FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08333
Nuveen Investment Trust II
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2011
Item 1. Proxy Voting Record
Nuveen Santa Barbara Dividend Growth Fund
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Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
VF Corporation | | VFC | | 918204108 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Juan Ernesto de Bedout | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ursula O. Fairbairn | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric C Wiseman | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Management | | 4 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
The Coca-Cola Company | | KO | | 191216100 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director James D. Robinson III | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 20 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 21 | | Publish Report on Chemical Bisphenol-A (BPA) | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael S. Brown | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William H. Gray III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | Share Holder | | 18 | | Report on Public Policy Advocacy Process | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Southern Copper Corporation | | SCCO | | 84265V105 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director German Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Gonzalez Rocha | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Emilio Carrillo Gamboa | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Alfredo Casar Perez | | For | | Withhold |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.5 | | Elect Director Luis Castelazo Morales | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director Enrique Castillo Sanchez Mejorada | | For | | Withhold |
| | | | | | | | | | Management | | 1.7 | | Elect Director Alberto de la Parra Zavala | | For | | Withhold |
| | | | | | | | | | Management | | 1.8 | | Elect Director Xavier Garcia de Quevedo Topete | | For | | Withhold |
| | | | | | | | | | Management | | 1.9 | | Elect Director Genaro Larrea Mota-Velasco | | For | | Withhold |
| | | | | | | | | | Management | | 1.10 | | Elect Director Daniel Muñiz Quintanilla | | For | | Withhold |
| | | | | | | | | | Management | | 1.11 | | Elect Director Luis Miguel Palomino Bonilla | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Gilberto Perezalonso Cifuentes | | For | | Withhold |
| | | | | | | | | | Management | | 1.13 | | Elect Director Juan Rebolledo Gout | | For | | Withhold |
| | | | | | | | | | Management | | 1.14 | | Elect Director Carlos Ruiz Sacristan | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Thomson Reuters Corporation | | TRI | | 884903105 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director David Thomson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Geoffrey Beattie | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas H. Glocer | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Manvinder S. Banga | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Mary Cirillo | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Steven A. Denning | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Lawton W. Fitt | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Roger L. Martin | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Sir Deryck Maughan | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Ken Olisa | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Vance K. Opperman | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director John M. Thompson | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Peter J. Thomson | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director John A. Tory | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Andrew H. Card, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas J. Donohue | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Archie W. Dunham | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. McCarthy | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Michael W. McConnell | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Thomas F. McLarty III | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Jose H. Villarreal | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director James R. Young | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5a | | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | | For | | For |
| | | | | | | | | | Management | | 5b | | Reduce Supermajority Vote Requirement Relating to Removal of Directors | | For | | For |
| | | | | | | | | | Management | | 5c | | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | Against |
Philip Morris International Inc. | | PM | | 718172109 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Louis C. Camilleri | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Dudley Fishburn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jennifer Li | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | Against |
| | | | | | | | | | Management | | 8 | | Elect Director Lucio A. Noto | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Carlos Slim Helu | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen M. Wolf | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 14 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | Against |
Leggett & Platt, Incorporated | | LEG | | 524660107 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Robert E. Brunner | | For | | For |
| | | | | | | | | | Management | �� | 2 | | Elect Director Ralph W. Clark | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director R. Ted Enloe, III | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Richard T. Fisher | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Matthew C. Flanigan | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Karl G. Glassman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Ray A. Griffith | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director David S. Haffner | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Joseph W. McClanathan | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Judy C. Odom | | For | | For |
| | | | | | | | | | Management | | 11 | | ElectElect Director Maurice E. Purnell, Jr. | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Phoebe A. Wood | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | For |
Waste Management, Inc. | | WM | | 94106L109 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Pastora San Juan Cafferty | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank M. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Patrick W. Gross | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John C. Pope | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director W. Robert Reum | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven G. Rothmeier | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Provide Right to Call Special Meeting | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 17-May-11 | | Annual | | Management | | 1 | | Elect Director Crandall C. Bowles | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Stephen B. Burke | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David M. Cote | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James S. Crown | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James Dimon | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Ellen V. Futter | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William H. Gray, III | | For | | For |
| | | | | | | | | | Management | �� | 8 | | Elect Director Laban P. Jackson, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David C. Novak | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lee R. Raymond | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 15 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Share Holder | | 16 | | Affirm Political Non-Partisanship | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Loan Modifications | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
| | | | | | | | | | Share Holder | | 21 | | Require Independent Board Chairman | | Against | | Against |
Royal Dutch Shell plc | | RDSB | | 780259206 | | 17-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Linda Stuntz as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Josef Ackermann as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Re-elect Malcolm Brinded as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Guy Elliott as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Simon Henry as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Charles Holliday as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Lord Kerr of Kinlochard as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Jeroen van der Veer as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Peter Voser as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Hans Wijers as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise EU Political Donations and Expenditure | | For | | For |
Lorillard, Inc. | | LO | | 544147101 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Dianne Neal Blixt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David E. R. Dangoor | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Murray S. Kessler | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | None | | For |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
YUM! Brands, Inc. | | YUM | | 988498101 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Massimo Ferragamo | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J. David Grissom | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Bonnie G. Hill | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Robert Holland, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Kenneth G. Langone | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Jonathan S. Linen | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas C. Nelson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David C. Novak | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Thomas M. Ryan | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Jing-Shyh S. Su | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Robert D. Walter | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 16 | | Provide Right to Call Special Meeting | | For | | For |
NextEra Energy, Inc. | | NEE | | 65339F101 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Sherry S. Barrat | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert M. Beall, II | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director J. Hyatt Brown | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James L. Camaren | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kenneth B. Dunn | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Brian Ferguson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Lewis Hay, III | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Toni Jennings | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Oliver D. Kingsley, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Rudy E. Schupp | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director William H. Swanson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Michael H. Thaman | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Hansel E. Tookes, II | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
BlackRock, Inc. | | BLK | | 09247X101 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Murry S. Gerber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director James Grosfeld | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.3 | | Elect Director Deryck Maughan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas K. Montag | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Linda Gosden Robinson | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director John S. Varley | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Chevron Corporation | | CVX | | 166764100 | | 25-May-11 | | Annual | | Management | | 1 | | Elect Director L.F. Deily | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director R.E. Denham | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director R.J. Eaton | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director C. Hagel | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director E. Hernandez | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director G.L. Kirkland | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director D.B. Rice | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director K.W. Sharer | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director C.R. Shoemate | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J.G. Stumpf | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director R.D. Sugar | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director C. Ware | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director J.S. Watson | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Adopt Guidelines for Country Selection | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Report on Financial Risks of Climate Change | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | For |
| | | | | | | | | | Share Holder | | 23 | | Report on Offshore Oil Wells and Spill Mitigation Measures | | Against | | Against |
ONEOK, Inc. | | OKE | | 682680103 | | 25-May-11 | | Annual | | Management | | 1 | | Elect Director James C. Day | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Julie H. Edwards | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William L. Ford | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John W. Gibson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Bert H. Mackie | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Jim W. Mogg | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Pattye L. Moore | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Gary D. Parker | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Eduardo A. Rodriguez | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Gerald B. Smith | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director David J. Tippeconnic | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Raytheon Company | | RTN | | 755111507 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Vernon E. Clark | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John M. Deutch | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen J. Hadley | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Frederic M. Poses | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael C. Ruettgers | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Ronald L. Skates | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William R. Spivey | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Linda G. Stuntz | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director William H. Swanson | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Share Holder | | 13 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 14 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Contributions and Expenses | | Against | | For |
| | | | | | | | | | Share Holder | | 16 | | Submit SERP to Shareholder Vote | | Against | | For |
New York Community Bancorp, Inc. | | NYB | | 649445103 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Dominick Ciampa | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W.c. Frederick | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Max L. Kupferberg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Spiros J. Voutsinas | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Robert Wann | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Caterpillar Inc. | | CAT | | 149123101 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 8 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | Share Holder | | 11 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | Share Holder | | 12 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | Against |
Nuveen Santa Barbara Dividend Growth Fund
MICROCHIP TECHNOLOGY INCORPORATED
| | | | | | |
Security | | 595017104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MCHP | | Meeting Date | | 20-Aug-2010 |
| | | |
ISIN | | US5950171042 | | Agenda | | 933309216 - Management |
| | | |
City | | | | Holding Recon Date | | 21-Jun-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 19-Aug-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STEVE SANGHI | | | | For | | For |
| | | | |
| | 2 ALBERT J. HUGO-MARTINEZ | | | | For | | For |
| | | | |
| | 3 L.B. DAY | | | | For | | For |
| | | | |
| | 4 MATTHEW W. CHAPMAN | | | | For | | For |
| | | | |
| | 5 WADE F. MEYERCORD | | | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | | Management | | For | | For |
SEADRILL LIMITED
| | | | | | |
Security | | G7945E105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SDRL | | Meeting Date | | 24-Sep-2010 |
| | | |
ISIN | | BMG7945E1057 | | Agenda | | 933317504 - Management |
| | | |
City | | | | Holding Recon Date | | 20-Jul-2010 |
| | | |
Country | | Bermuda | | Vote Deadline Date | | 23-Sep-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | | Management | | Against | | Against |
| | | | |
02 | | TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY. | | Management | | Against | | Against |
| | | | |
03 | | TO RE-ELECT KATE BLAKENSHIP AS A DIRECTOR OF THE COMPANY. | | Management | | Against | | Against |
| | | | |
04 | | TO RE-ELECT KJELL E. JACOBSEN AS A DIRECTOR OF THE COMPANY. | | Management | | Against | | Against |
| | | | |
05 | | TO RE-ELECT KATHERINE FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | | Management | | Against | | Against |
| | | | |
06 | | PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS, AS OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION. | | Management | | For | | For |
| | | | |
07 | | PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY’S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$650,000 FOR THE YEAR ENDED DECEMBER 31, 2010. | | Management | | For | | For |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Security | | 742718109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PG | | Meeting Date | | 12-Oct-2010 |
| | | |
ISIN | | US7427181091 | | Agenda | | 933321375 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Aug-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 11-Oct-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: ANGELA F. BRALY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
| | | | |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | | Shareholder | | Against | | For |
PAYCHEX, INC.
| | | | | | |
Security | | 704326107 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PAYX | | Meeting Date | | 13-Oct-2010 |
| | | |
ISIN | | US7043261079 | | Agenda | | 933325599 - Management |
| | | |
City | | | | Holding Recon Date | | 16-Aug-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 12-Oct-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: GRANT M. INMAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JOSEPH M. VELLI | | Management | | For | | For |
| | | | |
2 | | TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE UNDER THE PLAN. | | Management | | For | | For |
| | | | |
3 | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
MICROSOFT CORPORATION
| | | | | | |
Security | | 594918104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MSFT | | Meeting Date | | 16-Nov-2010 |
| | | |
ISIN | | US5949181045 | | Agenda | | 933331011 - Management |
| | | |
City | | | | Holding Recon Date | | 03-Sep-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 15-Nov-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | ELECTION OF DIRECTOR: STEVEN A. BALLMER | | Management | | For | | For |
| | | | |
02 | | ELECTION OF DIRECTOR: DINA DUBLON | | Management | | For | | For |
| | | | |
03 | | ELECTION OF DIRECTOR: WILLIAM H. GATES III | | Management | | For | | For |
| | | | |
04 | | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | | Management | | For | | For |
| | | | |
05 | | ELECTION OF DIRECTOR: REED HASTINGS | | Management | | For | | For |
| | | | |
06 | | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | | For | | For |
| | | | |
07 | | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | | Management | | For | | For |
| | | | |
08 | | ELECTION OF DIRECTOR: CHARLES H. NOSKI | | Management | | For | | For |
| | | | |
09 | | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | | For | | For |
| | | | |
10 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | |
11 | | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | | Shareholder | | For | | Against |
EMERSON ELECTRIC CO.
| | | | | | |
Security | | 291011104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMR | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US2910111044 | | Agenda | | 933358435 - Management |
| | | |
City | | | | Holding Recon Date | | 23-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 D.N. FARR* | | | | For | | For |
| | | | |
| | 2 H. GREEN* | | | | For | | For |
| | | | |
| | 3 C.A. PETERS* | | | | For | | For |
| | | | |
| | 4 J.W. PRUEHER* | | | | For | | For |
| | | | |
| | 5 R.L. RIDGWAY** | | | | For | | For |
| | | | |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | | Management | | For | | For |
| | | | |
04 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
05 | | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | 1 Year | | Against |
| | | | |
07 | | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | | Shareholder | | For | | Against |
ACCENTURE PLC
| | | | | | |
Security | | G1151C101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACN | | Meeting Date | | 03-Feb-2011 |
| | | |
ISIN | | IE00B4BNMY34 | | Agenda | | 933362042 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-Feb-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED AUGUST 31, 2010 AS PRESENTED | | Management | | For | | For |
| | | | |
2A | | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | | Management | | For | | For |
| | | | |
2B | | RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER | | Management | | For | | For |
| | | | |
2C | | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE | | Management | | For | | For |
| | | | |
2D | | RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART | | Management | | For | | For |
| | | | |
2E | | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | | Management | | For | | For |
| | | | |
03 | | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For |
| | | | |
04 | | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
05 | | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | | Management | | 1 Year | | Against |
| | | | |
06 | | AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For |
| | | | |
07 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For |
| | | | |
08 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For |
QUALCOMM, INCORPORATED
| | | | | | |
Security | | 747525103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | QCOM | | Meeting Date | | 08-Mar-2011 |
| | | |
ISIN | | US7475251036 | | Agenda | | 933365947 - Management |
| | | |
City | | | | Holding Recon Date | | 10-Jan-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 07-Mar-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | | | |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | | | |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | | | |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | | | |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | | | |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | | | |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | | | |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | | | |
| | 9 SHERRY LANSING | | | | For | | For |
| | | | |
| | 10 DUANE A. NELLES | | | | For | | For |
| | | | |
| | 11 FRANCISCO ROS | | | | For | | For |
| | | | |
| | 12 BRENT SCOWCROFT | | | | For | | For |
| | | | |
| | 13 MARC I. STERN | | | | For | | For |
| | | | |
02 | | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. | | Management | | For | | For |
| | | | |
05 | | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
07 | | TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | Shareholder | | For | | Against |
U.S. BANCORP
| | | | | | |
Security | | 902973304 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | USB | | Meeting Date | | 19-Apr-2011 |
| | | |
ISIN | | US9029733048 | | Agenda | | 933382676 - Management |
| | | |
City | | | | Holding Recon Date | | 22-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 18-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: Y. MARC BELTON | | Management | | For | | For |
| | | | | | | | |
1C | | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: RICHARD K. DAVIS | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JOEL W. JOHNSON | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: JERRY W. LEVIN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: DAVID B. O’MALEY | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H. | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: RICHARD G. REITEN | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: PATRICK T. STOKES | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
05 | | SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON DIRECTOR COMPENSATION. | | Shareholder | | Against | | For |
PACCAR INC
| | | | | | |
Security | | 693718108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PCAR | | Meeting Date | | 20-Apr-2011 |
| | | |
ISIN | | US6937181088 | | Agenda | | 933376558 - Management |
| | | |
City | | | | Holding Recon Date | | 23-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 19-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JOHN M. FLUKE, JR. | | | | For | | For |
| | | | |
| | 2 KIRK S. HACHIGIAN | | | | For | | For |
| | | | |
| | 3 STEPHEN F. PAGE | | | | For | | For |
| | | | |
| | 4 THOMAS E. PLIMPTON | | | | For | | For |
| | | | |
02 | | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | | Management | | 1 Year | | Against |
| | | | |
04 | | APPROVAL OF THE LONG TERM INCENTIVE PLAN | | Management | | For | | For |
| | | | |
05 | | APPROVAL OF THE SENIOR EXECUTIVE YEARLY INCENTIVE COMPENSATION PLAN | | Management | | For | | For |
| | | | |
06 | | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD | | Shareholder | | For | | Against |
INTERNATIONAL BUSINESS MACHINES CORP.
| | | | | | |
Security | | 459200101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | IBM | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US4592001014 | | Agenda | | 933380381 - Management |
| | | |
City | | | | Holding Recon Date | | 25-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
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1E | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | | Management | | 1 Year | | Against |
| | | | |
05 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | | Shareholder | | For | | Against |
THE COCA-COLA COMPANY
| | | | | | |
Security | | 191216100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | KO | | Meeting Date | | 27-Apr-2011 |
| | | |
ISIN | | US1912161007 | | Agenda | | 933380418 - Management |
| | | |
City | | | | Holding Recon Date | | 28-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: BARRY DILLER | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: EVAN G. GREENBERG | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: SAM NUNN | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Management | | For | | For |
| | | | |
1O | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE | | Management | | 1 Year | | For |
| | | | |
07 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | Shareholder | | For | | Against |
| | | | | | |
CULLEN/FROST BANKERS, INC. |
Security | | 229899109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | CFR | | Meeting Date | | 28-Apr-2011 |
| | | |
ISIN | | US2298991090 | | Agenda | | 933391017 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 27-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 R. DENNY ALEXANDER | | | | For | | For |
| | | | |
| | 2 CARLOS ALVAREZ | | | | For | | For |
| | | | |
| | 3 ROYCE S. CALDWELL | | | | For | | For |
| | | | |
| | 4 CRAWFORD H. EDWARDS | | | | For | | For |
| | | | |
| | 5 RUBEN M. ESCOBEDO | | | | For | | For |
| | | | |
| | 6 RICHARD W. EVANS, JR. | | | | For | | For |
| | | | |
| | 7 PATRICK B. FROST | | | | For | | For |
| | | | |
| | 8 DAVID J. HAEMISEGGER | | | | For | | For |
| | | | |
| | 9 KAREN E. JENNINGS | | | | For | | For |
| | | | |
| | 10 RICHARD M. KLEBERG, III | | | | For | | For |
| | | | |
| | 11 CHARLES W. MATTHEWS | | | | For | | For |
| | | | |
| | 12 IDA CLEMENT STEEN | | | | For | | For |
| | | | |
| | 13 HORACE WILKINS JR. | | | | For | | For |
| | | | |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2011. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | ADVISORY (NON-BINDING) ELECTION OF THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | | | |
AT&T INC. |
Security | | 00206R102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | T | | Meeting Date | | 29-Apr-2011 |
| | | |
ISIN | | US00206R1023 | | Agenda | | 933378437 - Management |
| | | |
City | | | | Holding Recon Date | | 01-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: GILBERT F. AMELIO | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAIME CHICO PARDO | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: MATTHEW K. ROSE | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | | Management | | For | | For |
| | | | |
03 | | APPROVE 2011 INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
06 | | POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
| | | | |
07 | | SPECIAL STOCKHOLDER MEETINGS. | | Shareholder | | For | | Against |
| | | | |
08 | | WRITTEN CONSENT. | | Shareholder | | For | | Against |
| | | | | | |
ABBOTT LABORATORIES |
Security | | 002824100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ABT | | Meeting Date | | 29-Apr-2011 |
| | | |
ISIN | | US0028241000 | | Agenda | | 933386319 - Management |
| | | |
City | | | | Holding Recon Date | | 02-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 R.J. ALPERN | | | | For | | For |
| | | | |
| | 2 R.S. AUSTIN | | | | For | | For |
| | | | |
| | 3 W.J. FARRELL | | | | For | | For |
| | | | |
| | 4 H.L. FULLER | | | | For | | For |
| | | | |
| | 5 E.M. LIDDY | | | | For | | For |
| | | | |
| | 6 P.N. NOVAKOVIC | | | | For | | For |
| | | | |
| | 7 W.A. OSBORN | | | | For | | For |
| | | | |
| | 8 S.C. SCOTT III | | | | For | | For |
| | | | |
| | 9 G.F. TILTON | | | | For | | For |
| | | | |
| | 10 M.D. WHITE | | | | For | | For |
| | | | |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | | Management | | For | | For |
| | | | |
03 | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
05 | | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | | Shareholder | | For | | Against |
| | | | | | |
AFLAC INCORPORATED |
Security | | 001055102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | AFL | | Meeting Date | | 02-May-2011 |
| | | |
ISIN | | US0010551028 | | Agenda | | 933383616 - Management |
| | | |
City | | | | Holding Recon Date | | 23-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 29-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: DANIEL P. AMOS | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: PAUL S. AMOS II | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: KRISS CLONINGER III | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: CHARLES B. KNAPP | | Management | | For | | For |
| | | | | | | | |
| | | | |
1J | | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | | Management | | For | | For |
| | | | |
1O | | ELECTION OF DIRECTOR: TAKURO YOSHIDA | | Management | | For | | For |
| | | | |
02 | | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | | Management | | For | | For |
| | | | |
03 | | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
04 | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | | Management | | For | | For |
EQT CORPORATION
| | | | | | |
Security | | 26884L109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EQT | | Meeting Date | | 10-May-2011 |
| | | |
ISIN | | US26884L1098 | | Agenda | | 933389466 - Management |
| | | |
City | | | | Holding Recon Date | | 09-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 09-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STEPHEN A. THORINGTON | | | | For | | For |
| | | | |
| | 2 DAVID L. PORGES | | | | For | | For |
| | | | |
| | 3 JAMES E. ROHR | | | | For | | For |
| | | | |
| | 4 DAVID S. SHAPIRA | | | | For | | For |
| | | | |
2 | | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | | Management | | For | | For |
| | | | |
3 | | APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM INCENTIVE PLAN | | Management | | For | | For |
| | | | |
4 | | APPROVAL OF THE EXECUTIVE COMPENSATION OF THE COMPANY | | Management | | For | | For |
| | | | |
5 | | RECOMMENDATION ON THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | 1 Year | | For |
| | | | |
6 | | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | | Management | | For | | For |
| | | | |
7 | | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY RELATED TO VACANCIES IN THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
8 | | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS | | Management | | For | | For |
Nuveen Santa Barbara EcoLogic Equity Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
The Coca-Cola Company | | KO | | 191216100 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director James D. Robinson III | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 20 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 21 | | Publish Report on Chemical Bisphenol-A (BPA) | | Against | | For |
Baxter International Inc. | | BAX | | 071813109 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director Wayne T. Hockmeyer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Robert L. Parkinson, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Thomas T. Stallkamp | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Albert P.L. Stroucken | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Walter D Alessio | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Nicholas Debenedictis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Paul L. Joskow | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John M. Palms | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William C. Richardson | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
PepsiCo, Inc. | | PEP | | 713448108 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director S.L. Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director I.M. Cook | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director D. Dublon | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director V.J. Dzau | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director R.L. Hunt | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director A. Ibarguen | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director A.C. Martinez | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Elect Director I.K. Nooyi | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director S.P. Rockefeller | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J.J. Schiro | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director L.G. Trotter | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director D. Vasella | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | For |
Apache Corporation | | APA | | 037411105 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director G. Steven Farris | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Randolph M. Ferlic | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director A.D. Frazier, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John A. Kocur | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 8 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 9 | | Increase Authorized Preferred Stock | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Omnibus Stock Plan | | For | | For |
Ecolab Inc. | | ECL | | 278865100 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director Douglas M. Baker, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Barbara J. Beck | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jerry W. Levin | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert L. Lumpkins | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 9 | | Adopt Policy on Human Right to Water | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Reduce Supermajority Vote Requirement | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rodolfo Segovia | | For | | Against |
| | | | | | | | | | Management | | 11 | | Elect Director Aziz D. Syriani | | For | | Against |
| | | | | | | | | | Management | | 12 | | Elect Director Rosemary Tomich | | For | | Against |
| | | | | | | | | | Management | | 13 | | Elect Director Walter L. Weisman | | For | | Against |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Review Political Expenditures and Processes | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Lloyd C. Blankfein | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John H. Bryan | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Gary D. Cohn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Claes Dahlback | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Stephen Friedman | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William W. George | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James A. Johnson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Lois D. Juliber | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9 | | Elect Director Lakshmi N. Mittal | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director James J. Schiro | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 14 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 15 | | Amend Bylaws — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 16 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 17 | | Review Executive Compensation | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Climate Change Business Risks | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
ITT Corporation | | ITT | | 450911102 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Steven R. Loranger | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Curtis J. Crawford | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Christina A. Gold | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ralph F. Hake | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John J. Hamre | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul J. Kern | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Frank T. MacInnis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Surya N. Mohapatra | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Linda S. Sanford | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Amend Human Rights Policies | | Against | | For |
Norfolk Southern Corporation | | NSC | | 655844108 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Potash Corporation of Saskatchewan Inc. | | POT | | 73755L107 | | 12-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director C. M. Burley | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. J. Doyle | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director J. W. Estey | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director C. S. Hoffman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director D. J. Howe | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A. D. Laberge | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director K. G. Martell | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director J. J. McCaig | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director M. Mogford | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director P. J. Schoenhals | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director E. R. Stromberg | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director E. Viyella de Paliza | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve 2011 Performance Option Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Waste Management, Inc. | | WM | | 94106L109 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Pastora San Juan Cafferty | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank M. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Patrick W. Gross | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John C. Pope | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director W. Robert Reum | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven G. Rothmeier | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Provide Right to Call Special Meeting | | For | | For |
Quest Diagnostics Incorporated | | DGX | | 74834L100 | | 17-May-11 | | Annual | | Management | | 1 | | Elect Director William F. Buehler | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Daniel C. Stanzione | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
American Tower Corporation | | AMT | | 029912201 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Raymond P. Dolan | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ronald M. Dykes | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Carolyn F. Katz | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Gustavo Lara Cantu | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Pamela D.A. Reeve | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David E. Sharbutt | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James D. Taiclet, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Samme L. Thompson | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
McDonald’s Corporation | | MCD | | 580135101 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Susan E. Arnold | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Richard H. Lenny | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Cary D. McMillan | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Sheila A. Penrose | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James A. Skinner | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | | For | | For |
| | | | | | | | | | Management | | 10 | | Reduce Supermajority Vote Requirement Relating to the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 11 | | Reduce Supermajority Vote Requirement for Shareholder Action | | For | | For |
| | | | | | | | | | Share Holder | | 12 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 13 | | Require Suppliers to Adopt CAK | | Against | | For |
| | | | | | | | | | Share Holder | | 14 | | Report on Policy Responses to Children’s Health Concerns and Fast Food | | Against | | For |
| | | | | | | | | | Share Holder | | 15 | | Report on Beverage Container Environmental Strategy | | Against | | For |
NextEra Energy, Inc. | | NEE | | 65339F101 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Sherry S. Barrat | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert M. Beall, II | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director J. Hyatt Brown | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James L. Camaren | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kenneth B. Dunn | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Brian Ferguson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Lewis Hay, III | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Toni Jennings | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Oliver D. Kingsley, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Rudy E. Schupp | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director William H. Swanson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Michael H. Thaman | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Hansel E. Tookes, II | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Nuveen Santa Barbara EcoLogic Equity Fund
MCKESSON CORPORATION
| | | | | | |
Security | | 58155Q103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MCK | | Meeting Date | | 28-Jul-2010 |
| | | |
ISIN | | US58155Q1031 | | Agenda | | 933303834 - Management |
| | | |
City | | | | Holding Recon Date | | 01-Jun-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 27-Jul-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: ANDY D. BRYANT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: WAYNE A. BUDD | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: ALTON F. IRBY III | | Management | | Against | | Against |
| | | | |
1E | | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | | Management | | Against | | Against |
| | | | |
1F | | ELECTION OF DIRECTOR: MARIE L. KNOWLES | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | | Management | | Against | | Against |
| | | | |
1H | | ELECTION OF DIRECTOR: EDWARD A. MUELLER | | Management | | Against | | Against |
| | | | |
1I | | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | | Management | | For | | For |
| | | | |
02 | | REAPPROVAL OF THE PERFORMANCE MEASURES FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY’S AMENDED AND RESTATED 2005 STOCK PLAN. | | Management | | For | | For |
| | | | |
03 | | REAPPROVAL OF PERFORMANCE MEASURES AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER 2005 MANAGEMENT INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING MARCH 31, 2011. | | Management | | For | | For |
| | | | |
05 | | STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION FOR TWO YEARS BEYOND RETIREMENT. | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL ON PREPARING A PAY DIFFERENTIAL REPORT. | | Shareholder | | Against | | For |
| | | | | | |
NIKE, INC. |
| | | |
Security | | 654106103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | NKE | | Meeting Date | | 20-Sep-2010 |
| | | |
ISIN | | US6541061031 | | Agenda | | 933315548 - Management |
| | | |
City | | | | Holding Recon Date | | 26-Jul-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 17-Sep-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JILL K. CONWAY | | | | For | | For |
| | | | |
| | 2 ALAN B. GRAF, JR. | | | | For | | For |
| | | | |
| | 3 JOHN C. LECHLEITER | | | | For | | For |
| | | | |
| | 4 PHYLLIS M. WISE | | | | For | | For |
| | | | |
02 | | TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE PERFORMANCE SHARING PLAN. | | Management | | For | | For |
| | | | |
03 | | TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
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THE PROCTER & GAMBLE COMPANY |
| | | |
Security | | 742718109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PG | | Meeting Date | | 12-Oct-2010 |
| | | |
ISIN | | US7427181091 | | Agenda | | 933321375 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Aug-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 11-Oct-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: ANGELA F. BRALY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
| | | | | | | | |
| | | | |
1J | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
| | | | |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | | Shareholder | | For | | Against |
| | | | | | |
DIAGEO PLC |
| | | |
Security | | 25243Q205 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | DEO | | Meeting Date | | 14-Oct-2010 |
| | | |
ISIN | | US25243Q2057 | | Agenda | | 933329321 - Management |
| | | |
City | | | | Holding Recon Date | | 03-Sep-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 05-Oct-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | REPORT AND ACCOUNTS 2010. | | Management | | For | | For |
| | | | |
02 | | DIRECTORS’ REMUNERATION REPORT 2010. | | Management | | For | | For |
| | | | |
03 | | DECLARATION OF FINAL DIVIDEND. | | Management | | For | | For |
| | | | |
04 | | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
05 | | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
06 | | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
07 | | RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION (CHAIRMAN OF THE COMMITTEE) COMMITTEE) | | Management | | For | | For |
| | | | |
08 | | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN OF THE NOMINATION COMMITTEE) | | Management | | For | | For |
| | | | |
09 | | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT (CHAIRMAN OF THE COMMITTEE), NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
10 | | RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
11 | | RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
12 | | RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN OF THE EXECUTIVE COMMITTEE) | | Management | | For | | For |
| | | | |
13 | | ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | | Management | | For | | For |
| | | | |
14 | | ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | | Management | | For | | For |
| | | | |
15 | | RE-APPOINTMENT OF AUDITOR. | | Management | | For | | For |
| | | | |
16 | | REMUNERATION OF AUDITOR. | | Management | | For | | For |
| | | | |
17 | | AUTHORITY TO ALLOT SHARES. | | Management | | For | | For |
| | | | |
18 | | DISAPPLICATION OF PRE-EMPTION RIGHTS. | | Management | | For | | For |
| | | | |
19 | | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | | Management | | For | | For |
| | | | |
20 | | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | | Management | | For | | For |
| | | | |
21 | | AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
22 | | ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN. | | Management | | For | | For |
| | | | |
23 | | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. | | Management | | For | | For |
| | | | |
24 | | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | | Management | | For | | For |
| | | | | | |
CISCO SYSTEMS, INC. |
| | | |
Security | | 17275R102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | CSCO | | Meeting Date | | 18-Nov-2010 |
| | | |
ISIN | | US17275R1023 | | Agenda | | 933332265 - Management |
| | | |
City | | | | Holding Recon Date | | 20-Sep-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 17-Nov-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: LARRY R. CARTER | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: MICHAEL K. POWELL | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: ARUN SARIN | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: JERRY YANG | | Management | | For | | For |
| | | | |
02 | | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. | | Management | | For | | For |
| | | | |
04 | | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO’S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | | Shareholder | | For | | Against |
| | | | |
05 | | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Shareholder | | For | | Against |
| | | | |
06 | | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO’S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Shareholder | | For | | Against |
| | | | | | |
PALADIN ENERGY LTD. |
| | | |
Security | | Q7264T104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PALAF | | Meeting Date | | 25-Nov-2010 |
| | | |
ISIN | | AU000000PDN8 | | Agenda | | 933341567 - Management |
| | | |
City | | | | Holding Recon Date | | 20-Oct-2010 |
| | | |
Country | | Australia | | Vote Deadline Date | | 22-Nov-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | REMUNERATION REPORT | | Management | | For | | For |
| | | | |
02 | | RE-ELECTION OF DIRECTOR - R CRABB | | Management | | For | | For |
| | | | |
03 | | ELECTION OF DIRECTOR - P DONKIN | | Management | | For | | For |
| | | | |
04 | | ELECTION OF DIRECTOR - P BAILY. | | Management | | For | | For |
| | | | | | |
JDS UNIPHASE CORPORATION |
| | | |
Security | | 46612J507 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | JDSU | | Meeting Date | | 30-Nov-2010 |
| | | |
ISIN | | US46612J5074 | | Agenda | | 933336833 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Oct-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 29-Nov-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 MARTIN A. KAPLAN | | | | For | | For |
| | | | |
| | 2 KEVIN J. KENNEDY | | | | For | | For |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR JDS UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING JUNE 30, 2011. | | Management | | For | | For |
| | | | | | |
EMERSON ELECTRIC CO. |
| | | |
Security | | 291011104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMR | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US2910111044 | | Agenda | | 933358435 - Management |
| | | |
City | | | | Holding Recon Date | | 23-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 D.N. FARR* | | | | For | | For |
| | | | |
| | 2 H. GREEN* | | | | For | | For |
| | | | |
| | 3 C.A. PETERS* | | | | For | | For |
| | | | |
| | 4 J.W. PRUEHER* | | | | For | | For |
| | | | |
| | 5 R.L. RIDGWAY** | | | | For | | For |
| | | | |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | | Management | | For | | For |
| | | | |
04 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
05 | | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | 1 Year | | Against |
| | | | |
07 | | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | | Shareholder | | For | | Against |
| | | | | | |
BECTON, DICKINSON AND COMPANY |
| | | |
Security | | 075887109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BDX | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US0758871091 | | Agenda | | 933360531 - Management |
| | | |
City | | | | Holding Recon Date | | 10-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BASIL L. ANDERSON | | | | For | | For |
| | | | |
| | 2 HENRY P. BECTON, JR. | | | | For | | For |
| | | | |
| | 3 EDWARD F. DEGRAAN | | | | For | | For |
| | | | |
| | 4 C.M. FRASER-LIGGETT | | | | For | | For |
| | | | |
| | 5 CHRISTOPHER JONES | | | | For | | For |
| | | | |
| | 6 MARSHALL O. LARSEN | | | | For | | For |
| | | | |
| | 7 EDWARD J. LUDWIG | | | | For | | For |
| | | | |
| | 8 ADEL A.F. MAHMOUD | | | | For | | For |
| | | | |
| | 9 GARY A. MECKLENBURG | | | | For | | For |
| | | | |
| | 10 CATHY E. MINEHAN | | | | Withheld | | Against |
| | | | |
| | 11 JAMES F. ORR | | | | For | | For |
| | | | |
| | 12 WILLARD J. OVERLOCK, JR | | | | For | | For |
| | | | |
| | 13 BERTRAM L. SCOTT | | | | For | | For |
| | | | |
| | 14 ALFRED SOMMER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | 1 Year | | |
| | | | |
05 | | SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
| | | | |
06 | | CUMULATIVE VOTING. | | Shareholder | | For | | Against |
| | | | | | |
ACCENTURE PLC |
| | | |
Security | | G1151C101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACN | | Meeting Date | | 03-Feb-2011 |
| | | |
ISIN | | IE00B4BNMY34 | | Agenda | | 933362042 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-Feb-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED AUGUST 31, 2010 AS PRESENTED | | Management | | For | | For |
| | | | |
2A | | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | | Management | | For | | For |
| | | | |
2B | | RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER | | Management | | For | | For |
| | | | |
2C | | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE | | Management | | For | | For |
| | | | |
2D | | RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART | | Management | | For | | For |
| | | | |
2E | | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | | Management | | For | | For |
| | | | |
03 | | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For |
| | | | |
04 | | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
05 | | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | | Management | | 1 Year | | Against |
| | | | |
06 | | AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For |
| | | | |
07 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For |
| | | | |
08 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For |
| | | | | | |
QUALCOMM, INCORPORATED |
| | | |
Security | | 747525103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | QCOM | | Meeting Date | | 08-Mar-2011 |
| | | |
ISIN | | US7475251036 | | Agenda | | 933365947 - Management |
| | | | | | |
| | | |
City | | | | Holding Recon Date | | 10-Jan-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 07-Mar-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | | | |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | | | |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | | | |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | | | |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | | | |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | | | |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | | | |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | | | |
| | 9 SHERRY LANSING | | | | For | | For |
| | | | |
| | 10 DUANE A. NELLES | | | | For | | For |
| | | | |
| | 11 FRANCISCO ROS | | | | For | | For |
| | | | |
| | 12 BRENT SCOWCROFT | | | | For | | For |
| | | | |
| | 13 MARC I. STERN | | | | For | | For |
| | | | |
02 | | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. | | Management | | For | | For |
| | | | |
05 | | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
07 | | TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | Shareholder | | For | | Against |
| | | | | | |
ANALOG DEVICES, INC. |
| | | |
Security | | 032654105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ADI | | Meeting Date | | 08-Mar-2011 |
| | | |
ISIN | | US0326541051 | | Agenda | | 933370227 - Management |
| | | |
City | | | | Holding Recon Date | | 14-Jan-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 07-Mar-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: RAY STATA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JERALD G. FISHMAN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JAMES A. CHAMPY | | Management | | Against | | Against |
| | | | |
1D | | ELECTION OF DIRECTOR: JOHN L. DOYLE | | Management | | Against | | Against |
| | | | |
1E | | ELECTION OF DIRECTOR: JOHN C. HODGSON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: YVES-ANDRE ISTEL | | Management | | Against | | Against |
| | | | |
1G | | ELECTION OF DIRECTOR: NEIL NOVICH | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: F. GRANT SAVIERS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PAUL J. SEVERINO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | | Management | | For | | For |
| | | | |
02 | | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
| | | | |
03 | | TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE COMPENSATION PROGRAM. | | Management | | 1 Year | | Against |
| | | | |
04 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
HEWLETT-PACKARD COMPANY |
| | | |
Security | | 428236103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | HPQ | | Meeting Date | | 23-Mar-2011 |
| | | |
ISIN | | US4282361033 | | Agenda | | 933369820 - Management |
| | | |
City | | | | Holding Recon Date | | 24-Jan-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 22-Mar-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: M.L. ANDREESSEN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: L. APOTHEKER | | Management | | For | | For |
| | | | | | | | |
| | | | |
1C | | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | | Management | | Against | | Against |
| | | | |
1D | | ELECTION OF DIRECTOR: S.M. BALDAUF | | Management | | Against | | Against |
| | | | |
1E | | ELECTION OF DIRECTOR: S. BANERJI | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: R.L. GUPTA | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: J.H. HAMMERGREN | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: R.J. LANE | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: G.M. REINER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: P.F. RUSSO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: D. SENEQUIER | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: G.K. THOMPSON | | Management | | Against | | Against |
| | | | |
1M | | ELECTION OF DIRECTOR: M.C. WHITMAN | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | Against | | Against |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
05 | | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
| | | | |
06 | | APPROVAL OF AN AMENDMENT TO THE HEWLETT- PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND THE TERM OF THE PLAN. | | Management | | For | | For |
| | | | | | |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) |
| | | |
Security | | 806857108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SLB | | Meeting Date | | 06-Apr-2011 |
| | | |
ISIN | | AN8068571086 | | Agenda | | 933377106 - Management |
| | | |
City | | | | Holding Recon Date | | 16-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 05-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: P. CAMUS | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: P. CURRIE | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: A. GOULD | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: T. ISAAC | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: K.V. KAMATH | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: A. LAJOUS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: M.E. MARKS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: E. MOLER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: L.R. REIF | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: T.I. SANDVOLD | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: H. SEYDOUX | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: P. KIBSGAARD | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: L.S. OLAYAN | | Management | | For | | For |
| | | | |
02 | | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
04 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | | Management | | For | | For |
| | | | |
05 | | TO APPROVE THE AMENDMENTS TO THE COMPANY’S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | | Management | | For | | For |
| | | | |
06 | | TO APPROVE THE COMPANY’S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | | Management | | For | | For |
| | | | |
07 | | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
UNITED TECHNOLOGIES CORPORATION |
| | | |
Security | | 913017109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | UTX | | Meeting Date | | 13-Apr-2011 |
| | | |
ISIN | | US9130171096 | | Agenda | | 933375722 - Management |
| | | |
City | | | | Holding Recon Date | | 15-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 12-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN V. FARACI | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JAMIE S. GORELICK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: EDWARD A. KANGAS | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
| | | | | | | | |
| | | | |
1H | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: HAROLD MCGRAW III | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: RICHARD B. MYERS | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | | Management | | For | | For |
| | | | |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | 1 Year | | |
| | | | |
06 | | SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE RETENTION REQUIREMENT FOR SENIOR EXECUTIVES | | Shareholder | | For | | Against |
| | | | | | |
INTERNATIONAL BUSINESS MACHINES CORP. |
| | | |
Security | | 459200101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | IBM | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US4592001014 | | Agenda | | 933380381 - Management |
| | | |
City | | | | Holding Recon Date | | 25-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | | Management | | 1 Year | | Against |
| | | | |
05 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | | Shareholder | | For | | Against |
| | | | | | |
PRAXAIR, INC. |
| | | |
Security | | 74005P104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PX | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US74005P1049 | | Agenda | | 933384086 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STEPHEN F. ANGEL | | | | For | | For |
| | | | |
| | 2 OSCAR BERNARDES | | | | For | | For |
| | | | |
| | 3 NANCE K. DICCIANI | | | | For | | For |
| | | | |
| | 4 EDWARD G. GALANTE | | | | For | | For |
| | | | |
| | 5 CLAIRE W. GARGALLI | | | | For | | For |
| | | | |
| | 6 IRA D. HALL | | | | For | | For |
| | | | |
| | 7 RAYMOND W. LEBOEUF | | | | For | | For |
| | | | |
| | 8 LARRY D. MCVAY | | | | For | | For |
| | | | |
| | 9 WAYNE T. SMITH | | | | For | | For |
| | | | |
| | 10 ROBERT L. WOOD | | | | For | | For |
| | | | |
2 | | APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | | Management | | For | | For |
| | | | |
3 | | RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
4 | | TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR’S SECTION 162(M) PLAN. | | Management | | For | | For |
| | | | | | | | |
| | | | |
5 | | TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS. | | Management | | For | | For |
| | | | |
6 | | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | | | |
THE COCA-COLA COMPANY |
| | | |
Security | | 191216100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | KO | | Meeting Date | | 27-Apr-2011 |
| | | |
ISIN | | US1912161007 | | Agenda | | 933380418 - Management |
| | | |
City | | | | Holding Recon Date | | 28-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: BARRY DILLER | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: EVAN G. GREENBERG | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: SAM NUNN | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Management | | For | | For |
| | | | |
1O | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE | | Management | | 1 Year | | For |
| | | | |
07 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | Shareholder | | For | | Against |
| | | | | | |
ABBOTT LABORATORIES |
| | | |
Security | | 002824100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ABT | | Meeting Date | | 29-Apr-2011 |
| | | |
ISIN | | US0028241000 | | Agenda | | 933386319 - Management |
| | | |
City | | | | Holding Recon Date | | 02-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 R.J. ALPERN | | | | For | | For |
| | | | |
| | 2 R.S. AUSTIN | | | | For | | For |
| | | | |
| | 3 W.J. FARRELL | | | | For | | For |
| | | | |
| | 4 H.L. FULLER | | | | For | | For |
| | | | |
| | 5 E.M. LIDDY | | | | For | | For |
| | | | |
| | 6 P.N. NOVAKOVIC | | | | For | | For |
| | | | |
| | 7 W.A. OSBORN | | | | For | | For |
| | | | |
| | 8 S.C. SCOTT III | | | | For | | For |
| | | | |
| | 9 G.F. TILTON | | | | For | | For |
| | | | |
| | 10 M.D. WHITE | | | | For | | For |
| | | | |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | | Management | | For | | For |
| | | | |
03 | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
05 | | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | | Shareholder | | For | | Against |
| | | | | | |
BAXTER INTERNATIONAL INC. |
| | | |
Security | | 071813109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BAX | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US0718131099 | | Agenda | | 933381054 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES | | Management | | 1 Year | | Against |
| | | | |
05 | | APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN | | Management | | For | | For |
| | | | |
06 | | APPROVAL OF 2011 INCENTIVE PLAN | | Management | | For | | For |
| | | | |
07 | | PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE THE CLASSIFIED BOARD AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | | Management | | For | | For |
| | | | | | |
ALLERGAN, INC. | | | | | | |
| | | |
Security | | 018490102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | AGN | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US0184901025 | | Agenda | | 933382169 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: DEBORAH DUNSIRE, M.D. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: TREVOR M. JONES PH.D. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: LOUIS J. LAVIGNE, JR. | | Management | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | 1 Year | | Against |
| | | | |
05 | | APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS PLAN | | Management | | For | | For |
| | | | |
06 | | APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD PLAN | | Management | | For | | For |
| | | | |
07 | | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS | | Management | | For | | For |
| | | | | | |
WELLS FARGO & COMPANY |
| | | |
Security | | 949746101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WFC | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US9497461015 | | Agenda | | 933389151 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | Against | | Against |
| | | | |
1K | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
| | | | |
03 | | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES’ COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
04 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | | Management | | For | | For |
| | | | |
05 | | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY’S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | Shareholder | | For | | Against |
| | | | |
08 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION. | | Shareholder | | Against | | For |
| | | | |
09 | | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | | Shareholder | | For | | Against |
| | | | | | |
EXELON CORPORATION |
| | | |
Security | | 30161N101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EXC | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US30161N1019 | | Agenda | | 933389517 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: M. WALTER D’ALESSIO | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: NELSON A. DIAZ | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: SUE L. GIN | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ROSEMARIE B. GRECO | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: PAUL L. JOSKOW | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: RICHARD W. MIES | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: JOHN M. PALMS | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: THOMAS J. RIDGE | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: JOHN W. ROWE | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | | Management | | For | | For |
| | | | |
1O | | ELECTION OF DIRECTOR: DON THOMPSON | | Management | | For | | For |
| | | | |
02 | | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON’S INDEPENDENT ACCOUNTANT FOR THE YEAR 2011 | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | 1 Year | | For |
| | | | | | |
EMC CORPORATION |
| | | |
Security | | 268648102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMC | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US2686481027 | | Agenda | | 933387929 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | Against | | Against |
| | | | |
03 | | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | | | | | |
| | | | |
04 | | APPROVAL OF AN AMENDMENT TO EMC’S BYLAWS TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | 1 Year | | For |
Nuveen Santa Barbara Growth Plus Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
PepsiCo, Inc. | | PEP | | 713448108 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director S.L. Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director I.M. Cook | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director D. Dublon | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director V.J. Dzau | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director R.L. Hunt | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director A. Ibarguen | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director A.C. Martinez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director I.K. Nooyi | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director S.P. Rockefeller | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J.J. Schiro | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director L.G. Trotter | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director D. Vasella | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
Illinois Tool Works Inc. | | ITW | | 452308109 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Susan Crown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Don H. Davis, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert C. McCormack | | For | | Against |
| | | | | | | | | | Management | | 4 | | Elect Director Robert S. Morrison | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James A. Skinner | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director David B. Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David B. Speer | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Pamela B. Strobel | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Kevin M. Warren | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Anre D. Williams | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 14 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Omnibus Stock Plan | | For | | For |
Waters Corporation | | WAT | | 941848103 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Joshua Bekenstein | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael J. Berendt | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Douglas A. Berthiaume | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edward Conard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Laurie H. Glimcher | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Christopher A. Kuebler | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director William J. Miller | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Thomas P. Salice | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Gilead Sciences, Inc. | | GILD | | 375558103 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Cogan | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Etienne F. Davignon | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James M. Denny | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Carla A. Hills | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kevin E. Lofton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director John W. Madigan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John C. Martin | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gordon E. Moore | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard J. Whitley | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.11 | | Elect Director Gayle E. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Per Wold-Olsen | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 5 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Norfolk Southern Corporation | | NSC | | 655844108 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Akamai Technologies, Inc. | | AKAM | | 00971T101 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director C. Kim Goodwin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David W. Kenny | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Peter J. Kight | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Frederic V. Salerno | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Ross Stores, Inc. | | ROST | | 778296103 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director George P. Orban | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Donald H. Seiler | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
McDonald’s Corporation | | MCD | | 580135101 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Susan E. Arnold | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Richard H. Lenny | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Cary D. McMillan | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Sheila A. Penrose | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James A. Skinner | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | | For | | For |
| | | | | | | | | | Management | | 10 | | Reduce Supermajority Vote Requirement Relating to the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 11 | | Reduce Supermajority Vote Requirement for Shareholder Action | | For | | For |
| | | | | | | | | | Share Holder | | 12 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 13 | | Require Suppliers to Adopt CAK | | Against | | Against |
| | | | | | | | | | Share Holder | | 14 | | Report on Policy Responses to Children’s Health Concerns and Fast Food | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Report on Beverage Container Environmental Strategy | | Against | | For |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Bunge Limited | | BG | | G16962105 | | 27-May-11 | | Annual | | Management | | 1.1 | | Elect Director Ernest G. Bachrach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Enrique H. Boilini | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Google Inc. | | GOOG | | 38259P508 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Report on Code of Conduct Compliance | | Against | | Against |
CME Group Inc. | | CME | | 12572Q105 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Craig S. Donohue | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Timothy S. Bitsberger | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jackie M. Clegg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James A. Donaldson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J. Dennis Hastert | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director William P. Miller II | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Terry L. Savage | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Christopher Stewart | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Nuveen Santa Barbara Growth Plus Fund
NIKE, INC.
| | | | | | |
Security | | 654106103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | NKE | | Meeting Date | | 20-Sep-2010 |
| | | |
ISIN | | US6541061031 | | Agenda | | 933315548 - Management |
| | | |
City | | | | Holding Recon Date | | 26-Jul-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 17-Sep-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | |
| | 1 JILL K. CONWAY | | | | *Security not voted while out on loan |
| | | | |
| | 2 ALAN B. GRAF, JR. | | | | | | |
| | | | |
| | 3 JOHN C. LECHLEITER | | | | | | |
| | | | |
| | 4 PHYLLIS M. WISE | | | | | | |
| | | | |
02 | | TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE PERFORMANCE SHARING PLAN. | | Management | | | | |
| | | | |
03 | | TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK INCENTIVE PLAN. | | Management | | | | |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | | | |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Security | | 742718109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PG | | Meeting Date | | 12-Oct-2010 |
| | | |
ISIN | | US7427181091 | | Agenda | | 933321375 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Aug-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 11-Oct-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: ANGELA F. BRALY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
| | | | |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | | Shareholder | | Against | | For |
DONALDSON COMPANY, INC.
