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Receive Nominating Committee’s Report | | | | |
| | | | | | | | | | | | Management | | 11 | | Determine Number of Members (7) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman and SEK 150,000 for Other Directors; Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Jan Annwall, David Dangoor, Stefan Elving, Thomas Flinck, Inger Holmstrom, Paula Zeilon, and Jorgen Thorball as Directors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect David Dangoor as Chairman of Board | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Chairman of Board and Representatives of Three of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Additional Dividend of SEK 2.00 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Stock Option Plan; Approve Creation of SEK 200,000 Pool of Capital to Guarantee Conversion Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve SEK 77.7 Million Transfer from Statutory Reserve to Unrestricted Shareholders’ Equity | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Close Meeting | | | | |
| PT Indocement Tunggal Prakarsa Tbk | | INTP | | Y7127B135 | | Indonesia | | 08-May-12 | | Annual/Special | | Management | | 1 | | Approve Annual Report and Consolidated Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report and Consolidated Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Article 14.3 of the Articles of Association Re: Authority of the Board of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Article 14.3 of the Articles of Association Re: Authority of the Board of Directors | | For | | Against |
| ShawCor Ltd. | | SCL.A | | 820904209 | | Canada | | 08-May-12 | | Annual | | Management | | 1.1 | | Elect Director John T. Baldwin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Derek S. Blackwood | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William P. Buckley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James W. Derrick | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Dennis H. Freeman | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Leslie W. J. Hutchison | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director John F. Petch | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Robert J. Ritchie | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Paul G. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Heather A. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Virginia L. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Zoltan D. Simo | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director E. Charlene Valiquette | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Jasa Marga (Persero) Tbk | | JSMR | | Y71285103 | | Indonesia | | 09-May-12 | | Annual/Special | | Management | | 1 | | Approve Annual Report, Commissioners’ Report, and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report, Commissioners’ Report, and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Report on the Partnership and Community Development Program (PCDP) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Report on the Partnership and Community Development Program (PCDP) | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Enforcement of Minister of State-Owned Enterprises Regulation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Enforcement of Minister of State-Owned Enterprises Regulation | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Accept Directors’ Report on the Use of Proceeds from the IPO in 2007 and Bonds Issue in 2010 and the Application of IFRS on the Company’s Financial Statements in 2012 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Accept Directors’ Report on the Use of Proceeds from the IPO in 2007 and Bonds Issue in 2010 and the Application of IFRS on the Company’s Financial Statements in 2012 | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| Standard Chartered plc | | STAN | | G84228157 | | United Kingdom | | 09-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Viswanathan Shankar as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Stefano Bertamini as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jaspal Bindra as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Richard Delbridge as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect James Dundas as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Valerie Gooding as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Dr Han Seung-soo as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Rudolph Markham as Director | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Re-elect Ruth Markland as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Richard Meddings as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect John Paynter as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Sir John Peace as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Re-elect Alun Rees as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Re-elect Peter Sands as Director | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Re-elect Paul Skinner as Director | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Re-elect Oliver Stocken as Director | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 27 | | Authorise Market Purchase of Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 28 | | Authorise Market Purchase of Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 29 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| The Weir Group plc | | WEIR | | G95248137 | | United Kingdom | | 09-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Alan Ferguson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Melanie Gee as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Lord Smith of Kelvin as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Keith Cochrane as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect John Mogford as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Lord Robertson of Port Ellen as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Jon Stanton as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT PP London Sumatra Indonesia Tbk | | LSIP | | Y7137X101 | | Indonesia | | 10-May-12 | | Annual/Special | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | Against |
| Pretium Resources Inc. | | PVG | | 74139C102 | | Canada | | 10-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Robert A. Quartermain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Christopher Noel Dunn | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph J. Ovsenek | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Tom S.Q. Yip | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ross A. Mitchell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
| SXC Health Solutions Corp. | | SXCI | | 78505P100 | | Canada | | 16-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Mark A. Thierer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Steven D. Cosler | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Peter J. Bensen | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William J. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Philip R. Reddon | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Curtis J. Thorne | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Anthony Masso | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Tencent Holdings Ltd. | | 00700 | | G87572148 | | Hong Kong | | 16-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a1 | | Reelect Li Dong Sheng as Director | | For | | For |
| | | | | | | | | | | | Management | | 3a2 | | Reelect Iain Ferguson Bruce as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Authorize Board to Fix Directors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| Tullow Oil plc | | TLW | | G91235104 | | United Kingdom | | 16-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Simon Thompson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Steve Lucas as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Tutu Agyare as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect David Bamford as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Ann Grant as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Aidan Heavey as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Graham Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Angus McCoss as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Paul McDade as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Steven McTiernan as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Ian Springett as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve the Increase in the Maximum Amount of Fees to Non-executive Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Techtronic Industries Co., Ltd. | | 00669 | | Y8563B159 | | Hong Kong | | 18-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.0775 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Frank Chi Chung Chan as Group Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Stephan Horst Pudwill as Group Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Vincent Ting Kau Cheung as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3d | | Reelect Manfred Kuhlmann as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Amend Articles of Association | | For | | For |
| Galaxy Entertainment Group Ltd. | | 00027 | | Y2679D118 | | Hong Kong | | 22-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Francis Lui Yiu Tung as Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Anthony Thomas Christopher Carter as Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Reelect Patrick Wong Lung Tak as Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 4c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| PT Ciputra Development Tbk | | CTRA | | Y7121J134 | | Indonesia | | 22-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against |
| Hoegh LNG Holding AS | | HLNG | | G45422105 | | Bermuda | | 23-May-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Minutes of Previous Meeting | | | | |
| | | | | | | | | | | | Management | | 3 | | Amend By-laws Re: Guidelines for Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Receive Auditor’s Report and Financial Statements (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 5 | | Receive Statutory Reports and Board’s Corporate Governance Report (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 6 | | Approve Ernst & Young AS as Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.1 | | Fix Number of Directors at Eight | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.2 | | Reelect Leif O. Hoegh as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.3 | | Reelect Guy D. Lafferty as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.4 | | Reelect Andrew Jamieson as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.5 | | Reelect Timothy J. Counsell as a Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7.6 | | Approve Remuneration of Nomination Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.1 | | Elect Stephen Knudtzon as chairman of Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.2 | | Elect Barry Norris as member of Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.3 | | Elect Morten W. Hoegh as member of Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.4 | | Approve Remuneration of Nomination Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Increase Authorized Share Capital | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Amend Existing Bye-Laws and Adopt New Bye-Laws of the Company | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Ocado Group plc | | OCDO | | G6718L106 | | United Kingdom | | 23-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Lord Grade of Yarmouth as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect David Grigson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tim Steiner as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jason Gissing as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Neill Abrams as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Mark Richardson as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Jorn Rausing as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Robert Gorrie as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Ruth Anderson as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Douglas McCallum as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Wendy Becker as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| PT Kalbe Farma Tbk | | KLBF | | Y71287190 | | Indonesia | | 23-May-12 | | Annual/Special | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Five-for-One Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Five-for-One Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
| SAP AG | | SAP | | 803054204 | | Germany | | 23-May-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify KPMG AG as Auditors for Fiscal 2012 | | For | | For |
| | | | | | | | | | | | Management | | 7a | | Elect Hasso Plattner to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 7b | | Elect Pekka Ala-Pietilae to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7c | | Elect Anja Feldmann to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7d | | Elect Wilhelm Haarmann to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 7e | | Elect Bernard Liautaud to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 7f | | Elect Hartmut Mehdorn to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 7g | | Elect Erhard Schipporeit to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7h | | Elect Klaus Wucherer to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles Re: Cancellation of Pool of Authorized Capital; Elimination of Clauses Referring to Registered Shares | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Elan Corporation plc | | DRX | | 284131208 | | Ireland | | 24-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Lars Ekman as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Hans Hasler as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Robert Ingram as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Gary Kennedy as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Patrick Kennedy as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Giles Kerr as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Kelly Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Kieran McGowan as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Kyran McLaughlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Donal O’Connor as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Richard Pilnik as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Dennis Selkoe as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reelect Andrew von Eschenbach as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve 2012 Long Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Equity Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Reduction of Share Premium Account | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Conversion of Securities | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Amend Articles of Association Re: Share Conversion | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorize Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| InterContinental Hotels Group plc | | IHG | | 45857P301 | | United Kingdom | | 25-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Elect Luke Mayhew as Director | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Elect Dale Morrison as Director | | For | | For |
| | | | | | | | | | | | Management | | 4c | | Elect Tracy Robbins as Director | | For | | For |
| | | | | | | | | | | | Management | | 4d | | Elect Thomas Singer as Director | | For | | For |
| | | | | | | | | | | | Management | | 4e | | Re-elect Graham Allan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4f | | Re-elect David Kappler as Director | | For | | For |
| | | | | | | | | | | | Management | | 4g | | Re-elect Kirk Kinsell as Director | | For | | For |
| | | | | | | | | | | | Management | | 4h | | Re-elect Jennifer Laing as Director | | For | | For |
| | | | | | | | | | | | Management | | 4i | | Re-elect Jonathan Linen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4j | | Re-elect Richard Solomons as Director | | For | | For |
| | | | | | | | | | | | Management | | 4k | | Re-elect David Webster as Director | | For | | For |
| | | | | | | | | | | | Management | | 4l | | Re-elect Ying Yeh as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Metro Pacific Investments Corporation | | MPI | | Y60305102 | | Philippines | | 25-May-12 | | Annual | | Management | | 1 | | Approve the President’s Report and the Annual Report for the Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Audited Financial Statements For the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify All Acts of the Board of Directors and Management for the Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Manuel V. Pangilinan as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Jose Ma. K. Lim as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect David J. Nicol as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Edward S. Go as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Augusto P. Palisoc, Jr. as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Antonio A. Picazo as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Elect Amado R. Santiago, III as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Elect Artemio V. Panganiban as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Elect Ramoncito S. Fernandez as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.10 | | Elect Lydia B. Echauz as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.11 | | Elect Edward A. Tortorici as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.12 | | Elect Ray C. Espinosa as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.13 | | Elect Robert C. Nicholson as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.14 | | Elect Victorico P. Vargas as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4.15 | | Elect Washington Z. SyCip as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint the External Auditor of the Company | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Other Business | | For | | Against |
| IMAX Corporation | | IMX | | 45245E109 | | Canada | | 05-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Neil S. Braun | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Garth M. Girvan | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David W. Leebron | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Opera Software ASA | | OPERA | | R6664U108 | | Norway | | 05-Jun-12 | | Annual | | Management | | 1 | | Open Meeting; Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | | | Management | | 2 | | Elect Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Allocation of Income and Dividends of NOK 0.20 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Receive Corporate Governance Report | | | | |
| | | | | | | | | | | | Management | | 9.1 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.2 | | Approve Remuneration for Participation in Committees | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration to Members of the Nomination Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12.1 | | Approve Issue of Shares in Connection With Incentive Arrangements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12.2 | | Approve Creation of NOK 239,000 Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.1 | | Elect Arve Johansen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.2 | | Elect Alberto Torres as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.3 | | Elect Kari Stautland as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.4 | | Elect Audun Iversen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.5 | | Elect Marianne Blystad as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 15 | | Authorize Company to Call EGM with Two Weeks’ Notice | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Check Point Software Technologies Ltd. | | CPW | | M22465104 | | Israel | | 07-Jun-12 | | Annual | | Management | | 1 | | Reelect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Reelect External Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2a | | Indicate Personal/Controlling Interest in Proposed Agenda Item | | None | | |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Compensation of Chairman/CEO Including Option Grant | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Indicate Personal Interest in Proposed Agenda Item | | None | | |
| | | | | | | | | | | | Management | | 5 | | Reauthorize Board Chairman to Serve as CEO | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5a | | Indicate Personal/Controlling Interest in Proposed Agenda Item | | None | | |
| Dollarama Inc | | DOL | | 25675T107 | | Canada | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Larry Rossy | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joshua Bekenstein | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Gregory David | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Stephen Gunn | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Matthew Levin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nicholas Nomicos | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Huw Thomas | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Neil Rossy | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John J. Swidler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Hitachi Metals Ltd. | | 5486 | | J20538112 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Mochida, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Fujii, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Noguchi, Yasutoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Machida, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ishigaki, Tadahiko | | For | | Against |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nishino, Toshikazu | | For | | Against |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Yoshioka, Hiromi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Shima, Nobuhiko | | For | | For |
| Komatsu Ltd. | | 6301 | | J35759125 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sakane, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Noji, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Komamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Hironaka, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ohashi, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Fujitsuka, Mikio | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Takamura, Fujitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hotta, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kano, Noriaki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Ikeda, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Morimoto, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Deep Discount Stock Option Plan | | For | | For |
| Mitsubishi Heavy Industries, Ltd. | | 7011 | | J44002129 | | Japan | | 21-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 3 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsukuda, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Omiya, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Miyanaga, Shunichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tsukuda, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hara, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Abe, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Hishikawa, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Nishizawa, Takato | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Wani, Masafumi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Maekawa, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Masamori, Shigero | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Kobayashi, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kujirai, Yoichi | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Arihara, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Mizutani, Hisakazu | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Nojima, Tatsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.17 | | Elect Director Sakamoto, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.18 | | Elect Director Kojima, Yorihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.19 | | Elect Director Christina Ahmadjian | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Isu, Eiji | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| JS Group Corp. | | 5938 | | J2855M103 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Amend Articles To Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ushioda, Yoichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Fujimori, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsutsui, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kanamori, Yoshizumi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ina, Keiichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Takasaki, Masahiro | | For | | Against |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Shimura, Tetsuo | | For | | Against |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Sato, Hidehiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kawaguchi, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kikuchi, Yoshinobu | | For | | For |
| Japan Tobacco Inc | | 2914 | | J27869106 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6000 | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Limit Rights of Odd-Lot Holders | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Kimura, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Koizumi, Mitsuomi | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Shingai, Yasushi | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Okubo, Noriaki | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Saeki, Akira | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Miyazaki, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Iwai, Mutsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Oka, Motoyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Koda, Main | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Nakamura, Futoshi | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Approve Final Dividend of JPY 20,000 | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Authorize Share Repurchase of Up To 1.6 Million Shares in the Coming Year | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Cancel the Company’s Treasury Shares | | Against | | For |
| Tadano Ltd. | | 6395 | | J79002101 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tadano, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Suzuki, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Okuyama, Tamaki | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Nishi, Yoichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ito, Nobuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Yoshida, Yasuyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kawada, Minoru | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Miyake, Yuuichiro | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Nabeshima, Akihito | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Matsuo, Kuniyuki | | For | | For |
| Maruwa Co., Ltd. (5344) | | 5344 | | J40573107 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kambe, Sei | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Chuntei Ri | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Manimaran Anthony | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Uchida, Akira | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Kamiya, Yoshinori | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| NABTESCO CORP. | | 6268 | | J4707Q100 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Matsumoto, Kazuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kotani, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsubochi, Shigeki | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Mishiro, Yosuke | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Imamura, Yuujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Aoi, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Sakamoto, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Osada, Nobutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Fujii, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Yamanaka, Nobuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Imamura, Masao | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ishimaru, Tetsuya | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Mitani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| Nidec Corp. | | 6594 | | J52968104 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Nagamori, Shigenobu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kobe, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sawamura, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Sato, Akira | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Hamada, Tadaaki | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Yoshimatsu, Masuo | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Miyabe, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Wakabayashi, Shozo | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ishida, Noriko | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Murakami, Kazuya | | For | | For |
| Nissan Motor Co. Ltd. | | 7201 | | J57160129 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg Kelly | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Aoki, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ando, Shigetoshi | | For | | Against |
| Wirecard AG | | WDI | | D22359133 | | Germany | | 26-Jun-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Affiliation Agreements with Wire Card Beteiligungs GmbH | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Affiliation Agreements with Trustpay International GmbH | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Creation of EUR 30 Million Pool of Authorized Capital with Partial Exclusion of Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
| Epistar Corp. | | 2448 | | Y2298F106 | | Taiwan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve 2011 Business Operations Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Plan on 2011 Profit Distribution | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Cash Dividend from Capital Reserves | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Ordinary Shares via Private Placement | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve to Issue the Restricted Stock | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve to Amend the Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
| InterXion Holding NV | | INXN | | N47279109 | | Netherlands | | 27-Jun-12 | | Annual | | Management | | 1 | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect R. Manning as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect C. van Luijk as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Non-Executive Directors | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG Accountants N.V as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Other Business | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Gudang Garam Tbk | | GGRM | | Y7121F165 | | Indonesia | | 27-Jun-12 | | Annual | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors | | For | | For |
| Fanuc Corp. | | 6954 | | J13440102 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 99.01 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Inaba, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yamaguchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Gonda, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Richard E. Schneider | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Uchida, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Matsubara, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kosaka, Tetsuya | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kohari, Katsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Okada, Toshiya | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Hiramoto, Kazuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Olaf C. Gehrels | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Aoyama, Kazunari | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Ito, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Yamada, Yuusaku | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Hishikawa, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Noda, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Harada, Hajime | | For | | For |
| JGC Corp. | | 1963 | | J26945105 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 38.5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Takeuchi, Keisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kawana, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ishizuka, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yamazaki, Yutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Furuta, Eiki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Miura, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Akabane, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sato, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Shimada, Toyohiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Isetani, Yasumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Sato, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Fukuyama, Hiroyasu | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kitagawa, Hitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Momose, Yasushi | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Hidaka, Takehito | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Nakamura, Teruo | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Sakuma, Minoru | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Shimizu, Yukihiko | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Appoint Statutory Auditor Yamamoto, Masaru | | For | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Appoint Statutory Auditor Mori, Masao | | For | | For |
| Orpea | | ORP | | F69036105 | | France | | 29-Jun-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Appointment of FFP Invest, Represented by Thierry Mabille de Poncheville, as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 225,000 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 14 of Bylaws Re: Majority of Votes for Selection of Management Structure | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 19 of Bylaws Re: Age Limit for Chairman | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Yoox S.p.A. | | YOOX | | T9846S106 | | Italy | | 29-Jun-12 | | Special | | Management | | 1 | | Approve Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Approve Capital Increase to Service Stock Option Plan | | For | | Against |
Nuveen Santa Barbara Long/Short Equity Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BMC Software, Inc. | | BMC | | 055921100 | | USA | | 21-Jul-11 | | Annual | | Management | | 1 | | Elect Director Robert E. Beauchamp | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jon E. Barfield | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gary L. Bloom | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Meldon K. Gafner | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Mark J. Hawkins | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Stephan A. James | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director P. Thomas Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Louis J. Lavigne, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Kathleen A. O Neil | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Tom C. Tinsley | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| The Hain Celestial Group, Inc. | | HAIN | | 405217100 | | USA | | 17-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Irwin D. Simon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Barry J. Alperin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard C. Berke | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jack Futterman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Marina Hahn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Brett Icahn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Roger Meltzer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David Schechter | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lewis D. Schiliro | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Lawrence S. Zilavy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| Donaldson Company, Inc. | | DCI | | 257651109 | | USA | | 18-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director F. Guillaume Bastiaens | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Janet M. Dolan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jeffrey Noddle | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Ajita G. Rajendra | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| American Tower Corporation | | AMT | | 029912201 | | USA | | 29-Nov-11 | | Special | | Management | | 1 | | Approve Reorganization Plan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Express Scripts, Inc. | | ESRX | | 302182100 | | USA | | 21-Dec-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Intuit Inc. | | INTU | | 461202103 | | USA | | 19-Jan-12 | | Annual | | Management | | 1 | | Elect Director Christopher W. Brody | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Scott D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Diane B. Greene | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edward A. Kangas | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Dennis D. Powell | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Brad D. Smith | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Monsanto Company | | MON | | 61166W101 | | USA | | 24-Jan-12 | | Annual | | Management | | 1 | | Elect Directors Janice L. Fields | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Directors Hugh Grant | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors C. Steven McMillan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors Robert J. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Risk of Genetically Engineered Products | | Against | | Against |
| Johnson Controls, Inc. | | JCI | | 478366107 | | USA | | 25-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director Dennis W. Archer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark P. Vergnano | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard Goodman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| Costco Wholesale Corporation | | COST | | 22160K105 | | USA | | 26-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director James D. Sinegal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeffrey H. Brotman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Galanti | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Daniel J. Evans | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Jeffrey S. Raikes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Visa Inc. | | V | | 92826C839 | | USA | | 31-Jan-12 | | Annual | | Management | | 1 | | Elect Director Gary P. Coughlan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mary B. Cranston | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Matschullat | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Cathy E. Minehan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David J. Pang | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph W. Saunders | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William S. Shanahan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John A. Swainson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Emerson Electric Co. | | EMR | | 291011104 | | USA | | 07-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director C. Fernandez G. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director A.F. Golden | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.R. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J.B. Menzer | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director A.A. Busch, III | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director R.I. Ridgway | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Sustainability | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
| Accenture plc | | CSA | | G1151C101 | | Ireland | | 09-Feb-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Dina Dublon as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect William D. Green as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Nobuyuki Idei as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Marjorie Magner as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Al Gore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Iger | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Prepare Conflict of Interest Report | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Eliminate Provision Relating to Plurality Voting for the Election of Directors | | For | | For |
| Analog Devices, Inc. | | ADI | | 032654105 | | USA | | 13-Mar-12 | | Annual | | Management | | 1 | | Elect Director Ray Stata | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jerald G. Fishman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James A. Champy | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John C. Hodgson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Yves-Andre Istel | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Neil Novich | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director F. Grant Saviers | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul J. Severino | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Kenton J. Sicchitano | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| Schlumberger Limited | | SLB | | 806857108 | | NetherlandsAntilles | | 11-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Peter L.S. Currie | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tony Isaac | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director K. Vaman Kamath | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Paal Kibsgaard | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nikolay Kudryavtsev | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Adrian Lajous | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael E. Marks | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Elizabeth Moler | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lubna S. Olayan | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Leo Rafael Reif | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Tore I. Sandvold | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Henri Seydoux | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt and Approve Financials and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| United Technologies Corporation | | UTX | | 913017109 | | USA | | 11-Apr-12 | | Annual | | Management | | 1 | | Elect Director Louis R. Chenevert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John V. Faraci | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jean-Pierre Garnier, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jamie S. Gorelick | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edward A. Kangas | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ellen J. Kullman | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Richard D. McCormick | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Harold McGraw, III | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Richard B. Myers | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director H. Patrick Swygert | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director André Villeneuve | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Christine Todd Whitman | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| IHS Inc. | | IHS | | 451734107 | | USA | | 12-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Ruann F. Ernst | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Christoph v. Grolman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard W. Roedel | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| T. Rowe Price Group, Inc. | | TROW | | 74144T108 | | USA | | 17-Apr-12 | | Annual | | Management | | 1 | | Elect Director Edward C. Bernard | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J. Alfred Broaddus, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Donald B. Hebb, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James A.C. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert F. MacLellan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Brian C. Rogers | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dwight S. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Anne Marie Whittemore | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Intuitive Surgical, Inc. | | ISRG | | 46120E602 | | USA | | 19-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gary S. Guthart | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mark J. Rubash | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Lonnie M. Smith | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| International Business Machines Corporation | | IBM | | 459200101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William R. Brody | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael L. Eskew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David N. Farr | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Andrew N. Liveris | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James W. Owens | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Samuel J. Palmisano | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Virginia M. Rometty | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sidney Taurel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Lorenzo H. Zambrano | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Lobbying Expenses | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PACCAR Inc | | PCAR | | 693718108 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Mark C. Pigott | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Warren R. Staley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles R. Williamson | | For | | For |
| | | | | | | | | | | | Share Holder | | 2 | | Require a Majority Vote for the Election of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 3 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| Wells Fargo & Company | | WFC | | 949746101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director John D. Baker, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Elaine L. Chao | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John S. Chen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Susan E. Engel | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Federico F. Pena | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Susan G. Swenson | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Adopt Proxy Access Right | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
| Herbalife Ltd. | | HLF | | G4412G101 | | Cayman Islands | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Pedro Cardoso | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Colombe M. Nicholas | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Southern Copper Corporation | | SCCO | | 84265V105 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director German Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Gonzalez Rocha | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Emilio Carrillo Gamboa | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alfredo Casar Perez | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Luis Castelazo Morales | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Enrique Castillo Sanchez Mejorada | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Alberto de la Parra Zavala | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Xavier Garcia de Quevedo Topete | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Genaro Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Daniel Muniz Quintanilla | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Luis Miguel Palomino Bonilla | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Gilberto Perezalonso Cifuentes | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Juan Rebolledo Gout | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Carlos Ruiz Sacristan | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Allergan, Inc. | | AGN | | 018490102 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director David E.I. Pyott | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Herbert W. Boyer, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Deborah Dunsire, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael R. Gallagher | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dawn Hudson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert A. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Trevor M. Jones, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Louis J. Lavigne, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Russell T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Stephen J. Ryan, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| Chicago Bridge & Iron Company NV | | CBI | | 167250109 | | Netherlands | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect James R. Bolch to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Elect Philip K. Asherman to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect L. Richard Flury to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect W. Craig Kissel to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements, Allocation of Income and Dividends of 0.20 per Share, and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Grant Board Authority to Issue Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Supervisory Board | | For | | Against |
| The E. W. Scripps Company | | SSP | | 811054402 | | USA | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director Roger L. Ogden | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. Marvin Quin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kim Williams | | For | | Withhold |
| Ecolab Inc. | | ECL | | 278865100 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Leslie S. Biller | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jerry A. Grundhofer | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Victoria J. Reich | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John J. Zillmer | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Eliminate Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For |
| Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Aziz D. Syriani | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rosemary Tomich | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Alexion Pharmaceuticals, Inc. | | ALXN | | 015351109 | | USA | | 07-May-12 | | Annual | | Management | | 1.1 | | Elect Director Leonard Bell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Max Link | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William R. Keller | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Joseph A. Madri | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Larry L. Mathis | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director R. Douglas Norby | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Alvin S. Parven | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Andreas Rummelt | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ann M. Veneman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Altera Corporation | | ALTR | | 021441100 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director John P. Daane | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Elisha W. Finney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kevin McGarity | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Krish A. Prabhu | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John Shoemaker | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas H. Waechter | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Susan Wang | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| Enbridge Inc. | | ENB | | 29250N105 | | Canada | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Arledge | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James J. Blanchard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director J. Lorne Braithwaite | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patrick D. Daniel | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director J. Herb England | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Charles W. Fischer | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director V. Maureen Kempston Darkes | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David A. Leslie | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Al Monaco | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director George K. Petty | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Charles E. Shultz | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Dan C. Tutcher | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Catherine L. Williams | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Community-Environment Impact | | Against | | For |
| Norfolk Southern Corporation | | NSC | | 655844108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert A. Bradway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Wesley G. Bush | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Daniel A. Carp | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven F. Leer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael D. Lockhart | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Charles W. Moorman, IV | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Discovery Communications, Inc. | | DISCA | | 25470F104 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert R. Beck | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. David Wargo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 15-May-12 | | Annual | | Management | | 1 | | Elect Director James A. Bell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Crandall C. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen B. Burke | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David M. Cote | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James S. Crown | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director James Dimon | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Timothy P. Flynn | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ellen V. Futter | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Laban P. Jackson, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Lee R. Raymond | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Affirm Political Non-Partisanship | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Loan Modifications | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Stock Retention | | Against | | For |
| Core Laboratories N.V. | | | | N22717107 | | Netherlands | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Richard L. Bergmark | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Margaret Ann van Kempen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approval of Amendments to the Company’s Articles of Association | | For | | For |
| National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Merrill A. Miller, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg L. Armstrong | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David D. Harrison | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| Ross Stores, Inc. | | ROST | | 778296103 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Michael Balmuth | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director K. Gunnar Bjorklund | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sharon D. Garrett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| Pioneer Natural Resources Company | | PXD | | 723787107 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Thomas D. Arthur | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Andrew F. Cates | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Scott J. Reiman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Scott D. Sheffield | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Cerner Corporation | | CERN | | 156782104 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Clifford W. Illig | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William B. Neaves | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
| Nu Skin Enterprises, Inc. | | NUS | | 67018T105 | | USA | | 21-May-12 | | Annual | | Management | | 1.1 | | Elect Director Nevin N. Andersen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel W. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director M. Truman Hunt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Andrew D. Lipman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven J. Lund | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia A. Negron | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Neil H. Offen | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas R. Pisano | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Ensco plc | | ESV | | 29358Q109 | | United Kingdom | | 22-May-12 | | Annual | | Management | | 1 | | Re-elect C. Christopher Gaut as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Gerald W. Haddock as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Paul E. Rowsey, III as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Francis S. Kalman as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect David A. B. Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint KPMG LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint KPMG Audit Plc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers Compensation | | For | | Against |
| Juniper Networks, Inc. | | JNPR | | 48203R104 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mercedes Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Scott Kriens | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William R. Stensrud | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| BlackRock, Inc. | | BLK | | 09247X101 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director William S. Demchak | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Laurence D. Fink | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert S. Kapito | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas H. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ivan G. Seidenberg | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| McDonald’s Corporation | | MCD | | 580135101 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director Robert A. Eckert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeanne P. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Andrew J. Mckenna | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Donald Thompson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Report on Policy Responses to Children’s Health Concerns and Fast Food | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID
on Ballot | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director Lloyd C. Blankfein | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Michele Burns | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gary D. Cohn | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Claes Dahlback | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Stephen Friedman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William W. George | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James A. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Lakshmi N. Mittal | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. Schiro | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Debora L. Spar | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | Against |
| EXPRESS SCRIPTS HOLDING COMPANY | | ESRX | | 30219G108 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Gary G. Benanav | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Maura C. Breen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William J. Delaney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nicholas J. Lahowchic | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Thomas P. Mac Mahon | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Frank Mergenthaler | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Woodrow A. Myers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Election Of Director: George Paz | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Election Of Director: Myrtle S. Potter | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Samuel K. Skinner | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Seymour Sternberg | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| Continental Resources, Inc. | | CLR | | 212015101 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Ellis L. ‘Lon’ McCain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark E. Monroe | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Edward T. Schafer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Google Inc. | | GOOG | | 38259P508 | | USA | | 21-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Diane B. Greene | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize a New Class of Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles Regarding Arbitration of Shareholder Lawsuits | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
Nuveen Symphony International Equity Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Aggreko plc | | AGK | | G0116S102 | | United Kingdom | | 05-Jul-11 | | Special | | Management | | 1 | | Approve Return of Cash to Shareholders | | For | | For |
| Burberry Group plc | | BRBY | | G1699R107 | | United Kingdom | | 14-Jul-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect John Peace as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Angela Ahrendts as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Philip Bowman as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Ian Carter as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Stacey Cartwright as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Stephanie George as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect David Tyler as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect John Smith as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Sharesave Plan 2011 | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Vodafone Group plc | | VOD | | G93882135 | | United Kingdom | | 26-Jul-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect John Buchanan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Vittorio Colao as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Michel Combes as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Andy Halford as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stephen Pusey as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Renee James as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Alan Jebson as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Samuel Jonah as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Nick Land as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Anne Lauvergeon as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Luc Vandevelde as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Anthony Watson as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Philip Yea as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Koninklijke Boskalis Westminster NV | | | | N14952266 | | Netherlands | | 17-Aug-11 | | Special | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Appoint J. M. Hessels as Chairman of the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Other Business (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 4 | | Close Meeting | | | | |
| Teva Pharmaceutical Industries Ltd. | | TEVA | | M8769Q102 | | Israel | | 19-Sep-11 | | Annual | | Management | | 1 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Chaim Hurvitz as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Ory Slonim as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Dan Suesskind as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Joseph Nitzani as External Director and Approve His Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Dafna Schwartz as External Director and Approve Her Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Director/Officer Liability and Indemnification Insurance | | For | | For |
| | | | | | | | | | | | Management | | 6.1 | | Amend Remuneration of Vice Chairman | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Approve Reimbursement of Expenses of Board Chairman | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Yue Yuen Industrial (Holdings) Ltd. | | 00551 | | G98803144 | | Hong Kong | | 28-Sep-11 | | Special | | Management | | 1 | | Approve Period Caps and Transactions Contemplated Under the Third Supplemental Production Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Period Caps and Transactions Contemplated Under the Third Supplemental PCC Management Service Agreement | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Period Caps and Transactions Contemplated Under the Third Supplemental PCC Services Agreement | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Period Caps and Transactions Contemplated Under the Second Supplemental PCC Connected Sales Agreement | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Period Caps and Transactions Contemplated Under the Second Supplemental PCC Connected Purchases Agreement | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Period Caps and Transactions Contemplated Under the Second Supplemental Pou Chien Lease Agreement | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Period Caps and Transactions Contemplated Under the Second Supplemental Pou Yuen Lease Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Period Caps and Transactions Contemplated Under the Second Supplemental Yue Dean Lease Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Period Caps and Transactions Contemplated Under the Supplemental Pou Chien Technology Lease Agreement | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Period Caps and Transactions Contemplated Under the Third Supplemental GBD Management Service Agreement | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Period Caps and Transactions Contemplated Under the Third Supplemental Godalming Tenancy Agreement | | For | | For |
| BHP Billiton Limited | | BHP | | Q1498M100 | | Australia | | 17-Nov-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve the Authority to Issue Shares in BHP Biliton Plc | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve the Authority to Issue Shares in BHP Biliton Plc | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve the Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve the Termination Benefits for Group Management Committee Members | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve the Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve the Termination Benefits for Group Management Committee Members | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Millicom International Cellular S.A. | | MIC | | L6388F128 | | Luxembourg | | 02-Dec-11 | | Special | | Management | | 1 | | Elect Jean-Michel Schmit as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Interim Dividends of USD 3.00 per Share | | For | | For |
| Siemens AG | | SIE | | D69671218 | | Germany | | 24-Jan-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 3.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011/2012 | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Amend Articles Re: Female Representation on the Supervisory Board | | Against | | Against |
| Fraser and Neave Limited | | F99 | | Y2642C155 | | Singapore | | 27-Jan-12 | | Special | | Management | | 1 | | Authorize Share Repurchase Program | | For | | For |
| Fraser and Neave Limited | | F99 | | Y2642C155 | | Singapore | | 27-Jan-12 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of SGD 0.12 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Timothy Chia Chee Ming as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Koh Beng Seng as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Tan Chong Meng as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Seek Ngee Huat as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Directors’ Fees of SGD 2.9 Million for the Year Ending Sept. 30, 2012 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Grant of Options and Issuance of Shares Under the Fraser and Neave, Limited Executives’ Share Option Scheme 1999 | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Grant of Awards and Issuance of Shares Under the F&N Restricted Share Plan and/or the F&N Performance Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance of Shares Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Other Business (Voting) | | For | | Against |
| Novartis AG | | NOVN | | H5820Q150 | | Switzerland | | 23-Feb-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.25 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.25 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.1.1 | | Reelect Sikrant Datar as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.1 | | Reelect Sikrant Datar as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.2 | | Reelect Andreas von Planta as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.2 | | Reelect Andreas von Planta as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.3 | | Reelect Wendelin Wiedeking as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.3 | | Reelect Wendelin Wiedeking as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.4 | | Reelect William Brody as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.4 | | Reelect William Brody as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.5 | | Reelect Rolf Zinkernagel as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1.5 | | Reelect Rolf Zinkernagel as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Elect Dimitri Azar as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Elect Dimitri Azar as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Additional And/or Counter-proposals Presented At The Meeting | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kone Corporation | | KNEBV | | X4551T105 | | Finland | | 05-Mar-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 1.395 Per Class A Share and EUR 1.40 Per Class B Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Members and Deputy Members of the Board and the CEO | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 33,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Nine and Deputy Directors at Zero | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainen as Directors; Elect Shinichiro Akiba and Jussi Herlin as New Directors | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Fix Number of Auditors at Two | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify PricewaterhouseCoopers and Heikki Lassila as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Articles Re: Convocation of General Meeting and Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
| Yue Yuen Industrial (Holdings) Ltd. | | 00551 | | G98803144 | | Hong Kong | | 07-Mar-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.56 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Kung Sung Yen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3b | | Reelect Li I Nan, Steve as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3c | | Reelect Liu Len Yu as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Leung Yee Sik as Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Reelect Chu Li-Sheng as Director | | For | | For |
| | | | | | | | | | | | Management | | 3f | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 5b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Amendments to the Share Option Scheme of Pou Sheng International (Holdings) Ltd. | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Amend Bylaws of the Company | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Adopt New Bylaws of the Company | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Novo Nordisk A/S | | NOVO B | | K7314N152 | | Denmark | | 21-Mar-12 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Directors for 2011 in the Aggregate Amount of DKK 9,400,000 | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Remuneration of Directors for 2012; Approve Fees for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 14.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Sten Scheibye as Chairman | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Goran Ando as Vice Chairman | | For | | For |
| | | | | | | | | | | | Management | | 5.3a | | Reelect Bruno Angelici as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3b | | Reelect Henrik Gurtler as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3c | | Reelect Thomas Koestler as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3d | | Reelect Kurt Nielsen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3e | | Reelect Hannu Ryopponen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3f | | Elect Liz Hewitt as New Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Approve DKK 20 Million Reduction in Share Capital via Share Cancellation | | For | | For |
| | | | | | | | | | | | Management | | 7.2 | | Authorize Repurchase up to 10 Percent of Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7.3.1 | | Amend Articles Re: Electronic Communication With Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 7.3.2 | | Amend Articles to Reflect Name Change of the Danish Business Authority | | For | | For |
| | | | | | | | | | | | Management | | 7.4 | | Approve Revised Remuneration Principles | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Other Business | | | | |
| Banco Santander S.A. | | SAN | | E19790109 | | Spain | | 29-Mar-12 | | Annual | | Management | | 1.A | | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.B | | Approve Discharge of Directors for FY 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3.A | | Elect Esther Gimenez-Salinas Colomer as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.B | | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.C | | Reelect Juan Rodriguez Inciarte as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.D | | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.E | | Reelect Matias Rodriguez Inciarte as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.F | | Reelect Manuel Soto Serrano as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Renew Appointment of Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5.A | | Amend Articles 22, 23, 24, 27, 31, and 61 | | For | | For |
| | | | | | | | | | | | Management | | 5.B | | Amend Article 69 | | For | | For |
| | | | | | | | | | | | Management | | 6.A | | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | | For | | For |
| | | | | | | | | | | | Management | | 6.B | | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Capital Increase of EUR 500 Million | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | | For | | For |
| | | | | | | | | | | | Management | | 9.A | | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | | For | | For |
| | | | | | | | | | | | Management | | 9.B | | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | | For | | For |
| | | | | | | | | | | | Management | | 9.C | | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | | For | | For |
| | | | | | | | | | | | Management | | 9.D | | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | | For | | For |
| | | | | | | | | | | | Management | | 10.A | | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10.B | | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | | For | | For |
| | | | | | | | | | | | Management | | 10.C | | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | | For | | For |
| | | | | | | | | | | | Management | | 11.A | | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | | For | | For |
| | | | | | | | | | | | Management | | 11.B | | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 11.C | | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote on Remuneration Report | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Canon Inc. | | 7751 | | J05124144 | | Japan | | 29-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Mitarai, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Tanaka, Toshizo | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Ikoma, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Watanabe, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Adachi, Yoroku | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Mitsuhashi, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Matsumoto, Shigeyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Homma, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Nakaoka, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Honda, Haruhisa | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Ozawa, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Maeda, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Tani, Yasuhiro | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Araki, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Suematsu, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Uzawa, Shigeyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.17 | | Elect Director Nagasawa, Kenichi | | For | | For |
| | | | | | | | | | | | Management | | 3.18 | | Elect Director Otsuka, Naoji | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Uramoto, Kengo | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Retirement Bonus Payment for Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Annual Bonus Payment to Directors | | For | | For |
| The Toronto-Dominion Bank | | TD | | 891160509 | | Canada | | 29-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director William E. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.1 | | Elect Director William E. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hugh J. Bolton | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hugh J. Bolton | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John L. Bragg | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John L. Bragg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Amy W. Brinkley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Amy W. Brinkley | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director W. Edmund Clark | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director W. Edmund Clark | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Colleen A. Goggins | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Colleen A. Goggins | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Henry H. Ketcham | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Henry H. Ketcham | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian M. Levitt | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian M. Levitt | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Harold H. MacKay | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Harold H. MacKay | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Karen E. Maidment | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Karen E. Maidment | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Irene R. Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Irene R. Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Nadir H. Mohamed | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Nadir H. Mohamed | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Wilbur J. Prezzano | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Wilbur J. Prezzano | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Helen K. Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Helen K. Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director John M. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director John M. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve 2000 Stock Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve 2000 Stock Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend 2000 Stock Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend 2000 Stock Incentive Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | SP A: Increase Disclosure of Executive Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | SP A: Increase Disclosure of Executive Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | SP B: Require Independence of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | SP B: Require Independence of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | SP C: Establish Director Stock Ownership Requirement | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | SP C: Establish Director Stock Ownership Requirement | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Jeronimo Martins SGPS S.A | | JMT | | X40338109 | | Portugal | | 30-Mar-12 | | Annual | | Management | | 1 | | Accept Individual Financial Statements and Statutory Reports for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management and Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Two New Directors | | For | | For |
| LVMH Moet Hennessy Louis Vuitton | | MC | | F58485115 | | France | | 05-Apr-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 2.60 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Francesco Trapani as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Appointment of Felix G. Rohatyn as Censor | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Antoine Arnault as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Albert Frere as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Gilles Hennessy as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Lord Powell Of Bayswater as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Yves Thibault De Silguy as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.26 Million | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Article 23 of Bylaws Re: Convening of General Meeting upon Second Call and Proxy Voting | | For | | For |
| Koninklijke Ahold NV | | AH | | N0139V142 | | Netherlands | | 17-Apr-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 3 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 4 | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect J.E. McCann to Executive Board | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect J. Carr to Executive Board | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect R. Dahan to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect M.G. McGrath to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Deloitte as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Reduction in Share Capital by Cancellation of Shares | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nestle SA | | NESN | | H57312649 | | Switzerland | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 1.95 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 1.95 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Reelect Daniel Borel as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Reelect Daniel Borel as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Henri de Castries as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Henri de Castries as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Ratify KPMG SA as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Ratify KPMG SA as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve CHF 7.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve CHF 7.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Additional And/or Counter-proposals Presented At The Meeting | | None | | Against |
| | | | | | | | | | | | Management | | 7 | | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | | None | | Against |
| Umicore | | UMI | | B95505168 | | Belgium | | 24-Apr-12 | | Annual/Special | | Management | | 1 | | Receive Directors’ and Auditors’ Reports | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Receive Consolidated Financial Statements and Statutory Reports | | | | |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Reelect T. Leysen as Director | | For | | For |
| | | | | | | | | | | | Management | | 7.2 | | Reelect M. Grynberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 7.3 | | Reelect K. Wendel as Director | | For | | For |
| | | | | | | | | | | | Management | | 7.4 | | Elect R. Thomaes as Independent Director | | For | | For |
| | | | | | | | | | | | Management | | 7.5 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Change-of-Control Clauses | | For | | For |
| ASML Holding NV | | ASML | | N07059178 | | Netherlands | | 25-Apr-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Discuss the Company’s Business, Financial Situation and Sustainability | | | | |
| | | | | | | | | | | | Management | | 3 | | Adopt Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 7 | | Approve Dividends of EUR 0.46 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Performance Share Arrangement According to Remuneration Policy 2010 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve the Numbers of Stock Options, Respectively Shares, for Employees | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | | | | |
| | | | | | | | | | | | Management | | 11a | | Reelect O. Bilous to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 11b | | Reelect F.W. Fröhlich to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 11c | | Reelect A.P.M. van der Poel to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | | | | |
| | | | | | | | | | | | Management | | 13 | | Ratify Deloitte Accountants as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14a | | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 14b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | | For | | For |
| | | | | | | | | | | | Management | | 14c | | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 14d | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | | For | | For |
| | | | | | | | | | | | Management | | 15a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 15b | | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Other Business (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Aggreko plc | | AGK | | G0116S102 | | United Kingdom | | 25-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Rupert Soames as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Angus Cockburn as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect George Walker as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Bill Caplan as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Kash Pandya as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect David Hamill as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Robert MacLeod as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Russell King as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Ken Hanna as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Increase in Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Purchase of B Shares | | For | | For |
| DnB NOR ASA | | DNBNOR | | R1812S105 | | Norway | | 25-Apr-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Auditors for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect N. Bastiansen, T. Eidesvik, C. Grieg, E. Lower, O. Reitan, G. Rollefsen, A. Sletteberg, and H. Wiig as Members of Supervisory Board; Elect H. Mogster and R. Thorsen as New Members of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Eldbjorg Lower, Arthur Sletteberg, and Reier Soberg as Members of Nominating Committee; Elect Frode Helgerud as New Member of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Vigdis Almestad as New Member of Control Committee; Elect Ida Johnson as New Deputy Member of Control Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase and Sale of Issued Shares with an Aggregate Nominal Value of up to NOK 733 Million | | For | | For |
| | | | | | | | | | | | Management | | 11a | | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 11b | | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests | | | | |
| Willis Group Holdings Public Limited Company | | WSH | | G96655108 | | Ireland | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect William W. Bradley as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Joseph A. Califano, Jr. as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Anna C. Catalano as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Sir Roy Gardner as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Sir Jeremy Hanley as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Robyn S. Kravit as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Jeffrey B. Lane as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Wendy Lane as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect James F. McCann as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Joseph J. Plumeri as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Douglas B. Roberts as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Michael J. Somers as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| ABB Ltd. | | ABBN | | H0010V101 | | Switzerland | | 26-Apr-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Roger Agnelli as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Louis Hughes as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Roger Agnelli as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Reelect Hans Maerki as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Louis Hughes as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Reelect Michel de Rosen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Reelect Hans Maerki as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Reelect Michael Treschow as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Reelect Michel de Rosen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Reelect Jacob Wallenberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Reelect Michael Treschow as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.7 | | Reelect Ying Yeh as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Reelect Jacob Wallenberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.8 | | Reelect Hubertus von Gruenberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.7 | | Reelect Ying Yeh as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Ernst & Young AG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5.8 | | Reelect Hubertus von Gruenberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Ernst & Young AG as Auditors | | For | | For |
| AstraZeneca plc | | AZN | | G0593M107 | | United Kingdom | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5(a) | | Re-elect Louis Schweitzer as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(b) | | Re-elect David Brennan as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(c) | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(d) | | Elect Genevieve Berger as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(e) | | Re-elect Bruce Burlington as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(f) | | Elect Graham Chipchase as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(g) | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(h) | | Elect Leif Johansson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(i) | | Re-elect Rudy Markham as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(j) | | Re-elect Nancy Rothwell as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(k) | | Re-elect Shriti Vadera as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(l) | | Re-elect John Varley as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(m) | | Re-elect Marcus Wallenberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve 2012 Savings-Related Share Option Scheme | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| British American Tobacco plc | | BATS | | G1510J102 | | United Kingdom | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect John Daly as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Karen de Segundo as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect John Daly as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Nicandro Durante as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Karen de Segundo as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Robert Lerwill as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Nicandro Durante as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Robert Lerwill as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Gerry Murphy as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Kieran Poynter as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Gerry Murphy as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Anthony Ruys as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Kieran Poynter as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Sir Nicholas Scheele as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Anthony Ruys as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Ben Stevens as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Sir Nicholas Scheele as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Elect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Ben Stevens as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Elect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Brookfield Office Properties Inc. | | BPO | | 112900105 | | Canada | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Gordon E. Arnell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William T. Cahill | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Christie J.B. Clark | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard B. Clark | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Jack L. Cockwell | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Bruce Flatt | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael Hegarty | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Paul J. Massey Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director F. Allan McDonald | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Robert L. Stelzl | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director John E. Zuccotti | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Hannover Rueckversicherung AG | | HNR1 | | D3015J135 | | Germany | | 03-May-12 | | Annual | | Management | | 1 | | Approve Remuneration System for Management Board Members | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6a | | Elect Herbert Haas to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 6b | | Elect Klaus Sturany to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 6c | | Elect Wolf-Dieter Baumgartl to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 6d | | Elect Andrea Pollak to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6e | | Elect Immo Querner to the Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 6f | | Elect Erhard Schipporeit to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Change of Corporate Form to Societas Europaea (SE) | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Scor SE | | SCR | | F15561677 | | France | | 03-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Severance Payment Agreement with Denis Kessler | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Change of the Location of Registered Office to 5, Avenue Kleber, 75016 Paris and Amend Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Kevin J. Knoer as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 227 Million | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Issuance of Shares up to 15 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 227 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Capital Increase of Up to EUR 227 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize up to 1 Million of Shares for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Authorize up to 4 Million of Shares for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 863 Million | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| UBS AG | | UBSN | | H89231338 | | Switzerland | | 03-May-12 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of CHF 0.10 per Share from Capital Contribution Reserves | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | Against |