| | | | | | |
Security | | 257651109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | DCI | | Meeting Date | | 19-Nov-2010 |
| | | |
ISIN | | US2576511099 | | Agenda | | 933333926 - Management |
| | | |
City | | | | Holding Recon Date | | 22-Sep-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 18-Nov-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Management | | | | |
| | | |
| | 1 WILLIAM M. COOK | | | | *Security not voted while out on loan |
| | | | |
| | 2 MICHAEL J. HOFFMAN | | | | | | |
| | | | |
| | 3 WILLARD D. OBERTON | | | | | | |
| | | | |
| | 4 JOHN P. WIEHOFF | | | | | | |
| | | | |
2 | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DONALDSON COMPANY, INC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY’S FINANCIAL STATEMENTS FOR FOR THE FISCAL YEAR ENDING JULY 31, 2011. | | Management | | | | |
| | | | |
3 | | ADOPT THE DONALDSON COMPANY, INC. 2010 MASTER STOCK INCENTIVE PLAN. | | Management | | | | |
INTUIT INC.
| | | | | | |
Security | | 461202103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | INTU | | Meeting Date | | 19-Jan-2011 |
| | | |
ISIN | | US4612021034 | | Agenda | | 933355136 - Management |
| | | | | | |
City | | | | Holding Recon Date | | 22-Nov-2010 |
| | | |
Country | | Canada | | Vote Deadline Date | | 18-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: DIANE B. GREENE | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: MICHAEL R. HALLMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDWARD A. KANGAS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: DENNIS D. POWELL | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: BRAD D. SMITH | | Management | | For | | For |
| | | | |
02 | | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | | Management | | For | | For |
| | | | |
03 | | APPROVE THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | | Management | | For | | For |
MONSANTO COMPANY
| | | | | | |
Security | | 61166W101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MON | | Meeting Date | | 25-Jan-2011 |
| | | |
ISIN | | US61166W1018 | | Agenda | | 933358459 - Management |
| | | |
City | | | | Holding Recon Date | | 29-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 24-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: LAURA K. IPSEN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: WILLIAM U. PARFET | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | | Management | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011 | | Management | | For | | For |
| | | | |
03 | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION | | Management | | Against | | Against |
| | | | |
04 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | | Management | | 1 Year | | Against |
| | | | |
05 | | TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE PLAN FOR COVERED EXECUTIVES | | Management | | For | | For |
VISA INC.
| | | | | | |
Security | | 92826C839 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | V | | Meeting Date | | 27-Jan-2011 |
| | | |
ISIN | | US92826C8394 | | Agenda | | 933358980 - Management |
| | | |
City | | | | Holding Recon Date | | 03-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | |
01 | | TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | *Security not voted while out on loan |
| | | | |
02 | | TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS. | | Management | | | | |
| | | | |
3 4 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 GARY P. COUGHLAN | | | | | | |
| | | | |
| | 2 MARY B. CRANSTON | | | | | | |
| | | | |
| | 3 F.J. FERNANDEZ-CARBAJAL | | | | | | |
| | | | |
| | 4 ROBERT W. MATSCHULLAT | | | | | | |
| | | | |
| | 5 CATHY E. MINEHAN | | | | | | |
| | | | |
| | 6 SUZANNE NORA JOHNSON | | | | | | |
| | | | |
| | 7 DAVID J. PANG | | | | | | |
| | | | |
| | 8 JOSEPH W. SAUNDERS | | | | | | |
| | | | |
| | 9 WILLIAM S. SHANAHAN | | | | | | |
| | | | |
| | 10 JOHN A. SWAINSON | | | | | | |
| | | | |
| | 11 SUZANNE NORA JOHNSON | | | | | | |
| | | | |
| | 12 JOSEPH W. SAUNDERS | | | | | | |
| | | | |
| | 13 JOHN A. SWAINSON | | | | | | |
| | | | |
05 | | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | | | |
| | | | | | | | |
06 | | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | | | |
| | | | |
07 | | TO APPROVE THE VISA INC. INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | | | |
| | | | |
08 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | | Management | | | | |
COSTCO WHOLESALE CORPORATION
| | | | | | |
Security | | 22160K105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | COST | | Meeting Date | | 27-Jan-2011 |
| | | |
ISIN | | US22160K1051 | | Agenda | | 933359007 - Management |
| | | |
City | | | | Holding Recon Date | | 22-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 SUSAN L. DECKER | | | | For | | For |
| | | | |
| | 2 RICHARD M. LIBENSON | | | | For | | For |
| | | | |
| | 3 JOHN W. MEISENBACH | | | | For | | For |
| | | | |
| | 4 CHARLES T. MUNGER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | | Management | | For | | For |
| | | | |
03 | | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
JACOBS ENGINEERING GROUP INC.
| | | | | | |
Security | | 469814107 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | JEC | | Meeting Date | | 27-Jan-2011 |
| | | |
ISIN | | US4698141078 | | Agenda | | 933359918 - Management |
| | | |
City | | | | Holding Recon Date | | 01-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: JOHN F. COYNE | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: CRAIG L. MARTIN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JOHN P. JUMPER | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | Against | | Against |
| | | | |
05 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
EMERSON ELECTRIC CO.
| | | | | | |
Security | | 291011104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMR | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US2910111044 | | Agenda | | 933358435 - Management |
| | | |
City | | | | Holding Recon Date | | 23-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 D.N. FARR* | | | | For | | For |
| | | | |
| | 2 H. GREEN* | | | | For | | For |
| | | | |
| | 3 C.A. PETERS* | | | | For | | For |
| | | | |
| | 4 J.W. PRUEHER* | | | | For | | For |
| | | | |
| | 5 R.L. RIDGWAY** | | | | For | | For |
| | | | |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | | Management | | For | | For |
| | | | |
04 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
05 | | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | 1 Year | | Against |
| | | | |
07 | | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | | Shareholder | | For | | Against |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Security | | 075887109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BDX | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US0758871091 | | Agenda | | 933360531 - Management |
| | | |
City | | | | Holding Recon Date | | 10-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | |
| | 1 BASIL L. ANDERSON | | | | *Security not voted while out on loan |
| | | |
| | 2 HENRY P. BECTON, JR. | | | | |
| | | |
| | 3 EDWARD F. DEGRAAN | | | | |
| | | |
| | 4 C.M. FRASER-LIGGETT | | | | |
| | | |
| | 5 CHRISTOPHER JONES | | | | |
| | | |
| | 6 MARSHALL O. LARSEN | | | | |
| | | |
| | 7 EDWARD J. LUDWIG | | | | |
| | | |
| | 8 ADEL A.F. MAHMOUD | | | | |
| | | |
| | 9 GARY A. MECKLENBURG | | | | |
| | | |
| | 10 CATHY E. MINEHAN | | | | |
| | | |
| | 11 JAMES F. ORR | | | | |
| | | |
| | 12 WILLARD J. OVERLOCK, JR | | | | |
| | | |
| | 13 BERTRAM L. SCOTT | | | | |
| | | |
| | 14 ALFRED SOMMER | | | | |
| | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | |
| | | |
03 | | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | |
| | | |
04 | | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | |
| | | |
05 | | SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | |
| | | |
06 | | CUMULATIVE VOTING. | | Shareholder | | |
ACCENTURE PLC
| | | | | | |
Security | | G1151C101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACN | | Meeting Date | | 03-Feb-2011 |
| | | |
ISIN | | IE00B4BNMY34 | | Agenda | | 933362042 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-Feb-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | |
01 | | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED AUGUST 31, 2010 AS PRESENTED | | Management | | *Security not voted while out on loan |
| | | | |
2A | | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | | Management | | | | |
| | | | |
2B | | RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER | | Management | | | | |
| | | | |
2C | | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE | | Management | | | | |
| | | | |
2D | | RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART | | Management | | | | |
| | | | |
2E | | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | | Management | | | | |
| | | | |
03 | | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION | | Management | | | | |
| | | | |
04 | | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | | | |
| | | | |
05 | | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | | Management | | | | |
| | | | |
06 | | AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | | | |
| | | | |
07 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | | | |
| | | | |
08 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | | | |
VARIAN MEDICAL SYSTEMS, INC.
| | | | | | |
Security | | 92220P105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | VAR | | Meeting Date | | 10-Feb-2011 |
| | | |
ISIN | | US92220P1057 | | Agenda | | 933361127 - Management |
| | | |
City | | | | Holding Recon Date | | 15-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 09-Feb-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | |
| | 1 SUSAN L. BOSTROM | | | | *Security not voted while out on loan |
| | | | |
| | 2 RICHARD M. LEVY | | | | | | |
| | | | |
| | 3 VENKATRAMAN THYAGARAJAN | | | | | | |
| | | | |
02 | | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | | Management | | | | |
| | | | |
03 | | TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF. | | Management | | | | |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | | Management | | | | |
QUALCOMM, INCORPORATED
| | | | | | |
Security | | 747525103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | QCOM | | Meeting Date | | 08-Mar-2011 |
| | | |
ISIN | | US7475251036 | | Agenda | | 933365947 - Management |
| | | |
City | | | | Holding Recon Date | | 10-Jan-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 07-Mar-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | | | |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | | | |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | | | |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | | | |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | | | |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | | | |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | | | |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | | | |
| | 9 SHERRY LANSING | | | | For | | For |
| | | | |
| | 10 DUANE A. NELLES | | | | For | | For |
| | | | |
| | 11 FRANCISCO ROS | | | | For | | For |
| | | | |
| | 12 BRENT SCOWCROFT | | | | For | | For |
| | | | |
| | 13 MARC I. STERN | | | | For | | For |
| | | | |
02 | | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. | | Management | | For | | For |
| | | | |
05 | | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
07 | | TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | Shareholder | | For | | Against |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
| | | | | | |
Security | | 806857108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SLB | | Meeting Date | | 06-Apr-2011 |
| | | |
ISIN | | AN8068571086 | | Agenda | | 933377106 - Management |
| | | |
City | | | | Holding Recon Date | | 16-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 05-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: P. CAMUS | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: P. CURRIE | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: A. GOULD | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: T. ISAAC | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: K.V. KAMATH | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: A. LAJOUS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: M.E. MARKS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: E. MOLER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: L.R. REIF | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: T.I. SANDVOLD | | Management | | For | | For |
| | | | | | | | |
| | | | |
1L | | ELECTION OF DIRECTOR: H. SEYDOUX | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: P. KIBSGAARD | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: L.S. OLAYAN | | Management | | For | | For |
| | | | |
02 | | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
04 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | | Management | | For | | For |
| | | | |
05 | | TO APPROVE THE AMENDMENTS TO THE COMPANY’S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | | Management | | For | | For |
| | | | |
06 | | TO APPROVE THE COMPANY’S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | | Management | | For | | For |
| | | | |
07 | | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
UNITED TECHNOLOGIES CORPORATION
| | | | | | |
Security | | 913017109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | UTX | | Meeting Date | | 13-Apr-2011 |
| | | |
ISIN | | US9130171096 | | Agenda | | 933375722 - Management |
| | | |
City | | | | Holding Recon Date | | 15-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 12-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN V. FARACI | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JAMIE S. GORELICK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: EDWARD A. KANGAS | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: HAROLD MCGRAW III | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: RICHARD B. MYERS | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | | Management | | For | | For |
| | | | |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | 1 Year | | |
| | | | |
06 | | SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE RETENTION REQUIREMENT FOR SENIOR EXECUTIVES | | Shareholder | | For | | Against |
INTERNATIONAL BUSINESS MACHINES CORP.
| | | | | | |
Security | | 459200101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | IBM | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US4592001014 | | Agenda | | 933380381 - Management |
| | | |
City | | | | Holding Recon Date | | 25-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | | Management | | 1 Year | | Against |
| | | | | | | | |
| | | | |
05 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | | Shareholder | | For | | Against |
PRAXAIR, INC.
| | | | | | |
Security | | 74005P104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PX | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US74005P1049 | | Agenda | | 933384086 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STEPHEN F. ANGEL | | | | For | | For |
| | | | |
| | 2 OSCAR BERNARDES | | | | For | | For |
| | | | |
| | 3 NANCE K. DICCIANI | | | | For | | For |
| | | | |
| | 4 EDWARD G. GALANTE | | | | For | | For |
| | | | |
| | 5 CLAIRE W. GARGALLI | | | | For | | For |
| | | | |
| | 6 IRA D. HALL | | | | For | | For |
| | | | |
| | 7 RAYMOND W. LEBOEUF | | | | For | | For |
| | | | |
| | 8 LARRY D. MCVAY | | | | For | | For |
| | | | |
| | 9 WAYNE T. SMITH | | | | For | | For |
| | | | |
| | 10 ROBERT L. WOOD | | | | For | | For |
| | | | |
2 | | APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | | Management | | For | | For |
| | | | |
3 | | RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
4 | | TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR’S SECTION 162(M) PLAN. | | Management | | For | | For |
| | | | |
5 | | TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS. | | Management | | For | | For |
| | | | |
6 | | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | | Management | | For | | For |
STRYKER CORPORATION
| | | | | | |
Security | | 863667101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SYK | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US8636671013 | | Agenda | | 933388490 - Management |
| | | |
City | | | | Holding Recon Date | | 01-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 HOWARD E. COX, JR. | | | | For | | For |
| | | | |
| | 2 SRIKANT M. DATAR, PH.D. | | | | For | | For |
| | | | |
| | 3 ROCH DOLIVEUX, DVM | | | | For | | For |
| | | | |
| | 4 LOUISE L. FRANCESCONI | | | | For | | For |
| | | | |
| | 5 ALLAN C. GOLSTON | | | | For | | For |
| | | | |
| | 6 HOWARD L. LANCE | | | | For | | For |
| | | | |
| | 7 STEPHEN P. MACMILLAN | | | | For | | For |
| | | | |
| | 8 WILLIAM U. PARFET | | | | For | | For |
| | | | |
| | 9 RONDA E. STRYKER | | | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD PLAN. | | Management | | For | | For |
| | | | |
05 | | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | Against | | Against |
| | | | |
06 | | RECOMMENDATION, IN AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
07 | | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
HERBALIFE LTD.
| | | | | | |
Security | | G4412G101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | HLF | | Meeting Date | | 28-Apr-2011 |
| | | |
ISIN | | KYG4412G1010 | | Agenda | | 933381927 - Management |
| | | |
City | | | | Holding Recon Date | | 28-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 27-Apr-2011 |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 MICHAEL O. JOHNSON | | | | For | | For |
| | | | |
| | 2 JOHN TARTOL | | | | For | | For |
| | | | |
| | 3 CAROLE BLACK | | | | For | | For |
| | | | |
| | 4 MICHAEL J. LEVITT | | | | For | | For |
| | | | |
02 | | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3,200,000 AND TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING AVAILABLE SHARE POOL | | Management | | For | | For |
| | | | |
03 | | VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMPANY’S COMMON SHARES | | Management | | For | | For |
| | | | |
04 | | VOTE TO ADVISE AS TO THE COMPANY’S EXECUTIVE COMPENSATION | | Management | | For | | For |
| | | | |
05 | | VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION | | Management | | 1 Year | | For |
| | | | |
06 | | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 | | Management | | For | | For |
| | | | |
07 | | VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE | | Management | | For | | For |
FLIR SYSTEMS, INC.
| | | | | | |
Security | | 302445101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | FLIR | | Meeting Date | | 29-Apr-2011 |
| | | |
ISIN | | US3024451011 | | Agenda | | 933385153 - Management |
| | | |
City | | | | Holding Recon Date | | 02-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | |
| | 1 WILLIAM W. CROUCH | | | | *Security not voted while out on loan |
| | | | |
| | 2 ANGUS L. MACDONALD | | | | | | |
| | | | |
02 | | TO APPROVE THE ADOPTION OF THE FLIR SYSTEMS, INC. 2011 STOCK INCENTIVE PLAN | | Management | | | | |
| | | | |
03 | | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | | Management | | | | |
| | | | |
04 | | TO APPROVE, BY NON-BINDING VOTE, THE RESOLUTION RELATING TO THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | | | |
| | | | |
05 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | | | |
ALLERGAN, INC.
| | | | | | |
Security | | 018490102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | AGN | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US0184901025 | | Agenda | | 933382169 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: DEBORAH DUNSIRE, M.D. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: TREVOR M. JONES PH.D. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: LOUIS J. LAVIGNE, JR. | | Management | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | 1 Year | | Against |
| | | | |
05 | | APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS PLAN | | Management | | For | | For |
| | | | |
06 | | APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD PLAN | | Management | | For | | For |
| | | | | | | | |
| | | | |
07 | | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS | | Management | | For | | For |
WELLS FARGO & COMPANY
| | | | | | |
Security | | 949746101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WFC | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US9497461015 | | Agenda | | 933389151 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | Against | | Against |
| | | | |
1K | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION. | | Management | | For | | For |
| | | | |
03 | | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES’ COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
04 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | | Management | | For | | For |
| | | | |
05 | | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY’S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | Shareholder | | For | | Against |
| | | | |
08 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION. | | Shareholder | | Against | | For |
| | | | |
09 | | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | | Shareholder | | For | | Against |
EXPEDITORS INT’L OF WASHINGTON, INC.
| | | | | | |
Security | | 302130109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EXPD | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US3021301094 | | Agenda | | 933386840 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: MARK A. EMMERT (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: R. JORDAN GATES (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | �� | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: MICHAEL J. MALONE (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JOHN W. MEISENBACH (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: PETER J. ROSE (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JAMES L.K. WANG (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: ROBERT R. WRIGHT (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | | Management | | For | | For |
| | | | |
02 | | TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
| | | | | | | | |
| | | | |
03 | | TO CONDUCT A NON-BINDING VOTE ON THE FREQUENCY OF A NON-BINDING VOTE ON COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | 1 Year | | For |
| | | | |
04 | | TO APPROVE AND RATIFY THE ADOPTION OF THE 2011 STOCK OPTION PLAN. | | Management | | For | | For |
| | | | |
05 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | | Management | | For | | For |
EMC CORPORATION
| | | | | | |
Security | | 268648102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMC | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US2686481027 | | Agenda | | 933387929 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF AN AMENDMENT TO EMC’S BYLAWS TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | 1 Year | | For |
EXPRESS SCRIPTS, INC.
| | | | | | |
Security | | 302182100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ESRX | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US3021821000 | | Agenda | | 933388755 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: FRANK MERGENTHALER | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: WOODROW A MYERS, JR., MD | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AMENDMENT TO THE BYLAWS REGARDING CALLING OF A SPECIAL MEETING. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
05 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | | Management | | 1 Year | | Against |
| | | | |
06 | | TO APPROVE AND RATIFY THE EXPRESS SCRIPTS, INC. 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
ROBERT HALF INTERNATIONAL INC.
| | | | | | |
Security | | 770323103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | RHI | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US7703231032 | | Agenda | | 933390887 - Management |
| | | |
City | | | | Holding Recon Date | | 09-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | |
| | 1 ANDREW S. BERWICK, JR. | | | | *Security not voted while out on loan |
| | | | |
| | 2 EDWARD W. GIBBONS | | | | | | |
| | | | |
| | 3 HAROLD M. MESSMER, JR. | | | | | | |
| | | | |
| | 4 BARBARA J. NOVOGRADAC | | | | | | |
| | | | |
| | 5 ROBERT J. PACE | | | | | | |
| | | | |
| | 6 FREDERICK A. RICHMAN | | | | | | |
| | | | |
| | 7 M. KEITH WADDELL | | | | | | |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF AUDITOR. | | Management | | | | |
| | | | |
03 | | PROPOSAL REGARDING STOCK INCENTIVE PLAN. | | Management | | | | |
| | | | |
04 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | | | |
| | | | |
05 | | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | | | |
ILLINOIS TOOL WORKS INC.
| | | | | | |
Security | | 452308109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ITW | | Meeting Date | | 06-May-2011 |
| | | |
ISIN | | US4523081093 | | Agenda | | 933390306 - Management |
| | | |
City | | | | Holding Recon Date | | 08-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 05-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: SUSAN CROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | | Management | | Against | | Against |
| | | | |
1D | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DAVID B. SPEER | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: PAMELA B. STROBEL | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: KEVIN M. WARREN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
05 | | APPROVAL OF THE ILLINOIS TOOL WORKS INC. 2011 CASH INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
06 | | RE-APPROVAL OF THE PERFORMANCE FACTORS AND AWARD LIMITS UNDER THE 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
Nuveen Santa Barbara Growth Fund |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
C. R. Bard, Inc. | | BCR | | 067383109 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John C. Kelly | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gail K. Naughton | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John H. Weiland | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Prepare Sustainability Report | | Against | | Against |
| | | | | | | | | | Share Holder | | 6 | | Declassify the Board of Directors | | Against | | Against |
PepsiCo, Inc. | | PEP | | 713448108 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director S.L. Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director I.M. Cook | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director D. Dublon | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director V.J. Dzau | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director R.L. Hunt | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director A. Ibarguen | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director A.C. Martinez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director I.K. Nooyi | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director S.P. Rockefeller | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J.J. Schiro | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director L.G. Trotter | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director D. Vasella | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | Against |
Ecolab Inc. | | ECL | | 278865100 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director Douglas M. Baker, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Barbara J. Beck | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jerry W. Levin | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert L. Lumpkins | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 9 | | Adopt Policy on Human Right to Water | | Against | | Against |
| | | | | | | | | | Share Holder | | 10 | | Reduce Supermajority Vote Requirement | | Against | | For |
Illinois Tool Works Inc. | | ITW | | 452308109 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Susan Crown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Don H. Davis, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert C. McCormack | | For | | Against |
| | | | | | | | | | Management | | 4 | | Elect Director Robert S. Morrison | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James A. Skinner | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director David B. Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David B. Speer | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Pamela B. Strobel | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Kevin M. Warren | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Anre D. Williams | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 14 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Omnibus Stock Plan | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rodolfo Segovia | | For | | Against |
| | | | | | | | | | Management | | 11 | | Elect Director Aziz D. Syriani | | For | | Against |
| | | | | | | | | | Management | | 12 | | Elect Director Rosemary Tomich | | For | | Against |
| | | | | | | | | | Management | | 13 | | Elect Director Walter L. Weisman | | For | | Against |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Review Political Expenditures and Processes | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
ITT Corporation | | ITT | | 450911102 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Steven R. Loranger | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Curtis J. Crawford | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Christina A. Gold | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ralph F. Hake | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John J. Hamre | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul J. Kern | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Frank T. MacInnis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Surya N. Mohapatra | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Linda S. Sanford | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Amend Human Rights Policies | | Against | | Against |
Waters Corporation | | WAT | | 941848103 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Joshua Bekenstein | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael J. Berendt | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Douglas A. Berthiaume | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edward Conard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Laurie H. Glimcher | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Christopher A. Kuebler | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director William J. Miller | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Thomas P. Salice | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Gilead Sciences, Inc. | | GILD | | 375558103 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Cogan | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Etienne F. Davignon | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James M. Denny | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Carla A. Hills | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kevin E. Lofton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director John W. Madigan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John C. Martin | �� | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gordon E. Moore | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard J. Whitley | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Gayle E. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Per Wold-Olsen | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 5 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Norfolk Southern Corporation | | NSC | | 655844108 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Akamai Technologies, Inc. | | AKAM | | 00971T101 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director C. Kim Goodwin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David W. Kenny | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Peter J. Kight | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Frederic V. Salerno | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Ross Stores, Inc. | | ROST | | 778296103 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director George P. Orban | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Donald H. Seiler | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
McDonald’s Corporation | | MCD | | 580135101 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Susan E. Arnold | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Richard H. Lenny | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Cary D. McMillan | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Sheila A. Penrose | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James A. Skinner | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | | For | | For |
| | | | | | | | | | Management | | 10 | | Reduce Supermajority Vote Requirement Relating to the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 11 | | Reduce Supermajority Vote Requirement for Shareholder Action | | For | | For |
| | | | | | | | | | Share Holder | | 12 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 13 | | Require Suppliers to Adopt CAK | | Against | | Against |
| | | | | | | | | | Share Holder | | 14 | | Report on Policy Responses to Children’s Health Concerns and Fast Food | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Report on Beverage Container Environmental Strategy | | Against | | For |
The Western Union Company | | WU | | 959802109 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director Hikmet Ersek | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jack M. Greenberg | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Linda Fayne Levinson | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Check Point Software Technologies Ltd. | | CPW | | M22465104 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Gil Shwed as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Marius Nacht as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Jerry Ungerman as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Dan Propper as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect David Rubner as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Tal Shavit as Director | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Ray Rothrock as External Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Irwin Federman as External Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Compensation of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Grant of Options to Executive Director | | For | | Against |
Omnicom Group Inc. | | OMC | | 681919106 | | 24-May-11 | | Annual | | Management | | 1 | | Elect Director John D. Wren | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Bruce Crawford | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Alan R. Batkin | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert Charles Clark | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Leonard S. Coleman, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Errol M. Cook | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Susan S. Denison | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Michael A. Henning | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John R. Murphy | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John R. Purcell | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Linda Johnson Rice | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Gary L. Roubos | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | Management | | 15 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Amphenol Corporation | | APH | | 032095101 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Ronald P. Badie | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R. Adam Norwitt | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Dean H. Secord | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Bunge Limited | | BG | | G16962105 | | 27-May-11 | | Annual | | Management | | 1.1 | | Elect Director Ernest G. Bachrach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Enrique H. Boilini | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Google Inc. | | GOOG | | 38259P508 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Report on Code of Conduct Compliance | | Against | | Against |
CME Group Inc. | | CME | | 12572Q105 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Craig S. Donohue | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Timothy S. Bitsberger | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jackie M. Clegg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James A. Donaldson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J. Dennis Hastert | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.6 | | Elect Director William P. Miller II | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Terry L. Savage | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Christopher Stewart | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Nuveen Santa Barbara Growth Fund
| | | | | | |
NIKE, INC. |
| | | |
Security | | 654106103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | NKE | | Meeting Date | | 20-Sep-2010 |
| | | |
ISIN | | US6541061031 | | Agenda | | 933315548 - Management |
| | | |
City | | | | Holding Recon Date | | 26-Jul-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 17-Sep-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JILL K. CONWAY | | | | For | | For |
| | | | |
| | 2 ALAN B. GRAF, JR. | | | | For | | For |
| | | | |
| | 3 JOHN C. LECHLEITER | | | | For | | For |
| | | | |
| | 4 PHYLLIS M. WISE | | | | For | | For |
| | | | |
02 | | TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE PERFORMANCE SHARING PLAN. | | Management | | For | | For |
| | | | |
03 | | TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
THE PROCTER & GAMBLE COMPANY |
| | | |
Security | | 742718109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PG | | Meeting Date | | 12-Oct-2010 |
| | | |
ISIN | | US7427181091 | | Agenda | | 933321375 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Aug-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 11-Oct-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: ANGELA F. BRALY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
| | | | |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | | Shareholder | | Against | | For |
| | | | | | |
DONALDSON COMPANY, INC. |
| | | |
Security | | 257651109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | DCI | | Meeting Date | | 19-Nov-2010 |
| | | |
ISIN | | US2576511099 | | Agenda | | 933333926 - Management |
| | | |
City | | | | Holding Recon Date | | 22-Sep-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 18-Nov-2010 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 WILLIAM M. COOK | | | | For | | For |
| | | | |
| | 2 MICHAEL J. HOFFMAN | | | | For | | For |
| | | | |
| | 3 WILLARD D. OBERTON | | | | For | | For |
| | | | |
| | 4 JOHN P. WIEHOFF | | | | For | | For |
| | | | |
2 | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DONALDSON COMPANY, INC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY’S FINANCIAL STATEMENTS FOR FOR THE FISCAL YEAR ENDING JULY 31, 2011. | | Management | | For | | For |
| | | | |
3 | | ADOPT THE DONALDSON COMPANY, INC. 2010 MASTER STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | | | |
INTUIT INC. |
| | | |
Security | | 461202103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | INTU | | Meeting Date | | 19-Jan-2011 |
| | | |
ISIN | | US4612021034 | | Agenda | | 933355136 - Management |
| | | |
City | | | | Holding Recon Date | | 22-Nov-2010 |
| | | |
Country | | Canada | | Vote Deadline Date | | 18-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: DIANE B. GREENE | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: MICHAEL R. HALLMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDWARD A. KANGAS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: DENNIS D. POWELL | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: BRAD D. SMITH | | Management | | For | | For |
| | | | |
02 | | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | | Management | | For | | For |
| | | | |
03 | | APPROVE THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | | | |
MONSANTO COMPANY |
| | | |
Security | | 61166W101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MON | | Meeting Date | | 25-Jan-2011 |
| | | |
ISIN | | US61166W1018 | | Agenda | | 933358459 - Management |
| | | |
City | | | | Holding Recon Date | | 29-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 24-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: LAURA K. IPSEN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: WILLIAM U. PARFET | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | | Management | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011 | | Management | | For | | For |
| | | | |
03 | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION | | Management | | Against | | Against |
| | | | |
04 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | | Management | | 1 Year | | Against |
| | | | |
05 | | TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE PLAN FOR COVERED EXECUTIVES | | Management | | For | | For |
| | | | | | |
VISA INC. |
| | | |
Security | | 92826C839 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | V | | Meeting Date | | 27-Jan-2011 |
| | | |
ISIN | | US92826C8394 | | Agenda | | 933358980 - Management |
| | | |
City | | | | Holding Recon Date | | 03-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | For | | For |
| | | | |
02 | | TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS. | | Management | | For | | For |
| | | | |
3 4 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 GARY P. COUGHLAN | | | | For | | For |
| | | | |
| | 2 MARY B. CRANSTON | | | | For | | For |
| | | | |
| | 3 F.J. FERNANDEZ-CARBAJAL | | | | For | | For |
| | | | |
| | 4 ROBERT W. MATSCHULLAT | | | | For | | For |
| | | | |
| | 5 CATHY E. MINEHAN | | | | For | | For |
| | | | |
| | 6 SUZANNE NORA JOHNSON | | | | For | | For |
| | | | |
| | 7 DAVID J. PANG | | | | For | | For |
| | | | |
| | 8 JOSEPH W. SAUNDERS | | | | For | | For |
| | | | |
| | 9 WILLIAM S. SHANAHAN | | | | For | | For |
| | | | |
| | 10 JOHN A. SWAINSON | | | | For | | For |
| | | | |
| | 11 SUZANNE NORA JOHNSON | | | | For | | For |
| | | | |
| | 12 JOSEPH W. SAUNDERS | | | | For | | For |
| | | | |
| | 13 JOHN A. SWAINSON | | | | For | | For |
| | | | |
05 | | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | | | | | |
| | | | |
06 | | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
07 | | TO APPROVE THE VISA INC. INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | For | | For |
| | | | |
08 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | | Management | | For | | For |
| | | | | | |
COSTCO WHOLESALE CORPORATION |
| | | |
Security | | 22160K105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | COST | | Meeting Date | | 27-Jan-2011 |
| | | |
ISIN | | US22160K1051 | | Agenda | | 933359007 - Management |
| | | |
City | | | | Holding Recon Date | | 22-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 SUSAN L. DECKER | | | | For | | For |
| | | | |
| | 2 RICHARD M. LIBENSON | | | | For | | For |
| | | | |
| | 3 JOHN W. MEISENBACH | | | | For | | For |
| | | | |
| | 4 CHARLES T. MUNGER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | | Management | | For | | For |
| | | | |
03 | | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
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JACOBS ENGINEERING GROUP INC. |
| | | |
Security | | 469814107 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | JEC | | Meeting Date | | 27-Jan-2011 |
| | | |
ISIN | | US4698141078 | | Agenda | | 933359918 - Management |
| | | |
City | | | | Holding Recon Date | | 01-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 26-Jan-2011 |
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SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: JOHN F. COYNE | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: CRAIG L. MARTIN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JOHN P. JUMPER | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | Against | | Against |
| | | | |
05 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
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EMERSON ELECTRIC CO. |
| | | |
Security | | 291011104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMR | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US2910111044 | | Agenda | | 933358435 - Management |
| | | |
City | | | | Holding Recon Date | | 23-Nov-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 D.N. FARR* | | | | For | | For |
| | | | |
| | 2 H. GREEN* | | | | For | | For |
| | | | |
| | 3 C.A. PETERS* | | | | For | | For |
| | | | |
| | 4 J.W. PRUEHER* | | | | For | | For |
| | | | |
| | 5 R.L. RIDGWAY** | | | | For | | For |
| | | | |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | | Management | | For | | For |
| | | | |
04 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
05 | | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | 1 Year | | Against |
| | | | |
07 | | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | | Shareholder | | For | | Against |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Security | | 075887109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BDX | | Meeting Date | | 01-Feb-2011 |
| | | |
ISIN | | US0758871091 | | Agenda | | 933360531 - Management |
| | | |
City | | | | Holding Recon Date | | 10-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 31-Jan-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BASIL L. ANDERSON | | | | For | | For |
| | | | |
| | 2 HENRY P. BECTON, JR. | | | | For | | For |
| | | | |
| | 3 EDWARD F. DEGRAAN | | | | For | | For |
| | | | |
| | 4 C.M. FRASER-LIGGETT | | | | For | | For |
| | | | |
| | 5 CHRISTOPHER JONES | | | | For | | For |
| | | | |
| | 6 MARSHALL O. LARSEN | | | | For | | For |
| | | | |
| | 7 EDWARD J. LUDWIG | | | | For | | For |
| | | | |
| | 8 ADEL A.F. MAHMOUD | | | | For | | For |
| | | | |
| | 9 GARY A. MECKLENBURG | | | | For | | For |
| | | | |
| | 10 CATHY E. MINEHAN | | | | Withheld | | Against |
| | | | |
| | 11 JAMES F. ORR | | | | For | | For |
| | | | |
| | 12 WILLARD J. OVERLOCK, JR | | | | For | | For |
| | | | |
| | 13 BERTRAM L. SCOTT | | | | For | | For |
| | | | |
| | 14 ALFRED SOMMER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
03 | | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | | Management | | 1 Year | | |
| | | | |
05 | | SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
| | | | |
06 | | CUMULATIVE VOTING. | | Shareholder | | For | | Against |
| | | | | | |
ACCENTURE PLC |
| | | |
Security | | G1151C101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACN | | Meeting Date | | 03-Feb-2011 |
| | | |
ISIN | | IE00B4BNMY34 | | Agenda | | 933362042 - Management |
| | | |
City | | | | Holding Recon Date | | 13-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-Feb-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED AUGUST 31, 2010 AS PRESENTED | | Management | | For | | For |
| | | | |
2A | | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | | Management | | For | | For |
| | | | |
2B | | RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER | | Management | | For | | For |
| | | | |
2C | | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE | | Management | | For | | For |
| | | | |
2D | | RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART | | Management | | For | | For |
| | | | |
2E | | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | | Management | | For | | For |
| | | | |
03 | | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For |
| | | | |
04 | | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
05 | | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | | Management | | 1 Year | | Against |
| | | | |
06 | | AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For |
| | | | |
07 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For |
| | | | |
08 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For |
| | | | | | |
VARIAN MEDICAL SYSTEMS, INC. |
| | | |
Security | | 92220P105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | VAR | | Meeting Date | | 10-Feb-2011 |
| | | |
ISIN | | US92220P1057 | | Agenda | | 933361127 - Management |
| | | |
City | | | | Holding Recon Date | | 15-Dec-2010 |
| | | |
Country | | United States | | Vote Deadline Date | | 09-Feb-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 SUSAN L. BOSTROM | | | | For | | For |
| | | | |
| | 2 RICHARD M. LEVY | | | | For | | For |
| | | | |
| | 3 VENKATRAMAN THYAGARAJAN | | | | For | | For |
| | | | |
02 | | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
| | | | |
03 | | TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF. | | Management | | 1 Year | | Against |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | | Management | | For | | For |
| | | | | | |
QUALCOMM, INCORPORATED |
| | | |
Security | | 747525103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | QCOM | | Meeting Date | | 08-Mar-2011 |
| | | |
ISIN | | US7475251036 | | Agenda | | 933365947 - Management |
| | | |
City | | | | Holding Recon Date | | 10-Jan-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 07-Mar-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | | | |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | | | |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | | | |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | | | |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | | | |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | | | |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | | | |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | | | |
| | 9 SHERRY LANSING | | | | For | | For |
| | | | |
| | 10 DUANE A. NELLES | | | | For | | For |
| | | | |
| | 11 FRANCISCO ROS | | | | For | | For |
| | | | |
| | 12 BRENT SCOWCROFT | | | | For | | For |
| | | | |
| | 13 MARC I. STERN | | | | For | | For |
| | | | |
02 | | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. | | Management | | For | | For |
| | | | |
04 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. | | Management | | For | | For |
| | | | |
05 | | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
06 | | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
07 | | TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | Shareholder | | For | | Against |
| | | | | | |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) |
| | | |
Security | | 806857108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SLB | | Meeting Date | | 06-Apr-2011 |
| | | |
ISIN | | AN8068571086 | | Agenda | | 933377106 - Management |
| | | |
City | | | | Holding Recon Date | | 16-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 05-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: P. CAMUS | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: P. CURRIE | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: A. GOULD | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: T. ISAAC | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: K.V. KAMATH | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: A. LAJOUS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: M.E. MARKS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: E. MOLER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: L.R. REIF | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: T.I. SANDVOLD | | Management | | For | | For |
| | | | | | | | |
| | | | |
1L | | ELECTION OF DIRECTOR: H. SEYDOUX | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: P. KIBSGAARD | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: L.S. OLAYAN | | Management | | For | | For |
| | | | |
02 | | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | |
04 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | | Management | | For | | For |
| | | | |
05 | | TO APPROVE THE AMENDMENTS TO THE COMPANY’S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | | Management | | For | | For |
| | | | |
06 | | TO APPROVE THE COMPANY’S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | | Management | | For | | For |
| | | | |
07 | | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | | | |
UNITED TECHNOLOGIES CORPORATION |
| | | |
Security | | 913017109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | UTX | | Meeting Date | | 13-Apr-2011 |
| | | |
ISIN | | US9130171096 | | Agenda | | 933375722 - Management |
| | | |
City | | | | Holding Recon Date | | 15-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 12-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN V. FARACI | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JAMIE S. GORELICK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: EDWARD A. KANGAS | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: HAROLD MCGRAW III | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: RICHARD B. MYERS | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | | Management | | For | | For |
| | | | |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | 1 Year | | |
| | | | |
06 | | SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE RETENTION REQUIREMENT FOR SENIOR EXECUTIVES | | Shareholder | | For | | Against |
| | | | | | |
INTERNATIONAL BUSINESS MACHINES CORP. |
| | | |
Security | | 459200101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | IBM | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US4592001014 | | Agenda | | 933380381 - Management |
| | | |
City | | | | Holding Recon Date | | 25-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | | Management | | 1 Year | | Against |
| | | | | | | | |
| | | | |
05 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | | Shareholder | | For | | Against |
| | | | | | |
PRAXAIR, INC. |
| | | |
Security | | 74005P104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PX | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US74005P1049 | | Agenda | | 933384086 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STEPHEN F. ANGEL | | | | For | | For |
| | | | |
| | 2 OSCAR BERNARDES | | | | For | | For |
| | | | |
| | 3 NANCE K. DICCIANI | | | | For | | For |
| | | | |
| | 4 EDWARD G. GALANTE | | | | For | | For |
| | | | |
| | 5 CLAIRE W. GARGALLI | | | | For | | For |
| | | | |
| | 6 IRA D. HALL | | | | For | | For |
| | | | |
| | 7 RAYMOND W. LEBOEUF | | | | For | | For |
| | | | |
| | 8 LARRY D. MCVAY | | | | For | | For |
| | | | |
| | 9 WAYNE T. SMITH | | | | For | | For |
| | | | |
| | 10 ROBERT L. WOOD | | | | For | | For |
| | | | |
2 | | APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | | Management | | For | | For |
| | | | |
3 | | RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
4 | | TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR’S SECTION 162(M) PLAN. | | Management | | For | | For |
| | | | |
5 | | TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS. | | Management | | For | | For |
| | | | |
6 | | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | | Management | | For | | For |
| | | | | | |
STRYKER CORPORATION |
| | | |
Security | | 863667101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SYK | | Meeting Date | | 26-Apr-2011 |
| | | |
ISIN | | US8636671013 | | Agenda | | 933388490 - Management |
| | | |
City | | | | Holding Recon Date | | 01-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 HOWARD E. COX, JR. | | | | For | | For |
| | | | |
| | 2 SRIKANT M. DATAR, PH.D. | | | | For | | For |
| | | | |
| | 3 ROCH DOLIVEUX, DVM | | | | For | | For |
| | | | |
| | 4 LOUISE L. FRANCESCONI | | | | For | | For |
| | | | |
| | 5 ALLAN C. GOLSTON | | | | For | | For |
| | | | |
| | 6 HOWARD L. LANCE | | | | For | | For |
| | | | |
| | 7 STEPHEN P. MACMILLAN | | | | For | | For |
| | | | |
| | 8 WILLIAM U. PARFET | | | | For | | For |
| | | | |
| | 9 RONDA E. STRYKER | | | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD PLAN. | | Management | | For | | For |
| | | | |
05 | | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | Against | | Against |
| | | | |
06 | | RECOMMENDATION, IN AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
07 | | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
| | | | | | |
HERBALIFE LTD. |
| | | |
Security | | G4412G101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | HLF | | Meeting Date | | 28-Apr-2011 |
| | | |
ISIN | | KYG4412G1010 | | Agenda | | 933381927 - Management |
| | | |
City | | | | Holding Recon Date | | 28-Feb-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 27-Apr-2011 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 MICHAEL O. JOHNSON | | | | For | | For |
| | | | |
| | 2 JOHN TARTOL | | | | For | | For |
| | | | |
| | 3 CAROLE BLACK | | | | For | | For |
| | | | |
| | 4 MICHAEL J. LEVITT | | | | For | | For |
| | | | |
02 | | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3,200,000 AND TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING AVAILABLE SHARE POOL | | Management | | For | | For |
| | | | |
03 | | VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMPANY’S COMMON SHARES | | Management | | For | | For |
| | | | |
04 | | VOTE TO ADVISE AS TO THE COMPANY’S EXECUTIVE COMPENSATION | | Management | | For | | For |
| | | | |
05 | | VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION | | Management | | 1 Year | | For |
| | | | |
06 | | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 | | Management | | For | | For |
| | | | |
07 | | VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE | | Management | | For | | For |
| | | | | | |
FLIR SYSTEMS, INC. |
| | | |
Security | | 302445101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | FLIR | | Meeting Date | | 29-Apr-2011 |
| | | |
ISIN | | US3024451011 | | Agenda | | 933385153 - Management |
| | | |
City | | | | Holding Recon Date | | 02-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 WILLIAM W. CROUCH | | | | For | | For |
| | | | |
| | 2 ANGUS L. MACDONALD | | | | For | | For |
| | | | |
02 | | TO APPROVE THE ADOPTION OF THE FLIR SYSTEMS, INC. 2011 STOCK INCENTIVE PLAN | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE, BY NON-BINDING VOTE, THE RESOLUTION RELATING TO THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
05 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | Against |
| | | | | | |
ALLERGAN, INC. |
| | | |
Security | | 018490102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | AGN | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US0184901025 | | Agenda | | 933382169 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: DEBORAH DUNSIRE, M.D. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: TREVOR M. JONES PH.D. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE- YEAR UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014: LOUIS J. LAVIGNE, JR. | | Management | | For | | For |
| | | | |
02 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | 1 Year | | Against |
| | | | |
05 | | APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS PLAN | | Management | | For | | For |
| | | | |
06 | | APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD PLAN | | Management | | For | | For |
| | | | | | | | |
| | | | |
07 | | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS | | Management | | For | | For |
| | | | | | |
WELLS FARGO & COMPANY |
| | | |
Security | | 949746101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WFC | | Meeting Date | | 03-May-2011 |
| | | |
ISIN | | US9497461015 | | Agenda | | 933389151 - Management |
| | | |
City | | | | Holding Recon Date | | 04-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 02-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | Against | | Against |
| | | | |
1K | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION. | | Management | | For | | For |
| | | | |
03 | | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES’ COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
04 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | | Management | | For | | For |
| | | | |
05 | | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY’S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | Shareholder | | For | | Against |
| | | | |
08 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION. | | Shareholder | | Against | | For |
| | | | |
09 | | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | | Shareholder | | For | | Against |
| | | | | | |
EMC CORPORATION |
| | | |
Security | | 268648102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMC | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US2686481027 | | Agenda | | 933387929 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF AN AMENDMENT TO EMC’S BYLAWS TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | | | | | |
| | | | |
05 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | For | | For |
| | | | |
06 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | | Management | | 1 Year | | For |
| | | | | | |
EXPRESS SCRIPTS, INC. |
| | | |
Security | | 302182100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ESRX | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US3021821000 | | Agenda | | 933388755 - Management |
| | | |
City | | | | Holding Recon Date | | 07-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: FRANK MERGENTHALER | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: WOODROW A MYERS, JR., MD | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AMENDMENT TO THE BYLAWS REGARDING CALLING OF A SPECIAL MEETING. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
05 | | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | | Management | | 1 Year | | Against |
| | | | |
06 | | TO APPROVE AND RATIFY THE EXPRESS SCRIPTS, INC. 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
| | | | | | |
ROBERT HALF INTERNATIONAL INC. |
| | | |
Security | | 770323103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | RHI | | Meeting Date | | 04-May-2011 |
| | | |
ISIN | | US7703231032 | | Agenda | | 933390887 - Management |
| | | |
City | | | | Holding Recon Date | | 09-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 03-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 ANDREW S. BERWICK, JR. | | | | For | | For |
| | | | |
| | 2 EDWARD W. GIBBONS | | | | For | | For |
| | | | |
| | 3 HAROLD M. MESSMER, JR. | | | | For | | For |
| | | | |
| | 4 BARBARA J. NOVOGRADAC | | | | For | | For |
| | | | |
| | 5 ROBERT J. PACE | | | | For | | For |
| | | | |
| | 6 FREDERICK A. RICHMAN | | | | For | | For |
| | | | |
| | 7 M. KEITH WADDELL | | | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF AUDITOR. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL REGARDING STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
05 | | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | | | |
ILLINOIS TOOL WORKS INC. |
| | | |
Security | | 452308109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ITW | | Meeting Date | | 06-May-2011 |
| | | |
ISIN | | US4523081093 | | Agenda | | 933390306 - Management |
| | | |
City | | | | Holding Recon Date | | 08-Mar-2011 |
| | | |
Country | | United States | | Vote Deadline Date | | 05-May-2011 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
1A | | ELECTION OF DIRECTOR: SUSAN CROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | | Management | | Against | | Against |
| | | | |
1D | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | For | | For |
| | | | | | | | |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DAVID B. SPEER | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: PAMELA B. STROBEL | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: KEVIN M. WARREN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Management | | 1 Year | | For |
| | | | |
05 | | APPROVAL OF THE ILLINOIS TOOL WORKS INC. 2011 CASH INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
06 | | RE-APPROVAL OF THE PERFORMANCE FACTORS AND AWARD LIMITS UNDER THE 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
Nuveen Tradewinds Global Resources Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Omnia Holdings Ltd | | | | S58080102 | | 09-Jul-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Issue Shares for Cash | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Minara Resources Ltd. | | | | Q6120A101 | | 17-Aug-10 | | Special | | Management | | 1 | | Approve the Reduction in the Company’s Issued Share Capital by A$110.94 Million by Returning to Shareholders an Amount of A$0.095 for Every Share Held | | For | | For |
Lihir Gold Ltd. | | LGL | | Y5285N149 | | 23-Aug-10 | | Court | | Management | | 1 | | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | | For | | For |
Polyus Gold OJSC* | | | | 678129107 | | 24-Aug-10 | | Special | | Management | | 1 | | Approve Interim Dividends of RUB 8.52 per Ordinary Share for First Half of Fiscal 2010 | | For | | For |
*Not voted due to shareblocking | | | | | | | | | | Management | | 1 | | Approve Interim Dividends of RUB 8.52 per Ordinary Share for First Half of Fiscal 2010 | | For | | For |
First Uranium Corporation | | FIU | | 33744R102 | | 08-Sep-10 | | Annual/Special | | Management | | 1.1 | | Elect Director Peter M. Surgey | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David Cohen | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick C. Evans | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Clinton S. Halsey | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John W.W. Hick | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Deon T. van der Mescht | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Kevin P.E. Wakeford | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Graham P. Wanblad | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Amend Restricted Stock Unit Plan | | For | | Against |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 10-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Nico Schoeman as Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Valence Watson as Director | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Namane Magau as Director | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Re-elect Ralph Havenstein as Director | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Re-elect Nick Segal as Director | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Re-elect Sindi Mabaso-Koyana as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Non-executive Director Fees from 1 April 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint Grant Thornton as Auditors of the Company and Christel Pretorius as the Designated Auditor and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | Management | | 6 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 7.1 | | Approve Share Appreciation Right Plan | | For | | Against |
| | | | | | | | | | Management | | 7.2 | | Approve Forfeitable Share Plan | | For | | Against |
| | | | | | | | | | Management | | 7.3 | | Approve Deferred Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 8 | | Authorise Issuance of Ordinary Shares to Settle the Tau Lekoa Transaction | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | Against |
| | | | | | | | | | Management | | 10 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | 15-Sep-10 | | Special | | Management | | 1 | | Approve Issuance of Shares and Warrants in Connection with Acquisition | | For | | Against |
Omnia Holdings Ltd | | OMN | | S58080102 | | 30-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect WT Marais as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect TR Scott as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect JJ Dique as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect S Mncwango as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Approve Non-executive Director Fees | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Oct-10 | | Special | | Management | | 1 | | Elect Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Consulting Service Contract Signed with Parana Consultora de Investimentos SA | | For | | For |
The Mosaic Company | | MOS | | 61945A107 | | 07-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director William R. Graber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emery N. Koenig | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sergio Rial | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David T. Seaton | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | S37840113 | | 19-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint PricewaterhouseCoopers Inc as Auditors of the Company and Jean-Pierre van Staden as the Designated Partner | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Re-elect Michael McMahon as Director | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Paul Dunne as Director | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Terence Goodlace as Director | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Mpueleng Pooe as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Newcrest Mining Ltd. | | NCM | | Q6651B114 | | 28-Oct-10 | | Annual | | Management | | 1 | | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | | | | |
| | | | | | | | | | Management | | 2a | | Elect Richard Lee as a Director | | For | | For |
| | | | | | | | | | Management | | 2b | | Elect John Spark as a Director | | For | | For |
| | | | | | | | | | Management | | 2c | | Elect Tim Poole as a Director | | For | | For |
| | | | | | | | | | Management | | 2d | | Elect Greg Robinson as a Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Increase in Non-Executive Directors’ Maximum Aggregate Remuneration to A$2.7 Million Per Annum | | For | | For |
Gold Fields Ltd | | GFI | | 38059T106 | | 02-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Mamphela Ramphele as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Paul Schmidt as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Donald Ncube as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Increase in Non-executive Director Fees | | For | | For |
| | | | | | | | | | | | | | | | | | |
Gold Fields Ltd | | GFI | | 38059T106 | | 02-Nov-10 | | Special | | Management | | 1 | | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Banro Corporation | | BAA | | 066800103 | | 10-Nov-10 | | Annual | | Management | | 1 | | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F.W. Village as Directors | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 17-Jan-11 | | Special | | Management | | 1 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Han Dae-Soo as Inside Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Han Dae-Soo as Member of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kim Jeong-Gook as Member of Audit Committee | | For | | For |
Petrobras Argentina S.A. | | PESA | | 71646J109 | | 25-Jan-11 | | Special | | Management | | 1 | | Elect Director | | For | | Against |
| | | | | | | | | | Management | | 2 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Feb-11 | | Special | | Management | | 1 | | Approve Increase in Authorized Capital and Amend Articles Accordingly | | For | | Against |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Three Inside Directors (Bundled) | | For | | For |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 25-Mar-11 | | Special | | Management | | 1 | | Approve the Disposal of Company Assets | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Unbundling by the Company of the Village Shares to its Shareholders | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Disposal of the Reacquisition Shares | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Petrobras Argentina S.A. | | PESA | | 71646J109 | | 06-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors and Their Alternates | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2010 and Appoint External Auditors for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Resolutions on the Trust Contract with BNP Paribas Argentina Investment Partners SA | | For | | For |
| | | | | | | | | | Management | | 10 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
BP plc | | BP. | | 055622104 | | 14-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Abstain |
| | | | | | | | | | Management | | 3 | | Re-elect Paul Anderson as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Antony Burgmans as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Cynthia Carroll as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Sir William Castell as Director | | For | | Abstain |
| | | | | | | | | | Management | | 7 | | Re-elect Iain Conn as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect George David as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Ian Davis as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Robert Dudley as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Dr Byron Grote as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Frank Bowman as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Brendan Nelson as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 14 | | Elect Phuthuma Nhleko as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Carl-Henric Svanberg as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 22 | | Amend ShareMatch Plan | | For | | Against |
| | | | | | | | | | Management | | 23 | | Amend Sharesave UK Plan 2001 | | For | | Against |
Newmont Mining Corporation | | NEM | | 651639106 | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Glen A. Barton | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Vincent A. Calarco | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Noreen Doyle | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael S. Hamson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Richard T. O’Brien | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director John B. Prescott | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Donald C. Roth | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Simon Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Anglo American plc | | AAL | | G03764134 | | 21-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Phuthuma Nhleko as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Cynthia Carroll as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect David Challen as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Sir CK Chow as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Sir Philip Hampton as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Rene Medori as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Ray O’Rourke as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Sir John Parker as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Mamphela Ramphele as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Jack Thompson as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Peter Woicke as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve Long-Term Incentive Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | �� | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 22-Apr-11 | | Special | | Management | | 1 | | Reelect Byun Joon-Yeon as Inside Director | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect H. L. Beck as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect C. W. D. Birchall as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect D. J. Carty as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect G. Cisneros as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect P.A. Crossgrove as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect R. M. Franklin as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect J. B. Harvey as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect D. Moyo as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect B. Mulroney as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect A. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect P. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect A. W. Regent as Director | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect N.P. Rothschild as Director | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect S. J. Shapiro as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Industrias Bachoco S.A.B. de C.V. | | BACHOCOB | | 456463108 | | 27-Apr-11 | | Annual/Special | | Management | | 1 | | Approval of: A) Report of the CEO; B) Board of Directors’ Report; C) Board Of Directors’ Report on Operations and Activities; D) Audited Financial Statements and Its Main Subsidiary; E)Annual Report of Audit Committee; F) Distribution of the Net Income | | For | | For |
Industrias Bachoco S.A.B. de C.V. | | BACHOCOB | | 456463108 | | 27-Apr-11 | | Annual/Special | | Management | | 2 | | Receive Report on the Company’s Tax Obligations for 2010 in Accordance with Article 86 of Income Tax Law | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve for 2011 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors and Board Secretary | | For | | Against |
| | | | | | | | | | Management | | 6 | | Elect Chairman and Members of the Audit and Corporate Practices Committees | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee Chairman and Members | | For | | For |
| | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 1 | | Amend Article 2 of Company Bylaws | | For | | Against |
| | | | | | | | | | Management | | 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
Nexen Inc. | | NXY | | 65334H102 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director W.B. Berry | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R.G. Bertram | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director D.G. Flanagan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director S.B. Jackson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director K.J. Jenkins | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A.A. McLellan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director E.P. Newell | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director T.C. O’Neill | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director M.F. Romanow | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director F.M. Saville | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director J.M. Willson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director V.J. Zaleschuk | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
OPTI Canada Inc. | | OPC | | 68383K109 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Ian W. Delaney | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Charles L. Dunlap | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David Halford | | For | | Withhold |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edythe (Dee) Marcoux | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Christopher Slubicki | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director James Stanford | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Slc Agricola S.A | | SLCE3 | | P8711D107 | | 27-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors | | For | | For |
Arch Coal, Inc. | | ACI | | 039380100 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director James R. Boyd | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John W. Eaves | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David D. Freudenthal | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Douglas H. Hunt | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J. Thomas Jones | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A. Michael Perry | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Peter I. Wold | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Saras SPA | | SRS | | T83058106 | | 28-Apr-11 | | Annual | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Amend Regulations on General Meetings | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Coley | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William E. James | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert B. Karn III | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Henry E. Lentz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert A. Malone | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Sandra A. Van Trease | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Alan H. Washkowitz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | Against |
Suncor Energy Inc | | SU | | 867224107 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mel E. Benson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dominic D’Alessandro | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John T. Ferguson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Douglas Ford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Richard L. George | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul Haseldonckx | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John R. Huff | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jacques Lamarre | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Brian F. MacNeill | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Maureen McCaw | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Michael W. O’Brien | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director James W. Simpson | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Eira Thomas | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director J. Brett Harvey | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John Whitmire | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Philip W. Baxter | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James E. Altmeyer, Sr. | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William E. Davis | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Raj K. Gupta | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Patricia A. Hammick | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director David C. Hardesty, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John T. Mills | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director William P. Powell | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Joseph T. Williams | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 04-May-11 | | Annual | | Management | | 1a | | Elect Michael J. Berthelot as Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect Madeleine L. Champion as Director | | For | | For |
| | | | | | | | | | Management | | 1c | | Elect Elias K. Hebeka as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Kinross Gold Corporation | | K | | 496902404 | | 04-May-11 | | Annual/Special | | Management | | 1.1 | | Elect John A. Brough as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Tye W. Burt as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect John K. Carrington as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.4 | | Elect Richard P. Clark as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect John M.H. Huxley as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect John A. Keyes as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Catherine McLeod-Seltzer as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect George F. Michals as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect John E. Oliver as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Terence C.W. Reid as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Share Incentive Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J.w. Nokes | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Report on Accident Risk Reduction Efforts | | Against | | For |
Alumina Ltd. | | AWC | | Q0269M109 | | 05-May-11 | | Annual | | Management | | 2 | | Approve the Adoption of the Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3a | | Elect G John Pizzey as a Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Elect Emma Stein as a Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Maximum Aggregate Fees of Non-Executive Directors of Alumina Ltd. at A$1.25 Million | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve the Grant of 265,800 Performance Rights Under the Company’s Long Term Incentive Plan to John Bevan, Chief Executive Officer of the Company | | For | | For |
Luks Group Vietnam Holdings Co., Ltd. | | 00366 | | G5700D106 | | 06-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 3a | | Reelect Luk Yan as Executive Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect Fan Chiu Tat Martin as Executive Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Reelect Liang Fang as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | Management | | 3d | | Reelect Liu Li Yuan as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | Management | | 3e | | Reelect Tam Kan Wing as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | Management | | 3f | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint Enst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For |
Dundee Precious Metals Inc. | | DPM | | 265269209 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Derek H.L. Buntain | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Goodman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ned Goodman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Murray John | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jeremy Kinsman | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter Nixon | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Ronald Singer | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director William Wilson | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Donald Young | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Silver Standard Resources Inc. | | SSO | | 82823L106 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director A.E. Michael Anglin | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director John R. Brodie | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Richard C. Campbell | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Richard D. Paterson | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
The Mosaic Company | | MOS | | 61945A107 | | 11-May-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
Cascades Inc. | | CAS | | 146900105 | | 12-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Bernard Lemaire | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Laurent Lemaire | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Alain Lemaire | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Martin P. Pelletier | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Paul R. Bannerman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Louis Garneau | | For | | Withhold |
| | | | | | | | | | Management | | 1.7 | | Elect Director Sylvie Lemaire | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Laurent Verreault | | For | | Withhold |
| | | | | | | | | | Management | | 1.9 | | Elect Director Robert Chevrier | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director David McAusland | | For | | Withhold |
| | | | | | | | | | Management | | 1.11 | | Elect Director James B.C. Doak | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Georges Kobrynsky | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Articles | | For | | Against |
| | | | | | | | | | Management | | 4 | | Amend Bylaws | | For | | For |
Minara Resources Ltd. | | MRE | | Q6120A101 | | 13-May-11 | | Annual | | Management | | 1 | | Approve the Adoption of the Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect John Andrew Morrison as a Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Peter Roland Coates AO as a Director (Non-Voting Resolution) | | | | |
| | | | | | | | | | Management | | 4 | | Approve Amendments to the Company’s Constitution | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Approve the Proposed Offtake Arrangements with Glencore Nickel Pty Ltd | | For | | For |
Cameco Corporation | | CCO | | 13321L108 | | 17-May-11 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain |
| | | | | | | | | | Management | | 2.1 | | Elect Director Daniel Camus | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director John H. Clappison | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Joe F. Colvin | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director James R. Curtiss | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Donald H.F. Deranger | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director James K. Gowans | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Timothy S. Gitzel | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Gerald W. Grandey | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Nancy E. Hopkins | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director A. Neil McMillan | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend By-Laws | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Gold Fields Ltd | | GFI | | 38059T106 | | 17-May-11 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Royal Dutch Shell plc | | RDSB | | G7690A100 | | 17-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Linda Stuntz as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Josef Ackermann as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Re-elect Malcolm Brinded as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Guy Elliott as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Simon Henry as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Charles Holliday as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Lord Kerr of Kinlochard as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Jeroen van der Veer as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Peter Voser as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Hans Wijers as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise EU Political Donations and Expenditure | | For | | For |
Petrochina Company Limited | | 601857 | | 71646E100 | | 18-May-11 | | Annual | | Management | | 1 | | Accept Report of the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Report of the Supervisory Committee | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Final Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011 | | For | | For |
| | | | | | | | | | Management | | 6 | | Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 7a | | Elect Jiang Jiemin as Director | | For | | For |
| | | | | | | | | | Management | | 7b | | Elect Zhou Jiping as Director | | For | | For |
| | | | | | | | | | Management | | 7c | | Elect Wang Yilin as Director | | | | |
| | | | | | | | | | Management | | 7d | | Elect Li Xinhua as Director | | For | | For |
| | | | | | | | | | Management | | 7e | | Elect Liao Yongyuan as Director | | For | | For |
| | | | | | | | | | Management | | 7f | | Elect Wang Guoliang as Director | | For | | For |
| | | | | | | | | | Management | | 7g | | Elect Wang Dongjin as Director | | For | | For |
| | | | | | | | | | Management | | 7h | | Elect Yu Baocai as Director | | For | | For |
| | | | | | | | | | Management | | 7i | | Elect Ran Xinquan as Director | | For | | For |
| | | | | | | | | | Management | | 7j | | Elect Liu Hongru as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7k | | Elect Franco Bernabè as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7l | | Elect Li Yongwu as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7m | | Elect Cui Junhui as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7n | | Elect Chen Zhiwu as Independent Director | | For | | For |
| | | | | | | | | | Management | | 8a | | Elect Chen Ming as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8b | | Elect Guo Jinping as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8c | | Elect Wen Qingshan as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8d | | Elect Sun Xianfeng as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8e | | Elect Li Yuan as Independent Supervisor | | For | | For |
| | | | | | | | | | Management | | 8f | | Elect Wang Daocheng as Independent Supervisor | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 10 | | Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion | | For | | For |
Range Resources Corporation | | RRC | | 75281A109 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Charles L. Blackburn | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Anthony V. Dub | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director V. Richard Eales | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Allen Finkelson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James M. Funk | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Jonathan S. Linker | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Kevin S. McCarthy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director John H. Pinkerton | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Jeffrey L. Ventura | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
Statoil ASA* | | | | 85771P102 | | 19-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | Do Not Vote |
| | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
| | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | Do Not Vote |
| | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
Polyus Gold OJSC | | PLZL | | 678129107 | | 20-May-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For |
| | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
Bankers Petroleum Ltd. | | BNK | | 066286303 | | 24-May-11 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director General Wesley Clark | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
Electricite de France | | EDF | | F2940H113 | | 24-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.58 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | | For | | Against |
| | | | | | | | | | Management | | 6 | | Reelect KPMG as Auditor | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Deloitte et Associes as Auditor | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Appoint KPMG Audit IS as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect BEAS as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Requirements | | For | | Against |
| | | | | | | | | | Management | | 13 | | Amend Article 19 of Bylaws Re: Appointment of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Article 24 of Bylaws Re: Allocation of Income | | For | | Against |
| | | | | | | | | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
NovaGold Resources Inc. | | NG | | 66987E206 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Marc Faber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Tony S. Giardini | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kalidas V. Madhavpeddi | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Gerald J. McConnell | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Clynton R. Nauman | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James L. Philip | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Rick Van Nieuwenhuyse | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Medoro Resources Ltd. | | MRS | | 58503R407 | | 07-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Amalgamation with Gran Colombia Gold Corp. | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Robert Metcalfe | | For | | Withhold |
| | | | | | | | | | Management | | 2.2 | | Elect Director Jaime Perez Branger | | For | | Withhold |
| | | | | | | | | | Management | | 2.3 | | Elect Director Miguel de la Campa | | For | | Withhold |
| | | | | | | | | | Management | | 2.4 | | Elect Director Robert Doyle | | For | | Withhold |
| | | | | | | | | | Management | | 2.5 | | Elect Director Serafino Iacono | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Augusto Lopez | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director J. Randall Martin | | For | | Withhold |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hernan Martinez | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Courtney Neeb | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | Withhold |
Eastern Platinum Ltd. | | ELR | | 276855103 | | 09-Jun-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Ian Terry Rozier as Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect David W. Cohen as Director | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Gordon Keep as Director | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect John Andrews as Director | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect John Hawkrigg as Director | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect J. Merfyn Roberts as Director | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Robert J. Gayton as Director | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Zwelakhe Sisulu as Director | | For | | Withhold |
| | | | | | | | | | Management | | 3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 5 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Shareholder Rights Plan | | For | | For |
Chesapeake Energy Corporation | | CHK | | 165167107 | | 10-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Aubrey K. McClendon | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Don Nickles | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kathleen M. Eisbrenner | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Louis A. Simpson | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854106 | | 16-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors and Chair | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Fiscal Council | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Gabriel Resources Ltd. | | GBU | | 361970106 | | 16-Jun-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Raymond E. Flood | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alfred Gusenbauer | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Keith R. Hulley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Simon Prior-Palmer | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Walter T. Segsworth | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director A. Murray Sinclair | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Restricted Share Unit Plan | | For | | Against |
Geovic Mining Corp. | | GVCM | | 373686104 | | 17-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director William A. Buckovic | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael A. Goldberg | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Robert J. Macdonald | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Michael T. Mason | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wade D. Nesmith | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director John T. Perry | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul D. Rose | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gregg J. Sedun | | For | | Withhold |
| | | | | | | | | | Management | | 1.9 | | Elect Director John E. Sherborne | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Gold Fields Ltd | | GFI | | 38059T106 | | 20-Jun-11 | | Special | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Company | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Nippon Meat Packers Inc. | | 2282 | | J54752142 | | 24-Jun-11 | | Annual | | Management | | 1 | | Amend Articles To Introduce Provisions on Alternate Statutory Auditors - Set Terms of Alternate Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kobayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Takezoe, Noboru | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Okoso, Hiroji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ueda, Bin | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Uchida, Koji | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Chuujo, Takaharu | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Matsuba, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tsujimoto, Kazuhiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawamura, Koji | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Katayama, Toshiko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Taka, Iwao | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Hata, Yoshihide | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Nishio, Katsutoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Motoi, Fumio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Otsuka, Akira | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Shiba, Akihiko | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Chugoku Marine Paints Ltd. | | 4617 | | J07182116 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Yamazumi, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Uetake, Masataka | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kido, Hisao | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Funada, Shohei | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Hironaka, Shigemi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Miyauchi, Mitsuaki | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Hasegawa, Hiroshi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.8 | | Elect Director Ono, Masashi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawazoe, Masao | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Doi, Tsuneo | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Miyoshi, Hidenori | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Date, Mitsuru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Okada, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Ito, Kazuo | | For | | For |
Uranium Participation Corp | | U | | 917017105 | | 28-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kelvin H. Williams | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Banro Corporation | | BAA | | 066800103 | | 29-Jun-11 | | Annual/Special | | Management | | 1 | | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F. W. Village as Directors | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
Kamigumi Co. Ltd. | | 9364 | | J29438116 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kubo, Masami | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nishida, Kenji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Mukai, Koji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Utsunomiya, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fukai, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Makita, Hideo | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Tazoe, Tadaaki | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hirase, Toshio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Tahara, Norihito | | For | | For |
Shin-Etsu Chemical Co. Ltd. | | 4063 | | J72810120 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Saito, Yasuhiko | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Ono, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Takasugi, Koji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ishihara, Toshinobu | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Frank Peter Popoff | | For | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Director Miyazaki, Tsuyoshi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Fukui, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Miyajima, Masaki | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kasahara, Toshiyuki | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Onezawa, Hidenori | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Nakamura, Ken | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Matsui, Yukihiro | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Okamoto, Hiroaki | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Okada, Osamu | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Watase, Masahiko | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Nagano, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | �� | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Special | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For |
Nuveen Santa Barbara Global Equity Fund
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
PT Bank Mandiri (Persero) Tbk | | | | Y7123S108 | | Indonesia | | 05-Jul-10 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
Magna International Inc. | | MG.A | | 559222401 | | Canada | | 23-Jul-10 | | Special | | Management | | 1 | | Approve Plan Arrangement: Dual Class Collapse | | For | | For |
Singapore Airport Terminal Services Ltd | | | | Y7992U101 | | Singapore | | 30-Jul-10 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend of SGD 0.08 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Keith Tay Ah Kee as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Khaw Kheng Joo as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Edmund Cheng Wai Wing as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect David Heng Chen Seng as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Nihal Vijaya Devadas Kaviratne CBE as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Directors’ Fees of SGD 1 Million for the year ended 31 March 2010 | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Directors’ Fees of SGD 1.3 Million for the year ended 31 March 2011 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Issuance of Shares and/or Grant of Awards under the SATS Performance Share Plan, SATS Restricted Share Plan and SATS Employee Share Option Plan | | For | | Against |
Singapore Airport Terminal Services Ltd | | | | Y7992U101 | | Singapore | | 30-Jul-10 | | Special | | Management | | 1 | | Approve Mandate for Transactions with Related Parties | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles of Association of the Company | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Change Company Name to SATS Ltd. | | For | | For |
Tiger Airways Holdings Ltd. | | | | Y8831P105 | | Singapore | | 30-Jul-10 | | Special | | Management | | 1 | | Approve Mandate for Transactions with Related Parties | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Adoption of the Tiger Airways Long Term Incentive Plan | | For | | For |
Tiger Airways Holdings Ltd. | | | | Y8831P105 | | Singapore | | 30-Jul-10 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Lee Chong Kwee as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Chang Long Wee as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Lim Siew Lay as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Directors’ Fees of SGD 425,000 for the Year Ending March 31, 2011 (2010: SGD 162,000) | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Shares and Grant of Options Pursuant to the the Pre-IPO Tiger Aviation Share Option Scheme | | For | | For |
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES | | | | P34085103 | | Brazil | | 06-Aug-10 | | Special | | Management | | 1 | | Elect Director | | For | | For |
Imagination Technologies Group plc | | | | G47104107 | | United Kingdom | | 13-Aug-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Re-elect Geoff Shingles as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Ian Pearson as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Re-elect David Hurst-Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Adopt New Articles of Association | | For | | For |
Li & Fung Limited | | 00494 | | G5485F144 | | Hong Kong | | 13-Sep-10 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Blinkx plc | | BLNX | | G13235109 | | United Kingdom | | 17-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Michael Lynch as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Suranga Chandratillake as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Shares for Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Adopt New Articles of Association | | For | | For |
NIKE, Inc. | | NKE | | 654106103 | | USA | | 20-Sep-10 | | Annual | | Management | | 1.1 | | Elect Director Jill K. Conway | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alan B. Graf, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John C. Lechleiter | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Phyllis M. Wise | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
ASOS plc | | ASC | | G0536Q108 | | United Kingdom | | 21-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Robert Bready as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Jonathan Kamaluddin as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Peter Williams as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Market Purchase | | For | | For |
Tod’s SPA* | | | | T93619103 | | Italy | | 21-Sep-10 | | Special | | Management | | 1 | | Approve Special Dividend Distribution | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | | | | | | | | | |
Seadrill Limited* | | | | G7945E105 | | Bermuda | | 24-Sep-10 | | Annual | | Management | | 1 | | Reelect John Fredriksen | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 1 | | Reelect John Fredriksen | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Reelect Olav Troim as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Reelect Olav Troim as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Reelect Kate Blankenship as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Reelect Kate Blankenship as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Reelect Kjell E. Jacobsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Reelect Kjell E. Jacobsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Reelect Kathrine Fredriksen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Reelect Kathrine Fredriksen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
FedEx Corporation | | FDX | | 31428X106 | | USA | | 27-Sep-10 | | Annual | | Management | | 1 | | Elect Director James L. Barksdale | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John A. Edwardson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director J.R. Hyde, III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Shirley A. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Steven R. Loranger | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gary W. Loveman | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Frederick W. Smith | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Paul S. Walsh | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 14 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 15 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 16 | | Adopt Policy on Succession Planning | | Against | | For |
Imax Corporation | | IMX | | 45245E109 | | Canada | | 28-Sep-10 | | Special | | Management | | 1.1 | | Elect Director Eric A. Demirian | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director I. Martin Pompadur | | For | | For |
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES | | CYRE3 | | P34085103 | | Brazil | | 05-Oct-10 | | Special | | Management | | 1 | | Amend Stock Option Plans | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
IG Group Holdings plc | | IGG | | G4753Q106 | | United Kingdom | | 07-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect David Currie as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Peter Hetherington as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Timothy Howkins as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Andrew MacKay as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint Ernst & Young LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Value Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
PT Charoen Pokphand Indonesia | | CPIN | | Y71207156 | | Indonesia | | 19-Oct-10 | | Special | | Management | | 1 | | Amend Articles of Association Re: Reduction in Issued and Paid-Up Capital through Share Repurchase, Change in Par Value, and Change in Duties and Authority of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Directors and Commissioners | | For | | For |
H & M Hennes & Mauritz* | | | | W41422101 | | Sweden | | 20-Oct-10 | | Special | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve an Incentive Programme for all Employees of the H&M Group | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Close Meeting | | | | |
Olam International Ltd. | | O32 | | Y6421B106 | | Singapore | | 28-Oct-10 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Second and Final Dividend of SGD 0.025 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect R. Jayachandran as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Jean-Paul Pinard as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Wong Heng Tew as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Robert Michael Tomlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Directors’ Fees of SGD 990,000 for the Year Ending June 30, 2011 (2010: SGD 978,000) | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reappoint Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Issuance of Shares and Grant of Options Pursuant to the Olam Employee Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Issuance of Shares Pursuant to the Olam Scrip Dividend Scheme | | For | | For |
Abcam plc | | ABC | | G0060R100 | | United Kingdom | | 01-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tony Kouzarides as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jonathan Milner as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Jeff Iliffe as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Share Sub-Division | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Market Purchase | | For | | For |
Fortescue Metals Group Ltd. | | FMG | | Q39360104 | | Australia | | 19-Nov-10 | | Annual | | Management | | 1 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Mark Barnaba as a Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3 | | Elect Geoff Brayshaw as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Russell Scrimshaw as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve the Grant of Up to 18,608 Bonus Shares to Andrew Forrest, Chief Executive Officer, at an Issue Price of A$3.51 Each, Under the Company’s Bonus Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve the Grant of Up to 89,526 Bonus Shares to Russell Scrimshaw, Executive Director, at an Issue Price of A$3.51 Each, Under the Company’s Bonus Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve the Grant of Up to 31,832 Bonus Shares to Graeme Rowley, Non-Executive Director, at an Issue Price of A$3.51 Each, Under the Company’s Bonus Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve the Grant of Up to 20,221 Performance Rights to Andrew Forrest and Up to 122,549 Performance Rights to Russell Scrimshaw, Executive Directors, Under the Company’s Performance Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve the Increase in the Remuneration of Non-Executive Directors to A$2 Million Per Annum | | For | | For |
Fast Retailing | | 9983 | | J1346E100 | | Japan | | 25-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Tadashi Yanai | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tooru Hanbayashi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nobumichi Hattori | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tooru Murayama | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Masaaki Shintaku | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Akira Tanaka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Akira Watanabe | | For | | For |
Paladin Energy Ltd | | PDN | | Q7264T104 | | Australia | | 25-Nov-10 | | Annual | | Management | | 1 | | Approve Remuneration Report for the Fiscal Year June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Rick Wayne Crabb as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Peter Mark Donkin as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Philip Albert Baily as Director | | For | | For |
Hargreaves Lansdown plc | | HL. | | G43940108 | | United Kingdom | | 26-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Ian Gorham as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Peter Hargreaves as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Chris Barling as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stephen Lansdown as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Company Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Adopt New Articles of Association | | For | | For |
JDS Uniphase Corporation | | JDSU | | 46612J507 | | USA | | 30-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Martin A. Kaplan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kevin J. Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Top Glove Corporation Bhd | | TOPGLOV | | Y88965101 | | Malaysia | | 11-Jan-11 | | Annual | | Management | | 1 | | Approve Single Tier Final Dividend of MYR 0.09 Per Share for the Financial Year Ended Aug. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration of Directors for the Financial Year Ended Aug. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Lim Wee-Chai as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Lim Hooi Sin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Quah Chin Chye as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Arshad Bin Ayub as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Sekarajasekaran A/L Arasaratnam as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Lin See Yan as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Bank of China Limited | | 03988 | | Y0698A107 | | Hong Kong | | 28-Jan-11 | | Special | | Management | | 1 | | Elect Jackson Tai as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Authorize Issuance of Renminbi Denominated Bonds for an Amount Not Exceeding RMB 20 Billion | | For | | For |
PT Bank Mandiri (Persero) Tbk | | BMRI | | Y7123S108 | | Indonesia | | 28-Jan-11 | | Special | | Management | | 1 | | Approve Increase in Issued and Paid-Up Capital Through a Rights Issue | | For | | For |
Centamin Egypt Ltd | | CEY | | Q2159B110 | | United Kingdom | | 15-Feb-11 | | Special | | Management | | 1 | | Approve the Executive Director Loan Funded Share Plan 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Employee Loan Funded Share Plan 2011 | | For | | For |
Infineon Technologies AG | | IFX | | D35415104 | | Germany | | 17-Feb-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.10 | | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.11 | | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.12 | | Approve Discharge of Supervisory Board Member Dorit Schmitt-Landsiedel for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.13 | | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.14 | | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.15 | | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.16 | | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.17 | | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.18 | | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Wolfgang Mayrhuber to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Settlement Agreement Between Infineon Technologies AG and Former Management Board Member Ulrich Schumacher Concluded on Dec. 23, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Amend Articles Re: Convocation and Decision Making of Supervisory Board Meetings | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Approve Remuneration of Supervisory Board | | For | | For |
Apple Inc. | | AAPL | | 037833100 | | USA | | 23-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Steven P. Jobs | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 5 | | Adopt Policy on Succession Planning | | Against | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
QUALCOMM Incorporated | | QCOM | | 747525103 | | USA | | 08-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Irwin Mark Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Samsung Electronics Co. Ltd. | | 005930 | | Y74718100 | | South Korea | | 18-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Appropriation of Income and Dividend of KRW 2,500 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Two Inside Directors and One Outside Director (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Shin Wan-Sun as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
Henderson Group plc | | HGG | | G4474Y198 | | United Kingdom | | 22-Mar-11 | | Special | | Management | | 1 | | Approve Acquisition of Gartmore Group Limited | | For | | For |
Outotec Oyj (Outokumpu Technology) | | OTE1V | | X6026E100 | | Finland | | 22-Mar-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Monthly Remuneration of Directors in the Amount of EUR 5,000 for Chairman, EUR 4,000 for Vice Chairman, and EUR 3,000 for Other Directors; Approve Attendance Fees | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Seven | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 12 | | Reelect Eija Ailasmaa, Carl-Gustaf Bergstrom (Chair), Tapani Jarvinen, Karri Kaitue, Hannu Linnoinen, and Anssi Soila as Directors; Elect Timo Ritakallio as New Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify KPMG Oy as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 4.6 Million Issued Shares | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Issuance of up to 4.6 Million Shares without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Articles Re: Publication of Meeting Notice | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
Novo Nordisk A/S | | | | K7314N152 | | Denmark | | 23-Mar-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive and Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Directors for 2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Remuneration of Directors for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | | For | | For |
| | | | | | | | | | | | Management | | 5.1a | | Reelect Sten Scheibye as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1b | | Reelect Goran Ando as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1c | | Elect Bruno Angelici as New Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1d | | Reelect Henrik Gurtler as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1e | | Elect Thomas Koestler as New Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1f | | Reelect Kurt Nielsen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1g | | Reelect Hannu Ryopponen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1h | | Reelect Jorgen Wedel as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.2 | | Elect Sten Scheibye as Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Elect Goran Ando as Vice Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | | For | | For |
| | | | | | | | | | | | Management | | 7.2 | | Authorize Repurchase up to 10 Percent of Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 7.3a | | Delete Article 2 Specifying Location of Registered Office | | For | | For |
| | | | | | | | | | | | Management | | 7.3b | | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | | For | | For |
| | | | | | | | | | | | Management | | 7.3c | | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | | For | | Against |
| | | | | | | | | | | | Management | | 7.4 | | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Other Business | | | | |
Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) | | FEMSAUBD | | 344419106 | | Mexico | | 25-Mar-11 | | Annual | | Management | | 1 | | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO’s Report and Audit and Corporate Practices Committees Chairmen Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Tax Report on Fiscal Obligations | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Minutes of Meeting | | For | | For |
SWEDBANK AB | | SWEDA | | W9423X102 | | Sweden | | 25-Mar-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Elect Claes Beyer as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7a | | Receive Financial Statements and Statutory Reports | | | | |
| | | | | | | | | | | | Management | | 7b | | Receive Auditor’s Report | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 7c | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Allocation of Income and Dividends of SEK 4.80 Per Preference Share and SEK 2.10 Per Common Share | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Determine Number of Members (10) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Ulrika Francke, Goran Hedman, Lars Idermark (Chair), Anders Igel, Helle Nielsen, Pia Rudengren, Anders Sundstrom, Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Olav Fjell as New Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Articles Re: Editorial Changes | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Repurchase Program of up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 19a | | Approve Deferred Variable Remuneration in the form of Shares under Program 2010 | | For | | For |
| | | | | | | | | | | | Management | | 19b | | Approve Issuance of up to 1.5 Million C Shares without Preemptive Rights; Amend Articles Accordingly; Authorize Repurchase Program of up to 100 Percent of Issued C Shares; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 20a | | Approve Collective Remuneration Program 2011 | | For | | For |
| | | | | | | | | | | | Management | | 20b | | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2011 | | For | | For |
| | | | | | | | | | | | Management | | 20c | | Amend Articles Accordingly; Authorize Board to Resolve New Issue of C-Shares; Authorize Board to resolve Repurchase of Own C-Shares; Authorize Transfer of Own Ordinary Shares | | For | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Initiate Special Investigation of Circumstances Relating to Swedish Financial Supervisory Authority Imposing Penalty on the Bank | | None | | Against |
| | | | | | | | | | | | Share Holder | | 22 | | Require Board to Evaluate and Report the Banks Work Concerning Gender Equality and Ethnicity on an Annual Basis | | None | | Against |
| | | | | | | | | | | | Share Holder | | 23 | | Approve Distribution of the Book “Fritt Fall - Spelet of Swedbank” to the Shareholders Free of Charge | | None | | Against |
| | | | | | | | | | | | Share Holder | | 24 | | Approve Allocation of SEK 10 Million to an Institute with Certain Duties | | None | | Against |
| | | | | | | | | | | | Management | | 25 | | Close Meeting | | | | |
Andritz AG | | | | A11123105 | | Austria | | 29-Mar-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
LVMH Moet Hennessy Louis Vuitton | | MC | | F58485115 | | France | | 31-Mar-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Delphine Arnault as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Nicolas Bazire as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Antonio Belloni as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Charles de Croisset as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Diego Della Valle as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect Pierre Gode as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Gilles Hennessy as Director | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Marie-Josee Kravis as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Appoint Patrick Houel as Censor | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | | For | | Against |
| | | | | | | | | | | | Management | | 21 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | Against |
| | | | | | | | | | | | Management | | 22 | | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | | For | | Against |
| | | | | | | | | | | | Management | | 23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 24 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
Schlumberger Limited | | SLB | | 806857108 | | NetherlandsAntilles | | 06-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Philippe Camus | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Peter L.S. Currie | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Andrew Gould | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tony Isaac | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director K. Vaman Kamath | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nikolay Kudryavtsev | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Adrian Lajous | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Michael E. Marks | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Elizabeth Moler | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Leo Rafael Reif | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Tore I. Sandvold | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Henri Seydoux | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Paal Kibsgaard | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Lubna S. Olayan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Adopt Plurality Voting for Contested Election of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Adopt and Approve Financials and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Volvo AB* | | VOLVB | | 928856301 | | Sweden | | 06-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Elect Sven Unger as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Receive Board and Committee Reports | | | | |
| | | | | | | | | | | | Management | | 8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Allocation of Income and Dividends of SEK 2.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Determine Number of Members (9) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Directors in the Amount of SEK 1.8 Million for the Chairman and SEK 600,000 for Other Members; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reelect Peter Bijur, Jean-Baptiste Duzan, Leif Johansson, Hanne de Mora, Anders Nyren, Louis Schweitzer (Chair), Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Louis Schweitzer, Jean-Baptiste Duzan, Carl-Olof By, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles Re: Share Classes and Share Limits; Allow Voluntary Conversion of Class-A Shares into Class-B Shares | | None | | For |
| | | | | | | | | | | | Management | | 18a | | Approve 2011-2013 Share Matching Plan | | For | | For |
| | | | | | | | | | | | Management | | 18b | | Approve Transfer of Shares to Participants of the 2011-2013 Share Matching Plan | | For | | For |
Nokian Tyres | | NRE1V | | X5862L103 | | Finland | | 07-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.65 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 70,000 for Chairman, and EUR 35,000 for Other Directors; Approve Meeting Fees | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Kim Gran, Hille Korhonen, Hannu Penttilä, Petteri Walldén, and Aleksey Vlasovas as Directors; Elect Benoit Raulin as New Director | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify KPMG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Close Meeting | | | | |
Daimler AG | | DAI | | D1668R123 | | Germany | | 13-Apr-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.85 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify KPMG as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Elect Manfred Bischoff to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Elect Lynton Wilson to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Elect Petraea Heynike to the Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Repsol YPF S.A | | REP | | E8471S130 | | Spain | | 14-Apr-11 | | Annual | | Management | | 1 | | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Directors for Fiscal Year 2010 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Deloitte SL as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Article 52 of Company Bylaws Re: Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors’ Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Antonio Brufau Niubo as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Reelect Luis Fernando del Rivero Asensio as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Juan Abello Gallo as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Luis Carlos Croissier Batista as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Angel Durandez Adeva as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Jose Manuel Loureda Mantinan as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Mario Fernandez Pelaz as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Share Matching Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
Goodrich Corporation | | GR | | 382388106 | | USA | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Carolyn Corvi | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Diane C. Creel | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Harris E. Deloach, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James W. Griffith | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director William R. Holland | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John P. Jumper | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Marshall O. Larsen | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Lloyd W. Newton | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Alfred M. Rankin, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Syngenta AG* | | SYNN | | H84140112 | | Switzerland | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration System | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve CHF 83,695 Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Transfer of CHF 656.3 Million from Capital Reserves to Free Reserves and Dividend of CHF 7.00 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Martin Taylor as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Peter Thompson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3 | | Reelect Rolf Watter as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.4 | | Reelect Felix Weber as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Ratify Ernst & Young as Auditors | | For | | Do Not Vote |
ASML Holding NV | | | | N07059186 | | Netherlands | | 20-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Discuss the Company’s Business and Finacial Situation | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 7 | | Approve Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles Re: Legislative Changes | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve the Numbers of Stock Options, Respectively Shares for Employees | | For | | For |
| | | | | | | | | | | | Management | | 10a | | Reelect W.T. Siegle to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 10b | | Reelect J.W.B. Westerburgen to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | | | | |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 13a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 13b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | | For | | For |
| | | | | | | | | | | | Management | | 13c | | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | | For | | For |
| | | | | | | | | | | | Management | | 13d | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Repurchase Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Additionnal Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Other Business | | | | |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
April Group | | APR | | F0346N106 | | France | | 21-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.49 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Severance Payment Agreement with Patrick Petitjean | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Reelect Bruno Rousset as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Andre Arrago as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Jean-Claude Augros as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Bernard Belletante as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Philippe Marcel as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Guy Rigaud as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Jean-Pierre Rousset as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Bruno Bonnell as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Jacques Tassi as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 125,950 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Change Location of Registered Office to Immeuble Aprilium, 114 boulvard Marius Vivier Merle, 69439 Lyon | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 21 | | Change Company Name to April and Amend Article 2 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Amend Article 20 of Bylaws Re: Shareholders Proposal | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Amend Article 24 of Bylaws Re: Powers of Board Related to Bonds Issuance | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Celtic Exploration Ltd. | | CLT | | 15118Q109 | | Canada | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Fix Number of Directors at Five | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Robert J. Dales as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect William C. Guinan as Director | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.3 | | Elect Eldon A. McIntyre as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Neil G. Sinclair as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect David J. Wilson as Director | | For | | Withhold |
| | | | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Mediolanum SPA | | MED | | T66932111 | | Italy | | 21-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Fix Number of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Fix Directors’ Term | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Directors (Bundled) | | For | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Approve Internal Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Company Bylaws | | For | | For |
Schneider Electric SA | | SU | | F86921107 | | France | | 21-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 3.20 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Anand Mahindra as Supervisory Board Member | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Betsy Atkins as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Jeong H. Kim as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Dominique Senequier as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 11 Re: Age Limit for Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Article 16 of Bylaws Re: Censors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capital Increase for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Issuance of Shares Up to EUR 108 Million for a Private Placement | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve Employee Stock Purchase Plan Reserved for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Praxair, Inc. | | PX | | 74005P104 | | USA | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Angel | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Oscar Bernardes | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nance K. Dicciani | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Edward G. Galante | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Claire W. Gargalli | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ira D. Hall | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Raymond W. LeBoeuf | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Larry D. McVay | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Wayne T. Smith | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Robert L. Wood | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Aggreko plc | | AGK | | G0116S102 | | United Kingdom | | 27-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Philip Rogerson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Rupert Soames as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Angus Cockburn as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect George Walker as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Bill Caplan as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Kash Pandya as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect David Hamill as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Robert MacLeod as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Russell King as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Ken Hanna as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Herbalife Ltd. | | HLF | | G4412G101 | | Cayman Islands | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Michael O. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John Tartol | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Carole Black | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Michael J. Levitt | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve 2:1 Stock Split | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Amend Executive Incentive Bonus Plan | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 4.1a | | Reelect Kaspar Villiger as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1b | | Reelect Michel Demare as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1c | | Reelect David Sidwell as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1e | | Reelect Bruno Gehrig as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1f | | Reelect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1g | | Reelect Axel Lehmann as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1h | | Reelect Wolfgang Mayrhuber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1i | | Reelect Helmut Panke as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1j | | Reelect William Parrett as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Joseph Yam as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
FLSmidth & Co.(Formerly FLS Industries) | | FLS | | K90242130 | | Denmark | | 29-Apr-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of DKK 9.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Reelect Jens Stephensen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Reelect Torkil Bentzen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4c | | Reelect Jesper Ovesen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4d | | Reelect Martin Ivert as Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 4e | | Reelect Vagn Sorensen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4f | | Elect Sten Jakobsson as New Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | Against |
Noble Group Ltd. | | N21 | | G6542T119 | | Singapore | | 29-Apr-11 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend of $0.025 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Robert Tze Leung Chan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Ricardo Leiman as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Edward Walter Rubin as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Directors’ Fees for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Issuance of Shares and Grant of Options Pursuant to the Noble Group Share Option Scheme 2004 | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Approve Issuance of Shares Pursuant to the Noble Group Limited Scrip Dividend Scheme | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Issuance of Shares and Grant of Awards Pursuant to the Noble Group Performance Share Plan | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Amend Bye-Laws of the Company | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director William A. Coley | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director William E. James | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert B. Karn III | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Henry E. Lentz | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Robert A. Malone | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Sandra A. Van Trease | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Alan H. Washkowitz | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 03-May-11 | | Annual | | Management | | 1 | | Election Director John D. Baker II | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Election Director John S. Chen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Election Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Election Director Susan E. Engel | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Election Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Election Director Donald M. James | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Election Director Mackey J. McDonald | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Election Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director an G. Swenson | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 22 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
| | | | | | | | | | | | | | | | | | | | |
EMC Corporation | | EMC | | 268648102 | | USA | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Michael W. Brown | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Randolph L. Cowen | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Michael J. Cronin | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gail Deegan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James S. DiStasio | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director John R. Egan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Edmund F. Kelly | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Windle B. Priem | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Paul Sagan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director David N. Strohm | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Joseph M. Tucci | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Express Scripts, Inc. | | ESRX | | 302182100 | | USA | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Gary G. Benanav | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Maura C. Breen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nicholas J. LaHowchic | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Mac Mahon | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Frank Mergenthaler | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Woodrow A. Myers Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director George Paz | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Samuel K. Skinner | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Seymour Sternberg | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Share Holder | | 7 | | Report on Political Contributions | | Against | | For |
Henderson Group plc | | HGG | | G4474Y198 | | Jersey | | 04-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Gerald Aherne as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Duncan Ferguson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Andrew Formica as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Shirley Garrood as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Tim How as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Robert Jeens as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Deferred Equity Plan | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve the Operation of the Deferred Equity Plan in 2011 | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Restricted Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Long-Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Company Share Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Executive Shared Ownership Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Buy As You Earn Plan | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve International Buy As You Earn Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Sharesave Scheme | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Sharesave Plan USA | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorise the Company to Enter into a Contingent Purchase Contract | | For | | For |
Robert Half International Inc. | | RHI | | 770323103 | | USA | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Andrew S. Berwick, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Edward W. Gibbons | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Harold M. Messmer, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Barbara J. Novogradac | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Robert J. Pace | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Frederick A. Richman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director M. Keith Waddell | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
The Weir Group plc | | WEIR | | G95248137 | | United Kingdom | | 04-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Lord Smith of Kelvin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Keith Cochrane as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Michael Dearden as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stephen King as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Alan Mitchelson as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect John Mogford as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Lord Robertson of Port Ellen as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Jon Stanton as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
MEG Energy Corp. | | MEG | | 552704108 | | Canada | | 05-May-11 | | Annual | | Management | | 1 | | Elect William McCaffrey, David J. Wizinsky, Robert Hodgins, Peter R. Kagan, David B. Krieger, James D. McFarland, E. Peter Lougheed, Li Zheng, Boyd Anderson and Harvey Doerr as Directors | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
MTU Aero Engines Holding AG | | MTX | | D5565H104 | | Germany | | 05-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Rodolfo Segovia | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Elect Director Aziz D. Syriani | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Director Rosemary Tomich | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Elect Director Walter L. Weisman | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | | | Share Holder | | 17 | | Review Political Expenditures and Processes | | Against | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | | VIG | | A9T907104 | | Austria | | 06-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles Re: Supervisory Board and Advisory Councils; Grant Management Board Authority to Approve Article Amendments in Subsidiary WIENER STAEDTISCHE Versicherung AG Vienna Insurance Group | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Martina Dobringer as Supervisory Board Member | | For | | For |
BNP Paribas SA | | BNP | | F1058Q238 | | France | | 11-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Jean Francois Lepetit as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Helene Ploix as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Baudouin Prot as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Daniela Weber Rey as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Fields Wicker Miurin as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Merger by Absorption of Banque de Bretagne | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Merger by Absorption of BNP Paribas International BV | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Merger by Absorption of Cerenicim | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Merger by Absorption of SAS Noria | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Precision Drilling Corp. | | PD | | 74022D308 | | Canada | | 11-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director William T. Donovan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Brian J. Gibson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Robert J.S. Gibson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Allen R. Hagerman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Stephen J.J. Letwin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patrick M. Murray | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Kevin A. Neveu | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Frederick W. Pheasey | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert L. Phillips | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Trevor M. Turbidy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Deferred Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Tencent Holdings Ltd. | | 00700 | | G87572148 | | Hong Kong | | 11-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a1 | | Reelect Lau Chi Ping Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 3a2 | | Reelect Antonie Andries Roux as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Establish Further Employee Incentive Schemes | | For | | Against |
ARM Holdings plc | | ARM | | G0483X122 | | United Kingdom | | 12-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Larry Hirst as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Janice Roberts as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Andy Green as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Doug Dunn as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Warren East as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Tudor Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Mike Inglis as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Mike Muller as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Kathleen O’Donovan as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Philip Rowley as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Tim Score as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Simon Segars as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Young Sohn as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
BG Group plc | | BG. | | G1245Z108 | | United Kingdom | | 12-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Fabio Barbosa as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Caio Koch-Weser as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Patrick Thomas as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Peter Backhouse as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Frank Chapman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Baroness Hogg as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Dr John Hood as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Martin Houston as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Sir David Manning as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Mark Seligman as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Philippe Varin as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | Germany | | 12-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles Re: Majority Voting Requirements for General Meeting | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Ratify KPMG AG as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Norfolk Southern Corporation | | NSC | | 655844108 | | USA | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Potash Corporation of Saskatchewan Inc. | | POT | | 73755L107 | | Canada | | 12-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director C. M. Burley | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director W. J. Doyle | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director J. W. Estey | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director C. S. Hoffman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director D. J. Howe | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director A. D. Laberge | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director K. G. Martell | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director J. J. McCaig | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director M. Mogford | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director P. J. Schoenhals | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director E. R. Stromberg | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director E. Viyella de Paliza | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve 2011 Performance Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Terex Corporation | | TEX | | 880779103 | | USA | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Ronald M. Defeo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director G. Chris Andersen | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Paula H.J. Cholmondeley | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Don Defosset | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Thomas J. Hansen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director David A. Sachs | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Oren G. Shaffer | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director David C. Wang | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Gildemeister AG | | GIL | | D2825P117 | | Germany | | 13-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2011 | | For | | For |
Regus plc | | RGU | | G7477W101 | | United Kingdom | | 17-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Standalone Financial Statements and Annual Accounts | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Grant Discharge to the Directors in Respect of Certain Duties Owed to Shareholders Under Luxembourg Law | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint KPMG Audit Sarl as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Douglas Sutherland as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Mark Dixon as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Stephen Gleadle as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Lance Browne as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Alex Sulkowski as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Elmar Heggen as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | �� | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise the Company to Hold as Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 18 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Waiver on Tender-Bid Requirement | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 17 | | Authorise the Secretary or Any Director to Make All Necessary Amendments to the Provisions of the Company’s Memorandum and Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
American Tower Corporation | | AMT | | 029912201 | | USA | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Raymond P. Dolan | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Ronald M. Dykes | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Carolyn F. Katz | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Gustavo Lara Cantu | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Pamela D.A. Reeve | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David E. Sharbutt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James D. Taiclet, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Samme L. Thompson | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Gemalto | | GTO | | N3465M108 | | Netherlands | | 18-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Report of Management Board | | | | |
| | | | | | | | | | | | Management | | 3 | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 4b | | Approve Dividends of EUR 0.28 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 5a | | Approve Discharge of CEO | | For | | For |
| | | | | | | | | | | | Management | | 5b | | Approve Discharge of Non-Excecutive Directors | | For | | For |
| | | | | | | | | | | | Management | | 6a | | Reelect A.Mandl to Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6b | | Reelect M. Soublin to Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Allow Questions | | | | |
| | | | | | | | | | | | Management | | 10 | | Close Meeting | | | | |
Juniper Networks, Inc. | | JNPR | | 48203R104 | | USA | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mary B. Cranston | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kevin R. Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director J. Michael Lawrie | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director David Schlotterbeck | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | None | | For |
State Street Corporation | | STT | | 857477103 | | USA | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director K. Burnes | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director P. Coym | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director P. De Saint-Aignan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director A. Fawcett | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director D. Gruber | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director L. Hill | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director J. Hooley | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director R. Kaplan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director C. LaMantia | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director R. Sergel | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director R. Skates | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director G. Summe | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director R. Weissman | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 16 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | | | | | | | | | |
McDonald’s Corporation | | MCD | | 580135101 | | USA | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Susan E. Arnold | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Richard H. Lenny | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Cary D. McMillan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Sheila A. Penrose | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director James A. Skinner | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reduce Supermajority Vote Requirement Relating to the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reduce Supermajority Vote Requirement for Shareholder Action | | For | | For |
| | | | | | | | | | | | Share Holder | | 12 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Require Suppliers to Adopt CAK | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 14 | | Report on Policy Responses to Children’s Health Concerns and Fast Food | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 15 | | Report on Beverage Container Environmental Strategy | | Against | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Robert E. Beauchamp | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Jeffery A. Smisek | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 6 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Political Contributions | | Against | | For |
Intertek Group plc | | ITRK | | G4911B108 | | United Kingdom | | 20-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect David Allvey as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Edward Astle as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Alan Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Wolfhart Hauser as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Christopher Knight as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Lloyd Pitchford as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Debra Rade as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Vanni Treves as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Michael Wareing as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Long-Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Increase in Aggregate Compensation Ceiling for Directors | | For | | For |
Comba Telecom Systems Holdings Ltd. | | 02342 | | ADPV13516 | | Hong Kong | | 23-May-11 | | Special | | Management | | 1 | | Approve Grant of 3.3 Million Shares to 12 Selected Persons Under the Share Award Scheme | | For | | For |
Comba Telecom Systems Holdings Ltd. | | 02342 | | ADPV13516 | | Hong Kong | | 23-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.08 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Special Dividend of HK$0.04 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Reelect Zhang Yue Jun as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Reelect Wu Jiang Cheng as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4c | | Reelect Yan Ji Ci as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4d | | Reelect Yeung Pui Sang, Simon as Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 4e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Bonus Issue on the Basis of One Bonus Share for Every 10 Existing Shares Held | | For | | For |
PT Bank Mandiri (Persero) Tbk | | BMRI | | Y7123S108 | | Indonesia | | 23-May-11 | | Annual | | Management | | 1 | | Approve Annual Report and Consolidated Financial Statements of the Company, Commissioners’ Report, and Annual Report on the Partnership and Community Development Program (PCDP) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Acquisition of New Shares in PT Asuransi Dharma Bangsa | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Increase in Retirement Benefits for the Participants of the Bank Mandiri Pension Funds I-IV | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Accept Report on the Utilization of Proceeds from the Rights Issue | | For | | Against |
Dollar General Corporation | | DG | | 256677105 | | USA | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Raj Agrawal | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Warren F. Bryant | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Michael M. Calbert | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard W. Dreiling | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Adrian Jones | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William C. Rhodes, III | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director David B. Rickard | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Continental Resources, Inc. | | CLR | | 212015101 | | USA | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
WABCO Holdings Inc. | | WBC | | 92927K102 | | USA | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director G. Peter D’Aloia | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Juergen W. Gromer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Avichina Industry & Technology Co., Ltd. | | 02357 | | Y0485Q109 | | Hong Kong | | 27-May-11 | | Annual | | Management | | 1 | | Approve Report of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Report of Supervisory Committee | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Audited Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Profit Distribution Plan and Distribution of Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as International and Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Other Business (Voting) | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Increase of Registered Capital of the Company | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Articles Article 16 and Article 19 of the Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Other Business (Voting) | | For | | Against |
Cerner Corporation | | CERN | | 156782104 | | USA | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Denis A. Cortese | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John C. Danforth | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Neal L. Patterson | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director William D. Zollars | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 8 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Eliminate Class of Preferred Stock | | For | | For |
HSBC Holdings plc | | HSBA | | G4634U169 | | United Kingdom | | 27-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Re-elect Safra Catz as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Elect Laura Cha as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Re-elect Marvin Cheung as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Re-elect John Coombe as Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Re-elect Rona Fairhead as Director | | For | | For |
| | | | | | | | | | | | Management | | 3f | | Re-elect Douglas Flint as Director | | For | | For |
| | | | | | | | | | | | Management | | 3g | | Re-elect Alexander Flockhart as Director | | For | | For |
| | | | | | | | | | | | Management | | 3h | | Re-elect Stuart Gulliver as Director | | For | | For |
| | | | | | | | | | | | Management | | 3i | | Re-elect James Hughes-Hallett as Director | | For | | For |
| | | | | | | | | | | | Management | | 3j | | Re-elect William Laidlaw as Director | | For | | For |
| | | | | | | | | | | | Management | | 3k | | Re-elect Janis Lomax as Director | | For | | For |
| | | | | | | | | | | | Management | | 3l | | Elect Iain Mackay as Director | | For | | For |
| | | | | | | | | | | | Management | | 3m | | Re-elect Gwyn Morgan as Director | | For | | For |
| | | | | | | | | | | | Management | | 3n | | Re-elect Nagavara Murthy as Director | | For | | For |
| | | | | | | | | | | | Management | | 3o | | Re-elect Sir Simon Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 3p | | Re-elect John Thornton as Director | | For | | For |
| | | | | | | | | | | | Management | | 3q | | Re-elect Sir Brian Williamson as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Share Plan 2011 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Fees Payable to Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
PT Indofood CBP Sukses Makmur Tbk | | ICBP | | Y71260106 | | Indonesia | | 27-May-11 | | Annual | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Bombardier Inc. | | BBD.B | | 097751200 | | Canada | | 01-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Laurent Beaudoin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Pierre Beaudoin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Andre Berard | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J.R. Andre Bombardier | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Janine Bombardier | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Martha Finn Brooks | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director L. Denis Desautels | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thierry Desmarest | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Jean-Louis Fontaine | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Daniel Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect DirectorJean C. Monty | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Carlos E. Represas | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Jean-Pierre Rosso | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Heinrich Weiss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Share Holder | | 4.1 | | Critical Mass of Qualified Women on the Board | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 4.2 | | Adopt a Policy Stipulating an Internal Pay Ratio | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 4.3 | | Additional Information Regarding Peer Comparisons of Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 4.4 | | Adopt Rules of Governance | | Against | | Against |
Imax Corporation | | IMX | | 45245E109 | | Canada | | 01-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Eric A. Demirian | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David W. Leebron | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Martin Pompadur | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Marc A. Utay | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
Google Inc. | | GOOG | | 38259P508 | | USA | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Share Holder | | 6 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Report on Code of Conduct Compliance | | Against | | Against |
Painted Pony Petroleum Ltd. | | PPY.A | | 695781104 | | Canada | | 06-Jun-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Patrick R. Ward | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Glenn R. Carley | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Allan K. Ashton | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ronald R. Talbot | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kevin Angus | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Arthur J.G. Madden | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Sands China Ltd. | | 01928 | | G7800X107 | | Hong Kong | | 07-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Michael Alan Leven as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Toh Hup Hock as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Reelect Jeffrey Howard Schwartz as Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Reelect David Muir Turnbull as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2e | | Reelect Iain Ferguson Bruce as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2f | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
CME Group Inc. | | CME | | 12572Q105 | | USA | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Craig S. Donohue | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Timothy S. Bitsberger | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jackie M. Clegg | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director James A. Donaldson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director J. Dennis Hastert | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director William P. Miller II | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Terry L. Savage | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Christopher Stewart | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Valeo | | FR | | F96221126 | | France | | 08-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Appointment of Ulrike Steinhorst as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Jacques Aschenbroich as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Gerard Blanc as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Pascal Colombani as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Michel de Fabiani as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Michael Jay as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Helle Kristoffersen as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Georges Pauget as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Thierry Moulonguet as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Severance Payment Agreement with Jacques Aschenbroich | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Allocation of Income and Dividends of EUR 1.20 per Share | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Article 14.1 of Bylaws Re: Length of Terms for Directors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Article 14.4 of Bylaws Re: Shareholding Requirements for Directors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Amend Article 23.3 of Bylaws Re: Attendance to General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 46 Million | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize up to 660,000 Shares for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorize up to 540,000 Shares for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Harry Winston Diamond Corporation | | HW | | 41587B100 | | Canada | | 09-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Matthew W. Barrett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Micheline Bouchard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Carey | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert A. Gannicott | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Noel Harwerth | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Daniel Jarvis | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jean-Marc Loubier | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Laurent E. Mommeja | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J. Roger B. Phillimore | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
PT Mitra Adiperkasa Tbk | | MAPI | | Y71299104 | | Indonesia | | 10-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report, Financial Statements, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
Biomerieux | | BIM | | F1149Y109 | | France | | 15-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.98 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Severance Payment Agreement with Jean-Luc Belingard | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with Thera Conseil Re: Lease Agreement | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Transaction with bioMerieux BV Re: Debt Relinquishment | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Acknowledge Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Ratify Appointment of Diagnostic Revision Conseil as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Appointment of Commissariat Controle Audit CCA as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Article 13.III of Bylaws Re: Shareholding Requirements for Directors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Article 19.8 of Bylaws Re: Shareholder Rights | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 35 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 35 Percent of Issued Capital | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Approve Issuance of up to 20 Percent of Issued Capital for a Private Placement | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14 to 16 | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Allow Board to Use Authorizations and Delegations Granted Under Items 19 and 20 of the June 10, 2010 General Meeting and 14 to 20 Above and in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Against |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Tsingtao Brewery Co., Ltd. | | 600600 | | Y8997D102 | | Hong Kong | | 16-Jun-11 | | Annual | | Management | | 1 | | Approve Amendments to the Articles of Association and the Order of Meeting for the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Company to Merge with Two Wholly-Owned Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Work Report of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Work Report of Board of Supervisors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Audited Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Profit Distribution Plan and Dividend Distribution Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Appoint PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Internal Control Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9a | | Elect Jin Zhi Guo as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9b | | Elect Wang Fan as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9c | | Elect Sun Ming Bo as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9d | | Elect Jiang Hong as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9e | | Elect Sun Yu Guo as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9f | | Elect Fumio Yamazaki as Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9g | | Elect Chen Zhi Yuan as Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9h | | Elect Wang Xue Zheng as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9i | | Elect Zhao Chang Wen as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9j | | Elect Wu Xiao Bo as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9k | | Elect Ma Hai Tao as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 10a | | Elect Du Chang Gong as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 10b | | Elect Yang Wei Cheng as Supervisor | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 10c | | Elect Li Yan as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 10d | | Elect Kazuo Motoyama as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Remuneration Proposal for the Members of the New Board and Board of Supervisors and Authorize Board to Fix Remuneration of Directors and Supervisors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve to Purchase the Director and Senior Management Liability Insurance for Members of the New Board, Board of Supervisors, and Senior Management | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Use of Proceeds from the Exercise of the Warrants of the Bonds with Warrants | | For | | For |
Yaskawa Electric Corp. | | 6506 | | J9690T102 | | Japan | | 16-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Toshima, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Tsuda, Junji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Kito, Masao | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Sawa, Toshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Usami, Noboru | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Nakamura, Koki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Fukahori, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Goto, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Ogasawara, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Motomatsu, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Murakami, Shuuji | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Minami, Yoshikatsu | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Yanase, Shigeto | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Nakayama, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Takamiya, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Tanaka, Yasuto | | For | | For |
Galaxy Entertainment Group Ltd (formerly K. Wah Construction | | 00027 | | Y2679D118 | | Hong Kong | | 22-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Joseph Chee Ying Keung as Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Paddy Tang Lui Wai Yu as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2c | | Reelect William Yip Shue Lam as Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Authorize Board to Fix Directors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 4c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Adopt New Share Option Scheme and Terminate the Existing Share Option Scheme | | For | | Against |
Hitachi Metals Ltd. | | 5486 | | J20538112 | | Japan | | 22-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Mochida, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Fujii, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Noguchi, Yasutoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Machida, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ishigaki, Tadahiko | | For | | Against |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nakamura, Toyoaki | | For | | Against |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Yoshioka, Hiromi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Shima, Nobuhiko | | For | | For |
Komatsu Ltd. | | 6301 | | J35759125 | | Japan | | 22-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sakane, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Noji, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Komamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ohashi, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hotta, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kano, Noriaki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ikeda, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hironaka, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Fujitsuka, Mikio | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Takamura, Fujitoshi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kamano, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan | | For | | For |
Naturex SA | | NRX | | F65010112 | | France | | 27-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Treatment of Losses and Dividends of 0.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Dividend Program | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Appointment of Edmond de Rothschild Investment Partners as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Jacqueline Dikansky as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4 Million | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 11, 12 and 13 Above | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 18 | | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Amend Article 8 of Bylaws Re: Preference Shares | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
DaiNippon Screen Mfg. Co. Ltd. | | 7735 | | J10626109 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ishida, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hashimoto, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ryonai, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Arita, Masashi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kakiuchi, Eiji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Minamishima, Shin | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tateishi, Yoshio | | For | | Against |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Isayama, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Matsumoto, Toru | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Miyawaki, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Kawasaki Heavy Industries, Ltd. | | 7012 | | J31502107 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 3 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ohashi, Tadaharu | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Segawa, Masashi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Hasegawa, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Takao, Mitsutoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Asano, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kambayashi, Nobumitsu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Matsuoka, Kyohei | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Takata, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Hayashi, Toshikazu | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Sonoda, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Murayama, Shigeru | | For | | For |
Fanuc Ltd. | | 6954 | | J13440102 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Change Company Name - Increase Maximum Board Size | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Inaba, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Kojima, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Yamaguchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Gonda, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Ito, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Kurakake, Mitsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Kishi, Hajimu | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Uchida, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Matsubara, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Miyajima, Hidehiro | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Noda, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Araki, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Kohari, Katsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Yamasaki, Mineko | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Richard E Schneider | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Olaf C Gehrels | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Kimura, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Shimizu, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Nakagawa, Takeo | | For | | Against |
JGC Corp. | | 1963 | | J26945105 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Takeuchi, Keisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yaegashi, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Kawana, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Aratani, Tadanori | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Tange, Sei | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishizuka, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yamazaki, Yutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Furuta, Eiki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Miura, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Akabane, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Sato, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Shimada, Toyohiko | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Isetani, Yasumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Sato, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Fukuyama, Hiroyasu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Mori, Masao | | For | | For |
Nuveen Santa Barbara International Equity Fund
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
PT Bank Mandiri (Persero) Tbk | | | | Y7123S108 | | Indonesia | | 05-Jul-10 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
Research In Motion Ltd | | RIM | | 760975102 | | Canada | | 13-Jul-10 | | Annual | | Management | | 1.1 | | Elect James L. Balsillie as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Mike Lazaridis as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect James Estill as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect David Kerr as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Roger Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect John Richardson as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Barbara Stymiest as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Antonio Viana-Baptista as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect John Wetmore as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Magna International Inc. | | MG.A | | 559222401 | | Canada | | 23-Jul-10 | | Special | | Management | | 1 | | Approve Plan Arrangement: Dual Class Collapse | | For | | For |
Singapore Airport Terminal Services Ltd | | | | Y7992U101 | | Singapore | | 30-Jul-10 | | Special | | Management | | 1 | | Approve Mandate for Transactions with Related Parties | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Articles of Association of the Company | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Change Company Name to SATS Ltd. | | For | | For |
Singapore Airport Terminal Services Ltd | | | | Y7992U101 | | Singapore | | 30-Jul-10 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend of SGD 0.08 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Keith Tay Ah Kee as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Khaw Kheng Joo as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Edmund Cheng Wai Wing as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect David Heng Chen Seng as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Nihal Vijaya Devadas Kaviratne CBE as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Directors’ Fees of SGD 1 Million for the year ended 31 March 2010 | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Directors’ Fees of SGD 1.3 Million for the year ended 31 March 2011 | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Issuance of Shares and/or Grant of Awards under the SATS Performance Share Plan, SATS Restricted Share Plan and SATS Employee Share Option Plan | | For | | Against |
Tiger Airways Holdings Ltd. | | | | Y8831P105 | | Singapore | | 30-Jul-10 | | Special | | Management | | 1 | | Approve Mandate for Transactions with Related Parties | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Adoption of the Tiger Airways Long Term Incentive Plan | | For | | For |
Tiger Airways Holdings Ltd. | | | | Y8831P105 | | Singapore | | 30-Jul-10 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reelect Lee Chong Kwee as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Chang Long Wee as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Lim Siew Lay as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Directors’ Fees of SGD 425,000 for the Year Ending March 31, 2011 (2010: SGD 162,000) | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Shares and Grant of Options Pursuant to the the Pre-IPO Tiger Aviation Share Option Scheme | | For | | For |
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES | | | | P34085103 | | Brazil | | 06-Aug-10 | | Special | | Management | | 1 | | Elect Director | | For | | For |
Imagination Technologies Group plc | | | | G47104107 | | United Kingdom | | 13-Aug-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Re-elect Geoff Shingles as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Ian Pearson as Director | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5 | | Re-elect David Hurst-Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Adopt New Articles of Association | | For | | For |
Naspers Ltd | | NPN | | S53435103 | | South Africa | | 27-Aug-10 | | Annual | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorise Repurchase of A Ordinary Issued Shares | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration of Non-executive Directors for the Year Ended 31 March 2010 and for the Year Ending 31 March 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Anton Wentzel as the Individual Registered Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Debra Meyer as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.1 | | Re-elect Ton Vosloo as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Re-elect Neil van Heerden as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.3 | | Re-elect Hein Willemse as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.4 | | Re-elect Lourens Jonker as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend the Trust Deed of the Naspers Share Incentive Scheme | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Board to Allot, Issue and Make Application to the JSE for the Listing of up to 40,588,541 Naspers N Ordinary Shares to the Naspers Group Share-Based Incentive Schemes | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | Against |
ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 000063 | | Y0004F105 | | Hong Kong | | 10-Sep-10 | | Special | | Management | | 1 | | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | | For | | For |
Li & Fung Limited | | 00494 | | G5485F144 | | Hong Kong | | 13-Sep-10 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
Blinkx plc | | BLNX | | G13235109 | | United Kingdom | | 17-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Michael Lynch as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Suranga Chandratillake as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Shares for Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Adopt New Articles of Association | | For | | For |
ASOS plc | | ASC | | G0536Q108 | | United Kingdom | | 21-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect Robert Bready as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Jonathan Kamaluddin as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Peter Williams as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Market Purchase | | For | | For |
Tod’s SPA* | | | | T93619103 | | Italy | | 21-Sep-10 | | Special | | Management | | 1 | | Approve Special Dividend Distribution | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | | | | | | | | | |
Seadrill Limited* | | | | G7945E105 | | Bermuda | | 24-Sep-10 | | Annual | | Management | | 1 | | Reelect John Fredriksen | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Reelect Olav Troim as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Reelect Kate Blankenship as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Reelect Kjell E. Jacobsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Reelect Kathrine Fredriksen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
Don Quijote | | 7532 | | J1235L108 | | Japan | | 28-Sep-10 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Takao Yasuda | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Junji Narusawa | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Mitsuo Takahashi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Sumio Inamura | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kouji Ohhara | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Tomiaki Fukuda | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Retirement Bonus Payment for Statutory Auditor | | For | | Against |
Imax Corporation | | IMX | | 45245E109 | | Canada | | 28-Sep-10 | | Special | | Management | | 1.1 | | Elect Director Eric A. Demirian | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director I. Martin Pompadur | | For | | For |
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES | | CYRE3 | | P34085103 | | Brazil | | 05-Oct-10 | | Special | | Management | | 1 | | Amend Stock Option Plans | | For | | Against |
IG Group Holdings plc | | IGG | | G4753Q106 | | United Kingdom | | 07-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect David Currie as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Peter Hetherington as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Timothy Howkins as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Andrew MacKay as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint Ernst & Young LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Value Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
PT Charoen Pokphand Indonesia | | CPIN | | Y71207156 | | Indonesia | | 19-Oct-10 | | Special | | Management | | 1 | | Amend Articles of Association Re: Reduction in Issued and Paid-Up Capital through Share Repurchase, Change in Par Value, and Change in Duties and Authority of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Directors and Commissioners | | For | | For |
H & M Hennes & Mauritz* | | | | W41422101 | | Sweden | | 20-Oct-10 | | Special | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Elect Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve an Incentive Programme for all Employees of the H&M Group | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Close Meeting | | | | |
Weichai Power Co., Ltd. | | 02338 | | Y9531A109 | | Hong Kong | | 26-Oct-10 | | Special | | Management | | 1 | | Approve Supplemental Agreement In Relation to the Provision of General Services and Labour Services by Weichai Hldgs. and its Associates to the Company and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorize Capitalization of Reserves for Bonus Issue and the Consequential Amendments to the Articles of Association of the Company as a Result of the Bonus Issue | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Supplemental Agreement In Relation to the Supply and/or Connection of Utilities by Weichai Hldgs. and its Associates to the Company and New Caps | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engine parts and Components and Related Products and Processing Services by the Company from Weichai Hldgs. and its Associates and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Supplemental Agreement In Relation to the Sale of Diesel Engine parts and Components and Related Products and the Provision of Processing Services by the Company from Weichai Hldgs. and its Associates and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Supplemental Agreement In Relation to the Sale of Diesel Engines and Diesel Engine Parts by the Company to Fujian Longgong and Shanghai Longgong Machinery and Their Respective Associates and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Supplemental Agreement In Relation to the Sale of Semi-finished Diesel Engine Parts and Related Products by the Company to Weichai Deutz and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Supplemental Agreement In Relation to the Provision of Sales and Warranty Period Repair Services by the Company to Weichai Deutz and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engine Parts and Components and Related Products by the Company to Weichai Deutz and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Supplemental Agreement In Relation to the Sale of Diesel Engine Parts and Related Products by the Company to Weichai Heavy Machinery and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engines Parts and Components, Materials, Steel, Scrap Metal and Used Diesel Engines and Related Products by the Company from Weichai Heavy Machinery and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Supplemental Agreement In Relation to the Sale of Parts and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Supplemental Agreement In Relation to the Purchase and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Supplemental Agreement In Relation to the Sale of Vehicles, Parts and Components of Vehicles and Related Products and Provision of Relevant Services by Shaanxi Zhongqi to Shaanxi Automotive and its Associates and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Supplemental Agreement In Relation to the Purchase of Parts and Components of Vehicles and Related Products by Shaanxi Zhongqi to Shaanxi Automotive and New Caps | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capitalization of Reserves for Bonus Issue and the Consequential Amendments to the Articles of Association of the Company as a Result of the Bonus Issue | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Article 13 of the Articles of Association of the Company | | For | | For |
Olam International Ltd. | | O32 | | Y6421B106 | | Singapore | | 28-Oct-10 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Second and Final Dividend of SGD 0.025 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect R. Jayachandran as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Jean-Paul Pinard as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Wong Heng Tew as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Robert Michael Tomlin as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Directors’ Fees of SGD 990,000 for the Year Ending June 30, 2011 (2010: SGD 978,000) | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reappoint Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Issuance of Shares and Grant of Options Pursuant to the Olam Employee Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Issuance of Shares Pursuant to the Olam Scrip Dividend Scheme | | For | | For |
Abcam plc | | ABC | | G0060R100 | | United Kingdom | | 01-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Tony Kouzarides as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Jonathan Milner as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Jeff Iliffe as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Share Sub-Division | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Market Purchase | | For | | For |
Centamin Egypt Ltd | | | | Q2159B110 | | United Kingdom | | 09-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Harry Michael as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Re-elect Robert Bowker as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Re-elect Colin Cowden as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Re-elect Josef El-Raghy as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Loan Funded Share Plan 2010 | | For | | Against |
Fortescue Metals Group Ltd. | | FMG | | Q39360104 | | Australia | | 19-Nov-10 | | Annual | | Management | | 1 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Mark Barnaba as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Geoff Brayshaw as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Russell Scrimshaw as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve the Grant of Up to 18,608 Bonus Shares to Andrew Forrest, Chief Executive Officer, at an Issue Price of A$3.51 Each, Under the Company’s Bonus Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve the Grant of Up to 89,526 Bonus Shares to Russell Scrimshaw, Executive Director, at an Issue Price of A$3.51 Each, Under the Company’s Bonus Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve the Grant of Up to 31,832 Bonus Shares to Graeme Rowley, Non-Executive Director, at an Issue Price of A$3.51 Each, Under the Company’s Bonus Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve the Grant of Up to 20,221 Performance Rights to Andrew Forrest and Up to 122,549 Performance Rights to Russell Scrimshaw, Executive Directors, Under the Company’s Performance Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve the Increase in the Remuneration of Non- Executive Directors to A$2 Million Per Annum | | For | | For |
Fast Retailing | | 9983 | | J1346E100 | | Japan | | 25-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Tadashi Yanai | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Tooru Hanbayashi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nobumichi Hattori | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Tooru Murayama | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Masaaki Shintaku | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Akira Tanaka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Akira Watanabe | | For | | For |
Paladin Energy Ltd | | PDN | | Q7264T104 | | Australia | | 25-Nov-10 | | Annual | | Management | | 1 | | Approve Remuneration Report for the Fiscal Year June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Rick Wayne Crabb as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Peter Mark Donkin as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Philip Albert Baily as Director | | For | | For |
Hargreaves Lansdown plc | | HL. | | G43940108 | | United Kingdom | | 26-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Ian Gorham as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Peter Hargreaves as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Chris Barling as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stephen Lansdown as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Company Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Adopt New Articles of Association | | For | | For |
Chr.Hansen Holdings AS* | | CHR | | K1830B107 | | Denmark | | 30-Nov-10 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of DKK 0.64 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors in Relation to Basic Amount of DKK 300,000 per Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Ole Andersen as Chairman of Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Frederic Stevenin, Gaelle d’Engremont, Lionel Zinsou,Alice Dautry, and Henrik Poulsen as Directors; Elect Mark Wilson as New Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | | For | | For |
White Energy Company Ltd. | | WEC | | Q9763G104 | | Australia | | 30-Nov-10 | | Annual | | Management | | 1 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect John Atkinson as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Graham Cubbin as a Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Brian Flannery as a Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect John Kinghorn as a Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Hans Mende as a Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Vincent O’Rourke as a Director | | For | | For |
ZTE Corporation (formerly SHENZHEN ZHONGXING TELECOM CO LTD) | | 000063 | | Y0004F105 | | Hong Kong | | 30-Nov-10 | | Special | | Management | | 1 | | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Resolution of the Company on Increasing the Insurance Amount of Directors’, Supervisors’ and Senior Management’s Liability Insurance | | For | | For |
Avanti Communications Group plc | | AVN | | G0713N100 | | United Kingdom | | 23-Dec-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Re-elect David Williams as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect John Brackenbury as Director | | For | | Abstain |
| | | | | | | | | | | | Management | | 4 | | Re-elect Alan Foster as Director | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Top Glove Corporation Bhd | | TOPGLOV | | Y88965101 | | Malaysia | | 11-Jan-11 | | Annual | | Management | | 1 | | Approve Single Tier Final Dividend of MYR 0.09 Per Share for the Financial Year Ended Aug. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration of Directors for the Financial Year Ended Aug. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Lim Wee-Chai as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Elect Lim Hooi Sin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Quah Chin Chye as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Arshad Bin Ayub as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Sekarajasekaran A/L Arasaratnam as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Lin See Yan as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Bank of China Limited | | 03988 | | Y0698A107 | | Hong Kong | | 28-Jan-11 | | Special | | Management | | 1 | | Elect Jackson Tai as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Issuance of Renminbi Denominated Bonds for an Amount Not Exceeding RMB 20 Billion | | For | | For |
PT Bank Mandiri (Persero) Tbk | | BMRI | | Y7123S108 | | Indonesia | | 28-Jan-11 | | Special | | Management | | 1 | | Approve Increase in Issued and Paid-Up Capital Through a Rights Issue | | For | | For |
Centamin Egypt Ltd | | CEY | | Q2159B110 | | United Kingdom | | 15-Feb-11 | | Special | | Management | | 1 | | Approve the Executive Director Loan Funded Share Plan 2011 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Employee Loan Funded Share Plan 2011 | | For | | For |
Infineon Technologies AG | | IFX | | D35415104 | | Germany | | 17-Feb-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.6 | | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.7 | | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.9 | | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.10 | | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.11 | | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.12 | | Approve Discharge of Supervisory Board Member Dorit Schmitt-Landsiedel for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.13 | | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.14 | | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.15 | | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.16 | | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.17 | | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 4.18 | | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Wolfgang Mayrhuber to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Settlement Agreement Between Infineon Technologies AG and Former Management Board Member Ulrich Schumacher Concluded on Dec. 23, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Amend Articles Re: Convocation and Decision Making of Supervisory Board Meetings | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Hyundai Mobis Co. | | 012330 | | Y3849A109 | | South Korea | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Dividends of KRW 1,500 per Common Share and KRW 1,550 per Preferred Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Two Inside Directors and Three Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Three Outside Directors as Members of Audit Committee (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
Samsung Electronics Co. Ltd. | | 005930 | | Y74718100 | | South Korea | | 18-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Appropriation of Income and Dividend of KRW 2,500 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Two Inside Directors and One Outside Director (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Shin Wan-Sun as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
Henderson Group plc | | HGG | | G4474Y198 | | United Kingdom | | 22-Mar-11 | | Special | | Management | | 1 | | Approve Acquisition of Gartmore Group Limited | | For | | For |
Outotec Oyj (Outokumpu Technology) | | OTE1V | | X6026E100 | | Finland | | 22-Mar-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Monthly Remuneration of Directors in the Amount of EUR 5,000 for Chairman, EUR 4,000 for Vice Chairman, and EUR 3,000 for Other Directors; Approve Attendance Fees | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Seven | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Eija Ailasmaa, Carl-Gustaf Bergstrom (Chair), Tapani Jarvinen, Karri Kaitue, Hannu Linnoinen, and Anssi Soila as Directors; Elect Timo Ritakallio as New Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify KPMG Oy as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 4.6 Million Issued Shares | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Issuance of up to 4.6 Million Shares without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Articles Re: Publication of Meeting Notice | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
Novo Nordisk A/S | | | | K7314N152 | | Denmark | | 23-Mar-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive and Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Directors for 2010 | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Approve Remuneration of Directors for 2011 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | | For | | For |
| | | | | | | | | | | | Management | | 5.1a | | Reelect Sten Scheibye as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1b | | Reelect Goran Ando as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1c | | Elect Bruno Angelici as New Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1d | | Reelect Henrik Gurtler as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1e | | Elect Thomas Koestler as New Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1f | | Reelect Kurt Nielsen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1g | | Reelect Hannu Ryopponen as Director | | For | | For |
| | | | | | | | | | | | Management | | 5.1h | | Reelect Jorgen Wedel as Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5.2 | | Elect Sten Scheibye as Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 5.3 | | Elect Goran Ando as Vice Chairman of the Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | | For | | For |
| | | | | | | | | | | | Management | | 7.2 | | Authorize Repurchase up to 10 Percent of Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 7.3a | | Delete Article 2 Specifying Location of Registered Office | | For | | For |
| | | | | | | | | | | | Management | | 7.3b | | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | | For | | For |
| | | | | | | | | | | | Management | | 7.3c | | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | | For | | Against |
| | | | | | | | | | | | Management | | 7.4 | | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Other Business | | | | |
SWEDBANK AB* | | SWEDA | | W9423X102 | | Sweden | | 25-Mar-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Elect Claes Beyer as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7a | | Receive Financial Statements and Statutory Reports | | | | |
| | | | | | | | | | | | Management | | 7b | | Receive Auditor’s Report | | | | |
| | | | | | | | | | | | Management | | 7c | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Allocation of Income and Dividends of SEK 4.80 Per Preference Share and SEK 2.10 Per Common Share | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Determine Number of Members (10) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reelect Ulrika Francke, Goran Hedman, Lars Idermark (Chair), Anders Igel, Helle Nielsen, Pia Rudengren, Anders Sundstrom, Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Olav Fjell as New Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Articles Re: Editorial Changes | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Repurchase Program of up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 19a | | Approve Deferred Variable Remuneration in the form of Shares under Program 2010 | | For | | For |
| | | | | | | | | | | | Management | | 19b | | Approve Issuance of up to 1.5 Million C Shares without Preemptive Rights; Amend Articles Accordingly; Authorize Repurchase Program of up to 100 Percent of Issued C Shares; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 20a | | Approve Collective Remuneration Program 2011 | | For | | For |
| | | | | | | | | | | | Management | | 20b | | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2011 | | For | | For |
| | | | | | | | | | | | Management | | 20c | | Amend Articles Accordingly; Authorize Board to Resolve New Issue of C-Shares; Authorize Board to resolve Repurchase of Own C-Shares; Authorize Transfer of Own Ordinary Shares | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Share Holder | | 21 | | Initiate Special Investigation of Circumstances Relating to Swedish Financial Supervisory Authority Imposing Penalty on the Bank | | None | | Against |
| | | | | | | | | | | | Share Holder | | 22 | | Require Board to Evaluate and Report the Banks Work Concerning Gender Equality and Ethnicity on an Annual Basis | | None | | Against |
| | | | | | | | | | | | Share Holder | | 23 | | Approve Distribution of the Book “Fritt Fall - Spelet of Swedbank” to the Shareholders Free of Charge | | None | | Against |
| | | | | | | | | | | | Share Holder | | 24 | | Approve Allocation of SEK 10 Million to an Institute with Certain Duties | | None | | Against |
| | | | | | | | | | | | Management | | 25 | | Close Meeting | | | | |
Andritz AG | | | | A11123105 | | Austria | | 29-Mar-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
LVMH Moet Hennessy Louis Vuitton | | MC | | F58485115 | | France | | 31-Mar-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Delphine Arnault as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Nicolas Bazire as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Antonio Belloni as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Charles de Croisset as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Diego Della Valle as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Elect Pierre Gode as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Gilles Hennessy as Director | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Elect Marie-Josee Kravis as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Appoint Patrick Houel as Censor | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | | For | | Against |
| | | | | | | | | | | | Management | | 21 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | Against |
| | | | | | | | | | | | Management | | 22 | | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | | For | | Against |
| | | | | | | | | | | | Management | | 23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 24 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 26 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
Volvo AB* | | VOLVB | | 928856301 | | Sweden | | 06-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Elect Sven Unger as Chairman of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Agenda of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Receive Board and Committee Reports | | | | |
| | | | | | | | | | | | Management | | 8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Allocation of Income and Dividends of SEK 2.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Determine Number of Members (9) and Deputy Members (0) of Board | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Directors in the Amount of SEK 1.8 Million for the Chairman and SEK 600,000 for Other Members; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reelect Peter Bijur, Jean-Baptiste Duzan, Leif Johansson, Hanne de Mora, Anders Nyren, Louis Schweitzer (Chair), Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Louis Schweitzer, Jean-Baptiste Duzan, Carl-Olof By, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | Share Holder | | 17 | | Amend Articles Re: Share Classes and Share Limits; Allow Voluntary Conversion of Class-A Shares into Class-B Shares | | None | | For |
| | | | | | | | | | | | Management | | 18a | | Approve 2011-2013 Share Matching Plan | | For | | For |
| | | | | | | | | | | | Management | | 18b | | Approve Transfer of Shares to Participants of the 2011- 2013 Share Matching Plan | | For | | For |
Nokian Tyres | | NRE1V | | X5862L103 | | Finland | | 07-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.65 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 70,000 for Chairman, and EUR 35,000 for Other Directors; Approve Meeting Fees | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Kim Gran, Hille Korhonen, Hannu Penttilä, Petteri Walldén, and Aleksey Vlasovas as Directors; Elect Benoit Raulin as New Director | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify KPMG as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Close Meeting | | | | |
RAMIRENT OYJ* | | RMR1V | | X7193Q132 | | Finland | | 07-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Report; Receive CEO’s Report | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.25 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Monthly Remuneration of Directors in the Amount of EUR 3,000 for Chairman, EUR 2,500 for Vice Chair, and EUR 1,700 for Other Directors; Approve Meeting Fees | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Kaj-Gustaf Bergh, Johan Ek, Peter Hofvenstam, Erkki Norvio, and Susanna Renlund as Directors; Elect Gry Solsnes as New Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Fix Number of Auditors at One; Ratify PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 10.9 Million Issued Shares | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
Cline Mining Corporation | | CMK | | 186905105 | | Canada | | 08-Apr-11 | | Annual/Special | | Management | | 1 | | Elect Kenneth H. Bates, Dale M. Hendrick, Bill McKnight, David Tkachuk and Peter Elzinga as Directors | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | Against |
Telecity Group plc | | TCY | | G87403112 | | United Kingdom | | 12-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect John Hughes as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Michael Tobin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Brian McArthur-Muscroft as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Simon Batey as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Robert Morse as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect John O’Reilly as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Daimler AG | | DAI | | D1668R123 | | Germany | | 13-Apr-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.85 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify KPMG as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 8.1 | | Elect Manfred Bischoff to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8.2 | | Elect Lynton Wilson to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 8.3 | | Elect Petraea Heynike to the Supervisory Board | | For | | For |
Repsol YPF S.A | | REP | | E8471S130 | | Spain | | 14-Apr-11 | | Annual | | Management | | 1 | | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Directors for Fiscal Year 2010 | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Deloitte SL as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend Article 52 of Company Bylaws Re: Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors’ Meeting | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Antonio Brufau Niubo as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Reelect Luis Fernando del Rivero Asensio as Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Reelect Juan Abello Gallo as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Luis Carlos Croissier Batista as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Angel Durandez Adeva as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Jose Manuel Loureda Mantinan as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Mario Fernandez Pelaz as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Share Matching Plan | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
Syngenta AG* | | SYNN | | H84140112 | | Switzerland | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration System | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve CHF 83,695 Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Transfer of CHF 656.3 Million from Capital Reserves to Free Reserves and Dividend of CHF 7.00 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.1 | | Reelect Martin Taylor as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.2 | | Reelect Peter Thompson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.3 | | Reelect Rolf Watter as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5.4 | | Reelect Felix Weber as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Ratify Ernst & Young as Auditors | | For | | Do Not Vote |
ASML Holding NV | | | | N07059186 | | Netherlands | | 20-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Discuss the Company’s Business and Financial Situation | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 7 | | Approve Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles Re: Legislative Changes | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve the Numbers of Stock Options, Respectively Shares for Employees | | For | | For |
| | | | | | | | | | | | Management | | 10a | | Reelect W.T. Siegle to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 10b | | Reelect J.W.B. Westerburgen to Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | | | | |
| | | | | | | | | | | | Management | | 12 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 13a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 13b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | | For | | For |
| | | | | | | | | | | | Management | | 13c | | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | | For | | For |
| | | | | | | | | | | | Management | | 13d | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Repurchase Shares | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Additionnal Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Other Business | | | | |
| | | | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
April Group | | APR | | F0346N106 | | France | | 21-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.49 per Share | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Severance Payment Agreement with Patrick Petitjean | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Reelect Bruno Rousset as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Andre Arrago as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Jean-Claude Augros as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Bernard Belletante as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Philippe Marcel as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reelect Guy Rigaud as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Reelect Jean-Pierre Rousset as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Bruno Bonnell as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Jacques Tassi as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 125,950 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Change Location of Registered Office to Immeuble Aprilium, 114 boulvard Marius Vivier Merle, 69439 Lyon | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 21 | | Change Company Name to April and Amend Article 2 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Amend Article 20 of Bylaws Re: Shareholders Proposal | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Amend Article 24 of Bylaws Re: Powers of Board Related to Bonds Issuance | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Celtic Exploration Ltd. | | CLT | | 15118Q109 | | Canada | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Fix Number of Directors at Five | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Robert J. Dales as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect William C. Guinan as Director | | For | | Withhold |
| | | | | | | | | | | | Management | | 2.3 | | Elect Eldon A. McIntyre as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Neil G. Sinclair as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect David J. Wilson as Director | | For | | Withhold |
| | | | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Mediolanum SPA | | MED | | T66932111 | | Italy | | 21-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Fix Number of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Fix Directors’ Term | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Directors (Bundled) | | For | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Approve Internal Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Company Bylaws | | For | | For |
Schneider Electric SA | | SU | | F86921107 | | France | | 21-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 3.20 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Anand Mahindra as Supervisory Board Member | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Elect Betsy Atkins as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Jeong H. Kim as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Dominique Senequier as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Article 11 Re: Age Limit for Supervisory Board Members | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Article 16 of Bylaws Re: Censors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capital Increase for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Issuance of Shares Up to EUR 108 Million for a Private Placement | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve Employee Stock Purchase Plan Reserved for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
CIMB Group Holdings Bhd | | CIMB | | Y1636J101 | | Malaysia | | 22-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Md Nor Yusof as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Nazir Razak as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Mohd Shukri Hussin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Hiroyuki Kudo as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors in the Amount of MYR 886,586 For the Financial Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Aggreko plc | | AGK | | G0116S102 | | United Kingdom | | 27-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Philip Rogerson as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Rupert Soames as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Angus Cockburn as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect George Walker as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Bill Caplan as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Kash Pandya as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect David Hamill as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Robert MacLeod as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Russell King as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Ken Hanna as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | | | Management | | 4.1a | | Reelect Kaspar Villiger as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1b | | Reelect Michel Demare as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1c | | Reelect David Sidwell as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1e | | Reelect Bruno Gehrig as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1f | | Reelect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1g | | Reelect Axel Lehmann as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1h | | Reelect Wolfgang Mayrhuber as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1i | | Reelect Helmut Panke as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1j | | Reelect William Parrett as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Joseph Yam as Director | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
FLSmidth & Co. (Formerly FLS Industries) | | FLS | | K90242130 | | Denmark | | 29-Apr-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of DKK 9.00 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Reelect Jens Stephensen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Reelect Torkil Bentzen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4c | | Reelect Jesper Ovesen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4d | | Reelect Martin Ivert as Director | | For | | For |
| | | | | | | | | | | | Management | | 4e | | Reelect Vagn Sorensen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4f | | Elect Sten Jakobsson as New Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | Against |
Noble Group Ltd. | | N21 | | G6542T119 | | Singapore | | 29-Apr-11 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend of $0.025 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Robert Tze Leung Chan as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Ricardo Leiman as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Edward Walter Rubin as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Directors’ Fees for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Issuance of Shares and Grant of Options Pursuant to the Noble Group Share Option Scheme 2004 | | For | | Against |
| | | | | | | | | | | | Management | | 11 | | Approve Issuance of Shares Pursuant to the Noble Group Limited Scrip Dividend Scheme | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Issuance of Shares and Grant of Awards Pursuant to the Noble Group Performance Share Plan | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Amend Bye-Laws of the Company | | For | | For |
Henderson Group plc | | HGG | | G4474Y198 | | Jersey | | 04-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Gerald Aherne as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Duncan Ferguson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Andrew Formica as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Shirley Garrood as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Tim How as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Robert Jeens as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Deferred Equity Plan | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 14 | | Approve the Operation of the Deferred Equity Plan in 2011 | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Restricted Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Long-Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Company Share Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Executive Shared Ownership Plan | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Buy As You Earn Plan | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve International Buy As You Earn Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Sharesave Scheme | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Sharesave Plan USA | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorise the Company to Enter into a Contingent Purchase Contract | | For | | For |
The Weir Group plc | | WEIR | | G95248137 | | United Kingdom | | 04-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Lord Smith of Kelvin as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Keith Cochrane as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Michael Dearden as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Stephen King as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Richard Menell as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Alan Mitchelson as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect John Mogford as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Lord Robertson of Port Ellen as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Jon Stanton as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Holcim Ltd.* | | HOLN | | H36940130 | | Switzerland | | 05-May-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.1 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3.2 | | Approve Dividends of CHF 1.50 per Share from Capital Contribution Reserves | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1.1 | | Reelect Christine Binswanger as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1.2 | | Reelect Andreas von Planta as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.1.3 | | Reelect Erich Hunziker as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.2 | | Elect Alexander Gut as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | Do Not Vote |
MEG Energy Corp. | | MEG | | 552704108 | | Canada | | 05-May-11 | | Annual | | Management | | 1 | | Elect William McCaffrey, David J. Wizinsky, Robert Hodgins, Peter R. Kagan, David B. Krieger, James D. McFarland, E. Peter Lougheed, Li Zheng, Boyd Anderson and Harvey Doerr as Directors | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
MTU Aero Engines Holding AG | | MTX | | D5565H104 | | Germany | | 05-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | | For | | For |
Aker Solutions ASA* | | AKSO | | R0180X100 | | Norway | | 06-May-11 | | Annual | | Management | | 1a | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 1b | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Information About Business | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors for 2010 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Members of Nominating Committee for 2010 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Elect Members of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Auditors for 2010 | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Authorize Share Repurchase Program | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approval of Instructions to the Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Resolution Regarding Demerger | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Reduction of the Share Premium Account | | For | | Do Not Vote |
Stella International Holdings Ltd. | | 01836 | | G84698102 | | Cayman Islands | | 06-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Chiang Jeh-Chung, Jack as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Chen Li-Ming, Lawrence as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Ng Hak Kim as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Bolliger Peter as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Amend Long Term Incentive Scheme | | For | | Against |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | | VIG | | A9T907104 | | Austria | | 06-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Articles Re: Supervisory Board and Advisory Councils; Grant Management Board Authority to Approve Article Amendments in Subsidiary WIENER STAEDTISCHE Versicherung AG Vienna Insurance Group | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Martina Dobringer as Supervisory Board Member | | For | | For |
Marine Harvest ASA (Formerly Pan Fish ASA)* | | | | R2326D105 | | Norway | | 09-May-11 | | Annual | | Management | | 1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Receive President’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Dividends of NOK 0.80 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of up to 10 percent of Share Capital | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of up to 358 Million Shares without Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of NOK 525 Million Pool of Capital to Guarantee Conversion Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Amend Articles Re: Registered Office | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Deputy Chairman, and NOK 275,000 for Other Directors; Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Reelect Ole Leroey and Leif Onarheim as Directors; Elect Mike Parker as a New Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Elect Members of Nominating Committee; Approve Remuneration of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Elect Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
Agrium Inc. | | AGU | | 008916108 | | Canada | | 10-May-11 | | Annual | | Management | | 1 | | Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors | | For | | For |
| | | | | | | | | | | | Management | | 1.1 | | Elect Director Ralph S. Cunningham | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Russell K. Girling | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Susan A. Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Russell J. Horner | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David J. Lesar | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director John E. Lowe | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Derek G. Pannell | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Frank W. Proto | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Michael M. Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
Trican Well Service Ltd. | | TCW | | 895945103 | | Canada | | 10-May-11 | | Annual | | Management | | 1 | | Fix Number of Directors at Seven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kenneth M. Bagan | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director G. Allen Brooks | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Murray L. Cobbe | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Dale M. Dusterhoft | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Donald R. Luft | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kevin L. Nugent | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Douglas F. Robinson | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
BNP Paribas SA | | BNP | | F1058Q238 | | France | | 11-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Jean Francois Lepetit as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Helene Ploix as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Baudouin Prot as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Daniela Weber Rey as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Fields Wicker Miurin as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Merger by Absorption of Banque de Bretagne | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Merger by Absorption of BNP Paribas International BV | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Merger by Absorption of Cerenicim | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Merger by Absorption of SAS Noria | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Precision Drilling Corp. | | PD | | 74022D308 | | Canada | | 11-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director William T. Donovan | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Brian J. Gibson | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Robert J.S. Gibson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Allen R. Hagerman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Stephen J.J. Letwin | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Patrick M. Murray | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Kevin A. Neveu | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Frederick W. Pheasey | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Robert L. Phillips | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Trevor M. Turbidy | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Deferred Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
SXC Health Solutions Corp. | | SXC | | 78505P100 | | Canada | | 11-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Mark Thierer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Steven D. Cosler | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Terrence Burke | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William J. Davis | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Philip R. Reddon | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Curtis J. Thorne | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Anthony R. Masso | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Quorum Requirements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 6 | | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Tencent Holdings Ltd. | | 00700 | | G87572148 | | Hong Kong | | 11-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a1 | | Reelect Lau Chi Ping Martin as Director | | For | | For |
| | | | | | | | | | | | Management | | 3a2 | | Reelect Antonie Andries Roux as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Authorize Board to Establish Further Employee Incentive Schemes | | For | | Against |
ARM Holdings plc | | ARM | | G0483X122 | | United Kingdom | | 12-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Larry Hirst as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Janice Roberts as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Andy Green as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Doug Dunn as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Warren East as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Tudor Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Mike Inglis as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Mike Muller as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Kathleen O’Donovan as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Philip Rowley as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Tim Score as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Simon Segars as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Re-elect Young Sohn as Director | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
BG Group plc | | BG. | | G1245Z108 | | United Kingdom | | 12-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Fabio Barbosa as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Caio Koch-Weser as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Patrick Thomas as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Peter Backhouse as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Frank Chapman as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Baroness Hogg as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Dr John Hood as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Martin Houston as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Sir David Manning as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Mark Seligman as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Re-elect Philippe Varin as Director | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | Germany | | 12-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Amend Articles Re: Majority Voting Requirements for General Meeting | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Ratify KPMG AG as Auditors for Fiscal 2011 | | For | | For |
Petrominerales Ltd. | | PMG | | 71673R107 | | Bahamas | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Alastair Macdonald as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Kenneth R. McKinnon as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Jerald L. Oaks as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Ernesto Sarpi as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Enrique Umaña-Valenzuela as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect John D. Wright as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Geir Ytreland as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Gildemeister AG | | GIL | | D2825P117 | | Germany | | 13-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify KPMG AG as Auditors for Fiscal 2011 | | For | | For |
Regus plc | | RGU | | G7477W101 | | United Kingdom | | 17-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Standalone Financial Statements and Annual Accounts | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Grant Discharge to the Directors in Respect of Certain Duties Owed to Shareholders Under Luxembourg Law | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint KPMG Audit Sarl as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Douglas Sutherland as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Mark Dixon as Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 10 | | Re-elect Stephen Gleadle as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Lance Browne as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Alex Sulkowski as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Elmar Heggen as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise the Company to Hold as Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 18 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Waiver on Tender-Bid Requirement | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Authorise the Secretary or Any Director to Make All Necessary Amendments to the Provisions of the Company’s Memorandum and Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Gemalto | | GTO | | N3465M108 | | Netherlands | | 18-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | Management | | 2 | | Receive Report of Management Board | | | | |
| | | | | | | | | | | | Management | | 3 | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | | | Management | | 4b | | Approve Dividends of EUR 0.28 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 5a | | Approve Discharge of CEO | | For | | For |
| | | | | | | | | | | | Management | | 5b | | Approve Discharge of Non-Excecutive Directors | | For | | For |
| | | | | | | | | | | | Management | | 6a | | Reelect A.Mandl to Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 6b | | Reelect M. Soublin to Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Allow Questions | | | | |
| | | | | | | | | | | | Management | | 10 | | Close Meeting | | | | |
Paramount Resources Ltd. | | POU | | 699320206 | | Canada | | 18-May-11 | | Annual | | Management | | 1 | | Elect Clayton Riddell, James Riddell, John Gorman, Dirk Junge, David Knott, John Roy, Violet Riddell, Susan Riddell Rose, Thomas Claugus, Alistair Thomson, and Bernhard Wylie as Directors | | For | | Withhold |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Agile Property Holdings Ltd. | | 03383 | | G01198103 | | Hong Kong | | 19-May-11 | | Special | | Management | | 1 | | Approve Provision of Market Customary Indemnities in Relation to the Issue of $500 Million 4 Percent Convertible Bonds Due 2016 | | For | | For |
Agile Property Holdings Ltd. | | 03383 | | G01198103 | | Hong Kong | | 19-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Chan Cheuk Yin as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Chan Cheuk Hei as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Kwong Che Keung, Gordon as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 5c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
Intertek Group plc | | ITRK | | G4911B108 | | United Kingdom | | 20-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect David Allvey as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Edward Astle as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Alan Brown as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Wolfhart Hauser as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Christopher Knight as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Re-elect Lloyd Pitchford as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Debra Rade as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Vanni Treves as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Michael Wareing as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Long-Term Incentive Plan | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Increase in Aggregate Compensation Ceiling for Directors | | For | | For |
Comba Telecom Systems Holdings Ltd. | | 02342 | | ADPV13516 | | Hong Kong | | 23-May-11 | | Special | | Management | | 1 | | Approve Grant of 3.3 Million Shares to 12 Selected Persons Under the Share Award Scheme | | For | | For |
Comba Telecom Systems Holdings Ltd. | | 02342 | | ADPV13516 | | Hong Kong | | 23-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.08 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Special Dividend of HK$0.04 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Reelect Zhang Yue Jun as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Reelect Wu Jiang Cheng as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4c | | Reelect Yan Ji Ci as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4d | | Reelect Yeung Pui Sang, Simon as Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 4e | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Approve Bonus Issue on the Basis of One Bonus Share for Every 10 Existing Shares Held | | For | | For |
PT Bank Mandiri (Persero) Tbk | | BMRI | | Y7123S108 | | Indonesia | | 23-May-11 | | Annual | | Management | | 1 | | Approve Annual Report and Consolidated Financial Statements of the Company, Commissioners’ Report, and Annual Report on the Partnership and Community Development Program (PCDP) | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Acquisition of New Shares in PT Asuransi Dharma Bangsa | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Increase in Retirement Benefits for the Participants of the Bank Mandiri Pension Funds I-IV | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Accept Report on the Utilization of Proceeds from the Rights Issue | | For | | Against |
Check Point Software Technologies Ltd. | | CPW | | M22465104 | | Israel | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Gil Shwed as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Marius Nacht as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Jerry Ungerman as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Dan Propper as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect David Rubner as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Tal Shavit as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Ray Rothrock as External Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Irwin Federman as External Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Compensation of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Grant of Options to Executive Director | | For | | Against |
Ferrexpo plc | | FXPO | | G3435Y107 | | United Kingdom | | 26-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Michael Abrahams as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Oliver Baring as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Raffaele Genovese as Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Re-elect Wolfram Kuoni as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Re-elect Christopher Mawe as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Re-elect Ihor Mitiukov as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Re-elect Miklos Salamon as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Re-elect Kostyantin Zhevago as Director | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Hengan International Group Co. Ltd. | | 01044 | | G4402L151 | | Hong Kong | | 26-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Reelect Hui Lin Chit as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Chan Henry as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Reelect Ada Ying Kay Wong as Independent Non- Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Reelect Xu Shui Shen as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Reelect Xu Chun Man as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3f | | Reelect Sze Wong Kim as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3g | | Reelect Hui Ching Chi as Executive Director | | For | | Against |
| | | | | | | | | | | | Management | | 3h | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Adopt New Share Option Scheme | | For | | Against |
Avichina Industry & Technology Co., Ltd. | | 02357 | | Y0485Q109 | | Hong Kong | | 27-May-11 | | Annual | | Management | | 1 | | Approve Report of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Report of Supervisory Committee | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Audited Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Profit Distribution Plan and Distribution of Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as International and Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Other Business (Voting) | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Increase of Registered Capital of the Company | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Articles Article 16 and Article 19 of the Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Other Business (Voting) | | For | | Against |
HSBC Holdings plc | | HSBA | | G4634U169 | | United Kingdom | | 27-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | Management | | 3a | | Re-elect Safra Catz as Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Elect Laura Cha as Director | | For | | For |
| | | | | | | | | | | | Management | | 3c | | Re-elect Marvin Cheung as Director | | For | | For |
| | | | | | | | | | | | Management | | 3d | | Re-elect John Coombe as Director | | For | | For |
| | | | | | | | | | | | Management | | 3e | | Re-elect Rona Fairhead as Director | | For | | For |
| | | | | | | | | | | | Management | | 3f | | Re-elect Douglas Flint as Director | | For | | For |
| | | | | | | | | | | | Management | | 3g | | Re-elect Alexander Flockhart as Director | | For | | For |
| | | | | | | | | | | | Management | | 3h | | Re-elect Stuart Gulliver as Director | | For | | For |
| | | | | | | | | | | | Management | | 3i | | Re-elect James Hughes-Hallett as Director | | For | | For |
| | | | | | | | | | | | Management | | 3j | | Re-elect William Laidlaw as Director | | For | | For |
| | | | | | | | | | | | Management | | 3k | | Re-elect Janis Lomax as Director | | For | | For |
| | | | | | | | | | | | Management | | 3l | | Elect Iain Mackay as Director | | For | | For |
| | | | | | | | | | | | Management | | 3m | | Re-elect Gwyn Morgan as Director | | For | | For |
| | | | | | | | | | | | Management | | 3n | | Re-elect Nagavara Murthy as Director | | For | | For |
| | | | | | | | | | | | Management | | 3o | | Re-elect Sir Simon Robertson as Director | | For | | For |
| | | | | | | | | | | | Management | | 3p | | Re-elect John Thornton as Director | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3q | | Re-elect Sir Brian Williamson as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Share Plan 2011 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Fees Payable to Non-Executive Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
PT Indofood CBP Sukses Makmur Tbk | | ICBP | | Y71260106 | | Indonesia | | 27-May-11 | | Annual | | Management | | 1 | | Accept Directors’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Bombardier Inc. | | BBD.B | | 097751200 | | Canada | | 01-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Laurent Beaudoin | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Pierre Beaudoin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Andre Berard | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director J.R. Andre Bombardier | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Janine Bombardier | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Martha Finn Brooks | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director L. Denis Desautels | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Thierry Desmarest | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Jean-Louis Fontaine | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Daniel Johnson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect DirectorJean C. Monty | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Carlos E. Represas | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Jean-Pierre Rosso | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Heinrich Weiss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Share Holder | | 4.1 | | Critical Mass of Qualified Women on the Board | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 4.2 | | Adopt a Policy Stipulating an Internal Pay Ratio | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 4.3 | | Additional Information Regarding Peer Comparisons of Compensation | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 4.4 | | Adopt Rules of Governance | | Against | | Against |
Imax Corporation | | IMX | | 45245E109 | | Canada | | 01-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Eric A. Demirian | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director David W. Leebron | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Martin Pompadur | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Marc A. Utay | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
China National Building Material Co., Ltd. | | 03323 | | Y15045100 | | Hong Kong | | 03-Jun-11 | | Special | | Management | | 1 | | Approve Bonus Issue on the Basis of Ten Bonus Shares for Every Ten Shares Held | | For | | For |
China National Building Material Co., Ltd. | | 03323 | | Y15045100 | | Hong Kong | | 03-Jun-11 | | Annual | | Management | | 1 | | Approve Report of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Report of Supervisory Committee | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Report of Auditors and Audited Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Profit Distribution Plan and Distribution of Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Authorize Board to Deal with Matters in Relation to the Distribution of Interim Dividend for the Year 2011 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reappoint Vocation International Certified Public Accountants Co., Ltd. as PRC Auditors and Baker Tilly Hong Kong Limited as International Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Bonus Issue on the Basis of Ten Bonus Shares for Every Ten Existing Shares Held | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Issuance of Debt Financing Instruments in Aggregate Amount Not Exceeding 40 Percent of Total Audited Net Assets | | For | | Against |
Painted Pony Petroleum Ltd. | | PPY.A | | 695781104 | | Canada | | 06-Jun-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Patrick R. Ward | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Glenn R. Carley | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Allan K. Ashton | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ronald R. Talbot | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kevin Angus | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Arthur J.G. Madden | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Sands China Ltd. | | 01928 | | G7800X107 | | Hong Kong | | 07-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Michael Alan Leven as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Toh Hup Hock as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Reelect Jeffrey Howard Schwartz as Non- Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Reelect David Muir Turnbull as Independent Non- Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2e | | Reelect Iain Ferguson Bruce as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 2f | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
Vallourec | | VK | | F95922104 | | France | | 07-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Dividend Program (Cash or Shares) | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Appointment of Pascale Chargrasse as Representative of Employee Shareholders to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Pascale Chargrasse as Representative of Employee Shareholders to the Board | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Jean-Paul Parayre as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Patrick Boissier as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Anne-Marie Idrac as Supervisory Board Member | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Appoint Francois Henrot as Censor | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 117 Million | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 35 Million | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12 to 15 Above | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Capital Increase of Up to EUR 35 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 19 | | Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 35 Million | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve Stock Purchase Plan Reserved for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Approve Employee Indirect Stock Purchase Plan for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plan for International Employees | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | | | Management | | 27 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 28 | | Amend Article 10.1 of Bylaws Re: Directors Length of Term | | For | | For |
| | | | | | | | | | | | Management | | 29 | | Amend Article 10.1 of Bylaws Re: Representative of Employee Shareholders to the Board | | For | | For |
| | | | | | | | | | | | Management | | 30 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Valeo | | FR | | F96221126 | | France | | 08-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify Appointment of Ulrike Steinhorst as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Jacques Aschenbroich as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Gerard Blanc as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Reelect Pascal Colombani as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Michel de Fabiani as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Michael Jay as Director | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Helle Kristoffersen as Director | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Reelect Georges Pauget as Director | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Thierry Moulonguet as Director | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Severance Payment Agreement with Jacques Aschenbroich | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Allocation of Income and Dividends of EUR 1.20 per Share | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Amend Article 14.1 of Bylaws Re: Length of Terms for Directors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Amend Article 14.4 of Bylaws Re: Shareholding Requirements for Directors | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Amend Article 23.3 of Bylaws Re: Attendance to General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 46 Million | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Authorize up to 660,000 Shares for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Authorize up to 540,000 Shares for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Harry Winston Diamond Corporation | | HW | | 41587B100 | | Canada | | 09-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Matthew W. Barrett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Micheline Bouchard | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director David Carey | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Robert A. Gannicott | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Noel Harwerth | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Daniel Jarvis | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Jean-Marc Loubier | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Laurent E. Mommeja | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director J. Roger B. Phillimore | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
PT Borneo Lumbung Energi & Metal TBK | | BORN | | Y711AR104 | | Indonesia | | 10-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report, Financial Statements, and Commissioners’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Accept Report on the Utilization of Proceeds from the Public Offering | | For | | For |
PT Mitra Adiperkasa Tbk | | MAPI | | Y71299104 | | Indonesia | | 10-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report, Financial Statements, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
Biomerieux | | BIM | | F1149Y109 | | France | | 15-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Discharge Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.98 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Severance Payment Agreement with Jean-Luc Belingard | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Transaction with Thera Conseil Re: Lease Agreement | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Transaction with bioMerieux BV Re: Debt Relinquishment | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Acknowledge Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Ratify Appointment of Diagnostic Revision Conseil as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Ratify Appointment of Commissariat Controle Audit CCA as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Article 13.III of Bylaws Re: Shareholding Requirements for Directors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Article 19.8 of Bylaws Re: Shareholder Rights | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 35 Percent of Issued Capital | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 35 Percent of Issued Capital | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Approve Issuance of up to 20 Percent of Issued Capital for a Private Placement | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14 to 16 | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Allow Board to Use Authorizations and Delegations Granted Under Items 19 and 20 of the June 10, 2010 General Meeting and 14 to 20 Above and in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 22 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Tsingtao Brewery Co., Ltd. | | 600600 | | Y8997D102 | | Hong Kong | | 16-Jun-11 | | Annual | | Management | | 1 | | Approve Amendments to the Articles of Association and the Order of Meeting for the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve the Company to Merge with Two Wholly- Owned Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Work Report of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Work Report of Board of Supervisors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Audited Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Profit Distribution Plan and Dividend Distribution Plan | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Appoint PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Internal Control Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9a | | Elect Jin Zhi Guo as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9b | | Elect Wang Fan as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9c | | Elect Sun Ming Bo as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9d | | Elect Jiang Hong as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9e | | Elect Sun Yu Guo as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9f | | Elect Fumio Yamazaki as Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9g | | Elect Chen Zhi Yuan as Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9h | | Elect Wang Xue Zheng as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9i | | Elect Zhao Chang Wen as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9j | | Elect Wu Xiao Bo as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 9k | | Elect Ma Hai Tao as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 10a | | Elect Du Chang Gong as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 10b | | Elect Yang Wei Cheng as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 10c | | Elect Li Yan as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 10d | | Elect Kazuo Motoyama as Supervisor | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Remuneration Proposal for the Members of the New Board and Board of Supervisors and Authorize Board to Fix Remuneration of Directors and Supervisors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve to Purchase the Director and Senior Management Liability Insurance for Members of the New Board, Board of Supervisors, and Senior Management | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Use of Proceeds from the Exercise of the Warrants of the Bonds with Warrants | | For | | For |
Yaskawa Electric Corp. | | 6506 | | J9690T102 | | Japan | | 16-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Toshima, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Tsuda, Junji | | For | | For |
| | | | | | | | | | | �� | Management | | 2.3 | | Elect Director Kito, Masao | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Sawa, Toshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Usami, Noboru | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Nakamura, Koki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Fukahori, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Goto, Hideki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Ogasawara, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Motomatsu, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Murakami, Shuuji | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Minami, Yoshikatsu | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Yanase, Shigeto | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Nakayama, Yuuji | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Takamiya, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Tanaka, Yasuto | | For | | For |
Galaxy Entertainment Group Ltd (formerly K. Wah Construction) | | 00027 | | Y2679D118 | | Hong Kong | | 22-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2a | | Reelect Joseph Chee Ying Keung as Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Reelect Paddy Tang Lui Wai Yu as Director | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2c | | Reelect William Yip Shue Lam as Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Authorize Board to Fix Directors’ Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 4b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 4c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Adopt New Share Option Scheme and Terminate the Existing Share Option Scheme | | For | | Against |
Hitachi Metals Ltd. | | 5486 | | J20538112 | | Japan | | 22-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Mochida, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Fujii, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Noguchi, Yasutoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Machida, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Ishigaki, Tadahiko | | For | | Against |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Nakamura, Toyoaki | | For | | Against |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Yoshioka, Hiromi | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Shima, Nobuhiko | | For | | For |
Komatsu Ltd. | | 6301 | | J35759125 | | Japan | | 22-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sakane, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Noji, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Komamura, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ohashi, Tetsuji | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Hotta, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kano, Noriaki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ikeda, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hironaka, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Fujitsuka, Mikio | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Takamura, Fujitoshi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kamano, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Deep Discount Stock Option Plan | | For | | For |
Toray Industries Inc. | | 3402 | | J89494116 | | Japan | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tanaka, Eizo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yamaguchi, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Murakami, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Otani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Yoshinaga, Minoru | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Sonoya, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Otani, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Yahagi, Mitsuaki | | For | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Appoint Statutory Auditor Matsuo, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Yamamoto, Keno | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Deep Discount Stock Option Plan | | For | | For |
Naturex SA | | NRX | | F65010112 | | France | | 27-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Treatment of Losses and Dividends of 0.10 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Dividend Program | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify Appointment of Edmond de Rothschild Investment Partners as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Jacqueline Dikansky as Director | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4 Million | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 11, 12 and 13 Above | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 18 | | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 19 | | Amend Article 8 of Bylaws Re: Preference Shares | | For | | Against |
| | | | | | | | | | | | Management | | 20 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
DaiNippon Screen Mfg. Co. Ltd. | | 7735 | | J10626109 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ishida, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hashimoto, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ryonai, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Arita, Masashi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kakiuchi, Eiji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Minamishima, Shin | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tateishi, Yoshio | | For | | Against |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Isayama, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Matsumoto, Toru | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Miyawaki, Tatsuo | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Kawasaki Heavy Industries, Ltd. | | 7012 | | J31502107 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 3 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ohashi, Tadaharu | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Segawa, Masashi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Hasegawa, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Takao, Mitsutoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Asano, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kambayashi, Nobumitsu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Matsuoka, Kyohei | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Takata, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Hayashi, Toshikazu | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Sonoda, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Murayama, Shigeru | | For | | For |
Sony Corporation | | 6758 | | 835699307 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Stringer, Howard | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Chuubachi, Ryoji | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kobayashi, Yotaro | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Yamauchi, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Bonfield, Peter | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Yasuda, Ryuuji | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Uchinaga, Yukako | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Yahagi, Mitsuaki | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Hsieh, Tsun-Yan | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Hernandez, Roland | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Anraku, Kanemitsu | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Kojima, Yorihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Nagayama, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Anzai, Yuuichiro | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Plan | | For | | For |
Fanuc Ltd. | | 6954 | | J13440102 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Change Company Name - Increase Maximum Board Size | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Inaba, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Kojima, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Yamaguchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Gonda, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Ito, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Kurakake, Mitsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Kishi, Hajimu | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Uchida, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Matsubara, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Miyajima, Hidehiro | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Noda, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Araki, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Kohari, Katsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Yamasaki, Mineko | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Richard E Schneider | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Olaf C Gehrels | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Kimura, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Shimizu, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Nakagawa, Takeo | | For | | Against |