| | | | | | | | | | | | Management | | 4.1.1 | | Reelect Michel Demare as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.2 | | Reelect David Sidwell as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.3 | | Reelect Rainer-Marc Frey as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.4 | | Reelect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.5 | | Reelect Axel Lehmann as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.6 | | Reelect Wolfgang Mayrhuber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.7 | | Reelect Helmut Panke as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.8 | | Reelect William Parrett as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.9 | | Reelect Joseph Yam as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2.1 | | Elect Isabelle Romy as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2.2 | | Elect Beatrice Weder di Mauro as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2.3 | | Elect Axel Weber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Ratify BDO AG as Special Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Increase Pool of Conditional Capital by CHF 15.1 Million for Issuance of Stock Options and Other Equity Awards to Employees, Senior Executives, and Members of the Board | | For | | Against |
| | | | | | | | | | | | Management | | 6.1 | | Amend Articles Re: Contributions in Kind | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Amend Articles Re: Contributions in Kind | | For | | For |
| Sanofi | | SAN | | F5548N101 | | France | | 04-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.65 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Laurent Attal as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.65 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Uwe Bicker as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Laurent Attal as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Jean Rene Fourtou as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Uwe Bicker as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Claudie Haignere as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Jean Rene Fourtou as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Carole Piwnica as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Claudie Haignere as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Klaus Pohle as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Carole Piwnica as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Appoint Ernst & Young et Autres as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Klaus Pohle as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Appoint Auditex as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Appoint Ernst & Young et Autres as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Appoint Auditex as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Brookfield Residential Properties Inc. | | BRP | | 11283W104 | | Canada | | 08-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Bruce T. Lehman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patricia M. Newson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Alan Norris | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Allan S. Olson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Timothy R. Price | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David M. Sherman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert L. Stelzl | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michael D. Young | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Stock Option Plan | | For | | Against |
| Standard Chartered plc | | STAN | | G84228157 | | United Kingdom | | 09-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Viswanathan Shankar as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Stefano Bertamini as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jaspal Bindra as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Richard Delbridge as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect James Dundas as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Valerie Gooding as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Dr Han Seung-soo as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Rudolph Markham as Director | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Re-elect Ruth Markland as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Richard Meddings as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect John Paynter as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Sir John Peace as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Re-elect Alun Rees as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Re-elect Peter Sands as Director | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Re-elect Paul Skinner as Director | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Re-elect Oliver Stocken as Director | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 27 | | Authorise Market Purchase of Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 28 | | Authorise Market Purchase of Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 29 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Unilever plc | | ULVR | | G92087165 | | United Kingdom | | 09-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Paul Polman as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Paul Polman as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Jean-Marc Huet as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Jean-Marc Huet as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Louise Fresco as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Louise Fresco as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Ann Fudge as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Ann Fudge as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Charles Golden as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Charles Golden as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Byron Grote as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Byron Grote as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Sunil Bharti Mittal as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Sunil Bharti Mittal as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Hixonia Nyasulu as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Hixonia Nyasulu as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Sir Malcolm Rifkind as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Sir Malcolm Rifkind as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Kees Storm as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Kees Storm as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Michael Treschow as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Michael Treschow as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Paul Walsh as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Paul Walsh as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Fresenius Medical Care AG & Co. KGaA | | FME | | D2734Z107 | | Germany | | 10-May-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011; Accept Financial Statements and Statutory Reports for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.69 per Common Share and EUR 0.71 per Preference Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Personally Liable Partner for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2012 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Articles Re: Composition of Audit Committee and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Additional And/or Supplemental-proposals Presented At The Meeting | | None | | Against |
| Koninklijke Boskalis Westminster NV | | | | N14952266 | | Netherlands | | 10-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Report of Management Board | | | | |
| | | | | | | | | | | | Management | | 3a | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Receive Report of Supervisory Board | | | | |
| | | | | | | | | | | | Management | | 4a | | Receive Explanation on Company’s Allocation of Income | | | | |
| | | | | | | | | | | | Management | | 4b | | Approve Dividends of EUR 1.24 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Announcement of Vacancy on the Supervisory Board | | | | |
| | | | | | | | | | | | Management | | 7.2 | | Omit Opportunity to Make Recommendations by the AGM | | For | | For |
| | | | | | | | | | | | Management | | 7.3 | | Elect M.P. Kramer to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Announce Intention to Appoint F.A. Verhoeven to Executive Board | | | | |
| | | | | | | | | | | | Management | | 9 | | Ratify KPMG Accountants N.V. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Allow Questions | | | | |
| | | | | | | | | | | | Management | | 13 | | Close Meeting | | | | |
| Rio Tinto Ltd. (Formerly Cra Ltd.) | | RIO | | Q81437107 | | Australia | | 10-May-12 | | Annual | | Management | | 1 | | Accept the Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Chris Lynch as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect John Varley as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Tom Albanese as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Robert Brown as a Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Vivienne Cox as a Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Jan du Plessis as a Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Guy Elliott as a Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Micheal Fitzpatrick as a Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Ann Godbehere as a Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Richard Goodmanson as a Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Lord Kerr as a Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Paul Tellier as a Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Sam Walsh as a Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve the Reappointment of PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Hang Seng Bank | | 00011 | | Y30327103 | | Hong Kong | | 11-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Elect Rose W M Lee as Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect Andrew H C Fung as Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect Anita Y M Fung as Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Elect Fred Zuliu Hu as Director | | For | | For |
| | | | | | | | | | | | Management | | 2e | | Reelect Dorothy K Y P Sit as Director | | For | | For |
| | | | | | | | | | | | Management | | 2f | | Reelect Richard Y S Tang as Director | | For | | For |
| | | | | | | | | | | | Management | | 2g | | Reelect Peter T S Wong as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reappoint KPMG as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| Total SA | | FP | | F92124100 | | France | | 11-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Christophe de Margerie as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Patrick Artus as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Christophe de Margerie as Director | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Reelect Bertrand Collomb as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Patrick Artus as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Anne Lauvergeon as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Bertrand Collomb as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Michel Pebereau as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Reelect Anne Lauvergeon as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Appointment of Gerard Lamarche as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Michel Pebereau as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Anne-Marie Idrac as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Appointment of Gerard Lamarche as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Severance Payment Agreement with Christophe de Margerie | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Anne-Marie Idrac as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Severance Payment Agreement with Christophe de Margerie | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Share Holder | | A | | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | | Against | | Against |
| | | | | | | | | | | | Share Holder | | B | | Allow Loyalty Dividends to Long-Term Registered Shareholders | | Against | | Against |
| | | | | | | | | | | | Share Holder | | A | | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | | Against | | Against |
| | | | | | | | | | | | Share Holder | | B | | Allow Loyalty Dividends to Long-Term Registered Shareholders | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Hysan Development Co. Ltd. | | 00014 | | Y38203124 | | Hong Kong | | 14-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend with Scrip Option | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Siu Chuen Lau as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Nicholas Charles Allen as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Philip Yan Hok Fan as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Anthony Hsien Pin Lee as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles of Association of the Company | | For | | For |
| Coca-Cola Amatil Ltd. | | CCL | | Q2594P146 | | Australia | | 15-May-12 | | Annual | | Management | | 2 | | Adopt the Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Elect David Michael Gonski as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Elect Geoffrey J Kelly as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Elect Martin Jansen as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Up to 247,844 Share Rights to TJ Davis under the Coca-Cola Amatil Ltd 2012-2014 Long Term Incentive Share Rights Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve the Grant of Deferred Securities to TJ Davis under the Coca-Cola Amatil Ltd Short Term Incentive Plan | | For | | For |
| Rheinmetall AG | | RHM | | D65111102 | | Germany | | 15-May-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.80 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Andreas Georgi to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Klaus Greinert to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Reelect Peter Mitterbauer to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Reelect Frank Richter to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Elect Susanne Hannemann to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Statoil ASA | | STL | | R4446E112 | | Norway | | 15-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 3 | | Elect Olaug Svarva as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Notice of Meeting and Agenda | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Olaug Svarva as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Notice of Meeting and Agenda | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.50 per Share | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Auditors for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect KPMG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Auditors for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Reelect Olaug Svarva as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect KPMG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Reelect Idar Kreutzer as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Reelect Olaug Svarva as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.3 | | Reelect Karin Aslaksen as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Reelect Idar Kreutzer as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.4 | | Reelect Greger Mannsverk as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.3 | | Reelect Karin Aslaksen as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.5 | | Reelect Steinar Olsen as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.4 | | Reelect Greger Mannsverk as Member Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.6 | | Reelect Ingvald Strommen as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.5 | | Relect Steinar Olsen as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.7 | | Reelect Rune Bjerke as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.6 | | Reelect Ingvald Strommen as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.8 | | Reelect Tore Ulstein as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.7 | | Reelect Rune Bjerke as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.9 | | Reelect Live Haukvik Aker as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.8 | | Relect Tore Ulstein as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.10 | | Reelect Siri Kalvig as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.9 | | Elect Live Haukvik Aker as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.11 | | Reelect Thor Oscar Bolstad as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.10 | | Elect Siri Kalvig as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.12 | | Reelect Barbro Haetta as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.11 | | Elect Thor Oscar Bolstad as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.13 | | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.12 | | Elect Barbro Haetta as Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.14 | | Elect Bassim Haj as New Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.13 | | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.15 | | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.14 | | Elect Bassim Haj as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.16 | | Reelect Linda Litlekalsoy Aase as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 11.15 | | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 107,900 for Chair, NOK 56,800 for Vice Chair, NOK 39,900 for Other Members, and NOK 5,700 per Meeting for Deputy Members | | For | | For |
| | | | | | | | | | | | Management | | 11.16 | | Reelect Linda Litlekalsoy Aase as Deputy Member of Corporate Assembly | | For | | For |
| | | | | | | | | | | | Management | | 13.1 | | Reelect Olaug Svarva as Chairman of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 107,900 for Chair, NOK 56,800 for Vice Chair, NOK 39,900 for Other Members, and NOK 5,700 Per Meeting for Deputy Members | | For | | For |
| | | | | | | | | | | | Management | | 13.2 | | Reelect Tom Rathke as Member of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 13.1 | | Reelect Olaug Svarva as Chair of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 13.3 | | Reelect Live Haukvik Aker as Member of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 13.2 | | Reelect Tom Rathke as Member of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 13.4 | | Reelect Ingrid Dramdal Rasmussen as Member of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 13.3 | | Reelect Live Haukvik Aker as Member of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration of Members of Nominating Committee in the Amount of NOK 10,800 per Meeting for Chairman and NOK 8,000 per Meeting for Regular Members | | For | | For |
| | | | | | | | | | | | Management | | 13.4 | | Reelect Ingrid Dramdal Rasmussen as Member of Nominating Committee | | For | | For |
| | | | | | | | | �� | | | Management | | 15 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration of Members of Nominating Committee in the Amount of NOK 10,800 per Meeting for Chairman and NOK 8,000 per Meeting for Regular Members | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BG Group plc | | BG. | | G1245Z108 | | United Kingdom | | 16-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Vivienne Cox as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Chris Finlayson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Andrew Gould as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Peter Backhouse as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Fabio Barbosa as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Sir Frank Chapman as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Baroness Hogg as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Dr John Hood as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Martin Houston as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Caio Koch-Weser as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Sir David Manning as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Mark Seligman as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Patrick Thomas as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Re-elect Philippe Varin as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| Tencent Holdings Ltd. | | 00700 | | G87572148 | | Hong Kong | | 16-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a1 | | Reelect Li Dong Sheng as Director | | For | | For |
| | | | | | | | | | | | Management | | 3a2 | | Reelect Iain Ferguson Bruce as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Authorize Board to Fix Directors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| Westfield Group | | WDC | | Q97062105 | | Australia | | 16-May-12 | | Annual | | Management | | 2 | | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Peter Goldsmith as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Mark Johnson as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect John McFarlane as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Judith Sloan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| Next plc | | NXT | | G6500M106 | | United Kingdom | | 17-May-12 | | Annual | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect John Barton as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Christos Angelides as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Steve Barber as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Christine Cross as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Jonathan Dawson as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect David Keens as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Francis Salway as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Andrew Varley as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Simon Wolfson as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Off-Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Potash Corporation of Saskatchewan Inc. | | POT | | 73755L107 | | Canada | | 17-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director C. M. Burley | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director D. G. Chynoweth | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director D. Clauw | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director W. J. Doyle | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director J. W. Estey | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director G. W. Grandey | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director C. S. Hoffman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director D. J. Howe | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director A. D. Laberge | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director K.G. Martell | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director J. J. McCaig | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director M. Mogford | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director E. Viyella de Paliza | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve 2012 Performance Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Prudential plc | | PRU | | G72899100 | | United Kingdom | | 17-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Alexander Johnston as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Kaikhushru Nargolwala as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Alexander Johnston as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Keki Dadiseth as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Kaikhushru Nargolwala as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Sir Howard Davies as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Keki Dadiseth as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Robert Devey as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Sir Howard Davies as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect John Foley as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Robert Devey as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Michael Garrett as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect John Foley as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Michael Garrett as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Paul Manduca as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Harvey McGrath as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Paul Manduca as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Michael McLintock as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Harvey McGrath as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Nicolaos Nicandrou as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Michael McLintock as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Barry Stowe as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Nicolaos Nicandrou as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Re-elect Tidjane Thiam as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Barry Stowe as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Re-elect Lord Turnbull as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Re-elect Tidjane Thiam as Director | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Re-elect Michael Wells as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Re-elect Lord Turnbull as Director | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Re-elect Michael Wells as Director | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Approve International Savings-Related Share Option Scheme for Non-Employees 2012 | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Approve International Savings-Related Share Option Scheme for Non-Employees 2012 | | For | | For |
| | | | | | | | | | | | Management | | 27 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 28 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 27 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 28 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Royal Dutch Shell plc | | RDSB | | G7690A118 | | United Kingdom | | 22-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Sir Nigel Sheinwald as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Josef Ackermann as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Guy Elliott as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Simon Henry as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Charles Holliday as Director | | For | | For |
| | | �� | | | | | | | | | Management | | 8 | | Re-elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Linda Stuntz as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Jeroen van der Veer as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Peter Voser as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Hans Wijers as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase of Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| Sensata Technologies Holding N.V. | | 9ST | | | | Netherlands | | 22-May-12 | | Annual | | Management | | 1 | | Elect Thomas Wroe, Jr. as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Martha Sullivan as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Lewis B. Campbell as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Paul Edgerley as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Elect Michael J. Jacobson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect John Lewis as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Charles W. Peffer as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Kirk P. Pond as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Michael Ward as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect Stephen Zide as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Financial Statements and Statutory Reports for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Discharge of Board | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Grant Board Authority to Repurchase Shares | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Grant Board Authority to Issue Shares and Limit/Exclude Preemptive Rights for Five Years | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Amend Articles Re: Board Related | | For | | For |
| Societe Generale | | GLE | | F43638141 | | France | | 22-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and and Absence of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Non Compete Agreement with Frederic Oudea | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Reelect Michel Cicurel as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Nathalie Rachou as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Yann Delabriere as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Thierry Martel as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Appoint Ernst and Young et Autres as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Renew Appointment of Deloitte et Associes as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Appoint Picarle et Associes as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Appoint Beas as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 485 Million; and/or Capitalization of Reserves of up to EUR 550 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 145 Million | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 2 Billion | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Employee Stock Purchase Plan | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 21 | | Amend Performance Condition for Restricted Share Plan Adopted on Novembre 2, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | Share Holder | | A | | Adopt Two-Tiered Board Structure | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BNP Paribas SA | | BNP | | F1058Q238 | | France | | 23-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.20 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Denis Kessler as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Reelect Laurence Parisot as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Michel Pebereau as Director | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Pierre Andre de Chalendar as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Iluka Resources Ltd. (formerly Westralian Sands) | | ILU | | Q4875J104 | | Australia | | 23-May-12 | | Annual | | Management | | 1 | | Elect John Pizzey as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Gavin Rezos as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report for the Year Ended Dec. 31, 2011 | | For | | For |
| HSBC Holdings plc | | HSBA | | G4634U169 | | United Kingdom | | 25-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Re-elect Safra Catz as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Re-elect Laura Cha as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Re-elect Marvin Cheung as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Re-elect John Coombe as Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Elect Joachim Faber as Director | | For | | For |
| | | | | | | | | | | | Management | | 3f | | Re-elect Rona Fairhead as Director | | For | | For |
| | | | | | | | | | | | Management | | 3g | | Re-elect Douglas Flint as Director | | For | | For |
| | | | | | | | | | | | Management | | 3h | | Re-elect Alexander Flockhart as Director | | For | | For |
| | | | | | | | | | | | Management | | 3i | | Re-elect Stuart Gulliver as Director | | For | | For |
| | | | | | | | | | | | Management | | 3j | | Re-elect James Hughes-Hallett as Director | | For | | For |
| | | | | | | | | | | | Management | | 3k | | Re-elect William Laidlaw as Director | | For | | For |
| | | | | | | | | | | | Management | | 3l | | Elect John Lipsky as Director | | For | | For |
| | | | | | | | | | | | Management | | 3m | | Re-elect Janis Lomax as Director | | For | | For |
| | | | | | | | | | | | Management | | 3n | | Re-elect Iain Mackay as Director | | For | | For |
| | | | | | | | | | | | Management | | 3o | | Re-elect Nagavara Murthy as Director | | For | | For |
| | | | | | | | | | | | Management | | 3p | | Re-elect Sir Simon Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 3q | | Re-elect John Thornton as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Scrip Dividend Program | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Millicom International Cellular S.A. | | MIC | | L6388F128 | | Luxembourg | | 29-May-12 | | Annual/Special | | Management | | 1 | | Elect Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Consolidated and Standalone Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 2.40 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Fix Number of Directors at 8 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Mia Brunell Livfors as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Donna Cordner as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Allen Sangines-Krause as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Paul Donovan as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Hans-Holger Albrecht as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Omari Issa as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Kim Ignatius as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Dionisio Romero Paoletti as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Appoint Ernst and Young as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Guidelines for Remuneration to Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Elect Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve USD 4.80 Million Reduction in Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cancellation of 3.20 Million Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Board to Ratify and Execute Approved Resolutions Under Items 2-3 of EGM | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Instruct and Delegate Power to Board to Amend Shares Register to Reflect Reduction of Issued Share Capital and Cancellation of Shares under Items 2-3 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 5 to Reflect Changes in Capital Proposed under Item 2 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Change Location of Registered Office and Amend Article 2 Accordingly | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Repsol SA | | REP | | E8471S130 | | Spain | | 30-May-12 | | Annual | | Management | | 1 | | Approve Individual and Consolidated Financial Statements and Statutory Reports for FY 2011, Allocation of Income, and Distribution of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Deloitte as Auditor of Individual and Consolidated Accounts | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles of Association and General Meeting Regulations Re: Alignment with Applicable Law | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Board of Directors and Corporate Governance | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Articles of Association and General Meeting Regulations Re: Conflicts of Interest | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Isidro Faine Casas as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Reelect Juan Maria Nin Genova as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve 2012-2013 Shares-in-lieu-of-Cash Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Increase in Capital against Voluntary Reserves | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Increase in Capital against Voluntary Reserves | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Change Company Name and Amend Article 1 Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8.4 Billion | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Company’s Corporate Web Site | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote on Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| Umicore | | UMI | | B95505168 | | Belgium | | 31-May-12 | | Special | | Management | | 1 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| Vallourec | | VK | | F95922104 | | France | | 31-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Dividend Program (New Shares) | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Renew Appointment of KPMG SA as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint KPMG Audit IS as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Renew Appointment of Deloitte et Associes as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Renew Appointment of BEAS as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Jean-Francois Cirelli as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Edward G. Krubasik as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Olivier Bazil as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Jose Carlos Grubisich as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Stock Purchase Plan Reserved for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Indirect Stock Purchase Plan for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Restricted Stock Plan in Connection with Employees Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| WPP plc | | WPP | | G9787K108 | | United Kingdom | | 13-Jun-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve the Sustainability Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Colin Day as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Esther Dyson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Orit Gadiesh as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Philip Lader as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Ruigang Li as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Stanley (Bud) Morten as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Koichiro Naganuma as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect John Quelch as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Mark Read as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Paul Richardson as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Jeffrey Rosen as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Timothy Shriver as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Sir Martin Sorrell as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Re-elect Paul Spencer as Director | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Re-elect Solomon Trujillo as Director | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| Toyota Motor Corp. | | 7203 | | J92676113 | | Japan | | 15-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Maekawa, Masamoto | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kato, Mitsuhisa | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Hoya Corp. | | 7741 | | J22848105 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Mogi, Yuuzaburo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kono, Eiko | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kodama, Yukiharu | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Koeda, Itaru | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Aso, Yutaka | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Suzuki, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ema, Kenji | | For | | For |
| Honda Motor Co. Ltd. | | 7267 | | J22302111 | | Japan | | 21-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Ito, Takanobu | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Iwamura, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Ito, Takanobu | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Oyama, Tatsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Iwamura, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Ike, Fumihiko | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Oyama, Tatsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Kawanabe, Tomohiko | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Ike, Fumihiko | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Yamamoto, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Kawanabe, Tomohiko | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Yamamoto, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Yamamoto, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Hogen, Kensaku | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Yamamoto, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Kuroyanagi, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Hogen, Kensaku | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Fukui, Takeo | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Kuroyanagi, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Yoshida, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Fukui, Takeo | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Shiga, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Yoshida, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Yamashita, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Shiga, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Hiwatari, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Yamashita, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Hiwatari, Toshiaki | | For | | For |
| Mitsui & Co. | | 8031 | | J44690139 | | Japan | | 21-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 28 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Anbe, Shintaro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tanaka, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| Kuraray Co. Ltd. | | 3405 | | J37006137 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Increase Maximum Board Size | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Wakui, Yasuaki | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Ito, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Yamamoto, Yasuhiro | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Yamashita, Setsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Murakami, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Tenkumo, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Kawarasaki, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Yukiyoshi, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Aomoto, Kensaku | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Shioya, Takafusa | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Ninagawa, Yoichi | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Yamada, Hiroki | | For | | Against |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Okamoto, Yoshimitsu | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nitto Denko Corp. | | 6988 | | J58472119 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Nagira, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Aizawa, Kaoru | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Takasaki, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Matsumoto, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Sakuma, Yoichiro | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Omote, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Takeuchi, Toru | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Furuse, Yoichiro | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Mizukoshi, Koshi | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Ueki, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Taniguchi, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Teranishi, Masashi | | For | | Against |
| | | | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Shiraki, Mitsuhide | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan | | For | | For |
| Subsea 7 S.A. | | | | L00306107 | | Luxembourg | | 22-Jun-12 | | Annual | | Management | | 1 | | Receive Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Receive Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Consolidated Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Consolidated Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 0.60 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of USD 0.60 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Kristian Siem as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Kristian Siem as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Peter Mason as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Peter Mason as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Jean Cahuzac as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Jean Cahuzac as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Robert Long as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Robert Long as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Co-option of and Reelect Eystein Eriksrud as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Co-option of and Reelect Eystein Eriksrud as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Extraordinary Dividends | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Extraordinary Dividends | | For | | For |
| Mizuho Financial Group Inc. | | 8411 | | J4599L102 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 3 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsukamoto, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Takahashi, Hideyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Abe, Daisaku | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Ishizaka, Masami | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Amend Articles to Limit Total Board Compensation to JPY 30 Million Until Net Capital per Share Reaches that of Competitors MUFG or SMFG | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Amend Articles to Require Caution in Accepting Corporate Evaluation Assignments | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Amend Articles to Require Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Amend Articles to Require Public Disclosure of Director Training Policy, Content and Performance | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Amend Articles to Require Disclosure of Individual Director and Statutory Auditor Compensation | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles to Require Firm to Seek Unified Nationwide Handling of Inquiries When Public Entities Request Assessments of Citizen Eligibility for Public Assistance | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Amend Articles to Relax Limit, Allow Shareholder Proposal Justification Statements Up to 4,000 Characters | | Against | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Amend Articles to Prohibit Biased Treatment of Non-Votes on Shareholder vs. Company Proposals | | Against | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Amend Articles to Prevent CEO from Presiding Over Board Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Articles to Create a Whistle-Blowing Complaints Desk Independent of Executive Director Influence | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| NABTESCO CORP. | | 6268 | | J4707Q100 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Matsumoto, Kazuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kotani, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsubochi, Shigeki | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Mishiro, Yosuke | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Imamura, Yuujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Aoi, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Sakamoto, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Osada, Nobutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Fujii, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Yamanaka, Nobuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Imamura, Masao | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ishimaru, Tetsuya | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Mitani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| Nidec Corp. | | 6594 | | J52968104 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Nagamori, Shigenobu | | For | | For |
| | | | | | | | | | | | Management | | 1.1 | | Elect Director Nagamori, Shigenobu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kobe, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kobe, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sawamura, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sawamura, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Sato, Akira | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Sato, Akira | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Hamada, Tadaaki | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Hamada, Tadaaki | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Yoshimatsu, Masuo | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Yoshimatsu, Masuo | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Miyabe, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Miyabe, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Wakabayashi, Shozo | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Wakabayashi, Shozo | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ishida, Noriko | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ishida, Noriko | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Murakami, Kazuya | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Murakami, Kazuya | | For | | For |
| Mitsubishi UFJ Financial Group | | 8306 | | J44497105 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 for Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Okihara, Takamune | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Okauchi, Kinya | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Nagayasu, Katsunori | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tanaka, Masaaki | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Yuuki, Taihei | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Hamakawa, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kagawa, Akihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Toyoizumi, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Hirano, Nobuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Teraoka, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Wakabayashi, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Araki, Saburo | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Noguchi, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Tokunari, Muneaki | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Araki, Ryuuji | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Watanabe, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.17 | | Elect Director Otoshi, Takuma | | For | | For |
| Nippon Electric Glass Co. Ltd. | | 5214 | | J53247110 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Izutsu, Yuuzo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Arioka, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yokota, Masanori | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yamamoto, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Inamasu, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Miyake, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kitagawa, Tamotsu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Matsumoto, Motoharu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Kimura, Keijiro | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| Sumitomo Mitsui Financial Group, Inc. | | 8316 | | J7771X109 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Miyata, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kurumatani, Nobuaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yokoyama, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Yamaguchi, Yoji | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Tsuruta, Rokuro | | For | | For |
Nuveen Symphony Large-Cap Growth Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| McKesson Corporation | | MCK | | 58155Q103 | | USA | | 27-Jul-11 | | Annual | | Management | | 1 | | Elect Director Andy D. Bryant | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Wayne A. Budd | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John H. Hammergren | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Alton F. Irby III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director M. Christine Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Marie L. Knowles | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David M. Lawrence | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Edward A. Mueller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 13 | | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reduce Supermajority Vote Requirement to Amend Bylaws | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reduce Supermajority Vote Requirement and “Fair Price” Provision Applicable to Certain Business Combinations | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Certificate of Incorporation to Conform the “Interested Transactions” Provisions and the Stockholder Action Provision | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Stock Retention/Holding Period | | Against | | For |
| H. J. Heinz Company | | HNZ | | 423074103 | | USA | | 30-Aug-11 | | Annual | | Management | | 1 | | Elect Director William R. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Charles E. Bunch | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Leonard S. Coleman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John G. Drosdick | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edith E. Holiday | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Candace Kendle | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Lynn C. Swann | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Usher | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| NetApp, Inc. | | NTAP | | 64110D104 | | USA | | 31-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Daniel J. Warmenhoven | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Georgens | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jeffry R. Allen | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Allan L. Earhart | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gerald Held | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George T. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert T. Wall | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| FedEx Corporation | | FDX | | 31428X106 | | USA | | 26-Sep-11 | | Annual | | Management | | 1 | | Elect Director James L. Barksdale | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John A. Edwardson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Steven R. Loranger | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Gary W. Loveman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director R. Brad Martin | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joshua Cooper Ramo | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Frederick W. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Paul S. Walsh | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 17 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| The Mosaic Company | | MOS | | 61945A107 | | USA | | 06-Oct-11 | | Annual | | Management | | 1.1 | | Elect Director Nancy E. Cooper | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James L. Popowich | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James T. Prokopanko | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Steven M. Seibert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Conversion of Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Oracle Corporation | | ORCL | | 68389X105 | | USA | | 12-Oct-11 | | Annual | | Management | | 1.1 | | Elect Director Jeffrey S. Berg | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director H. Raymond Bingham | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael J. Boskin | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Safra A. Catz | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Bruce R. Chizen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director George H. Conrades | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Lawrence J. Ellison | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Hector Garcia-Molina | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Jeffrey O. Henley | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Mark V. Hurd | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Donald L. Lucas | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Director Naomi O. Seligman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Stock Retention/Holding Period | | Against | | For |
| CareFusion Corporation | | CFN | | 14170T101 | | USA | | 02-Nov-11 | | Annual | | Management | | 1 | | Elect Director Jacqueline B. Kosecoff, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael D. O’Halleran | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert P. Wayman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Microsoft Corporation | | MSFT | | 594918104 | | USA | | 15-Nov-11 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William H. Gates, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Monsanto Company | | MON | | 61166W101 | | USA | | 24-Jan-12 | | Annual | | Management | | 1 | | Elect Directors Janice L. Fields | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Directors Hugh Grant | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors C. Steven McMillan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors Robert J. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Risk of Genetically Engineered Products | | Against | | Against |
| Costco Wholesale Corporation | | COST | | 22160K105 | | USA | | 26-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director James D. Sinegal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeffrey H. Brotman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Galanti | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Daniel J. Evans | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Jeffrey S. Raikes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Becton, Dickinson and Company | | BDX | | 075887109 | | USA | | 31-Jan-12 | | Annual | | Management | | 1 | | Elect Director Basil L. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Henry P. Becton, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Edward F. Degraan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Vincent A. Forlenza | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Claire M. Fraser-liggett | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Christopher Jones | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Marshall O. Larsen | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Edward J. Ludwig | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Adel A.F. Mahmoud | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Gary A. Mecklenburg | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director James F. Orr | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Willard J. Overlock, Jr | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Bertram L. Scott | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 07-Feb-12 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| Accenture plc | | CSA | | G1151C101 | | Ireland | | 09-Feb-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Dina Dublon as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect William D. Green as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Nobuyuki Idei as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Marjorie Magner as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Al Gore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Iger | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Prepare Conflict of Interest Report | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Eliminate Provision Relating to Plurality Voting for the Election of Directors | | For | | For |
| Helmerich & Payne, Inc. | | HP | | 423452101 | | USA | | 07-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Donald F. Robillard, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Francis Rooney | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Provide Directors May Be Removed for Cause or Without Cause | | For | | For |
| The Cooper Companies, Inc. | | COO | | 216648402 | | USA | | 20-Mar-12 | | Annual | | Management | | 1 | | Elect Director A. Thomas Bender | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael H. Kalkstein | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jody S. Lindell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Donald Press | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven Rosenberg | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Allan E. Rubenstein | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert S. Weiss | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Stanley Zinberg | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Agilent Technologies, Inc. | | A | | 00846U101 | | USA | | 21-Mar-12 | | Annual | | Management | | 1 | | Elect Director Robert J. Herbold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Koh Boon Hwee | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William P. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Avago Technologies Limited | | AVGO | | Y0486S104 | | Singapore | | 04-Apr-12 | | Annual | | Management | | 1a | | Reelect Hock E. Tan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Reelect Adam H. Clammer as Director | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Reelect John T. Dickson as Director | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Reelect James V. Diller as Director | | For | | For |
| | | | | | | | | | | | Management | | 1e | | Reelect Kenneth Y. Hao as Director | | For | | For |
| | | | | | | | | | | | Management | | 1f | | Reelect John Min-Chih Hsuan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1g | | Reelect Justine F. Lien as Director | | For | | For |
| | | | | | | | | | | | Management | | 1h | | Reelect Donald Macleod as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cash Compensation to Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Repurchase of Up to 10 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| T. Rowe Price Group, Inc. | | TROW | | 74144T108 | | USA | | 17-Apr-12 | | Annual | | Management | | 1 | | Elect Director Edward C. Bernard | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J. Alfred Broaddus, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Donald B. Hebb, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James A.C. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert F. MacLellan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Brian C. Rogers | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dwight S. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Anne Marie Whittemore | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Discover Financial Services | | DFS | | 254709108 | | USA | | 18-Apr-12 | | Annual | | Management | | 1 | | Elect Director Jeffrey S. Aronin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mary K. Bush | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gregory C. Case | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert M. Devlin | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Cynthia A. Glassman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Richard H. Lenny | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas G. Maheras | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael H. Moskow | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David W. Nelms | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director E. Follin Smith | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Lawrence A.Weinbach | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Walter Energy, Inc. | | WLT | | 93317Q105 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David R. Beatty | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Walter J. Scheller, III | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Teradata Corporation | | TDC | | 88076W103 | | USA | | 20-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Koehler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James M. Ringler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John G. Schwarz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| International Business Machines Corporation | | IBM | | 459200101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William R. Brody | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael L. Eskew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David N. Farr | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Andrew N. Liveris | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James W. Owens | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Samuel J. Palmisano | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Virginia M. Rometty | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sidney Taurel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Lorenzo H. Zambrano | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Lobbying Expenses | | Against | | Against |
| BorgWarner Inc. | | BWA | | 099724106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Phyllis O. Bonanno | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alexis P. Michas | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Richard O. Schaum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas T. Stallkamp | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| The Coca-Cola Company | | KO | | 191216100 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard M. Daley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert A. Kotick | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director James D. Robinson, III | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Richard M. Bracken | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R. Milton Johnson | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John P. Connaughton | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kenneth W. Freeman | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas F. Frist, III | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William R. Frist | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Christopher R. Gordon | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jay O. Light | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Geoffrey G. Meyers | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Michael W. Michelson | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director James C. Momtazee | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Stephen G. Pagliuca | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Wayne J. Riley, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| J.B. Hunt Transport Services, Inc. | | JBHT | | 445658107 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Douglas G. Duncan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Francesca M. Edwardson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Wayne Garrison | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Sharilyn S. Gasaway | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Gary C. George | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Bryan Hunt | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Coleman H. Peterson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John N. Roberts, III | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James L. Robo | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William J. Shea, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Kirk Thompson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| eBay Inc. | | EBAY | | 278642103 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Marc L. Andreessen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William C. Ford, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dawn G. Lepore | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kathleen C. Mitic | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Pierre M. Omidyar | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| Abbott Laboratories | | ABT | | 002824100 | | USA | | 27-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Alpern | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Roxanne S. Austin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sally E. Blount | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director W. James Farrell | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Edward M. Liddy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nancy McKinstry | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Phebe N. Novakovic | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Samuel C. Scott, III | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Glenn F. Tilton | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Adopt Anti Gross-up Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Cease Compliance Adjustments to Performance Criteria | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| EMC Corporation | | EMC | | 268648102 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Michael W. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Randolph L. Cowen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Gail Deegan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James S. DiStasio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John R. Egan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Edmund F. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Windle B. Priem | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul Sagan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David N. Strohm | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joseph M. Tucci | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Sigma-Aldrich Corporation | | SIAL | | 826552101 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Rebecca M. Bergman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director George M. Church, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director W. Lee McCollum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Avi M. Nash | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven M. Paul, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director J. Pedro Reinhard | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rakesh Sachdev | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director D. Dean Spatz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Barrett A. Toan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| The Hershey Company | | HSY | | 427866108 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director P.M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J.P. Bilbrey | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director R.F. Cavanaugh | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director R.M. Malcolm | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.M. Mead | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.E. Nevels | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director A.J. Palmer | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director T.J. Ridge | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director D.L. Shedlarz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| EOG Resources, Inc. | | EOG | | 26875P101 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director George A. Alcorn | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Charles R. Crisp | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James C. Day | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Mark G. Papa | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director H. Leighton Steward | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Donald F. Textor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Frank G. Wisner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Pro-rata Vesting of Equity Awards | | Against | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Adopt Retention Ratio for Executives | | Against | | For |
| Rackspace Hosting, Inc. | | RAX | | 750086100 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director S. James Bishkin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Fred Reichheld | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Mark P. Mellin | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| DIRECTV | | DTV | | 25490A101 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Ralph Boyd, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David Dillon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Samuel DiPiazza, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Dixon Doll | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Peter Lund | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Nancy Newcomb | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Lorrie Norrington | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Eliminate Class of Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Pro-rata Vesting of Equity Awards | | Against | | For |
| Eastman Chemical Company | | EMN | | 277432100 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen R. Demeritt | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert M. Hernandez | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Julie F. Holder | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lewis M. Kling | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David W. Raisbeck | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Eliminate Supermajority Vote Provisions | | For | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Fluor Corporation | | FLR | | 343412102 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Peter K. Barker | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alan M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David T. Seaton | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| Kansas City Southern | | KSU | | 485170302 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Lu M. Córdova | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Haverty | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas A. McDonnell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Eliminate Cumulative Voting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Certificate of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| SPX Corporation | | SPW | | 784635104 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Christopher J. Kearney | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Martha B. Wyrsch | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Peter Volanakis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Verizon Communications Inc. | | VZ | | 92343V104 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Richard L. Carrion | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Melanie L. Healey | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Lowell C. McAdam | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Donald T. Nicolaisen | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Clarence Otis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Hugh B. Price | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Disclose Prior Government Service | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Performance-Based and/or Time-Based Equity Awards | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Commit to Wireless Network Neutrality | | Against | | Against |
| Mead Johnson Nutrition Company | | MJN | | 582839106 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| Baxter International Inc. | | BAX | | 071813109 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director James R. Gavin, III | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Peter S. Hellman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director K. J. Storm | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Cummins Inc. | | CMI | | 231021106 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director N. Thomas Linebarger | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William I. Miller | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Georgia R. Nelson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert K. Herdman | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert J. Bernhard | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Franklin R. Chang Diaz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Stephen B. Dobbs | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Provide Right to Call Special Meeting | | For | | For |
| ConocoPhillips | | COP | | 20825C104 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Richard L. Armitage | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Richard H. Auchinleck | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ruth R. Harkin | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ryan M. Lance | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mohd H. Marican | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Harold W. McGraw, III | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert A. Niblock | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Harald J. Norvik | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director William K. Reilly | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Victoria J. Tschinkel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Kathryn C. Turner | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director William E. Wade, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | | | Share Holder | | 22 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| LyondellBasell Industries N.V. | | LYB | | | | Netherlands | | 09-May-12 | | Annual | | Management | | 1a | | Elect Robin Buchanan as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Elect Robert G. Gwin as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Dividends of USD 0.25 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Murphy Oil Corporation | | MUR | | 626717102 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Frank W. Blue | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Steven A. Cosse | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Claiborne P. Deming | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert A. Hermes | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James V. Kelley | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Walentin Mirosh | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director R. Madison Murphy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Neal E. Schmale | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David J.H. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Caroline G. Theus | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director David M. Wood | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| Philip Morris International Inc. | | PM | | 718172109 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect DirectorLouis C. Camilleri | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect DirectorJ. Dudley Fishburn | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect DirectorJennifer Li | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kalpana Morparia | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect DirectorLucio A. Noto | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect DirectorRobert B. Polet | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect DirectorCarlos Slim Helu | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect DirectorStephen M. Wolf | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Establish Ethics Committee to Review Marketing Activities | | Against | | Against |
| CF Industries Holdings, Inc. | | CF | | 125269100 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen A. Furbacher | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John D. Johnson | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director C. David Brown, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Anne M. Finucane | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kristen Gibney Williams | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Marian L. Heard | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Larry J. Merlo | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jean-Pierre Millon | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director C.A. Lance Piccolo | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Richard J. Swift | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Tony L. White | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Ford Motor Company | | F | | 345370860 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen G. Butler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Anthony F. Earley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Edsel B. Ford II | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William Clay Ford, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Richard A. Gephardt | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James H. Hance, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William W. Helman IV | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Irvine O. Hockaday, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Richard A. Manoogian | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Ellen R. Marram | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Alan Mulally | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Homer A. Neal | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Gerald L. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director John L. Thornton | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| Lam Research Corporation | | LRCX | | 512807108 | | USA | | 10-May-12 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Union Pacific Corporation | | UNP | | 907818108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Andrew H. Card, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Thomas J. Donohue | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Archie W. Dunham | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael R. McCarthy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael W. McConnell | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas F. McLarty, III | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Jose H. Villarreal | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director James R. Young | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Stock Retention | | Against | | For |
| Cypress Semiconductor Corporation | | CY | | 232806109 | | USA | | 11-May-12 | | Annual | | Management | | 1.1 | | Elect Director T.J. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric A. Benhamou | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Lloyd Carney | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director James R. Long | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.D. Sherman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Wilbert van den Hoek | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Broadcom Corporation | | BRCM | | 111320107 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Finocchio, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nancy H. Handel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eddy W. Hartenstein | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Maria Klawe | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John E. Major | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William T. Morrow | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Henry Samueli | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Galloway | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nicholas B. Paumgarten | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jeffrey Sagansky | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Ronald W. Tysoe | | For | | Withhold |
| Cimarex Energy Co. | | XEC | | 171798101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Joseph R. Albi | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jerry Box | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael J. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| HollyFrontier Corporation | | HFC | | 436106108 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Douglas Y. Bech | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Buford P. Berry | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Matthew P. Clifton | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Leldon E. Echols | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director R. Kevin Hardage | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael C. Jennings | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert J. Kostelnik | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James H. Lee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert G. McKenzie | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Franklin Myers | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael E. Rose | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Tommy A. Valenta | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Harold J. Bouillion | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Enoch L. Dawkins | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David D. Dunlap | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James M. Funk | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Terence E. Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ernest E. ‘Wyn’ Howard, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Peter D. Kinnear | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michael M. McShane | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director W. Matt Ralls | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Justin L. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Brian P. Hehir | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael W. D. Howell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nickolas W. Vande Steeg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gary C. Valade | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director David E. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pamela H. Patsley | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Anne Szostak | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For |
| Rayonier Inc. | | RYN | | 754907103 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Richard D. Kincaid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director V. Larkin Martin | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James H. Miller | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas I. Morgan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ronald Townsend | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Republic Services, Inc. | | RSG | | 760759100 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director James W. Crownover | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William J. Flynn | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nolan Lehmann | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director W. Lee Nutter | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ramon A. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald W. Slager | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Allan C. Sorensen | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director John M. Trani | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Michael W. Wickham | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Political Contributions | | Against | | Against |
| Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | Against |
| Titanium Metals Corporation | | TIE | | 888339207 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Keith R. Coogan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glenn R. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Harold C. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Stafford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven L. Watson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Terry N. Worrell | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Macy’s, Inc. | | M | | 55616P104 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul C. Varga | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Phase Out Sale of Raccoon Dog Fur Products | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Amgen Inc. | | AMGN | | 031162100 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director David Baltimore | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank J. Biondi, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert A. Bradway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Francois De Carbonnel | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Vance D. Coffman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Rebecca M. Henderson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Frank C. Herringer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Tyler Jacks | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Gilbert S. Omenn | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Judith C. Pelham | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Leonard D. Schaeffer | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Limit CEO to Serving on only One Other Board | | Against | | Against |
| SM Energy Company | | SM | | 78454L100 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Barbara M. Baumann | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Anthony J. Best | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Larry W. Bickle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Stephen R. Brand | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Gardiner | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Julio M. Quintana | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John M. Seidl | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William D. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Westlake Chemical Corporation | | WLK | | 960413102 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director James Chao | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director H. John Riley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Amazon.com, Inc. | | AMZN | | 023135106 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director Jeffrey P. Bezos | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Tom A. Alberg | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John Seely Brown | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director William B. Gordon | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Jamie S. Gorelick | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Blake G. Krikorian | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alain Monie | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jonathan J. Rubinstein | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas O. Ryder | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Patricia Q. Stonesifer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Report on Climate Change | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Political Contributions | | Against | | For |