JGC Corp. | | 1963 | | J26945105 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Takeuchi, Keisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Yaegashi, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Kawana, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Aratani, Tadanori | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Tange, Sei | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishizuka, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yamazaki, Yutaka | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Furuta, Eiki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Miura, Hideaki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Akabane, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Sato, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Shimada, Toyohiko | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Isetani, Yasumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Sato, Satoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Fukuyama, Hiroyasu | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Mori, Masao | | For | | For |
Symphony International Equity Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Vodafone Group plc | | | | G93882135 | | 27-Jul-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Re-elect Sir John Bond as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect John Buchanan as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Vittorio Colao as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Michel Combes as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Andy Halford as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Stephen Pusey as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Alan Jebson as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Samuel Jonah as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Nick Land as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Anne Lauvergeon as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Luc Vandevelde as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Anthony Watson as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Philip Yea as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 17 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 22 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve Share Incentive Plan | | For | | For |
Tomkins plc | | | | 890030208 | | 31-Aug-10 | | Special | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Acquisition of Tomkins plc by Pinafore Acquisitions Limited | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve the Executive Team Arrangements | | For | | For |
Umicore | | | | B95505168 | | 29-Oct-10 | | Special | | Management | | 1 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 2 | | Discuss Merger Proposal Re: Item 4 | | | | |
| | | | | | | | | | Management | | 3 | | Approve Terms and Conditions Re: Item 4 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Merger by Absorption of Umicore Oxyde Belgium NV/SA | | For | | For |
Acergy SA | | | | 00443E104 | | 09-Nov-10 | | Special | | Management | | 1 | | Approve Acquisition of Subsea 7 Inc., Increase in Authorized Share Capital, and Article Amendments Including Change of Company Name to Subsea 7 S.A. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Board of Combined Entity (Bundled) | | For | | For |
BHP Billiton Limited (Formerly BHP Ltd.) | | BHP | | Q1498M100 | | 16-Nov-10 | | Annual | | Management | | 1 | | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 9 | | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | | For | | For |
| | | | | | | | | | Management | | 9 | | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve the Amendments to Constitution of BHP Billiton Ltd | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve the Amendments to Constitution of BHP Billiton Ltd | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve the Amendments to the Articles of Association of BHP Billiton Plc | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve the Amendments to the Articles of Association of BHP Billiton Plc | | For | | For |
WPP plc | | WPP | | 92933H101 | | 24-Nov-10 | | Special | | Management | | 1 | | Approve the Further Deferral of Awards due to Sir Martin Sorrell under the WPP Group plc 2004 Leadership Equity Acquisition Plan (2004 LEAP) Being the Award Granted in 2004 and the UK Part of the Award Granted in 2005 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve the Deferral at the Election of Sir Martin Sorrell, Subject to Certain Conditions, of the US Part of the Award Due to Him under the 2004 LEAP Granted in 2005 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Deferral of the UK Part of the Award due to Sir Martin Sorrell under the 2004 LEAP Granted in 2006 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the 2004 LEAP Granted in 2007 and 2008 | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the WPP plc Leadership Equity Acquisition Plan III Granted in 2009 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve the Further Deferral of the Awards due to Sir Martin Sorrell under the Deferred Stock Units Awards Agreements | | For | | For |
Westfield Group | | WDC | | Q97062105 | | 09-Dec-10 | | Special | | Management | | 1 | | Approve the Proposal of the Company to Distribute Approximately A$7.3 Billion of Capital to the Company’s Securityholders Through the Establishment of Westfield Retail Trust and the Distribution of the Units to the Company’s Securityholders | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve the Amendments to the Constitution of WFT and Authorize Westfield Management Ltd to Execute and Lodge the Supplemental Deed | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Amendments to the Constitution of Westfield America Trust and Authorize Westfield America Management Ltd to Execute and Lodge the Supplemental Deed | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Adoption of a New Consitution | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve the Units in Westfield Retail Trust 1 and 2 to be Stapled to the Westfield Stapled Securities | | For | | For |
Jeronimo Martins SGPS S.A | | JMT | | X40338109 | | 15-Dec-10 | | Special | | Management | | 1 | | Approve Interim Balance Sheet | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Dividends from Reserves | | For | | For |
Acergy SA | | | | 00443E104 | | 20-Dec-10 | | Special | | Management | | 1 | | Elect Bob Long as New Director of Subsea 7 S.A. | | For | | For |
| | | | | | | | | | Management | | 1 | | Elect Bob Long as New Director of Subsea 7 S.A. | | For | | For |
Koninklijke Boskalis Westminster NV | | | | N14952266 | | 21-Jan-11 | | Special | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Approve Amendment to Remuneration Policy for Management Board Members | | For | | Against |
| | | | | | | | | | Management | | 3 | | Allow Questions | | | | |
| | | | | | | | | | Management | | 4 | | Close Meeting | | | | |
Siemens AG | | SIE | | D69671218 | | 25-Jan-11 | | Annual | | Management | | 1 | | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2 | | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.70 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Affiliation Agreements with Siemens Finance GmbH | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
| | | | | | | | | | Share Holder | | 14 | | Amend Corporate Purpose | | Against | | Against |
Fraser and Neave Limited | | F99 | | Y2642C155 | | 27-Jan-11 | | Annual | | Management | | 1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend of SGD 0.12 Per Share | | For | | For |
| | | | | | | | | | Management | | 3a | | Reelect Lee Hsien Yang as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect Soon Tit Koon as Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Reelect Ho Tian Yee as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3d | | Reelect Maria Mercedes Corrales as Director | | For | | For |
| | | | | | | | | | Management | | 3e | | Reelect Hirotake Kobayashi as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Directors’ Fees of SGD 2.7 Million for the Year Ending Sept. 30, 2011 | | For | | For |
| | | | | | | | | | Management | | 5 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Issuance of Shares and Grant of Options Pursuant to the Fraser and Neave, Ltd. Executives’ Share Option Scheme 1999 | | For | | Against |
| | | | | | | | | | Management | | 8 | | Approve Issuance of Shares and Grant of Awards Pursuant to the F&N Restricted Share Plan and/or the F&N Performance Share Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Issuance of Shares Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | Management | | 11 | | Other Business (Voting) | | For | | Against |
Banco Santander Brasil SA | | SANB4 | | 05967A107 | | 28-Jan-11 | | Special | | Management | | 1 | | Elect Board Chairman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Board Vice-Chairman | | For | | For |
| | | | | | | | | | Management | | 3 | | Confirm Board Composition | | For | | For |
Novartis AG | | NOVN | | H5820Q150 | | 22-Feb-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.20 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.20 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration System | | For | | Against |
| | | | | | | | | | Management | | 4 | | Approve Remuneration System | | For | | Against |
| | | | | | | | | | Management | | 5a | | Reelect Ann Fudge as Director | | For | | For |
| | | | | | | | | | Management | | 5b | | Reelect Pierre Landolt as Director | | For | | For |
| | | | | | | | | | Management | | 5a | | Reelect Ann Fudge as Director | | For | | For |
| | | | | | | | | | Management | | 5c | | Reelect Ulrich Lehner as Director | | For | | For |
| | | | | | | | | | Management | | 5b | | Reelect Pierre Landolt as Director | | For | | For |
| | | | | | | | | | Management | | 5c | | Reelect Ulrich Lehner as Director | | For | | For |
| | | | | | | | | | Management | | 5d | | Elect Enrico Vanni as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For |
| | | | | | | | | | Management | | 5d | | Elect Enrico Vanni as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Additional And/or Counter-proposals Presented At The Meeting | | For | | Against |
Kone Corporation | | KNEBV | | X4551T105 | | 28-Feb-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | For | | For |
| | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | For | | For |
| | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.895 per Class A Share and EUR 0.90 per Class B Share | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | | For | | For |
| | | | | | | | | | Management | | 11 | | Fix Number of Directors at Eight; Fix Number of Deputy Members at One | | For | | For |
| | | | | | | | | | Management | | 12 | | Reelect Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Member | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Fix Number of Auditors at Two | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares | | For | | For |
| | | | | | | | | | Management | | 17 | | Close Meeting | | | | |
Yue Yuen Industrial (Holdings) Ltd. | | 00551 | | G98803144 | | 04-Mar-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Final Dividend of HK$0.56 Per Share | | For | | For |
| | | | | | | | | | Management | | 3a | | Reelect Tsai Chi Neng as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect David N.F. Tsai as Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Reelect Huang Ming Fu as Director | | For | | For |
| | | | | | | | | | Management | | 3d | | Reelect Lee Shao Wu as Director | | For | | Against |
| | | | | | | | | | Management | | 3e | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 5b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 5c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
Sensata Technologies Holding N.V. | | 9ST | | N7902X106 | | 09-Mar-11 | | Annual | | Management | | 1.1 | | Elect Thomas Wroe, Jr as Director | | For | | Against |
| | | | | | | | | | Management | | 1.2 | | Elect Ed Conard as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Paul Edgerley as Director | | For | | Against |
| | | | | | | | | | Management | | 1.4 | | Elect Michael J. Jacobson as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect John Lewis as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Seth Meisel as Director | | For | | Against |
| | | | | | | | | | Management | | 1.7 | | Elect Charles W. Peffer as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Michael Ward as Director | | For | | Against |
| | | | | | | | | | Management | | 1.9 | | Elect Stephen Zide as Director | | For | | Against |
| | | | | | | | | | Management | | 1.10 | | Elect Kirk P. Pond as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Coca-Cola FEMSA S.A.B. de C.V. | | KOFL | | 191241108 | | 23-Mar-11 | | Annual | | Management | | 1 | | Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Report on the Company’s Tax Obligations | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of MXN 2.36 Per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Set Maximum Nominal Amount of Share Repurchase Reserve at MXN 400 Million | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors and Secretaries; Verify Director’s Independence Classification as Per New Mexican Securities Law; Approve Their Respective Remuneration | | For | | Against |
| | | | | | | | | | Management | | 6 | | Elect Members of Audit Committee, Financing and Planning Committee, and Corporate Practices Committee; Elect Chairman of the Committees and Fix their Respective Remuneration | | For | | Against |
| | | | | | | | | | Management | | 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Minutes of Meeting | | For | | For |
Novo Nordisk A/S | | | | K7314N152 | | 23-Mar-11 | | Annual | | Management | | 1 | | Receive Report of Board | | | | |
| | | | | | | | | | Management | | 2 | | Receive and Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Approve Remuneration of Directors for 2010 | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Approve Remuneration of Directors for 2011 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | | For | | For |
| | | | | | | | | | Management | | 5.1a | | Reelect Sten Scheibye as Director | | For | | For |
| | | | | | | | | | Management | | 5.1b | | Reelect Goran Ando as Director | | For | | For |
| | | | | | | | | | Management | | 5.1c | | Elect Bruno Angelici as New Director | | For | | For |
| | | | | | | | | | Management | | 5.1d | | Reelect Henrik Gurtler as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5.1e | | Elect Thomas Koestler as New Director | | For | | For |
| | | | | | | | | | Management | | 5.1f | | Reelect Kurt Nielsen as Director | | For | | For |
| | | | | | | | | | Management | | 5.1g | | Reelect Hannu Ryopponen as Director | | For | | For |
| | | | | | | | | | Management | | 5.1h | | Reelect Jorgen Wedel as Director | | For | | For |
| | | | | | | | | | Management | | 5.2 | | Elect Sten Scheibye as Chairman of the Board | | For | | For |
| | | | | | | | | | Management | | 5.3 | | Elect Goran Ando as Vice Chairman of the Board | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 7.1 | | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | | For | | For |
| | | | | | | | | | Management | | 7.2 | | Authorize Repurchase up to 10 Percent of Share Capital | | For | | Against |
| | | | | | | | | | Management | | 7.3a | | Delete Article 2 Specifying Location of Registered Office | | For | | For |
| | | | | | | | | | Management | | 7.3b | | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | | For | | For |
| | | | | | | | | | Management | | 7.3c | | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | | For | | Against |
| | | | | | | | | | Management | | 7.4 | | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For |
| | | | | | | | | | Management | | 8 | | Other Business | | | | |
Canon Inc. | | 7751 | | 138006309 | | 30-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Mitarai, Fujio | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Uchida, Tsuneji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Toshizo | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ikoma, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Watanabe, Kunio | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Adachi, Yoroku | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Mitsuhashi, Yasuo | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Iwashita, Tomonori | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Osawa, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Matsumoto, Shigeyuki | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Shimizu, Katsuichi | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Banba, Ryoichi | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Honma, Toshio | | For | | For |
| | | | | | | | | | Management | | 2.14 | | Elect Director Nakaoka, Masaki | | For | | For |
| | | | | | | | | | Management | | 2.15 | | Elect Director Honda, Haruhisa | | For | | For |
| | | | | | | | | | Management | | 2.16 | | Elect Director Ozawa, Hideki | | For | | For |
| | | | | | | | | | Management | | 2.17 | | Elect Director Maeda, Masaya | | For | | For |
| | | | | | | | | | Management | | 2.18 | | Elect Director Tani, Yasuhiro | | For | | For |
| | | | | | | | | | Management | | 2.19 | | Elect Director Araki, Makoto | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Oe, Tadashi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Stock Option Plan | | For | | For |
Jeronimo Martins SGPS S.A | | JMT | | X40338109 | | 30-Mar-11 | | Annual | | Management | | 1 | | Accept Individual Financial Statements and Statutory Reports for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Management and Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Decrease in Size of Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Audit Committee Member | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Articles 23 and 25 | | For | | For |
| | | | | | | | | | Management | | 9 | | Amend Pension Plan | | For | | For |
| | | | | | | | | | Share Holder | | 10 | | Shareholder Proposal: Approve Remuneration of Remuneration Committee Members | | | | For |
LVMH Moet Hennessy Louis Vuitton | | MC | | F58485115 | | 31-Mar-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Delphine Arnault as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Elect Nicolas Bazire as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Antonio Belloni as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Charles de Croisset as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Diego Della Valle as Director | | For | | Against |
| | | | | | | | | | Management | | 10 | | Elect Pierre Gode as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Gilles Hennessy as Director | | For | | Against |
| | | | | | | | | | Management | | 12 | | Elect Marie-Josee Kravis as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Appoint Patrick Houel as Censor | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | | For | | Against |
| | | | | | | | | | Management | | 19 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | | For | | Against |
| | | | | | | | | | Management | | 20 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | | For | | Against |
| | | | | | | | | | Management | | 21 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | Against |
| | | | | | | | | | Management | | 22 | | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | | For | | Against |
| | | | | | | | | | Management | | 23 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
| | | | | | | | | | Management | | 24 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 25 | | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | | For | | For |
| | | | | | | | | | Management | | 26 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
The Toronto-Dominion Bank | | TD | | 891160509 | | 31-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director William E. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hugh J. Bolton | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John L. Bragg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Amy W. Brinkley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director W. Edmund Clark | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Wendy K. Dobson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Henry H. Ketcham | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Pierre H. Lessard | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Brian M. Levitt | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Harold H. MacKay | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Irene R. Miller | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Nadir H. Mohamed | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Wilbur J. Prezzano | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Helen K. Sinclair | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Carole S. Taylor | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director John M. Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Proposal for the Board to Adopt a Parity Representation Policy | | Against | | Against |
| | | | | | | | | | Share Holder | | 5 | | Disclose Equity Ratio Between Total Compensation of CEO, the Five NEOs and Total Average Compensation of Employees | | Against | | Against |
| | | | | | | | | | Share Holder | | 6 | | Proposal For Abolition of Subsidiaries and Branches in Tax Havens | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Establish Director Stock Ownership Requirement | | Against | | Against |
| | | | | | | | | | Management | | 1.1 | | Elect Director William E. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hugh J. Bolton | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.3 | | Elect Director John L. Bragg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Amy W. Brinkley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director W. Edmund Clark | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Wendy K. Dobson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Henry H. Ketcham | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Pierre H. Lessard | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Brian M. Levitt | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Harold H. MacKay | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Irene R. Miller | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Nadir H. Mohamed | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Wilbur J. Prezzano | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Helen K. Sinclair | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Carole S. Taylor | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director John M. Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Proposal for the Board to Adopt a Parity Representation Policy | | Against | | Against |
| | | | | | | | | | Share Holder | | 5 | | Disclose Equity Ratio Between Total Compensation of CEO, the Five NEOs and Total Average Compensation of Employees | | Against | | Against |
| | | | | | | | | | Share Holder | | 6 | | Proposal For Abolition of Subsidiaries and Branches in Tax Havens | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Establish Director Stock Ownership Requirement | | Against | | Against |
Novartis AG | | NOVN | | H5820Q150 | | 08-Apr-11 | | Special | | Management | | 1.1 | | Approve Merger Agreement with Alcon Inc. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | | For | | For |
| | | | | | | | | | Management | | 1.1 | | Approve Merger Agreement with Alcon Inc. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | | For | | For |
| | | | | | | | | | Management | | 2 | | Additional And/or Counter-proposals Presented At The Meeting | | For | | Against |
Carnival plc | | CCL | | 14365C103 | | 13-Apr-11 | | Annual | | Management | | 1 | | Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 2 | | Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Robert Dickinson as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Pier Foschi as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Howard Frank as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Modesto Maidique as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Peter Ratcliffe as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Uzi Zucker as Director of Carnival Corporation and as a Director of Carnival plc | | For | | For |
| | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors of Carnival plc; Ratify the Selection of PricewaterhouseCoopers LLP as Registered Certified Public Accounting Firm of Carnival Corporation | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Approve Compensation of the Named Executive Officers | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 20 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve 2011 Stock Plan | | For | | For |
Nestle SA | | NESN | | H57312649 | | 14-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 1.85 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 1.85 per Share | | For | | For |
| | | | | | | | | | Management | | 4.1.1 | | Reelect Paul Bulcke as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.1 | | Reelect Paul Bulcke as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.2 | | Reelect Andreas Koopmann as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.2 | | Reelect Andreas Koopmann as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.3 | | Reelect Rolf Haenggi as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.3 | | Reelect Rolf Haenggi as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.4 | | Reelect Jean-Pierre Meyers as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.4 | | Reelect Jean-Pierre Meyers as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.5 | | Reelect Naina Lal Kidwai as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.5 | | Reelect Naina Lal Kidwai as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.6 | | Reelect Beat Hess as Director | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Ann Veneman as Director | | For | | For |
| | | | | | | | | | Management | | 4.1.6 | | Reelect Beat Hess as Director | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Ann Veneman as Director | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Ratify KPMG AG as Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Ratify KPMG AG as Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | | For | | For |
| | | | | | | | | | Management | | 6 | | Additional And/or Counter-proposals Presented At The Meeting | | None | | Against |
| | | | | | | | | | Management | | 7 | | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | | None | | Against |
ASML Holding NV | | | | N07059186 | | 20-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Discuss the Company’s Business and Finacial Situation | | | | |
| | | | | | | | | | Management | | 3 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 6 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | Management | | 7 | | Approve Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Articles Re: Legislative Changes | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve the Numbers of Stock Options, Respectively Shares for Employees | | For | | For |
| | | | | | | | | | Management | | 10a | | Reelect W.T. Siegle to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 10b | | Reelect J.W.B. Westerburgen to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 11 | | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | | | | |
| | | | | | | | | | Management | | 12 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 13a | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | | For | | For |
| | | | | | | | | | Management | | 13b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | | For | | For |
| | | | | | | | | | Management | | 13c | | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13d | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase Shares | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Additionnal Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 17 | | Other Business | | | | |
| | | | | | | | | | Management | | 18 | | Close Meeting | | | | |
Koninklijke Ahold NV | | | | 500467402 | | 20-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | |
| | | | | | | | | | Management | | 3 | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
| | | | | | | | | | Management | | 4 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Dividends of EUR 0.29 Per Share | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect A.D. Boer to Management Board | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect R. van den Bergh to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 10 | | Reelect T. de Swaan to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Deloitte Accountants B.V. as Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Grant Board Authority to Issue Shares up to Ten Percent of Issued Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Reduction of Issued Capital by Cancelling Treasury Shares | | For | | For |
| | | | | | | | | | Management | | 16 | | Close Meeting | | | | |
Umicore | | | | B95505168 | | 26-Apr-11 | | Annual/Special | | Management | | 1 | | Receive Directors’ and Auditors’ Reports | | | | |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Receive Consolidated Financial Statements and Statutory Reports | | | | |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Auditors | | For | | For |
| | | | | | | | | | Management | | 6.1 | | Reelect G. Pacquot as Director | | For | | For |
| | | | | | | | | | Management | | 6.2 | | Reelect U-E. Bufe as Director | | For | | For |
| | | | | | | | | | Management | | 6.3 | | Reelect A. de Pret as Director | | For | | For |
| | | | | | | | | | Management | | 6.4 | | Reelect J. Oppenheimer as Director | | For | | For |
| | | | | | | | | | Management | | 6.5 | | Elect I. Kolmsee as Independent Director | | For | | For |
| | | | | | | | | | Management | | 6.6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 7.1 | | Ratify PricewaterhauseCoopers as Auditors | | For | | For |
| | | | | | | | | | Management | | 7.2 | | Approve Auditors’ Remuneration | | For | | For |
| | | | | | | | | | Management | | 1 | | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Amend Article 16 Re: Convening of Shareholders’ Meetings | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Amend Article 17 Re: Admission of Shareholders’ Meetings | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Amend Article 18 Re: Conduct of Shareholders’ meeting | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Amend Article 19 Re: Votes at Shareholder Meeting | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Precedent Condition for Items 2.1-2.4 | | For | | For |
Aggreko plc | | AGK | | G0116S102 | | 27-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Philip Rogerson as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Rupert Soames as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Angus Cockburn as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect George Walker as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Bill Caplan as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Kash Pandya as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect David Hamill as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Robert MacLeod as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Russell King as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13 | | Elect Ken Hanna as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Reappoint PricewaterhouseCoopers as Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 28-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
| | | | | | | | | | Management | | 3 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 5(a) | | Re-elect Louis Schweitzer as Director | | For | | For |
| | | | | | | | | | Management | | 5(b) | | Re-elect David Brennan as Director | | For | | For |
| | | | | | | | | | Management | | 5(c) | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | Management | | 5(d) | | Elect Bruce Burlington as Director | | For | | For |
| | | | | | | | | | Management | | 5(e) | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
| | | | | | | | | | Management | | 5(f) | | Re-elect Michele Hooper as Director | | For | | For |
| | | | | | | | | | Management | | 5(g) | | Re-elect Rudy Markham as Director | | For | | For |
| | | | | | | | | | Management | | 5(h) | | Re-elect Nancy Rothwell as Director | | For | | For |
| | | | | | | | | | Management | | 5(i) | | Elect Shriti Vadera as Director | | For | | For |
| | | | | | | | | | Management | | 5(j) | | Re-elect John Varley as Director | | For | | For |
| | | | | | | | | | Management | | 5(k) | | Re-elect Marcus Wallenberg as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
British American Tobacco plc | | BATS | | G1510J102 | | 28-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Richard Burrows as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Karen de Segundo as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Karen de Segundo as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Nicandro Durante as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Nicandro Durante as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Robert Lerwill as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Robert Lerwill as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Gerry Murphy as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Gerry Murphy as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Anthony Ruys as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Anthony Ruys as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Sir Nicholas Scheele as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Sir Nicholas Scheele as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Ben Stevens as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Ben Stevens as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect John Daly as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect John Daly as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Kieran Poynter as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Kieran Poynter as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Amend Long Term Incentive Plan | | For | | Against |
| | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 20 | | Amend Long Term Incentive Plan | | For | | Against |
| | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Canadian Imperial Bank Of Commerce | | CM | | 136069101 | | 28-Apr-11 | | Annual | | Management | | 1 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect B.S. Belzberg, G.F. Colter, D. D’Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B. Stevenson, and R.W. Tysoe as Directors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director B.S. Belzberg | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director G.F. Colter | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director D. D’Alessandro | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director P.D. Daniel | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director L. Desjardins | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director G.D. Giffin | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director L.S. Hasenfratz | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director N.D. Le Pan | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director J.P. Manley | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director G.T. McCaughey | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director J.L. Peverett | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director L. Rahl | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director C. Sirois | | For | | For |
| | | | | | | | | | Management | | 2.14 | | Elect Director R.J. Steacy | | For | | For |
| | | | | | | | | | Management | | 2.15 | | Elect Director K.B. Stevenson | | For | | For |
| | | | | | | | | | Management | | 2.16 | | Elect Director R.W. Tysoe | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | Share Holder | | 4.1 | | Provide Shareholders with a Clear Option for Abstention on Proposals | | Against | | For |
| | | | | | | | | | Share Holder | | 4.2 | | Critical Mass of Qualified Women on the Board | | Against | | Against |
| | | | | | | | | | Share Holder | | 4.3 | | Adopt a Policy Stipulating an Internal Pay Ratio | | Against | | Against |
| | | | | | | | | | Share Holder | | 4.4 | | Abolition of Subsidiaries and Branches in Tax Havens | | Against | | Against |
| | | | | | | | | | Share Holder | | 4.5 | | Additional Information Regarding Peer Comparisons of Compensation | | Against | | Against |
DnB NOR ASA | | | | R1812S105 | | 28-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Approve Notice of Meeting and Agenda | | For | | For |
| | | | | | | | | | Management | | 3 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Committee of Representatives, Control Committee, and Nominating Committee | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Andersen, Hoegh, Koc, Leire, Skarholt, Smith, Solberg, Svenning, Sorensen, and Wang as Members of Committee of Representatives; Elect Deputy Members | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Hassel (Chair), Overland (Vice Chair), Eriksen, and Hovden as Members of Control Committee; Reelect Brustad and Smith as Deputy Members | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorize Repurchase of Issued Shares with an Aggregate Nominal Value of up to NOK 733 Million | | For | | For |
| | | | | | | | | | Management | | 10a | | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | Management | | 10b | | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Amend Articles Re: Change Company Name to DNB ASA; Voting in Advance of the Meeting; Adopt Record Date; Employee Representatives | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Instructions to the Nominating Committee | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Financial Stability - Role Distribution and Impartiality; A Financial Structure for a New Real Economy; Financial Services Innovation in the Best Interests of the Atomic Customer; Shared Economic Responsibility and Common Interests | | None | | Against |
UBS AG | | UBSN | | H89231338 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 4.1a | | Reelect Kaspar Villiger as Director | | For | | For |
| | | | | | | | | | Management | | 4.1b | | Reelect Michel Demare as Director | | For | | For |
| | | | | | | | | | Management | | 4.1c | | Reelect David Sidwell as Director | | For | | For |
| | | | | | | | | | Management | | 4.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
| | | | | | | | | | Management | | 4.1e | | Reelect Bruno Gehrig as Director | | For | | For |
| | | | | | | | | | Management | | 4.1f | | Reelect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | Management | | 4.1g | | Reelect Axel Lehmann as Director | | For | | For |
| | | | | | | | | | Management | | 4.1h | | Reelect Wolfgang Mayrhuber as Director | | For | | For |
| | | | | | | | | | Management | | 4.1i | | Reelect Helmut Panke as Director | | For | | For |
| | | | | | | | | | Management | | 4.1j | | Reelect William Parrett as Director | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Joseph Yam as Director | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect William W. Bradley as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Joseph A. Califano as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Anna C. Catalano as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Sir Roy Gardner as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Sir Jeremy Hanley as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Robyn S. Kravit as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Jeffrey B. Lane as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Wendy E. Lane as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect James F. McCann as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Joseph J. Plumeri as Director | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Douglas B. Roberts as Director | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Michael J. Somers | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorize Directed Share Repurchase Program | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
ABB Ltd. | | ABBN | | H0010V101 | | 29-Apr-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Creation of CHF 73.3 Million Pool of Conditional Capital without Preemptive Rights for Employee Stock Participation Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Creation of CHF 73.3 Million Pool of Conditional Capital without Preemptive Rights for Employee Stock Participation Plan | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7.1.1 | | Reelect Roger Agnelli as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 7.1.2 | | Reelect Louis Hughes as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.1 | | Reelect Roger Agnelli as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.3 | | Reelect Hans Maerki as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.2 | | Reelect Louis Hughes as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.4 | | Reelect Michel de Rosen as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.3 | | Reelect Hans Maerki as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.5 | | Reelect Michael Treschow as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.4 | | Reelect Michel de Rosen as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.6 | | Reelect Jacob Wallenberg as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.5 | | Reelect Michael Treschow as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.7 | | Reelect Hubertus von Gruenberg as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.6 | | Reelect Jacob Wallenberg as Director | | For | | For |
| | | | | | | | | | Management | | 7.1.7 | | Reelect Hubertus von Gruenberg as Director | | For | | For |
| | | | | | | | | | Management | | 7.2 | | Elect Ying Yeh as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Ernst & Young AG as Auditors | | For | | For |
| | | | | | | | | | Management | | 7.2 | | Elect Ying Yeh as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Ernst & Young AG as Auditors | | For | | For |
Hannover Rueckversicherung AG | | HNR1 | | D3015J135 | | 03-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 2.30 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Articles Re: Electronic and Postal Voting | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Andrea Pollak to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | | For | | Against |
| | | | | | | | | | Management | | 9 | | Approve Issuance of Participation Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | | For | | Against |
| | | | | | | | | | Management | | 10 | | Approve Issuance of Participation Rights with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | | For | | Against |
| | | | | | | | | | Management | | 11 | | Approve Creation of EUR 60.3 Million Pool of Capital to Guarantee Conversion Rights | | For | | Against |
| | | | | | | | | | Management | | 12 | | Approve Amendments to Affiliation Agreement with Hannover Life Re AG | | For | | For |
Brookfield Office Properties Inc. | | BPO | | 112900105 | | 04-May-11 | | Annual/Special | | Management | | 1 | | Approve Increase in Size of Board from Ten to Eleven | | For | | For |
| | | | | | | | | | Management | | 2 | | Change Company Name to Brookfield Office Properties Inc. | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Gordon E. Arnell | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director William T. Cahill | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Richard B. Clark | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Jack L. Cockwell | | For | | Withhold |
| | | | | | | | | | Management | | 3.5 | | Elect Director J. Bruce Flatt | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Michael Hegarty | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director F. Allan McDonald | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Allan S. Olson | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Robert L. Stelzl | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Diana L. Taylor | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director John E. Zuccotti | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Coca-Cola Amatil Ltd. | | CCL | | Q2594P146 | | 04-May-11 | | Annual | | Management | | 2 | | Approve the Adoption of the Remuneration Report | | For | | Against |
| | | | | | | | | | Management | | 3a | | Elect Catherine Michelle Brenner as a Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Elect Wallace Macarthur King as a Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Elect David Edward Meiklejohn as a Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3d | | Elect Anthony Grant Froggatt as a Director | | For | | For |
| | | | | | | | | | Management | | 3e | | Elect Ilana Rachel Atlas as a Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Increase in Non-Executive Directors’ Fees from A$2 Million to Up to A$2.3 Million per Annum | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve the Issuance of Shares to Terry J Davis, Executive Director of the Company, Under the 2011-2013 Long Term Incentive Share Rights Plan | | For | | Against |
AMEC plc | | AMEC | | G02604117 | | 05-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Neil Carson as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Colin Day as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Samir Brikho as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Tim Faithfull as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Ian McHoul as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Neil Bruce as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Simon Thompson as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Reappoint Ernst & Young LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Amend Performance Share Plan 2002 | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Rio Tinto Ltd. (Formerly Cra Ltd.) | | RIO | | Q81437107 | | 05-May-11 | | Annual | | Management | | 1 | | Accept the Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve the Remuneration Report for the Year Ended Dec. 31, 2010 | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Tom Albanese as a Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Robert Brown as a Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Vivienne Cox as a Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Jan du Plessis as a Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Guy Elliott as a Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Michael Fitzpatrick as a Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Ann Godbehere as a Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Richard Goodmanson as a Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Andrew Gould as a Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Lord Kerr as a Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Paul Tellier as a Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Sam Walsh as a Director | | For | | For |
| | | | | | | | | | Share Holder | | 15 | | Elect Stephen Mayne as a Director | | Against | | Against |
| | | | | | | | | | Management | | 16 | | Approve the Reappointment of PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors’ Remuneration | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve the Amendments to Each of the Rio Tinto Ltd and Rio Tinto plc Performance Share Plan 2004 | | For | | For |
| | | | | | | | | | Management | | 18 | | Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities | | For | | For |
Standard Chartered plc | | STAN | | G84228157 | | 05-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration Report | | For | | Abstain |
| | | | | | | | | | Management | | 4 | | Re-elect Steve Bertamini as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Jaspal Bindra as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Richard Delbridge as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Jamie Dundas as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Val Gooding as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Dr Han Seung-soo as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Rudy Markham as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Ruth Markland as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Richard Meddings as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect John Paynter as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 15 | | Re-elect John Peace as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Re-elect Mike Rees as Director | | For | | For |
| | | | | | | | | | Management | | 17 | | Re-elect Peter Sands as Director | | For | | For |
| | | | | | | | | | Management | | 18 | | Re-elect Paul Skinner as Director | | For | | For |
| | | | | | | | | | Management | | 19 | | Re-elect Oliver Stocken as Director | | For | | For |
| | | | | | | | | | Management | | 20 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 25 | | Approve 2011 Share Plan | | For | | For |
| | | | | | | | | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 27 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 28 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 29 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Sanofi Aventis | | SAN | | F5548N101 | | 06-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.5 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.5 per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Appointment of Carole Piwnica as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Suet Fern Lee as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Appointment of Carole Piwnica as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Thierry Desmarest as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Suet Fern Lee as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Thierry Desmarest as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Igor Landau as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Igor Landau as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Reelect Gerard Van Kemmel as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Reelect Gerard Van Kemmel as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Reelect Serge Weinberg as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | Management | | 11 | | Reelect Serge Weinberg as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Appoint Yves Nicolas as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 12 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | Management | | 13 | | Appoint Yves Nicolas as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 22 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 23 | | Amend Article 11 of Bylaws Re: Board Size | | For | | For |
| | | | | | | | | | Management | | 22 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 24 | | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | | For | | For |
| | | | | | | | | | Management | | 23 | | Amend Article 11 of Bylaws Re: Board Size | | For | | For |
| | | | | | | | | | Management | | 25 | | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | | For | | For |
| | | | | | | | | | Management | | 24 | | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | | For | | For |
| | | | | | | | | | Management | | 25 | | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | | For | | For |
| | | | | | | | | | Management | | 26 | | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | | Management | | 26 | | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Hysan Development Co. Ltd. | | 00014 | | Y38203124 | | 09-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend for the Year Ended Dec. 31, 2010 with Option for Scrip Dividend | | For | | For |
| | | | | | | | | | Management | | 3a | | Reelect Hans Michael Jebsen as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect Chien Lee as Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Reelect Irene Yun Lien Lee as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Revision of Annual Fees Payable to Non-Executive Directors, Audit Committee Members, and Remuneration Committee Members | | For | | For |
| | | | | | | | | | Management | | 5 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Rheinmetall AG | | RHM | | D65111102 | | 10-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.50 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | Management | | 6a | | Elect Detlef Moog to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 6b | | Elect Toni Wicki to the Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | | For | | For |
Sensata Technologies Holding N.V. | | 9ST | | N7902X106 | | 10-May-11 | | Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports for Fiscal Year 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports for Fiscal Year 2009 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Board | | For | | For |
| | | | | | | | | | Management | | 4 | | Grant Board Authority to Repurchase Shares | | For | | Against |
| | | | | | | | | | Management | | 5 | | Grant Board Authority to Issue Shares and Limit/Exclude Preemptive Rights for Five Years | | For | | Against |
| | | | | | | | | | Management | | 6 | | Amend Articles Re: Board Related | | For | | For |
BNP Paribas SA | | BNP | | F1058Q238 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect Jean Francois Lepetit as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Helene Ploix as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Baudouin Prot as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Daniela Weber Rey as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Fields Wicker Miurin as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Merger by Absorption of Banque de Bretagne | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Merger by Absorption of BNP Paribas International BV | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Merger by Absorption of Cerenicim | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Merger by Absorption of SAS Noria | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Tencent Holdings Ltd. | | 00700 | | G87572148 | | 11-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3a1 | | Reelect Lau Chi Ping Martin as Director | | For | | For |
| | | | | | | | | | Management | | 3a2 | | Reelect Antonie Andries Roux as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | �� | Against |
| | | | | | | | | | Management | | 6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | Management | | 8 | | Authorize Board to Establish Further Employee Incentive Schemes | | For | | Against |
Unilever plc | | ULVR | | G92087165 | | 11-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Paul Polman as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Paul Polman as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Jean-Marc Huet as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Jean-Marc Huet as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Louise Fresco as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Louise Fresco as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Ann Fudge as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Charles Golden as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Ann Fudge as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Byron Grote as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Charles Golden as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Re-elect Byron Grote as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Hixonia Nyasulu as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Hixonia Nyasulu as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Sir Malcolm Rifkind as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Kees Storm as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Sir Malcolm Rifkind as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Michael Treschow as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Kees Storm as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Paul Walsh as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Michael Treschow as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Paul Walsh as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Sunil Bharti Mittal as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Sunil Bharti Mittal as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 22 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 22 | | Amend Articles of Association | | For | | For |
BG Group plc | | BG. | | G1245Z108 | | 12-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fabio Barbosa as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fabio Barbosa as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Caio Koch-Weser as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Caio Koch-Weser as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Patrick Thomas as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Patrick Thomas as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Peter Backhouse as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Peter Backhouse as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Frank Chapman as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Frank Chapman as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Baroness Hogg as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Baroness Hogg as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Dr John Hood as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Martin Houston as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Dr John Hood as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Martin Houston as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Sir David Manning as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Mark Seligman as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Sir David Manning as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Philippe Varin as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Mark Seligman as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Philippe Varin as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Fresenius Medical Care AG & Co. KGaA | | FME | | 358029106 | | 12-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Personally Liable Partner for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration System for Management Board Members of Personally Liable Partner | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify KPMG AG as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | Management | | 7a | | Elect Gerd Krick to the Supervisory Board | | For | | Against |
| | | | | | | | | | Management | | 7b | | Elect Dieter Schenk to the Supervisory Board | | For | | Against |
| | | | | | | | | | Management | | 7c | | Elect Bernd Fahrholz to the Supervisory Board | | For | | Against |
| | | | | | | | | | Management | | 7d | | Elect Walter Weisman to the Supervisory Board and Joint Committee | | For | | Against |
| | | | | | | | | | Management | | 7e | | Elect William Johnston to the Supervisory Board and Joint Committee | | For | | For |
| | | | | | | | | | Management | | 7f | | Elect Rolf Classon to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 9a | | Approve Cancellation of Conditional Capital Pools | | For | | For |
| | | | | | | | | | Management | | 9b | | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Share Holder | | 11 | | Additional And/or Supplemental-proposals Presented At The Meeting | | None | | Against |
Koninklijke Boskalis Westminster NV | | | | N14952266 | | 12-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Receive Report of Management Board (Non-Voting) | | | | |
| | | | | | | | | | Management | | 3a | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3b | | Receive Report of Supervisory Board (Non-Voting) | | | | |
| | | | | | | | | | Management | | 4a | | Receive Explanation on Company’s Allocation of Income | | | | |
| | | | | | | | | | Management | | 4b | | Approve Dividends of EUR 1.24 Per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Articles Re: Legislative Changes | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect C. van Wounderberg to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect J. van Wiechen to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 10 | | Receive Announcement of Appointment of T.L. Baartmans to Executive Board | | | | |
| | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | | For | | Against |
| | | | | | | | | | Management | | 12 | | Other Business (Non-Voting) | | | | |
| | | | | | | | | | Management | | 13 | | Close Meeting | | | | |
Potash Corporation of Saskatchewan Inc. | | POT | | 73755L107 | | 12-May-11 | | Annual/Special | | Management | | 1.1 | | Elect Director C. M. Burley | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. J. Doyle | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.3 | | Elect Director J. W. Estey | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director C. S. Hoffman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director D. J. Howe | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A. D. Laberge | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director K. G. Martell | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director J. J. McCaig | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director M. Mogford | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director P. J. Schoenhals | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director E. R. Stromberg | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director E. Viyella de Paliza | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve 2011 Performance Option Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Hang Seng Bank | | 00011 | | Y30327103 | | 13-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2a | | Reelect Raymond K F Ch’ien as Director | | For | | For |
| | | | | | | | | | Management | | 2b | | Reelect Marvin K T Cheung as Director | | For | | For |
| | | | | | | | | | Management | | 2c | | Elect L Y Chiang as Director | | For | | For |
| | | | | | | | | | Management | | 2d | | Reelect Jenkin Hui as Director | | For | | For |
| | | | | | | | | | Management | | 2e | | Elect Sarah C Legg as Director | | For | | For |
| | | | | | | | | | Management | | 2f | | Elect Mark S McCombe as Director | | For | | For |
| | | | | | | | | | Management | | 2g | | Elect Michael W K Wu as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
Total SA | | FP | | F92124100 | | 13-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect Patricia Barbizet as Director | | For | | Against |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect Patricia Barbizet as Director | | For | | Against |
| | | | | | | | | | Management | | 7 | | Reelect Paul Desmarais Jr. as Director | | For | | Against |
| | | | | | | | | | Management | | 7 | | Reelect Paul Desmarais Jr. as Director | | For | | Against |
| | | | | | | | | | Management | | 8 | | Reelect Claude Mandil as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Claude Mandil as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Marie-Christine Coisne as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Marie-Christine Coisne as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Barbara Kux as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Barbara Kux as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | A | | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | | Against | | Against |
| | | | | | | | | | Share Holder | | A | | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | | Against | | Against |
Royal Dutch Shell plc | | RDSB | | G7690A118 | | 17-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Linda Stuntz as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Re-elect Josef Ackermann as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Malcolm Brinded as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Guy Elliott as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Simon Henry as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Charles Holliday as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Lord Kerr of Kinlochard as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Jeroen van der Veer as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Peter Voser as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Hans Wijers as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise EU Political Donations and Expenditure | | For | | For |
Next plc | | NXT | | G6500M106 | | 19-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Christos Angelides as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Steve Barber as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect John Barton as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Christine Cross as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Jonathan Dawson as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect David Keens as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Francis Salway as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Andrew Varley as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Simon Wolfson as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Off-Market Purchase | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Prudential plc | | PRU | | G72899100 | | 19-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Sir Howard Davies as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect John Foley as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Sir Howard Davies as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect John Foley as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Paul Manduca as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Paul Manduca as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Michael Wells as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Keki Dadiseth as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Michael Wells as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Robert Devey as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Keki Dadiseth as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Michael Garrett as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Robert Devey as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Michael Garrett as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Bridget Macaskill as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Bridget Macaskill as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Harvey McGrath as Director | | For | | For |
| | | | | | | | | | | | | | | | |
| | | | | | | | Management | | 13 | | Re-elect Harvey McGrath as Director | | For | | For |
| | | | | | | | Management | | 14 | | Re-elect Michael McLintock as Director | | For | | For |
| | | | | | | | Management | | 14 | | Re-elect Michael McLintock as Director | | For | | For |
| | | | | | | | Management | | 15 | | Re-elect Nicolaos Nicandrou as Director | | For | | For |
| | | | | | | | Management | | 15 | | Re-elect Nicolaos Nicandrou as Director | | For | | For |
| | | | | | | | Management | | 16 | | Re-elect Kathleen O’Donovan as Director | | For | | For |
| | | | | | | | Management | | 16 | | Re-elect Kathleen O’Donovan as Director | | For | | For |
| | | | | | | | Management | | 17 | | Re-elect Barry Stowe as Director | | For | | For |
| | | | | | | | Management | | 18 | | Re-elect Tidjane Thiam as Director | | For | | For |
| | | | | | | | Management | | 17 | | Re-elect Barry Stowe as Director | | For | | For |
| | | | | | | | Management | | 19 | | Re-elect Lord Turnbull as Director | | For | | For |
| | | | | | | | Management | | 18 | | Re-elect Tidjane Thiam as Director | | For | | For |
| | | | | | | | Management | | 19 | | Re-elect Lord Turnbull as Director | | For | | For |
| | | | | | | | Management | | 20 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
| | | | | | | | Management | | 21 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | Management | | 20 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
| | | | | | | | Management | | 22 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | Management | | 21 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | Management | | 22 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | Management | | 25 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | Management | | 24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | Management | | 26 | | Authorise Market Purchase | | For | | For |
| | | | | | | | Management | | 25 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | Management | | 26 | | Authorise Market Purchase | | For | | For |
| | | | | | | | Management | | 27 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | Management | | 27 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | Management | | 28 | | Amend International Savings Related Share Option Scheme | | For | | For |
| | | | | | | | Management | | 28 | | Amend International Savings Related Share Option Scheme | | For | | For |
| | | | | | | | Management | | 29 | | Amend International Assurance Sharesave Plan | | For | | For |
| | | | | | | | Management | | 29 | | Amend International Assurance Sharesave Plan | | For | | For |
Statoil ASA | | R8413J103 | | 19-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | For |
| | | | | | | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | For |
| | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | For |
| | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | For |
| | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | For |
| | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
| | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | For |
| | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against |
| | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against |
| | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | For |
| | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Against |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | For |
| | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Against |
| | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | For |
| | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | For |
| | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Against |
Societe generale | | GLE | | F43638141 | | 24-May-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.75 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Stock Dividend Program | | For | | For |
| | | | | | | | | | Management | | 4 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 5 | | Reelect Frederic Oudea as Director | | For | | Against |
| | | | | | | | | | Management | | 6 | | Reelect Anthony Wyand as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Jean-Martin Folz as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Kyra Hazou as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Ana Maria Llopis Rivas as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Westfield Group | | WDC | | Q97062105 | | 25-May-11 | | Annual | | Management | | 2 | | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Roy L Furman as a Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Stephen P Johns as a Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Steven M Lowy as a Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Brian M Schwartz as a Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Peter K Allen as a Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Ilana R Atlas as a Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve the Increase in Remuneration of Non-Executive Directors from A$2.5 Million to A$3.5 Million Per Annum | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 10 | | Approve the Amendment of the Company’s Constitution Regarding Dividends | | For | | For |
HSBC Holdings plc | | HSBA | | G4634U169 | | 27-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3a | | Re-elect Safra Catz as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Elect Laura Cha as Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Re-elect Marvin Cheung as Director | | For | | For |
| | | | | | | | | | Management | | 3d | | Re-elect John Coombe as Director | | For | | For |
| | | | | | | | | | Management | | 3e | | Re-elect Rona Fairhead as Director | | For | | For |
| | | | | | | | | | Management | | 3f | | Re-elect Douglas Flint as Director | | For | | For |
| | | | | | | | | | Management | | 3g | | Re-elect Alexander Flockhart as Director | | For | | For |
| | | | | | | | | | Management | | 3h | | Re-elect Stuart Gulliver as Director | | For | | For |
| | | | | | | | | | Management | | 3i | | Re-elect James Hughes-Hallett as Director | | For | | For |
| | | | | | | | | | Management | | 3j | | Re-elect William Laidlaw as Director | | For | | For |
| | | | | | | | | | Management | | 3k | | Re-elect Janis Lomax as Director | | For | | For |
| | | | | | | | | | Management | | 3l | | Elect Iain Mackay as Director | | For | | For |
| | | | | | | | | | Management | | 3m | | Re-elect Gwyn Morgan as Director | | For | | For |
| | | | | | | | | | Management | | 3n | | Re-elect Nagavara Murthy as Director | | For | | For |
| | | | | | | | | | Management | | 3o | | Re-elect Sir Simon Robertson as Director | | For | | For |
| | | | | | | | | | Management | | 3p | | Re-elect John Thornton as Director | | For | | For |
| | | | | | | | | | Management | | 3q | | Re-elect Sir Brian Williamson as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Share Plan 2011 | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Fees Payable to Non-Executive Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Subsea 7 S.A. | | | | 864323100 | | 27-May-11 | | Annual | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 1 | | Receive and Approve Board’s and Auditor’s Reports for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Consolidated Financial Statements for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Consolidated Financial Statements for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Directors for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Directors for FY Ended Nov. 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Share Repurchase Program | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Share Repurchase Program | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Deloitte as Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Deloitte as Auditors | | For | | For |
Millicom International Cellular S.A. | | MIC | | L6388F110 | | 31-May-11 | | Annual/Special | | Management | | 1 | | Acknowledge Delegation by Board Chairman of Duty to Chair Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Elect Secretary and Scrutineer of Annual Meeting | | For | | For |
| | | | | | | | | | Management | | 3 | | Receive Directors’ and Auditors’ Reports | | | | |
| | | | | | | | | | Management | | 4 | | Accept Consolidated and Standalone Financial Statements for FY 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Dividends of USD 1.80 per Share | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Directors for FY 2010 | | For | | For |
| | | | | | | | | | Management | | 7 | | Fix Number of Directors at Seven | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Mia Brunell Livfors as Director | | For | | Against |
| | | | | | | | | | Management | | 9 | | Re-elect Donna Cordner as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Allen Sangines-Krause as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Paul Donovan as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Hans Holger Albrecht as Director | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13 | | Re-elect Omari Issa as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Kim Ignatius as New Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify PricewaterhouseCoopers as External Auditor | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | | For | | For |
| | | | | | | | | | Management | | 18.a | | Approve Share Repurchase Program | | For | | For |
| | | | | | | | | | Management | | 18.b | | Authorize Board To Delegate Powers to CEO, Board Chairman, and Vice Chairman to Set Conditions of Share Repurchase Program Within Limits Set Out in Item 18.a | | For | | For |
| | | | | | | | | | Management | | 18.c | | Authorize Board to Purchase Repurchased Shares from Subsidiary or Third Party | | For | | For |
| | | | | | | | | | Management | | 18.d | | Authorize Payment of Repurchased Shares Using Either Distributable Reserves or Funds from its Share Premium Account | | For | | For |
| | | | | | | | | | Management | | 18.e | | Authorize (i) Transfer All or Part of Repurchased Shares to Employees in Connection with Any Existing or Future Long Term Incentive Plan, and/or (ii) Use Repurchased Shares as Consideration for Merger and Acquisition Purposes | | For | | For |
| | | | | | | | | | Management | | 18.f | | Grant Board All Powers With Option of Sub-Delegation to Implement Above Authorization | | For | | For |
| | | | | | | | | | Management | | 1 | | Acknowledge Delegation by Board Chairman of Duty to Chair Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Elect Secretary and Scrutineer of Special Meeting | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Reduction in Share Capital by USD 6.3 Million | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Cancellation of 4.2 Million Shares | | For | | For |
| | | | | | | | | | Management | | 5 | | Instruct and Delegate Power to Board to Take Any Actions Deemed Necessary or Useful in Connection with Items 3 and 4 Above | | For | | For |
| | | | | | | | | | Management | | 6 | | Instruct and Delegate Power to Board to Amend Shares Register to Reflect Reduction of Issued Share Capital and Cancellation of 4.2 Million Shares | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Article 5 to Reflect Change in Capital | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Article 7 - Board-Related | | For | | For |
| | | | | | | | | | Management | | 9 | | Amend Article 8 Re: Board Secretary | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Article 19 Re: Chairman of General Meeting | | For | | For |
WPP plc | | WPP | | 92933H101 | | 02-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve the Corporate Responsibility Report | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Articles of Association Re: Annual Re-election of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Ruigang Li as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Solomon Trujillo as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Colin Day as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Esther Dyson as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Orit Gadiesh as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Philip Lader as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Stanley Morten as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Koichiro Naganuma as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Lubna Olayan as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect John Quelch as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Mark Read as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Re-elect Paul Richardson as Director | | For | | For |
| | | | | | | | | | Management | | 17 | | Re-elect Jeffrey Rosen as Director | | For | | For |
| | | | | | | | | | Management | | 18 | | Re-elect Timothy Shriver as Director | | For | | For |
| | | | | | | | | | Management | | 19 | | Re-elect Sir Martin Sorrell as Director | | For | | For |
| | | | | | | | | | Management | | 20 | | Re-elect Paul Spencer as Director | | For | | For |
| | | | | | | | | | Management | | 21 | | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 23 | | Approve Increase in Maximum Annual Aggregate Fees of the Directors | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve Scrip Dividend | | For | | For |
| | | | | | | | | | Management | | 25 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Vallourec | | VK | | F95922104 | | 07-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Stock Dividend Program (Cash or Shares) | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Appointment of Pascale Chargrasse as Representative of Employee Shareholders to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect Pascale Chargrasse as Representative of Employee Shareholders to the Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Jean-Paul Parayre as Supervisory Board Member | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Patrick Boissier as Supervisory Board Member | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Anne-Marie Idrac as Supervisory Board Member | | For | | For |
| | | | | | | | | | Management | | 10 | | Appoint Francois Henrot as Censor | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 117 Million | | For | | For |
| | | | | | | | | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 35 Million | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12 to 15 Above | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Capital Increase of Up to EUR 35 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 35 Million | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 21 | | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | | For | | For |
| | | | | | | | | | Management | | 22 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 23 | | Approve Stock Purchase Plan Reserved for International Employees | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve Employee Indirect Stock Purchase Plan for International Employees | | For | | For |
| | | | | | | | | | Management | | 25 | | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plan for International Employees | | For | | For |
| | | | | | | | | | Management | | 26 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 27 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 28 | | Amend Article 10.1 of Bylaws Re: Directors Length of Term | | For | | For |
| | | | | | | | | | Management | | 29 | | Amend Article 10.1 of Bylaws Re: Representative of Employee Shareholders to the Board | | For | | For |
| | | | | | | | | | Management | | 30 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Banco Santander S.A. | | | | 05964H105 | | 17-Jun-11 | | Annual | | Management | | 1.A | | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | | For | | For |
| | | | | | | | | | Management | | 1.B | | Approve Discharge of Directors for FY 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income for FY 2010 | | For | | For |
| | | | | | | | | | Management | | 3.A | | Reelect Ana Patricia Botín-Sanz de Sautuola y O’Shea as Director | | For | | Against |
| | | | | | | | | | Management | | 3.B | | Reelect Rodrigo Echenique Gordillo as Director | | For | | Against |
| | | | | | | | | | Management | | 3.C | | Reelect Lord Burns as Director | | For | | Against |
| | | | | | | | | | Management | | 3.D | | Reelect Assicurazioni Generali S.p.A. as Director | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Reelect Deloitte, S.L. as Auditors for FY 2011 | | For | | For |
| | | | | | | | | | Management | | 5.A | | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | | For | | For |
| | | | | | | | | | Management | | 5.B | | Amend Several Articles of Bylaws | | For | | For |
| | | | | | | | | | Management | | 5.C | | Amend Article 62 and 69 of Bylaws | | For | | For |
| | | | | | | | | | Management | | 6.A | | Amend Preamble and Article 2 of General Meeting Regulations | | For | | For |
| | | | | | | | | | Management | | 6.B | | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | | For | | For |
| | | | | | | | | | Management | | 6.C | | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | | For | | For |
| | | | | | | | | | Management | | 7 | | Grant Board Authorization to Increase Capital | | For | | For |
| | | | | | | | | | Management | | 8.A | | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | | For | | For |
| | | | | | | | | | Management | | 8.B | | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | | For | | For |
| | | | | | | | | | Management | | 9.A | | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | | For | | For |
| | | | | | | | | | Management | | 9.B | | Authorize Issuance of Non Convertible Debt Securities Including Warrants | | For | | For |
| | | | | | | | | | Management | | 10.A | | Approve Sixth Cycle of Performance Share Plan | | For | | For |
| | | | | | | | | | Management | | 10.B | | Approve Second Cycle of Deferred and Conditional Share Plan | | For | | For |
| | | | | | | | | | Management | | 10.C | | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | | For | | For |
| | | | | | | | | | Management | | 10.D | | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Remuneration Policy Report | | For | | For |
Nitto Denko Corp. | | 6988 | | J58472119 | | 17-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Nagira, Yukio | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Aizawa, Kaoru | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Ninomiya, Yasuo | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Matsumoto, Kenji | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Takasaki, Hideo | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sakuma, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Omote, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Takeuchi, Toru | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Furuse, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Mizukoshi, Koshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Statutory Auditor Toyoda, Masakazu | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Stock Option Plan and Deep Discount Stock Option Plan for Directors | | For | | For |
Toyota Motor Corp. | | 7203 | | J92676113 | | 17-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Wake, Yoko | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Ichimaru, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Wake, Yoko | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Kato, Masahiro | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Ichimaru, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Kato, Masahiro | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Annual Bonus Payment to Directors | | For | | For |
Hoya Corp. | | 7741 | | J22848105 | | 21-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Mogi, Yuuzaburo | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kono, Eiko | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kodama, Yukiharu | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Koeda, Itaru | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Aso, Yutaka | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Suzuki, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Hamada, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Ema, Kenji | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Stock Option Plan | | For | | For |
| | | | | | | | | | Share Holder | | 3 | | Amend Articles to Allow Board Size to Exceed 10 Members | | Against | | Against |
| | | | | | | | | | Share Holder | | 4 | | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | | Against | | For |
| | | | | | | | | | Share Holder | | 5 | | Amend Articles to Require Disclosure in Advance When Directors, Family Members Sell Company Stock | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Amend Articles to Prohibit Hedging of Incentive Stock Options | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Amend Articles to Increase Number of Executive Officers to At Least Five | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Amend Articles to Require a Nonexecutive Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Amend Articles to Require Early Disclosure of Submitted Shareholder Proposals and Certain Lawsuits | | Against | | Against |
| | | | | | | | | | Share Holder | | 11 | | Amend Articles to Establish a Contact Point with the Audit Committed for Internal and External Whistle-Blowers | | Against | | For |
| | | | | | | | | | Share Holder | | 12 | | Amend Articles to Require Preparation and Annual Disclosure of CEO Succession Plan | | Against | | Against |
| | | | | | | | | | Share Holder | | 13 | | Amend Articles to Require Disclosure of Director and Officer Scholastic Records | | Against | | Against |
| | | | | | | | | | Share Holder | | 14 | | Amend Articles to Require Disclosure of Director Nomination Criteria | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Amend Articles to Require Board to Set Time Commitment Guideline when CEO Serves on Multiple Corporate Boards | | Against | | Against |
| | | | | | | | | | Share Holder | | 16 | | Amend Articles to Require Preparation, Disclosure of Director Code of Ethics | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Amend Articles to Require Annual Training of Directors in Fiduciary Duty and Liability | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Share Holder | | 18 | | Amend Articles to Require Establishing a Process for All Directors to Associate with Senior Management | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Amend Articles to Require Budget Allocations For Board Committees to Spend at Their Discretion | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Amend Articles to Empower Board to Hire Legal Counsel Independently from Management | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles to Require Linking Option Exercise Prices to a Stock Index | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Amend Articles to Prohibit Use of Restricted Stock | | Against | | Against |
Mizuho Financial Group Inc. | | 8411 | | J4599L102 | | 21-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Increase Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Sato, Yasuhiro | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Nishizawa, Junichi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Tsuchiya, Mitsuaki | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Kono, Masaaki | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Nomiyama, Akihiko | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Ohashi, Mitsuo | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Anraku, Kanemitsu | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Shigeji, Yoshinobu | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iyoda, Toshinari | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Imai, Isao | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Amend Articles to Require Sound Corporate Evaluations | | Against | | Against |
| | | | | | | | | | Share Holder | | 6 | | Amend Articles to Require Appointment of a Committee to Investigate Evaluations by Mizuho Subsidiaries Later Ruled to be At Least 50 Percent Underestimates or 100 Percent Overstatements (viz. Kanebo) | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Amend Articles to Require Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | | Against | | For |
| | | | | | | | | | Share Holder | | 8 | | Amend Articles to Require Disclosure of Individual Breakdown of Director and Officer Compensation, including Payments to Former Directors and Officers | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Amend Articles to Mandate All Possible Measures to Avoid ATM System Outages | | Against | | Against |
| | | | | | | | | | Share Holder | | 10 | | Amend Articles to Relax Limit to Allow Shareholder Proposal Justification Statements Up to 4,000 Characters | | Against | | For |
Nidec Corp. | | 6594 | | J52968104 | | 21-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Nagamori, Shigenobu | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kobe, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 1.1 | | Elect Director Nagamori, Shigenobu | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sawamura, Kenji | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kobe, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Fujii, Juntaro | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sawamura, Kenji | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Hamada, Tadaaki | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Fujii, Juntaro | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Hamada, Tadaaki | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Yoshimatsu, Masuo | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Yoshimatsu, Masuo | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Inoue, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wakabayashi, Shozo | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Inoue, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Iwakura, Masakazu | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wakabayashi, Shozo | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Narumiya, Osamu | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Iwakura, Masakazu | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Tanabe, Ryuichi | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Narumiya, Osamu | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Ono, Susumu | | For | | Against |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Tanabe, Ryuichi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Ono, Susumu | | For | | Against |