| Limited Brands, Inc. | | LTD | | 532716107 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director James L. Heskett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Allan R. Tessler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Abigail S. Wexner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Chevron Corporation | | CVX | | 166764100 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Linnet F. Deily | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert E. Denham | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Chuck Hagel | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director George L. Kirkland | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Charles W. Moorman, IV | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director John S. Watson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Remove Exclusive Venue Provision | | Against | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Adopt Guidelines for Country Selection | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Hydraulic Fracturing Risks to Company | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
| EXPRESS SCRIPTS HOLDING COMPANY | | ESRX | | 30219G108 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Gary G. Benanav | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Maura C. Breen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William J. Delaney | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nicholas J. Lahowchic | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Thomas P. Mac Mahon | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Frank Mergenthaler | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Woodrow A. Myers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Election Of Director: George Paz | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Election Of Director: Myrtle S. Potter | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Samuel K. Skinner | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Seymour Sternberg | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| Ulta Salon, Cosmetics & Fragrance, Inc. | | ULTA | | 90384S303 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert F. DiRomualdo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Catherine A. Halligan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Lorna E. Nagler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| MasterCard Incorporated | | MA | | 57636Q104 | | USA | | 05-Jun-12 | | Annual | | Management | | 1 | | Elect Director Ajay Banga | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David R. Carlucci | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Steven J. Freiberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard Haythornthwaite | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Marc Olivie | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Rima Qureshi | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mark Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jackson P. Tai | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Alliance Data Systems Corporation | | ADS | | 018581108 | | USA | | 07-Jun-12 | | Annual | | Management | | 1 | | Elect Director Edward J. Heffernan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert A. Minicucci | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Las Vegas Sands Corp. | | LVS | | 517834107 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Jason N. Ader | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael A. Leven | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jeffrey H. Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| priceline.com Incorporated | | PCLN | | 741503403 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Jeffery H. Boyd | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Ralph M. Bahna | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Howard W. Barker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jan L. Docter | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Jeffrey E. Epstein | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director James M. Guyette | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Nancy B. Peretsman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Craig W. Rydin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
| DaVita Inc. | | DVA | | 23918K108 | | USA | | 11-Jun-12 | | Annual | | Management | | 1 | | Elect Director Pamela M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Charles G. Berg | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Carol Anthony (John) Davidson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Paul J. Diaz | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Peter T. Grauer | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John M. Nehra | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kent J. Thiry | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Roger J. Valine | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| Caterpillar Inc. | | CAT | | 149123101 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Target Corporation | | TGT | | 87612E106 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Roxanne S. Austin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Calvin Darden | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Mary N. Dillon | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James A. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Mary E. Minnick | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Derica W. Rice | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Gregg W. Steinhafel | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Solomon D. Trujillo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Electronics Recycling and Preventing E-Waste Export | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Prohibit Political Contributions | | Against | | Against |
| Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Richard C. Adkerson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Robert A. Day | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gerald J. Ford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Bobby Lee Lackey | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jon C. Madonna | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Dustan E. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director James R. Moffett | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director B. M. Rankin, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Stephen H. Siegele | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
| Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 18-Jun-12 | | Annual | | Management | | 1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Nutt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Tracy P. Palandjian | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Google Inc. | | GOOG | | 38259P508 | | USA | | 21-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Diane B. Greene | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize a New Class of Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles Regarding Arbitration of Shareholder Lawsuits | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
| PVH CORP. | | PVH | | 693656100 | | USA | | 21-Jun-12 | | Annual | | Management | | 1 | | Elect Director Mary Baglivo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Emanuel Chirico | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Juan R. Figuereo | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Joseph B. Fuller | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Fred Gehring | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Margaret L. Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David A. Landau | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce Maggin | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director V. James Marino | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Henry Nasella | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Craig Rydin | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
Nuveen Symphony Large-Cap Value Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| McKesson Corporation | | MCK | | 58155Q103 | | USA | | 27-Jul-11 | | Annual | | Management | | 1 | | Elect Director Andy D. Bryant | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Wayne A. Budd | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John H. Hammergren | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Alton F. Irby III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director M. Christine Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Marie L. Knowles | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David M. Lawrence | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Edward A. Mueller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 13 | | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reduce Supermajority Vote Requirement to Amend Bylaws | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reduce Supermajority Vote Requirement and “Fair Price” Provision Applicable to Certain Business Combinations | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Certificate of Incorporation to Conform the “Interested Transactions” Provisions and the Stockholder Action Provision | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Stock Retention/Holding Period | | Against | | For |
| Duke Energy Corporation | | DUK | | 26441C105 | | USA | | 23-Aug-11 | | Special | | Management | | 1 | | Approve Reverse Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| Liberty Media Corporation | | LINTA | | 53071M104 | | USA | | 07-Sep-11 | | Annual | | Management | | 1.1 | | Elect Director Evan D. Malone | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David E. Rapley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Larry E. Romrell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Seagate Technology Public Limited Company | | STX | | G7945J104 | | Ireland | | 26-Oct-11 | | Annual | | Management | | 1 | | Reelect Stephen J. Luczo as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect D Frank J. Biondi, Jr. as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Michael R. Cannon as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Lydia M. Marshall as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect C.S. Park as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Gregorio Reyes as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Edward J. Zander as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Determine Price Range for Reissuance of Treasury Shares | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| CareFusion Corporation | | CFN | | 14170T101 | | USA | | 02-Nov-11 | | Annual | | Management | | 1 | | Elect Director Jacqueline B. Kosecoff, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael D. O’Halleran | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert P. Wayman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Microsoft Corporation | | MSFT | | 594918104 | | USA | | 15-Nov-11 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William H. Gates, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| Visa Inc. | | V | | 92826C839 | | USA | | 31-Jan-12 | | Annual | | Management | | 1 | | Elect Director Gary P. Coughlan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mary B. Cranston | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Matschullat | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Cathy E. Minehan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David J. Pang | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph W. Saunders | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William S. Shanahan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John A. Swainson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 07-Mar-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Edward D. Breen as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Michael Daniels as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Reelect Timothy Donahue as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Reelect Brian Duperreault as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Reelect Bruce Gordon as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Reelect Rajiv L. Gupta as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Reelect John Krol as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Reelect Brendan O’Neill as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Reelect Dinesh Paliwal as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Reelect William Stavropoulos as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Reelect Sandra Wijnberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Reelect R. David Yost as Director | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Ratify Deloitte AG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | | For | | For |
| | | | | | | | | | | | Management | | 4c | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5a | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5b | | Approve Consolidated Reserves | | For | | For |
| | | | | | | | | | | | Management | | 5c | | Approve Ordinary Cash Dividend | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles of Association Regarding Book Entry Securities and Transfer of Registered Seat | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| U.S. Bancorp | | USB | | 902973304 | | USA | | 17-Apr-12 | | Annual | | Management | | 1 | | Elect Director Douglas M. Baker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Y. Marc Belton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Victoria Buyniski Gluckman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Richard K. Davis | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Roland A. Hernandez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joel W. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Olivia F. Kirtley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jerry W. Levin | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director David B. O’Maley | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director O’dell M. Owens, M.D., M.P.H. | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Craig D. Schnuck | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Patrick T. Stokes | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Doreen Woo Ho | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Owens Corning | | OC | | 690742101 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Norman P. Blake, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James J. McMonagle | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W. Howard Morris | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Digital Realty Trust, Inc. | | DLR | | 253868103 | | USA | | 23-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ruann F. Ernst, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Harsco Corporation | | HSC | | 415864107 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director K. G. Eddy | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director D. C. Everitt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director S. E. Graham | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director T. D. Growcock | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. W. Knueppel | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. M. Loree | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director A. J. Sordoni, III | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director R. C. Wilburn | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| International Business Machines Corporation | | IBM | | 459200101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William R. Brody | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael L. Eskew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David N. Farr | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Andrew N. Liveris | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James W. Owens | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Samuel J. Palmisano | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Virginia M. Rometty | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sidney Taurel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Lorenzo H. Zambrano | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Lobbying Expenses | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| MetLife, Inc. | | MET | | 59156R108 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director John M. Keane | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Catherine R. Kinney | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Hugh B. Price | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kenton J. Sicchitano | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Bruce R. Brook | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Vincent A. Calarco | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Noreen Doyle | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael S. Hamson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jane Nelson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Richard T. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John B. Prescott | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Donald C. Roth | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Simon R. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Other Business | | For | | Against |
| SunTrust Banks, Inc. | | STI | | 867914103 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Robert M. Beall, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alston D. Correll | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey C. Crowe | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Blake P. Garrett, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David H. Hughes | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director M. Douglas Ivester | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kyle Prechtl Legg | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William A. Linnenbringer | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director G. Gilmer Minor, III | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Donna Morea | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director David M. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director William H. Rogers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Thomas R. Watjen | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Phail Wynn, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| The Chubb Corporation | | CB | | 171232101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Zoe Baird Budinger | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Sheila P. Burke | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John D. Finnegan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Lawrence W. Kellner | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Martin G. McGuinn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Lawrence M. Small | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jess Soderberg | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Daniel E. Somers | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director James M. Zimmerman | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Alfred W. Zollar | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| United States Steel Corporation | | X | | 912909108 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Frank J. Lucchino | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Seth E. Schofield | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John P. Surma | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David S. Sutherland | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Wells Fargo & Company | | WFC | | 949746101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director John D. Baker, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Elaine L. Chao | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John S. Chen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Susan E. Engel | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Federico F. Pena | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Susan G. Swenson | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Adopt Proxy Access Right | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
| Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Lon R. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Warren D. Knowlton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey Noddle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert F. Sharpe, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| General Electric Company | | GE | | 369604103 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director W. Geoffrey Beattie | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Ann M. Fudge | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Susan Hockfield | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Jeffrey R. Immelt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alan G. Lafley | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Ralph S. Larsen | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Roger S. Penske | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Robert J. Swieringa | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director James S. Tisch | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director Douglas A. Warner, III | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Material Terms of Senior Officer Performance Goals | | For | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 22 | | Phase Out Nuclear Activities | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 23 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 24 | | Provide Right to Act by Written Consent | | Against | | For |
| Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pierre Brondeau | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Linda Z. Cook | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Philip Lader | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael E. J. Phelps | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Daberko | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Donna A. James | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles R. Lee | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Seth E. Schofield | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Textron Inc. | | TXT | | 883203101 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Scott C. Donnelly | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James T. Conway | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Lawrence K. Fish | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Paul E. Gagne | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dain M. Hancock | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lloyd G. Trotter | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| Corning Incorporated | | GLW | | 219350105 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director John Seely Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Stephanie A. Burns | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard T. Clark | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James B. Flaws | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gordon Gund | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kurt M. Landgraf | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Deborah D. Rieman | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director H. Onno Ruding | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Mark S. Wrighton | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reduce Supermajority Vote Requirement | | For | | For |
| HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Richard M. Bracken | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R. Milton Johnson | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John P. Connaughton | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kenneth W. Freeman | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas F. Frist, III | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William R. Frist | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Christopher R. Gordon | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jay O. Light | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Geoffrey G. Meyers | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Michael W. Michelson | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director James C. Momtazee | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Stephen G. Pagliuca | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Wayne J. Riley, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Humana Inc. | | HUM | | 444859102 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Frank A. D’Amelio | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director W. Roy Dunbar | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kurt J. Hilzinger | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David A. Jones, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael B. McCallister | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William J. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director William E. Mitchell | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marissa T. Peterson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Johnson & Johnson | | JNJ | | 478160104 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Mary Sue Coleman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James G. Cullen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Ian E.l. Davis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Alex Gorsky | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael M.e. Johns | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Susan L. Lindquist | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Leo F. Mullin | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William D. Perez | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Charles Prince | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director David Satcher | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Ronald A. Williams | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Shareholder Vote to Approve Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Adopt Animal-Free Training Methods | | Against | | Against |
| Pfizer Inc. | | PFE | | 717081103 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William H. Gray, III | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Helen H. Hobbs | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Marc Tessier-Lavigne | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Non-Employee Director Compensation | | Against | | Against |
| Torchmark Corporation | | TMK | | 891027104 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director David L. Boren | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Jane Buchan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Mark S. McAndrew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sam R. Perry | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lamar C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| eBay Inc. | | EBAY | | 278642103 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Marc L. Andreessen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William C. Ford, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dawn G. Lepore | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kathleen C. Mitic | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Pierre M. Omidyar | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| XL Group plc | | XL | | G98255105 | | Ireland | | 27-Apr-12 | | Annual | | Management | | 1 | | Elect Ramani Ayer as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Dale R. Comey as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Robert R. Glauber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Suzanne B. Labarge as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 30-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gregory Q. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William J. Bratton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth C. Dahlberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael V. Hayden | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Judy C. Lewent | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Samuel C. Scott, III | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John A. White | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Encourage Suppliers to Produce Sustainability Reports | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 12 | | Stock Retention/Holding Period | | Against | | For |
| Bristol-Myers Squibb Company | | BMY | | 110122108 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Lamberto Andreotti | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Lewis B. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Louis J. Freeh | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Laurie H. Glimcher | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael Grobstein | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alan J. Lacy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Vicki L. Sato | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Gerald L. Storch | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Togo D. West, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director R. Sanders Williams | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| Spectra Energy Corp | | SE | | 847560109 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director William T. Esrey | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gregory L. Ebel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Austin A. Adams | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Joseph Alvarado | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Pamela L. Carter | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director F. Anthony Comper | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Peter B. Hamilton | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Dennis R. Hendrix | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael McShane | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Joseph H. Netherland | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Michael E.J. Phelps | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Hershey Company | | HSY | | 427866108 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director P.M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J.P. Bilbrey | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director R.F. Cavanaugh | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director R.M. Malcolm | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.M. Mead | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.E. Nevels | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director A.J. Palmer | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director T.J. Ridge | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director D.L. Shedlarz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Duke Energy Corporation | | DUK | | 26441C105 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director William Barnet, III | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director G. Alex Bernhardt, Sr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael G. Browning | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Daniel R. DiMicco | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John H. Forsgren | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ann Maynard Gray | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director James H. Hance, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director E. James Reinsch | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director James T. Rhodes | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director James E. Rogers | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Philip R. Sharp | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Financial Risks of Coal Reliance | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| Kansas City Southern | | KSU | | 485170302 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Lu M. Córdova | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Haverty | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas A. McDonnell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Eliminate Cumulative Voting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Certificate of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| Sunoco, Inc. | | SUN | | 86764P109 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director I.C. Britt | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C.C. Casciato | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.H. Easter, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director G.W. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director U.O. Fairbairn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.P. Jones, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.G. Kaiser | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director B.P. MacDonald | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J.K. Wulff | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Verizon Communications Inc. | | VZ | | 92343V104 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Richard L. Carrion | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Melanie L. Healey | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Lowell C. McAdam | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Donald T. Nicolaisen | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Clarence Otis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Hugh B. Price | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Disclose Prior Government Service | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Performance-Based and/or Time-Based Equity Awards | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Commit to Wireless Network Neutrality | | Against | | Against |
| Mead Johnson Nutrition Company | | MJN | | 582839106 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Aziz D. Syriani | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rosemary Tomich | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
| Ryder System, Inc. | | R | | 783549108 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director John M. Berra | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Luis P. Nieto, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director E. Follin Smith | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gregory T. Swienton | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert J. Eck | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Declassify the Board of Directors | | Against | | For |
| Aflac Incorporated | | AFL | | 001055102 | | USA | | 07-May-12 | | Annual | | Management | | 1 | | Elect Director Daniel P. Amos | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John Shelby Amos, II | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Paul S. Amos, II | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kriss Cloninger, III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elizabeth J. Hudson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Douglas W. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert B. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles B. Knapp | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director E. Stephen Purdom | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Barbara K. Rimer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Marvin R. Schuster | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Melvin T. Stith | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director David Gary Thompson | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Takuro Yoshida | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| International Paper Company | | IP | | 460146103 | | USA | | 07-May-12 | | Annual | | Management | | 1 | | Elect Director David J. Bronczek | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ahmet C. Dorduncu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John V. Faraci | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Stacey J. Mobley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John L. Townsend, Iii | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William G. Walter | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director J. Steven Whisler | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Provide Right to Act by Written Consent | | Against | | For |
| Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director Richard D. Fairbank | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Peter E. Raskind | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Bradford H. Warner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| Assured Guaranty Ltd. | | AGO | | G0585R106 | | Bermuda | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Francisco L. Borges as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Stephen A. Cozen as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Patrick W. Kenny as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Donald H. Layton as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Robin Monro-Davies as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Michael T. O’Kane as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Wilbur L. Ross, Jr. as Director | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Walter A. Scott as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Howard Albert as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Dominic J. Frederico asDirector of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect James M. Michener as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | | For | | For |
| CSX Corporation | | CSX | | 126408103 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Donna M. Alvarado | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John B. Breaux | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Pamela L. Carter | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Steven T. Halverson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edward J. Kelly, III | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gilbert H. Lamphere | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John D. McPherson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Timothy T. O’Toole | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David M. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Donald J. Shepard | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael J. Ward | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director J.C. Watts, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director J. Steven Whisler | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| LyondellBasell Industries N.V. | | LYB | | | | Netherlands | | 09-May-12 | | Annual | | Management | | 1a | | Elect Robin Buchanan as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Elect Robert G. Gwin as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Dividends of USD 0.25 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| Philip Morris International Inc. | | PM | | 718172109 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect DirectorLouis C. Camilleri | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect DirectorJ. Dudley Fishburn | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect DirectorJennifer Li | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kalpana Morparia | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect DirectorLucio A. Noto | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect DirectorRobert B. Polet | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect DirectorCarlos Slim Helu | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect DirectorStephen M. Wolf | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Establish Ethics Committee to Review Marketing Activities | | Against | | Against |
| CF Industries Holdings, Inc. | | CF | | 125269100 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen A. Furbacher | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John D. Johnson | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| E*TRADE Financial Corporation | | ETFC | | 269246401 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Rodger A. Lawson | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Frank J. Petrilli | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Rebecca Saeger | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Joseph L. Sclafani | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Stephen H. Willard | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Frederick A. Henderson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alvin Bledsoe | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Camden Property Trust | | CPT | | 133131102 | | USA | | 11-May-12 | | Annual | | Management | | 1.1 | | Elect Director Richard J. Campo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Scott S. Ingraham | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Lewis A. Levey | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William B. McGuire, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director William F. Paulsen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director D. Keith Oden | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director F. Gardner Parker | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Frances Aldrich Sevilla-Sacasa | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Steven A. Webster | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Kelvin R. Westbrook | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | USA | | 11-May-12 | | Annual | | Management | | 1 | | Elect Director Jack Michelson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald R. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Andrew L. Turner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Merrill A. Miller, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg L. Armstrong | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David D. Harrison | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| KeyCorp | | KEY | | 493267108 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Edward P. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles P. Cooley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William G. Gisel, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Richard J. Hipple | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Kristen L. Manos | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Beth E. Mooney | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Bill R. Sanford | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Barbara R. Snyder | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Thomas C. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
| Lorillard, Inc. | | LO | | 544147101 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert C. Almon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kit D. Dietz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | None | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Marsh & McLennan Companies, Inc. | | MMC | | 571748102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Zachary W. Carter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Brian Duperreault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Oscar Fanjul | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director H. Edward Hanway | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elaine La Roche | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lord Lang | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven A. Mills | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce P. Nolop | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Marc D. Oken | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Morton O. Schapiro | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Adele Simmons | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Lloyd M. Yates | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director R. David Yost | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Sealed Air Corporation | | SEE | | 81211K100 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Hank Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael Chu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Lawrence R. Codey | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Patrick Duff | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director T. J. Dermot Dunphy | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William V. Hickey | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jacqueline B. Kosecoff | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kenneth P. Manning | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William J. Marino | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Richard L. Wambold | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Jerry R. Whitaker | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | Against |
| The Williams Companies, Inc. | | WMB | | 969457100 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Alan S. Armstrong | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Joseph R. Cleveland | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Irl F. Engelhardt | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John A. Hagg | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Juanita H. Hinshaw | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Frank T. Macinnis | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven W. Nance | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Murray D. Smith | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Janice D. Stoney | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Laura A. Sugg | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Macy’s, Inc. | | M | | 55616P104 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul C. Varga | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Phase Out Sale of Raccoon Dog Fur Products | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director Leslie A. Brun | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Thomas R. Cech | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth C. Frazier | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas H. Glocer | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William B. Harrison Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director C. Robert Kidder | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Carlos E. Represas | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Patricia F. Russo | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Craig B. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Wendell P. Weeks | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Peter C. Wendell | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Amend Bylaws — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Charitable and Political Contributions | | Against | | Against |
| The Allstate Corporation | | ALL | | 020002101 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director F. Duane Ackerman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert D. Beyer | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director W. James Farrell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jack M. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ronald T. LeMay | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Andrea Redmond | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director H. John Riley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Judith A. Sprieser | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Mary Alice Taylor | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Thomas J. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | Against |
| Amgen Inc. | | AMGN | | 031162100 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director David Baltimore | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank J. Biondi, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert A. Bradway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Francois De Carbonnel | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Vance D. Coffman | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Rebecca M. Henderson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Frank C. Herringer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Tyler Jacks | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Gilbert S. Omenn | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Judith C. Pelham | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Leonard D. Schaeffer | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Limit CEO to Serving on only One Other Board | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kraft Foods Inc. | | KFT | | 50075N104 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Myra M. Hart | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Peter B. Henry | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Lois D. Juliber | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Mark D. Ketchum | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Mackey J. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jorge S. Mesquita | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John C. Pope | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Fredric G. Reynolds | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Irene B. Rosenfeld | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Jean-François M.L. van Boxmeer | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Supply Chain and Deforestation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Lobbying Payments and Policy | | Against | | Against |
| The Southern Company | | SO | | 842587107 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Juanita Powell Baranco | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jon A. Boscia | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Henry A. Clark, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas A. Fanning | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director H. William Habermeyer, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Warren A. Hood, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dale E. Klein | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William G. Smith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Steven R. Specker | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Larry D. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director E. Jenner Wood, III | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Lobbying Payments and Policy | | Against | | Against |
| Apache Corporation | | APA | | 037411105 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director Scott D. Josey | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director George D. Lawrence | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Rodman D. Patton | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Charles J. Pitman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
| Xerox Corporation | | XRX | | 984121103 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director Glenn A. Britt | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ursula M. Burns | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Richard J. Harrington | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director William Curt Hunter | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert J. Keegan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert A. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Charles Prince | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ann N. Reese | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Sara Martinez Tucker | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Mary Agnes Wilderotter | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 30-May-12 | | Annual | | Management | | 1.1 | | Elect Director M.J. Boskin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director P. Brabeck-Letmathe | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director L.R. Faulkner | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J.S. Fishman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H.H. Fore | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director K.C. Frazier | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director W.W. George | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director S.J. Palmisano | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director S.S. Reinemund | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director R.W. Tillerson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director E.E. Whitacre, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Hydraulic Fracturing Risks to Company | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Kenneth J. Bacon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sheldon M. Bonovitz | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph J. Collins | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J. Michael Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Gerald L. Hassell | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jeffrey A. Honickman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eduardo G. Mestre | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian L. Roberts | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ralph J. Roberts | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Johnathan A. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Judith Rodin | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Restore or Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For |
| Expedia, Inc. | | EXPE | | 30212P303 | | USA | | 05-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director A. George “Skip” Battle | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Barry Diller | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan L. Dolgen | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William R. Fitzgerald | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Craig A. Jacobson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Victor A. Kaufman | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Peter M. Kern | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Dara Khosrowshahi | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John C. Malone | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Jose A. Tazon | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 06-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John A. Hill | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael M. Kanovsky | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert A. Mosbacher, Jr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director J. Larry Nichols | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Duane C. Radtke | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Mary P. Ricciardello | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John Richels | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 07-Jun-12 | | Annual | | Management | | 1 | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John Bruton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jared L. Cohon | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gary D. Forsee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Peter C. Godsoe | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Edward E. Hagenlocker | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael W. Lamach | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Theodore E. Martin | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Richard J. Swift | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Tony L. White | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| General Motors Company | | GM | | 37045V100 | | USA | | 12-Jun-12 | | Annual | | Management | | 1 | | Elect Director Daniel F. Akerson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David Bonderman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Stephen J. Girsky | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director E. Neville Isdell | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert D. Krebs | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Philip A. Laskawy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kathryn V. Marinello | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Patricia F. Russo | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Thomas M. Schoewe | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Carol M. Stephenson | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Theodore M. Solso | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Cynthia A. Telles | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Caterpillar Inc. | | CAT | | 149123101 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Target Corporation | | TGT | | 87612E106 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Roxanne S. Austin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Calvin Darden | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Mary N. Dillon | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James A. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Mary E. Minnick | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Derica W. Rice | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Gregg W. Steinhafel | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Solomon D. Trujillo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Electronics Recycling and Preventing E-Waste Export | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Prohibit Political Contributions | | Against | | Against |
| Visteon Corporation | | VC | | 92839U206 | | USA | | 14-Jun-12 | | Annual | | Management | | 1 | | Elect Director Duncan H. Cocroft | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kevin I. Dowd | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey D. Jones | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Timothy D. Leuliette | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert Manzo | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Donald J. Stebbins | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Harry J. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 18-Jun-12 | | Annual | | Management | | 1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Nutt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Tracy P. Palandjian | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
Nuveen Symphony Mid-Cap Core Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BE Aerospace, Inc. | | BEAV | | 073302101 | | USA | | 26-Jul-11 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Khoury | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan M. Schofield | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| NetApp, Inc. | | NTAP | | 64110D104 | | USA | | 31-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Daniel J. Warmenhoven | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Georgens | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jeffry R. Allen | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Allan L. Earhart | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gerald Held | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George T. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert T. Wall | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Liberty Media Corporation | | LINTA | | 53071M104 | | USA | | 07-Sep-11 | | Annual | | Management | | 1.1 | | Elect Director Evan D. Malone | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David E. Rapley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Larry E. Romrell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| KLA-Tencor Corporation | | KLAC | | 482480100 | | USA | | 03-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Robert M. Calderoni | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John T. Dickson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kevin J. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Towers Watson & Co. | | TW | | | | USA | | 11-Nov-11 | | Annual | | Management | | 1 | | Elect Director John J. Gabarro | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Victor F. Ganzi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John J. Haley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Brendan R. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Linda D. Rabbitt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul Thomas | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Wilhelm Zeller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| MICROS Systems, Inc. | | MCRS | | 594901100 | | USA | | 18-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Louis M. Brown, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director B. Gary Dando | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director A.L. Giannopoulos | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director F. Suzanne Jenniches | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John G. Puente | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Dwight S. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Madison Square Garden Company | | MSG | | 55826P100 | | USA | | 30-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Richard D. Parsons | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alan D. Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Vincent Tese | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| Telephone and Data Systems, Inc. | | TDS | | 879433100 | | USA | | 13-Jan-12 | | Special | | Management | | 1 | | Amend Charter to Reclassify Special Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reclassification of Special Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Charter to Adjust Voting Power of Series A Common Shares and Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Adjustment of Voting Power of Series A Common Shares and Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Charter to Eliminate Certain Provisions Relating to Preferred Shares and Tracking Stock | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Non-Employee Director Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Adjourn Meeting | | For | | For |
| Jabil Circuit, Inc. | | JBL | | 466313103 | | USA | | 26-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director Martha F. Brooks | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mel S. Lavitt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Timothy L. Main | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William D. Morean | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Lawrence J. Murphy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Frank A. Newman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Steven A. Raymund | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas A. Sansone | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director David M. Stout | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Dolby Laboratories, Inc. | | DLB | | 25659T107 | | USA | | 07-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director Kevin Yeaman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter Gotcher | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Dolby | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Nicholas Donatiello, Jr. | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ted W. Hall | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Bill Jasper | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Sanford Robertson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Roger Siboni | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Avadis Tevanian, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Exchange Program | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 07-Feb-12 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Al Gore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Iger | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Prepare Conflict of Interest Report | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| International Game Technology | | IGT | | 459902102 | | USA | | 05-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Paget L. Alves | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Janice Chaffin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Greg Creed | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patti S. Hart | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert J. Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David E. Roberson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Vincent L. Sadusky | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Philip G. Satre | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Hologic, Inc. | | HOLX | | 436440101 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Robert A. Cascella | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glenn P. Muir | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David R. LaVance, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Sally W. Crawford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Lawrence M. Levy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Christiana Stamoulis | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Elaine S. Ullian | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Wayne Wilson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Joy Global Inc. | | JOY | | 481165108 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Steven L. Gerard | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John T. Gremp | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John Nils Hanson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gale E. Klappa | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard B. Loynd | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director P. Eric Siegert | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael W. Sutherlin | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James H. Tate | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| National Fuel Gas Company | | NFG | | 636180101 | | USA | | 08-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Philip C. Ackerman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R. Don Cash | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Stephen E. Ewing | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| The Cooper Companies, Inc. | | COO | | 216648402 | | USA | | 20-Mar-12 | | Annual | | Management | | 1 | | Elect Director A. Thomas Bender | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael H. Kalkstein | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jody S. Lindell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Donald Press | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven Rosenberg | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Allan E. Rubenstein | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert S. Weiss | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Stanley Zinberg | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Agilent Technologies, Inc. | | A | | 00846U101 | | USA | | 21-Mar-12 | | Annual | | Management | | 1 | | Elect Director Robert J. Herbold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Koh Boon Hwee | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William P. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Avago Technologies Limited | | AVGO | | Y0486S104 | | Singapore | | 04-Apr-12 | | Annual | | Management | | 1a | | Reelect Hock E. Tan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Reelect Adam H. Clammer as Director | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Reelect John T. Dickson as Director | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Reelect James V. Diller as Director | | For | | For |
| | | | | | | | | | | | Management | | 1e | | Reelect Kenneth Y. Hao as Director | | For | | For |
| | | | | | | | | | | | Management | | 1f | | Reelect John Min-Chih Hsuan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1g | | Reelect Justine F. Lien as Director | | For | | For |
| | | | | | | | | | | | Management | | 1h | | Reelect Donald Macleod as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cash Compensation to Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Repurchase of Up to 10 Percent of Issued Capital | | For | | For |
| Illumina, Inc. | | ILMN | | 452327109 | | USA | | 18-Apr-12 | | Proxy Contest | | Management | | 1.1 | | Elect Director A. Blaine Bowman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Karin Eastham | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jay T. Flatley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William H. Rastetter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Change Size of Board of Directors from Nine to Eleven | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6.1 | | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | | Withhold | | Withhold |
| | | | | | | | | | | | Share Holder | | 6.2 | | Elect Shareholder Nominee David Dodd | | Withhold | | Withhold |
| | | | | | | | | | | | Share Holder | | 7 | | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 1.1 | | Elect Director Bary Bailey | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 1.2 | | Elect Director Dwight Crane | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 1.3 | | Elect Director Michael Griffith | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 1.4 | | Elect Director Jay Hunt | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | None | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 4 | | Change Size of Board of Directors from Nine to Eleven | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 5 | | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 6.1 | | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 6.2 | | Elect Shareholder Nominee David Dodd | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 7 | | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | | For | | Do Not Vote |
| Celanese Corporation | | CE | | 150870103 | | USA | | 19-Apr-12 | | Annual | | Management | | 1 | | Elect Director James E. Barlett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David F. Hoffmeister | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Paul H. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jay V. Ihlenfeld | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| Owens Corning | | OC | | 690742101 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Norman P. Blake, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James J. McMonagle | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W. Howard Morris | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The AES Corporation | | AES | | 00130H105 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Andres Gluski | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Zhang Guo Bao | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kristina M. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tarun Khanna | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John A. Koskinen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Philip Lader | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John B. Morse, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Philip A. Odeen | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Charles O. Rossotti | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Sven Sandstrom | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Walter Energy, Inc. | | WLT | | 93317Q105 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David R. Beatty | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Walter J. Scheller, III | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Teradata Corporation | | TDC | | 88076W103 | | USA | | 20-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Koehler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James M. Ringler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John G. Schwarz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| Digital Realty Trust, Inc. | | DLR | | 253868103 | | USA | | 23-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ruann F. Ernst, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Lon R. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Warren D. Knowlton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey Noddle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert F. Sharpe, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| BorgWarner Inc. | | BWA | | 099724106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Phyllis O. Bonanno | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alexis P. Michas | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Richard O. Schaum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas T. Stallkamp | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| First Niagara Financial Group, Inc. | | FNFG | | 33582V108 | | USA | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Carl A. Florio | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nathaniel D. Woodson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Roxanne J. Coady | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| Tempur-Pedic International Inc. | | TPX | | 88023U101 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Evelyn S. Dilsaver | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank Doyle | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John A. Heil | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Peter K. Hoffman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sir Paul Judge | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Nancy F. Koehn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Christopher A. Masto | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director P. Andrews McLane | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Mark Sarvary | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert B. Trussell, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Humana Inc. | | HUM | | 444859102 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Frank A. D’Amelio | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director W. Roy Dunbar | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kurt J. Hilzinger | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David A. Jones, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael B. McCallister | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William J. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director William E. Mitchell | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marissa T. Peterson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Polaris Industries Inc. | | PII | | 731068102 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Annette K. Clayton | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gregory R. Palen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John P. Wiehoff | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Torchmark Corporation | | TMK | | 891027104 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director David L. Boren | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Jane Buchan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Mark S. McAndrew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sam R. Perry | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lamar C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Sigma-Aldrich Corporation | | SIAL | | 826552101 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Rebecca M. Bergman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director George M. Church, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director W. Lee McCollum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Avi M. Nash | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven M. Paul, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director J. Pedro Reinhard | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rakesh Sachdev | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director D. Dean Spatz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Barrett A. Toan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Hershey Company | | HSY | | 427866108 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director P.M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J.P. Bilbrey | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director R.F. Cavanaugh | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director R.M. Malcolm | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.M. Mead | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.E. Nevels | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director A.J. Palmer | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director T.J. Ridge | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director D.L. Shedlarz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Rackspace Hosting, Inc. | | RAX | | 750086100 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director S. James Bishkin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Fred Reichheld | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Mark P. Mellin | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| Fluor Corporation | | FLR | | 343412102 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Peter K. Barker | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alan M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David T. Seaton | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| Kansas City Southern | | KSU | | 485170302 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Lu M. Córdova | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Haverty | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas A. McDonnell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Eliminate Cumulative Voting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Certificate of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| SPX Corporation | | SPW | | 784635104 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Christopher J. Kearney | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Martha B. Wyrsch | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Peter Volanakis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Sunoco, Inc. | | SUN | | 86764P109 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director I.C. Britt | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C.C. Casciato | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.H. Easter, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director G.W. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director U.O. Fairbairn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.P. Jones, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.G. Kaiser | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director B.P. MacDonald | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J.K. Wulff | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| Tesoro Corporation | | TSO | | 881609101 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David Lilley | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director J.W. Nokes | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Mead Johnson Nutrition Company | | MJN | | 582839106 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| Ryder System, Inc. | | R | | 783549108 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director John M. Berra | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Luis P. Nieto, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director E. Follin Smith | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gregory T. Swienton | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert J. Eck | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Declassify the Board of Directors | | Against | | For |
| Warner Chilcott Public Limited Company | | WCRX | | G94368100 | | Ireland | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director James H. Bloem | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Roger M. Boissonneault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John A. King | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Patrick J. O’Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John R. Dunne | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John A. Weber | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| CF Industries Holdings, Inc. | | CF | | 125269100 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen A. Furbacher | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John D. Johnson | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| Lennox International Inc. | | LII | | 526107107 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director John E. Major | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gregory T. Swienton | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Todd J. Teske | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| MEDNAX, Inc. | | MD | | 58502B106 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Cesar L. Alvarez | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Waldemar A. Carlo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael B. Fernandez | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Roger K. Freeman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Paul G. Gabos | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Pascal J. Goldschmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Manuel Kadre | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Roger J. Medel | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Donna E. Shalala | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Enrique J. Sosa | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Questar Corporation | | STR | | 748356102 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Teresa Beck | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director R. D. Cash | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Laurence M. Downes | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ronald W. Jibson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Gary G. Michael | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Keith O. Rattie | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Harris H. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce A. Williamson | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Sempra Energy | | SRE | | 816851109 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Alan L. Boeckmann | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James G. Brocksmith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Donald E. Felsinger | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Wilford D. Godbold, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William D. Jones | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William G. Ouchi | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Debra L. Reed | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Carlos Ruiz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William P. Rutledge | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Lynn Schenk | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Luis M. Tellez | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against |
| Skyworks Solutions, Inc. | | SWKS | | 83088M102 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director David J. McLachlan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David J. Aldrich | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kevin L. Beebe | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Moiz M. Beguwala | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Timothy R. Furey | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Balakrishnan S. Iyer | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Thomas C. Leonard | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David P. McGlade | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert A. Schriesheim | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Frederick A. Henderson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alvin Bledsoe | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Terex Corporation | | TEX | | 880779103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Ronald M. De Feo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director G. Chris Andersen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Paula H.J. Cholmondeley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Don DeFosset | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas J. Hansen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David A. Sachs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Oren G. Shaffer | | For | | For |
| | | | | �� | | | | | | | Management | | 1.8 | | Elect Director David C. Wang | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Scott W. Wine | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Xylem Inc. | | XYL | | 98419M100 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Victoria D. Harker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gretchen W. McClain | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Cypress Semiconductor Corporation | | CY | | 232806109 | | USA | | 11-May-12 | | Annual | | Management | | 1.1 | | Elect Director T.J. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric A. Benhamou | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Lloyd Carney | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director James R. Long | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.D. Sherman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Wilbert van den Hoek | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | USA | | 11-May-12 | | Annual | | Management | | 1 | | Elect Director Jack Michelson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald R. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Andrew L. Turner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director John F. Bergstrom | | For | | For |
| | | �� | | | | | | | | | Management | | 1.2 | | Elect Director John C. Brouillard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Fiona P. Dias | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Frances X. Frei | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Darren R. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William S. Oglesby | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J. Paul Raines | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Carlos A. Saladrigas | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Jimmie L. Wade | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| Essex Property Trust, Inc. | | ESS | | 297178105 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director George M. Marcus | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gary P. Martin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael J. Schall | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Other Business | | For | | Against |
| Oil States International, Inc. | | OIS | | 678026105 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director S. James Nelson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gary L. Rosenthal | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William T. Van Kleef | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Foot Locker, Inc. | | FL | | 344849104 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Alan D. Feldman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jarobin Gilbert, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Y. Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| HollyFrontier Corporation | | HFC | | 436106108 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Douglas Y. Bech | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Buford P. Berry | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Matthew P. Clifton | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Leldon E. Echols | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director R. Kevin Hardage | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael C. Jennings | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert J. Kostelnik | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James H. Lee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert G. McKenzie | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Franklin Myers | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael E. Rose | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Tommy A. Valenta | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Harold J. Bouillion | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Enoch L. Dawkins | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David D. Dunlap | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James M. Funk | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Terence E. Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ernest E. ‘Wyn’ Howard, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Peter D. Kinnear | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michael M. McShane | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director W. Matt Ralls | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Justin L. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Brian P. Hehir | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael W. D. Howell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nickolas W. Vande Steeg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gary C. Valade | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Alliant Energy Corporation | | LNT | | 018802108 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Patrick E. Allen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patricia L. Kampling | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ann K. Newhall | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Dean C. Oestreich | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Carol P. Sanders | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director David E. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pamela H. Patsley | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Anne Szostak | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For |
| Invesco Ltd. | | IVZ | | G491BT108 | | Bermuda | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Martin L. Flanagan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. Robert Henrikson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ben F. Johnson, II | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J. Thomas Presby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| KeyCorp | | KEY | | 493267108 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Edward P. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles P. Cooley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William G. Gisel, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Richard J. Hipple | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Kristen L. Manos | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Beth E. Mooney | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Bill R. Sanford | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Barbara R. Snyder | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Thomas C. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
| Marsh & McLennan Companies, Inc. | | MMC | | 571748102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Zachary W. Carter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Brian Duperreault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Oscar Fanjul | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director H. Edward Hanway | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elaine La Roche | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lord Lang | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven A. Mills | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce P. Nolop | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Marc D. Oken | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Morton O. Schapiro | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Adele Simmons | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Lloyd M. Yates | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director R. David Yost | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Quanta Services, Inc. | | PWR | | 74762E102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director James R. Ball | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John R. Colson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J. Michal Conaway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ralph R. DiSibio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Vincent D. Foster | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Bernard Fried | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Louis C. Golm | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Worthing F. Jackman | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James F. O’Neil III | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Bruce Ranck | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Pat Wood, III | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Rayonier Inc. | | RYN | | 754907103 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Richard D. Kincaid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director V. Larkin Martin | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James H. Miller | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas I. Morgan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ronald Townsend | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Republic Services, Inc. | | RSG | | 760759100 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director James W. Crownover | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William J. Flynn | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nolan Lehmann | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director W. Lee Nutter | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ramon A. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald W. Slager | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Allan C. Sorensen | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director John M. Trani | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Michael W. Wickham | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Political Contributions | | Against | | Against |