Kuraray Co. Ltd. | | 3405 | | J37006137 | | 22-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 14 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Wakui, Yasuaki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Ito, Fumio | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ninagawa, Yoichi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.4 | | Elect Director Kataoka, Shiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Murakami, Keiji | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Tenkumo, Kazuhiro | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yamamoto, Yasuhiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Yamashita, Setsuo | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Aomoto, Kensaku | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Shioya, Takafusa | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Manabe, Mitsuaki | | For | | For |
Honda Motor Co. Ltd. | | 7267 | | J22302111 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kondo, Koichi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Ito, Takanobu | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kondo, Koichi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Ito, Takanobu | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Hamada, Akio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Hamada, Akio | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Oyama, Tatsuhiro | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Oyama, Tatsuhiro | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Ike, Fumihiko | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Ike, Fumihiko | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Kawanabe, Tomohiko | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Hogen, Kensaku | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Kawanabe, Tomohiko | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kuroyanagi, Nobuo | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Hogen, Kensaku | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kuroyanagi, Nobuo | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Fukui, Takeo | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Yamada, Takuji | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Fukui, Takeo | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Yoshida, Masahiro | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Yamada, Takuji | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Yoshida, Masahiro | | For | | For |
| | | | | | | | | | Management | | 3.12 | | Elect Director Yamamoto, Yoshiharu | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Abe, Hirotake | | For | | For |
| | | | | | | | | | Management | | 3.12 | | Elect Director Yamamoto, Yoshiharu | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Abe, Hirotake | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwashita, Tomochika | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwashita, Tomochika | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For |
Mitsui & Co. | | 8031 | | J44690139 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Omae, Takao | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Komai, Masayoshi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.7 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miura, Satoru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Murakami, Motonori | | For | | For |
Mitsubishi UFJ Financial Group | | 8306 | | J44497105 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Okihara, Takamune | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Okauchi, Kinya | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Nagayasu, Katsunori | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Tanaka, Tatsuo | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Hirano, Nobuyuki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Yuuki, Taihei | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Hamakawa, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hasegawa, Masao | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Toyoizumi, Toshiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Teraoka, Shunsuke | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Wakabayashi, Tatsuo | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Oyamada, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Noguchi, Hiroyuki | | For | | For |
| | | | | | | | | | Management | | 2.14 | | Elect Director Araki, Ryuuji | | For | | For |
| | | | | | | | | | Management | | 2.15 | | Elect Director Watanabe, Kazuhiro | | For | | For |
| | | | | | | | | | Management | | 2.16 | | Elect Director Otoshi, Takuma | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Nemoto, Takehiko | | For | | For |
Nippon Electric Glass Co. Ltd. | | 5214 | | J53247110 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | Against |
| | | | | | | | | | Management | | 2.1 | | Elect Director Izutsu, Yuuzo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Arioka, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ito, Shuuji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Yokota, Masanori | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Yamamoto, Shigeru | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Inamasu, Koichi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Miyake, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Kitagawa, Tamotsu | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Matsumoto, Motoharu | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miyamoto, Nobuhiro | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Kishi, Fujio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Hamaoka, Mineya | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Kimura, keijiro | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors | | For | | For |
Sumitomo Mitsui Financial Group, Inc. | | 8316 | | J7771X109 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 for Ordinary Shares | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Oku, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Kunibe, Takeshi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kubo, Tetsuya | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Nakanishi, Satoru | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Jyono, Kazuya | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Danno, Koichi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Ito, Yujiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Fuchizaki, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Iwamoto, Shigeru | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Nomura, Kuniaki | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Mizoguchi, Jun | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Kawaguchi, Shin | | For | | For |
Symphony Large-Cap Growth Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 08-Jul-10 | | Annual | | Management | | 1a | | Elect Ta-lin Hsu as Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect John G. Kassakian as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Simple Majority Vote for Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 28-Jul-10 | | Annual | | Management | | 1 | | Elect Director Andy D. Bryant | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Wayne A. Budd | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John H. Hammergren | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Alton F. Irby III | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Director M. Christine Jacobs | | For | | Against |
| | | | | | | | | | Management | | 6 | | Elect Director Marie L. Knowles | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David M. Lawrence | | For | | Against |
| | | | | | | | | | Management | | 8 | | Elect Director Edward A. Mueller | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 14 | | Report on Pay Disparity | | Against | | Against |
H. J. Heinz Company | | HNZ | | 423074103 | | 31-Aug-10 | | Annual | | Management | | 1 | | Elect Director William R. Johnson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Charles E. Bunch | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Leonard S. Coleman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John G. Drosdick | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Edith E. Holiday | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Candace Kendle | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lynn C. Swann | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Usher | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 14 | | Provide Right to Act by Written Consent | | Against | | For |
MasterCard Incorporated | | MA | | 57636Q104 | | 21-Sep-10 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Board Qualifications | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Stock Ownership Limitations | | For | | For |
| | | | | | | | | | Management | | 5 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | Management | | 6.1 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | Management | | 6.2 | | Elect Director Jose Octavio Reyes Lagunes | | For | | For |
| | | | | | | | | | Management | | 6.3 | | Elect Director Edward Suning Tian | | For | | For |
| | | | | | | | | | Management | | 6.4 | | Elect Director Silvio Barzi | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Global Payments, Inc. | | GPN | | 37940X102 | | 30-Sep-10 | | Annual | | Management | | 1.1 | | Elect Director Edwin H. Burba, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Raymond L. Killian | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ruth Ann Marshall | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945A107 | | 07-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director William R. Graber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emery N. Koenig | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sergio Rial | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David T. Seaton | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Perrigo Company | | PRGO | | 714290103 | | 27-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director Laurie Brlas | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael J. Jandernoa | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Joseph C. Papa | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 04-Nov-10 | | Annual | | Management | | 1 | | Elect Director George W. Buckley | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mollie Hale Carter | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Pierre Dufour | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Donald E. Felsinger | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Victoria F. Haynes | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Antonio Maciel Neto | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Patrick J. Moore | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas F. O’Neill | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Kelvin R. Westbrook | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Patricia A. Woertz | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 12 | | Adopt Policy to Prohibit Political Spending | | Against | | Against |
| | | | | | | | | | Share Holder | | 13 | | Report on Political Contributions | | Against | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 16-Nov-10 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Gates III | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 11 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
Bally Technologies, Inc. | | BYI | | 05874B107 | | 07-Dec-10 | | Annual | | Management | | 1.1 | | Elect Director Jacques André | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Richard Haddrill | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Johnson Controls, Inc. | | JCI | | 478366107 | | 26-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Natalie A. Black | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert A. Cornog | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William H. Lacy | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Stephen A. Roell | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 5 | | Amend Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Becton, Dickinson and Company | | BDX | | 075887109 | | 01-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director Basil L. Anderson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Edward F. Degraan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director C.M. Fraser-Liggett | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Christopher Jones | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Marshall O. Larsen | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Edward J. Ludwig | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Adel A.F. Mahmoud | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Gary A. Mecklenburg | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Cathy E. Minehan | | For | | Withhold |
| | | | | | | | | | Management | | 1.11 | | Elect Director James F. Orr | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Willard J. Overlock, Jr | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Bertram L. Scott | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Provide for Cumulative Voting | | Against | | For |
Oshkosh Corporation | | OSK | | 688239201 | | 01-Feb-11 | | Annual | | Management | | 1 | | Elect Director Richard M. Donnelly | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael W. Grebe | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Hamre | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kathleen J. Hempel | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Leslie F. Kenne | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harvey N. Medvin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director J. Peter Mosling, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Craig P. Omtvedt | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Richard G. Sim | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Charles L. Szews | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director William S. Wallace | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Accenture plc | | CSA | | G1151C101 | | 03-Feb-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Reelect Charles H. Giancarlo as a Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Reelect Dennis F. Hightower as a Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Reelect Blythe J. McGarvie as a Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Reelect Mark Moody-Stuart as a Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect Pierre Nanterme as a Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 10 | | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | For | | For |
AmerisourceBergen Corporation | | ABC | | 03073E105 | | 17-Feb-11 | | Annual | | Management | | 1 | | Elect Director Charles H. Cotros | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jane E. Henney | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director R. David Yost | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Apple Inc. | | AAPL | | 037833100 | | 23-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Steven P. Jobs | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Adopt Policy on Succession Planning | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Deere & Company | | DE | | 244199105 | | 23-Feb-11 | | Annual | | Management | | 1 | | Elect Director Charles O. Holliday, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Dipak C. Jain | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Joachim Milberg | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Richard B. Myers | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
QUALCOMM Incorporated | | QCOM | | 747525103 | | 08-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Irwin Mark Jacobs | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Starbucks Corporation | | SBUX | | 855244109 | | 23-Mar-11 | | Annual | | Management | | 1 | | Elect Director Howard Schultz | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director William W. Bradley | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mellody Hobson | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kevin R. Johnson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Olden Lee | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Sheryl Sandberg | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James G. Shennan, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Javier G. Teruel | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Myron E. Ullman, III | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | Against |
Schlumberger Limited | | SLB | | 806857108 | | 06-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Philippe Camus | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter L.S. Currie | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Andrew Gould | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Tony Isaac | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director K. Vaman Kamath | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Nikolay Kudryavtsev | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Adrian Lajous | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Michael E. Marks | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Elizabeth Moler | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Leo Rafael Reif | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Tore I. Sandvold | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Henri Seydoux | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Paal Kibsgaard | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Lubna S. Olayan | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 5 | | Adopt Plurality Voting for Contested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Adopt and Approve Financials and Dividends | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
T. Rowe Price Group, Inc. | | TROW | | 74144T108 | | 14-Apr-11 | | Annual | | Management | | 1 | | Elect Director Edward C. Bernard | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J. Alfred Broaddus, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Donald B. Hebb, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James A.C. Kennedy | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Robert F. MacLellan | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Brian C. Rogers | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Dwight S. Taylor | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Anne Marie Whittemore | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director David R. Beatty | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Keith Calder | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Celanese Corporation | | CE | | 150870103 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Martin G. McGuinn | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Daniel S. Sanders | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John K. Wulff | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Honeywell International Inc. | | HON | | 438516106 | | 25-Apr-11 | | Annual | | Management | | 1 | | Elect Director Gordon M. Bethune | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Kevin Burke | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jaime Chico Pardo | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director David M. Cote | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director D. Scott Davis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Linnet F. Deily | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Judd Gregg | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Clive R. Hollick | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director George Paz | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Bradley T. Sheares | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 14 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 17 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
International Business Machines Corporation | | IBM | | 459200101 | | 26-Apr-11 | | Annual | | Management | | 1 | | Elect Director A. J. P. Belda | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. R. Brody | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director K. I. Chenault | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director M. L. Eskew | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director S. A. Jackson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director A. N. Liveris | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director W. J. McNerney, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. W. Owens | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director S. J. Palmisano | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J. E. Spero | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director S. Taurel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director L. H. Zambrano | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Lobbying Expenses | | Against | | For |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Eaton Corporation | | ETN | | 278058102 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director George S. Barrett | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Todd M. Bluedorn | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ned C. Lautenbach | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Gregory R. Page | | For | | For |
| | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Eliminate Cumulative Voting | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
The Coca-Cola Company | | KO | | 191216100 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director James D. Robinson III | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 20 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 21 | | Publish Report on Chemical Bisphenol-A (BPA) | | Against | | For |
DIRECTV | | DTV | | 25490A101 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Samuel A. DiPiazza, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Lorrie M. Norrington | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | | For | | For |
| | | | | | | | | | Management | | 4 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 7 | | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | | For | | Against |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Life Technologies Corporation | | LIFE | | 53217V109 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Balakrishnan S. Iyer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory T. Lucier | | For | | For |
| | | | | | | | | | Management | | 3 | | EleElect Director Ronald A. Matricaria | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director David C. U Prichard | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Elect Director William H. Longfield | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Ora H. Pescovitz | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Certificate of Incorporation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
The Hershey Company | | HSY | | 427866108 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director P.M. Arway | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R.F. Cavanaugh | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director J.M. Mead | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J.E. Nevels | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A.J. Palmer | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director T.J. Ridge | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director D.L. Shedlarz | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director D.J. West | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
Tractor Supply Company | | TSCO | | 892356106 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director James F. Wright | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Johnston C. Adams | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William Bass | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Peter D. Bewley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard W. Frost | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Cynthia T. Jamison | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director George MacKenzie | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Edna K. Morris | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Aflac Incorporated | | AFL | | 001055102 | | 02-May-11 | | Annual | | Management | | 1 | | Elect Director Daniel P. Amos | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John Shelby Amos II | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Paul S. Amos II | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael H. Armacost | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kriss Cloninger III | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Elizabeth J. Hudson | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Douglas W. Johnson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert B. Johnson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Charles B. Knapp | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director E. Stephen Purdom | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Barbara K. Rimer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Marvin R. Schuster | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director David Gary Thompson | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Robert L. Wright | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Takuro Yoshida | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
The Boeing Company | | BA | | 097023105 | | 02-May-11 | | Annual | | Management | | 1 | | Elect Director John E. Bryson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David L. Calhoun | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Linda Z. Cook | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Edward M. Liddy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director John F. McDonnell | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Ronald A. Williams | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 12 | | Elect Director Mike S. Zafirovski | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Implement Third-Party Supply Chain Monitoring | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
Baxter International Inc. | | BAX | | 071813109 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director Wayne T. Hockmeyer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Robert L. Parkinson, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Thomas T. Stallkamp | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Albert P.L. Stroucken | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | | For | | For |
Cameron International Corporation | | CAM | | 13342B105 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director Peter J. Fluor | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jack B. Moore | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David Ross | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
EMC Corporation | | EMC | | 268648102 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Michael W. Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Randolph L. Cowen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael J. Cronin | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Gail Deegan | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James S. DiStasio | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director John R. Egan | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Edmund F. Kelly | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Windle B. Priem | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Paul Sagan | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director David N. Strohm | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Joseph M. Tucci | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 14 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Kansas City Southern | | KSU | | 485170302 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Henry R. Davis | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Druten | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
FMC Technologies, Inc. | | FTI | | 30249U101 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director C. Maury Devine | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John T. Gremp | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Thomas M. Hamilton | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Richard A. Pattarozzi | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 8 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | | | | | | | |
Cummins Inc. | | CMI | | 231021106 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Theodore M. Solso | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director N. Thomas Linebarger | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William I. Miller | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Georgia R. Nelson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert K. Herdman | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert J. Bernhard | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Franklin R. Chang-Diaz | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen B. Dobbs | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Novellus Systems, Inc. | | NVLS | | 670008101 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard S. Hill | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Neil R. Bonke | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Youssef A. El-Mansy | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Glen G. Possley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Ann D. Rhoads | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Krishna Saraswat | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director William R. Spivey | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Delbert A. Whitaker | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
The Timken Company | | TKR | | 887389104 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director John M. Ballbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip R. Cox | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ward J. Timken, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Waters Corporation | | WAT | | 941848103 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Joshua Bekenstein | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael J. Berendt | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Douglas A. Berthiaume | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edward Conard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Laurie H. Glimcher | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Christopher A. Kuebler | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director William J. Miller | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Joann A. Reed | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Thomas P. Salice | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
ANSYS, Inc. | | ANSS | | 03662Q105 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director James E. Cashman III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William R. McDermott | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ajei S. Gopal | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
ConocoPhillips | | COP | | 20825C104 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Richard L. Armitage | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Richard H. Auchinleck | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Ruth R. Harkin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harold W. McGraw III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Elect Director Robert A. Niblock | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Harald J. Norvik | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William K. Reilly | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Victoria J. Tschinkel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Kathryn C. Turner | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director William E. Wade, Jr. | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Management | | 17 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | 18 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Expenses | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | Share Holder | | 24 | | Report on Financial Risks of Climate Change | | Against | | Against |
| | | | | | | | | | Share Holder | | 25 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
Murphy Oil Corporation | | MUR | | 626717102 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director F.W. Blue | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director C.P. Deming | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director R.A. Hermes | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J.V. Kelley | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director R.M. Murphy | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director W.C. Nolan, Jr. | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director N.E. Schmale | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director D.J.H. Smith | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director C.G. Theus | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director D.M. Wood | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Louis C. Camilleri | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Dudley Fishburn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jennifer Li | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | Against |
| | | | | | | | | | Management | | 8 | | Elect Director Lucio A. Noto | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Carlos Slim Helu | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen M. Wolf | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 14 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | Against |
The Mosaic Company | | MOS | | 61945A107 | | 11-May-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
Republic Services, Inc. | | RSG | | 760759100 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director James W. Crownover | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John W. Croghan | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William J. Flynn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Nolan Lehmann | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director W. Lee Nutter | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Ramon A. Rodriguez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Donald W. Slager | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Allan C. Sorensen | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John M. Trani | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Elect Director Michael W. Wickham | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
Cypress Semiconductor Corporation | | CY | | 232806109 | | 13-May-11 | | Annual | | Management | | 1.1 | | Elect Director T.J. Rodgers | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric A. Benhamou | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Lloyd Carney | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James R. Long | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director J. Donald Sherman | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wilbert Van Den Hoek | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John C. Brouillard | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Fiona P. Dias | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Frances X. Frei | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Darren R. Jackson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director William S. Oglesby | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director J. Paul Raines | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Carlos A. Saladrigas | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Oil States International, Inc. | | OIS | | 678026105 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Christopher T. Seaver | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Douglas E. Swanson | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Cindy B. Taylor | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Cimarex Energy Co. | | XEC | | 171798101 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director David A. Hentschel | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director F.H. Merelli | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director L. Paul Teague | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Petrohawk Energy Corporation | | HK | | 716495106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Floyd C. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gary A. Merriman | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Robert C. Stone, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director David A. Galloway | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dale Pond | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ronald W. Tysoe | | For | | For |
TRW Automotive Holdings Corp. | | TRW | | 87264S106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Francois J. Castaing | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Gambrell | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Paul H. O’neill | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Intel Corporation | | INTC | | 458140100 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Charlene Barshefsky | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Susan L. Decker | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Donahoe | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Reed E. Hundt | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director James D. Plummer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David S. Pottruck | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Frank D. Yeary | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director David B. Yoffie | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
Rayonier Inc. | | RYN | | 754907103 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Paul G. Boynton | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mark E. Gaumond | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David W. Oskin | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Linda Walker Bynoe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
YUM! Brands, Inc. | | YUM | | 988498101 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Massimo Ferragamo | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J. David Grissom | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Bonnie G. Hill | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Robert Holland, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Kenneth G. Langone | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Jonathan S. Linen | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas C. Nelson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David C. Novak | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Thomas M. Ryan | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Jing-Shyh S. Su | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Robert D. Walter | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 16 | | Provide Right to Call Special Meeting | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director David Baltimore | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank J. Biondi, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Francois De Carbonnel | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Vance D. Coffman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Rebecca M. Henderson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Frank C. Herringer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Gilbert S. Omenn | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Judith C. Pelham | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Leonard D. Schaeffer | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | For |
Rovi Corporation | | ROVI | | 779376102 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Director Alfred J. Amoroso | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan L. Earhart | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Andrew K. Ludwick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James E. Meyer | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James P. O?Shaughnessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ruthann Quindlen | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Stericycle, Inc. | | SRCL | | 858912108 | | 24-May-11 | | Annual | | Management | | 1 | | Elect Director Mark C. Miller | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jack W. Schuler | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Thomas D. Brown | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Rod F. Dammeyer | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William K. Hall | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Jonathan T. Lord | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director John Patience | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James W.P. Reid-Anderson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Ronald G. Spaeth | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Teradyne, Inc. | | TER | | 880770102 | | 24-May-11 | | Annual | | Management | | 1 | | Elect Director James W. Bagley | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael A. Bradley | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Albert Carnesale | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Daniel W. Christman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Edwin J. Gillis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Timothy E. Guertin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Paul J. Tufano | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Roy A. Vallee | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director John S. Charlesworth | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Montgomery F. Moran | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Laura J. Alber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Adrian D.P. Bellamy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick J. Connolly | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Adrian T. Dillon | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anthony A. Greener | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ted W. Hall | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. Lynch | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sharon L McCollam | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Change State of Incorporation [from California to Delaware] | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Jones Lang LaSalle Incorporated | | JLL | | 48020Q107 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Hugo Bague | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Colin Dyer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Darryl Hartley-Leonard | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Deanne Julius | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Ming Lu | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Lauralee E. Martin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Martin H. Nesbitt | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Sheila A. Penrose | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David B. Rickard | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Roger T. Staubach | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas C. Theobald | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 14 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
Google Inc. | | GOOG | | 38259P508 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Report on Code of Conduct Compliance | | Against | | Against |
MasterCard Incorporated | | MA | | 57636Q104 | | 07-Jun-11 | | Annual | | Management | | 1 | | Elect Director Marc Olivié | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Rima Qureshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mark Schwartz | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jackson P. Tai | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Sandisk Corporation | | SNDK | | 80004C101 | | 07-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Michael Marks | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kevin DeNuccio | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Irwin Federman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Steven J. Gomo | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Eddy W. Hartenstein | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Chenming Hu | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Catherine P. Lego | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sanjay Mehrotra | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Caterpillar Inc. | | CAT | | 149123101 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 8 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | Share Holder | | 11 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | Share Holder | | 12 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | Against |
MGM Resorts International | | MGM | | 552953101 | | 14-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Baldwin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Bible | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Burton M. Cohen | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Willie D. Davis | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Roland Hernandez | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Anthony Mandekic | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Rose McKinney-James | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James J. Murren | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Daniel J. Taylor | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Melvin B. Wolzinger | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Prepare Sustainability Report | | Against | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 15-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Richard C. Adkerson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Robert A. Day | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gerald J. Ford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Bobby Lee Lackey | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jon C. Madonna | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Dustan E. McCoy | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director James R. Moffett | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director B.M. Rankin, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Stephen H. Siegele | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 28-Jun-11 | | Annual | | Management | | 1 | | Elect Director Kuo Wei (Herbert) Chang | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Juergen Gromer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Arturo Krueger | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Approve Reduction of Share Premium Account | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Symphony Large-Cap Value Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 08-Jul-10 | | Annual | | Management | | 1a | | Elect Ta-lin Hsu as Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect John G. Kassakian as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Simple Majority Vote for Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Legg Mason, Inc. | | LM | | 524901105 | | 27-Jul-10 | | Annual | | Management | | 1.1 | | Elect Director John T. Cahill | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dennis R. Beresford | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Allen Reed | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Nicholas J. St. George | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | | Against | | For |
| | | | | | | | | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | Against |
CenturyLink, Inc. | | CTL | | 156700106 | | 24-Aug-10 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
Parker-Hannifin Corporation | | PH | | 701094104 | | 27-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director Robert G. Bohn | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Linda S. Harty | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William E. Kassling | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert J. Kohlhepp | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Klaus-Peter Müller | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Candy M. Obourn | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Joseph M. Scaminace | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wolfgang R. Schmitt | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Åke Svensson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director James L. Wainscott | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Donald E. Washkewicz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | Against |
KLA-Tencor Corporation | | KLAC | | 482480100 | | 03-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Edward W. Barnholt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emiko Higashi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Stephen P. Kaufman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 16-Nov-10 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Gates III | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 11 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
Ralcorp Holdings, Inc. | | RAH | | 751028101 | | 18-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Benjamin Ola. Akande | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan E. Baum | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kevin J. Hunt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Wenzel | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
D.R. Horton, Inc. | | DHI | | 23331A109 | | 20-Jan-11 | | Annual | | Management | | 1 | | Elect Director Donald R. Horton | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Elect Director Bradley S. Anderson | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael R. Buchanan | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael W. Hewatt | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Bob G. Scott | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Donald J. Tomnitz | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 9 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Oshkosh Corporation | | OSK | | 688239201 | | 01-Feb-11 | | Annual | | Management | | 1 | | Elect Director Richard M. Donnelly | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael W. Grebe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Hamre | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kathleen J. Hempel | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Leslie F. Kenne | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harvey N. Medvin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director J. Peter Mosling, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Craig P. Omtvedt | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Richard G. Sim | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Charles L. Szews | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director William S. Wallace | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Rockwell Automation, Inc. | | ROK | | 773903109 | | 01-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director Donald R. Parfet | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven R. Kalmanson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James P. Keane | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Hologic, Inc. | | HOLX | | 436440101 | | 02-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director John W. Cumming | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert A. Cascella | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Glenn P. Muir | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sally W. Crawford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Lavance, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Lawrence M. Levy | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Elaine S. Ullian | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Wayne Wilson | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Covidien Public Limited Company | | COV | | G2554F105 | | 15-Mar-11 | | Annual | | Management | | 1 | | Elect Director Craig Arnold | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Robert H. Brust | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John M. Connors, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Christopher J. Coughlin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Timothy M. Donahue | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Kathy J. Herbert | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Randall J. Hogan III | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard J. Meelia | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Tadataka Yamada | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Joseph A. Zaccagnino | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
The Cooper Companies, Inc. | | COO | | 216648402 | | 16-Mar-11 | | Annual | | Management | | 1 | | Elect Director A. Thomas Bender | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael H. Kalkstein | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jody S. Lindell | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Director Donald Press | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Steven Rosenberg | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Allan E. Rubenstein | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert S. Weiss | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Stanley Zinberg | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Discover Financial Services | | DFS | | 254709108 | | 07-Apr-11 | | Annual | | Management | | 1 | | Elect Director Jeffrey S. Aronin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mary K. Bush | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Gregory C. Case | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert M. Devlin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Cynthia A. Glassman | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Richard H. Lenny | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Thomas G. Maheras | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Michael H. Moskow | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David W. Nelms | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director E. Follin Smith | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Lawrence A.Weinbach | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 14 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
United Technologies Corporation | | UTX | | 913017109 | | 13-Apr-11 | | Annual | | Management | | 1 | | Elect Director Louis R. Chenevert | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John V. Faraci | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jean-Pierre Garnier | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jamie S. Gorelick | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Edward A. Kangas | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Ellen J. Kullman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Charles R. Lee | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard D. McCormick | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Harold McGraw III | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Richard B. Myers | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director H. Patrick Swygert | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Andre Villeneuve | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Christine Todd Whitman | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 18 | | Stock Retention/Holding Period | | Against | | For |
M&T Bank Corporation | | MTB | | 55261F104 | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Brent D. Baird | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C. Angela Bontempo | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert T. Brady | | For | | Withhold |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael D. Buckley | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director T. Jefferson Cunningham, III | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Mark J. Czarnecki | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gary N. Geisel | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Patrick W.E. Hodgson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard G. King | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Jorge G. Pereira | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Michael P. Pinto | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Melinda R. Rich | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Robert E. Sadler, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Herbert L. Washington | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director Robert G. Wilmers | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
U.S. Bancorp | | USB | | 902973304 | | 19-Apr-11 | | Annual | | Management | | 1 | | Elect Director Douglas M. Baker, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Y. Marc Belton | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Victoria Buyniski Gluckman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Richard K. Davis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Joel W. Johnson | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Olivia F. Kirtley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Jerry W. Levin | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David B. O’Maley | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director O Dell M. Owens | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Richard G. Reiten | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Craig D. Schnuck | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Patrick T. Stokes | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
Ameren Corporation | | AEE | | 023608102 | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Brauer | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ellen M. Fitzsimmons | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Walter J. Galvin | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gayle P.W. Jackson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James C. Johnson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Steven H. Lipstein | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Patrick T. Stokes | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Thomas R. Voss | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Stephen R. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Jack D. Woodard | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Director Liability and Indemnification | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | | Against | | For |
Citigroup Inc. | | C | | 172967101 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Timothy C. Collins | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jerry A. Grundhofer | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert L. Joss | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael E. O’Neill | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Vikram S. Pandit | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Richard D. Parsons | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Lawrence R. Ricciardi | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Judith Rodin | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Robert L. Ryan | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Anthony M. Santomero | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Diana L. Taylor | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director William S. Thompson, Jr. | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Ernesto Zedillo | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 20 | | Approve Reverse Stock Split | | For | | For |
| | | | | | | | | | Share Holder | | 21 | | Affirm Political Non-Partisanship | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 23 | | Report on Restoring Trust and Confidence in the Financial System | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Share Holder | | 24 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 25 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | For |
Humana Inc. | | HUM | | 444859102 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Frank A. D’Amelio | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. Roy Dunbar | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Kurt J. Hilzinger | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director David A. Jones, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael B. McCallister | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William J. McDonald | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William E. Mitchell | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James J. O’Brien | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Marissa T. Peterson | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
PPG Industries, Inc. | | PPG | | 693506107 | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Angel | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hugh Grant | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Michele J. Hooper | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert Mehrabian | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Report on Community Environmental Impact Disclosure Process | | Against | | Against |
Digital Realty Trust, Inc. | | DLR | | 253868103 | | 25-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Richard A. Magnuson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Ruann F. Ernst | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Associated Banc-Corp | | ASBC | | 045487105 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ruth M. Crowley | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Philip B. Flynn | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ronald R. Harder | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William R. Hutchinson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Robert A. Jeffe | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Eileen A. Kamerick | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Richard T. Lommen | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director J. Douglas Quick | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director John C. Seramur | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Karen T. Van Lith | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Comerica Incorporated | | CMA | | 200340107 | | 26-Apr-11 | | Annual | | Management | | 1 | | Elect Director Roger A. Cregg | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director T. Kevin DeNicola | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Alfred A. Piergallini | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nina G. Vaca | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
International Business Machines Corporation | | IBM | | 459200101 | | 26-Apr-11 | | Annual | | Management | | 1 | | Elect Director A. J. P. Belda | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. R. Brody | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director K. I. Chenault | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director M. L. Eskew | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director S. A. Jackson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director A. N. Liveris | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director W. J. McNerney, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. W. Owens | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director S. J. Palmisano | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J. E. Spero | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director S. Taurel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director L. H. Zambrano | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Lobbying Expenses | | Against | | For |
L-3 Communications Holdings, Inc. | | LLL | | 502424104 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director H. Hugh Shelton | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael T. Strianese | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John P. White | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
General Electric Company | | GE | | 369604103 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director W. Geoffrey Beattie | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ann M. Fudge | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Susan Hockfield | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jeffrey R. Immelt | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Alan G. Lafley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Ralph S. Larsen | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Roger S. Penske | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Robert J. Swieringa | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James S. Tisch | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Director Douglas A. Warner III | | For | | For |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Share Holder | | 20 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Performance-Based Equity Awards | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Withdraw Stock Options Granted to Executive Officers | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risk | | Against | | Against |
| | | | | | | | | | Share Holder | | 24 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Arch Coal, Inc. | | ACI | | 039380100 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director James R. Boyd | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John W. Eaves | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David D. Freudenthal | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Douglas H. Hunt | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J. Thomas Jones | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A. Michael Perry | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Peter I. Wold | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Johnson & Johnson | | JNJ | | 478160104 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Mary Sue Coleman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James G. Cullen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ian E.L. Davis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael M.e. Johns | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Susan L. Lindquist | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Leo F. Mullin | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William D. Perez | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Charles Prince | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director David Satcher | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 15 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | Share Holder | | 16 | | Amend EEO Policy to Prohibit Discrimination Based on Applicant’s Health Status | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Adopt Animal-Free Training Methods | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael S. Brown | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William H. Gray III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | Share Holder | | 18 | | Report on Public Policy Advocacy Process | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
The Hershey Company | | HSY | | 427866108 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director P.M. Arway | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director R.F. Cavanaugh | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C.A. Davis | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director J.M. Mead | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J.E. Nevels | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A.J. Palmer | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director T.J. Ridge | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director D.L. Shedlarz | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director D.J. West | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
Aflac Incorporated | | AFL | | 001055102 | | 02-May-11 | | Annual | | Management | | 1 | | Elect Director Daniel P. Amos | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John Shelby Amos II | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Paul S. Amos II | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael H. Armacost | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kriss Cloninger III | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Elizabeth J. Hudson | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Douglas W. Johnson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert B. Johnson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Charles B. Knapp | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director E. Stephen Purdom | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Barbara K. Rimer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Marvin R. Schuster | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director David Gary Thompson | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Robert L. Wright | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Takuro Yoshida | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
The Boeing Company | | BA | | 097023105 | | 02-May-11 | | Annual | | Management | | 1 | | Elect Director John E. Bryson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David L. Calhoun | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Linda Z. Cook | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Edward M. Liddy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director John F. McDonnell | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director W. James McNerney, Jr. | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Ronald A. Williams | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Mike S. Zafirovski | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Implement Third-Party Supply Chain Monitoring | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
Bristol-Myers Squibb Company | | BMY | | 110122108 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director L. Andreotti | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director L.B. Campbell | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J.M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director L.J. Freeh | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director L.H. Glimcher | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director M. Grobstein | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director L. Johansson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director A.J. Lacy | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director V.L. Sato | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director E. Sigal | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Elect Director T.D. West, Jr. | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director R.S. Williams | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Increase Disclosure of Executive Compensation | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
Exelon Corporation | | EXC | | 30161N101 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Walter D Alessio | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Nicholas Debenedictis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Paul L. Joskow | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John M. Palms | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William C. Richardson | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Wells Fargo & Company | | WFC | | 949746101 | | 03-May-11 | | Annual | | Management | | 1 | | Election Director John D. Baker II | | For | | For |
| | | | | | | | | | Management | | 2 | | Election Director John S. Chen | | For | | For |
| | | | | | | | | | Management | | 3 | | Election Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | Management | | 4 | | Election Director Susan E. Engel | | For | | For |
| | | | | | | | | | Management | | 5 | | Election Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Election Director Donald M. James | | For | | For |
| | | | | | | | | | Management | | 7 | | Election Director Mackey J. McDonald | | For | | For |
| | | | | | | | | | Management | | 8 | | Election Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | Management | | 11 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director an G. Swenson | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | For |
CSX Corporation | | CSX | | 126408103 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Donna M. Alvarado | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John B. Breaux | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Pamela L. Carter | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Steven T. Halverson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Edward J. Kelly, III | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Gilbert H. Lamphere | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director John D. McPherson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Timothy T. O’Toole | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director David M. Ratcliffe | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Donald J. Shepard | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Elect Director Michael J. Ward | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director J.C. Watts, Jr. | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director J. Steven Whisler | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Domtar Corporation | | UFS | | 257559203 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Louis P. Gignac | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Brian M. Levitt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Harold H. MacKay | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David G. Maffucci | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W. Henson Moore | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. Onustock | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert J. Steacy | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Pamela B. Strobel | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard Tan | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Denis Turcotte | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director John D. Williams | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Hess Corporation | | HES | | 42809H107 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director E.E. Holiday | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director J.H. Mullin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director F.B. Walker | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director R.N. Wilson | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Executive Incentive Bonus Plan | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J.w. Nokes | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Report on Accident Risk Reduction Efforts | | Against | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Robert L. Friedman as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Donald J. Greene as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Cheryl-Ann Lister as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Thomas C. Ramey as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Wilhelm Zeller as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Deloitte & Touche Ltd as Auditors | | For | | For |
Apache Corporation | | APA | | 037411105 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director G. Steven Farris | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Randolph M. Ferlic | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director A.D. Frazier, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John A. Kocur | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 8 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9 | | Increase Authorized Preferred Stock | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Omnibus Stock Plan | | For | | For |
Duke Energy Corporation | | DUK | | 26441C105 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director William Barnet, III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director G. Alex Bernhardt, Sr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Michael G. Browning | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Daniel R. DiMicco | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John H. Forsgren | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ann Maynard Gray | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James H. Hance, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director E. James Reinsch | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James T. Rhodes | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director James E. Rogers | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Philip R. Sharp | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Report on Global Warming Lobbying Activities | | Against | | Against |
| | | | | | | | | | Share Holder | | 6 | | Report on Financial Risks of Coal Reliance | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Newfield Exploration Company | | NFX | | 651290108 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director Lee K. Boothby | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Philip J. Burguieres | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Pamela J. Gardner | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John Randolph Kemp, lll | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J. Michael Lacey | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Joseph H. Netherland | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Howard H. Newman | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas G. Ricks | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Juanita F. Romans | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director C. E. (Chuck) Shultz | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director J. Terry Strange | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Union Pacific Corporation | | UNP | | 907818108 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Andrew H. Card, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas J. Donohue | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Archie W. Dunham | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. McCarthy | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Michael W. McConnell | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Thomas F. McLarty III | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Jose H. Villarreal | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director James R. Young | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5a | | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | | For | | For |
| | | | | | | | | | Management | | 5b | | Reduce Supermajority Vote Requirement Relating to Removal of Directors | | For | | For |
| | | | | | | | | | Management | | 5c | | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | Against |
Verizon Communications Inc. | | VZ | | 92343V104 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director Richard L. Carrion | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Director Lowell C. Mcadam | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Donald T. Nicolaisen | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Clarence Otis, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Hugh B. Price | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Ivan G. Seidenberg | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Snow | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Disclose Prior Government Service | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Performance-Based Equity Awards | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Restore or Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rodolfo Segovia | | For | | Against |
| | | | | | | | | | Management | | 11 | | Elect Director Aziz D. Syriani | | For | | Against |
| | | | | | | | | | Management | | 12 | | Elect Director Rosemary Tomich | | For | | Against |
| | | | | | | | | | Management | | 13 | | Elect Director Walter L. Weisman | | For | | Against |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Review Political Expenditures and Processes | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
Newell Rubbermaid Inc. | | NWL | | 651229106 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Kevin C. Conroy | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael T. Cowhig | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mark D. Ketchum | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond G. Viault | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
The Timken Company | | TKR | | 887389104 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director John M. Ballbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip R. Cox | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ward J. Timken, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Camden Property Trust | | CPT | | 133131102 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard J. Campo | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Scott S. Ingraham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Lewis A. Levey | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director William B. McGuire, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William F. Paulsen | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director D. Keith Oden | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director F. Gardner Parker | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Steven A. Webster | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Kelvin R. Westbrook | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Change State of Incorporation: From Texas to Maryland | | For | | Against |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Comcast Corporation | | CMCSA | | 20030N101 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director S. Decker Anstrom | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kenneth J. Bacon | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sheldon M. Bonovitz | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edward D. Breen | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Joseph J. Collins | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Michael Cook | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Gerald L. Hassell | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jeffrey A. Honickman | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Eduardo G. Mestre | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Brian L. Roberts | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Ralph J. Roberts | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Judith Rodin | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 8 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Require Independent Board Chairman | | Against | | For |
ConocoPhillips | | COP | | 20825C104 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Richard L. Armitage | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Richard H. Auchinleck | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Ruth R. Harkin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harold W. McGraw III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert A. Niblock | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Harald J. Norvik | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William K. Reilly | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Victoria J. Tschinkel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Kathryn C. Turner | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director William E. Wade, Jr. | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Management | | 17 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | 18 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Expenses | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | Share Holder | | 24 | | Report on Financial Risks of Climate Change | | Against | | Against |
| | | | | | | | | | Share Holder | | 25 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Louis C. Camilleri | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Dudley Fishburn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jennifer Li | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | Against |
| | | | | | | | | | Management | | 8 | | Elect Director Lucio A. Noto | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Carlos Slim Helu | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen M. Wolf | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 14 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | Against |
Symetra Financial Corporation | | SYA | | 87151Q106 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Peter S. Burgess | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert R. Lusardi | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
E*TRADE Financial Corporation | | ETFC | | 269246401 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Frederick W. Kanner | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Joseph M. Velli | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Republic Services, Inc. | | RSG | | 760759100 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director James W. Crownover | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John W. Croghan | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William J. Flynn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael Larson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Nolan Lehmann | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director W. Lee Nutter | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Ramon A. Rodriguez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Donald W. Slager | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Allan C. Sorensen | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John M. Trani | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Michael W. Wickham | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For |
Vulcan Materials Company | | VMC | | 929160109 | | 13-May-11 | | Annual | | Management | | 1.1 | | Elect Director Donald M. James | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ann M. Korologos | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James T. Prokopanko | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director K. Wilson-Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Michael J. Fedida | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Albert F. Hummel | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Catherine M. Klema | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Anthony Selwyn Tabatznik | | For | | For |
| | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Virginia Boulet | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter C. Brown | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Gephardt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gregory J. McCray | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Roberts | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
QEP Resources, Inc. | | QEP | | 74733V100 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Keith O. Rattie | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David A. Trice | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Range Resources Corporation | | RRC | | 75281A109 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Charles L. Blackburn | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Anthony V. Dub | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director V. Richard Eales | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Allen Finkelson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James M. Funk | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Jonathan S. Linker | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Kevin S. McCarthy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director John H. Pinkerton | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Jeffrey L. Ventura | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Danahy | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Arnoud W.A. Boot | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director J. Cliff Eason | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
TRW Automotive Holdings Corp. | | TRW | | 87264S106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Francois J. Castaing | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Gambrell | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Paul H. O’neill | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Robert B. Allardice, III | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Trevor Fetter | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Paul G. Kirk, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Liam E. McGee | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kathryn A. Mikells | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Michael G. Morris | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Thomas A. Renyi | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Charles B. Strauss | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director H. Patrick Swygert | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Halliburton Company | | HAL | | 406216101 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Alan M. Bennett | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James R. Boyd | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Elect Director Milton Carroll | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nance K. Dicciani | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director S. Malcolm Gillis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Abdallah S. Jum’ah | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David J. Lesar | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert A. Malone | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director J Landis Martin | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Debra L. Reed | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 14 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | Share Holder | | 15 | | Report on Political Contributions | | Against | | For |
Intel Corporation | | INTC | | 458140100 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Charlene Barshefsky | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Susan L. Decker | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Donahoe | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Reed E. Hundt | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director James D. Plummer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David S. Pottruck | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Frank D. Yeary | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director David B. Yoffie | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
KeyCorp | | KEY | | 493267108 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Edward P. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Carol A. Cartwright | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Kristen L. Manos | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Beth E. Mooney | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Bill R. Sanford | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Barbara R. Snyder | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward W. Stack | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Thomas C. Stevens | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Rayonier Inc. | | RYN | | 754907103 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Paul G. Boynton | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mark E. Gaumond | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David W. Oskin | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Linda Walker Bynoe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director David Baltimore | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank J. Biondi, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Francois De Carbonnel | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Vance D. Coffman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Rebecca M. Henderson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Frank C. Herringer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Gilbert S. Omenn | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Judith C. Pelham | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Leonard D. Schaeffer | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | For |