| Steel Dynamics, Inc. | | STLD | | 858119100 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mark D. Millett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Richard P. Teets, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John C. Bates | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Keith E. Busse | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Frank D. Byrne | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul B. Edgerley | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Richard J. Freeland | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jurgen Kolb | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director James C. Marcuccilli | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Gabriel L. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Telephone and Data Systems, Inc. | | TDS | | 879433100 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C.D. O’Leary | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director M.H. Saranow | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director G.L. Sugarman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
| Titanium Metals Corporation | | TIE | | 888339207 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Keith R. Coogan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glenn R. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Harold C. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Stafford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven L. Watson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Terry N. Worrell | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| CMS Energy Corporation | | CMS | | 125896100 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Merribel S. Ayres | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jon E. Barfield | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen E. Ewing | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard M. Gabrys | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David W. Joos | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Philip R. Lochner, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael T. Monahan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John G. Russell | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Kenneth L. Way | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John B. Yasinsky | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Macy’s, Inc. | | M | | 55616P104 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | �� | | | | | | | Management | | 3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul C. Varga | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Phase Out Sale of Raccoon Dog Fur Products | | Against | | Against |
| Dillard’s, Inc. | | DDS | | 254067101 | | USA | | 19-May-12 | | Annual | | Management | | 1 | | Elect Director R. Brad Martin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank R. Mori | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J.C. Watts, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nick White | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| Health Management Associates, Inc. | | HMA | | 421933102 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director William J. Schoen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gary D. Newsome | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kent P. Dauten | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Pascal J. Goldschmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Donald E. Kiernan | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Robert A. Knox | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Vicki A. O’Meara | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William C. Steere, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Randolph W. Westerfield | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Other Business | | For | | Against |
| W. R. Berkley Corporation | | WRB | | 084423102 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director William R. Berkley | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Christopher L. Augostini | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director George G. Daly | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Endo Pharmaceuticals Holdings Inc. | | ENDP | | 29264F205 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Roger H. Kimmel | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John J. Delucca | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David P. Holveck | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nancy J. Hutson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael Hyatt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William P. Montague | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph C. Scodari | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William F. Spengler | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Change Company Name | | For | | For |
| SM Energy Company | | SM | | 78454L100 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Barbara M. Baumann | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Anthony J. Best | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Larry W. Bickle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Stephen R. Brand | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Gardiner | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Julio M. Quintana | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John M. Seidl | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William D. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Limited Brands, Inc. | | LTD | | 532716107 | | USA | | 24-May-12 | �� | Annual | | Management | | 1 | | Elect Director James L. Heskett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Allan R. Tessler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Abigail S. Wexner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Stock Retention/Holding Period | | Against | | For |
| WABCO Holdings Inc. | | WBC | | 92927K102 | | USA | | 25-May-12 | | Annual | | Management | | 1.1 | | Elect Director Michael T. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John F. Fiedler | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jean-Paul L. Montupet | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Intrepid Potash, Inc. | | IPI | | 46121Y102 | | USA | | 29-May-12 | | Annual | | Management | | 1 | | Elect Director Terry Considine | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Chris A. Elliott | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| Ulta Salon, Cosmetics & Fragrance, Inc. | | ULTA | | 90384S303 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert F. DiRomualdo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Catherine A. Halligan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Lorna E. Nagler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Penn National Gaming, Inc. | | PENN | | 707569109 | | USA | | 06-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Handler | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John M. Jacquemin | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| Alliance Data Systems Corporation | | ADS | | 018581108 | | USA | | 07-Jun-12 | | Annual | | Management | | 1 | | Elect Director Edward J. Heffernan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert A. Minicucci | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Graham T. Allison | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter Karmanos, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William S. Taubman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| DaVita Inc. | | DVA | | 23918K108 | | USA | | 11-Jun-12 | | Annual | | Management | | 1 | | Elect Director Pamela M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Charles G. Berg | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Carol Anthony (John) Davidson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Paul J. Diaz | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Peter T. Grauer | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John M. Nehra | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kent J. Thiry | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Roger J. Valine | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PetSmart, Inc. | | PETM | | 716768106 | | USA | | 13-Jun-12 | | Annual | | Management | | 1 | | Elect Director Angel Cabrera | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Rita V. Foley | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Philip L. Francis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Rakesh Gangwal | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joseph S. Hardin, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gregory P. Josefowicz | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Amin I. Khalifa | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Richard K. Lochridge | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert F. Moran | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Barbara A. Munder | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Thomas G. Stemberg | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Continental Resources, Inc. | | CLR | | 212015101 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Ellis L. ‘Lon’ McCain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark E. Monroe | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Edward T. Schafer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Fortinet, Inc. | | FTNT | | 34959E109 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Chenming Hu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hong Liang Lu | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ken Xie | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 18-Jun-12 | | Annual | | Management | | 1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Nutt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Tracy P. Palandjian | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| VeriFone Systems, Inc. | | PAY | | 92342Y109 | | USA | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Robert W. Alspaugh | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Douglas G. Bergeron | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Dr. Leslie G. Denend | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alex W. Hart | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert B. Henske | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. McGinn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eitan Raff | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jeffrey E. Stiefler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Nuveen Symphony Optimized Alpha Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| McKesson Corporation | | MCK | | 58155Q103 | | USA | | 27-Jul-11 | | Annual | | Management | | 1 | | Elect Director Andy D. Bryant | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Wayne A. Budd | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John H. Hammergren | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Alton F. Irby III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director M. Christine Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Marie L. Knowles | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David M. Lawrence | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Edward A. Mueller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 13 | | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reduce Supermajority Vote Requirement to Amend Bylaws | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Reduce Supermajority Vote Requirement and “Fair Price” Provision Applicable to Certain Business Combinations | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Certificate of Incorporation to Conform the “Interested Transactions” Provisions and the Stockholder Action Provision | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Stock Retention/Holding Period | | Against | | For |
| Progress Energy, Inc. | | PGN | | 743263105 | | USA | | 23-Aug-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| H. J. Heinz Company | | HNZ | | 423074103 | | USA | | 30-Aug-11 | | Annual | | Management | | 1 | | Elect Director William R. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Charles E. Bunch | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Leonard S. Coleman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John G. Drosdick | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edith E. Holiday | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Candace Kendle | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Lynn C. Swann | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Usher | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| General Mills, Inc. | | GIS | | 370334104 | | USA | | 26-Sep-11 | | Annual | | Management | | 1 | | Elect Director Bradbury H. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director R. Kerry Clark | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Paul Danos | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director William T. Esrey | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Heidi G. Miller | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Hilda Ochoa-Brillembourg | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Steve Odland | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Kendall J. Powell | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael D. Rose | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Robert L. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Dorothy A. Terrell | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| The Mosaic Company | | MOS | | 61945A107 | | USA | | 06-Oct-11 | | Annual | | Management | | 1.1 | | Elect Director Nancy E. Cooper | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James L. Popowich | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James T. Prokopanko | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Steven M. Seibert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Conversion of Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Procter & Gamble Company | | PG | | 742718109 | | USA | | 11-Oct-11 | | Annual | | Management | | 1 | | Elect Director Angela F. Braly | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Scott D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Susan Desmond-Hellmann | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert A. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Johnathan A. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Margaret C. Whitman | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Mary Agnes Wilderotter | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Patricia A. Woertz | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Ernesto Zedillo | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 15 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Phase Out Use of Laboratory Animals in Pet Food Product Testing | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions and Provide Advisory Vote | | Against | | Against |
| Microsoft Corporation | | MSFT | | 594918104 | | USA | | 15-Nov-11 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William H. Gates, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| Costco Wholesale Corporation | | COST | | 22160K105 | | USA | | 26-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director James D. Sinegal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeffrey H. Brotman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Galanti | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Daniel J. Evans | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Jeffrey S. Raikes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Becton, Dickinson and Company | | BDX | | 075887109 | | USA | | 31-Jan-12 | | Annual | | Management | | 1 | | Elect Director Basil L. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Henry P. Becton, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Edward F. Degraan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Vincent A. Forlenza | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Claire M. Fraser-liggett | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Christopher Jones | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Marshall O. Larsen | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Edward J. Ludwig | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Adel A.F. Mahmoud | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Gary A. Mecklenburg | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director James F. Orr | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Willard J. Overlock, Jr | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Bertram L. Scott | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Al Gore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Iger | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Prepare Conflict of Interest Report | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| International Game Technology | | IGT | | 459902102 | | USA | | 05-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Paget L. Alves | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Janice Chaffin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Greg Creed | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patti S. Hart | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert J. Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David E. Roberson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Vincent L. Sadusky | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Philip G. Satre | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Eliminate Provision Relating to Plurality Voting for the Election of Directors | | For | | For |
| Aon Corporation | | AON | | 037389103 | | USA | | 16-Mar-12 | | Special | | Management | | 1 | | Change State of Incorporation [from Delaware to England] | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction in Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Golden Parachutes | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Adjourn Meeting | | For | | For |
| Schlumberger Limited | | SLB | | 806857108 | | NetherlandsAntilles | | 11-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Peter L.S. Currie | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tony Isaac | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director K. Vaman Kamath | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Paal Kibsgaard | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nikolay Kudryavtsev | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Adrian Lajous | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael E. Marks | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Elizabeth Moler | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lubna S. Olayan | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Leo Rafael Reif | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Tore I. Sandvold | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Henri Seydoux | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt and Approve Financials and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| M&T Bank Corporation | | MTB | | 55261F104 | | USA | | 17-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Brent D. Baird | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. Angela Bontempo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Robert T. Brady | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director T. Jefferson Cunningham, III | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Mark J. Czarnecki | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gary N. Geisel | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Patrick W.E. Hodgson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Richard G. King | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Jorge G. Pereira | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Michael P. Pinto | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Melinda R. Rich | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Robert E. Sadler, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Herbert L. Washington | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Robert G. Wilmers | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| C. R. Bard, Inc. | | BCR | | 067383109 | | USA | | 18-Apr-12 | | Annual | | Management | | 1 | | Elect Director Marc C. Breslawsky | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Herbert L. Henkel | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Tommy G. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Timothy M. Ring | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director G. Mason Morfit | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Prepare Sustainability Report | | Against | | For |
| Walter Energy, Inc. | | WLT | | 93317Q105 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David R. Beatty | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Walter J. Scheller, III | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Digital Realty Trust, Inc. | | DLR | | 253868103 | | USA | | 23-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ruann F. Ernst, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Honeywell International Inc. | | HON | | 438516106 | | USA | | 23-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gordon M. Bethune | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kevin Burke | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jaime Chico Pardo | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David M. Cote | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director D. Scott Davis | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Linnet F. Deily | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Judd Gregg | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Clive R. Hollick | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director George Paz | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Bradley T. Sheares | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Political Contributions | | Against | | For |
| Harsco Corporation | | HSC | | 415864107 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director K. G. Eddy | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director D. C. Everitt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director S. E. Graham | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director T. D. Growcock | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. W. Knueppel | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. M. Loree | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director A. J. Sordoni, III | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director R. C. Wilburn | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| International Business Machines Corporation | | IBM | | 459200101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William R. Brody | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth I. Chenault | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael L. Eskew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David N. Farr | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Andrew N. Liveris | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James W. Owens | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Samuel J. Palmisano | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Virginia M. Rometty | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sidney Taurel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Lorenzo H. Zambrano | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Lobbying Expenses | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Stryker Corporation | | SYK | | 863667101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Howard E. Cox, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director S.M. Datar | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Roch Doliveux | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Louise L. Francesconi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Allan C. Golston | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Howard L. Lance | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William U. Parfet | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronda E. Stryker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Wells Fargo & Company | | WFC | | 949746101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1 | | Elect Director John D. Baker, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Elaine L. Chao | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John S. Chen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Susan E. Engel | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Federico F. Pena | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Susan G. Swenson | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Adopt Proxy Access Right | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
| First Niagara Financial Group, Inc. | | FNFG | | 33582V108 | | USA | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Carl A. Florio | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nathaniel D. Woodson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Roxanne J. Coady | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| General Electric Company | | GE | | 369604103 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director W. Geoffrey Beattie | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Ann M. Fudge | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Susan Hockfield | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Jeffrey R. Immelt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alan G. Lafley | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Ralph S. Larsen | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Roger S. Penske | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Robert J. Swieringa | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director James S. Tisch | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director Douglas A. Warner, III | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Material Terms of Senior Officer Performance Goals | | For | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 22 | | Phase Out Nuclear Activities | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 23 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 24 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pierre Brondeau | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Linda Z. Cook | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Shirley Ann Jackson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Philip Lader | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael E. J. Phelps | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | For |
| Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Daberko | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Donna A. James | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles R. Lee | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Seth E. Schofield | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| The Coca-Cola Company | | KO | | 191216100 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard M. Daley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert A. Kotick | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director James D. Robinson, III | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Johnson & Johnson | | JNJ | | 478160104 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Mary Sue Coleman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James G. Cullen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Ian E.l. Davis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Alex Gorsky | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael M.e. Johns | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Susan L. Lindquist | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Leo F. Mullin | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William D. Perez | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Charles Prince | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director David Satcher | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Ronald A. Williams | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Require Shareholder Vote to Approve Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Adopt Animal-Free Training Methods | | Against | | Against |
| Southern Copper Corporation | | SCCO | | 84265V105 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director German Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Gonzalez Rocha | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Emilio Carrillo Gamboa | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alfredo Casar Perez | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Luis Castelazo Morales | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Enrique Castillo Sanchez Mejorada | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Alberto de la Parra Zavala | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Xavier Garcia de Quevedo Topete | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Genaro Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Daniel Muniz Quintanilla | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Luis Miguel Palomino Bonilla | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Gilberto Perezalonso Cifuentes | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Juan Rebolledo Gout | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Carlos Ruiz Sacristan | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Torchmark Corporation | | TMK | | 891027104 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director David L. Boren | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Jane Buchan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Mark S. McAndrew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sam R. Perry | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lamar C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Abbott Laboratories | | ABT | | 002824100 | | USA | | 27-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Alpern | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Roxanne S. Austin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Sally E. Blount | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director W. James Farrell | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Edward M. Liddy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nancy McKinstry | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Phebe N. Novakovic | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Samuel C. Scott, III | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Glenn F. Tilton | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Adopt Anti Gross-up Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Cease Compliance Adjustments to Performance Criteria | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 30-Apr-12 | | Annual | | Management | | 1 | | Elect Director Gregory Q. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William J. Bratton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kenneth C. Dahlberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael V. Hayden | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Judy C. Lewent | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Samuel C. Scott, III | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John A. White | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Encourage Suppliers to Produce Sustainability Reports | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 12 | | Stock Retention/Holding Period | | Against | | For |
| Bristol-Myers Squibb Company | | BMY | | 110122108 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Lamberto Andreotti | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Lewis B. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Louis J. Freeh | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Laurie H. Glimcher | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael Grobstein | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alan J. Lacy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Vicki L. Sato | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Gerald L. Storch | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Togo D. West, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director R. Sanders Williams | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kimberly-Clark Corporation | | KMB | | 494368103 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director John R. Alm | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Abelardo E. Bru | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Decherd | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Thomas J. Falk | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Fabian T. Garcia | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mae C. Jemison, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James M. Jenness | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Linda Johnson Rice | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Marc J. Shapiro | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Reynolds American Inc. | | RAI | | 761713106 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director John P. Daly | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Holly K. Koeppel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director H.G.L. (Hugo) Powell | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard E. Thornburgh | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas C. Wajnert | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director H. Richard Kahler | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Establish Ethics Committee to Review Marketing Activities | | Against | | Against |
| Sunoco, Inc. | | SUN | | 86764P109 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director I.C. Britt | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C.C. Casciato | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.H. Easter, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director G.W. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director U.O. Fairbairn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.P. Jones, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.G. Kaiser | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director B.P. MacDonald | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J.K. Wulff | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| Verizon Communications Inc. | | VZ | | 92343V104 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Richard L. Carrion | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Melanie L. Healey | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Lowell C. McAdam | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Donald T. Nicolaisen | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Clarence Otis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Hugh B. Price | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Disclose Prior Government Service | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Performance-Based and/or Time-Based Equity Awards | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Commit to Wireless Network Neutrality | | Against | | Against |
| Mead Johnson Nutrition Company | | MJN | | 582839106 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Aflac Incorporated | | AFL | | 001055102 | | USA | | 07-May-12 | | Annual | | Management | | 1 | | Elect Director Daniel P. Amos | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John Shelby Amos, II | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Paul S. Amos, II | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kriss Cloninger, III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elizabeth J. Hudson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Douglas W. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert B. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles B. Knapp | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director E. Stephen Purdom | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Barbara K. Rimer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Marvin R. Schuster | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Melvin T. Stith | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director David Gary Thompson | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Takuro Yoshida | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| International Paper Company | | IP | | 460146103 | | USA | | 07-May-12 | | Annual | | Management | | 1 | | Elect Director David J. Bronczek | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ahmet C. Dorduncu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John V. Faraci | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Stacey J. Mobley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joan E. Spero | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John L. Townsend, Iii | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William G. Walter | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director J. Steven Whisler | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Provide Right to Act by Written Consent | | Against | | For |
| Baxter International Inc. | | BAX | | 071813109 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director James R. Gavin, III | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Peter S. Hellman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director K. J. Storm | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | For | | For |
| Cummins Inc. | | CMI | | 231021106 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director N. Thomas Linebarger | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William I. Miller | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Georgia R. Nelson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert K. Herdman | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert J. Bernhard | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Franklin R. Chang Diaz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Stephen B. Dobbs | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Provide Right to Call Special Meeting | | For | | For |
| Dominion Resources, Inc. | | D | | 25746U109 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director William P. Barr | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Peter W. Brown | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Helen E. Dragas | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas F. Farrell, II | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John W. Harris | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert S. Jepson, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mark J. Kington | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Frank S. Royal | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert H. Spilman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director David A. Wollard | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Adopt Renewable Energy Production Goal | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Encouraging Customer Use of Renewable Energy Systems | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Plant Closures | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Coal Use from Mountaintop Removal Mining | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Impacts and Risks of Natural Gas | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Review and Report on Nuclear Safety | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| ConocoPhillips | | COP | | 20825C104 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Richard L. Armitage | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Richard H. Auchinleck | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ruth R. Harkin | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ryan M. Lance | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mohd H. Marican | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Harold W. McGraw, III | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert A. Niblock | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Harald J. Norvik | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director William K. Reilly | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Victoria J. Tschinkel | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Kathryn C. Turner | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director William E. Wade, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | | | Share Holder | | 22 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John R. Dunne | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John A. Weber | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| LyondellBasell Industries N.V. | | LYB | | | | Netherlands | | 09-May-12 | | Annual | | Management | | 1a | | Elect Robin Buchanan as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Elect Robert G. Gwin as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Supervisory Board | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Dividends of USD 0.25 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| Philip Morris International Inc. | | PM | | 718172109 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect DirectorLouis C. Camilleri | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect DirectorJ. Dudley Fishburn | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect DirectorJennifer Li | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kalpana Morparia | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect DirectorLucio A. Noto | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect DirectorRobert B. Polet | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect DirectorCarlos Slim Helu | | For | | For |
| �� | | | | | | | | | | | Management | | 12 | | Elect DirectorStephen M. Wolf | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 17 | | Establish Ethics Committee to Review Marketing Activities | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Gilead Sciences, Inc. | | GILD | | 375558103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director John F. Cogan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Etienne F. Davignon | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James M. Denny | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Carla A. Hills | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin E. Lofton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John W. Madigan | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director John C. Martin | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Gordon E. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard J. Whitley | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Gayle E. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Per Wold-Olsen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For |
| MEDNAX, Inc. | | MD | | 58502B106 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Cesar L. Alvarez | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Waldemar A. Carlo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael B. Fernandez | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Roger K. Freeman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Paul G. Gabos | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Pascal J. Goldschmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Manuel Kadre | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Roger J. Medel | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Donna E. Shalala | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Enrique J. Sosa | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Norfolk Southern Corporation | | NSC | | 655844108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert A. Bradway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Wesley G. Bush | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Daniel A. Carp | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven F. Leer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael D. Lockhart | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Charles W. Moorman, IV | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Frederick A. Henderson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alvin Bledsoe | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| The Dow Chemical Company | | DOW | | 260543103 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Arnold A. Allemang | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jacqueline K. Barton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James A. Bell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jeff M. Fettig | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John B. Hess | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Andrew N. Liveris | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul Polman | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James M. Ringler | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Ruth G. Shaw | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Union Pacific Corporation | | UNP | | 907818108 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Andrew H. Card, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Thomas J. Donohue | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Archie W. Dunham | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael R. McCarthy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael W. McConnell | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas F. McLarty, III | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Jose H. Villarreal | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director James R. Young | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Stock Retention | | Against | | For |
| Waste Management, Inc. | | WM | | 94106L109 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Bradbury H. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pastora San Juan Cafferty | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Frank M. Clark, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Patrick W. Gross | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John C. Pope | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director W. Robert Reum | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven G. Rothmeier | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Stock Retention | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Amend Bylaws — Call Special Meetings | | Against | | Against |
| Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | USA | | 11-May-12 | | Annual | | Management | | 1 | | Elect Director Jack Michelson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald R. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Andrew L. Turner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Equity One, Inc. | | EQY | | 294752100 | | USA | | 14-May-12 | | Annual | | Management | | 1.1 | | Elect Director James S. Cassel | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Cynthia R. Cohen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Neil Flanzraich | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Nathan Hetz | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Chaim Katzman | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Peter Linneman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jeffrey S. Olson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Dori Segal | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director David Fischel | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Foot Locker, Inc. | | FL | | 344849104 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Alan D. Feldman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jarobin Gilbert, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Y. Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| HollyFrontier Corporation | | HFC | | 436106108 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Douglas Y. Bech | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Buford P. Berry | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Matthew P. Clifton | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Leldon E. Echols | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director R. Kevin Hardage | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael C. Jennings | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert J. Kostelnik | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James H. Lee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert G. McKenzie | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Franklin Myers | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael E. Rose | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Tommy A. Valenta | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Merrill A. Miller, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Greg L. Armstrong | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David D. Harrison | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| PartnerRe Ltd. | | PRE | | G6852T105 | | Bermuda | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Jan H. Holsboer as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Roberto Mendoza as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Kevin M. Twomey as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect David Zwiener as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche Ltd as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers Compensation | | For | | For |
| Altria Group, Inc. | | MO | | 02209S103 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Elizabeth E. Bailey | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Martin J. Barrington | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John T. Casteen III | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dinyar S. Devitre | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Thomas F. Farrell II | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas W. Jones | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director W. Leo Kiely III | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Kathryn B. McQuade | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director George Munoz | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Nabil Y. Sakkab | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Lobbying Payments and Policy | | Against | | For |
| Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director David E. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pamela H. Patsley | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Anne Szostak | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For |
| Intel Corporation | | INTC | | 458140100 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Charlene Barshefsky | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Andy D. Bryant | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Susan L. Decker | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John J. Donahoe | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed E. Hundt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James D. Plummer | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David S. Pottruck | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Frank D. Yeary | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director David B. Yoffie | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| Marsh & McLennan Companies, Inc. | | MMC | | 571748102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Zachary W. Carter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Brian Duperreault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Oscar Fanjul | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director H. Edward Hanway | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elaine La Roche | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lord Lang | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven A. Mills | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce P. Nolop | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Marc D. Oken | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Morton O. Schapiro | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Adele Simmons | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Lloyd M. Yates | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director R. David Yost | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | Against |
| The Home Depot, Inc. | | HD | | 437076102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director F. Duane Ackerman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Francis S. Blake | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Ari Bousbib | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gregory D. Brenneman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director J. Frank Brown | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Albert P. Carey | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Armando Codina | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bonnie G. Hill | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Karen L. Katen | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Ronald L. Sargent | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Prepare Employment Diversity Report | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Amend Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Bylaws — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Charitable Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Adopt Storm Water Run-off Management Policy | | Against | | Against |
| Titanium Metals Corporation | | TIE | | 888339207 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Keith R. Coogan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glenn R. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Harold C. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Stafford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven L. Watson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Terry N. Worrell | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Consolidated Edison, Inc. | | ED | | 209115104 | | USA | | 21-May-12 | | Annual | | Management | | 1 | | Elect Director Kevin Burke | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Vincent A. Calarco | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director George Campbell, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gordon J. Davis | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael J. Del Giudice | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ellen V. Futter | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John F. Hennessy, III | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John F. Killian | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Eugene R. McGrath | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Sally H. Pinero | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael W. Ranger | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director L. Frederick Sutherland | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Increase Disclosure of Executive Compensation | | Against | | Against |
| CenturyLink, Inc. | | CTL | | 156700106 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Fred R. Nichols | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Harvey P. Perry | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Laurie A. Siegel | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Joseph R. Zimmel | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| �� | | | | | | | | | | | Share Holder | | 6 | | Performance-Based and/or Time-Based Equity Awards | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Adopt Policy on Bonus Banking | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| ONEOK, Inc. | | OKE | | 682680103 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director James C. Day | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Julie H. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William L. Ford | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director John W. Gibson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Bert H. Mackie | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Steven J. Malcolm | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jim W. Mogg | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Pattye L. Moore | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Gary D. Parker | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Eduardo A. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Gerald B. Smith | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director David J. Tippeconnic | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Amend Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| The Southern Company | | SO | | 842587107 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Juanita Powell Baranco | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jon A. Boscia | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Henry A. Clark, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas A. Fanning | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director H. William Habermeyer, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Warren A. Hood, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Dale E. Klein | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William G. Smith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Steven R. Specker | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Larry D. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director E. Jenner Wood, III | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Report on Lobbying Payments and Policy | | Against | | Against |
| Limited Brands, Inc. | | LTD | | 532716107 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director James L. Heskett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Allan R. Tessler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Abigail S. Wexner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Stock Retention/Holding Period | | Against | | For |
| Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Kenneth J. Bacon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sheldon M. Bonovitz | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph J. Collins | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J. Michael Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Gerald L. Hassell | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jeffrey A. Honickman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eduardo G. Mestre | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian L. Roberts | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ralph J. Roberts | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Johnathan A. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Judith Rodin | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Restore or Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For |
| Teekay Corp. | | TK | | Y8564W103 | | Marshall Isl | | 06-Jun-12 | | Annual | | Management | | 1.1 | | Elect Ian D. Blackburne as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect William B. Berry as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect C. Sean Day as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Transact Other Business (Voting) | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Biogen Idec Inc. | | BIIB | | 09062X103 | | USA | | 08-Jun-12 | | Annual | | Management | | 1 | | Elect Director Caroline D. Dorsa | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Stelios Papadopoulos | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director George A. Scangos | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Lynn Schenk | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Alexander J. Denner | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Richard C. Mulligan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Robert W. Pangia | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Brian S. Posner | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Eric K. Rowinsky | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Stephen A. Sherwin | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director William D. Young | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Provide Right to Call Special Meeting | | For | | For |
| Caterpillar Inc. | | CAT | | 149123101 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Provide Right to Act by Written Consent | | Against | | For |
| Target Corporation | | TGT | | 87612E106 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Roxanne S. Austin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Calvin Darden | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Mary N. Dillon | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James A. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Mary E. Minnick | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Derica W. Rice | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Gregg W. Steinhafel | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Solomon D. Trujillo | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Report on Electronics Recycling and Preventing E-Waste Export | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Prohibit Political Contributions | | Against | | Against |
| Visteon Corporation | | VC | | 92839U206 | | USA | | 14-Jun-12 | | Annual | | Management | | 1 | | Elect Director Duncan H. Cocroft | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kevin I. Dowd | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey D. Jones | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Timothy D. Leuliette | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert Manzo | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Donald J. Stebbins | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Harry J. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Google Inc. | | GOOG | | 38259P508 | | USA | | 21-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Diane B. Greene | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize a New Class of Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles Regarding Arbitration of Shareholder Lawsuits | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
Nuveen Symphony Small-Mid Cap Core Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Calamos Asset Management, Inc. | | CLMS | | 12811R104 | | USA | | 21-Jul-11 | | Annual | | Management | | 1.1 | | Elect Director G. Bradford Bulkley | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mitchell S. Feiger | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard W. Gilbert | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Arthur L. Knight | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| BE Aerospace, Inc. | | BEAV | | 073302101 | | USA | | 26-Jul-11 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Khoury | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan M. Schofield | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| STERIS Corporation | | STE | | 859152100 | | USA | | 28-Jul-11 | | Annual | | Management | | 1.1 | | Elect Director Richard C. Breeden | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Cynthia L. Feldmann | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jacqueline B. Kosecoff | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David B. Lewis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin M. McMullen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Walter M Rosebrough, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Mohsen M. Sohi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John P. Wareham | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Loyal W. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Michael B. Wood | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| Apollo Investment Corporation | | AINV | | 03761U106 | | USA | | 02-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Frank C. Puleo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Carl Spielvogel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jeanette Loeb | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Sale of Common Shares Below Net Asset Value | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Prestige Brands Holdings, Inc. | | PBH | | 74112D101 | | USA | | 02-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Matthew M. Mannelly | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John E. Byom | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Gary E. Costley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Charles J. Hinkaty | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Patrick M. Lonergan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Plantronics, Inc. | | PLT | | 727493108 | | USA | | 05-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Marv Tseu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Ken Kannappan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Brian Dexheimer | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gregg Hammann | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John Hart | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Marshall Mohr | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Roger Wery | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Alliance One International, Inc. | | AOI | | 018772103 | | USA | | 11-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Joseph L. Lanier, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. Richard Green, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nigel G. Howard | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William S. Sheridan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| CommVault Systems, Inc. | | CVLT | | 204166102 | | USA | | 24-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Allan G. Bunte | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Frank J. Fanzilli, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Daniel Pulver | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| NetApp, Inc. | | NTAP | | 64110D104 | | USA | | 31-Aug-11 | | Annual | | Management | | 1.1 | | Elect Director Daniel J. Warmenhoven | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Georgens | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jeffry R. Allen | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Allan L. Earhart | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gerald Held | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George T. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert T. Wall | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Liberty Media Corporation | | LINTA | | 53071M104 | | USA | | 07-Sep-11 | | Annual | | Management | | 1.1 | | Elect Director Evan D. Malone | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David E. Rapley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Larry E. Romrell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Twin Disc, Incorporated | | TWIN | | 901476101 | | USA | | 21-Oct-11 | | Annual | | Management | | 1.1 | | Elect Director Michael E. Batten | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael Doar | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David R. Zimmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Diamond Foods, Inc. | | DMND | | 252603105 | | USA | | 27-Oct-11 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| KLA-Tencor Corporation | | KLAC | | 482480100 | | USA | | 03-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Robert M. Calderoni | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John T. Dickson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kevin J. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Towers Watson & Co. | | TW | | | | USA | | 11-Nov-11 | | Annual | | Management | | 1 | | Elect Director John J. Gabarro | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Victor F. Ganzi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John J. Haley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Brendan R. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Linda D. Rabbitt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul Thomas | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Wilhelm Zeller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| TeleNav, Inc. | | TNAV | | | | USA | | 15-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Shawn Carolan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Soo Boon Koh | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| The Hain Celestial Group, Inc. | | HAIN | | 405217100 | | USA | | 17-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Irwin D. Simon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Barry J. Alperin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard C. Berke | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jack Futterman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Marina Hahn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Brett Icahn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Roger Meltzer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David Schechter | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lewis D. Schiliro | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Lawrence S. Zilavy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| MICROS Systems, Inc. | | MCRS | | 594901100 | | USA | | 18-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Louis M. Brown, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director B. Gary Dando | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director A.L. Giannopoulos | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director F. Suzanne Jenniches | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John G. Puente | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Dwight S. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| The Madison Square Garden Company | | MSG | | 55826P100 | | USA | | 30-Nov-11 | | Annual | | Management | | 1.1 | | Elect Director Richard D. Parsons | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alan D. Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Vincent Tese | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| Vail Resorts, Inc. | | MTN | | 91879Q109 | | USA | | 02-Dec-11 | | Annual | | Management | | 1 | | Elect Director Roland A. Hernandez | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Thomas D. Hyde | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey W. Jones | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert A. Katz | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Richard D. Kincaid | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John T. Redmond | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Hilary A. Schneider | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John F. Sorte | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Adopt Plurality Voting for Contested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| HealthSpring, Inc. | | HS | | 42224N101 | | USA | | 12-Jan-12 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Golden Parachutes | | For | | For |
| Comtech Telecommunications Corp. | | CMTL | | 205826209 | | USA | | 13-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director Ira S. Kaplan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stanton D. Sloane | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Permit Separation of Chairman of the Board and Chief Executive Officer | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Bylaws Relating to Stockholder Nominations | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Require Advance Notice for Shareholder Proposals | | For | | For |
| Telephone and Data Systems, Inc. | | TDS | | 879433100 | | USA | | 13-Jan-12 | | Special | | Management | | 1 | | Amend Charter to Reclassify Special Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reclassification of Special Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Charter to Adjust Voting Power of Series A Common Shares and Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Adjustment of Voting Power of Series A Common Shares and Common Shares | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Charter to Eliminate Certain Provisions Relating to Preferred Shares and Tracking Stock | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Non-Employee Director Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Adjourn Meeting | | For | | For |
| Jabil Circuit, Inc. | | JBL | | 466313103 | | USA | | 26-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director Martha F. Brooks | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mel S. Lavitt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Timothy L. Main | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William D. Morean | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Lawrence J. Murphy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Frank A. Newman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Steven A. Raymund | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas A. Sansone | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director David M. Stout | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Dolby Laboratories, Inc. | | DLB | | 25659T107 | | USA | | 07-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director Kevin Yeaman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter Gotcher | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Dolby | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Nicholas Donatiello, Jr. | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ted W. Hall | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Bill Jasper | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Sanford Robertson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Roger Siboni | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Avadis Tevanian, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Exchange Program | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 07-Feb-12 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| Kulicke and Soffa Industries, Inc. | | KLIC | | 501242101 | | USA | | 14-Feb-12 | | Annual | | Management | | 1 | | Elect Director Brian Bachman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-12 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy D. Cook | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Al Gore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Iger | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Prepare Conflict of Interest Report | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| International Game Technology | | IGT | | 459902102 | | USA | | 05-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Paget L. Alves | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Janice Chaffin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Greg Creed | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patti S. Hart | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert J. Miller | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David E. Roberson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Vincent L. Sadusky | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Philip G. Satre | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Hologic, Inc. | | HOLX | | 436440101 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Robert A. Cascella | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glenn P. Muir | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David R. LaVance, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Sally W. Crawford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Lawrence M. Levy | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Christiana Stamoulis | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Elaine S. Ullian | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Wayne Wilson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Joy Global Inc. | | JOY | | 481165108 | | USA | | 06-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Steven L. Gerard | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John T. Gremp | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John Nils Hanson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gale E. Klappa | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard B. Loynd | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director P. Eric Siegert | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Michael W. Sutherlin | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James H. Tate | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| Esterline Technologies Corporation | | ESL | | 297425100 | | USA | | 07-Mar-12 | | Annual | | Management | | 1 | | Elect Director Delores M. Etter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Mary L. Howell | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jerry D. Leitman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gary E. Pruitt | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| MAXIMUS, Inc. | | MMS | | 577933104 | | USA | | 07-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Richard A. Montoni | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Raymond B. Ruddy | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Wellington E. Webb | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| National Fuel Gas Company | | NFG | | 636180101 | | USA | | 08-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Philip C. Ackerman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R. Don Cash | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Stephen E. Ewing | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| The Cooper Companies, Inc. | | COO | | 216648402 | | USA | | 20-Mar-12 | | Annual | | Management | | 1 | | Elect Director A. Thomas Bender | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael H. Kalkstein | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jody S. Lindell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Donald Press | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven Rosenberg | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Allan E. Rubenstein | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert S. Weiss | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Stanley Zinberg | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Agilent Technologies, Inc. | | A | | 00846U101 | | USA | | 21-Mar-12 | | Annual | | Management | | 1 | | Elect Director Robert J. Herbold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Koh Boon Hwee | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William P. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Photronics, Inc. | | PLAB | | 719405102 | | USA | | 28-Mar-12 | | Annual | | Management | | 1.1 | | Elect Director Walter M. Fiederowicz | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Fiorita, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Liang-Choo Hsia | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Constantine S. Macricostas | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director George Macricostas | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Mitchell G. Tyson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Avago Technologies Limited | | AVGO | | Y0486S104 | | Singapore | | 04-Apr-12 | | Annual | | Management | | 1a | | Reelect Hock E. Tan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Reelect Adam H. Clammer as Director | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Reelect John T. Dickson as Director | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Reelect James V. Diller as Director | | For | | For |
| | | | | | | | | | | | Management | | 1e | | Reelect Kenneth Y. Hao as Director | | For | | For |
| | | | | | | | | | | | Management | | 1f | | Reelect John Min-Chih Hsuan as Director | | For | | For |
| | | | | | | | | | | | Management | | 1g | | Reelect Justine F. Lien as Director | | For | | For |
| | | | | | | | | | | | Management | | 1h | | Reelect Donald Macleod as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Cash Compensation to Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Repurchase of Up to 10 Percent of Issued Capital | | For | | For |
| Illumina, Inc. | | ILMN | | 452327109 | | USA | | 18-Apr-12 | | Proxy Contest | | Management | | 1.1 | | Elect Director A. Blaine Bowman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Karin Eastham | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jay T. Flatley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William H. Rastetter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Change Size of Board of Directors from Nine to Eleven | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6.1 | | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | | Withhold | | Withhold |
| | | | | | | | | | | | Share Holder | | 6.2 | | Elect Shareholder Nominee David Dodd | | Withhold | | Withhold |
| | | | | | | | | | | | Share Holder | | 7 | | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 1.1 | | Elect Director Bary Bailey | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 1.2 | | Elect Director Dwight Crane | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 1.3 | | Elect Director Michael Griffith | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 1.4 | | Elect Director Jay Hunt | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | None | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 4 | | Change Size of Board of Directors from Nine to Eleven | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 5 | | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 6.1 | | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 6.2 | | Elect Shareholder Nominee David Dodd | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 7 | | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Celanese Corporation | | CE | | 150870103 | | USA | | 19-Apr-12 | | Annual | | Management | | 1 | | Elect Director James E. Barlett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David F. Hoffmeister | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Paul H. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jay V. Ihlenfeld | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| Owens Corning | | OC | | 690742101 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Norman P. Blake, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James J. McMonagle | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W. Howard Morris | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| The AES Corporation | | AES | | 00130H105 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Andres Gluski | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Zhang Guo Bao | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kristina M. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tarun Khanna | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John A. Koskinen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Philip Lader | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John B. Morse, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Philip A. Odeen | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Charles O. Rossotti | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Sven Sandstrom | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Walter Energy, Inc. | | WLT | | 93317Q105 | | USA | | 19-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David R. Beatty | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Walter J. Scheller, III | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Teradata Corporation | | TDC | | 88076W103 | | USA | | 20-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Koehler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James M. Ringler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John G. Schwarz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| Digital Realty Trust, Inc. | | DLR | | 253868103 | | USA | | 23-Apr-12 | | Annual | | Management | | 1 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ruann F. Ernst, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Louis Drapeau | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Albert J. Hillman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| Centene Corporation | | CNC | | 15135B101 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Robert K. Ditmore | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Frederick H. Eppinger | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David L. Steward | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Orlando Ayala | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Lon R. Greenberg | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Warren D. Knowlton | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jeffrey Noddle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert F. Sharpe, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| BorgWarner Inc. | | BWA | | 099724106 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Phyllis O. Bonanno | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alexis P. Michas | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Richard O. Schaum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas T. Stallkamp | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| COLUMBIA BANKING SYSTEM, INC. | | COLB | | 197236102 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Melanie J. Dressel | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John P. Folsom | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Frederick M. Goldberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas M. Hulbert | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michelle M. Lantow | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Thomas L. Matson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director S. Mae Fujita Numata | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Daniel C. Regis | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Donald H. Rodman | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William T. Weyerhaeuser | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director James M. Will | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Central Pacific Financial Corp. | | CPF | | 154760409 | | USA | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Alvaro J . Aguirre | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James F. Burr | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Christine H. H. Camp | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John C. Dean | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Earl E. Fry | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul J. Kosasa | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Duane K. Kurisu | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Colbert M. Matsumoto | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Crystal K. Rose | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| First Niagara Financial Group, Inc. | | FNFG | | 33582V108 | | USA | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Carl A. Florio | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nathaniel D. Woodson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Roxanne J. Coady | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| Tempur-Pedic International Inc. | | TPX | | 88023U101 | | USA | | 25-Apr-12 | | Annual | | Management | | 1 | | Elect Director Evelyn S. Dilsaver | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank Doyle | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John A. Heil | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Peter K. Hoffman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sir Paul Judge | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Nancy F. Koehn | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Christopher A. Masto | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director P. Andrews McLane | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Mark Sarvary | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert B. Trussell, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Humana Inc. | | HUM | | 444859102 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Frank A. D’Amelio | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director W. Roy Dunbar | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Kurt J. Hilzinger | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David A. Jones, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael B. McCallister | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William J. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director William E. Mitchell | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James J. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marissa T. Peterson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Parker Drilling Company | | PKD | | 701081101 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director R. Rudolph Reinfrank | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard D. Paterson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Polaris Industries Inc. | | PII | | 731068102 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Annette K. Clayton | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gregory R. Palen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John P. Wiehoff | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Torchmark Corporation | | TMK | | 891027104 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director David L. Boren | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Jane Buchan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Mark S. McAndrew | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sam R. Perry | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lamar C. Smith | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Owens & Minor, Inc. | | OMI | | 690732102 | | USA | | 27-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director A. Marshall Acuff, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. Alfred Broaddus, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard E. Fogg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John W. Gerdelman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Lemuel E. Lewis | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director G. Gilmer Minor, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eddie N. Moore, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James E. Rogers | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert C. Sledd | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Craig R. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Anne Marie Whittemore | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| United Rentals, Inc. | | URI | | 911363109 | | USA | | 27-Apr-12 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Sigma-Aldrich Corporation | | SIAL | | 826552101 | | USA | | 01-May-12 | | Annual | | Management | | 1 | | Elect Director Rebecca M. Bergman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director George M. Church, Ph.D. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director W. Lee McCollum | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Avi M. Nash | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven M. Paul, M.D. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director J. Pedro Reinhard | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rakesh Sachdev | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director D. Dean Spatz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Barrett A. Toan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| The Hershey Company | | HSY | | 427866108 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director P.M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J.P. Bilbrey | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director R.F. Cavanaugh | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director R.M. Malcolm | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.M. Mead | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.E. Nevels | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director A.J. Palmer | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director T.J. Ridge | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director D.L. Shedlarz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Oasis Petroleum Inc. | | OAS | | 674215108 | | USA | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director William J. Cassidy | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Taylor L. Reid | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Bobby S. Shackouls | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Rackspace Hosting, Inc. | | RAX | | 750086100 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director S. James Bishkin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Fred Reichheld | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Mark P. Mellin | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| American Campus Communities, Inc. | | ACC | | 024835100 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director William C. Bayless, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R.D. Burck | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director G. Steven Dawson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Cydney C. Donnell | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Edward Lowenthal | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Winston W. Walker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Astec Industries, Inc. | | ASTE | | 046224101 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Daniel K. Frierson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glen E. Tellock | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James B. Baker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Fluor Corporation | | FLR | | 343412102 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Peter K. Barker | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Director Alan M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David T. Seaton | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| Hexcel Corporation | | HXL | | 428291108 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Joel S. Beckman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director David E. Berges | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Lynn Brubaker | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Jeffrey C. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sandra L. Derickson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director W. Kim Foster | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Thomas A. Gendron | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jeffrey A. Graves | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director David C. Hill | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director David L. Pugh | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| Kansas City Southern | | KSU | | 485170302 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Lu M. Córdova | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Haverty | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas A. McDonnell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Eliminate Cumulative Voting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Certificate of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| SPX Corporation | | SPW | | 784635104 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Christopher J. Kearney | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Martha B. Wyrsch | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Peter Volanakis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Sunoco, Inc. | | SUN | | 86764P109 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director I.C. Britt | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C.C. Casciato | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director W.H. Easter, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director G.W. Edwards | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director U.O. Fairbairn | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J.P. Jones, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.G. Kaiser | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director B.P. MacDonald | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J.K. Wulff | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting��Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Tesoro Corporation | | TSO | | 881609101 | | USA | | 03-May-12 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David Lilley | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director J.W. Nokes | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| Walter Investment Management Corp. | | WAC | | 93317W102 | | USA | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mark J. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Shannon Smith | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Mead Johnson Nutrition Company | | MJN | | 582839106 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| Ryder System, Inc. | | R | | 783549108 | | USA | | 04-May-12 | | Annual | | Management | | 1 | | Elect Director John M. Berra | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Luis P. Nieto, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director E. Follin Smith | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gregory T. Swienton | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Robert J. Eck | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Declassify the Board of Directors | | Against | | For |
| Clean Harbors, Inc. | | CLH | | 184496107 | | USA | | 07-May-12 | | Annual | | Management | | 1.1 | | Elect Director Alan S. McKim | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Rod Marlin | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John T. Preston | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Clearwater Paper Corporation | | CLW | | 18538R103 | | USA | | 07-May-12 | | Annual | | Management | | 1 | | Elect Director Boh A. Dickey | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gordon L. Jones | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Tootsie Roll Industries, Inc. | | TR | | 890516107 | | USA | | 07-May-12 | | Annual | | Management | | 1.1 | | Elect Director Melvin J. Gordon | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Ellen R. Gordon | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Lana Jane Lewis-Brent | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Barre A. Seibert | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard P. Bergeman | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Alterra Capital Holdings Limited | | ALTE | | G6052F103 | | Bermuda | | 08-May-12 | | Annual | | Management | | 1a | | Elect W. Marston Becker as Director | | For | | For |
| | | | | | | | | | | | Management | | 1b | | Elect James D. Carey as Director | | For | | For |
| | | | | | | | | | | | Management | | 1c | | Elect K. Bruce Connell as Director | | For | | For |
| | | | | | | | | | | | Management | | 1d | | Elect W. Thomas Forrester as Director | | For | | For |
| | | | | | | | | | | | Management | | 1e | | Elect Meryl D. Hartzband as Director | | For | | For |
| | | | | | | | | | | | Management | | 1f | | Elect Willis T. King, Jr. as Director | | For | | For |
| | | | | | | | | | | | Management | | 1g | | Elect James H. MacNaughton as Director | | For | | For |
| | | | | | | | | | | | Management | | 1h | | Elect Stephan F. Newhouse as Director | | For | | For |
| | | | | | | | | | | | Management | | 1i | | Elect Michael O’Reilly as Director | | For | | For |
| | | | | | | | | | | | Management | | 1j | | Elect Andrew H. Rush as Director | | For | | For |
| | | | | | | | | | | | Management | | 1k | | Elect Mario P. Torsiello as Director | | For | | For |
| | | | | | | | | | | | Management | | 1l | | Elect James L. Zech as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify the Appointment of KPMG as Alterra Capital?s Independent Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| Coca-Cola Bottling Co. Consolidated | | COKE | | 191098102 | | USA | | 08-May-12 | | Annual | | Management | | 1.1 | | Elect Director J. Frank Harrison, III | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director H.W. McKay Belk | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Alexander B. Cummings, Jr. | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Sharon A. Decker | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director William B. Elmore | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Morgan H. Everett | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Deborah H. Everhart | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Henry W. Flint | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director William H. Jones | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director James H. Morgan | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director John W. Murrey, III | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Dennis A. Wicker | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| Cohen & Steers, Inc. | | CNS | | 19247A100 | | USA | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director Martin Cohen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert H. Steers | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Peter L. Rhein | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard P. Simon | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Edmond D. Villani | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Bernard B. Winograd | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Equity LifeStyle Properties, Inc. | | ELS | | 29472R108 | | USA | | 08-May-12 | | Annual | | Management | | 1.1 | | Elect Director Philip Calian | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David Contis | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Dobrowski | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas Heneghan | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Sheli Rosenberg | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Howard Walker | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Gary Waterman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Samuel Zell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Conversion of Securities | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Increase Authorized Preferred Stock | | For | | Against |
| Warner Chilcott Public Limited Company | | WCRX | | G94368100 | | Ireland | | 08-May-12 | | Annual | | Management | | 1 | | Elect Director James H. Bloem | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Roger M. Boissonneault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John A. King | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Patrick J. O’Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Advent Software, Inc. | | ADVS | | 007974108 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John H. Scully | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephanie G. DiMarco | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David P.F. Hess, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James D. Kirsner | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Wendell G. Van Auken | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Christine S. Manfredi | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Asiff S. Hirji | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| Community Bank System, Inc. | | CBU | | 203607106 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Neil E. Fesette | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sally A. Steele | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Mark E. Tryniski | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alfred S. Whittet | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director James A. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John R. Dunne | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John A. Weber | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| MasTec, Inc. | | MTZ | | 576323109 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Jose R. Mas | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John Van Heuvelen | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| Ocwen Financial Corporation | | OCN | | 675746309 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director William C. Erbey | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Ronald M. Faris | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ronald J. Korn | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William H. Lacy | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert A. Salcetti | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Barry N. Wish | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| PacWest Bancorp | | PACW | | 695263103 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mark N. Baker | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Craig A. Carlson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Stephen M. Dunn | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John M. Eggemeyer | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Barry C. Fitzpatrick | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director George E. Langley | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Susan E. Lester | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Timothy B. Matz | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Arnold W. Messer | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Daniel B. Platt | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director John W. Rose | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Robert A. Stine | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Matthew P. Wagner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Adjourn Meeting | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Other Business | | For | | Against |
| PetroQuest Energy, Inc. | | PQ | | 716748108 | | USA | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Charles T. Goodson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William W. Rucks, IV | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director E. Wayne Nordberg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Michael L. Finch | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director W.J. Gordon, III | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Charles F. Mitchell, II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| CF Industries Holdings, Inc. | | CF | | 125269100 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen A. Furbacher | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John D. Johnson | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Lennox International Inc. | | LII | | 526107107 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director John E. Major | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gregory T. Swienton | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Todd J. Teske | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| MEDNAX, Inc. | | MD | | 58502B106 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Cesar L. Alvarez | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Waldemar A. Carlo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael B. Fernandez | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Roger K. Freeman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Paul G. Gabos | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Pascal J. Goldschmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Manuel Kadre | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Roger J. Medel | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Donna E. Shalala | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Enrique J. Sosa | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Questar Corporation | | STR | | 748356102 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Teresa Beck | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director R. D. Cash | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Laurence M. Downes | �� | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ronald W. Jibson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Gary G. Michael | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Keith O. Rattie | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Harris H. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce A. Williamson | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Sempra Energy | | SRE | | 816851109 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Alan L. Boeckmann | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James G. Brocksmith, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Donald E. Felsinger | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Wilford D. Godbold, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William D. Jones | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William G. Ouchi | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Debra L. Reed | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Carlos Ruiz | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William P. Rutledge | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Lynn Schenk | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Luis M. Tellez | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Skyworks Solutions, Inc. | | SWKS | | 83088M102 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director David J. McLachlan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David J. Aldrich | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kevin L. Beebe | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Moiz M. Beguwala | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Timothy R. Furey | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Balakrishnan S. Iyer | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Thomas C. Leonard | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David P. McGlade | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert A. Schriesheim | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| SunCoke Energy, Inc. | | SXC | | 86722A103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Frederick A. Henderson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alvin Bledsoe | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Terex Corporation | | TEX | | 880779103 | | USA | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Ronald M. De Feo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director G. Chris Andersen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Paula H.J. Cholmondeley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Don DeFosset | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas J. Hansen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David A. Sachs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Oren G. Shaffer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David C. Wang | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Scott W. Wine | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Xylem Inc. | | XYL | | 98419M100 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Victoria D. Harker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gretchen W. McClain | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Cypress Semiconductor Corporation | | CY | | 232806109 | | USA | | 11-May-12 | | Annual | | Management | | 1.1 | | Elect Director T.J. Rodgers | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric A. Benhamou | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Lloyd Carney | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director James R. Long | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J.D. Sherman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Wilbert van den Hoek | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | USA | | 11-May-12 | | Annual | | Management | | 1 | | Elect Director Jack Michelson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald R. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Andrew L. Turner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John C. Brouillard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Fiona P. Dias | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Frances X. Frei | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Darren R. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William S. Oglesby | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director J. Paul Raines | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Carlos A. Saladrigas | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Jimmie L. Wade | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | �� | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | For |
| Essex Property Trust, Inc. | | ESS | | 297178105 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director George M. Marcus | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gary P. Martin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael J. Schall | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Other Business | | For | | Against |
| Medicis Pharmaceutical Corporation | | MRX | | 584690309 | | USA | | 15-May-12 | | Annual | | Management | | 1 | | Elect Director Arthur G. Altschul, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Philip S. Schein | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| ON Semiconductor Corporation | | ONNN | | 682189105 | | USA | | 15-May-12 | | Annual | | Management | | 1 | | Elect Director Atsushi Abe | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Curtis J. Crawford | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Daryl A. Ostrander | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| Oil States International, Inc. | | OIS | | 678026105 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director S. James Nelson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gary L. Rosenthal | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William T. Van Kleef | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| UIL Holdings Corporation | | UIL | | 902748102 | | USA | | 15-May-12 | | Annual | | Management | | 1.1 | | Elect Director Thelma R. Albright | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Arnold L. Chase | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Betsy Henley-cohn | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Suedeen G. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John L. Lahey | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Daniel J. Miglio | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director William F. Murdy | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Donald R. Shassian | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director James P. Torgerson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| ANN INC. | | ANN | | 035623107 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Directors James J. Burke, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kay Krill | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stacey Rauch | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | None | | For |
| Foot Locker, Inc. | | FL | | 344849104 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Alan D. Feldman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jarobin Gilbert, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Y. Schwartz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| HollyFrontier Corporation | | HFC | | 436106108 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Douglas Y. Bech | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Buford P. Berry | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Matthew P. Clifton | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Leldon E. Echols | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director R. Kevin Hardage | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael C. Jennings | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Robert J. Kostelnik | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James H. Lee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert G. McKenzie | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Franklin Myers | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Michael E. Rose | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Tommy A. Valenta | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| Minerals Technologies Inc. | | MTX | | 603158106 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert L. Clark | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael F. Pasquale | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Marc E. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Primerica Inc. | | PRI | | 74164M108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director D. Richard Williams | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Barbara A. Yastine | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Daniel A. Zilberman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Silicon Image, Inc. | | SIMG | | 82705T102 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Peter Hanelt | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William George | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Harold J. Bouillion | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Enoch L. Dawkins | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David D. Dunlap | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James M. Funk | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Terence E. Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ernest E. ‘Wyn’ Howard, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Peter D. Kinnear | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michael M. McShane | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director W. Matt Ralls | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Justin L. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Tenneco Inc. | | TEN | | 880349105 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Dennis J. Letham | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Hari N. Nair | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Roger B. Porter | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David B. Price, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Gregg M. Sherrill | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Paul T. Stecko | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mitsunobu Takeuchi | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jane L. Warner | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Westinghouse Air Brake Technologies Corporation | | WAB | | 929740108 | | USA | | 16-May-12 | | Annual | | Management | | 1.1 | | Elect Director Brian P. Hehir | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael W. D. Howell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nickolas W. Vande Steeg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gary C. Valade | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| ANSYS, Inc. | | ANSS | | 03662Q105 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Peter J. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Bradford C. Morley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Patrick J. Zilvitis | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Acacia Research Corporation | | ACTG | | 003881307 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Paul R. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director G. Louis Graziadio, III | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | Against |
| Alliant Energy Corporation | | LNT | | 018802108 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Patrick E. Allen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patricia L. Kampling | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ann K. Newhall | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Dean C. Oestreich | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Carol P. Sanders | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director David E. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Pamela H. Patsley | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Anne Szostak | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For |
| Invesco Ltd. | | IVZ | | G491BT108 | | Bermuda | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Martin L. Flanagan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. Robert Henrikson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ben F. Johnson, II | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J. Thomas Presby | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| KeyCorp | | KEY | | 493267108 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Edward P. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles P. Cooley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William G. Gisel, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Richard J. Hipple | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Kristen L. Manos | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Beth E. Mooney | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Bill R. Sanford | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Barbara R. Snyder | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Thomas C. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Marsh & McLennan Companies, Inc. | | MMC | | 571748102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Zachary W. Carter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Brian Duperreault | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Oscar Fanjul | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director H. Edward Hanway | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Elaine La Roche | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Lord Lang | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Steven A. Mills | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Bruce P. Nolop | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Marc D. Oken | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Morton O. Schapiro | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Adele Simmons | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Lloyd M. Yates | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director R. David Yost | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Quanta Services, Inc. | | PWR | | 74762E102 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director James R. Ball | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John R. Colson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J. Michal Conaway | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ralph R. DiSibio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Vincent D. Foster | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Bernard Fried | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Louis C. Golm | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Worthing F. Jackman | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James F. O’Neil III | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Bruce Ranck | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Pat Wood, III | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Rayonier Inc. | | RYN | | 754907103 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director Richard D. Kincaid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director V. Larkin Martin | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James H. Miller | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Thomas I. Morgan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ronald Townsend | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Republic Services, Inc. | | RSG | | 760759100 | | USA | | 17-May-12 | | Annual | | Management | | 1 | | Elect Director James W. Crownover | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director William J. Flynn | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nolan Lehmann | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director W. Lee Nutter | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Ramon A. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Donald W. Slager | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Allan C. Sorensen | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director John M. Trani | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Michael W. Wickham | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Steel Dynamics, Inc. | | STLD | | 858119100 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mark D. Millett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Richard P. Teets, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John C. Bates | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Keith E. Busse | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Frank D. Byrne | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul B. Edgerley | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Richard J. Freeland | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jurgen Kolb | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director James C. Marcuccilli | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Gabriel L. Shaheen | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Telephone and Data Systems, Inc. | | TDS | | 879433100 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C.D. O’Leary | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director M.H. Saranow | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | �� | Elect Director G.L. Sugarman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For |
| Titan International, Inc. | | TWI | | 88830M102 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Erwin H. Billig | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Anthony L. Soave | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Titanium Metals Corporation | | TIE | | 888339207 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Keith R. Coogan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Glenn R. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Harold C. Simmons | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Stafford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Steven L. Watson | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Terry N. Worrell | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul J. Zucconi | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| CMS Energy Corporation | | CMS | | 125896100 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Merribel S. Ayres | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jon E. Barfield | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen E. Ewing | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Richard M. Gabrys | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David W. Joos | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Philip R. Lochner, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael T. Monahan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John G. Russell | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Kenneth L. Way | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John B. Yasinsky | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Macy’s, Inc. | | M | | 55616P104 | | USA | | 18-May-12 | | Annual | | Management | | 1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul C. Varga | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Phase Out Sale of Raccoon Dog Fur Products | | Against | | Against |
| Tanger Factory Outlet Centers, Inc. | | SKT | | 875465106 | | USA | | 18-May-12 | | Annual | | Management | | 1.1 | | Elect Director Jack Africk | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Steven B. Tanger | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William G. Benton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Bridget Ryan Berman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Donald G. Drapkin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Thomas J. Reddin | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Thomas E. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Allan L. Schuman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Wright Express Corporation | | WXS | | 98233Q105 | | USA | | 18-May-12 | | Annual | | Management | | 1.1 | | Elect Director Regina O. Sommer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jack VanWoerkom | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director George L. McTavish | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Dillard’s, Inc. | | DDS | | 254067101 | | USA | | 19-May-12 | | Annual | | Management | | 1 | | Elect Director R. Brad Martin | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank R. Mori | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J.C. Watts, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nick White | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Genesee & Wyoming Inc. | | GWR | | 371559105 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director Richard H. Allert | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael Norkus | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ann N. Reese | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Health Management Associates, Inc. | | HMA | | 421933102 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director William J. Schoen | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gary D. Newsome | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kent P. Dauten | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Pascal J. Goldschmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Donald E. Kiernan | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Robert A. Knox | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Vicki A. O’Meara | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William C. Steere, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Randolph W. Westerfield | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Other Business | | For | | Against |
| Two Harbors Investment Corp. | | TWO | | 90187B101 | | USA | | 22-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mark D. Ein | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William W. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Stephen G. Kasnet | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Peter Niculescu | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director W. Reid Sanders | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Thomas Siering | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Brian C. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| W. R. Berkley Corporation | | WRB | | 084423102 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director William R. Berkley | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Christopher L. Augostini | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director George G. Daly | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| Align Technology, Inc. | | ALGN | | 016255101 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director David E. Collins | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joseph Lacob | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director C. Raymond Larkin, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director George J. Morrow | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David C. Nagel | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Thomas M. Prescott | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Greg J. Santora | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Warren S. Thaler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Endo Pharmaceuticals Holdings Inc. | | ENDP | | 29264F205 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Roger H. Kimmel | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John J. Delucca | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David P. Holveck | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nancy J. Hutson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael Hyatt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William P. Montague | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Joseph C. Scodari | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William F. Spengler | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Change Company Name | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| National Financial Partners Corp. | | NFP | | 63607P208 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Stephanie W. Abramson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Patrick S. Baird | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Jessica M. Bibliowicz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director R. Bruce Callahan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John A. Elliott | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director J. Barry Griswell | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Marshall A. Heinberg | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kenneth C. Mlekush | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| Neurocrine Biosciences, Inc. | | NBIX | | 64125C109 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director W. Thomas Mitchell | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Mollica | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Portland General Electric Company | | POR | | 736508847 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director John W. Ballantine | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Rodney L. Brown, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David A. Dietzler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kirby A. Dyess | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Mark B. Ganz | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Corbin A. McNeill, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Neil J. Nelson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director M. Lee Pelton | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director James J. Piro | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Robert T. F. Reid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Rudolph Technologies, Inc. | | RTEC | | 781270103 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Leo Berlinghieri | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Paul F. McLaughlin | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| SM Energy Company | | SM | | 78454L100 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Barbara M. Baumann | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Anthony J. Best | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Larry W. Bickle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Stephen R. Brand | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Gardiner | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Julio M. Quintana | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director John M. Seidl | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director William D. Sullivan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| SeaCube Container Leasing Ltd. | | BOX | | Y75445109 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director Jonathan G. Atkeson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Donald P. Hamm | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Martin Tuchman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| State Bank Financial Corporation | | STBZ | | 856190103 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director James R. Balkcom, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Kelly H. Barrett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Archie L. Bransford, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kim M. Childers | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joseph W. Evans | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Virginia A. Hepner | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director J. Daniel Speight, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director J. Thomas Wiley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| WellCare Health Plans, Inc. | | WCG | | 94946T106 | | USA | | 23-May-12 | | Annual | | Management | | 1 | | Elect Director Charles G. Berg | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Carol J. Burt | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Alec Cunningham | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David J. Gallitano | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director D. Robert Graham | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Kevin F. Hickey | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Christian P. Michalik | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Glenn D. Steele, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director William L. Trubeck | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Paul E. Weaver | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Report on Political Contributions | | Against | | For |
| Westlake Chemical Corporation | | WLK | | 960413102 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director James Chao | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director H. John Riley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Body Central Corp. | | BODY | | 09689U102 | | USA | | 24-May-12 | | Annual | | Management | | 1.1 | | Elect Director B. Allen Weinstein | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Beth R. Angelo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David A. Katz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| CSG Systems International, Inc. | | CSGS | | 126349109 | | USA | | 24-May-12 | | Annual | | Management | | 1.1 | | Elect Director Peter E. Kalan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Frank V. Sica | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James A. Unruh | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Limited Brands, Inc. | | LTD | | 532716107 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Elect Director James L. Heskett | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Allan R. Tessler | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Abigail S. Wexner | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Stock Retention/Holding Period | | Against | | For |
| Manhattan Associates, Inc. | | MANH | | 562750109 | | USA | | 24-May-12 | | Annual | | Management | | 1.1 | | Elect Director Deepak Raghavan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter F. Sinisgalli | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Red Robin Gourmet Burgers, Inc. | | RRGB | | 75689M101 | | USA | | 24-May-12 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert B. Aiken | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Richard J. Howell | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James T. Rothe | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director J. Taylor Simonton | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| Stone Energy Corporation | | SGY | | 861642106 | | USA | | 24-May-12 | | Annual | | Management | | 1.1 | | Elect Director George R. Christmas | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director B.J. Duplantis | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Peter D. Kinnear | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John P. Laborde | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert S. Murley | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. Pattarozzi | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Donald E. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Kay G. Priestly | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Phyllis M. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director David H. Welch | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Chesapeake Lodging Trust | | CHSP | | 165240102 | | USA | | 25-May-12 | | Annual | | Management | | 1.1 | | Elect Director James L. Francis | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Douglas W. Vicari | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas A. Natelli | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas D. Eckert | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John W. Hill | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director George F. McKenzie | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jeffrey D. Nuechterlein | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| WABCO Holdings Inc. | | WBC | | 92927K102 | | USA | | 25-May-12 | | Annual | | Management | | 1.1 | | Elect Director Michael T. Smith | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John F. Fiedler | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jean-Paul L. Montupet | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Intrepid Potash, Inc. | | IPI | | 46121Y102 | | USA | | 29-May-12 | | Annual | | Management | | 1 | | Elect Director Terry Considine | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Chris A. Elliott | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| AVEO Pharmaceuticals, Inc. | | AVEO | | 053588109 | | USA | | 30-May-12 | | Annual | | Management | | 1.1 | | Elect Director Kenneth M. Bate | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Ronald A. DePinho | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Anthony B. Evnin | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tuan Ha-Ngoc | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Raju Kucherlapati | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Henri A. Termeer | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Kenneth E. Weg | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Robert C. Young | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| GLOBAL GEOPHYSICAL SERVICES, INC. | | GGS | | 37946S107 | | USA | | 30-May-12 | | Annual | | Management | | 1.1 | | Elect Director Richard A. Degner | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael C. Forrest | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael S. Bahorich | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Incyte Corporation | | INCY | | 45337C102 | | USA | | 30-May-12 | | Annual | | Management | | 1.1 | | Elect Director Richard U. De Schutter | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Barry M. Ariko | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Julian C. Baker | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Paul A. Brooke | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Wendy L. Dixon | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul A. Friedman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Roy A. Whitfield | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Mentor Graphics Corporation | | MENT | | 587200106 | | USA | | 30-May-12 | | Annual | | Management | | 1.1 | | Elect Director Keith L. Barnes | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter L. Bonfield | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Gregory K. Hinckley | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin C. McDonough | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patrick B. McManus | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Walden C. Rhines | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David S. Schechter | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Select Comfort Corporation | | SCSS | | 81616X103 | | USA | | 30-May-12 | | Annual | | Management | | 1.1 | | Elect Director Stephen L. Gulis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Brenda J. Lauderback | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ervin R. Shames | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Air Methods Corporation | | AIRM | | 009128307 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Ralph J. Bernstein | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark D. Carleton | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Lowell D. Miller | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Express, Inc. | | EXPR | | 30219E103 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Michael F. Devine, III | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mylle H. Mangum | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| Ulta Salon, Cosmetics & Fragrance, Inc. | | ULTA | | 90384S303 | | USA | | 31-May-12 | | Annual | | Management | | 1.1 | | Elect Director Robert F. DiRomualdo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Catherine A. Halligan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Lorna E. Nagler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Calamos Asset Management, Inc. | | CLMS | | 12811R104 | | USA | | 01-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director G. Bradford Bulkley | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Thomas F. Eggers | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Richard W. Gilbert | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Arthur L. Knight | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| INTERMUNE, INC. | | ITMN | | 45884X103 | | USA | | 04-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Lars G. Ekman | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan S. Leff | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Angus C. Russell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Scientific Games Corporation | | SGMS | | 80874P109 | | USA | | 05-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director A. Lorne Weil | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Chambrello | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Peter A. Cohen | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gerald J. Ford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David L. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul M. Meister | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ronald O. Perelman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michael J. Regan | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Barry F. Schwartz | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Frances F. Townsend | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Eric M. Turner | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Other Business | | For | | Against |
| Penn National Gaming, Inc. | | PENN | | 707569109 | | USA | | 06-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Handler | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John M. Jacquemin | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Share Holder | | 4 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| Ramco-Gershenson Properties Trust | | RPT | | 751452202 | | USA | | 06-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Arthur H. Goldberg | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark K. Rosenfeld | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Stephen R. Blank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Matthew L. Ostrower | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Joel M. Pashcow | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David J. Nettina | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Alliance Data Systems Corporation | | ADS | | 018581108 | | USA | | 07-Jun-12 | | Annual | | Management | | 1 | | Elect Director Edward J. Heffernan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert A. Minicucci | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Kaiser Aluminum Corporation | | KALU | | 483007704 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David Foster | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Teresa A. Hopp | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William F. Murdy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Graham T. Allison | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter Karmanos, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William S. Taubman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Vitamin Shoppe, Inc. | | VSI | | 92849E101 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Richard L. Markee | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director B. Michael Becker | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Catherine E. Buggeln | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John H. Edmondson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David H. Edwab | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Richard L. Perkal | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Beth M. Pritchard | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Katherine Savitt-Lennon | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Anthony N. Truesdale | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| CAI International, Inc. | | CAP | | 12477X106 | | USA | | 08-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Hiromitsu Ogawa | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William Liebeck | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| United Rentals, Inc. | | URI | | 911363109 | | USA | | 08-Jun-12 | | Annual | | Management | | 1 | | Elect Director Jenne K. Britell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jose B. Alvarez | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Bobby J. Griffin | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Michael J. Kneeland | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Pierre E. Leroy | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Singleton B. McAllister | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Brian D. McAuley | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John S. McKinney | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director James H. Ozanne | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Jason D. Papastavrou | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Filippo Passerini | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Donald C. Roof | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Keith Wimbush | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Repeal Exclusive Venue Provision | | Against | | For |
| DaVita Inc. | | DVA | | 23918K108 | | USA | | 11-Jun-12 | | Annual | | Management | | 1 | | Elect Director Pamela M. Arway | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Charles G. Berg | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Carol Anthony (John) Davidson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Paul J. Diaz | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Peter T. Grauer | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John M. Nehra | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director William L. Roper | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Kent J. Thiry | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Roger J. Valine | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| Ameristar Casinos, Inc. | | ASCA | | 03070Q101 | | USA | | 13-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Thomas M. Steinbauer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Leslie Nathanson Juris | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Oxford Industries, Inc. | | OXM | | 691497309 | | USA | | 13-Jun-12 | | Annual | | Management | | 1 | | Elect Director Thomas C. Chubb, III | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John R. Holder | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J. Hicks Lanier | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Clarence H. Smith | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| PetSmart, Inc. | | PETM | | 716768106 | | USA | | 13-Jun-12 | | Annual | | Management | | 1 | | Elect Director Angel Cabrera | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Rita V. Foley | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Philip L. Francis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Rakesh Gangwal | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joseph S. Hardin, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gregory P. Josefowicz | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Amin I. Khalifa | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Richard K. Lochridge | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert F. Moran | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Barbara A. Munder | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Thomas G. Stemberg | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Continental Resources, Inc. | | CLR | | 212015101 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Ellis L. ‘Lon’ McCain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Mark E. Monroe | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Edward T. Schafer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| Fortinet, Inc. | | FTNT | | 34959E109 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Chenming Hu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hong Liang Lu | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Ken Xie | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Movado Group, Inc. | | MOV | | 624580106 | | USA | | 14-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Margaret Hayes Adame | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Richard Cote | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Efraim Grinberg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alan H. Howard | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard Isserman | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nathan Leventhal | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Donald Oresman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Leonard L. Silverstein | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Alex Grinberg | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Maurice Reznik | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | CUSIP | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 18-Jun-12 | | Annual | | Management | | 1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director William J. Nutt | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Tracy P. Palandjian | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| Hornbeck Offshore Services, Inc. | | HOS | | 440543106 | | USA | | 21-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Larry D. Hornbeck | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Steven W. Krablin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John T. Rynd | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Rite Aid Corporation | | RAD | | 767754104 | | USA | | 21-Jun-12 | | Annual | | Management | | 1 | | Elect Director Joseph B. Anderson, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Francois J. Coutu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michel Coutu | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James L. Donald | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director David R. Jessick | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Michael N. Regan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Mary F. Sammons | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John T. Standley | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Marcy Syms | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 13 | | Adopt Anti Gross-up Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Increase Disclosure of Executive Compensation | | Against | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Approve Proposal Relating to the Relationships of Directors | | Against | | Against |
| VeriFone Systems, Inc. | | PAY | | 92342Y109 | | USA | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Robert W. Alspaugh | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Douglas G. Bergeron | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Dr. Leslie G. Denend | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Alex W. Hart | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert B. Henske | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. McGinn | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eitan Raff | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jeffrey E. Stiefler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Nuveen Tradewinds Emerging Markets Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 05-Jul-11 | | Special | | Management | | 1 | | Elect Kim Gyung-Min as Outside Director and Member of Audit Committee | | For | | For |
| KRKA DD | | KRKG | | X4571Y100 | | Slovenia | | 07-Jul-11 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Approve Financial Statements and Annual Report; Approve Management Board, Supervisory Board, and Auditor Reports; | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Approve Allocation of Income and Dividends of EUR 1.40 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Approve Discharge of Management and Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Attendance Fees and Travel Expense Reimbursement for Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Approve Resolution Re: Remuneration of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG Slovenia as Auditor | | For | | For |
| KLCC Property Holdings Bhd | | KLCCP | | Y4804V104 | | Malaysia | | 20-Jul-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended March 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of MYR 0.07 Per Share for the Financial Year Ended March 31, 2011 | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Hashim bin Wahir as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Pragasa Moorthi a/l Krishnasamy as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Krishnan C K Menon as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors in the Amount of MYR 569,806.26 for the Financial Year Ended March 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| GP Investments Ltd | | GPIV11 | | G4035L107 | | Bermuda | | 28-Jul-11 | | Special | | Management | | 1 | | Elect Chairman of the Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Confirm Meeting Notice | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Bylaws Re: Dividend Policy | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Transact Other Business | | For | | Against |
| Solidere | | SOLA | | 522386101 | | Lebanon | | 01-Aug-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements, Statutory Reports, and Dividend Payments | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Board and Chairman | | For | | For |
| Turkcell Iletisim Hizmetleri AS | | TCELL | | M8903B102 | | Turkey | | 11-Aug-11 | | Special | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive Board Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Receive Internal Audit Report | | | | |
| | | | | | | | | | | | Management | | 5 | | Receive External Audit Report | | | | |
| | | | | | | | | | | | Management | | 6 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Discharge of Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Discharge of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Appoint Internal Statutory Auditors and Approve Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.a | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.b | | Approve Date of Dividend Distribution | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 12 | | Close Meeting | | | | |
| Murray & Roberts Holdings Ltd | | MUR | | S52800133 | | South Africa | | 16-Aug-11 | | Written Consent | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Companies | | For | | For |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 16-Aug-11 | | Special | | Management | | 1 | | Amend Article 43 of Company’s Basic Decree | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 16-Aug-11 | | Annual | | Management | | 1 | | Elect CEO | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Elect Adel Hussein Abdel Aziz as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Elect Director to replace Hesham Saad Mekawy | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Related Party Transactions in Relation to TE North Project | | For | | Do Not Vote |
| SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 31-Aug-11 | | Special | | Management | | 1 | | Approve Spinoff Agreement | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Kim Joon-Ho as Inside Director | | For | | Against |
| Safaricom Limited | | SAF | | V74587102 | | Kenya | | 08-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve First and Final Dividends of KES 0.20 per Share and KES 0.05 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Susan Mudhune as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | Brazil | | 09-Sep-11 | | Special | | Management | | 1 | | Amend Article 3 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles 17 and 34 | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Article 3 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 31 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles 17 and 34 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 16 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 31 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Regulations of Corporate Sustainability Index (ISE/BOVESPA) | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 16 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 7 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Regulations of Corporate Sustainability Index (ISE/BOVESPA) | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles 16 and 17 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 7 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles 22, 23, and 25 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles 16 and 17 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Articles 32 and 33 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles 22, 23, and 25 | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 34 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Articles 32 and 33 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Articles 58, 59, and 60 | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 34 | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Articles 58, 59, and 60 | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director | | For | | For |
| Kazkommertsbank JSC | | | | 48666E509 | | Kazakhstan | | 12-Sep-11 | | Special | | Management | | 1 | | Approve Meeting Agenda | | | | |
| | | | | | | | | | | | Management | | 1 | | Approve Meeting Agenda | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Changes to Company’s Reserve Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Changes to Company’s Reserve Capital | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Recall Mukhtar S. Yerzhanov from Board of Directors in His Capacity as Independent Director; Reelect Mukhtar S. Yerzhanov to Board of Directors as Shareholder Representative | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Recall Mukhtar S. Yerzhanov from Board of Directors in His Capacity as Independent Director; Reelect Mukhtar S. Yerzhanov to Board of Directors as Shareholder Representative | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Independent Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Independent Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Share Valuation Methodology for Purposes of Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Share Valuation Methodology for Purposes of Share Repurchase Program | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 7 | | I Hereby Certify that I am not a Legal Entity or having Shareholder Participant, or an Individual which Participates in Legal Entities incorporated in any OffShore Zones Set by the Authorized Body of the Republic of Kazakhstan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | I Hereby Certify that I am not a Legal Entity or having Shareholder Participant, or an Individual which Participates in Legal Entities incorporated in any OffShore Zones Set by the Authorized Body of the Republic of Kazakhstan | | For | | For |
| China Security & Surveillance Technology, Inc. | | CSR | | 16942J105 | | USA | | 14-Sep-11 | | Annual | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Guoshen Tu | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Terence Yap | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Runsen Li | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Peter Mak | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Robert Shiver | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 16-Sep-11 | | Special | | Management | | 1 | | Elect Kim Joong-Gyum as CEO | | For | | For |
| Philippine Long Distance Telephone Co. | | TEL | | 718252604 | | Philippines | | 20-Sep-11 | | Special | | Management | | 3 | | Approve the Amendments to the Articles of Incorporation Consisting of the Sub-Classification of the Authorized Preferred Capital Stock into 150 Million Shares of Voting Preferred Stock and 807.5 Million Shares of Non-Voting Serial Preferred Stock | | For | | For |
| Niko Resources Ltd. | | NKO | | 653905109 | | Canada | | 21-Sep-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Five | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Edward S. Sampson | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director William T. Hornaday | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director C. J. (Jim) Cummings | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Conrad P. Kathol | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wendell W. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | Against |
| Huaneng Power International, Inc. | | 00902 | | Y3744A105 | | Hong Kong | | 27-Sep-11 | | Special | | Management | | 1 | | Approve Liability Insurance Policy for Directors and Senior Management | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Approve Liability Insurance Policy for Directors and Senior Management | | For | | Against |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 27-Sep-11 | | Special | | Management | | 1 | | Approve Transfer of Powers of General Director to Managing Company | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve New Edition of Charter | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.1 | | Approve Related-Party Transactions with OAO GPB Re: Bank Deposit Contracts | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.2 | | Approve Related-Party Transactions with OAO GPB Re: Contracts for Placement of Monetary Funds | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.3 | | Approve Related-Party Transactions with OAO Bank Rossiya Re: Bank Deposit Contracts | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.4 | | Approve Related-Party Transactions with JSC Atomstroyexport Re: Supplementary Agreements to Oct. 16, 1999, Contract on Design, Delivery, and Construction | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.5 | | Approve Related-Party Transaction(s) with Various Banks Re: Guarantee Contracts | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.6 | | Approve Related-Party Transactions with INTER RAO Credit B.V. Re: Loan Agreements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.7 | | Approve Related-Party Transaction with ZAO Quartz-New Technologies Re: Construction Contract | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Rei Agro Ltd. | | 532106 | | Y7253S134 | | India | | 29-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividend on Preference Shares of INR 4.00 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend on Equity Shares of INR 0.20 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint I.N.K. Gupta as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint K.D. Ghosh as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve P.K. Lilha & Co as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Payment of Commission to S. Jhunjhunwala, Chairman | | For | | For |
| Eastern Company SAE | | EAST | | M2932V106 | | Egypt | | 04-Oct-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Increase in Annual Salaries for Employees Pursuant to Egyptian Regulations | | For | | Do Not Vote |
| Turkcell Iletisim Hizmetleri AS | | TCELL | | M8903B102 | | Turkey | | 12-Oct-11 | | Special | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Receive Board Report | | | | |
| | | | | | | | | | | | Management | | 3 | | Receive Board Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Approve Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Approve Their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Receive Internal Audit Report | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Internal Audit Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Receive External Audit Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Receive External Audit Report | | | | |
| | | | | | | | | | | | Management | | 8 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 10 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 11 | | Close Meeting | | | | |
| | | | | | | | | | | | Management | | 11 | | Close Meeting | | | | |
| Impala Platinum Holdings Ltd | | IMP | | S37840113 | | South Africa | | 26-Oct-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Re-elect Michael McMahon as Chairman of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Hugh Cameron as Member of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Babalwa Ngonyama as Member of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Policy | | For | | Against |
| | | | | | | | | | | | Management | | 5.1 | | Elect Brenda Berlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Re-elect David Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Re-elect Hugh Cameron as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Re-elect Mandla Gantsho as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Re-elect Thabo Mokgatlha as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Re-elect Babalwa Ngonyama as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in the Remuneration of Non-executive Directors with Effect from 1 July 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Assistance to Related or Inter-related Company or Corporation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Murray & Roberts Holdings Ltd | | MUR | | S52800133 | | South Africa | | 26-Oct-11 | | Annual | | Management | | 1 | | Elect Andries Bester as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Henry Laas as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect David Barber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Alan Knott-Craig as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Sibusiso Sibisi as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint Deloitte & Touche as Auditors of the Company and Appoint A Zoghby as the Individual Registered Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect David Barber as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Anthony Routledge as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Mahlape Sello as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Alan Knott-Craig as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Non-executive Directors Fees with Effect from 1 October 2011 | | For | | For |
| BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 27-Oct-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 1.4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
| BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 27-Oct-11 | | Special | | Management | | 1 | | Amend Article 16 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Remove Articles 62 and 64 | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-Oct-11 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction of the Capital of New Polyus Gold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction of the Capital of New Polyus Gold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction of the Capital of New Polyus Gold | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Cresud S.A.C.I.F. y A. | | CRES | | 226406106 | | Argentina | | 31-Oct-11 | | Annual/Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income of ARS 212.56 Million and Distribution of Dividends for Fiscal Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2011 in the Amount of ARS 7.38 Million; Approve Audit Committee’s Budget | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Fix Number of and Elect Directors and Alternates | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Principal and Alternate Members of the Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Auditors for Next Fiscal Year and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Amendments to the Shared Services Agreement Report | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Approve Allocation of Treasury Shares | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Treatment of Provisions for Tax on Shareholders’ Personal Assets | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Increase of Issuance of Debt Securities Up to USD 150 Million within the Global Bond Contract Program; Renew Board Authority Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Spin-Off-Merger Balance Sheets of Agrology SA and Cresud SACIF as of June 30, 2011 and the Reports Prepared by Internal Statutory Auditors Committee and the Auditor | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Renew Authority of Board to Set Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 30 Million as Approved by General Meeting on Oct. 29, 2009; Ratify Request for Listing in the Special Registry of VCP Issuers | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 10-Nov-11 | | Special | | Management | | 1 | | Elect Nam Dong-Gyun as Member of Audit Committee | | For | | For |
| Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | India | | 15-Nov-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividend of INR 0.90 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint K. Biyani as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint D. Koshy as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint A. Harish as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint V. Biyani as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve NGS & Co as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 15 Billion | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 16-Nov-11 | | Special | | Management | | 1 | | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | | For | | For |
| CGA Mining Ltd. | | CGX | | Q22628103 | | Australia | | 22-Nov-11 | | Annual | | Management | | 1 | | Elect Mark Savage as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Employee Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Adopt Director’s Remuneration Report | | For | | For |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 08-Dec-11 | | Special | | Management | | 1 | | Approve Related-Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Village Main Reef Ltd | | VIL | | S92992122 | | South Africa | | 09-Dec-11 | | Annual | | Management | | 1 | | Elect Richard de Villiers as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Baba Njenje as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Gerard Kemp as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers as Auditors and D Shango as the Individual Registered Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Ferdi Dippenaar as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Khethiwe McClain as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Gerard Kemp as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Roy Pitchford as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Amend the Village Main Reef Forfeitable Share Plan 2010 | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance for Subscription for Securities | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Adopt Memorandum of Incorporation | | For | | For |
| Banco Santander Brasil SA | | SANB4 | | P1505Z160 | | Brazil | | 16-Dec-11 | | Special | | Management | | 1 | | Amend Articles Re: Nivel2 Regulations | | For | | For |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | Brazil | | 23-Dec-11 | | Special | | Management | | 1 | | Amend Article 25 (XXVI and XXVII) | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Articles 25 (XXVI and XXVII), 25 (II and X), 17 (IV), 29, 3 and Articles 2, 17, 18, and 20 Re: Nivel 1 Regulations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles 25 (II and X), 17 (IV), 29, and 3 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles 2, 17, 18, and 20 Re: Nivel 1 Regulations | | For | | For |
| Embraer SA | | | | 29082A107 | | Brazil | | 10-Jan-12 | | Special | | Management | | 1 | | Amend Articles and Consolidate Company’s Bylaws | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Stock Option Plan | | For | | Against |
| EGIS Pharmaceuticals Plc. | | | | X1897P128 | | Hungary | | 25-Jan-12 | | Annual | | Management | | 1 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with International Financial Reporting Standards (IFRS) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with Hungarian Accounting Law (HAL) | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Auditor’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Report on Corporate Governance | | For | | For |
| | | | | | | | | | | | Management | | 15.1 | | Reelect Christian BAZANTAY as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.2 | | Reelect Nicolas BOUTS as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.3 | | Reelect Ange DIAZ as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.4 | | Reelect Mrs. GAL Peterne as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.5 | | Reelect HODASZ Istvan as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.6 | | Reelect Yves LANGOURIEUX as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.7 | | Reelect Olivier LAUREAU as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.8 | | Reelect Csaba POROSZLAI as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.9 | | Reelect Jean-Philippe SETA as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.10 | | Reelect Jozsef VERESS as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.11 | | Elect Zsolt FEHERDI as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Remuneration of Officials | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Amend Articles of Association Re: Exercising of Employer’s Right | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 29-Jan-12 | | Special | | Management | | 1 | | Amend Articles 21, 26, and 28 of Company’s Basic Decree | | For | | Do Not Vote |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 29-Jan-12 | | Annual | | Management | | 1 | | Approve Annual Salaries for Employees Pursuant to Egyptian Regulations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Ratify Changes to the Board of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Dividends of EGP 0.30 per Share | | For | | Do Not Vote |
| Banco Santander Brasil SA | | SANB4 | | P1505Z160 | | Brazil | | 07-Feb-12 | | Special | | Management | | 1 | | Approve Deferred Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles Re: Establishment of Remuneration Committee | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 20-Feb-12 | | Special | | Management | | 1.1 | | Elect Koo Bon-woo as Executive Director | | None | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Cho Sung-Hoon as Executive Director | | None | | Against |
| Huaneng Power International, Inc. | | 00902 | | Y3744A105 | | Hong Kong | | 21-Feb-12 | | Special | | Management | | 1 | | Elect Guo Hongbo as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the 2012 Continuing Connected Transactions Between the Company and China Huaneng Group | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the 2012 to 2014 Continuing Connected Transactions Between the Company and China Huaneng Finance Corporation Limited | | For | | Against |
| First Gulf Bank PJSC | | FGB | | M4580N105 | | United Arab Emirates | | 29-Feb-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Directors (Bundled) | | For | | For |
| Murray & Roberts Holdings Ltd | | MUR | | S52800133 | | South Africa | | 29-Feb-12 | | Special | | Management | | 1 | | Approve Conversion of Share Capital from Par Value Shares to No Par Value Shares | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in Authorised Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend the Company’s Memorandum of Incorporation Re: Authorised Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise the Ability to Issue 30 Percent or More of the Company’s Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Place Authorised but Unissued Shares Under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | India | | 05-Mar-12 | | Special | | Management | | 1 | | Approve Reclassification of Authorized Share Capital by Reclassifying 4 Million Preference Shares of INR 100 Each to 200 Million Equity Shares of INR 2.00 Each | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Terms of Issue of the Class B (Series 1) Shares Re: Voting and Dividend Rights | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Transfer of Register of Members, Documents, and Certificates to Future Retail Home Office, Corporate Office | | For | | For |
| Embraer SA | | | | 29082A107 | | Brazil | | 06-Mar-12 | | Special | | Management | | 1 | | Elect Arno Hugo Augustin Filho as Director and Cleber Ubiratan de Oliveira as Alternate | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Board Chairman | | For | | For |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 12-Mar-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Charitable Donations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Related Party Transactions | | For | | Do Not Vote |
| United Phosphorus Limited | | 512070 | | Y9247H166 | | India | | 12-Mar-12 | | Special | | Management | | 1 | | Amend Object III C of the Other Objects Clause of the Memorandum of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Commencement of Activities Specified Under the Object Clause of the Memorandum of Association | | For | | For |
| KT Corp. | | 030200 | | 48268K101 | | South Korea | | 16-Mar-12 | | Annual | | Management | | 1 | | Reelect Lee Suk-Chae as CEO | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Reelect Kim Eung-Han as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Sung Keuk-Jae as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Reelect Lee Chun-Ho as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Cha Sang-Kyoon as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Relect Kim Eung-Han as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve CEO Management Agreement | | For | | For |
| Petroleo Brasileiro SA-Petrobras | | PETR4 | | 71654V101 | | Brazil | | 19-Mar-12 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Capital Budget for Upcoming Fiscal Year | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Elect Directors Appointed by Controlling Shareholder | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Elect Directors Appointed by Minority Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Board Chairman | | For | | For |
| | | | | | | | | | | | Management | | 6a | | Elect Fiscal Council Members and Alternates Appointed by Controlling Shareholder | | For | | For |
| | | | | | | | | | | | Management | | 6b | | Elect Fiscal Council Members and Alternates Appointed by Minority Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorize Capitalization of Reserves Without Issuance of New Shares | | For | | For |
| Yapi Ve Kredi Bankasi AS | | YKBNK | | M9869G101 | | Turkey | | 22-Mar-12 | | Annual | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Ratify Director Appointment | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board and Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Sales of Assets and Discharge Directors Involved in Transaction | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 6 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Appoint Internal Statutory Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors and Internal Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Receive Information on Profit Distribution Policy | | | | |
| | | | | | | | | | | | Management | | 11 | | Receive Information on Company Disclosure Policy | | | | |
| | | | | | | | | | | | Management | | 12 | | Receive Information on Charitable Donations | | | | |
| | | | | | | | | | | | Management | | 13 | | Ratify External Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Increase Authorized Share Capital and Amend Company Articles Accordingly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 15 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 16 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 17 | | Wishes | | | | |
| SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 23-Mar-12 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Kim Young-Tae as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Ji Dong-Sub as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Reelect Lim Hyun-Chin as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Lim Hyun-Chin as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| Arab Bank plc | | ARBK | | M12702102 | | Jordan | | 28-Mar-12 | | Special | | Management | | 1 | | Authorize Share Repurchase Program | | For | | For |
| Petrobras Argentina S.A. | | PESA | | 71646J109 | | Argentina | | 29-Mar-12 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Unallocated Economic Results | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Their Alternates | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2011 and Appoint External Auditors for Fiscal Year 2012 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 30-Mar-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| Turkiye Vakiflar Bankasi TAO | | VAKBN | | M9037B109 | | Turkey | | 30-Mar-12 | | Annual | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive Statutory Reports | | | | |