Aon Corporation | | AON | | 037389103 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director Lester B. Knight | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory C. Case | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Fulvio Conti | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Cheryl A. Francis | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Judson C. Green | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Edgar D. Jannotta | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Jan Kalff | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. Michael Losh | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director R. Eden Martin | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Andrew J. McKenna | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Robert S. Morrison | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Richard B. Myers | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Richard C. Notebaert | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Gloria Santona | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Director Carolyn Y. Woo | | For | | For |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 20 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 21 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Joseph A. Pichler | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Joyce M. Roché | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Liberty Media Corporation | | LINTA | | 53071M708 | | 23-May-11 | | Special | | Management | | 1 | | Approve Restructuring Plan of Liberty Capital Tracking Stock | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Approve Restructuring Plan of Liberty Starz Tracking Stock | | For | | For |
East West Bancorp, Inc. | | EWBC | | 27579R104 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Director Iris S. Chan | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Rudolph I. Estrada | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Julia S. Gouw | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Paul H. Irving | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Andrew S. Kane | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director John Lee | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Herman Y. Li | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jack C. Liu | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Dominic Ng | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Keith W. Renken | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director M.J. Boskin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director P. Brabeck-Letmathe | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director L.R. Faulkner | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director J.S. Fishman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director K.C. Frazier | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W.W. George | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director M.C. Nelson | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director S.J. Palmisano | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director S.S. Reinemund | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director R.W. Tillerson | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director E.E. Whitacre, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Adopt Policy on Human Right to Water | | Against | | Against |
| | | | | | | | | | Share Holder | | 9 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | For |
| | | | | | | | | | Share Holder | | 11 | | Report on Energy Technologies Development | | Against | | Against |
| | | | | | | | | | Share Holder | | 12 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Intrepid Potash, Inc. | | IPI | | 46121Y102 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Robert P. Jornayvaz III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hugh E. Harvey, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Invesco Ltd. | | IVZ | | G491BT108 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Rex D. Adams | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John Banham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Denis Kessler | | For | | Against |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Dennis R. Glass | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Elect Director Gary C. Kelly | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael F. Mee | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Constellation Energy Group, Inc. | | CEG | | 210371100 | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Yves C. De Balmann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James R. Curtiss | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Freeman A. Hrabowski, III | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Nancy Lampton | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert J. Lawless | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Mayo A. Shattuck III | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John L. Skolds | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Michael D. Sullivan | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Zions Bancorporation | | ZION | | 989701107 | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Jerry C. Atkin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Roger B. Porter | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen D. Quinn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director L.E. Simmons | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Shelley Thomas Williams | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven C. Wheelwright | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Share Holder | | 9 | | Claw-back of Payments under Restatements | | Against | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 31-May-11 | | Annual | | Management | | 1.1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William J. Nutt | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 06-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Michael J. Arougheti | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ann Torre Bates | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kenneth R. Heitz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Sale of Common Stock Below Net Asset Value | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Investment Advisory and Management Agreement Pursuant to the Hurdle Amendment | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Investment Advisory and Management Agreement Pursuant to the Capital Gains Amendment | | For | | For |
Caterpillar Inc. | | CAT | | 149123101 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.10 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 8 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | Share Holder | | 11 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | Share Holder | | 12 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | Against |
Devon Energy Corporation | | DVN | | 25179M103 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Henry | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John A. Hill | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Michael M. Kanovsky | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert A. Mosbacher, Jr | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J. Larry Nichols | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Duane C. Radtke | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Mary P. Ricciardello | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director John Richels | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Certificate of Incorporation | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Provide Right to Act by Written Consent | | Against | | For |
MGM Resorts International | | MGM | | 552953101 | | 14-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Baldwin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Bible | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Burton M. Cohen | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Willie D. Davis | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Roland Hernandez | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Anthony Mandekic | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Rose McKinney-James | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James J. Murren | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Daniel J. Taylor | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Melvin B. Wolzinger | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Prepare Sustainability Report | | Against | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 15-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Richard C. Adkerson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Robert A. Day | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gerald J. Ford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Bobby Lee Lackey | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jon C. Madonna | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Dustan E. McCoy | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director James R. Moffett | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.11 | | Elect Director B.M. Rankin, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Stephen H. Siegele | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
Symphony Mid-Cap Core Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 08-Jul-10 | | Annual | | Management | | 1a | | Elect Ta-lin Hsu as Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect John G. Kassakian as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Simple Majority Vote for Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Legg Mason, Inc. | | LM | | 524901105 | | 27-Jul-10 | | Annual | | Management | | 1.1 | | Elect Director John T. Cahill | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dennis R. Beresford | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Allen Reed | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Nicholas J. St. George | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | | Against | | For |
| | | | | | | | | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | Against |
Xilinx, Inc. | | XLNX | | 983919101 | | 11-Aug-10 | | Annual | | Management | | 1 | | Elect Director Philip T. Gianos | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Moshe N. Gavrielov | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John L. Doyle | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jerald G. Fishman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William G. Howard, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director J. Michael Patterson | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Albert A. Pimentel | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Marshall C. Turner | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Elizabeth W. Vanderslice | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
NetApp, Inc. | | NTAP | | 64110D104 | | 31-Aug-10 | | Annual | | Management | | 1.1 | | Elect Director Jeffry R. Allen | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan L. Earhart | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Georgens | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gerald Held | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director George T. Shaheen | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert T. Wall | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Daniel J. Warmenhoven | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
MasterCard Incorporated | | MA | | 57636Q104 | | 21-Sep-10 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Board Qualifications | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Stock Ownership Limitations | | For | | For |
| | | | | | | | | | Management | | 5 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | Management | | 6.1 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | Management | | 6.2 | | Elect Director Jose Octavio Reyes Lagunes | | For | | For |
| | | | | | | | | | Management | | 6.3 | | Elect Director Edward Suning Tian | | For | | For |
| | | | | | | | | | Management | | 6.4 | | Elect Director Silvio Barzi | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Global Payments, Inc. | | GPN | | 37940X102 | | 30-Sep-10 | | Annual | | Management | | 1.1 | | Elect Director Edwin H. Burba, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Raymond L. Killian | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ruth Ann Marshall | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Parker-Hannifin Corporation | | PH | | 701094104 | | 27-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director Robert G. Bohn | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Linda S. Harty | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.3 | | Elect Director William E. Kassling | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert J. Kohlhepp | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Klaus-Peter Müller | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Candy M. Obourn | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Joseph M. Scaminace | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wolfgang R. Schmitt | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Åke Svensson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director James L. Wainscott | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Donald E. Washkewicz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | Against |
Perrigo Company | | PRGO | | 714290103 | | 27-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director Laurie Brlas | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael J. Jandernoa | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Joseph C. Papa | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
KLA-Tencor Corporation | | KLAC | | 482480100 | | 03-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Edward W. Barnholt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emiko Higashi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Stephen P. Kaufman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Towers Watson & Co. | | TW | | 891894107 | | 12-Nov-10 | | Annual | | Management | | 1 | | Elect Director John J. Gabarro | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Victor F. Ganzi | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Haley | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Mark V. Mactas | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Mark Maselli | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Gail E. McKee | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Brendan R. O’Neill | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Linda D. Rabbitt | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Paul Thomas | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Wilhelm Zeller | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
Bally Technologies, Inc. | | BYI | | 05874B107 | | 07-Dec-10 | | Annual | | Management | | 1.1 | | Elect Director Jacques André | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Richard Haddrill | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Micron Technology, Inc. | | MU | | 595112103 | | 16-Dec-10 | | Annual | | Management | | 1 | | Elect Director Steven R. Appleton | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Teruaki Aoki | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Director James W. Bagley | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert L. Bailey | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Mercedes Johnson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Lawrence N. Mondry | | For | | Against |
| | | | | | | | | | Management | | 7 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
Ralcorp Holdings, Inc. | | RAH | | 751028101 | | 18-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Benjamin Ola. Akande | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan E. Baum | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kevin J. Hunt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Wenzel | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Oshkosh Corporation | | OSK | | 688239201 | | 01-Feb-11 | | Annual | | Management | | 1 | | Elect Director Richard M. Donnelly | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael W. Grebe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Hamre | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kathleen J. Hempel | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Leslie F. Kenne | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harvey N. Medvin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director J. Peter Mosling, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Craig P. Omtvedt | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Richard G. Sim | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Charles L. Szews | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Elect Director William S. Wallace | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Apple Inc. | | AAPL | | 037833100 | | 23-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Steven P. Jobs | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Adopt Policy on Succession Planning | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Hologic, Inc. | | HOLX | | 436440101 | | 02-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director John W. Cumming | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert A. Cascella | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Glenn P. Muir | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sally W. Crawford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Lavance, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Lawrence M. Levy | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Elaine S. Ullian | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Wayne Wilson | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
National Fuel Gas Company | | NFG | | 636180101 | | 10-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Robert T. Brady | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Rolland E. Kidder | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Frederic V. Salerno | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
The Goodyear Tire & Rubber Company | | GT | | 382550101 | | 12-Apr-11 | | Annual | | Management | | 1 | | Elect Director James C. Boland | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James A. Firestone | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Werner Geissler | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Peter S. Hellman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Richard J. Kramer | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director W. Alan Mccollough | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Rodney O Neal | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Shirley D. Peterson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Stephanie A. Streeter | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director G. Craig Sullivan | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Michael R. Wessel | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 13-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Irving Bolotin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven L. Gerard | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Theron I. Gilliam | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sherrill W. Hudson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director R. Kirk Landon | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Sidney Lapidus | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Stuart A. Miller | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Donna E. Shalala | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Jeffrey Sonnenfeld | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Amend Bylaw Provisions Dealing with Officers and Positions Held | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Bylaws | | For | | Against |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Commerce Bancshares, Inc. | | CBSH | | 200525103 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John R. Capps | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Thomas Grant, Ii | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James B. Hebenstreit | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director David R. Beatty | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Keith Calder | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Celanese Corporation | | CE | | 150870103 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Martin G. McGuinn | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Daniel S. Sanders | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John K. Wulff | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Humana Inc. | | HUM | | 444859102 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Frank A. D’Amelio | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. Roy Dunbar | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Kurt J. Hilzinger | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director David A. Jones, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael B. McCallister | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William J. McDonald | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William E. Mitchell | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James J. O’Brien | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Marissa T. Peterson | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Digital Realty Trust, Inc. | | DLR | | 253868103 | | 25-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Richard A. Magnuson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Ruann F. Ernst | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Associated Banc-Corp | | ASBC | | 045487105 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ruth M. Crowley | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Philip B. Flynn | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ronald R. Harder | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William R. Hutchinson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Robert A. Jeffe | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Eileen A. Kamerick | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Richard T. Lommen | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director J. Douglas Quick | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director John C. Seramur | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Karen T. Van Lith | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Siri S. Marshall | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. Walker Lewis | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Turner | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Duke Realty Corporation | | DRE | | 264411505 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Thomas J. Baltimore, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Barrington H. Branch | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Geoffrey A. Button | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director William Cavanaugh III | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Ngaire E. Cuneo | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Charles R. Eitel | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Martin C. Jischke | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Dennis D. Oklak | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Jack R. Shaw | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lynn C. Thurber | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Robert J. Woodward, Jr | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
Textron Inc. | | TXT | | 883203101 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director James T. Conway | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Paul E. Gagne | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Dain M. Hancock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lloyd G. Trotter | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Edison International | | EIX | | 281020107 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Jagjeet S. Bindra | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Vanessa C.L. Chang | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director France A. Cordova | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Theodore F. Craver, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Charles B. Curtis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Bradford M. Freeman | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Elect Director Luis G. Nogales | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ronald L. Olson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James M. Rosser | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Richard T. Schlosberg, III | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas C. Sutton | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Brett White | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
Tractor Supply Company | | TSCO | | 892356106 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director James F. Wright | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Johnston C. Adams | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William Bass | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Peter D. Bewley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard W. Frost | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Cynthia T. Jamison | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director George MacKenzie | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Edna K. Morris | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
FLIR Systems, Inc. | | FLIR | | 302445101 | | 29-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director William W. Crouch | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Angus L. Macdonald | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Exelon Corporation | | EXC | | 30161N101 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Walter D Alessio | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Nicholas Debenedictis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Paul L. Joskow | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John M. Palms | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William C. Richardson | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Peabody Energy Corporation | | BTU | | 704549104 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Coley | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William E. James | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert B. Karn III | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Henry E. Lentz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert A. Malone | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Sandra A. Van Trease | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Alan H. Washkowitz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | Against |
Hess Corporation | | HES | | 42809H107 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director E.E. Holiday | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director J.H. Mullin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director F.B. Walker | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director R.N. Wilson | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Executive Incentive Bonus Plan | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J.w. Nokes | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Report on Accident Risk Reduction Efforts | | Against | | For |
Broadcom Corporation | | BRCM | | 111320107 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Nancy H. Handel | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Eddy W. Hartenstein | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Maria Klawe | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John E. Major | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director William T. Morrow | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Henry Samueli | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director John A.C. Swainson | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Dover Corporation | | DOV | | 260003108 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director D.H. Benson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director R.W. Cremin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J-P.M. Ergas | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director P.T. Francis | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director K.C. Graham | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director R.A. Livingston | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director R.K. Lochridge | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director B.G. Rethore | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director M.B. Stubbs | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director S.M. Todd | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director S.K. Wagner | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director M.A. Winston | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Kansas City Southern | | KSU | | 485170302 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Henry R. Davis | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Druten | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
FMC Technologies, Inc. | | FTI | | 30249U101 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director C. Maury Devine | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John T. Gremp | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Elect Director Thomas M. Hamilton | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Richard A. Pattarozzi | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 8 | | Increase Authorized Common Stock | | For | | For |
Marriott International, Inc. | | MAR | | 571903202 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director J.W. Marriott, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John W. Marriott, III | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mary K. Bush | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lawrence W. Kellner | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Debra L. Lee | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director George Munoz | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Harry J. Pearce | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Steven S Reinemund | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Lawrence M. Small | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Arne M. Sorenson | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Lincare Holdings Inc. | | LNCR | | 532791100 | | 09-May-11 | | Annual | | Management | | 1.1 | | Elect Director J.P. Byrnes | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director S.H. Altman | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C.B. Black | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director A.P. Bryant | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director F.D. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W.F. Miller, III | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director E.M. Zane | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Cummins Inc. | | CMI | | 231021106 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Theodore M. Solso | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director N. Thomas Linebarger | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William I. Miller | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Georgia R. Nelson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert K. Herdman | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert J. Bernhard | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Franklin R. Chang-Diaz | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen B. Dobbs | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Newell Rubbermaid Inc. | | NWL | | 651229106 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Kevin C. Conroy | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael T. Cowhig | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mark D. Ketchum | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond G. Viault | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
The Timken Company | | TKR | | 887389104 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director John M. Ballbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip R. Cox | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ward J. Timken, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CF Industries Holdings, Inc. | | CF | | 125269100 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen R. Wilson | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director Wallace W. Creek | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William Davisson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert G. Kuhbach | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
BioMarin Pharmaceutical Inc. | | BMRN | | 09061G101 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Jean-Jacques Bienaime | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael Grey | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Elaine J. Heron | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Pierre Lapalme | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director V. Bryan Lawlis | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. Meier | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Alan J. Lewis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director William D. Young | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Kenneth M. Bate | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Cypress Semiconductor Corporation | | CY | | 232806109 | | 13-May-11 | | Annual | | Management | | 1.1 | | Elect Director T.J. Rodgers | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric A. Benhamou | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Lloyd Carney | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James R. Long | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director J. Donald Sherman | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wilbert Van Den Hoek | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Sempra Energy | | SRE | | 816851109 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Alan L. Boeckmann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James G. Brocksmith Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Donald E. Felsinger | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Wilford D. Godbold Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William D. Jones | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William G. Ouchi | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Carlos Ruiz | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director William P. Rutledge | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lynn Schenk | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Neal E. Schmale | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Luis M. Téllez | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Submit SERP to Shareholder Vote | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against |
Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Michael J. Fedida | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Albert F. Hummel | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Catherine M. Klema | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Anthony Selwyn Tabatznik | | For | | For |
| | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Cliffs Natural Resources Inc. | | CLF | | 18683K101 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Susan M. Cunningham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Barry J. Eldridge | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Andres R. Gluski | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Susan M. Green | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Janice K. Henry | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James F. Kirsch | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Francis R. McAllister | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Roger Phillips | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard K. Riederer | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Richard A. Ross | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Alan Schwartz | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Essex Property Trust, Inc. | | ESS | | 297178105 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director David W. Brady | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Byron A. Scordelis | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Janice L. Sears | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Claude J. Zinngrabe, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Oil States International, Inc. | | OIS | | 678026105 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Christopher T. Seaver | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Douglas E. Swanson | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Cindy B. Taylor | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
W. R. Berkley Corporation | | WRB | | 084423102 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Rodney A. Hawes, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jack H. Nusbaum | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Mark L. Shapiro | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Warner Chilcott Public Limited Company | | WCRX | | G94368100 | | 17-May-11 | | Annual | | Management | | 1 | | Elect Director Todd M. Abbrecht | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Liam M. Fitzgerald | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
CenturyLink, Inc. | | CTL | | 156700106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Virginia Boulet | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter C. Brown | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Gephardt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gregory J. McCray | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Roberts | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Corn Products International, Inc. | | CPO | | 219023108 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard J. Almeida | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gregory B. Kenny | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James M. Ringler | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director David A. Galloway | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dale Pond | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ronald W. Tysoe | | For | | For |
TRW Automotive Holdings Corp. | | TRW | | 87264S106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Francois J. Castaing | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Gambrell | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Paul H. O’neill | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Wayne R. Sanders | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jack L. Stahl | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Larry D. Young | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
KeyCorp | | KEY | | 493267108 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Edward P. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Carol A. Cartwright | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Kristen L. Manos | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Beth E. Mooney | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Bill R. Sanford | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Barbara R. Snyder | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward W. Stack | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Thomas C. Stevens | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
OGE Energy Corp. | | OGE | | 670837103 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Kirk Humphreys | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Linda Petree Lambert | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Leroy C. Richie | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Rayonier Inc. | | RYN | | 754907103 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Paul G. Boynton | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mark E. Gaumond | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David W. Oskin | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Steel Dynamics, Inc. | | STLD | | 858119100 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Keith E. Busse | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mark D. Millett | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard . Teets, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John C. Bates | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Frank D. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul B. Edgerley | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Richard J. Freeland | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jurgen Kolb | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James C. Marcuccilli | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.10 | | Elect Director Joseph D. Ruffolo | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Gabriel L. Shaheen | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Macy’s, Inc. | | M | | 55616P104 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Joseph A. Pichler | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Joyce M. Roché | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Liberty Media Corporation | | LINTA | | 53071M708 | | 23-May-11 | | Special | | Management | | 1 | | Approve Restructuring Plan of Liberty Capital Tracking Stock | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Restructuring Plan of Liberty Starz Tracking Stock | | For | | For |
Rovi Corporation | | ROVI | | 779376102 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Director Alfred J. Amoroso | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan L. Earhart | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Andrew K. Ludwick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James E. Meyer | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James P. O’Shaughnessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ruthann Quindlen | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Intrepid Potash, Inc. | | IPI | | 46121Y102 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Robert P. Jornayvaz III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hugh E. Harvey, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
SM Energy Co. | | SM | | 78454L100 | | 25-May-11 | | Annual | | Management | | 1 | | Elect Director Barbara M. Baumann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Anthony J. Best | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Larry W. Bickle | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Stephen R. Brand | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William J. Gardiner | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Julio M. Quintana | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director John M. Seidl | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William D. Sullivan | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Laura J. Alber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Adrian D.P. Bellamy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick J. Connolly | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Adrian T. Dillon | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anthony A. Greener | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ted W. Hall | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. Lynch | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sharon L McCollam | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Change State of Incorporation [from California to Delaware] | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Hertz Global Holdings, Inc. | | HTZ | | 42805T105 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Michael J. Durham | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mark P. Frissora | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David H. Wasserman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Henry C. Wolf | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Invesco Ltd. | | IVZ | | G491BT108 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Rex D. Adams | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John Banham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Denis Kessler | | For | | Against |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Dennis R. Glass | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gary C. Kelly | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael F. Mee | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Constellation Energy Group, Inc. | | CEG | | 210371100 | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Yves C. De Balmann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James R. Curtiss | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Freeman A. Hrabowski, III | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Nancy Lampton | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert J. Lawless | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Mayo A. Shattuck III | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John L. Skolds | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Michael D. Sullivan | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Zions Bancorporation | | ZION | | 989701107 | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Jerry C. Atkin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Roger B. Porter | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen D. Quinn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director L.E. Simmons | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Shelley Thomas Williams | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven C. Wheelwright | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Share Holder | | 9 | | Claw-back of Payments under Restatements | | Against | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 31-May-11 | | Annual | | Management | | 1.1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William J. Nutt | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert S. Taubman | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Lisa A. Payne | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William U. Parfet | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
MasterCard Incorporated | | MA | | 57636Q104 | | 07-Jun-11 | | Annual | | Management | | 1 | | Elect Director Marc Olivié | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Rima Qureshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mark Schwartz | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jackson P. Tai | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
salesforce.com, inc. | | CRM | | 79466L302 | | 09-Jun-11 | | Annual | | Management | | 1 | | Elect Director Marc Benioff | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Craig Conway | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Alan Hassenfeld | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
MGM Resorts International | | MGM | | 552953101 | | 14-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Baldwin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Bible | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Burton M. Cohen | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Willie D. Davis | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Roland Hernandez | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Anthony Mandekic | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Rose McKinney-James | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James J. Murren | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Daniel J. Taylor | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Melvin B. Wolzinger | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Prepare Sustainability Report | | Against | | For |
Annaly Capital Management Inc. | | NLY | | 035710409 | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Michael A. J. Farrell | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jonathan D. Green | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Director John A. Lambiase | | For | | For |
| | | | | | | | | | Management | | 4 | | Increase Authorized Capital Stock | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 28-Jun-11 | | Annual | | Management | | 1 | | Elect Director Kuo Wei (Herbert) Chang | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Juergen Gromer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Arturo Krueger | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Approve Reduction of Share Premium Account | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Symphony Optimized Alpha Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 08-Jul-10 | | Annual | | Management | | 1a | | Elect Ta-lin Hsu as Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect John G. Kassakian as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Simple Majority Vote for Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 28-Jul-10 | | Annual | | Management | | 1 | | Elect Director Andy D. Bryant | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Wayne A. Budd | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John H. Hammergren | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Alton F. Irby III | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Director M. Christine Jacobs | | For | | Against |
| | | | | | | | | | Management | | 6 | | Elect Director Marie L. Knowles | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David M. Lawrence | | For | | Against |
| | | | | | | | | | Management | | 8 | | Elect Director Edward A. Mueller | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director Jane E. Shaw | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 14 | | Report on Pay Disparity | | Against | | Against |
H. J. Heinz Company | | HNZ | | 423074103 | | 31-Aug-10 | | Annual | | Management | | 1 | | Elect Director William R. Johnson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Charles E. Bunch | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Leonard S. Coleman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John G. Drosdick | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Edith E. Holiday | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Candace Kendle | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Dean R. O’Hare | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Dennis H. Reilley | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lynn C. Swann | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Usher | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Michael F. Weinstein | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 14 | | Provide Right to Act by Written Consent | | Against | | For |
MasterCard Incorporated | | MA | | 57636Q104 | | 21-Sep-10 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Board Qualifications | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Stock Ownership Limitations | | For | | For |
| | | | | | | | | | Management | | 5 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | Management | | 6.1 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | Management | | 6.2 | | Elect Director Jose Octavio Reyes Lagunes | | For | | For |
| | | | | | | | | | Management | | 6.3 | | Elect Director Edward Suning Tian | | For | | For |
| | | | | | | | | | Management | | 6.4 | | Elect Director Silvio Barzi | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
General Mills, Inc. | | GIS | | 370334104 | | 27-Sep-10 | | Annual | | Management | | 1 | | Elect Director Bradbury H. Anderson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director R. Kerry Clark | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Paul Danos | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director William T. Esrey | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Judith Richards Hope | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Heidi G. Miller | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Hilda Ochoa-Brillembourg | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Steve Odland | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Kendall J. Powell | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Lois E. Quam | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Michael D. Rose | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13 | | Elect Director Robert L. Ryan | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Dorothy A. Terrell | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Mosaic Company | | MOS | | 61945A107 | | 07-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director William R. Graber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emery N. Koenig | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sergio Rial | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David T. Seaton | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
KLA-Tencor Corporation | | KLAC | | 482480100 | | 03-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Edward W. Barnholt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emiko Higashi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Stephen P. Kaufman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Campbell Soup Company | | CPB | | 134429109 | | 18-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Edmund M. Carpenter | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Paul R. Charron | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Douglas R. Conant | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Bennett Dorrance | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Harvey Golub | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Lawrence C. Karlson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Randall W. Larrimore | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Mary Alice D. Malone | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Sara Mathew | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Denise M. Morrison | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director William D. Perez | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Charles R. Perrin | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director A. Barry Rand | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Nick Shreiber | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Archbold D. Van Beuren | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director Les C. Vinney | | For | | For |
| | | | | | | | | | Management | | 1.17 | | Elect Director Charlotte C. Weber | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
Ralcorp Holdings, Inc. | | RAH | | 751028101 | | 18-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Benjamin Ola. Akande | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan E. Baum | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kevin J. Hunt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Wenzel | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Family Dollar Stores, Inc. | | FDO | | 307000109 | | 20-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Mark R. Bernstein | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Pamela L. Davies | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sharon Allred Decker | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edward C. Dolby | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Glenn A. Eisenberg | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Howard R. Levine | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director George R. Mahoney, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director James G. Martin | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Harvey Morgan | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Dale C. Pond | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Johnson Controls, Inc. | | JCI | | 478366107 | | 26-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Natalie A. Black | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert A. Cornog | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William H. Lacy | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Stephen A. Roell | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 5 | | Amend Executive Incentive Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Becton, Dickinson and Company | | BDX | | 075887109 | | 01-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director Basil L. Anderson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Edward F. Degraan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director C.M. Fraser-Liggett | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Christopher Jones | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Marshall O. Larsen | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Edward J. Ludwig | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Adel A.F. Mahmoud | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Gary A. Mecklenburg | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Cathy E. Minehan | | For | | Withhold |
| | | | | | | | | | Management | | 1.11 | | Elect Director James F. Orr | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Willard J. Overlock, Jr | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Bertram L. Scott | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Alfred Sommer | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Provide for Cumulative Voting | | Against | | For |
AmerisourceBergen Corporation | | ABC | | 03073E105 | | 17-Feb-11 | | Annual | | Management | | 1 | | Elect Director Charles H. Cotros | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jane E. Henney | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director R. David Yost | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 7 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Apple Inc. | | AAPL | | 037833100 | | 23-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Steven P. Jobs | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Adopt Policy on Succession Planning | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Northeast Utilities | | NU | | 664397106 | | 04-Mar-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Fix Number of Trustees at Fourteen | | For | | For |
| | | | | | | | | | Management | | 4 | | Adjourn Meeting | | For | | For |
QUALCOMM Incorporated | | QCOM | | 747525103 | | 08-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Stephen M. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Thomas W. Horton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Irwin Mark Jacobs | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul E. Jacobs | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert E. Kahn | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Sherry Lansing | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Duane A. Nelles | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Francisco Ros | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Brent Scowcroft | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Marc I. Stern | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Waddell & Reed Financial, Inc. | | WDR | | 930059100 | | 06-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Sharilyn S. Gasaway | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan W. Kosloff | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jerry W. Walton | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
M&T Bank Corporation | | MTB | | 55261F104 | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Brent D. Baird | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C. Angela Bontempo | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert T. Brady | | For | | Withhold |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael D. Buckley | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director T. Jefferson Cunningham, III | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Mark J. Czarnecki | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gary N. Geisel | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Patrick W.E. Hodgson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard G. King | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Jorge G. Pereira | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Michael P. Pinto | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Melinda R. Rich | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Robert E. Sadler, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Herbert L. Washington | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director Robert G. Wilmers | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote on Executive Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
C. R. Bard, Inc. | | BCR | | 067383109 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John C. Kelly | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gail K. Naughton | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John H. Weiland | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Prepare Sustainability Report | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Declassify the Board of Directors | | Against | | For |
Commerce Bancshares, Inc. | | CBSH | | 200525103 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John R. Capps | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Thomas Grant, Ii | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James B. Hebenstreit | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director David R. Beatty | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Keith Calder | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Celanese Corporation | | CE | | 150870103 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Martin G. McGuinn | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Daniel S. Sanders | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John K. Wulff | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Kimberly-Clark Corporation | | KMB | | 494368103 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director John R. Alm | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Abelardo E. Bru | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert W. Decherd | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas J. Falk | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Mae C. Jemison | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James M. Jenness | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Linda Johnson Rice | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Marc J. Shapiro | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director G. Craig Sullivan | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Digital Realty Trust, Inc. | | DLR | | 253868103 | | 25-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Richard A. Magnuson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Ruann F. Ernst | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
International Business Machines Corporation | | IBM | | 459200101 | | 26-Apr-11 | | Annual | | Management | | 1 | | Elect Director A. J. P. Belda | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. R. Brody | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director K. I. Chenault | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director M. L. Eskew | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director S. A. Jackson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director A. N. Liveris | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director W. J. McNerney, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. W. Owens | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director S. J. Palmisano | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director J. E. Spero | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director S. Taurel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director L. H. Zambrano | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 17 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Report on Lobbying Expenses | | Against | | For |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
General Electric Company | | GE | | 369604103 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director W. Geoffrey Beattie | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ann M. Fudge | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Susan Hockfield | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jeffrey R. Immelt | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Alan G. Lafley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Ralph S. Larsen | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Roger S. Penske | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Robert J. Swieringa | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James S. Tisch | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Director Douglas A. Warner III | | For | | For |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 20 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Performance-Based Equity Awards | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Withdraw Stock Options Granted to Executive Officers | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risk | | Against | | Against |
| | | | | | | | | | Share Holder | | 24 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Textron Inc. | | TXT | | 883203101 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director James T. Conway | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Paul E. Gagne | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Dain M. Hancock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lloyd G. Trotter | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
The Coca-Cola Company | | KO | | 191216100 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Herbert A. Allen | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ronald W. Allen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Howard G. Buffett | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Evan G. Greenberg | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Muhtar Kent | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Maria Elena Lagomasino | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Donald F. McHenry | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director James D. Robinson III | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Peter V. Ueberroth | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Jacob Wallenberg | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James B. Williams | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 20 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 21 | | Publish Report on Chemical Bisphenol-A (BPA) | | Against | | For |
DIRECTV | | DTV | | 25490A101 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Samuel A. DiPiazza, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Lorrie M. Norrington | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | | For | | For |
| | | | | | | | | | Management | | 4 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 7 | | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | | For | | Against |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Johnson & Johnson | | JNJ | | 478160104 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Mary Sue Coleman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James G. Cullen | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ian E.L. Davis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael M.e. Johns | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Susan L. Lindquist | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Anne M. Mulcahy | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Leo F. Mullin | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William D. Perez | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Charles Prince | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director David Satcher | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director William C. Weldon | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 15 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | Share Holder | | 16 | | Amend EEO Policy to Prohibit Discrimination Based on Applicant’s Health Status | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Adopt Animal-Free Training Methods | | Against | | Against |
Tractor Supply Company | | TSCO | | 892356106 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director James F. Wright | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Johnston C. Adams | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William Bass | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Peter D. Bewley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard W. Frost | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Cynthia T. Jamison | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director George MacKenzie | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Edna K. Morris | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Bristol-Myers Squibb Company | | BMY | | 110122108 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director L. Andreotti | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director L.B. Campbell | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J.M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director L.J. Freeh | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director L.H. Glimcher | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director M. Grobstein | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director L. Johansson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director A.J. Lacy | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director V.L. Sato | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director E. Sigal | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director T.D. West, Jr. | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director R.S. Williams | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Increase Disclosure of Executive Compensation | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | 03-May-11 | | Annual | | Management | | 1 | | Election Director John D. Baker II | | For | | For |
| | | | | | | | | | Management | | 2 | | Election Director John S. Chen | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Election Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | Management | | 4 | | Election Director Susan E. Engel | | For | | For |
| | | | | | | | | | Management | | 5 | | Election Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Election Director Donald M. James | | For | | For |
| | | | | | | | | | Management | | 7 | | Election Director Mackey J. McDonald | | For | | For |
| | | | | | | | | | Management | | 8 | | Election Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | Management | | 11 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director an G. Swenson | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | For |
Domtar Corporation | | UFS | | 257559203 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Louis P. Gignac | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Brian M. Levitt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Harold H. MacKay | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David G. Maffucci | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W. Henson Moore | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. Onustock | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert J. Steacy | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Pamela B. Strobel | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard Tan | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Denis Turcotte | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director John D. Williams | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Express Scripts, Inc. | | ESRX | | 302182100 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Gary G. Benanav | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Maura C. Breen | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Nicholas J. LaHowchic | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Mac Mahon | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Frank Mergenthaler | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Woodrow A. Myers Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director George Paz | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Samuel K. Skinner | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Seymour Sternberg | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Report on Political Contributions | | Against | | For |
Hess Corporation | | HES | | 42809H107 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director E.E. Holiday | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director J.H. Mullin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director F.B. Walker | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director R.N. Wilson | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Amend Executive Incentive Bonus Plan | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director Richard L. Carrion | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lowell C. Mcadam | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Sandra O. Moose | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Donald T. Nicolaisen | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Clarence Otis, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Hugh B. Price | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Ivan G. Seidenberg | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Snow | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Disclose Prior Government Service | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Performance-Based Equity Awards | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Restore or Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director John T. Cahill | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ian Cook | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Helene D. Gayle | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Ellen M. Hancock | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Joseph Jimenez | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Richard J. Kogan | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Delano E. Lewis | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. Pedro Reinhard | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Stephen I. Sadove | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Share Holder | | 13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Reynolds American Inc. | | RAI | | 761713106 | | 06-May-11 | | Annual | | Management | | 1.1 | | Elect Director Luc Jobin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Nana Mensah | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John J. Zillmer | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John P. Daly | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Daniel M. Delen | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Cease Production of Flavored Tobacco Products | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Adopt Human Rights Protocols for Company and Suppliers | | Against | | For |
Cummins Inc. | | CMI | | 231021106 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Theodore M. Solso | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director N. Thomas Linebarger | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William I. Miller | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Georgia R. Nelson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert K. Herdman | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert J. Bernhard | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Franklin R. Chang-Diaz | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen B. Dobbs | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Northeast Utilities | | NU | | 664397106 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard H. Booth | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director John S. Clarkeson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Cotton M. Cleveland | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sanford Cloud, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John G. Graham | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth T. Kennan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Kenneth R. Leibler | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert E. Patricelli | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Charles W. Shivery | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director John F. Swope | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Dennis R. Wraase | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Walter Investment Management Corp. | | WAC | | 93317W102 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director William Meurer | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael Tokarz | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Louis C. Camilleri | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Dudley Fishburn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jennifer Li | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | Against |
| | | | | | | | | | Management | | 8 | | Elect Director Lucio A. Noto | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Carlos Slim Helu | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen M. Wolf | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 14 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | Against |
Progress Energy, Inc. | | PGN | | 743263105 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director John D. Baker, II | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James E. Bostic, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Harris E. DeLoach, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James B. Hyler, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William D. Johnson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Robert W. Jones | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director W. Steven Jones | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Melquiades R. Martinez | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director E. Marie McKee | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John H. Mullin, III | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Charles W. Pryor, Jr. | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Carlos A. Saladrigas | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Theresa M. Stone | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Alfred C. Tollison, Jr. | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945A107 | | 11-May-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
Dominion Resources, Inc. | | D | | 25746U109 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director William P. Barr | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Peter W. Brown | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director George A. Davidson, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Helen E. Dragas | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas F. Farrell II | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director John W. Harris | | For | | Against |
| | | | | | | | | | Management | | 7 | | Elect Director Robert S. Jepson, Jr. | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Elect Director Mark J. Kington | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Margaret A. McKenna | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Frank S. Royal | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Robert H. Spilman, Jr. | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director David A. Wollard | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Report on Coal Use from Mountaintop Removal Mining | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Adopt Renewable Energy Production Goal | | Against | | Against |
| | | | | | | | | | Share Holder | | 18 | | Report on Financial Risks of Coal Reliance | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Submit SERP to Shareholder Vote | | Against | | For |
Edwards Lifesciences Corporation | | EW | | 28176E108 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director John T. Cardis | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David E.I. Pyott | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Gilead Sciences, Inc. | | GILD | | 375558103 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Cogan | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Etienne F. Davignon | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James M. Denny | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Carla A. Hills | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kevin E. Lofton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director John W. Madigan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John C. Martin | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gordon E. Moore | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard J. Whitley | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Gayle E. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Per Wold-Olsen | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 5 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Norfolk Southern Corporation | | NSC | | 655844108 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Erskine B. Bowles | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Waste Management, Inc. | | WM | | 94106L109 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Pastora San Juan Cafferty | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank M. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Patrick W. Gross | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director John C. Pope | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director W. Robert Reum | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven G. Rothmeier | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David P. Steiner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | |
Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Michael J. Fedida | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Albert F. Hummel | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Catherine M. Klema | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Anthony Selwyn Tabatznik | | For | | For |
| | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
Consolidated Edison, Inc. | | ED | | 209115104 | | 16-May-11 | | Annual | | Management | | 1 | | Elect Director K. Burke | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director V.A. Calarco | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director G. Campbell, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director G.J. Davis | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director M.j. Del Giudice | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director E.V. Futter | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director J.F. Hennessy III | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director S. Hernandez | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director J.F. Killian | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director E.R. McGrath | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director M.W. Ranger | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director L.F. Sutherland | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Increase Disclosure of Executive Compensation | | Against | | Against |
Quest Diagnostics Incorporated | | DGX | | 74834L100 | | 17-May-11 | | Annual | | Management | | 1 | | Elect Director William F. Buehler | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Daniel C. Stanzione | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
CenturyLink, Inc. | | CTL | | 156700106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Virginia Boulet | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter C. Brown | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Gephardt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gregory J. McCray | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Roberts | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Altria Group, Inc. | | MO | | 02209S103 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Elizabeth E. Bailey | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gerald L. Baliles | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John T. Casteen III | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Dinyar S. Devitre | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas F. Farrell II | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Thomas W. Jones | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director George Munoz | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Nabil Y. Sakkab | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Michael E. Szymanczyk | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 13 | | Cease Production of Flavored Tobacco Products | | Against | | Against |
PartnerRe Ltd. | | PRE | | G6852T105 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Judith Hanratty as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Costas Miranthis as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Remy Sautter as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Jurgen Zech as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche Ltd as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Simon Property Group, Inc. | | SPG | | 828806109 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Linda Walker Bynoe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
The Southern Company | | SO | | 842587107 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director J. P. Baranco | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director J. A. Boscia | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director H. A. Clark, III | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director T. A. Fanning | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H.W. Habermeyer, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director V.M Hagen | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director W. A. Hood, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director D. M. James | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director D. E. Klein | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director J. N. Purcell | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director W. G. Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director S. R. Specker | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director L.D. Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | | Against | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Laura J. Alber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Adrian D.P. Bellamy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick J. Connolly | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Adrian T. Dillon | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anthony A. Greener | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ted W. Hall | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. Lynch | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sharon L McCollam | | For | | For |
| | | | | | | | | | Management | | 2 | | Change State of Incorporation [from California to Delaware] | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Lincoln National Corporation | | LNC | | 534187109 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Dennis R. Glass | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gary C. Kelly | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael F. Mee | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Biogen Idec Inc. | | BIIB | | 09062X103 | | 02-Jun-11 | | Annual | | Management | | 1 | | Elect Director Caroline D. Dorsa | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Stelios Papadopoulos | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director George A. Scangos | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lynn Schenk | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Alexander J. Denner | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Richard C. Mulligan | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert W. Pangia | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Brian S. Posner | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Eric K. Rowinsky | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Stephen A. Sherwin | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director William D. Young | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 16 | | Declassify the Board of Directors | | For | | For |
Google Inc. | | GOOG | | 38259P508 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Larry Page | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Sergey Brin | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric E. Schmidt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director L. John Doerr | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ann Mather | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Paul S. Otellini | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director K. Ram Shriram | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Reduce Supermajority Vote Requirement | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Report on Code of Conduct Compliance | | Against | | Against |
New York Community Bancorp, Inc. | | NYB | | 649445103 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Dominick Ciampa | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W.c. Frederick | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Max L. Kupferberg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Spiros J. Voutsinas | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Robert Wann | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
The Home Depot, Inc. | | HD | | 437076102 | | 02-Jun-11 | | Annual | | Management | | 1 | | Elect Director F. Duane Ackerman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Francis S. Blake | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ari Bousbib | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Gregory D. Brenneman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J. Frank Brown | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Albert P. Carey | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Armando Codina | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Bonnie G. Hill | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Karen L. Katen | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Ronald L. Sargent | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 14 | | Provide Right to Act by Written Consent | | For | | For |
| | | | | | | | | | Share Holder | | 15 | | Restore or Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 16 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 17 | | Prepare Employment Diversity Report | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 03-Jun-11 | | Annual | | Management | | 1 | | Elect Director Aida M. Alvarez | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James W. Breyer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director M. Michele Burns | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Roger C. Corbett | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Douglas N. Daft | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Michael T. Duke | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Gregory B. Penner | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Steven S Reinemund | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director H. Lee Scott, Jr. | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Arne M. Sorenson | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Jim C. Walton | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director S. Robson Walton | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Christopher J. Williams | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Linda S. Wolf | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 19 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Require Suppliers to Produce Sustainability Reports | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risks | | Against | | Against |