| | | | | | | | | | | | Management | | 4 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Ratify Director Appointment | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Appoint Internal Statutory Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Remuneration of Directors and Internal Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Ratify External Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Receive Information on Charitable Donations | | | | |
| | | | | | | | | | | | Management | | 14 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 15 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Zenith Bank PLC | | ZENITH | | V9T871109 | | Nigeria | | 03-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Members of Audit Committee | | For | | For |
| Oriental Weavers Carpet Co | | ORWE | | M7558V108 | | Egypt | | 19-Apr-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Charitable Donations Conducted in 2011 and to be Conducted in 2012 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Elect Directors (Bundled) | | For | | Do Not Vote |
| Emaar Properties PJSC | | EMAAR | | M4025S107 | | United Arab Emirates | | 23-Apr-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations and Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Related Party Transactions | | For | | For |
| Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 23-Apr-12 | | Special | | Management | | 1 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 23-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Company’s Management | | For | | For |
| Industrias Bachoco S.A.B. de C.V. | | BACHOCOB | | 456463108 | | Mexico | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Approve CEO and External Auditor Reports for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Board Report on Principal Accounting Policies and Criteria in Accordance with Article 172-B of Company Law | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Approve Report on Activities Undertaken by Board of Directors in Accordance with Article 28, Part 5 of Stock Market Law | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Accept Audited Financial Statements of Company and its Principal Subsidiary for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Approve Report on Activities Undertaken by Audit and Corporate Practices Committee in Accordance with Article 43 of Stock Market Law | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Present Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve for 2012 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Board Secretary | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Chairman and Members of Audit and Corporate Practices Committees | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee Chairman and Members | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Embraer SA | | | | 29082A107 | | Brazil | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Committee Members | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Fiscal Council Members | | For | | For |
| MHP SA | | MHPC | | 55302T105 | | Luxembourg | | 27-Apr-12 | | Annual | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated and Standalone Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Allocation of Shares Bought Back by Company into Non-Distributable Reserve for Own Shares | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Renew Appointment of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Transact Other Business (Non-Voting) | | | | |
| Pampa Energia S.A. | | PAMP | | 697660207 | | Argentina | | 27-Apr-12 | | Annual/Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Individual and Consolidated Financial Statements, Statutory Reports for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Directors and Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee in the Amount of ARS 8.53 Million for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of External Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Accept Resignation and Remuneration of Jose Daniel Abelovich and Damian Burgio as Internal Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect One-Third of Members of Board of Directors; Elect Alternate Members; Elect Internal Statutory Auditors Committee Members and Alternates | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve External Auditors and Alternate for Fiscal Year 2012; Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Budget for Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Merger by Absorption of Inversora Ingentis (IISA) and Pampa Generacion SA (PG) by Company, and Spin-Off-Merger with Powerco SA | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Board to Subscribe Merger Agreement | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| SLC Agricola S.A | | SLCE3 | | P8711D107 | | Brazil | | 30-Apr-12 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Article Amends | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Executive Officers, and Non-Executive Directors | | For | | Against |
| Eastern Company SAE | | EAST | | M2932V106 | | Egypt | | 02-May-12 | | Annual | | Management | | 1 | | Approve Provisionary Budget for Fiscal Year 2012.2013 | | For | | Do Not Vote |
| Orascom Development Holding AG | | ODHN | | H5982A100 | | Switzerland | | 07-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1 | | Reelect Samih Sawiris as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Reelect Luciano Gabriel as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.3 | | Reelect Carolina Mueller-Moehl as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.4 | | Reelect Adil Douiri as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.5 | | Reelect Franz Egle as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.6 | | Reelect Jean-Gabriel Peres as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.7 | | Reelect Nicholas Cournoyer as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte AG as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 09-May-12 | | Annual | | Management | | 1 | | Elect Director Kevin L. Beebe | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Carolyn F. Katz | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | Indonesia | | 09-May-12 | | Annual | | Management | | 1 | | Approve Director and Commissioner Report and Discharge Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| Silver Standard Resources Inc. | | SSO | | 82823L106 | | Canada | | 09-May-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director A.E. Michael Anglin | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director John R. Brodie | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Richard C. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Richard D. Paterson | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 10-May-12 | | Annual | | Management | | 1 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Nozipho January-Bardill as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Rodney Ruston as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| Gafisa S.A | | GFSA3 | | P4408T158 | | Brazil | | 11-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Fix Number of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Company’s Management | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Install Fiscal Council and Fix Number of Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration for Fiscal Council | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Luks Group Vietnam Holdings Co., Ltd. | | 00366 | | G5700D106 | | Hong Kong | | 11-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.03 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Cheng Cheung as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Luk Fung as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Liang Fang as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3d | | Reelect Liu Li Yuan as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3e | | Reelect Tam Kan Wing as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3f | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | Indonesia | | 11-May-12 | | Annual | | Management | | 1 | | Approve Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Report on the Use of Proceeds from the IPO Bond II TELKOM in 2010 | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors of the Company and Its Partnership and Community Development Program | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Elect Directors and Commissioners | | For | | Against |
| Gold Fields Ltd | | GFI | | 38059T106 | | South Africa | | 14-May-12 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Delfin Lazaro as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Cheryl Carolus as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Roberto Danino as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Alan Hill as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Matthews Moloko as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Gold Fields Limited 2012 Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Remuneration of Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Adopt Memorandum of Incorporation | | For | | For |
| SLC Agricola S.A | | SLCE3 | | P8711D107 | | Brazil | | 16-May-12 | | Special | | Management | | 1 | | Amend Articles | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | Brazil | | 18-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Company’s Management | | For | | Against |
| Kazkommertsbank JSC | | | | 48666E509 | | Kazakhstan | | 18-May-12 | | Annual | | Management | | 1 | | Approve Meeting Agenda | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Meeting Agenda | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Management Board Report on Company’s Operations in Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Management Board Report on Company’s Operations in Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Date of Dividend Payment on Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Date of Dividend Payment on Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Approve Omission of Dividends on Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Approve Omission of Dividends on Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Authorize KZT 2.3 Billion Increase in Reserves; Approve Aggregate Size of Reserves | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Authorize KZT 2.3 Billion Increase in Reserves; Approve Aggregate Size of Reserves | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Approve Early Termination of Gail Buyske as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Approve Early Termination of Gail Buyske as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7.2 | | Elect Dmitry Tulin as New Director | | For | | For |
| | | | | | | | | | | | Management | | 7.2 | | Elect Dmitry Tulin as New Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of New Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of New Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Information on Remuneration of Directors and Executives | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Information on Remuneration of Directors and Executives | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Charter | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Amend Charter | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Amend Regulations on Board of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Amend Regulations on Board of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Review Shareholder Appeals Regarding Company’s 2011 Operations | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Review Shareholder Appeals Regarding Company’s 2011 Operations | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Directors | | For | | For |
| Gafisa S.A | | GFSA3 | | P4408T158 | | Brazil | | 21-May-12 | | Special | | Management | | 1 | | Amend Articles to Reflect Changes in Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Article 19 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles 27, 30, 31, and 32 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Consolidate Bylaws | | For | | For |
| IRSA Inversiones y Representaciones S.A. | | IRSA | | 450047204 | | Argentina | | 23-May-12 | | Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Cash Dividends of ARS 99 Million Charged to Unrestricted Reserves as of June 30, 2011 | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Adrian Coates as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect German Pikhoya as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Robert Buchan as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Earl of Clanwilliam as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Bruce Buck as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Kobus Moolman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Dmitry Razumov as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Alexander Mosionzhik as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Anna Kolonchina as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve ZAO Deloitte & Touche CIS as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| MTN Group Ltd | | MTN | | S8039R108 | | South Africa | | 29-May-12 | | Annual | | Management | | 1 | | Re-elect Alan Harper as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Dawn Marole as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Peter Mageza as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Alan van Biljon as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Alan van Biljon as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jeff van Rooyen as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Peter Mageza as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Johnson Njeke as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reappoint PricewaterhouseCoopers Inc and SizweNtsalubaGobodo Inc as Joint Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Remuneration Philosophy | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers and Other Persons Participating in Share or Other Employee Incentive Schemes | | For | | For |
| Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | India | | 30-May-12 | | Special | | Management | | 1 | | Approve Issuance of Equity Shares to Bennette, Coleman & Co. Ltd., Non-Promoter Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Issuance of Optionally Fully Convertible Debentures to Aditya Birla Nuvo Ltd and/or Peter Englands Fashions and Retail Ltd, Non-Promoter Group | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Change Company Name to Future Retail India Ltd. | | For | | For |
| First Bank of Nigeria PLC | | FBNP | | V3559L108 | | Nigeria | | 31-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Members of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Company Articles | | For | | Against |
| The United Laboratories International Holdings Limited | | 03933 | | G8813K108 | | Hong Kong | | 31-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Leung Wing Hon as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Tsoi Hoi Shan as Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 2c | | Reelect Chong Peng Oon as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Reelect Huang Bao Guang as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Gran Colombia Gold Corp. | | GCM | | 38501D204 | | Canada | | 01-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Ten | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Miguel de la Campa | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert Doyle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert Hines | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Serafino Iacono | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Augusto Lopez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alfonso Lopez Caballero | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Hernan Juan Jose Martinez Torres | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert Metcalfe | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Jaime Perez Branger | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Mario Pacheco | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 02-Jun-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Renew Auditors Appointement and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Charitable Donations Conducted in 2011 and to be Conducted in 2012 | | For | | Do Not Vote |
| EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 02-Jun-12 | | Special | | Management | | 1 | | Approve Board Report on the Contemplated Strategic Alliance with QInvest at the Level of EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve the Transfer of Company Subsidiaries Shares and Related Assets to EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Acquisition of 60 Percent of EFG Hermes Qatar Shares by Qinvest in Connection with the Contemplated Strategic Alliance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve the Independent Financial Advisor Report About the Strategic Alliance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve 1.Put Option Exercise In Order to Sell the Remaining 40 Percent Interests of EFG Hermes in EFG Hermes Qatar to QInvest. 2. Granting of a Call Option In Order for QInvest to Buy the Remaining 40 Percent Interests of EFG Hermes in EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Do Not Vote |
| Mirae Asset Securities Co. | | 037620 | | Y6074E100 | | South Korea | | 05-Jun-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Appropriation of Income and Dividend of KRW 500 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | Against |
| | | | | | | | | | | | Management | | 3-1 | | Elect Two Inside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 3-2 | | Elect Four Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4-1 | | Reelect Lee Kwang-Seop as Member of Audit Committee who is not Outside Director | | For | | Against |
| | | | | | | | | | | | Management | | 4-2 | | Reelect Two Members of Audit Committee who are Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Stock Option Grants | | For | | Against |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 08-Jun-12 | | Special | | Management | | 1 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Issuance of Equity or Equity-Linked Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Share Repurchase Program | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Eastern Platinum Ltd. | | ELR | | 276855103 | | Canada | | 12-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Terry Rozier | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director David W. Cohen | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Gordon Keep | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director John Andrews | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Hawkrigg | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director J. Merfyn Roberts | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Robert J. Gayton | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Zwelakhe Sisulu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 14-Jun-12 | | Special | | Management | | 1 | | Approve Reorganization of Company via Spinoff of OAO Third Generation | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Reorganization of OAO Third Generation via Merger with OAO Inter Rao Electric Power | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Reorganization of OAO OGK-3 via Merger with OAO Inter RAO UES | | For | | Do Not Vote |
| Cathay Financial Holding Co., Ltd. | | 2882 | | Y11654103 | �� | Taiwan | | 15-Jun-12 | | Annual | | Management | | 1 | | Approve 2011 Business Operations Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Plan on 2011 Profit Distribution | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Issuance of New Shares from Retained Earnings | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve to Amend Rules and Procedures Regarding Shareholder’s General Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Cash Capital Increase Proposal to Raise Long-term Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 15-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditor | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1 | | Elect Elena Ivanova as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Elect Elena Ryzhkova as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.3 | | Elect Sofiya Mansurova as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.4 | | Elect Nataliya Ananyeva as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.5 | | Elect Vasily Kulikov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Elect Boris Kovalchuk as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Elect Ilnar Mirsiyapov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3 | | Elect Aleksandr Rengevich as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.4 | | Elect Igor Opalin as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.5 | | Elect Aleksandr Matveyev as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.6 | | Elect Mikhail Konstantinov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.7 | | Elect Anton Badenkov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.8 | | Elect Aleksandr Abramkov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.9 | | Elect Aleksandr Boris as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.10 | | Elect Svetlana Shpakova as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.11 | | Elect Dmitriy Makarov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.1 | | Approve Related-Party Transaction with ZAO Atomstroieksport Re: Services Agreement | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.2 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya Re: Loan Agreements that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.3 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya, Vneshekonombank Re: Loan Agreements that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.4 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya, Vneshekonombank Re: Guarantee Agreements that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.5 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya, Vneshekonombank Re: Deposit Account Services that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.6 | | Approve Related-Party Transactions with Russian and International Banks Re: Loan Guarantee Agreements for Benefit of Inter RAO Credit B.V. | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.7 | | Approve Related-Party Transactions with Inter RAO Credit B.V. Re: Loan Agreements | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Gabriel Resources Ltd. | | GBU | | 361970106 | | Canada | | 21-Jun-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Dag Cramer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Raymond Edward Flood | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Keith Hulley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Alfred Gusenbauer | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Walter Segsworth | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Murray Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| Bankers Petroleum Ltd. | | BNK | | 066286303 | | Canada | | 27-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Wesley Clark | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Faber Group Bhd | | FABER | | Y2402Q113 | | Malaysia | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Final Dividend of MYR 0.08 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Ikmal Hijaz bin Hashim as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Adnan bin Mohammad as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Annuar Marzuki bin Abdul Aziz as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Mohamed Zain bin Mohamed Yusuf as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Jeram Bintang Sdn. Bhd. and its Subsidiary Companies | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve One-Time Ex-Gratia Payment to Ikmal Hijaz bin Hashim, Zainal Abidin bin Alias, Mohamed Zain bin Mohamed Yusuf, Oh Kim Sun, and Puasa bin Osman, Independent Non-Executive Directors | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Ivanhoe Mines Ltd. | | IVN | | 46579N103 | | Canada | | 28-Jun-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Jill Gardiner | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Warren Goodman | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Andrew Harding | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Isabelle Hudon | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director David Klingner | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Daniel Larsen | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Livia Mahler | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Peter G. Meredith | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kay Priestly | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Russel C. Robertson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Termination of Shareholder Rights Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Change Company Name to Turquoise Hill Resources Ltd. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Equity Incentive Plan | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| KLCC Property Holdings Bhd | | KLCCP | | Y4804V104 | | Malaysia | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Manharlal a/l Ratilal as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Ishak bin Imam Abas as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Augustus Ralph Marshall as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Solidere | | SOLA | | 522386101 | | Lebanon | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Board and Auditors’ Special Report on Related Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors and Fix Their Remuneration | | For | | For |
| Banro Corporation | | BAA | | 066800103 | | Canada | | 29-Jun-12 | | Annual/Special | | Management | | 1 | | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Bernard R. van Rooyen, and Simon F.W. Village as Directors | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| Gazprom OAO | | GAZP | | 368287207 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | �� | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | �� | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | �� | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | �� | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| RusHydro JSC | | HYDR | | 466294105 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00789317 per Ordinary Share | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Boris Ayuev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Elect Eduard Volkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.7 | | Elect Grigory Kurtser as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.8 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.9 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.10 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.11 | | Elect Yevgyeny Tugolukov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.12 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.13 | | Elect Mikhail Shelkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.14 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Elect Adyelya Vyasyelyeva as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gorevoy as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Anna Drokova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Yelena Litvina as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Alan Khadziyev as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | | | Management | | 8 | | New Edition of Regulations on General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Related-Party Transaction with OSAO Ingosstrah Re: Liability Insurance for Directors, Executives, and Company | | For | | For |
| Turkcell Iletisim Hizmetleri AS | | TCELL | | M8903B102 | | Turkey | | 29-Jun-12 | | Annual | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Amend Company Articles | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Elect Directors | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Receive Board Reports for 2010 and 2011 | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Internal Audit Reports for 2010 and 2011 | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements for 2010 and 2011 | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Receive External Audit Report for 2011 | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board for 2010 Financial Year | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Discharge of Board for 2011 Financial year | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Auditors for 2010 Financial Year | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Approve Discharge of Auditors for 2011 Financial Year | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Approve Allocation of Income for 2010 and 2011 | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Appoint Internal Statutory Auditors and Approve Their Remuneration | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 15 | | Ratify External Auditors | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 16 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 17 | | Receive Information on Donation Policy and Charitable Donations | | | | |
| | | | | | | | | | | | Management | | 18 | | Approve Remuneration Policy | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 19 | | Approve Remuneration of Directors and Internal Auditors | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 20 | | Receive Information on Company Disclosure Policy | | | | |
| | | | | | | | | | | | Management | | 21 | | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | | | | |
| | | | | | | | | | | | Management | | 22 | | Receive Information on Related Party Transactions | | | | |
| | | | | | | | | | | | Management | | 23 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 24 | | Close Meeting | | | | |
Nuveen Tradewinds Global All-Cap Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 05-Jul-11 | | Special | | Management | | 1 | | Elect Kim Gyung-Min as Outside Director and Member of Audit Committee | | For | | For |
| KRKA DD | | KRKG | | X4571Y100 | | Slovenia | | 07-Jul-11 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Approve Financial Statements and Annual Report; Approve Management Board, Supervisory Board, and Auditor Reports; | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Approve Allocation of Income and Dividends of EUR 1.40 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Approve Discharge of Management and Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Attendance Fees and Travel Expense Reimbursement for Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Approve Resolution Re: Remuneration of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG Slovenia as Auditor | | For | | For |
| Solidere | | SOLA | | 522386101 | | Lebanon | | 01-Aug-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements, Statutory Reports, and Dividend Payments | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Board and Chairman | | For | | For |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 16-Aug-11 | | Special | | Management | | 1 | | Amend Article 43 of Company’s Basic Decree | | For | | Do Not Vote |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 16-Aug-11 | | Annual | | Management | | 1 | | Elect CEO | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Elect Adel Hussein Abdel Aziz as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Elect Director to replace Hesham Saad Mekawy | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Related Party Transactions in Relation to TE North Project | | For | | Do Not Vote |
| SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 31-Aug-11 | | Special | | Management | | 1 | | Approve Spinoff Agreement | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Kim Joon-Ho as Inside Director | | For | | Against |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 16-Sep-11 | | Special | | Management | | 1 | | Elect Kim Joong-Gyum as CEO | | For | | For |
| Niko Resources Ltd. | | NKO | | 653905109 | | Canada | | 21-Sep-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Five | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Edward S. Sampson | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director William T. Hornaday | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director C. J. (Jim) Cummings | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Conrad P. Kathol | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wendell W. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management
Recommendation | | Vote Instruction |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 27-Sep-11 | | Special | | Management | | 1 | | Approve Transfer of Powers of General Director to Managing Company | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve New Edition of Charter | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.1 | | Approve Related-Party Transactions with OAO GPB Re: Bank Deposit Contracts | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.2 | | Approve Related-Party Transactions with OAO GPB Re: Contracts for Placement of Monetary Funds | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.3 | | Approve Related-Party Transactions with OAO Bank Rossiya Re: Bank Deposit Contracts | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.4 | | Approve Related-Party Transactions with JSC Atomstroyexport Re: Supplementary Agreements to Oct. 16, 1999, Contract on Design, Delivery, and Construction | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.5 | | Approve Related-Party Transaction(s) with Various Banks Re: Guarantee Contracts | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.6 | | Approve Related-Party Transactions with INTER RAO Credit B.V. Re: Loan Agreements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.7 | | Approve Related-Party Transaction with ZAO Quartz-New Technologies Re: Construction Contract | | For | | Do Not Vote |
| Turkcell Iletisim Hizmetleri AS | | TCELL | | 900111204 | | Turkey | | 12-Oct-11 | | Special | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Receive Board Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Approve Their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Receive Internal Audit Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Receive External Audit Report | | | | |
| | | | | | | | | | | | Management | | 8 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 11 | | Close Meeting | | | | |
| Impala Platinum Holdings Ltd | | IMP | | S37840113 | | South Africa | | 26-Oct-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Re-elect Michael McMahon as Chairman of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Hugh Cameron as Member of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Babalwa Ngonyama as Member of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Policy | | For | | Against |
| | | | | | | | | | | | Management | | 5.1 | | Elect Brenda Berlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Re-elect David Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Re-elect Hugh Cameron as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Re-elect Mandla Gantsho as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Re-elect Thabo Mokgatlha as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Re-elect Babalwa Ngonyama as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in the Remuneration of Non-executive Directors with Effect from 1 July 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Assistance to Related or Inter-related Company or Corporation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 27-Oct-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 1.4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
| BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 27-Oct-11 | | Special | | Management | | 1 | | Amend Article 16 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Remove Articles 62 and 64 | | For | | For |
| Newcrest Mining Ltd. | | NCM | | Q6651B114 | | Australia | | 27-Oct-11 | | Annual | | Management | | 2a | | Elect Winifred Kamit as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect Don Mercer as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect Richard Knight as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Adoption of the Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Renew Proportional Takeover Bid Approval Rule | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-Oct-11 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction of the Capital of New Polyus Gold | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| OPAP (Greek Organisation of Football Prognostics SA) | | OPAP | | X3232T104 | | Greece | | 03-Nov-11 | | Special | | Management | | 1 | | Approve Agreement with the Greek State for the Extension of a Contract | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Agreement with the Greek State for Granting to the Company a License to Install and Operate Video Lottery Terminals | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Debt Issuance | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Director Appointment | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Audit Committee Member | | For | | For |
| Downer EDI Ltd. | | DOW | | Q32623151 | | Australia | | 09-Nov-11 | | Annual | | Management | | 2 | | Elect R Mike Harding as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Remuneration Report For the Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Restricted Shares to Grant Fenn, Managing Director, Under the 2012 Long Term Incentive Plan | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 10-Nov-11 | | Special | | Management | | 1 | | Elect Nam Dong-Gyun as Member of Audit Committee | | For | | For |
| Western Digital Corporation | | WDC | | 958102105 | | USA | | 10-Nov-11 | | Annual | | Management | | 1 | | Elect Director Kathleen A. Cote | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John F. Coyne | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Henry T. DeNero | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director William L. Kimsey | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Michael D. Lambert | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Len J. Lauer | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Matthew E. Massengill | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Roger H. Moore | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas E. Pardun | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Arif Shakeel | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Microsoft Corporation | | MSFT | | 594918104 | | USA | | 15-Nov-11 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William H. Gates, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | India | | 15-Nov-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividend of INR 0.90 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint K. Biyani as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint D. Koshy as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint A. Harish as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint V. Biyani as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve NGS & Co as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 15 Billion | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 16-Nov-11 | | Special | | Management | | 1 | | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | | For | | For |
| Exelon Corporation | | EXC | | 30161N101 | | USA | | 17-Nov-11 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
| Guoco Group Ltd. | | 00053 | | G42098122 | | Bermuda | | 25-Nov-11 | | Special | | Management | | 1 | | Approve Executive Share Option Scheme of GuocoLand (Malaysia) Berhad | | For | | Against |
| Guoco Group Ltd. | | 00053 | | G42098122 | | Bermuda | | 25-Nov-11 | | Annual | | Management | | 1 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Kwek Leng Hai as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Tan Lim Heng as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Roderic N. A. Sage as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 08-Dec-11 | | Special | | Management | | 1 | | Approve Related-Party Transactions | | For | | Do Not Vote |
| Village Main Reef Ltd | | VIL | | S92992122 | | South Africa | | 09-Dec-11 | | Annual | | Management | | 1 | | Elect Richard de Villiers as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Baba Njenje as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Gerard Kemp as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers as Auditors and D Shango as the Individual Registered Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Ferdi Dippenaar as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Khethiwe McClain as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Gerard Kemp as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Roy Pitchford as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Amend the Village Main Reef Forfeitable Share Plan 2010 | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance for Subscription for Securities | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Adopt Memorandum of Incorporation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| TKC Corp. | | 9746 | | J83560102 | | Japan | | 22-Dec-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 22 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Yuzawa, Masao | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Hitaka, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Nagata, Tomohiko | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan | | For | | For |
| EGIS Pharmaceuticals Plc. | | | | X1897P128 | | Hungary | | 25-Jan-12 | | Annual | | Management | | 1 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with International Financial Reporting Standards (IFRS) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with Hungarian Accounting Law (HAL) | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Auditor’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Report on Corporate Governance | | For | | For |
| | | | | | | | | | | | Management | | 15.1 | | Reelect Christian BAZANTAY as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.2 | | Reelect Nicolas BOUTS as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.3 | | Reelect Ange DIAZ as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.4 | | Reelect Mrs. GAL Peterne as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.5 | | Reelect HODASZ Istvan as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.6 | | Reelect Yves LANGOURIEUX as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.7 | | Reelect Olivier LAUREAU as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.8 | | Reelect Csaba POROSZLAI as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.9 | | Reelect Jean-Philippe SETA as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.10 | | Reelect Jozsef VERESS as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.11 | | Elect Zsolt FEHERDI as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Remuneration of Officials | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Amend Articles of Association Re: Exercising of Employer’s Right | | For | | For |
| The Shaw Group Inc. | | SHAW | | 820280105 | | USA | | 25-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director J.M. Bernhard, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James F. Barker | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Daniel A. Hoffler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David W. Hoyle | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Mancuso | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Albert D. McAlister | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Stephen R. Tritch | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thos. E. Capps | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 29-Jan-12 | | Special | | Management | | 1 | | Amend Articles 21, 26, and 28 of Company’s Basic Decree | | For | | Do Not Vote |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 29-Jan-12 | | Annual | | Management | | 1 | | Approve Annual Salaries for Employees Pursuant to Egyptian Regulations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Ratify Changes to the Board of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Dividends of EGP 0.30 per Share | | For | | Do Not Vote |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 20-Feb-12 | | Special | | Management | | 1.1 | | Elect Koo Bon-woo as Executive Director | | None | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Cho Sung-Hoon as Executive Director | | None | | Against |
| Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | India | | 05-Mar-12 | | Special | | Management | | 1 | | Approve Reclassification of Authorized Share Capital by Reclassifying 4 Million Preference Shares of INR 100 Each to 200 Million Equity Shares of INR 2.00 Each | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Terms of Issue of the Class B (Series 1) Shares Re: Voting and Dividend Rights | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Transfer of Register of Members, Documents, and Certificates to Future Retail Home Office, Corporate Office | | For | | For |
| Telecom Egypt SAE | | ETEL | | M87886103 | | Egypt | | 12-Mar-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Charitable Donations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Related Party Transactions | | For | | Do Not Vote |
| KT Corp. | | 030200 | | 48268K101 | | South Korea | | 16-Mar-12 | | Annual | | Management | | 1 | | Reelect Lee Suk-Chae as CEO | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Reelect Kim Eung-Han as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Sung Keuk-Jae as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Reelect Lee Chun-Ho as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Cha Sang-Kyoon as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Relect Kim Eung-Han as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve CEO Management Agreement | | For | | For |
| SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 23-Mar-12 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Kim Young-Tae as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Ji Dong-Sub as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Reelect Lim Hyun-Chin as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Lim Hyun-Chin as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| NovaGold Resources Inc. | | NG | | 66987E206 | | Canada | | 28-Mar-12 | | Special | | Management | | 1 | | Approve Spin-Off Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in Maximum Number of Directors from Ten to Fifteen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve 1,875,000 Stock Option Plan Grants to Rick Van Nieuwenhuyse | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of 135,000 Common Shares to Rick Van Nieuwenhuyse | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Equity Incentive Plan of NovaCopper | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 30-Mar-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| Exelon Corporation | | EXC | | 30161N101 | | USA | | 02-Apr-12 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Christopher M. Crane | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Walter D’Alessio | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nicholas DeBenedictis | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Paul L. Joskow, Ph. D. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John M. Palms, Ph. D. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director William C. Richardson, Ph. D. | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Elect Director Yves C. de Balmann | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Elect Director Robert J. Lawless | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Elect Director Mayo A. Shattuck III | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Bangkok Bank Public Co. Ltd | | BBL | | Y0606R119 | | Thailand | | 12-Apr-12 | | Annual | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Acknowledge Operating Results Report | | | | |
| | | | | | | | | | | | Management | | 3 | | Acknowledge Audit Committee’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Dividend of THB 6.00 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 6.1 | | Elect Mongkolchaleam Yugala as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Elect Amorn Chandarasomboon as Director | | For | | Against |
| | | | | | | | | | | | Management | | 6.3 | | Elect Kosit Panpiemras as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.4 | | Elect Deja Tulananda as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.5 | | Elect Chartsiri Sophonpanich as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.6 | | Elect Suvarn Thansathit as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Acknowledge Remuneration of Directors | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Other Business | | For | | Against |
| Eli Lilly and Company | | LLY | | 532457108 | | USA | | 16-Apr-12 | | Annual | | Management | | 1 | | Elect Director K. Baicker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director J. E. Fyrwald | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director E. R. Marram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director D. R. Oberhelman | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Report on Research Animal Care and Promotion of Testing Alternatives | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Oriental Weavers Carpet Co | | ORWE | | M7558V108 | | Egypt | | 19-Apr-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Charitable Donations Conducted in 2011 and to be Conducted in 2012 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Elect Directors (Bundled) | | For | | Do Not Vote |
| Stolt-Nielsen Ltd | | SNI | | G85080102 | | Bermuda | | 19-Apr-12 | | Annual | | Management | | 1 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Continuation of Authorized Capital under the Stock Option Plan/Waiver of Shareholders’ Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Elect Christer Olsson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4b | | Elect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4c | | Elect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4d | | Elect Samuel Cooperman as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4e | | Elect Hakan Larsson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4f | | Elect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Elect Christer Olsson as Chairman of the Board of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| Vivendi | | VIV | | F97982106 | | France | | 19-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 1 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Jean-Rene Fourtou as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Philippe Donnet as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Renew Appointment of Ernst et Young et Autres as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Renew Appointment of Auditex as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| ERG spa | | ERG | | T3707Z101 | | Italy | | 20-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Fix Number of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Honorary Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Report | | For | | Against |
| Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 23-Apr-12 | | Special | | Management | | 1 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 23-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Company’s Management | | For | | For |
| Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director Bruce R. Brook | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Vincent A. Calarco | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Noreen Doyle | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael S. Hamson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jane Nelson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Richard T. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John B. Prescott | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Donald C. Roth | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Simon R. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Other Business | | For | | Against |
| Nexen Inc. | | NXY | | 65334H102 | | Canada | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director William B. Berry | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Robert G. Bertram | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas W. Ebbern | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin J. Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eric P. Newell | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas C. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kevin J. Reinhart | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francis M. Saville | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director John M. Willson | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David D. Freudenthal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patricia F. Godley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director George C. Morris, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Wesley M. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Peter I. Wold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | | Against | | For |
| CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director J. Brett Harvey | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Philip W. Baxter | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James E. Altmeyer, Sr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William E. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Raj K. Gupta | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia A. Hammick | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director David C.Hardesty, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John T. Mills | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director William P. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Joseph T. Williams | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| WestJet Airlines Ltd. | | WJA | | 960410306 | | Canada | | 01-May-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Thirteen | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Fix Number of Directors at Thirteen | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Clive J. Beddoe | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Clive J. Beddoe | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hugh Bolton | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hugh Bolton | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ron A. Brenneman | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ron A. Brenneman | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Antonio Faiola | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Antonio Faiola | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Brett Godfrey | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Brett Godfrey | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Allan W. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Allan W. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director L. Jacques Menard | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director L. Jacques Menard | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director L.M. (Larry) Pollock | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director L.M. (Larry) Pollock | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Janice Rennie | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Janice Rennie | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Gregg Saretsky | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Gregg Saretsky | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve 2008 Executive Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve 2008 Executive Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | | | Management | | 5 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Beck | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. William D. Birchall | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald J. Carty | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gustavo Cisneros | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert M. Franklin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Brett Harvey | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Dambisa Moyo | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian Mulroney | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Anthony Munk | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Peter Munk | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Aaron W. Regent | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Nathaniel P. Rothschild | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Steven J. Shapiro | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director John L. Thornton | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Nokia Corp. | | NOK1V | | 654902204 | | Finland | | 03-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | | | Management | | 5 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for Deputy Chairman, and EUR 130,000 for Other Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at 11 | | For | | For |
| | | | | | | | | | | | Management | | 12.1 | | Elect Bruce Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.2 | | Elect Stephen Elop as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.3 | | Elect Henning Kagermann as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.4 | | Elect Jouko Karvinen as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.5 | | Elect Helge Lund as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.6 | | Elect Isabel Marey-Semper as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.7 | | Elect Marten Mickos as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.8 | | Elect Elizabeth Nelson as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.9 | | Elect Dame Marjorie Scardino as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.10 | | Elect Risto Siilasmaa as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.11 | | Elect Kari Stadigh as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Actelion Ltd. | | ATLN | | H0032X135 | | Switzerland | | 04-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of CHF 0.80 per Share from Capital Contribution Reserves | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve CHF 2.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.1 | | Reelect Michael Jacobi as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.2 | | Elect Peter Gruss as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Ratify Ernst & Young AG as Auditors | | For | | Do Not Vote |
| Kinross Gold Corporation | | K | | 496902404 | | Canada | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John A. Brough | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tye W. Burt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John K. Carrington | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John M. H. Huxley | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kenneth C. Irving | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John A. Keyes | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Catherine McLeod-Seltzer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George F. Michals | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John E. Oliver | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Terence C.W. Reid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | For |
| PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | Indonesia | | 09-May-12 | | Annual | | Management | | 1 | | Approve Director and Commissioner Report and Discharge Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 10-May-12 | | Annual | | Management | | 1 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Nozipho January-Bardill as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Rodney Ruston as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Areva | | AREVA | | F0379H125 | | France | | 10-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Transaction with CEA, EDF | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with FSI | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Severance Payment Agreement with Luc Oursel | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Severance Agreement with Philippe Knoche | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Severance Agreement with Pierre Aubouin | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 400,000 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Amend Article 22 of Bylaws Re: Powers of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 290 Million for Private Placements | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of Up to EUR 290 Million for Bonus Issue | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | Indonesia | | 11-May-12 | | Annual | | Management | | 1 | | Approve Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Report on the Use of Proceeds from the IPO Bond II TELKOM in 2010 | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors of the Company and Its Partnership and Community Development Program | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Elect Directors and Commissioners | | For | | Against |
| Gold Fields Ltd | | GFI | | S31755101 | | South Africa | | 14-May-12 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Delfin Lazaro as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Cheryl Carolus as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Roberto Danino as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Alan Hill as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Matthews Moloko as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Gold Fields Limited 2012 Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Remuneration of Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Adopt Memorandum of Incorporation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Cameco Corporation | | CCO | | 13321L108 | | Canada | | 15-May-12 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Bruce | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Daniel Camus | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director John Clappison | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Joe Colvin | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director James Curtiss | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Donald Deranger | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tim Gitzel | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director James Gowans | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Nancy Hopkins | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Neil McMillan | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Victor Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Statoil ASA | | STL | | 85771P102 | | Norway | | 15-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | | | Management | | 3 | | Elect Olaug Svarva as Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.50 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 7 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Auditors for 2011 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Elect KPMG as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.1 | | Reelect Olaug Svarva as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.2 | | Reelect Idar Kreutzer as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.3 | | Reelect Karin Aslaksen as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.4 | | Reelect Greger Mannsverk as Member Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.5 | | Relect Steinar Olsen as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.6 | | Reelect Ingvald Strommen as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.7 | | Reelect Rune Bjerke as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.8 | | Relect Tore Ulstein as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.9 | | Elect Live Haukvik Aker as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.10 | | Elect Siri Kalvig as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.11 | | Elect Thor Oscar Bolstad as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.12 | | Elect Barbro Haetta as Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.13 | | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.14 | | Elect Bassim Haj as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.15 | | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.16 | | Reelect Linda Litlekalsoy Aase as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 107,900 for Chair, NOK 56,800 for Vice Chair, NOK 39,900 for Other Members, and NOK 5,700 Per Meeting for Deputy Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.1 | | Reelect Olaug Svarva as Chair of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.2 | | Reelect Tom Rathke as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.3 | | Reelect Live Haukvik Aker as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13.4 | | Reelect Ingrid Dramdal Rasmussen as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration of Members of Nominating Committee in the Amount of NOK 10,800 per Meeting for Chairman and NOK 8,000 per Meeting for Regular Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Thales | | HO | | F9156M108 | | France | | 15-May-12 | | Annual/Special | | Management | | 1 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.78 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Transaction with the French Government and TSA Re: Payment of Dividends in Shares | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with Dassault Aviation Re: Payment of Dividends in Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Transaction Regarding Increase in DNCS’ Capital from 25 Percent to 35 Percent | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Ann Taylor as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Elect Anne Claire Taittinger as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Reelect Loik Segalen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Reelect Eric Trappier as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Jeanne Marie Prost as Director | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 150 Million | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize up to 3 Million of Shares for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| American International Group, Inc. | | AIG | | 026874784 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Robert H. Benmosche | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John H. Fitzpatrick | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Laurette T. Koellner | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Donald H. Layton | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Christopher S. Lynch | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Arthur C. Martinez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director George L. Miles, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Henry S. Miller | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Robert S. Miller | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Ronald A. Rittenmeyer | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Douglas M. Steenland | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Finmeccanica Spa | | FNC | | T4502J151 | | Italy | | 16-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4.1 | | Slate 1 Submitted by Institutional Investors | | None | | For |
| | | | | | | | | | | | Share Holder | | 4.2 | | Slate 2 Submitted by the Italian Ministry of Economy and Finance | | None | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 5 | | Appoint Chairman of Internal Statutory Auditors | | None | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Internal Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles Re: 18 and 28, and Approve Article Re: 34 (Board-Related) | | For | | For |
| Southwest Airlines Co. | | LUV | | 844741108 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director David W. Biegler | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director J. Veronica Biggins | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Douglas H. Brooks | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director William H. Cunningham | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John G. Denison | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gary C. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Nancy B. Loeffler | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director John T. Montford | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Thomas M. Nealon | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Daniel D. Villanueva | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| Southwestern Energy Company | | SWN | | 845467109 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director Lewis E. Epley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert L. Howard | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Catherine A. Kehr | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Greg D. Kerley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Harold M. Korell | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Vello A. Kuuskraa | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kenneth R. Mourton | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Steven L. Mueller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Charles E. Scharlau | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Alan H. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| Electricite de France | | EDF | | F2940H113 | | France | | 24-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Article 18 of Bylaws Re: Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Old Republic International Corporation | | ORI | | 680223104 | | USA | | 25-May-12 | | Annual | | Management | | 1.1 | | Elect Director Harrington Bischof | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Leo E. Knight, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles F. Titterton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Steven R. Walker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Adrian Coates as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect German Pikhoya as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Robert Buchan as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Earl of Clanwilliam as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Bruce Buck as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Kobus Moolman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Dmitry Razumov as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Alexander Mosionzhik as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Anna Kolonchina as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve ZAO Deloitte & Touche CIS as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| NovaGold Resources Inc. | | NG | | 66987E206 | | Canada | | 29-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Sharon E. Dowdall | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gerald J. McConnell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Marc Faber | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tony S. Giardini | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas S. Kaplan | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gregory A. Lang | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Gillyeard J. Leathley | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kalidas V. Madhavpeddi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Clynton R. Nauman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Rick Van Nieuwenhuyse | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Anthony P. Walsh | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Award Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Re-approve Performance Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Deferred Share Unit Plan | | For | | For |
| Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | India | | 30-May-12 | | Special | | Management | | 1 | | Approve Issuance of Equity Shares to Bennette, Coleman & Co. Ltd., Non-Promoter Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Issuance of Optionally Fully Convertible Debentures to Aditya Birla Nuvo Ltd and/or Peter Englands Fashions and Retail Ltd, Non-Promoter Group | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Change Company Name to Future Retail India Ltd. | | For | | For |
| The United Laboratories International Holdings Limited | | 03933 | | G8813K108 | | Hong Kong | | 31-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Leung Wing Hon as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Tsoi Hoi Shan as Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 2c | | Reelect Chong Peng Oon as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Reelect Huang Bao Guang as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| OPAP (Greek Organisation of Football Prognostics SA) | | OPAP | | X3232T104 | | Greece | | 01-Jun-12 | | Annual | | Management | | 1 | | Accept Board and External Audit Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board and Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Director Remuneration for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Pre-approve Director Remuneration for 2012 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Participate in Companies with Similar Business Interests | | For | | For |
| EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 02-Jun-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Renew Auditors Appointement and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Charitable Donations Conducted in 2011 and to be Conducted in 2012 | | For | | Do Not Vote |
| EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 02-Jun-12 | | Special | | Management | | 1 | | Approve Board Report on the Contemplated Strategic Alliance with QInvest at the Level of EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve the Transfer of Company Subsidiaries Shares and Related Assets to EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Acquisition of 60 Percent of EFG Hermes Qatar Shares by Qinvest in Connection with the Contemplated Strategic Alliance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve the Independent Financial Advisor Report About the Strategic Alliance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve 1.Put Option Exercise In Order to Sell the Remaining 40 Percent Interests of EFG Hermes in EFG Hermes Qatar to QInvest. 2. Granting of a Call Option In Order for QInvest to Buy the Remaining 40 Percent Interests of EFG Hermes in EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Do Not Vote |
| Marine Harvest ASA | | MHG | | R2326D105 | | Norway | | 04-Jun-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Amendment to the 2009 Authorization to Issue Convertible Bonds without Preemptive Rights; Approve Authorization to Issue Shares in Support of Convertible Loans | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Creation of NOK 134 Million Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance Convertible Bonds without Preemptive Rights; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors and Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Elect Members of Nominating Committee; Approve Remuneration of Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Adopt Company’s Corporate Governance Statement | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Ingram Micro Inc. | | IM | | 457153104 | | USA | | 06-Jun-12 | | Annual | | Management | | 1 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Leslie Stone Heisz | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John R. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Orrin H. Ingram, II | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dale R. Laurance | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Linda Fayne Levinson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Alain Monie | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Michael T. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joe B. Wyatt | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| Chesapeake Energy Corporation | | CHK | | 165167107 | | USA | | 08-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Richard K. Davidson | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director V. Burns Hargis | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reincorporate in Another State [from Oklahoma to Delaware] | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Adopt Proxy Access Right | | Against | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 08-Jun-12 | | Special | | Management | | 1 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Issuance of Equity or Equity-Linked Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Share Repurchase Program | | For | | For |
| Eastern Platinum Ltd. | | ELR | | 276855103 | | Canada | | 12-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Terry Rozier | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director David W. Cohen | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Gordon Keep | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director John Andrews | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Hawkrigg | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director J. Merfyn Roberts | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Robert J. Gayton | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Zwelakhe Sisulu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 14-Jun-12 | | Special | | Management | | 1 | | Approve Reorganization of Company via Spinoff of OAO Third Generation | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Reorganization of OAO Third Generation via Merger with OAO Inter Rao Electric Power | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Reorganization of OAO OGK-3 via Merger with OAO Inter RAO UES | | For | | Do Not Vote |
| OGK-3 | | OGKC | | X9078Y107 | | Russia | | 15-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditor | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1 | | Elect Elena Ivanova as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Elect Elena Ryzhkova as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.3 | | Elect Sofiya Mansurova as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.4 | | Elect Nataliya Ananyeva as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.5 | | Elect Vasily Kulikov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Elect Boris Kovalchuk as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Elect Ilnar Mirsiyapov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3 | | Elect Aleksandr Rengevich as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.4 | | Elect Igor Opalin as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.5 | | Elect Aleksandr Matveyev as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.6 | | Elect Mikhail Konstantinov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.7 | | Elect Anton Badenkov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.8 | | Elect Aleksandr Abramkov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.9 | | Elect Aleksandr Boris as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.10 | | Elect Svetlana Shpakova as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.11 | | Elect Dmitriy Makarov as Director | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.1 | | Approve Related-Party Transaction with ZAO Atomstroieksport Re: Services Agreement | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.2 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya Re: Loan Agreements that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.3 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya, Vneshekonombank Re: Loan Agreements that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.4 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya, Vneshekonombank Re: Guarantee Agreements that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.5 | | Approve Related-Party Transaction(s) with GPB, AB Rossiya, Vneshekonombank Re: Deposit Account Services that Company May Enter Into as Part of Normal Course of Business | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.6 | | Approve Related-Party Transactions with Russian and International Banks Re: Loan Guarantee Agreements for Benefit of Inter RAO Credit B.V. | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6.7 | | Approve Related-Party Transactions with Inter RAO Credit B.V. Re: Loan Agreements | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Carrefour | | CA | | F13923119 | | France | | 18-Jun-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Severance Payment Agreement with Georges Plassat | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Dividends of EUR 0.52 per Share | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Stock Dividend Program | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Mathilde Lemoine as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Nicolas Bazire as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Appointment and Reelect Georges Plassat as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect Diane Labruyere as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Bertrand de Montesquiou as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Georges Ralli as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Stock Purchase Plan | | For | | For |
| Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 21-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Lisa M. Caputo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kathy J. Higgins Victor | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Gerard R. Vittecoq | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | For | | For |
| Gabriel Resources Ltd. | | GBU | | 361970106 | | Canada | | 21-Jun-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Dag Cramer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Raymond Edward Flood | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Keith Hulley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Alfred Gusenbauer | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Walter Segsworth | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Murray Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| Mitsui & Co. | | 8031 | | J44690139 | | Japan | | 21-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 28 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Anbe, Shintaro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tanaka, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| The Kroger Co. | | KR | | 501044101 | | USA | | 21-Jun-12 | | Annual | | Management | | 1 | | Elect Director Reuben V. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert D. Beyer | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Susan J. Kropf | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John T. LaMacchia | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director David B. Lewis | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director W. Rodney McMullen | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jorge P. Montoya | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Clyde R. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Susan M. Phillips | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director James A. Runde | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Ronald L. Sargent | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Bobby S. Shackouls | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Adopt ILO Based Code of Conduct | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| East Japan Railway Co. | | 9020 | | J1257M109 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Seino, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Ogata, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Tomita, Tetsuro | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Sekiji, Tsugio | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Fukasawa, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Minami, Yoichi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Hayashi, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Taura, Yoshitaka | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Yagishita, Naomichi | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Morimoto, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Haraguchi, Tsukasa | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Kawanobe, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Ichinose, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Sawamoto, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Deguchi, Hidemi | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Satomi, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.17 | | Elect Director Umehara, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.18 | | Elect Director Takahashi, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 3.19 | | Elect Director Sasaki, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 3.20 | | Elect Director Hamaguchi, Tomokazu | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Ishida, Yoshio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Amend Articles to Authorize Firm to Send a Letter to New Employees Asking Them to Observe, Investigate Compliance at Subsidiaries and Trading Partners | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Direct Dept Store Subsidiary to Investigate MPL Violation at Tenant Contact-Lens Shops and Provide Results to Asahi Shimbun | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Direct Dept Store Subsidiary to Investigate MPL Violation at Tenant Contact-Lens Shops and Provide Results to Broadcaster NHK | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 11 | | Direct the Firm to Send a Letter to New Employees Asking Them to Observe, Investigate Compliance at Subsidiaries and Trading Partners | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 12 | | Amend Articles to Allow Proposals on Drafting and Implementation of Business Plans Related to Earthquake Reconstruction at Shareholder Meetings | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 13 | | Mandate Outside Committees Representing Communities Neighboring Earthquake Disaster-Affected Train Lines Slated for Reconstruction to Pass Judgment on Drafting, Implementation of Route Reconstruction Plans, and Subject Plans Without Committee Approval to | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 14 | | Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Mandate Creation of Committee on Compliance | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 16 | | Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles to Require At Least Three Outsiders on Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18.1 | | Remove Chairman Satoshi Seino from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.2 | | Remove Vice Chairman Masaki Ogata from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.3 | | Remove Executive Director Toru Owada from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.4 | | Remove Executive Director Yuji Fukazawa from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.5 | | Remove Executive Director Yasuo Hayashi from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.6 | | Remove Executive Director Yuji Morimoto from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Reduce Director and Statutory Auditor Compensation by 20 Percent | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Approve Alternate Income Allocation to Establish Reserves for Great East Japan Earthquake Disaster Recovery Fund and for Consolidation of Local Rail Lines | | Against | | Against |
| Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 70 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Miura, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Unora, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Katayama, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Watanabe, Hiroki | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Shinohara, Hiromichi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sakai, Yoshikiyo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kobayashi, Mitsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Shimada, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tsujigami, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Okuno, Tsunehisa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Shirai, Katsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Sakakibara, Sadayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kosaka, Kiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ochiai, Seiichi | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Sanshin Electronics | | 8150 | | J68381110 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Matsunaga, Mitsumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Komoto, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Masada, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ishii, Hiromi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Urase, Fumiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Akabane, Masashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nishio, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Suzuki, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kamoshita, Mitsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Yonekawa, Taro | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Miura, Shinichi | | For | | For |
| West Japan Railway Co. | | 9021 | | J95094108 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sasaki, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Sone, Satoru | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ishikawa, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Sato, Yumiko | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Murayama, Yuuzo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Saito, Norihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Manabe, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Yamamoto, Akiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yabuki, Shizuka | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Nanakawa, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kijima, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Shibata, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Horisaka, Akihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Hasegawa, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kikuchi, Yasutaka | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Remove Director Shibata, Makoto from Office | | Against | | Against |
| Japan Steel Works Ltd. | | 5631 | | J27743103 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sato, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iwashita, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Igarashi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tanaka, Yoshitomo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Murai, Etsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishido, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suto, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kawakami, Mamoru | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yanagawa, Nampei | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Ogawa, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Matsunaga, Mari | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Yasuda, Sosuke | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Uranium Participation Corp | | U | | 917017105 | | Canada | | 26-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Bankers Petroleum Ltd. | | BNK | | 066286303 | | Canada | | 27-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Wesley Clark | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | �� | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Chugoku Marine Paints Ltd. | | 4617 | | J07182116 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Higashi, Masataka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ito, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Kawakami, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| Daiwa Securities Group Inc. | | 8601 | | J11718111 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Suzuki, Shigeharu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hibino, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Iwamoto, Nobuyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Wakabayashi, Takatoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Onishi, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Yasuda, Ryuuji | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Uno, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Tadaki, Keiichi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Ito, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Takahashi, Akio | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Kusaki, Yoriyuki | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
Futaba Corp. | | 6986 | | J16758112 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Sakurada, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Harada, Toshiteru | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kawasaki, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Nenohi, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Kono, Michisato | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Ishide, Mitsumasa | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Takahashi, Kazunobu | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Mogi, Kozaburo | | For | | For |
| Ivanhoe Mines Ltd. | | IVN | | 46579N103 | | Canada | | 28-Jun-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Jill Gardiner | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Warren Goodman | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Andrew Harding | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Isabelle Hudon | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director David Klingner | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Daniel Larsen | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Livia Mahler | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Peter G. Meredith | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kay Priestly | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Russel C. Robertson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Termination of Shareholder Rights Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Change Company Name to Turquoise Hill Resources Ltd. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Equity Incentive Plan | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Japan Digital Laboratory | | 6935 | | J26294108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ofuchi, Toru | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iso, Hiromichi | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kamiya, Sonosuke | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Yamada, Kazumichi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Retirement Bonus Payment for Director | | For | | Against |
| Kamigumi Co. Ltd. | | 9364 | | J29438116 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 9 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kubo, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Fukai, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Nishida, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Mukai, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Utsunomiya, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Makita, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tazoe, Tadaaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hirase, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tahara, Norihito | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ueda, Naohiro | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakao, Takumi | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kurita Water Industries Ltd. | | 6370 | | J37221116 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Change Location of Head Office | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kuzuu, Chiaki | | For | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Hayashi, Shiro | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Tsuji, Yoshihiro | | For | | For |
| Organo Corp. | | 6368 | | J61697108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Okuzono, Shuuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Urai, Norihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Watanabe, Daisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Toyoda, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Furuuchi, Chikara | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Yamamura, Masaharu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Hoshi, Kazuya | | For | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Alternate Statutory Auditor Kogure, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Alternate Statutory Auditor Iwabuchi, Setsuo | | For | | Against |
| Solidere | | SOLA | | 522386101 | | Lebanon | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Board and Auditors’ Special Report on Related Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors and Fix Their Remuneration | | For | | For |
| Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4.5 for Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kitamura, Kunitaro | | For | | Against |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| TV Asahi Corp. | | 9409 | | J93646107 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 1000 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Limit Rights of Odd-Lot Holders - Update Authorized Capital to Reflect Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Hayakawa, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Kitazawa, Haruki | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kameyama, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Sunami, Gengo | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Fujinoki, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Hirajo, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Araki, Takanobu | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Okada, Tsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Kitajima, Yoshitoshi | | For | | Against |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Takeuchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Watanabe, Katsunobu | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Kasuya, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Kawaguchi, Tadahisa | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Kimura, Tadakazu | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Tsuchiya, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Fukuda, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Asano, Masao | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Ogiya, Tadao | | For | | Against |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Okumura, Masuo | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Miyama, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Appoint Statutory Auditor Yabuuchi, Yoshihisa | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Toppan Printing Co. Ltd. | | 7911 | | ADPV15525 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Adachi, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kaneko, Shingo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Takamiyagi, Jitsumei | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Furuya, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ominato, Mitsuru | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nagayama, Yoshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Okubo, Shinichi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Kumamoto, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Maeda, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Okazaki, Hiroe | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Ito, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Sakuma, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Noma, Yoshinobu | | For | | Against |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Mitsui, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Kakiya, Hidetaka | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Arai, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 1.17 | | Elect Director Maro, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 1.18 | | Elect Director Matsuda, Naoyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.19 | | Elect Director Sato, Nobuaki | | For | | For |
| | | | | | | | | | | | Management | | 1.20 | | Elect Director Kinemura, Katsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 1.21 | | Elect Director Izawa, Taro | | For | | For |
| | | | | | | | | | | | Management | | 1.22 | | Elect Director Ezaki, Sumio | | For | | For |
| | | | | | | | | | | | Management | | 1.23 | | Elect Director Yamano, Yasuhiko | | For | | For |
| | | | | | | | | | | | Management | | 1.24 | | Elect Director Kotani, Yuuichiro | | For | | For |
| | | | | | | | | | | | Management | | 1.25 | | Elect Director Iwase, Hiroshi | | For | | For |
| Gazprom OAO | | GAZP | | 368287207 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | �� | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| RusHydro JSC | | HYDR | | 466294105 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00789317 per Ordinary Share | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Boris Ayuev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Elect Eduard Volkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.7 | | Elect Grigory Kurtser as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.8 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.9 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | �� | | | Management | | 3.10 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.11 | | Elect Yevgyeny Tugolukov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.12 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.13 | | Elect Mikhail Shelkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.14 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Elect Adyelya Vyasyelyeva as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gorevoy as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Anna Drokova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Yelena Litvina as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Alan Khadziyev as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | | | Management | | 8 | | New Edition of Regulations on General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Related-Party Transaction with OSAO Ingosstrah Re: Liability Insurance for Directors, Executives, and Company | | For | | For |
| Turkcell Iletisim Hizmetleri AS | | TCELL | | 900111204 | | Turkey | | 29-Jun-12 | | Annual | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | None | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | None | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Company Articles | | None | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors | | None | | Against |
| | | | | | | | | | | | Management | | 5 | | Receive Board Reports for 2010 and 2011 | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Internal Audit Reports for 2010 and 2011 | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements for 2010 and 2011 | | None | | For |
| | | | | | | | | | | | Management | | 8 | | Receive External Audit Report for 2011 | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board for 2010 Financial Year | | None | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Discharge of Board for 2011 Financial year | | None | | Against |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Auditors for 2010 Financial Year | | None | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Discharge of Auditors for 2011 Financial Year | | None | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Allocation of Income for 2010 and 2011 | | None | | For |
| | | | | | | | | | | | Management | | 14 | | Appoint Internal Statutory Auditors and Approve Their Remuneration | | None | | Against |
| | | | | | | | | | | | Management | | 15 | | Ratify External Auditors | | None | | For |
| | | | | | | | | | | | Management | | 16 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | None | | For |
| | | | | | | | | | | | Management | | 17 | | Receive Information on Donation Policy and Charitable Donations | | | | |
| | | | | | | | | | | | Management | | 18 | | Approve Remuneration Policy | | | | |
| | | | | | | | | | | | Management | | 19 | | Approve Remuneration of Directors and Internal Auditors | | None | | For |
| | | | | | | | | | | | Management | | 20 | | Receive Information on Company Disclosure Policy | | | | |
| | | | | | | | | | | | Management | | 21 | | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | | | | |
| | | | | | | | | | | | Management | | 22 | | Receive Information on Related Party Transactions | | | | |
| | | | | | | | | | | | Management | | 23 | | Wishes | | | | |
| | | | | | | | | | | | Management | | 24 | | Close Meeting | | | | |
Nuveen Tradewinds Global Resources Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 05-Jul-11 | | Special | | Management | | 1 | | Elect Kim Gyung-Min as Outside Director and Member of Audit Committee | | For | | For |
| First Uranium Corporation | | FIU | | 33744R102 | | Canada | | 14-Sep-11 | | Annual | | Management | | 1.1 | | Elect Director Peter M. Surgey | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hugh C. Cameron | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Mario B. Caron | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Normand Champigny | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John W.W. Hick | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Thabo F. Mosololi | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Deon T. van der Mescht | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Kevin P.E. Wakeford | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Graham P. Wanblad | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers Inc. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 16-Sep-11 | | Special | | Management | | 1 | | Elect Kim Joong-Gyum as CEO | | For | | For |
| Niko Resources Ltd. | | NKO | | 653905109 | | Canada | | 21-Sep-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Five | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Edward S. Sampson | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director William T. Hornaday | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director C. J. (Jim) Cummings | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Conrad P. Kathol | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wendell W. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | Against |
| Omnia Holdings Ltd | | OMN | | S58080102 | | South Africa | | 28-Sep-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Neville Crosse as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Ralph Havenstein as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Hester Hickey as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Helgaard Marais as an Alternate Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Daisy Naidoo as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Hester Hickey, Frank Butler and Daisy Naidoo as Members of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration Policy | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | | | Management | | 12.1 | | Approve Non-executive Director Fees | | For | | For |
| | | | | | | | | | | | Management | | 12.2 | | Approve Remuneration of the Board Chairman | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Financial Assistance to Related or Inter-related Companies | | For | | For |
| The Mosaic Company | | MOS | | 61945C103 | | USA | | 06-Oct-11 | | Annual | | Management | | 1.1 | | Elect Director Nancy E. Cooper | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James L. Popowich | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James T. Prokopanko | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Steven M. Seibert | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Conversion of Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Impala Platinum Holdings Ltd | | IMP | | S37840113 | | South Africa | | 26-Oct-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Re-elect Michael McMahon as Chairman of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Hugh Cameron as Member of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Babalwa Ngonyama as Member of the Audit and Risk Committee | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Policy | | For | | Against |
| | | | | | | | | | | | Management | | 5.1 | | Elect Brenda Berlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Re-elect David Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Re-elect Hugh Cameron as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.4 | | Re-elect Mandla Gantsho as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.5 | | Re-elect Thabo Mokgatlha as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.6 | | Re-elect Babalwa Ngonyama as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in the Remuneration of Non-executive Directors with Effect from 1 July 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Assistance to Related or Inter-related Company or Corporation | | For | | For |
| BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 27-Oct-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 1.4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
| BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 27-Oct-11 | | Special | | Management | | 1 | | Amend Article 16 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Remove Articles 62 and 64 | | For | | For |
| Newcrest Mining Ltd. | | NCM | | Q6651B114 | | Australia | | 27-Oct-11 | | Annual | | Management | | 2a | | Elect Winifred Kamit as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect Don Mercer as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect Richard Knight as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Adoption of the Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Renew Proportional Takeover Bid Approval Rule | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-Oct-11 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction of the Capital of New Polyus Gold | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 3 | | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| Downer EDI Ltd. | | DOW | | Q32623151 | | Australia | | 09-Nov-11 | | Annual | | Management | | 2 | | Elect R Mike Harding as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Remuneration Report For the Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Restricted Shares to Grant Fenn, Managing Director, Under the 2012 Long Term Incentive Plan | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 10-Nov-11 | | Special | | Management | | 1 | | Elect Nam Dong-Gyun as Member of Audit Committee | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 16-Nov-11 | | Special | | Management | | 1 | | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | | For | | For |
| St Barbara Ltd. | | SBM | | Q8744Q108 | | Australia | | 17-Nov-11 | | Annual | | Management | | 1 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Board Size | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Elizabeth Ann Donaghey as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Douglas Weir Bailey as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Robert Keith Rae as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Adopt New Constitution | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of Performance Rights to Timothy James Lehany, Managing Director and CEO of the Company | | For | | For |
| CGA Mining Ltd. | | CGX | | Q22628103 | | Australia | | 22-Nov-11 | | Annual | | Management | | 1 | | Elect Mark Savage as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Employee Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Adopt Director’s Remuneration Report | | For | | For |
| Village Main Reef Ltd | | VIL | | S92992122 | | South Africa | | 09-Dec-11 | | Annual | | Management | | 1 | | Elect Richard de Villiers as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Baba Njenje as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Gerard Kemp as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers as Auditors and D Shango as the Individual Registered Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Ferdi Dippenaar as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Khethiwe McClain as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Gerard Kemp as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Roy Pitchford as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Amend the Village Main Reef Forfeitable Share Plan 2010 | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance for Subscription for Securities | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Adopt Memorandum of Incorporation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Anglo American plc | | AAL | | G03764134 | | United Kingdom | | 06-Jan-12 | | Special | | Management | | 1 | | Approve Acquisition of the Entire Equity and Shareholder Loan Interests of the CHL Group in DB Investments SA and De Beers SA | | For | | Against |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 20-Feb-12 | | Special | | Management | | 1.1 | | Elect Koo Bon-woo as Executive Director | | None | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Cho Sung-Hoon as Executive Director | | None | | Against |
| United Phosphorus Limited | | 512070 | | Y9247H166 | | India | | 12-Mar-12 | | Special | | Management | | 1 | | Amend Object III C of the Other Objects Clause of the Memorandum of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Commencement of Activities Specified Under the Object Clause of the Memorandum of Association | | For | | For |
| NovaGold Resources Inc. | | NG | | 66987E206 | | Canada | | 28-Mar-12 | | Special | | Management | | 1 | | Approve Spin-Off Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in Maximum Number of Directors from Ten to Fifteen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve 1,875,000 Stock Option Plan Grants to Rick Van Nieuwenhuyse | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of 135,000 Common Shares to Rick Van Nieuwenhuyse | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Equity Incentive Plan of NovaCopper | | For | | Against |
| Petrobras Argentina S.A. | | PESA | | 71646J109 | | Argentina | | 29-Mar-12 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Unallocated Economic Results | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Their Alternates | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2011 and Appoint External Auditors for Fiscal Year 2012 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 30-Mar-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| ERG spa | | ERG | | T3707Z101 | | Italy | | 20-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Fix Number of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Honorary Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Report | | For | | Against |
| Nexen Inc. | | NXY | | 65334H102 | | Canada | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director William B. Berry | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Robert G. Bertram | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas W. Ebbern | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin J. Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eric P. Newell | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas C. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kevin J. Reinhart | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francis M. Saville | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director John M. Willson | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David D. Freudenthal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patricia F. Godley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director George C. Morris, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Wesley M. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Peter I. Wold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | | Against | | For |
| Saras SPA | | SRS | | T83058106 | | Italy | | 27-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Fix Directors’ Term | | For | | For |
| | | | | | | | | | | | Share Holder | | 3.2.1 | | Slate One - Submitted by Angelo Moratti Sapa | | None | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 3.2.2 | | Slate Two - Submitted by Assicurazioni Generali SpA | | None | | For |
| | | | | | | | | | | | Management | | 3.3 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 4.0 | | Approve Internal Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Share Holder | | 4.1.1 | | Slate One - Submitted by Angelo Moratti Sapa | | None | | Against |
| | | | | | | | | | | | Share Holder | | 4.1.2 | | Slate Two - Submitted by Assicurazioni Generali SpA | | None | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
| CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director J. Brett Harvey | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Philip W. Baxter | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director James E. Altmeyer, Sr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William E. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Raj K. Gupta | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patricia A. Hammick | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director David C.Hardesty, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John T. Mills | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director William P. Powell | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Joseph T. Williams | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William A. Coley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William E. James | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert B. Karn, III | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Henry E. Lentz | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert A. Malone | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Sandra A. Van Trease | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Alan H. Washkowitz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Lobbying Payments and Policy | | Against | | For |
| Suncor Energy Inc | | SU | | 867224107 | | Canada | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director Mel E. Benson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Dominic D’Alessandro | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John T. Ferguson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director W. Douglas Ford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Paul Haseldonckx | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John R. Huff | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jacques Lamarre | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Maureen McCaw | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael W. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director James W. Simpson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Eira M. Thomas | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Steven W. Williams | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director Christiane Bergevin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Donald J. Carty | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William R.P. Dalton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kevin S. Dunne | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Harold N. Kvisle | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John A. Manzoni | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Lisa A. Stewart | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael T. Waites | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Charles R. Williamson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Charles M. Winograd | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Alumina Ltd. | | AWC | | Q0269M109 | | Australia | | 02-May-12 | | Annual | | Management | | 2 | | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Peter C. Wasow as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Performance Rights to John Bevan, Chief Executive Officer | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Renew the Proportional Takeover Approval Provisions in the Company’s Constitution | | For | | For |
| Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Beck | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. William D. Birchall | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald J. Carty | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gustavo Cisneros | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert M. Franklin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Brett Harvey | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Dambisa Moyo | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian Mulroney | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Anthony Munk | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Peter Munk | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Aaron W. Regent | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Nathaniel P. Rothschild | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Steven J. Shapiro | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director John L. Thornton | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Hess Corporation | | HES | | 42809H107 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director J.B. Hess | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director S.W. Bodman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director R. Lavizzo Mourey | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director C.G. Matthews | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director E.H. Von Metzsch | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Declassify the Board of Directors | | None | | For |
| Dundee Precious Metals Inc. | | DPM | | 265269209 | | Canada | | 09-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Derek H.L. Buntain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Goodman | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Ned Goodman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Murray John | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jeremy Kinsman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter Nixon | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ronald Singer | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director William G. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Donald Young | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| Kinross Gold Corporation | | K | | 496902404 | | Canada | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John A. Brough | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tye W. Burt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John K. Carrington | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John M. H. Huxley | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kenneth C. Irving | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John A. Keyes | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Catherine McLeod-Seltzer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George F. Michals | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John E. Oliver | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Terence C.W. Reid | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | For |
| PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | Indonesia | | 09-May-12 | | Annual | | Management | | 1 | | Approve Director and Commissioner Report and Discharge Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| Silver Standard Resources Inc. | | SSO | | 82823L106 | | Canada | | 09-May-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director A.E. Michael Anglin | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director John R. Brodie | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Richard C. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Richard D. Paterson | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 10-May-12 | | Annual | | Management | | 1 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Nozipho January-Bardill as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Rodney Ruston as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| Areva | | AREVA | | F0379H125 | | France | | 10-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Transaction with CEA, EDF | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with FSI | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Severance Payment Agreement with Luc Oursel | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Severance Agreement with Philippe Knoche | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Severance Agreement with Pierre Aubouin | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 400,000 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Amend Article 22 of Bylaws Re: Powers of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 290 Million for Private Placements | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of Up to EUR 290 Million for Bonus Issue | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Gold Fields Ltd | | GFI | | 38059T106 | | South Africa | | 14-May-12 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Delfin Lazaro as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Cheryl Carolus as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Roberto Danino as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Alan Hill as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Matthews Moloko as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Gold Fields Limited 2012 Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Remuneration of Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Adopt Memorandum of Incorporation | | For | | For |
| Cameco Corporation | | CCO | | 13321L108 | | Canada | | 15-May-12 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Bruce | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Daniel Camus | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director John Clappison | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Joe Colvin | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director James Curtiss | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Donald Deranger | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tim Gitzel | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director James Gowans | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Nancy Hopkins | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Neil McMillan | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Victor Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854106 | | Brazil | | 18-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Company’s Management | | For | | Against |
| Transocean Ltd. | | RIGN | | H8817H100 | | Switzerland | | 18-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appropriation of the Available Earnings for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Elect Glyn Barker as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Elect Vanessa C.L. Chang as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Elect Chad Deaton as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Edward R. Muller as Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Reelect Tan Ek Kia as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2012 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Southwestern Energy Company | | SWN | | 845467109 | | USA | | 22-May-12 | | Annual | | Management | | 1 | | Elect Director Lewis E. Epley, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert L. Howard | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 3 | | Elect Director Catherine A. Kehr | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Greg D. Kerley | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Harold M. Korell | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Vello A. Kuuskraa | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kenneth R. Mourton | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Steven L. Mueller | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Charles E. Scharlau | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Alan H. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 23-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Relect Bernard J. Duroc-Danner as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Reelect Samuel W. Bodman, III as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Reelect Nicholas F. Brady as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Reelect David J. Butters as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Reelect William E. Macaulay as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Reelect Robert K. Moses, Jr. as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.7 | | Reelect Guillermo Ortiz as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.8 | | Reelect Emyr Jones Parry as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Reelect Robert A. Rayne as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Capital Increase for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Electricite de France | | EDF | | F2940H113 | | France | | 24-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 11 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Article 18 of Bylaws Re: Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Adrian Coates as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect German Pikhoya as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Robert Buchan as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Earl of Clanwilliam as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Bruce Buck as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Kobus Moolman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Dmitry Razumov as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Alexander Mosionzhik as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Anna Kolonchina as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve ZAO Deloitte & Touche CIS as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| NovaGold Resources Inc. | | NG | | 66987E206 | | Canada | | 29-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Sharon E. Dowdall | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gerald J. McConnell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Marc Faber | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tony S. Giardini | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas S. Kaplan | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gregory A. Lang | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Gillyeard J. Leathley | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kalidas V. Madhavpeddi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Clynton R. Nauman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Rick Van Nieuwenhuyse | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Anthony P. Walsh | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Award Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Re-approve Performance Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Deferred Share Unit Plan | | For | | For |
| Gran Colombia Gold Corp. | | GCM | | 38501D204 | | Canada | | 01-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Ten | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Miguel de la Campa | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert Doyle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert Hines | | For | | For |
| | | | | | | | | | | �� | Management | | 5 | | Elect Director Serafino Iacono | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Augusto Lopez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alfonso Lopez Caballero | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Hernan Juan Jose Martinez Torres | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert Metcalfe | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Jaime Perez Branger | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Mario Pacheco | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Marine Harvest ASA | | MHG | | R2326D105 | | Norway | | 04-Jun-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Amendment to the 2009 Authorization to Issue Convertible Bonds without Preemptive Rights; Approve Authorization to Issue Shares in Support of Convertible Loans | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Creation of NOK 134 Million Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance Convertible Bonds without Preemptive Rights; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors and Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Elect Members of Nominating Committee; Approve Remuneration of Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Adopt Company’s Corporate Governance Statement | | For | | Do Not Vote |
| Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 06-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John A. Hill | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael M. Kanovsky | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert A. Mosbacher, Jr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director J. Larry Nichols | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Duane C. Radtke | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Mary P. Ricciardello | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John Richels | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Report on Lobbying Payments and Policy | | Against | | For |
| Chesapeake Energy Corporation | | CHK | | 165167107 | | USA | | 08-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Richard K. Davidson | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director V. Burns Hargis | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Reincorporate in Another State [from Oklahoma to Delaware] | | Against | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | | | | Share Holder | | 9 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Adopt Proxy Access Right | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 08-Jun-12 | | Special | | Management | | 1 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Issuance of Equity or Equity-Linked Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Share Repurchase Program | | For | | For |
| Eastern Platinum Ltd. | | ELR | | 276855103 | | Canada | | 12-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Terry Rozier | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director David W. Cohen | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Gordon Keep | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director John Andrews | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Hawkrigg | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director J. Merfyn Roberts | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Robert J. Gayton | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Zwelakhe Sisulu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Gabriel Resources Ltd. | | GBU | | 361970106 | | Canada | | 21-Jun-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Dag Cramer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Raymond Edward Flood | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Keith Hulley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Alfred Gusenbauer | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Walter Segsworth | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Murray Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| Japan Steel Works Ltd. | | 5631 | | J27743103 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sato, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iwashita, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Igarashi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tanaka, Yoshitomo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Murai, Etsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishido, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suto, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kawakami, Mamoru | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Uranium Participation Corp | | U | | 917017105 | | Canada | | 26-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Bankers Petroleum Ltd. | | BNK | | 066286303 | | Canada | | 27-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Wesley Clark | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Chugoku Marine Paints Ltd. | | 4617 | | J07182116 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Higashi, Masataka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ito, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Kawakami, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| Ivanhoe Mines Ltd. | | IVN | | 46579N103 | | Canada | | 28-Jun-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Jill Gardiner | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Warren Goodman | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Andrew Harding | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Isabelle Hudon | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director David Klingner | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Daniel Larsen | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Livia Mahler | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Peter G. Meredith | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kay Priestly | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Russel C. Robertson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Termination of Shareholder Rights Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Change Company Name to Turquoise Hill Resources Ltd. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Equity Incentive Plan | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Gazprom OAO | | GAZP | | 368287207 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| RusHydro JSC | | HYDR | | 466294105 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00789317 per Ordinary Share | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Boris Ayuev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Elect Eduard Volkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.7 | | Elect Grigory Kurtser as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.8 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.9 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.10 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.11 | | Elect Yevgyeny Tugolukov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.12 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.13 | | Elect Mikhail Shelkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.14 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Elect Adyelya Vyasyelyeva as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gorevoy as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Anna Drokova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Yelena Litvina as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Alan Khadziyev as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | | | Management | | 8 | | New Edition of Regulations on General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Related-Party Transaction with OSAO Ingosstrah Re: Liability Insurance for Directors, Executives, and Company | | For | | For |
Nuveen Tradewinds International Value Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 05-Jul-11 | | Special | | Management | | 1 | | Elect Kim Gyung-Min as Outside Director and Member of Audit Committee | | For | | For |
| Vodafone Group plc | | VOD | | G93882135 | | United Kingdom | | 26-Jul-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect John Buchanan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Vittorio Colao as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Michel Combes as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Andy Halford as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stephen Pusey as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Renee James as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Alan Jebson as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Samuel Jonah as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Nick Land as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Anne Lauvergeon as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Luc Vandevelde as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Anthony Watson as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Philip Yea as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 31-Aug-11 | | Special | | Management | | 1 | | Approve Spinoff Agreement | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Elect Kim Joon-Ho as Inside Director | | For | | Against |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | Brazil | | 09-Sep-11 | | Special | | Management | | 1 | | Amend Article 3 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles 17 and 34 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 31 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 16 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Regulations of Corporate Sustainability Index (ISE/BOVESPA) | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Article 7 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles 16 and 17 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles 22, 23, and 25 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Articles 32 and 33 | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Article 34 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Articles 58, 59, and 60 | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Director | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 16-Sep-11 | | Special | | Management | | 1 | | Elect Kim Joong-Gyum as CEO | | For | | For |
| Niko Resources Ltd. | | NKO | | 653905109 | | Canada | | 21-Sep-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Five | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Edward S. Sampson | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director William T. Hornaday | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director C. J. (Jim) Cummings | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Conrad P. Kathol | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wendell W. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Newcrest Mining Ltd. | | NCM | | Q6651B114 | | Australia | | 27-Oct-11 | | Annual | | Management | | 2a | | Elect Winifred Kamit as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect Don Mercer as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect Richard Knight as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Adoption of the Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Renew Proportional Takeover Bid Approval Rule | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-Oct-11 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction of the Capital of New Polyus Gold | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 10-Nov-11 | | Special | | Management | | 1 | | Elect Nam Dong-Gyun as Member of Audit Committee | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 16-Nov-11 | | Special | | Management | | 1 | | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | | For | | For |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | Brazil | | 23-Dec-11 | | Special | | Management | | 1 | | Amend Article 25 (XXVI and XXVII) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles 25 (II and X), 17 (IV), 29, and 3 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles 2, 17, 18, and 20 Re: Nivel 1 Regulations | | For | | For |
| Embraer SA | | | | P3700H201 | | Brazil | | 10-Jan-12 | | Special | | Management | | 1 | | Amend Articles and Consolidate Company’s Bylaws | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Stock Option Plan | | For | | Against |
| Siemens AG | | SIE | | D69671218 | | Germany | | 24-Jan-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 3.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011/2012 | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Amend Articles Re: Female Representation on the Supervisory Board | | Against | | Against |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 20-Feb-12 | | Special | | Management | | 1.1 | | Elect Koo Bon-woo as Executive Director | | None | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Cho Sung-Hoon as Executive Director | | None | | Against |
| Coca-Cola West Co Ltd | | 2579 | | J0814U109 | | Japan | | 22-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sueyoshi, Norio | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yoshimatsu, Tamio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Calin Dragan | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Shibata, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wakasa, Jiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sean Cunial | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nakamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sakurai, Masamitsu | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Vikas Tiku | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Takemori, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miyaki, Hiroyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Miura, Zenji | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Higuchi, Kazushige | | For | | Against |
| SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 23-Mar-12 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Kim Young-Tae as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Ji Dong-Sub as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Reelect Lim Hyun-Chin as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Lim Hyun-Chin as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Mabuchi Motor Co. Ltd. | | 6592 | | J39186101 | | Japan | | 29-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Gennaka, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Horii, Keiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Motohashi, Nobutaka | | For | | Against |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Masuda, Toru | | For | | For |
| Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 30-Mar-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| Belgacom | | | | B10414116 | | Belgium | | 18-Apr-12 | | Special | | Management | | 1.1 | | Discuss Merger Proposal Re: Telindus Group | | | | |
| | | | | | | | | | | | Management | | 1.2 | | Approve Merger by Absorption Re: Telindus Group | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Article 18 Re: Appointment of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Article 34 Re: Participation General Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Article 43 Re: Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Authorize Implementation of Approved Resolutions | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Belgacom | | | | B10414116 | | Belgium | | 18-Apr-12 | | Annual | | Management | | 1 | | Receive Directors’ Reports | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Auditors’ Reports | | | | |
| | | | | | | | | | | | Management | | 3 | | Receive Information from the Joint Committee | | | | |
| | | | | | | | | | | | Management | | 4 | | Receive Consolidated Financial Statements and Statutory Reports | | | | |
| | | | | | | | | | | | Management | | 5 | | Adopt Financial Statements, Allocation of Income, and Dividends of EUR 2.18 per Share | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Cancellation of Dividend Rights of Own Shares and Release Unavailable Reserves | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Receive Announcement on Cancellation of Dividend Rights | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Discharge of George Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Discharge of Deloitte as Auditor in Charge of Certifying the Consolidated Accounts | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Transact Other Business | | | | |
| Vivendi | | VIV | | F97982106 | | France | | 19-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 1 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Jean-Rene Fourtou as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Philippe Donnet as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Renew Appointment of Ernst et Young et Autres as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Renew Appointment of Auditex as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nexen Inc. | | NXY | | 65334H102 | | Canada | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director William B. Berry | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Robert G. Bertram | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thomas W. Ebbern | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kevin J. Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Eric P. Newell | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thomas C. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kevin J. Reinhart | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Francis M. Saville | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director John M. Willson | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Wolters Kluwer NV | | WKL | | ADPV09931 | | Netherlands | | 25-Apr-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2a | | Receive Report of Management Board (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2b | | Receive Report of Supervisory Board (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 3a | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Approve Dividends of EUR 0.68 Per Share or Stock Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect D.R. Hooft Graafland to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For |
| | | | | | | | | | | | Management | | 6b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Other Business (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 9 | | Close Meeting | | | | |
| AstraZeneca plc | | AZN | | G0593M107 | | United Kingdom | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5(a) | | Re-elect Louis Schweitzer as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(b) | | Re-elect David Brennan as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(c) | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(d) | | Elect Genevieve Berger as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(e) | | Re-elect Bruce Burlington as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(f) | | Elect Graham Chipchase as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(g) | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(h) | | Elect Leif Johansson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(i) | | Re-elect Rudy Markham as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(j) | | Re-elect Nancy Rothwell as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(k) | | Re-elect Shriti Vadera as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(l) | | Re-elect John Varley as Director | | For | | For |
| | | | | | | | | | | | Management | | 5(m) | | Re-elect Marcus Wallenberg as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve 2012 Savings-Related Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Sekisui House Ltd. | | 1928 | | J70746136 | | Japan | | 26-Apr-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Wada, Isami | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Abe, Toshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Wada, Sumio | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Inagaki, Shiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Machida, Katsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Saegusa, Teruyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Hirabayashi, Fumiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Iku, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Uchida, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kuroki, Daiji | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Yoshida, Kengo | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Iwasaki, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Shinohara, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Kunisada, Koichi | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director Christiane Bergevin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Donald J. Carty | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William R.P. Dalton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kevin S. Dunne | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Harold N. Kvisle | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John A. Manzoni | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Lisa A. Stewart | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Michael T. Waites | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Charles R. Williamson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Charles M. Winograd | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| Alumina Ltd. | | AWC | | Q0269M109 | | Australia | | 02-May-12 | | Annual | | Management | | 2 | | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Peter C. Wasow as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Performance Rights to John Bevan, Chief Executive Officer | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Renew the Proportional Takeover Approval Provisions in the Company’s Constitution | | For | | For |
| Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 02-May-12 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Beck | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director C. William D. Birchall | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald J. Carty | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Gustavo Cisneros | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert M. Franklin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director J. Brett Harvey | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Dambisa Moyo | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Brian Mulroney | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Anthony Munk | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Peter Munk | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Aaron W. Regent | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Nathaniel P. Rothschild | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Steven J. Shapiro | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director John L. Thornton | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-12 | | Annual | | Management | | 1.1 | | Elect Michael A. Butt as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect John R. Charman as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Charles A. Davis as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Sir Andrew Large as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Deloitte & Touche Ltd as Auditors | | For | | For |
| Ericsson (Telefonaktiebolaget L M Ericsson) | | | | 294821608 | | Sweden | | 03-May-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Prepare and Approve List of Shareholders | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Agenda of Meeting | | | | |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Receive President’s Report; Allow Questions | | | | |
| | | | | | | | | | | | Management | | 8.1 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.2 | | Approve Discharge of Board and President | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8.3 | | Approve Allocation of Income and Dividends of SEK 2.50 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.1 | | Determine Number of Members (12) and Deputy Members of Board (0) | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.2 | | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.3 | | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.4 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.5 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9.6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.1 | | Approve 2012 Share Matching Plan for All Employees | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.2 | | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.3 | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.4 | | Approve 2012 Share Matching Plan for Key Contributors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.5 | | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.6 | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.7 | | Approve 2012 Restricted Stock Plan for Executives | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.8 | | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.9 | | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 13 | | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Close Meeting | | | | |
| GlaxoSmithKline plc | | GSK | | G3910J112 | | United Kingdom | | 03-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Sir Christopher Gent as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Sir Andrew Witty as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Sir Roy Anderson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Dr Stephanie Burns as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stacey Cartwright as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Larry Culp as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Sir Crispin Davis as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Simon Dingemans as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Judy Lewent as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Sir Deryck Maughan as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Dr Moncef Slaoui as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Tom de Swaan as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Approve 2012 ShareSave Plan | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Approve 2012 ShareReward Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nokia Corp. | | NOK1V | | 654902204 | | Finland | | 03-May-12 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | | | Management | | 5 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for Deputy Chairman, and EUR 130,000 for Other Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at 11 | | For | | For |
| | | | | | | | | | | | Management | | 12.1 | | Elect Bruce Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.2 | | Elect Stephen Elop as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.3 | | Elect Henning Kagermann as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.4 | | Elect Jouko Karvinen as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.5 | | Elect Helge Lund as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.6 | | Elect Isabel Marey-Semper as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.7 | | Elect Marten Mickos as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.8 | | Elect Elizabeth Nelson as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.9 | | Elect Dame Marjorie Scardino as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.10 | | Elect Risto Siilasmaa as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.11 | | Elect Kari Stadigh as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
| UBS AG | | UBSN | | H89231338 | | Switzerland | | 03-May-12 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of CHF 0.10 per Share from Capital Contribution Reserves | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | Against |
| | | | | | | | | | | | Management | | 4.1.1 | | Reelect Michel Demare as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.2 | | Reelect David Sidwell as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.3 | | Reelect Rainer-Marc Frey as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.4 | | Reelect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.5 | | Reelect Axel Lehmann as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.6 | | Reelect Wolfgang Mayrhuber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.7 | | Reelect Helmut Panke as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.8 | | Reelect William Parrett as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1.9 | | Reelect Joseph Yam as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2.1 | | Elect Isabelle Romy as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2.2 | | Elect Beatrice Weder di Mauro as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2.3 | | Elect Axel Weber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Ratify BDO AG as Special Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Increase Pool of Conditional Capital by CHF 15.1 Million for Issuance of Stock Options and Other Equity Awards to Employees, Senior Executives, and Members of the Board | | For | | Against |
| | | | | | | | | | | | Management | | 6.1 | | Amend Articles Re: Contributions in Kind | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Amend Articles Re: Contributions in Kind | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Sanofi | | SAN | | F5548N101 | | France | | 04-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.65 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Laurent Attal as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Uwe Bicker as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Jean Rene Fourtou as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Claudie Haignere as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Carole Piwnica as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Klaus Pohle as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Appoint Ernst & Young et Autres as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Appoint Auditex as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Allianz SE | | ALV | | D03080112 | | Germany | | 09-May-12 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 4.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 5.1.1 | | Elect Wulf Bernotat as Shareholder Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.1.2 | | Elect Gerhard Cromme as Shareholder Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.1.3 | | Elect Renate Koecher as Shareholder Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.1.4 | | Elect Igor Landau as Shareholder Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.1.5 | | Elect Helmut Perlet as Shareholder Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.1.6 | | Elect Denis Sutherland as Shareholder Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2.1 | | Elect Dante Barban as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2.2 | | Elect Gabriele Burkhardt-Berg as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2.3 | | Elect Jean-Jacques Cette as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2.4 | | Elect Ira Gloe-Semler as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2.5 | | Elect Franz Heiss as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.2.6 | | Elect Rolf Zimmermann as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3.1 | | Elect Giovanni Casiroli as Alternate Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3.2 | | Elect Josef Hochburger as Alternate Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3.3 | | Elect Jean-Claude Le Goaer as Alternate Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3.4 | | Elect Joerg Reinbrecht as Alternate Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3.5 | | Elect Juergen Lawrenz as Alternate Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3.6 | | Elect Frank Kirsch as Alternate Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Articles Re: Term of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Exclusion of Preemptive Rights for the Issuance of Shares from Authorized Capital 2010/I | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kinross Gold Corporation | | K | | 496902404 | | Canada | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director John A. Brough | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tye W. Burt | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John K. Carrington | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director John M. H. Huxley | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kenneth C. Irving | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John A. Keyes | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Catherine McLeod-Seltzer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George F. Michals | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John E. Oliver | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Terence C.W. Reid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | For |
| AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 10-May-12 | | Annual | | Management | | 1 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Nozipho January-Bardill as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Rodney Ruston as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
| Areva | | AREVA | | F0379H125 | | France | | 10-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Transaction with CEA, EDF | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with FSI | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Severance Payment Agreement with Luc Oursel | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Severance Agreement with Philippe Knoche | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Severance Agreement with Pierre Aubouin | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 400,000 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Amend Article 22 of Bylaws Re: Powers of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 290 Million for Private Placements | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of Up to EUR 290 Million for Bonus Issue | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 290 Million | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | Indonesia | | 11-May-12 | | Annual | | Management | | 1 | | Approve Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Report on the Use of Proceeds from the IPO Bond II TELKOM in 2010 | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors of the Company and Its Partnership and Community Development Program | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Articles of Association | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Elect Directors and Commissioners | | For | | Against |
| Gold Fields Ltd | | GFI | | S31755101 | | South Africa | | 14-May-12 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Delfin Lazaro as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Cheryl Carolus as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Roberto Danino as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Alan Hill as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Matthews Moloko as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Gold Fields Limited 2012 Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Remuneration of Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Adopt Memorandum of Incorporation | | For | | For |
| Cameco Corporation | | CCO | | 13321L108 | | Canada | | 15-May-12 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Bruce | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Daniel Camus | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director John Clappison | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Joe Colvin | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director James Curtiss | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Donald Deranger | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tim Gitzel | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director James Gowans | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Nancy Hopkins | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Neil McMillan | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Victor Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
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Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Thales | | HO | | F9156M108 | | France | | 15-May-12 | | Annual/Special | | Management | | 1 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.78 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Transaction with the French Government and TSA Re: Payment of Dividends in Shares | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with Dassault Aviation Re: Payment of Dividends in Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Transaction Regarding Increase in DNCS’ Capital from 25 Percent to 35 Percent | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Ann Taylor as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Elect Anne Claire Taittinger as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Reelect Loik Segalen as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Reelect Eric Trappier as Director | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Jeanne Marie Prost as Director | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 150 Million | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize up to 3 Million of Shares for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | Brazil | | 18-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Company’s Management | | For | | Against |
| Electricite de France | | EDF | | F2940H113 | | France | | 24-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Article 18 of Bylaws Re: Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Seven & i Holdings Co Ltd | | 3382 | | J7165H108 | | Japan | | 24-May-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 33 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Suzuki, Toshifumi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Murata, Noritoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Goto, Katsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kobayashi, Tsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ito, Junro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Takahashi, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Shimizu, Akihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kamei, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Isaka, Ryuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Yamashita, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Anzai, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Otaka, Zenko | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Okubo, Tsuneo | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Shimizu, Noritaka | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Scott Trevor Davis | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Nomura, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Deep Discount Stock Option Plan | | For | | For |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 28-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Adrian Coates as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect German Pikhoya as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Robert Buchan as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Earl of Clanwilliam as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Bruce Buck as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Kobus Moolman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Dmitry Razumov as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Alexander Mosionzhik as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Anna Kolonchina as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve ZAO Deloitte & Touche CIS as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Marine Harvest ASA | | MHG | | R2326D105 | | Norway | | 04-Jun-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Amendment to the 2009 Authorization to Issue Convertible Bonds without Preemptive Rights; Approve Authorization to Issue Shares in Support of Convertible Loans | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Creation of NOK 134 Million Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance Convertible Bonds without Preemptive Rights; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors and Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Elect Members of Nominating Committee; Approve Remuneration of Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Adopt Company’s Corporate Governance Statement | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Polyus Gold International Ltd. | | POGL | | 73180Y203 | | Jersey | | 08-Jun-12 | | Special | | Management | | 1 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Issuance of Equity or Equity-Linked Securities | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Share Repurchase Program | | For | | For |
| Toyota Motor Corp. | | 7203 | | 892331307 | | Japan | | 15-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Maekawa, Masamoto | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kato, Mitsuhisa | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| Carrefour | | CA | | F13923119 | | France | | 18-Jun-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Severance Payment Agreement with Georges Plassat | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Dividends of EUR 0.52 per Share | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Stock Dividend Program | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Mathilde Lemoine as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Nicolas Bazire as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Appointment and Reelect Georges Plassat as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect Diane Labruyere as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Bertrand de Montesquiou as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Georges Ralli as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Approve Employee Stock Purchase Plan | | For | | For |
| Daiichi Sankyo Co. Ltd. | | 4568 | | J11257102 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Shoda, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Nakayama, Joji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Une, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ogita, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hirokawa, Kazunori | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sato, Yuuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Ishihara, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kanazawa, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Sugiyama, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 70 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Miura, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Unora, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Katayama, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Watanabe, Hiroki | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Shinohara, Hiromichi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sakai, Yoshikiyo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kobayashi, Mitsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Shimada, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tsujigami, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Okuno, Tsunehisa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Shirai, Katsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Sakakibara, Sadayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kosaka, Kiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ochiai, Seiichi | | For | | For |
| Alstom | | ALO | | F0259M475 | | France | | 26-Jun-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.80 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Transaction with Patrick Kron | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Jean-Paul Bechat as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Pascal Colombani as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Gerard Hauser as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Issuance of Shares up to 14.6 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 300 Million | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 9 to 11 | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| Japan Steel Works Ltd. | | 5631 | | J27743103 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sato, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iwashita, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Igarashi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tanaka, Yoshitomo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Murai, Etsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishido, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suto, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kawakami, Mamoru | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yanagawa, Nampei | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Ogawa, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Matsunaga, Mari | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Yasuda, Sosuke | | For | | For |
| Shiseido Co. Ltd. | | 4911 | | J74358144 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Maeda, Shinzo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Suekawa, Hisayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Carsten Fischer | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Takamori, Tatsuomi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Nishimura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Iwata, Shoichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nagai, Taeko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Uemura, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Tsujiyama, Eiko | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan for Directors | | For | | For |
| Panasonic Corp | | 6752 | | J6354Y104 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Matsushita, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Otsubo, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Katsura, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kashima, Ikusaburo | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Yamada, Yoshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Tsuga, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Miyata, Yoshiiku | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Takami, Kazunori | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Toyama, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Miyabe, Yoshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Nakagawa, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Uno, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Oku, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Nagae, Shuusaku | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Kawai, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Yoshida, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Hata, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Sano, Seiichiro | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Dai Nippon Printing Co. Ltd. | | 7912 | | J10584100 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 16 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kitajima, Yoshitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Takanami, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yamada, Masayoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kitajima, Yoshinari | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hakii, Mitsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Tsuchida, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yoshino, Teruomi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kuroda, Yuujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Wada, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Hiroki, Kazumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Morino, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Akishige, Kunikazu | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kitajima, Motoharu | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Shimizu, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Nozaka, Yoshiki | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Tsukada, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 2.17 | | Elect Director Hikita, Sakae | | For | | For |
| | | | | | | | | | | | Management | | 2.18 | | Elect Director Yamazaki, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 2.19 | | Elect Director Kanda, Tokuji | | For | | For |
| | | | | | | | | | | | Management | | 2.20 | | Elect Director Tsukada, Tadao | | For | | For |
| FUJIFILM Holdings Corp. | | 4901 | | J14208102 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 17.5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Komori, Shigetaka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Nakajima, Shigehiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Higuchi, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Toda, Yuuzo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Inoe, Nobuaki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Tamai, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suzuki, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Yamamoto, Tadahito | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kitayama, Teisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Goto, Yoshihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Makino, Katsumi | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Ishikawa, Takatoshi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Suematsu, Koichi | | For | | For |
| Nintendo Co. Ltd. | | 7974 | | J51699106 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 100 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Iwata, Satoru | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Mori, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Hatano, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Takeda, Genyo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Miyamoto, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Matsumoto, Masaharu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suzuki, Eiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kimishima, Tatsumi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Takemura, Kaoru | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ueda, Minoru | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Toyoda, Ken | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Mitamura, Yoshimi | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Appoint Statutory Auditor Umeyama, Katsuhiro | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Rohm Co. Ltd. | | 6963 | | J65328122 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Shibata, Yoshiaki | | For | | Against |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Iwata, Hideo | | For | | Against |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Tamaki, Yasuhito | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Murao, Shinya | | For | | Against |
| | | | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Kitamura, Haruo | | For | | For |
| Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Busujima, Hideyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Tsutsui, Kimihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ishihara, Akihiko | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against |
| Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4.5 for Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kitamura, Kunitaro | | For | | Against |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| Wacoal Holdings Corp | | 3591 | | J94632114 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Tsukamoto, Yoshikata | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kawanaka, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Otani, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Yasuhara, Hironobu | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ide, Yuuzo | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ozaki, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ikeda, Morio | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Horiba, Atsushi | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Nakamura, Tomoki | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment for Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| ageas SA/NV | | AGS | | B0148L104 | | Belgium | | 28-Jun-12 | | Special | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2.1 | | Approve Merger by Absorption Re: Ageas NV | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Receive Special Board Report Re: Merger by Absorption | | | | |
| | | | | | | | | | | | Management | | 2.3 | | Receive Special Auditor Report Re: Merger by Absorption | | | | |
| | | | | | | | | | | | Management | | 3 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Suspensive Condition | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Close Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Gazprom OAO | | GAZP | | 368287207 | | Russia | | 29-Jun-12 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Terms of Allocation of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.4 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.5 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.6 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.7 | | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.8 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.9 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.11 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.12 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.13 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.14 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.16 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.17 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.18 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.19 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.20 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.21 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.22 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.23 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.24 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.25 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.26 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.27 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.28 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.29 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.30 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.31 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.32 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.33 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.34 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.35 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.36 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.38 | | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.39 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.40 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.41 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.42 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.43 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.44 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.45 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.46 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.47 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.48 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 8.50 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.51 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.52 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.53 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.56 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.57 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.58 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.59 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.60 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.61 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.63 | | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.64 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.65 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.66 | | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.67 | | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.68 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.69 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.70 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.74 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.75 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.81 | | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.104 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.105 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.106 | | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.107 | | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.108 | | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.109 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.110 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.111 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.112 | | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 8.113 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.114 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 8.115 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.2 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Elect Elena Karpel as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.6 | | Elect Vitaliy Markelov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.7 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.8 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.9 | | Elect Aleksey Miller as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.10 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.11 | | Elect Mikhail Sereda as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.12 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.4 | | Elect Aleksey Mironov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.5 | | Elect Lidiya Morozova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.6 | | Elect Anna Nesterova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.7 | | Elect Georgiy Nozadze as Member of Audit Commission | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Yuriy Nosov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Karen Oganyan as Members of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.10 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 10.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| ageas SA/NV | | AGS | | B0148L104 | | Belgium | | 29-Jun-12 | | Special | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2.1 | | Approve Merger by Absorption Re: Ageas NV | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Receive Special Board Report Re: Merger by Absorption | | | | |
| | | | | | | | | | | | Management | | 2.3 | | Receive Special Auditor Report Re: Merger by Absorption | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve 10:1 Reverse Stock Split after Merger by Absorption | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Amendments to Cashes, Fresh, Stock Option Plans and ADR Program in Line with Merger by Absorption and Reverse Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Articles Re: Merger by Absorption, Textual Changes, Renumbering of Articles, and Delete References to Bearer Shares | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Suspensive Condition | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Discussion on Company’s Corporate Governance Structure | | | | |
| | | | | | | | | | | | Management | | 8 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Close Meeting | | | | |
Nuveen Tradewinds Japan Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Coca-Cola West Co Ltd | | 2579 | | J0814U109 | | Japan | | 22-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sueyoshi, Norio | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yoshimatsu, Tamio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Calin Dragan | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Shibata, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wakasa, Jiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sean Cunial | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nakamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sakurai, Masamitsu | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Vikas Tiku | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Takemori, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miyaki, Hiroyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Miura, Zenji | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Higuchi, Kazushige | | For | | Against |
| Kirin Holdings Co., Ltd. | | 2503 | | 497350108 | | Japan | | 29-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 13.5 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles to Make Technical Changes | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Miyake, Senji | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Kobayashi, Hirotake | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Nakajima, Hajime | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Ogawa, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Hashimoto, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Suzuki, Masahito | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Nishimura, Keisuke | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Miki, Shigemitsu | | For | | Against |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Arima, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Iwata, Kimie | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| Mabuchi Motor Co. Ltd. | | 6592 | | J39186101 | | Japan | | 29-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Gennaka, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Horii, Keiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Motohashi, Nobutaka | | For | | Against |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Masuda, Toru | | For | | For |
| Sekisui House Ltd. | | 1928 | | J70746136 | | Japan | | 26-Apr-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Wada, Isami | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Abe, Toshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Wada, Sumio | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Inagaki, Shiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Machida, Katsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Saegusa, Teruyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Hirabayashi, Fumiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Iku, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Uchida, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kuroki, Daiji | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Yoshida, Kengo | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Iwasaki, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Shinohara, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Kunisada, Koichi | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| Seven & i Holdings Co Ltd | | 3382 | | J7165H108 | | Japan | | 24-May-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 33 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Suzuki, Toshifumi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Murata, Noritoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Goto, Katsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kobayashi, Tsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ito, Junro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Takahashi, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Shimizu, Akihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kamei, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Isaka, Ryuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Yamashita, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Anzai, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Otaka, Zenko | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Okubo, Tsuneo | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Shimizu, Noritaka | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Scott Trevor Davis | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Nomura, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Deep Discount Stock Option Plan | | For | | For |
| Toyota Motor Corp. | | 7203 | | 892331307 | | Japan | | 15-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Maekawa, Masamoto | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kato, Mitsuhisa | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| NTT DOCOMO, INC. | | 9437 | | 62942M201 | | Japan | | 19-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2800 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kato, Kaoru | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Tsubochi, Kazuto | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Iwasaki, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Shindo, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Tanaka, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Yoshizawa, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Onoe, Seizo | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kagawa, Wataru | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Nagata, Kiyohito | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Sato, Hirotaka | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Takagi, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Yamada, Ryuuji | | For | | Against |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kusumoto, Hiroo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Utano, Takanori | | For | | For |
| Astellas Pharma Inc. | | 4503 | | J03393105 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Nogimori, Masafumi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Ishii, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Hatanaka, Yoshihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yasutake, Shiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Takai, Yasuyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Oishi, Kanoko | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Aikawa, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Nishiyama, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan | | For | | For |
| Fields Corp. | | 2767 | | J1348C102 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2500 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ikezawa, Kenichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Furuta, Yoshika | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Nakamoto, Koichiro | | For | | Against |
| Mitsui & Co. | | 8031 | | J44690139 | | Japan | | 21-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 28 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Anbe, Shintaro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tanaka, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| Daiichi Sankyo Co. Ltd. | | 4568 | | J11257102 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Shoda, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Nakayama, Joji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Une, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ogita, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hirokawa, Kazunori | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sato, Yuuki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Ishihara, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kanazawa, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Sugiyama, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Duskin Co Ltd | | 4665 | | J12506101 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 40 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Yamamura, Teruji | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Miyajima, Kenichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsurumi, Akihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Naganuma, Yoichi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Okai, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Takeda, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ihara, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Narahara, Junichi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Matsuda, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Uchiya, Fukiko | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Okamoto, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Shigeyoshi, Yasuto | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Aono, Nanako | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Appoint Statutory Auditor Matsumoto, Akira | | For | | For |
| East Japan Railway Co. | | 9020 | | J1257M109 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Seino, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Ogata, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Tomita, Tetsuro | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Sekiji, Tsugio | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Fukasawa, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Minami, Yoichi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Hayashi, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Taura, Yoshitaka | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Yagishita, Naomichi | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Morimoto, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Haraguchi, Tsukasa | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Kawanobe, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Ichinose, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Sawamoto, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Deguchi, Hidemi | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Satomi, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.17 | | Elect Director Umehara, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.18 | | Elect Director Takahashi, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 3.19 | | Elect Director Sasaki, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 3.20 | | Elect Director Hamaguchi, Tomokazu | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Ishida, Yoshio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Amend Articles to Authorize Firm to Send a Letter to New Employees Asking Them to Observe, Investigate Compliance at Subsidiaries and Trading Partners | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 9 | | Direct Dept Store Subsidiary to Investigate MPL Violation at Tenant Contact-Lens Shops and Provide Results to Asahi Shimbun | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 10 | | Direct Dept Store Subsidiary to Investigate MPL Violation at Tenant Contact-Lens Shops and Provide Results to Broadcaster NHK | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 11 | | Direct the Firm to Send a Letter to New Employees Asking Them to Observe, Investigate Compliance at Subsidiaries and Trading Partners | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 12 | | Amend Articles to Allow Proposals on Drafting and Implementation of Business Plans Related to Earthquake Reconstruction at Shareholder Meetings | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 13 | | Mandate Outside Committees Representing Communities Neighboring Earthquake Disaster-Affected Train Lines Slated for Reconstruction to Pass Judgment on Drafting, Implementation of Route Reconstruction Plans, and Subject Plans Without Committee Approval to | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 14 | | Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Mandate Creation of Committee on Compliance | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 16 | | Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels | | Against | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles to Require At Least Three Outsiders on Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18.1 | | Remove Chairman Satoshi Seino from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.2 | | Remove Vice Chairman Masaki Ogata from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.3 | | Remove Executive Director Toru Owada from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.4 | | Remove Executive Director Yuji Fukazawa from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.5 | | Remove Executive Director Yasuo Hayashi from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18.6 | | Remove Executive Director Yuji Morimoto from the Board of Directors | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Reduce Director and Statutory Auditor Compensation by 20 Percent | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Approve Alternate Income Allocation to Establish Reserves for Great East Japan Earthquake Disaster Recovery Fund and for Consolidation of Local Rail Lines | | Against | | Against |
| JS Group Corp. | | 5938 | | J2855M103 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Amend Articles To Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ushioda, Yoichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Fujimori, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tsutsui, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kanamori, Yoshizumi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ina, Keiichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Takasaki, Masahiro | | For | | Against |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Shimura, Tetsuo | | For | | Against |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Sato, Hidehiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kawaguchi, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kikuchi, Yoshinobu | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 70 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Miura, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Unora, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Katayama, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Watanabe, Hiroki | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Shinohara, Hiromichi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sakai, Yoshikiyo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kobayashi, Mitsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Shimada, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tsujigami, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Okuno, Tsunehisa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Shirai, Katsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Sakakibara, Sadayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kosaka, Kiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ochiai, Seiichi | | For | | For |
| West Japan Railway Co. | | 9021 | | J95094108 | | Japan | | 22-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sasaki, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Sone, Satoru | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ishikawa, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Sato, Yumiko | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Murayama, Yuuzo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Saito, Norihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Manabe, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Yamamoto, Akiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yabuki, Shizuka | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Nanakawa, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Kijima, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Shibata, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Horisaka, Akihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Hasegawa, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kikuchi, Yasutaka | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Remove Director Shibata, Makoto from Office | | Against | | Against |
| Japan Steel Works Ltd. | | 5631 | | J27743103 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sato, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iwashita, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Igarashi, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tanaka, Yoshitomo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Murai, Etsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishido, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suto, Hiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kawakami, Mamoru | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Yanagawa, Nampei | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Ogawa, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Matsunaga, Mari | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Yasuda, Sosuke | | For | | For |
| Secom Co. Ltd. | | 9735 | | J69972107 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Iida, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Toda, Juichi | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kimura, Shohei | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Haraguchi, Kanemasa | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Maeda, Shuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Sato, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Nakayama, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Ito, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Anzai, Kazuaki | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Yoshida, Yasuyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Nakayama, Junzo | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Kuwahara, Katsuhisa | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Kato, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Retirement Bonus Payment for Directors and Statutory Auditors | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Shiseido Co. Ltd. | | 4911 | | J74358144 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Maeda, Shinzo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Suekawa, Hisayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Carsten Fischer | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Takamori, Tatsuomi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Nishimura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Iwata, Shoichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nagai, Taeko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Uemura, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Tsujiyama, Eiko | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan for Directors | | For | | For |
| Takeda Pharmaceutical Co. Ltd. | | 4502 | | J8129E108 | | Japan | | 26-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Hasegawa, Yasuchika | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yoshida, Toyoji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yamanaka, Yasuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Frank Morich | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Yamada, Tadataka | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Kojima, Yorihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Iwasaki, Masato | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Deborah Dunsire | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Takeda, Naohisa | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Fujinuma, Tsuguoki | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| Chugoku Marine Paints Ltd. | | 4617 | | J07182116 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Higashi, Masataka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ito, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Kawakami, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| Daiwa Securities Group Inc. | | 8601 | | J11718111 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Suzuki, Shigeharu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hibino, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Iwamoto, Nobuyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Wakabayashi, Takatoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Onishi, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Yasuda, Ryuuji | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Uno, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Tadaki, Keiichi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Ito, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Takahashi, Akio | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Kusaki, Yoriyuki | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | Against |
| JX Holdings, Inc. | | 5020 | | J29699105 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kimura, Yasushi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Matsushita, Isao | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Uchijima, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kawada, Junichi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Tonoike, Rentaro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Omachi, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Isshiki, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Uchida, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Hirai, Shigeo | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Adachi, Yoshimasa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Shoyama, Etsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Sakata, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Komiyama, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Ota, Hiroko | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Nakagome, Hideki | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kyocera Corp. | | 6971 | | J37479110 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines - Increase Maximum Number of Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Ishii, Ken | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director John Rigby | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Nishieda, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Yasuda, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Inada, Nichimu | | For | | For |
| NKSJ Holdings, Inc. | | 8630 | | J58699109 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 80 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Futamiya, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Sakurada, Kengo | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yamaguchi, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Tsuji, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Takata, Toshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Nishizawa, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Gemma, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Asaka, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Fujita, Sumitaka | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kawabata, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director George C. Olcott | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Matsuda, Akira | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Yunome, Kazufumi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Yoshimitsu, Eiichi | | For | | For |
| Nippon Meat Packers Inc. | | 2282 | | J54752142 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Kobayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Takezoe, Noboru | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Okoso, Hiroji | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Uchida, Koji | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Hata, Yoshihide | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Tsujimoto, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Kawamura, Koji | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Katayama, Toshiko | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Taka, Iwao | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Suezawa, Juichi | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Morimoto, Tamio | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| Panasonic Corp | | 6752 | | 69832A205 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Matsushita, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Otsubo, Fumio | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Katsura, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kashima, Ikusaburo | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Yamada, Yoshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Tsuga, Kazuhiro | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Miyata, Yoshiiku | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Takami, Kazunori | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Toyama, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Miyabe, Yoshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Nakagawa, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Uno, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Oku, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Nagae, Shuusaku | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Kawai, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Yoshida, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Hata, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Sano, Seiichiro | | For | | For |
| 77 Bank Ltd. | | 8341 | | J71348106 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kamata, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Ujiie, Teruhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Nagayama, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Nagao, Kimitsugu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Yamada, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kambe, Mitsutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Fujishiro, Tetsuya | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Suzuki, Isamu | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Hase, Masatake | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Ishizaki, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Igarashi, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Kobayashi, Hidefumi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Takahashi, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Tsuda, Masakatsu | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Homareda, Toshimi | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Sawano, Hirofumi | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Hayasaka, Toshinori | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakamura, Shuuji | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Shoji, Masaaki | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Amada Co. Ltd. | | 6113 | | J01218106 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Okamoto, Mitsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Takagi, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yamashita, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Isobe, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Abe, Atsushige | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Shibata, Kotaro | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Shigeta, Takaya | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sueoka, Chikahiro | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Nishiwaki, Nobuhiko | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| Dai Nippon Printing Co. Ltd. | | 7912 | | J10584100 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 16 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kitajima, Yoshitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Takanami, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Yamada, Masayoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kitajima, Yoshinari | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hakii, Mitsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Tsuchida, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yoshino, Teruomi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kuroda, Yuujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Wada, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Hiroki, Kazumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Morino, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Akishige, Kunikazu | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Kitajima, Motoharu | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Shimizu, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Nozaka, Yoshiki | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Tsukada, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 2.17 | | Elect Director Hikita, Sakae | | For | | For |
| | | | | | | | | | | | Management | | 2.18 | | Elect Director Yamazaki, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 2.19 | | Elect Director Kanda, Tokuji | | For | | For |
| | | | | | | | | | | | Management | | 2.20 | | Elect Director Tsukada, Tadao | | For | | For |
| Daiwa House Industry Co. Ltd. | | 1925 | | J11508124 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Indemnify Directors - Indemnify Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Higuchi, Takeo | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Ono, Naotake | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Ogawa, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Ishibashi, Tamio | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Nishimura, Tatsushi | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Uzui, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Ishibashi, Takuya | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Kawai, Katsutomo | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Hama, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Numata, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Tsuchida, Kazuto | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Yamamoto, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Hori, Fukujiro | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Kosokabe, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Yoshii, Keiichi | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Kiguchi, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 3.17 | | Elect Director Fujitani, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 3.18 | | Elect Director Kamikawa, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 3.19 | | Elect Director Murakami, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.20 | | Elect Director Kimura, Kazuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.21 | | Elect Director Shigemori, Yutaka | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Kuwano, Yukinori | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| Futaba Corp. | | 6986 | | J16758112 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Sakurada, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Harada, Toshiteru | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kawasaki, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Nenohi, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Kono, Michisato | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Ishide, Mitsumasa | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Takahashi, Kazunobu | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Mogi, Kozaburo | | For | | For |
| HAKUHODO DY HOLDINGS INC. | | 2433 | | J19174101 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Narita, Junji | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Toda, Hirokazu | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Sawada, Kunihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Matsuzaki, Mitsumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Nozawa, Kazuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Shindo, Kazuma | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nakada, Yasunori | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Omori, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Iwai, Shuuichi | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Kitahara, Hironari | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Aiba, Motohiko | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Miyauchi, Shinobu | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Kamigumi Co. Ltd. | | 9364 | | J29438116 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 9 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kubo, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Fukai, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Nishida, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Mukai, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Utsunomiya, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Makita, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tazoe, Tadaaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hirase, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tahara, Norihito | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ueda, Naohiro | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakao, Takumi | | For | | For |
| Kao Corp. | | 4452 | | J30642169 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 31 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Change Fiscal Year End - Reduce Directors’ Term | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Ozaki, Motoki | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Sawada, Michitaka | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kanda, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Takahashi, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Saito, Toshihide | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Hashimoto, Ken | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Mitsui, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Ikeda, Teruhiko | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Otoshi, Takuma | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Kadonaga, Sonosuke | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Suzuki, Teruo | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint Alternate Statutory Auditor Ito, Satoshi | | For | | For |
| Kissei Pharmaceutical Co. Ltd. | | 4547 | | J33652108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 18 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kanzawa, Mutsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Ajisawa, Yukiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Furihata, Seiichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Akahane, Masuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Sato, Hiroe | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Shibata, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Morozumi, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Isaji, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Mikoshiba, Imao | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Furihata, Yoshio | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Asakawa, Takuo | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Fukushima, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Hashimoto, Kaname | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Takehana, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Adachi, Sukio | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ueno, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Miyazawa, Akio | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| NISSIN FOODS HOLDINGS CO LTD | | 2897 | | J58063124 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ando, Koki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Nakagawa, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ando, Noritaka | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Matsuo, Akihide | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Naruto, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Tanaka, Mitsuru | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yokoyama, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Miura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kobayashi, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Okafuji, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Ishikura, Yoko | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Tetsubayashi, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Takano, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Matsumiya, Kiyotaka | | For | | For |
| Nintendo Co. Ltd. | | 7974 | | J51699106 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 100 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Iwata, Satoru | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Mori, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Hatano, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Takeda, Genyo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Miyamoto, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Matsumoto, Masaharu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Suzuki, Eiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Kimishima, Tatsumi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Takemura, Kaoru | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ueda, Minoru | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Toyoda, Ken | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Mitamura, Yoshimi | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Appoint Statutory Auditor Umeyama, Katsuhiro | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Obayashi Corp. | | 1802 | | J59826107 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Obayashi, Takeo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Shiraishi, Toru | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Noguchi, Tadahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Kanai, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Harada, Shozo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kishida, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Miwa, Akihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Shibata, Kenichi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Sugiyama, Nao | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Tadokoro, Hiroshi | �� | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Akiyama, Tamio | | For | | For |
| Organo Corp. | | 6368 | | J61697108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Okuzono, Shuuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Urai, Norihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Watanabe, Daisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Toyoda, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Furuuchi, Chikara | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Yamamura, Masaharu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Hoshi, Kazuya | | For | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Alternate Statutory Auditor Kogure, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Alternate Statutory Auditor Iwabuchi, Setsuo | | For | | Against |
| Rohm Co. Ltd. | | 6963 | | J65328122 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Shibata, Yoshiaki | | For | | Against |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Iwata, Hideo | | For | | Against |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Tamaki, Yasuhito | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Murao, Shinya | | For | | Against |
| | | | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Kitamura, Haruo | | For | | For |
| Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Busujima, Hideyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Tsutsui, Kimihisa | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ishihara, Akihiko | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against |
| Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4.5 for Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kitamura, Kunitaro | | For | | Against |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | | | Management | �� | 2.4 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| TV Asahi Corp. | | 9409 | | J93646107 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 1000 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Limit Rights of Odd-Lot Holders - Update Authorized Capital to Reflect Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Hayakawa, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Kitazawa, Haruki | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kameyama, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Sunami, Gengo | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Fujinoki, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Hirajo, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Araki, Takanobu | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Okada, Tsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Kitajima, Yoshitoshi | | For | | Against |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Takeuchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Watanabe, Katsunobu | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Kasuya, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Kawaguchi, Tadahisa | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Kimura, Tadakazu | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Tsuchiya, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Fukuda, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Asano, Masao | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Ogiya, Tadao | | For | | Against |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Okumura, Masuo | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Miyama, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Appoint Statutory Auditor Yabuuchi, Yoshihisa | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management
Recommendation | | Vote
Instruction |
| Toppan Printing Co. Ltd. | | 7911 | | ADPV15525 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Adachi, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kaneko, Shingo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Takamiyagi, Jitsumei | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Furuya, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ominato, Mitsuru | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nagayama, Yoshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Okubo, Shinichi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Kumamoto, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Maeda, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Okazaki, Hiroe | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Ito, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Sakuma, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Noma, Yoshinobu | | For | | Against |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Mitsui, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Kakiya, Hidetaka | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Arai, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 1.17 | | Elect Director Maro, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 1.18 | | Elect Director Matsuda, Naoyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.19 | | Elect Director Sato, Nobuaki | | For | | For |
| | | | | | | | | | | | Management | | 1.20 | | Elect Director Kinemura, Katsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 1.21 | | Elect Director Izawa, Taro | | For | | For |
| | | | | | | | | | | | Management | | 1.22 | | Elect Director Ezaki, Sumio | | For | | For |
| | | | | | | | | | | | Management | | 1.23 | | Elect Director Yamano, Yasuhiko | | For | | For |
| | | | | | | | | | | | Management | | 1.24 | | Elect Director Kotani, Yuuichiro | | For | | For |
| | | | | | | | | | | | Management | | 1.25 | | Elect Director Iwase, Hiroshi | | For | | For |
| Toyo Seikan Kaisha Ltd. | | 5901 | | J92289107 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Adoption of Holding Company Structure and Transfer of Operations to New Wholly-Owned Subsidiary | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles To Change Company Name - Amend Business Lines | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Director Miki, Hirofumi | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Director Kaneko, Shunji | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Director Yamamoto, Haruo | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Director Nakayama, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Director Kuroda, Yoshio | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Elect Director Arita, Tsuneo | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Elect Director Tanaka, Atsuo | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Elect Director Tsutsui, Eiji | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Elect Director Tsujihiro, Yasuo | | For | | For |
| | | | | | | | | | | | Management | | 4.10 | | Elect Director Arai, Mitsuo | | For | | For |
| | | | | | | | | | | | Management | | 4.11 | | Elect Director Mio, Takahiko | | For | | For |
| | | | | | | | | | | | Management | | 4.12 | | Elect Director Kobayashi, Koichi | | For | | Against |
| | | | | | | | | | | | Management | | 4.13 | | Elect Director Kobayashi, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 4.14 | | Elect Director Shimizu, Yasuyuki | | For | | For |
| | | | | | | | | | | | Management | | 5.1 | | Appoint Statutory Auditor Okawa, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Appoint Statutory Auditor Konishi, Ryuusaku | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Appoint Statutory Auditor Katayama, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| Wacoal Holdings Corp | | 3591 | | J94632114 | | Japan | | 28-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Tsukamoto, Yoshikata | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kawanaka, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Otani, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Yasuhara, Hironobu | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ide, Yuuzo | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ozaki, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ikeda, Morio | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Horiba, Atsushi | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Nakamura, Tomoki | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment for Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Nuveen Tradewinds Small-Cap Opportunities Fund
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Murray & Roberts Holdings Ltd | | MUR | | S52800133 | | South Africa | | 26-Oct-11 | | Annual | | Management | | 1 | | Elect Andries Bester as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Henry Laas as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect David Barber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Alan Knott-Craig as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Sibusiso Sibisi as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint Deloitte & Touche as Auditors of the Company and Appoint A Zoghby as the Individual Registered Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect David Barber as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Anthony Routledge as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Mahlape Sello as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Alan Knott-Craig as Member of the Audit and Sustainability Committee | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Non-executive Directors Fees with Effect from 1 October 2011 | | For | | For |
| Cresud S.A.C.I.F. y A. | | CRES | | 226406106 | | Argentina | | 31-Oct-11 | | Annual/Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income of ARS 212.56 Million and Distribution of Dividends for Fiscal Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2011 in the Amount of ARS 7.38 Million; Approve Audit Committee’s Budget | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Fix Number of and Elect Directors and Alternates | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Principal and Alternate Members of the Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Auditors for Next Fiscal Year and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Amendments to the Shared Services Agreement Report | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Approve Allocation of Treasury Shares | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Treatment of Provisions for Tax on Shareholders’ Personal Assets | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Increase of Issuance of Debt Securities Up to USD 150 Million within the Global Bond Contract Program; Renew Board Authority Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Spin-Off-Merger Balance Sheets of Agrology SA and Cresud SACIF as of June 30, 2011 and the Reports Prepared by Internal Statutory Auditors Committee and the Auditor | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Renew Authority of Board to Set Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 30 Million as Approved by General Meeting on Oct. 29, 2009; Ratify Request for Listing in the Special Registry of VCP Issuers | | For | | For |
| OPAP (Greek Organisation of Football Prognostics SA) | | OPAP | | X3232T104 | | Greece | | 03-Nov-11 | | Special | | Management | | 1 | | Approve Agreement with the Greek State for the Extension of a Contract | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Agreement with the Greek State for Granting to the Company a License to Install and Operate Video Lottery Terminals | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorize Debt Issuance | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Director Appointment | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Audit Committee Member | | For | | For |
| Downer EDI Ltd. | | DOW | | Q32623151 | | Australia | | 09-Nov-11 | | Annual | | Management | | 2 | | Elect R Mike Harding as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Remuneration Report For the Year Ended June 30, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Restricted Shares to Grant Fenn, Managing Director, Under the 2012 Long Term Incentive Plan | | For | | For |
| St Barbara Ltd. | | SBM | | Q8744Q108 | | Australia | | 17-Nov-11 | | Annual | | Management | | 1 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Board Size | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Elizabeth Ann Donaghey as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Douglas Weir Bailey as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Robert Keith Rae as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Adopt New Constitution | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of Performance Rights to Timothy James Lehany, Managing Director and CEO of the Company | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| CGA Mining Ltd. | | CGX | | Q22628103 | | Australia | | 22-Nov-11 | | Annual | | Management | | 1 | | Elect Mark Savage as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Employee Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Adopt Director’s Remuneration Report | | For | | For |
| KWS Saat AG | | KWS | | D39062100 | | Germany | | 14-Dec-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 2.30 per Share | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte & Touche AG as Auditors for Fiscal 2011/2012 | | For | | For |
| Britvic plc | | BVIC | | G17387104 | | United Kingdom | | 25-Jan-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Joanne Averiss as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Gerald Corbett as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect John Gibney as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Ben Gordon as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Bob Ivell as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Paul Moody as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Michael Shallow as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| EGIS Pharmaceuticals Plc. | | | | X1897P128 | | Hungary | | 25-Jan-12 | | Annual | | Management | | 1 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with International Financial Reporting Standards (IFRS) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with Hungarian Accounting Law (HAL) | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Auditor’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Board of Directors Report on Company’s Business Performance in 2010/2011 in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Supervisory Board’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Audit Committee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Report on Corporate Governance | | For | | For |
| | | | | | | | | | | | Management | | 15.1 | | Reelect Christian BAZANTAY as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.2 | | Reelect Nicolas BOUTS as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.3 | | Reelect Ange DIAZ as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.4 | | Reelect Mrs. GAL Peterne as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.5 | | Reelect HODASZ Istvan as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.6 | | Reelect Yves LANGOURIEUX as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.7 | | Reelect Olivier LAUREAU as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.8 | | Reelect Csaba POROSZLAI as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.9 | | Reelect Jean-Philippe SETA as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.10 | | Reelect Jozsef VERESS as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 15.11 | | Elect Zsolt FEHERDI as Member of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Remuneration of Officials | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Amend Articles of Association Re: Exercising of Employer’s Right | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| The Shaw Group Inc. | | SHAW | | 820280105 | | USA | | 25-Jan-12 | | Annual | | Management | | 1.1 | | Elect Director J.M. Bernhard, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James F. Barker | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Daniel A. Hoffler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David W. Hoyle | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Mancuso | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Albert D. McAlister | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Stephen R. Tritch | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thos. E. Capps | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| Murray & Roberts Holdings Ltd | | MUR | | S52800133 | | South Africa | | 29-Feb-12 | | Special | | Management | | 1 | | Approve Conversion of Share Capital from Par Value Shares to No Par Value Shares | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in Authorised Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend the Company’s Memorandum of Incorporation Re: Authorised Shares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise the Ability to Issue 30 Percent or More of the Company’s Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Place Authorised but Unissued Shares Under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| Laurentian Bank Of Canada | | LB | | 51925D106 | | Canada | | 20-Mar-12 | | Annual | | Management | | 1 | | Elect Pierre Anctil, Lise Bastarache, Jean Bazin, Richard Bélanger, Isabelle Courville, L. Denis Desautels, Pierre Genest, Michel Labonté, Jacqueline C. Orange, Marie-France Poulin, Réjean Robitaille, Michelle R. Savoy and Jonathan I. Wener as Directors | | For | | For |
| | | | | | | | | | | | Management | | 1.1 | | Elect Director Pierre Anctil | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Lise Bastarache | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jean Bazin | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard Belanger | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Isabelle Courville | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director L. Denis Desautels | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Pierre Genest | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michel Labonte | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Jacqueline C. Orange | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Marie-france Poulin | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Rejean Robitaille | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Michelle R. Savoy | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Janathan I. Wener | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Performance-Based Equity Awards | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 5 | | Increase Disclosure of Executive Compensation-Peer Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Disclose Information on Compensation Consultant | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Increase Disclosure of Executive Compensation-Performance Factors | | Against | | For |
| Coca-Cola West Co Ltd | | 2579 | | J0814U109 | | Japan | | 22-Mar-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sueyoshi, Norio | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yoshimatsu, Tamio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Calin Dragan | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Shibata, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Wakasa, Jiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sean Cunial | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Nakamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Sakurai, Masamitsu | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Vikas Tiku | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Takemori, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miyaki, Hiroyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Miura, Zenji | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Higuchi, Kazushige | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| NovaGold Resources Inc. | | NG | | 66987E206 | | Canada | | 28-Mar-12 | | Special | | Management | | 1 | | Approve Spin-Off Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Increase in Maximum Number of Directors from Ten to Fifteen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve 1,875,000 Stock Option Plan Grants to Rick Van Nieuwenhuyse | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of 135,000 Common Shares to Rick Van Nieuwenhuyse | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Equity Incentive Plan of NovaCopper | | For | | Against |
| Petrobras Argentina S.A. | | PESA | | 71646J109 | | Argentina | | 29-Mar-12 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Unallocated Economic Results | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Their Alternates | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2011 and Appoint External Auditors for Fiscal Year 2012 | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| Fertilizantes Heringer S.A. | | FHER3 | | P40228101 | | Brazil | | 11-Apr-12 | | Special | | Management | | 1 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| Fertilizantes Heringer S.A. | | FHER3 | | P40228101 | | Brazil | | 11-Apr-12 | | Annual | | Management | | 1 | | Accept Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Install Fiscal Council and Elect Members | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration for Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Executive Officers and Non-Executive Directors | | For | | For |
| Stolt-Nielsen Ltd | | SNI | | G85080102 | | Bermuda | | 19-Apr-12 | | Annual | | Management | | 1 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Continuation of Authorized Capital under the Stock Option Plan/Waiver of Shareholders’ Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Elect Christer Olsson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4b | | Elect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4c | | Elect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4d | | Elect Samuel Cooperman as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4e | | Elect Hakan Larsson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4f | | Elect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Elect Christer Olsson as Chairman of the Board of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| ERG spa | | ERG | | T3707Z101 | | Italy | | 20-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Fix Number of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Honorary Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Report | | For | | Against |
| Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 23-Apr-12 | | Special | | Management | | 1 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 23-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Company’s Management | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Industrias Bachoco S.A.B. de C.V. | | BACHOCOB | | 456463108 | | Mexico | | 25-Apr-12 | | Annual | | Management | | 1.1 | | Approve CEO and External Auditor Reports for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Board Report on Principal Accounting Policies and Criteria in Accordance with Article 172-B of Company Law | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Approve Report on Activities Undertaken by Board of Directors in Accordance with Article 28, Part 5 of Stock Market Law | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Accept Audited Financial Statements of Company and its Principal Subsidiary for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Approve Report on Activities Undertaken by Audit and Corporate Practices Committee in Accordance with Article 43 of Stock Market Law | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Present Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve for 2012 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Board Secretary | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Chairman and Members of Audit and Corporate Practices Committees | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee Chairman and Members | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 26-Apr-12 | | Annual | | Management | | 1.1 | | Elect Director David D. Freudenthal | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patricia F. Godley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director George C. Morris, III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Wesley M. Taylor | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Peter I. Wold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Share Holder | | 4 | | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | | Against | | For |
| Gruma S.A.B. de C.V. | | GRUMAB | | 400131306 | | Mexico | | 26-Apr-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 in Accordance with Article 28 Section IV of Stock Market Law | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Present Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income for Fiscal Year 2011 | | | | |
| | | | | | | | | | | | Management | | 4 | | Set Aggregate Nominal Amount of Share Repurchase Reserve and Present Report of Operations with Treasury Shares for Fiscal Year 2011 | | | | |
| | | | | | | | | | | | Management | | 5 | | Elect Directors, Secretary, and Alternates; Verify Independence Classification of Directors; Approve Their Remuneration | | | | |
| | | | | | | | | | | | Management | | 6 | | Elect Chairmen of Audit and Corporate Practices Committees | | | | |
| | | | | | | | | | | | Management | | 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Minutes of Meeting | | | | |
| Office Depot, Inc. | | ODP | | 676220106 | | USA | | 26-Apr-12 | | Annual | | Management | | 1 | | Elect Director Neil R. Austrian | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Justin Bateman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Thomas J. Colligan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Marsha J. Evans | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Brenda J. Gaines | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director W. Scott Hedrick | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Kathleen Mason | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James S. Rubin | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Director Raymond Svider | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect Director Nigel Travis | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| Saras SPA | | SRS | | T83058106 | | Italy | | 27-Apr-12 | | Annual | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Fix Directors’ Term | | For | | For |
| | | | | | | | | | | | Share Holder | | 3.2.1 | | Slate One - Submitted by Angelo Moratti Sapa | | None | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 3.2.2 | | Slate Two - Submitted by Assicurazioni Generali SpA | | None | | For |
| | | | | | | | | | | | Management | | 3.3 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 4.0 | | Approve Internal Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Share Holder | | 4.1.1 | | Slate One - Submitted by Angelo Moratti Sapa | | None | | Against |
| | | | | | | | | | | | Share Holder | | 4.1.2 | | Slate Two - Submitted by Assicurazioni Generali SpA | | None | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 01-May-12 | | Annual | | Management | | 1.1 | | Elect Director Jerry C. Atkin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. Ralph Atkin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Margaret S. Billson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Ian M. Cumming | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Henry J. Eyring | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Robert G. Sarver | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Steven F. Udvar-hazy | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director James L. Welch | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Alumina Ltd. | | AWC | | 022205108 | | Australia | | 02-May-12 | | Annual | | Management | | 2 | | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Peter C. Wasow as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Grant of Performance Rights to John Bevan, Chief Executive Officer | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Renew the Proportional Takeover Approval Provisions in the Company’s Constitution | | For | | For |
| Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | Cayman Islands | | 02-May-12 | | Annual | | Management | | 1 | | Elect Mohammad Abu-Ghazaleh as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Hani El-Naffy as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect John H. Dalton as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Dividends | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| ManpowerGroup | | MAN | | 56418H100 | | USA | | 02-May-12 | | Annual | | Management | | 1 | | Elect Director Jeffrey A. Joerres | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John R. Walter | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Marc J. Bolland | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Ulice Payne, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Change Company Name | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| Orascom Development Holding AG | | ODHN | | H5982A100 | | Switzerland | | 07-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1 | | Reelect Samih Sawiris as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Reelect Luciano Gabriel as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.3 | | Reelect Carolina Mueller-Moehl as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.4 | | Reelect Adil Douiri as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.5 | | Reelect Franz Egle as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.6 | | Reelect Jean-Gabriel Peres as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.7 | | Reelect Nicholas Cournoyer as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte AG as Auditors | | For | | Do Not Vote |
| P. H. Glatfelter Company | | GLT | | 377316104 | | USA | | 08-May-12 | | Annual | | Management | | 1.1 | | Elect Director Kathleen A. Dahlberg | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Nicholas DeBenedictis | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kevin M. Fogarty | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J. Robert Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard C. III | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ronald J. Naples | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Dante C. Parrini | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Richard L. Smoot | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Lee C. Stewart | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | Indonesia | | 09-May-12 | | Annual | | Management | | 1 | | Approve Director and Commissioner Report and Discharge Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| RONA Inc. | | RON | | 776249104 | | Canada | | 09-May-12 | | Annual | | Management | | 1.1 | | Elect Director Suzanne Blanchet | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Real Brunet | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Louise Caya | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert Dutton | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard Fortin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jean-Guy Hebert | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Alain Michel | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Geoff Molson | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Patrick Palerme | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director James Pantelidis | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Robert Pare | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Jean-Roch Vachon | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Raymond Chabot Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Silver Standard Resources Inc. | | SSO | | 82823L106 | | Canada | | 09-May-12 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director A.E. Michael Anglin | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director John R. Brodie | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Richard C. Campbell | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Richard D. Paterson | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Shareholder Rights Plan | | For | | For |
| CBIZ, Inc. | | CBZ | | 124805102 | | USA | | 10-May-12 | | Annual | | Management | | 1 | | Elect Director Michael H. DeGroote | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Todd J. Slotkin | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Cascades Inc. | | CAS | | 146900105 | | Canada | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Director Bernard Lemaire | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Laurent Lemaire | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Alain Lemaire | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Martin P. Pelletier | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Paul R. Bannerman | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Louis Garneau | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Sylvie Lemaire | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Robert Chevrier | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director David McAusland | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director James B.C. Doak | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Georges Kobrynsky | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Elise Pelletier | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 10-May-12 | | Annual | | Management | | 1.1 | | Elect Steven W. Carlsen as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect David Cash as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect William M. Jewett as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect William J. Raver as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Brendan R. O’Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect as David S. Cash Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
| | | | | | | | | | | | Management | | 1.17 | | Elect Brendan R. O’Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend the Company’s Amended and Restated Bylaws | | For | | For |
| Gafisa S.A | | GFSA3 | | 362607301 | | Brazil | | 11-May-12 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Fix Number of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Company’s Management | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Install Fiscal Council and Fix Number of Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration for Fiscal Council | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Amend Articles to Reflect Changes in Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Article 19 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles 27, 30, 31, and 32 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles Re: Novo Mercado Regulations | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Consolidate Bylaws | | For | | For |
| Luks Group Vietnam Holdings Co., Ltd. | | 00366 | | G5700D106 | | Hong Kong | | 11-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.03 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Cheng Cheung as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Luk Fung as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Liang Fang as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3d | | Reelect Liu Li Yuan as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3e | | Reelect Tam Kan Wing as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3f | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Dean Foods Company | | DF | | 242370104 | | USA | | 16-May-12 | | Annual | | Management | | 1 | | Elect Director Janet Hill | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director J. Wayne Mailloux | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Hector M. Nevares | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Doreen A. Wright | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Provide Directors May Be Removed with or without Cause | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 10 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Pro-rata Vesting of Equity Plans | | Against | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Stock Retention/Holding Period | | Against | | For |
| Finmeccanica Spa | | FNC | | T4502J151 | | Italy | | 16-May-12 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 4.1 | | Slate 1 Submitted by Institutional Investors | | None | | For |
| | | | | | | | | | | | Share Holder | | 4.2 | | Slate 2 Submitted by the Italian Ministry of Economy and Finance | | None | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 5 | | Appoint Chairman of Internal Statutory Auditors | | None | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Internal Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles Re: 18 and 28, and Approve Article Re: 34 (Board-Related) | | For | | For |
| Goodrich Petroleum Corporation | | GDP | | 382410405 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director Henry Goorich | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Patrick E. Malloy, III | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael J. Perdue | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| IDACORP, Inc. | | IDA | | 451107106 | | USA | | 17-May-12 | | Annual | | Management | | 1.1 | | Elect Director C. Stephen Allred | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Christine King | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Gary G. Michael | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Jan B. Packwood | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Declassify the Board of Directors | | For | | For |
| Portland General Electric Company | | POR | | 736508847 | | USA | | 23-May-12 | | Annual | | Management | | 1.1 | | Elect Director John W. Ballantine | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Rodney L. Brown, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David A. Dietzler | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kirby A. Dyess | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Mark B. Ganz | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Corbin A. McNeill, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Neil J. Nelson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director M. Lee Pelton | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director James J. Piro | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Robert T. F. Reid | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| Old Republic International Corporation | | ORI | | 680223104 | | USA | | 25-May-12 | | Annual | | Management | | 1.1 | | Elect Director Harrington Bischof | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Leo E. Knight, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Charles F. Titterton | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Steven R. Walker | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| NovaGold Resources Inc. | | NG | | 66987E206 | | Canada | | 29-May-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Sharon E. Dowdall | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Gerald J. McConnell | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Marc Faber | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tony S. Giardini | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas S. Kaplan | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Gregory A. Lang | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Gillyeard J. Leathley | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kalidas V. Madhavpeddi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Clynton R. Nauman | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Rick Van Nieuwenhuyse | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Anthony P. Walsh | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Award Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Re-approve Performance Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-approve Deferred Share Unit Plan | | For | | For |
| Tech Data Corporation | | TECD | | 878237106 | | USA | | 30-May-12 | | Annual | | Management | | 1 | | Elect Director Kathleen Misunas | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Thomas I. Morgan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Steven A. Raymund | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Executive Incentive Bonus Plan | | For | | For |
| The United Laboratories International Holdings Limited | | 03933 | | G8813K108 | | Hong Kong | | 31-May-12 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Leung Wing Hon as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Tsoi Hoi Shan as Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 2c | | Reelect Chong Peng Oon as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Reelect Huang Bao Guang as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| Gran Colombia Gold Corp. | | GCM | | 38501D204 | | Canada | | 01-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Ten | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Miguel de la Campa | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert Doyle | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Robert Hines | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Serafino Iacono | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Augusto Lopez | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Alfonso Lopez Caballero | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Hernan Juan Jose Martinez Torres | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Robert Metcalfe | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Jaime Perez Branger | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Mario Pacheco | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| OPAP (Greek Organisation of Football Prognostics SA) | | OPAP | | X3232T104 | | Greece | | 01-Jun-12 | | Annual | | Management | | 1 | | Accept Board and External Audit Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Board and Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Director Remuneration for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Pre-approve Director Remuneration for 2012 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Participate in Companies with Similar Business Interests | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 02-Jun-12 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Renew Auditors Appointement and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Charitable Donations Conducted in 2011 and to be Conducted in 2012 | | For | | Do Not Vote |
| EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 02-Jun-12 | | Special | | Management | | 1 | | Approve Board Report on the Contemplated Strategic Alliance with QInvest at the Level of EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve the Transfer of Company Subsidiaries Shares and Related Assets to EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Acquisition of 60 Percent of EFG Hermes Qatar Shares by Qinvest in Connection with the Contemplated Strategic Alliance | �� | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve the Independent Financial Advisor Report About the Strategic Alliance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve 1.Put Option Exercise In Order to Sell the Remaining 40 Percent Interests of EFG Hermes in EFG Hermes Qatar to QInvest. 2. Granting of a Call Option In Order for QInvest to Buy the Remaining 40 Percent Interests of EFG Hermes in EFG Hermes Qatar | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Do Not Vote |
| Marine Harvest ASA | | MHG | | R2326D105 | | Norway | | 04-Jun-12 | | Annual | | Management | | 1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Amendment to the 2009 Authorization to Issue Convertible Bonds without Preemptive Rights; Approve Authorization to Issue Shares in Support of Convertible Loans | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Creation of NOK 134 Million Pool of Capital without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance Convertible Bonds without Preemptive Rights; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors and Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Elect Members of Nominating Committee; Approve Remuneration of Committee Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Adopt Company’s Corporate Governance Statement | | For | | Do Not Vote |
| Mirae Asset Securities Co. | | 037620 | | Y6074E100 | | South Korea | | 05-Jun-12 | | Annual | | Management | | 1 | | Approve Financial Statements and Appropriation of Income and Dividend of KRW 500 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | Against |
| | | | | | | | | | | | Management | | 3-1 | | Elect Two Inside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 3-2 | | Elect Four Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4-1 | | Reelect Lee Kwang-Seop as Member of Audit Committee who is not Outside Director | | For | | Against |
| | | | | | | | | | | | Management | | 4-2 | | Reelect Two Members of Audit Committee who are Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Stock Option Grants | | For | | Against |
| Ingram Micro Inc. | | IM | | 457153104 | | USA | | 06-Jun-12 | | Annual | | Management | | 1 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Leslie Stone Heisz | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director John R. Ingram | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Orrin H. Ingram, II | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Dale R. Laurance | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Linda Fayne Levinson | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Alain Monie | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Michael T. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Joe B. Wyatt | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Layne Christensen Company | | LAYN | | 521050104 | | USA | | 07-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director David A. Brown | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director J. Samuel Butler | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Robert R. Gilmore | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Anthony B. Helfet | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Nelson Obus | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jeffrey J. Reynolds | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Rene J. Robichaud | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| Eastern Platinum Ltd. | | ELR | | 276855103 | | Canada | | 12-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ian Terry Rozier | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director David W. Cohen | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Gordon Keep | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director John Andrews | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director John Hawkrigg | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director J. Merfyn Roberts | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Robert J. Gayton | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Zwelakhe Sisulu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 13-Jun-12 | | Annual | | Management | | 1 | | Elect Director John H. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Susan B. Bayh | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Dennis M. Fenton | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director David L. Urdal | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| First Uranium Corporation | | FIU | | 33744RAA0 | | Canada | | 13-Jun-12 | | Special | | Management | | 1 | | Bondholder Resolution: Consent to and Approve the Terms of a Supplemental Indenture in Respect of the Indenture Providing for the Issue of the Debentures | | For | | Do Not Vote |
| Fields Corp. | | 2767 | | J1348C102 | | Japan | | 20-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2500 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ikezawa, Kenichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Furuta, Yoshika | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Nakamoto, Koichiro | | For | | Against |
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Company
Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item
Number | | Proposal | | Management Recommendation | | Vote Instruction |
| Gabriel Resources Ltd. | | GBU | | 361970106 | | Canada | | 21-Jun-12 | | Annual/Special | | Management | | 1.1 | | Elect Director Dag Cramer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Raymond Edward Flood | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Keith Hulley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Alfred Gusenbauer | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Walter Segsworth | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Murray Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| Uranium Participation Corp | | U | | 917017105 | | Canada | | 26-Jun-12 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Bankers Petroleum Ltd. | | BNK | | 066286303 | | Canada | | 27-Jun-12 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Wesley Clark | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| Chugoku Marine Paints Ltd. | | 4617 | | J07182116 | | Japan | | 27-Jun-12 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Higashi, Masataka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ito, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Kawakami, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust II
| | |
By | | /s/ Gifford R. Zimmerman
|
| | | Gifford R. Zimmerman – Chief Administrative Officer |
| |
| Date | | |
August 29, 2012