Caterpillar Inc. | | CAT | | 149123101 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director David L. Calhoun | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Daniel M. Dickinson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eugene V. Fife | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Juan Gallardo | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Goode | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jesse J. Greene, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Peter A. Magowan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Dennis A. Muilenburg | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Douglas R. Oberhelman | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director William A. Osborn | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Charles D. Powell | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward B. Rust, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Susan C. Schwab | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Joshua I. Smith | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Miles D. White | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 8 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | Share Holder | | 11 | | Review and Assess Human Rights Policies | | Against | | For |
| | | | | | | | | | Share Holder | | 12 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | Against |
Chesapeake Energy Corporation | | CHK | | 165167107 | | 10-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Aubrey K. McClendon | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Don Nickles | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kathleen M. Eisbrenner | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Louis A. Simpson | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | For |
Celgene Corporation | | CELG | | 151020104 | | 15-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Hugin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael D. Casey | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Carrie S. Cox | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Rodman L. Drake | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael A. Friedman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Gilla Kaplan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James J. Loughlin | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Ernest Mario | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 15-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Richard C. Adkerson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Robert A. Day | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gerald J. Ford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Bobby Lee Lackey | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jon C. Madonna | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Dustan E. McCoy | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director James R. Moffett | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director B.M. Rankin, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Stephen H. Siegele | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
IAC/InterActiveCorp | | IACI | | 44919P508 | | 16-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Gregory R. Blatt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Edgar Bronfman, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Barry Diller | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Michael D. Eisner | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Victor A. Kaufman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Donald R. Keough | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Bryan Lourd | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Arthur C. Martinez | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director David Rosenblatt | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Alan G. Spoon | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Alexander von Furstenberg | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Richard F. Zannino | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Annaly Capital Management Inc. | | NLY | | 035710409 | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Michael A. J. Farrell | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jonathan D. Green | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Director John A. Lambiase | | For | | For |
| | | | | | | | | | Management | | 4 | | Increase Authorized Capital Stock | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Symphony Small-Mid Cap Core Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 08-Jul-10 | | Annual | | Management | | 1a | | Elect Ta-lin Hsu as Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect John G. Kassakian as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Simple Majority Vote for Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Harbin Electric, Inc. | | HRBN | | 41145W109 | | 26-Jul-10 | | Annual | | Management | | 1.1 | | Elect Director Tianfu Yang | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Lanxiang Gao | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ching Chuen Chan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Boyd Plowman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David Gatton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Yunyue Ye | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Legg Mason, Inc. | | LM | | 524901105 | | 27-Jul-10 | | Annual | | Management | | 1.1 | | Elect Director John T. Cahill | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dennis R. Beresford | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Nelson Peltz | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Allen Reed | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Nicholas J. St. George | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | | Against | | For |
| | | | | | | | | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | Against |
Plantronics, Inc. | | PLT | | 727493108 | | 27-Jul-10 | | Annual | | Management | | 1.1 | | Elect Director Marv Tseu | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ken Kannappan | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Brian Dexheimer | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gregg Hammann | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John Hart | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Marshall Mohr | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Roger Wery | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
STERIS Corporation | | STE | | 859152100 | | 29-Jul-10 | | Annual | | Management | | 1.1 | | Elect Director Richard C. Breeden | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Cynthia L. Feldmann | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jacqueline B. Kosecoff | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David B. Lewis | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kevin M. McMullen | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Walter M Rosebrough, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Mohsen M. Sohi | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director John P. Wareham | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Loyal W. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Michael B. Wood | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Xilinx, Inc. | | XLNX | | 983919101 | | 11-Aug-10 | | Annual | | Management | | 1 | | Elect Director Philip T. Gianos | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Moshe N. Gavrielov | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John L. Doyle | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jerald G. Fishman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William G. Howard, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director J. Michael Patterson | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Albert A. Pimentel | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Marshall C. Turner | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Elizabeth W. Vanderslice | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
CommVault Systems, Inc. | | CVLT | | 204166102 | | 25-Aug-10 | | Annual | | Management | | 1.1 | | Elect Director Armando Geday | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director F. Robert Kurimsky | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David F. Walker | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
NetApp, Inc. | | NTAP | | 64110D104 | | 31-Aug-10 | | Annual | | Management | | 1.1 | | Elect Director Jeffry R. Allen | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan L. Earhart | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas Georgens | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gerald Held | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director T. Michael Nevens | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director George T. Shaheen | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Robert T. Wall | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Daniel J. Warmenhoven | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
MasterCard Incorporated | | MA | | 57636Q104 | | 21-Sep-10 | | Annual | | Management | | 1 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Board Qualifications | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Stock Ownership Limitations | | For | | For |
| | | | | | | | | | Management | | 5 | | Adjourn Meeting | | For | | For |
| | | | | | | | | | Management | | 6.1 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | Management | | 6.2 | | Elect Director Jose Octavio Reyes Lagunes | | For | | For |
| | | | | | | | | | Management | | 6.3 | | Elect Director Edward Suning Tian | | For | | For |
| | | | | | | | | | Management | | 6.4 | | Elect Director Silvio Barzi | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Global Payments, Inc. | | GPN | | 37940X102 | | 30-Sep-10 | | Annual | | Management | | 1.1 | | Elect Director Edwin H. Burba, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Raymond L. Killian | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ruth Ann Marshall | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Applied Industrial Technologies, Inc. | | AIT | | 03820C105 | | 26-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director William G. Bares | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director L. Thomas Hiltz | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Edith Kelly-green | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Parker-Hannifin Corporation | | PH | | 701094104 | | 27-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director Robert G. Bohn | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Linda S. Harty | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William E. Kassling | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert J. Kohlhepp | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Klaus-Peter Müller | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Candy M. Obourn | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Joseph M. Scaminace | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wolfgang R. Schmitt | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Åke Svensson | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Markos I. Tambakeras | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director James L. Wainscott | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Donald E. Washkewicz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | Against |
Perrigo Company | | PRGO | | 714290103 | | 27-Oct-10 | | Annual | | Management | | 1.1 | | Elect Director Laurie Brlas | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael J. Jandernoa | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Joseph C. Papa | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
KLA-Tencor Corporation | | KLAC | | 482480100 | | 03-Nov-10 | | Annual | | Management | | 1.1 | | Elect Director Edward W. Barnholt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Emiko Higashi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Stephen P. Kaufman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard P. Wallace | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Towers Watson & Co. | | TW | | 891894107 | | 12-Nov-10 | | Annual | | Management | | 1 | | Elect Director John J. Gabarro | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Victor F. Ganzi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Haley | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Mark V. Mactas | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Mark Maselli | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Gail E. McKee | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Brendan R. O’Neill | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Linda D. Rabbitt | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Gilbert T. Ray | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Paul Thomas | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Wilhelm Zeller | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
Bally Technologies, Inc. | | BYI | | 05874B107 | | 07-Dec-10 | | Annual | | Management | | 1.1 | | Elect Director Jacques André | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Richard Haddrill | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Comtech Telecommunications Corp. | | CMTL | | 205826209 | | 09-Dec-10 | | Annual | | Management | | 1.1 | | Elect Director Fred Kornberg | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Edwin Kantor | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Micron Technology, Inc. | | MU | | 595112103 | | 16-Dec-10 | | Annual | | Management | | 1 | | Elect Director Steven R. Appleton | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Teruaki Aoki | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Director James W. Bagley | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert L. Bailey | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Mercedes Johnson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Lawrence N. Mondry | | For | | Against |
| | | | | | | | | | Management | | 7 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
Ralcorp Holdings, Inc. | | RAH | | 751028101 | | 18-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director Benjamin Ola. Akande | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jonathan E. Baum | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kevin J. Hunt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Wenzel | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
Rock-Tenn Company | | RKT | | 772739207 | | 28-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director J. Powell Brown | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert M. Chapman | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Russell M. Currey | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director G. Stephen Felker | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
Oshkosh Corporation | | OSK | | 688239201 | | 01-Feb-11 | | Annual | | Management | | 1 | | Elect Director Richard M. Donnelly | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael W. Grebe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John J. Hamre | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kathleen J. Hempel | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Leslie F. Kenne | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harvey N. Medvin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director J. Peter Mosling, Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Craig P. Omtvedt | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Richard G. Sim | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Charles L. Szews | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director William S. Wallace | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Apple Inc. | | AAPL | | 037833100 | | 23-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director William V. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Millard S. Drexler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Steven P. Jobs | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Arthur D. Levinson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Adopt Policy on Succession Planning | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Nordson Corporation | | NDSN | | 655663102 | | 01-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Joseph P. Keithley | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mary G. Puma | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William L. Robinson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Esterline Technologies Corporation | | ESL | | 297425100 | | 02-Mar-11 | | Annual | | Management | | 1 | | Elect Director Robert W. Cremin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Anthony P. Franceschini | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James J. Morris | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Delores M. Etter | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Hologic, Inc. | | HOLX | | 436440101 | | 02-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director John W. Cumming | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert A. Cascella | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Glenn P. Muir | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sally W. Crawford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David R. Lavance, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Nancy L. Leaming | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Lawrence M. Levy | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Elaine S. Ullian | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Wayne Wilson | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
National Fuel Gas Company | | NFG | | 636180101 | | 10-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Robert T. Brady | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Rolland E. Kidder | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Frederic V. Salerno | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
MAXIMUS, Inc. | | MMS | | 577933104 | | 18-Mar-11 | | Annual | | Management | | 1.1 | | Elect Director Russell A. Beliveau | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John J. Haley | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Marilyn R. Seymann | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
The Goodyear Tire & Rubber Company | | GT | | 382550101 | | 12-Apr-11 | | Annual | | Management | | 1 | | Elect Director James C. Boland | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James A. Firestone | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Werner Geissler | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Peter S. Hellman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Richard J. Kramer | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director W. Alan Mccollough | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Rodney O Neal | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Shirley D. Peterson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Stephanie A. Streeter | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director G. Craig Sullivan | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Michael R. Wessel | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 13-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Irving Bolotin | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven L. Gerard | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Theron I. Gilliam | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sherrill W. Hudson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director R. Kirk Landon | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Sidney Lapidus | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Stuart A. Miller | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Donna E. Shalala | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Jeffrey Sonnenfeld | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Amend Bylaw Provisions Dealing with Officers and Positions Held | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Bylaws | | For | | Against |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Crane Co. | | CR | | 224399105 | | 18-Apr-11 | | Annual | | Management | | 1 | | Elect Director E. Thayer Bigelow | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Philip R. Lochner, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ronald F. McKenna | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Solutia Inc. | | SOA | | 834376501 | | 18-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director William T. Monahan | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert A. Peiser | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jeffry N. Quinn | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214103 | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Raymond P. Davis | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peggy Y. Fowler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Allyn C. Ford | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Stephen M. Gambee | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Jose R. Hermocillo | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director William A. Lansing | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Luis F. Machuca | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Diane D. Miller | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Hilliard C. Terry, III | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Bryan L. Timm | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Frank R.J. Whittaker | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Commerce Bancshares, Inc. | | CBSH | | 200525103 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John R. Capps | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Thomas Grant, Ii | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James B. Hebenstreit | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Kemper | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 20-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jerry W. Kolb | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick A. Kriegshauser | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Joseph B. Leonard | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Bernard G. Rethore | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael T. Tokarz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director A.J. Wagner | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director David R. Beatty | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Keith Calder | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Graham Mascall | | For | | Withhold |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Celanese Corporation | | CE | | 150870103 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Martin G. McGuinn | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Daniel S. Sanders | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John K. Wulff | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Humana Inc. | | HUM | | 444859102 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Frank A. D’Amelio | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. Roy Dunbar | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Kurt J. Hilzinger | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director David A. Jones, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael B. McCallister | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William J. McDonald | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William E. Mitchell | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director David B. Nash | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James J. O’Brien | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Marissa T. Peterson | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
LaSalle Hotel Properties | | LHO | | 517942108 | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Michael D. Barnello | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Donald A. Washburn | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Digital Realty Trust, Inc. | | DLR | | 253868103 | | 25-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Richard A. Magnuson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael F. Foust | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Laurence A. Chapman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kathleen Earley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Ruann F. Ernst | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Dennis E. Singleton | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert H. Zerbst | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Associated Banc-Corp | | ASBC | | 045487105 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director John F. Bergstrom | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ruth M. Crowley | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Philip B. Flynn | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ronald R. Harder | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William R. Hutchinson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Robert A. Jeffe | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Eileen A. Kamerick | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Richard T. Lommen | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director J. Douglas Quick | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director John C. Seramur | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Karen T. Van Lith | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Louis Drapeau | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Albert J. Hillman | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Centene Corporation | | CNC | | 15135B101 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Michael F. Neidorff | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director Richard A. Gephardt | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John R. Roberts | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Other Business | | | | |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen W. Golsby | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven M. Altschuler | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Howard B. Bernick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kimberly A. Casiano | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anna C. Catalano | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Celeste A. Clark | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James M. Cornelius | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter G. Ratcliffe | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Elliott Sigal | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert S. Singer | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Tempur-Pedic International Inc. | | TPX | | 88023U101 | | 26-Apr-11 | | Annual | | Management | | 1 | | Elect Director Evelyn S. Dilsaver | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank Doyle | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director John A. Heil | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Peter K. Hoffman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Paul Judge | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Nancy F. Koehn | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Christopher A. Masto | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director P. Andrews Mclane | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Mark Sarvary | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Robert B. Trussell, Jr. | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Siri S. Marshall | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director W. Walker Lewis | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Turner | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Boise Inc. | | BZ | | 09746Y105 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Nathan D. Leight | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alexander Toeldte | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
COLUMBIA BANKING SYSTEM, INC. | | COLB | | 197236102 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Melanie J. Dressel | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John P. Folsom | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Frederick M. Goldberg | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Thomas M. Hulbert | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas L. Matson, Sr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Daniel C. Regis | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Donald H. Rodman | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William T. Weyerhaeuser | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James M. Will | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
Duke Realty Corporation | | DRE | | 264411505 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director Thomas J. Baltimore, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Barrington H. Branch | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Geoffrey A. Button | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Director William Cavanaugh III | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Ngaire E. Cuneo | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Charles R. Eitel | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Martin C. Jischke | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Dennis D. Oklak | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Jack R. Shaw | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lynn C. Thurber | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Robert J. Woodward, Jr | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
Textron Inc. | | TXT | | 883203101 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director James T. Conway | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Paul E. Gagne | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Dain M. Hancock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lloyd G. Trotter | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Provide Right to Call Special Meeting | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Astec Industries, Inc. | | ASTE | | 046224101 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director William D. Gehl | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip E. Casey | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William G. Dorey | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Edison International | | EIX | | 281020107 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Jagjeet S. Bindra | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Vanessa C.L. Chang | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director France A. Cordova | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Theodore F. Craver, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Charles B. Curtis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Bradford M. Freeman | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Luis G. Nogales | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ronald L. Olson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James M. Rosser | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Richard T. Schlosberg, III | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas C. Sutton | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Brett White | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Robert J. Hermann | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Janice I. Obuchowski | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Frank L. Salizzoni | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director David W. Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Polaris Industries Inc. | | PII | | 731068102 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Director Gary E. Hendrickson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Director John R. Menard | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Director R.M. Schreck | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Director William Grant Van Dyke | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | | | | | | | |
Tractor Supply Company | | TSCO | | 892356106 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director James F. Wright | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Johnston C. Adams | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William Bass | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Peter D. Bewley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Jack C. Bingleman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard W. Frost | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Cynthia T. Jamison | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director George MacKenzie | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Edna K. Morris | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
FLIR Systems, Inc. | | FLIR | | 302445101 | | 29-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director William W. Crouch | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Angus L. Macdonald | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Owens & Minor, Inc. | | OMI | | 690732102 | | 29-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director A. Marshall Acuff, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director J. Alfred Broaddus, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard E. Fogg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John W. Gerdelman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Lemuel E. Lewis | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director G. Gilmer Minor, III | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Eddie N. Moore, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter S. Redding | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James E. Rogers | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert C. Sledd | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Craig R. Smith | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Director Anne Marie Whittemore | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | 02-May-11 | | Annual | | Management | | 1a | | Elect Willis T. King, Jr. as Alterra Capital Director | | For | | For |
| | | | | | | | | | Management | | 1b | | Elect James H. MacNaughton as Alterra Capital Director | | For | | For |
| | | | | | | | | | Management | | 1c | | Elect Stephan F. Newhouse as Alterra Capital Director | | For | | For |
| | | | | | | | | | Management | | 1d | | Elect Andrew H. Rush as Alterra Capital Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | Against |
| | | | | | | | | | Management | | 3 | | Amend Bylaws of Alterra Capital Holdings Limited | | For | | For |
| | | | | | | | | | Management | | 4a | | Amend Bylaws of Alterra Bermuda Limited | | For | | For |
| | | | | | | | | | Management | | 4b | | Amend Bylaws of Alterra Agency Limited | | For | | For |
| | | | | | | | | | Management | | 4c | | Amend Bylaws of Alterra Holdings Limited | | For | | For |
| | | | | | | | | | Management | | 4d | | Amend Bylaws of New Point III Limited | | For | | For |
| | | | | | | | | | Management | | 4e | | Amend Bylaws of New Point Re III Limited | | For | | For |
| | | | | | | | | | Management | | 5a | | Elect W. Marston Becker as Alterra Bermuda Limited Director | | For | | For |
| | | | | | | | | | Management | | 5b | | Elect John R. Berger as Alterra Bermuda Limited Director | | For | | For |
| | | | | | | | | | Management | | 5c | | Elect D. Andrew Cook as Alterra Bermuda Limited Director | | For | | For |
| | | | | | | | | | Management | | 5d | | Elect Peter A. Minton as Alterra Bermuda Limited Director | | For | | For |
| | | | | | | | | | Management | | 5e | | Elect Joseph W. Roberts as Alterra Bermuda Limited Director | | For | | For |
| | | | | | | | | | Management | | 5f | | Elect Peter A. Minton as Alterra Agency Limited Director | | For | | For |
| | | | | | | | | | Management | | 5g | | Elect Joseph W. Roberts as Alterra Agency Limited Director | | For | | For |
| | | | | | | | | | Management | | 5h | | Elect Peter A. Minton as New Point III Limited Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5i | | Elect Joseph W. Roberts as New Point III Limited Director | | For | | For |
| | | | | | | | | | Management | | 5j | | Elect Peter A. Minton as New Point Re III Limited Director | | For | | For |
| | | | | | | | | | Management | | 5k | | Elect Joseph W. Roberts as New Point Re III Limited Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
PS Business Parks, Inc. | | PSB | | 69360J107 | | 02-May-11 | | Annual | | Management | | 1.1 | | Elect Director Ronald L. Havner | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Joseph D. Russell | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director R. Wesley Burns | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Jennifer Holden Dunbar | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Arthur M. Friedman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director James H. Kropp | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Sara Grootwassink Lewis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Michael V. McGee | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Exelon Corporation | | EXC | | 30161N101 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Walter D Alessio | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Nicholas Debenedictis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Paul L. Joskow | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John M. Palms | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William C. Richardson | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Home Properties, Inc. | | HME | | 437306103 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen R. Blank | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan L. Gosule | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Leonard F. Helbig, III | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Charles J. Koch | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Thomas P. Lydon, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Edward J. Pettinella | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Clifford W. Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Amy L. Tait | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Gregory H. Boyce | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Coley | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William E. James | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert B. Karn III | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director M. Frances Keeth | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Henry E. Lentz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Robert A. Malone | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John F. Turner | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Sandra A. Van Trease | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Alan H. Washkowitz | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | Against |
Power-One, Inc. | | PWER | | 73930R102 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Kendall R. Bishop | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jon Gacek | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kambiz Hooshmand | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Mark Milliar-Smith | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Richard M. Swanson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard J. Thompson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Jay Walters | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Rackspace Hosting, Inc. | | RAX | | 750086100 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Graham Weston | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Palmer Moe | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Whiting Petroleum Corporation | | WLL | | 966387102 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director D. Sherwin Artus | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip E. Doty | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Hess Corporation | | HES | | 42809H107 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director E.E. Holiday | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director J.H. Mullin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director F.B. Walker | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director R.N. Wilson | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Amend Executive Incentive Bonus Plan | | For | | For |
Kaydon Corporation | | KDN | | 486587108 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mark A. Alexander | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David A. Brandon | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick P. Coyne | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director William K. Gerber | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Timothy J. O’Donovan | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director James O’Leary | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Tesoro Corporation | | TSO | | 881609101 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J.w. Nokes | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Report on Accident Risk Reduction Efforts | | Against | | For |
Affymetrix, Inc. | | AFFX | | 00826T108 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director Stephen P.A. Fodor, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Kevin M. King | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Nelson C. Chan | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Director John D. Diekman, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Gary S. Guthart, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Jami Dover Nachtsheim | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert H. Trice, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert P. Wayman | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Broadcom Corporation | | BRCM | | 111320107 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Nancy H. Handel | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Eddy W. Hartenstein | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Maria Klawe | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John E. Major | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Scott A. McGregor | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director William T. Morrow | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Henry Samueli | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director John A.C. Swainson | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Robert E. Switz | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Dover Corporation | | DOV | | 260003108 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director D.H. Benson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director R.W. Cremin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director J-P.M. Ergas | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director P.T. Francis | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director K.C. Graham | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director R.A. Livingston | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director R.K. Lochridge | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director B.G. Rethore | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director M.B. Stubbs | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director S.M. Todd | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director S.K. Wagner | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director M.A. Winston | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
HealthSouth Corporation | | HLS | | 421924309 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Edward A. Blechschmidt | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John W. Chidsey | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Donald L. Correll | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Yvonne M. Curl | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Charles M. Elson | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jay Grinney | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Jon F. Hanson | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Leo I. Higdon, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John E. Maupin, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director L. Edward Shaw, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
Kansas City Southern | | KSU | | 485170302 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Henry R. Davis | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Druten | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Rodney E. Slater | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Sotheby’s | | BID | | 835898107 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director John M. Angelo | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael Blakenham | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director The Duke Of Devonshire | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Director Daniel Meyer | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James Murdoch | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Allen Questrom | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William F. Ruprecht | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Marsha Simms | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Michael I. Sovern | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Donald M. Stewart | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Robert S. Taubman | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Diana L. Taylor | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Dennis M. Weibling | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Tower Group, Inc. | | TWGP | | 891777104 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Director Michael H. Lee | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William W. Fox, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William A. Robbie | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Steven W. Schuster | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Artio Global Investors Inc. | | ART | | 04315B107 | | 06-May-11 | | Annual | | Management | | 1.1 | | Elect Director Elizabeth Buse | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Francis Ledwidge | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Cooper Tire & Rubber Company | | CTB | | 216831107 | | 06-May-11 | | Annual | | Management | | 1.1 | | Elect Director Steven M. Chapman | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Richard L. Wambold | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
FMC Technologies, Inc. | | FTI | | 30249U101 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director C. Maury Devine | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John T. Gremp | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Thomas M. Hamilton | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Richard A. Pattarozzi | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 8 | | Increase Authorized Common Stock | | For | | For |
Marriott International, Inc. | | MAR | | 571903202 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director J.W. Marriott, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John W. Marriott, III | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mary K. Bush | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lawrence W. Kellner | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Debra L. Lee | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director George Munoz | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Harry J. Pearce | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Steven S Reinemund | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Lawrence M. Small | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Arne M. Sorenson | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Rosetta Resources Inc. | | ROSE | | 777779307 | | 06-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard W. Beckler | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Matthew D. Fitzgerald | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Philip L. Frederickson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director D. Henry Houston | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Randy L. Limbacher | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Josiah O. Low, III | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Donald D. Patteson, Jr. | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Clean Harbors, Inc. | | CLH | | 184496107 | | 09-May-11 | | Annual | | Management | | 1.1 | | Elect Director Eugene Banucci | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Edward G. Galante | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John F. Kaslow | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas J. Shields | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock and Reduce Authorized Preferred Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Lincare Holdings Inc. | | LNCR | | 532791100 | | 09-May-11 | | Annual | | Management | | 1.1 | | Elect Director J.P. Byrnes | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director S.H. Altman | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C.B. Black | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director A.P. Bryant | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director F.D. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W.F. Miller, III | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director E.M. Zane | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Cummins Inc. | | CMI | | 231021106 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Theodore M. Solso | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director N. Thomas Linebarger | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William I. Miller | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Georgia R. Nelson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Carl Ware | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert K. Herdman | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert J. Bernhard | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Franklin R. Chang-Diaz | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen B. Dobbs | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
Delphi Financial Group, Inc. | | DFG | | 247131105 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Philip R. O’Connor | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert Rosenkranz | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Donald A. Sherman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kevin R. Brine | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Edward A. Fox | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Steven A. Hirsh | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Harold F. Ilg | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director James M. Litvack | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James N. Meehan | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Robert F. Wright | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Newell Rubbermaid Inc. | | NWL | | 651229106 | | 10-May-11 | | Annual | | Management | | 1 | �� | Elect Director Kevin C. Conroy | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael T. Cowhig | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mark D. Ketchum | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond G. Viault | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
Noranda Aluminum Holding Corporation | | NOR | | 65542W107 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director William H. Brooks | | For | | Withhold |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director M. Ali Rashid | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Matthew R. Michelini | | For | | Withhold |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas R. Miklich | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
The Timken Company | | TKR | | 887389104 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director John M. Ballbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip R. Cox | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ward J. Timken, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
UIL Holdings Corporation | | UIL | | 902748102 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Thelma R. Albright | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Arnold L. Chase | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Betsy Henley-Cohn | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Suedeen G. Kelly | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John L. Lahey | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Daniel J. Miglio | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director William F. Murdy | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Donald R. Shassian | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James P. Torgerson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| �� | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Increase Authorized Common Stock | | For | | For |
ANSYS, Inc. | | ANSS | | 03662Q105 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director James E. Cashman III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William R. McDermott | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ajei S. Gopal | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Advent Software, Inc. | | ADVS | | 007974108 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director John H. Scully | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Stephanie G. DiMarco | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James D. Kirsner | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James P. Roemer | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wendell G. Van Auken | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Christine S. Manfredi | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
CF Industries Holdings, Inc. | | CF | | 125269100 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen R. Wilson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Wallace W. Creek | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William Davisson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert G. Kuhbach | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
Equity LifeStyle Properties, Inc. | | ELS | | 29472R108 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Philip C. Calian | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David J. Contis | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas E. Dobrowski | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas P. Heneghan | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Sheli Z. Rosenberg | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Howard Walker | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Gary L. Waterman | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.8 | | Elect Director Samuel Zell | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Geron Corporation | | GERN | | 374163103 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Alexander E. Barkas, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Karin Eastham | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Other Business | | For | | Against |
ON Semiconductor Corporation | | ONNN | | 682189105 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Keith D. Jackson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Phillip D. Hester | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Portland General Electric Company | | POR | | 736508847 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director John W. Ballantine | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Rodney L. Brown, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David A. Dietzler | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kirby A. Dyess | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Peggy Y. Fowler | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Mark B. Ganz | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Corbin A. McNeill, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Neil J. Nelson | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director M. Lee Pelton | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director James J. Piro | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Robert T.F. Reid | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
United Rentals, Inc. | | URI | | 911363109 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Jenne K. Britell | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jose B. Alvarez | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Howard L. Clark, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Bobby J. Griffin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael J. Kneeland | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Singleton B. McAllister | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Brian D. McAuley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director John S. McKinney | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Jason D. Papastavrou | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Filippo Passerini | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Keith Wimbush | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
BioMarin Pharmaceutical Inc. | | BMRN | | 09061G101 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Jean-Jacques Bienaime | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael Grey | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Elaine J. Heron | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Pierre Lapalme | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director V. Bryan Lawlis | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. Meier | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Alan J. Lewis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director William D. Young | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Kenneth M. Bate | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
GENCO SHIPPING & TRADING LTD | | G6S | | Y2685T107 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Peter C. Georgiopoulos | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Stephen A. Kaplan | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Parkway Properties, Inc. | | PKY | | 70159Q104 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Charles T. Cannada | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Edward M. Casal | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Laurie L. Dotter | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Daniel P. Friedman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Lipsey | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Brenda J. Mixson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Steven G. Rogers | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Leland R. Speed | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Troy A. Stovall | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
PetroQuest Energy, Inc. | | PQ | | 716748108 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Charles T. Goodson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William W. Rucks, IV | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director E. Wayne Nordberg | | For | | Withhold |
| | | | | | | | | | Management | | 1.4 | | Elect Director Michael L. Finch | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director W.J. Gordon, III | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Charles F. Mitchell, II | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Cypress Semiconductor Corporation | | CY | | 232806109 | | 13-May-11 | | Annual | | Management | | 1.1 | | Elect Director T.J. Rodgers | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director W. Steve Albrecht | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eric A. Benhamou | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Lloyd Carney | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James R. Long | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Daniel McCranie | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director J. Donald Sherman | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Wilbert Van Den Hoek | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Sempra Energy | | SRE | | 816851109 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Alan L. Boeckmann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James G. Brocksmith Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Donald E. Felsinger | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Wilford D. Godbold Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William D. Jones | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William G. Ouchi | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Carlos Ruiz | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William C. Rusnack | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director William P. Rutledge | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Lynn Schenk | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Neal E. Schmale | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Luis M. Téllez | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Submit SERP to Shareholder Vote | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against |
Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | 13-May-11 | | Annual | | Management | | 1 | | Elect Director Michael J. Fedida | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Elect Director Albert F. Hummel | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Catherine M. Klema | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Anthony Selwyn Tabatznik | | For | | For |
| | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
Acacia Research Corporation | | ACTG | | 003881307 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Edward W. Frykman | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William S. Anderson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
CSG Systems International, Inc. | | CSGS | | 126349109 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Ronald H. Cooper | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John L. M. Hugh | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Bernard W. Reznicek | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Donald V. Smith | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Cliffs Natural Resources Inc. | | CLF | | 18683K101 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Susan M. Cunningham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Barry J. Eldridge | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Andres R. Gluski | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Susan M. Green | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Janice K. Henry | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director James F. Kirsch | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Francis R. McAllister | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Roger Phillips | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Richard K. Riederer | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Richard A. Ross | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Alan Schwartz | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Essex Property Trust, Inc. | | ESS | | 297178105 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director David W. Brady | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Byron A. Scordelis | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Janice L. Sears | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Claude J. Zinngrabe, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Oil States International, Inc. | | OIS | | 678026105 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Christopher T. Seaver | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Douglas E. Swanson | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Cindy B. Taylor | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
W. R. Berkley Corporation | | WRB | | 084423102 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director Rodney A. Hawes, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jack H. Nusbaum | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Mark L. Shapiro | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Warner Chilcott Public Limited Company | | WCRX | | G94368100 | | 17-May-11 | | Annual | | Management | | 1 | | Elect Director Todd M. Abbrecht | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Liam M. Fitzgerald | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
CenturyLink, Inc. | | CTL | | 156700106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Virginia Boulet | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter C. Brown | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard A. Gephardt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gregory J. McCray | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Michael J. Roberts | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Cloud Peak Energy Inc. | | CLD | | 18911Q102 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director William Fox, III | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James Voorhees | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Corn Products International, Inc. | | CPO | | 219023108 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard J. Almeida | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gregory B. Kenny | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James M. Ringler | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Meritage Homes Corporation | | MTH | | 59001A102 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Robert G. Sarver | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter L. Ax | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Gerald W. Haddock | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Minerals Technologies Inc. | | MTX | | 603158106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Paula H. J. Cholmondeley | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Duane R. Dunham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Steven J. Golub | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Primerica Inc. | | PRI | | 74164M108 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director John A. Addison, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert F. McCullough | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director David A. Galloway | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dale Pond | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ronald W. Tysoe | | For | | For |
Silicon Image, Inc. | | SIMG | | 82705T102 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director William Raduchel | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Camillo Martino | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
TRW Automotive Holdings Corp. | | TRW | | 87264S106 | | 18-May-11 | | Annual | | Management | | 1.1 | | Elect Director Francois J. Castaing | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Gambrell | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Paul H. O’neill | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Align Technology, Inc. | | ALGN | | 016255101 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director David E. Collins | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Joseph Lacob | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C. Raymond Larkin, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director George J. Morrow | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director David C. Nagel | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Thomas M. Prescott | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Greg J. Santora | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Warren S. Thaler | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Joyce M. Roche | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Wayne R. Sanders | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jack L. Stahl | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Larry D. Young | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
KeyCorp | | KEY | | 493267108 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Edward P. Campbell | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Carol A. Cartwright | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Kristen L. Manos | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Beth E. Mooney | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Bill R. Sanford | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Barbara R. Snyder | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Edward W. Stack | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Thomas C. Stevens | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Manhattan Associates, Inc. | | MANH | | 562750109 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Brian J. Cassidy | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
OGE Energy Corp. | | OGE | | 670837103 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Kirk Humphreys | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Linda Petree Lambert | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Leroy C. Richie | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Rayonier Inc. | | RYN | | 754907103 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Paul G. Boynton | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mark E. Gaumond | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David W. Oskin | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
Steel Dynamics, Inc. | | STLD | | 858119100 | | 19-May-11 | | Annual | | Management | | 1.1 | | Elect Director Keith E. Busse | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mark D. Millett | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Richard. Teets, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John C. Bates | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Frank D. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul B. Edgerley | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Richard J. Freeland | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jurgen Kolb | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James C. Marcuccilli | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Joseph D. Ruffolo | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Gabriel L. Shaheen | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Incyte Corporation | | INCY | | 45337C102 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Richard U. De Schutter | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Barry M. Ariko | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Julian C. Baker | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Paul A. Brooke | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wendy L. Dixon | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul A. Friedman | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John F. Niblack | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Roy A. Whitfield | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Meyer Feldberg | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sara Levinson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Terry J. Lundgren | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Joseph Neubauer | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Joseph A. Pichler | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Joyce M. Roché | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Craig E. Weatherup | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Marna C. Whittington | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Stone Energy Corporation | | SGY | | 861642106 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director George R. Christmas | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director B. J. Duplantis | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Peter D. Kinnear | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John P. Laborde | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Richard A. Pattarozzi | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director Donald E. Powell | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Kay G. Priestly | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director David H. Welch | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
Westlake Chemical Corporation | | WLK | | 960413102 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Dorothy C. Jenkins | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Max L. Lukens | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Wright Express Corporation | | WXS | | 98233Q105 | | 20-May-11 | | Annual | | Management | | 1.1 | | Elect Director Rowland T. Moriarty | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ronald T. Maheu | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Michael E. Dubyak | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Dillard’s, Inc. | | DDS | | 254067101 | | 21-May-11 | | Annual | | Management | | 1 | | Elect Director R. Brad Martin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank R. Mori | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Director J.C. Watts, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nick White | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Liberty Media Corporation | | LINTA | | 53071M708 | | 23-May-11 | | Special | | Management | | 1 | | Approve Restructuring Plan of Liberty Capital Tracking Stock | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Restructuring Plan of Liberty Starz Tracking Stock | | For | | For |
First Financial Bancorp | | FFBC | | 320209109 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Director David S. Barker | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Claude E. Davis | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Susan L. Knust | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Maribeth S. Rahe | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Cynthia O. Booth | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Regulation to Provide for Annual Election of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Rovi Corporation | | ROVI | | 779376102 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Director Alfred J. Amoroso | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan L. Earhart | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Andrew K. Ludwick | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director James E. Meyer | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James P. O’Shaughnessy | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ruthann Quindlen | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Anworth Mortgage Asset Corporation | | ANH | | 037347101 | | 25-May-11 | | Annual | | Management | | 1 | | Elect Director Lloyd McAdams | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Lee A. Ault, III | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Charles H. Black | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Joe E. Davis | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Robert C. Davis | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Joseph E. McAdams | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Externalization Proposal | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
Community Bank System, Inc. | | CBU | | 203607106 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Brian R. Ace | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Paul M. Cantwell, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James W. Gibson, Jr. | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.4 | | Elect Director John Parente | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director John F. Whipple, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Alfred S. Whittet | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Brian R. Wright | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
DuPont Fabros Technology, Inc. | | DFT | | 26613Q106 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Michael A. Coke | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Lammot J. du Pont | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Thomas D. Eckert | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Hossein Fateh | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Frederic V. Malek | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director John T. Roberts, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John H. Toole | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Fossil, Inc. | | FOSL | | 349882100 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Elaine Agather | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jeffrey N. Boyer | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kosta N. Kartsotis | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Elysia Holt Ragusa | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Jal S. Shroff | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director James E. Skinner | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael Steinberg | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Donald J. Stone | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James M. Zimmerman | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Intrepid Potash, Inc. | | IPI | | 46121Y102 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Robert P. Jornayvaz III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hugh E. Harvey, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Nabi Biopharmaceuticals | | NABI | | 629519109 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Jason M. Aryeh | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David L. Castaldi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Geoffrey F. Cox, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Peter B. Davis | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Raafat E.F. Fahim, Ph.D. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. Harvey, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Timothy P. Lynch | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Neurocrine Biosciences, Inc. | | NBIX | | 64125C109 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Kevin C. Gorman | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gary A. Lyons | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director William H. Rastetter | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
SM Energy Co. | | SM | | 78454L100 | | 25-May-11 | | Annual | | Management | | 1 | | Elect Director Barbara M. Baumann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Anthony J. Best | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Larry W. Bickle | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Stephen R. Brand | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Elect Director William J. Gardiner | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Julio M. Quintana | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director John M. Seidl | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director William D. Sullivan | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director Laura J. Alber | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Adrian D.P. Bellamy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Patrick J. Connolly | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Adrian T. Dillon | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Anthony A. Greener | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ted W. Hall | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Michael R. Lynch | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sharon L McCollam | | For | | For |
| | | | | | | | | | Management | | 2 | | Change State of Incorporation [from California to Delaware] | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Continental Resources, Inc. | | CLR | | 212015101 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. R. Sanders, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert J. Grant | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Genesee & Wyoming Inc. | | GWR | | 371559105 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mortimer B. Fuller III | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John C. Hellmann | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Robert M. Melzer | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
GrafTech International Ltd. | | GTI | | 384313102 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Randy W. Carson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mary B. Cranston | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Harold E. Layman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ferrell P. McClean | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Nathan Milikowsky | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael C. Nahl | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Steven R. Shawley | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Craig S. Shular | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Hertz Global Holdings, Inc. | | HTZ | | 42805T105 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Michael J. Durham | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mark P. Frissora | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David H. Wasserman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Henry C. Wolf | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Invesco Ltd. | | IVZ | | G491BT108 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Rex D. Adams | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John Banham | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Denis Kessler | | For | | Against |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Dennis R. Glass | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gary C. Kelly | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael F. Mee | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Mid-America Apartment Communities, Inc. | | MAA | | 59522J103 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director H. Eric Bolton, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alan B. Graf, jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John S. Grinalds | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ralph Horn | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Philip W. Norwood | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W. Reid Sanders | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director William B. Sansom | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Simon R.C. Wadsworth | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Authorized Common Stock | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
VirnetX Holding Corporation | | VHC | | 92823T108 | | 26-May-11 | | Annual | | Management | | 1.1 | | Elect Director Kendall Larsen | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Scott C. Taylor | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Constellation Energy Group, Inc. | | CEG | | 210371100 | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Yves C. De Balmann | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James T. Brady | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James R. Curtiss | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Freeman A. Hrabowski, III | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Nancy Lampton | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Robert J. Lawless | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Mayo A. Shattuck III | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John L. Skolds | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Michael D. Sullivan | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Zions Bancorporation | | ZION | | 989701107 | | 27-May-11 | | Annual | | Management | | 1 | | Elect Director Jerry C. Atkin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Roger B. Porter | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen D. Quinn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director L.E. Simmons | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Shelley Thomas Williams | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven C. Wheelwright | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Share Holder | | 9 | | Claw-back of Payments under Restatements | | Against | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 31-May-11 | | Annual | | Management | | 1.1 | | Elect Director Samuel T. Byrne | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dwight D. Churchill | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Sean M. Healey | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Harold J. Meyerman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director William J. Nutt | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director Rita M. Rodriguez | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Patrick T. Ryan | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jide J. Zeitlin | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Deckers Outdoor Corporation | | DECK | | 243537107 | | 31-May-11 | | Annual | | Management | | 1.1 | | Elect Director Angel R. Martinez | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Rex A. Licklider | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John M. Gibbons | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John G. Perenchio | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Maureen Conners | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ruth M. Owades | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Karyn O. Barsa | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Michael F. Devine, III | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Masimo Corporation | | MASI | | 574795100 | | 01-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Steven J. Barker | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Sanford Fitch | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
Ramco-Gershenson Properties Trust | | RPT | | 751452202 | | 01-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Arthur H. Goldberg | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mark K. Rosenfeld | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
GeoEye, Inc. | | GEOY | | 37250W108 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director James A. Abrahamson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Joseph M. Ahearn | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Martin C. Faga | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Michael F. Horn, Sr. | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Lawrence A. Hough | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Matthew M. O’Connell | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Roberta E. Lenczowski | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director James M. Simon, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director William W. Sprague | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
InterDigital, Inc. | | IDCC | | 45867G101 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Gilbert F. Amelio | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Steven T. Clontz | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Edward B. Kamins | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Jean F. Rankin | | For | | For |
| | | | | | | | | | Management | | 2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 02-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert S. Taubman | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Lisa A. Payne | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director William U. Parfet | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
CAI International, Inc. | | CAP | | 12477X106 | | 03-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Marvin Dennis | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Gary Sawka | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Victor Garcia | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
MasterCard Incorporated | | MA | | 57636Q104 | | 07-Jun-11 | | Annual | | Management | | 1 | | Elect Director Marc Olivié | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Rima Qureshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Mark Schwartz | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jackson P. Tai | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Scientific Games Corporation | | SGMS | | 80874P109 | | 07-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director A. Lorne Weil | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David L. Kennedy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Michael R. Chambrello | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Peter A. Cohen | | For | | Withhold |
| | | | | | | | | | Management | | 1.5 | | Elect Director Gerald J. Ford | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director J. Robert Kerrey | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ronald O. Perelman | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Michael J. Regan | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Barry F. Schwartz | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Frances F. Townsend | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Eric M. Turner | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Stock Option Exchange Program | | For | | Against |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
GLOBAL GEOPHYSICAL SERVICES, INC. | | GGS | | 37946S107 | | 08-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Joseph P. McCoy | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Damir S. Skerl | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director George E. Matelich | | For | | Withhold |
| | | | | | | | | | Management | | 1.4 | | Elect Director Stanley de Jongh Osborne | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Karl F. Kurz | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
salesforce.com, inc. | | CRM | | 79466L302 | | 09-Jun-11 | | Annual | | Management | | 1 | | Elect Director Marc Benioff | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Craig Conway | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Alan Hassenfeld | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 7 | | Declassify the Board of Directors | | Against | | For |
MB Financial, Inc. | | MBFI | | 55264U108 | | 13-Jun-11 | | Annual | | Management | | 1 | | Elect Director Richard J. Holmstrom | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Karen J. May | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
Air Methods Corporation | | AIRM | | 009128307 | | 14-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Samuel H. Gray | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Morad Tahbaz | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Aaron D. Todd | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
MGM Resorts International | | MGM | | 552953101 | | 14-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert H. Baldwin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director William A. Bible | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Burton M. Cohen | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Willie D. Davis | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Alexis M. Herman | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Roland Hernandez | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.7 | | Elect Director Anthony Mandekic | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Rose McKinney-James | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James J. Murren | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Daniel J. Taylor | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Melvin B. Wolzinger | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Share Holder | | 7 | | Prepare Sustainability Report | | Against | | For |
Ameristar Casinos, Inc. | | ASCA | | 03070Q101 | | 15-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Larry A. Hodges | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Luther P. Cochrane | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Sauer-Danfoss Inc. | | SHS | | 804137107 | | 17-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Niels B. Christiansen | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jorgen M. Clausen | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kim Fausing | | For | | Withhold |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard J. Freeland | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Per Have | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director William E. Hoover, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Johannes F. Kirchhoff | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sven Ruder | | For | | Withhold |
| | | | | | | | | | Management | | 1.9 | | Elect Director Anders Stahlschmidt | | For | | Withhold |
| | | | | | | | | | Management | | 1.10 | | Elect Director Steven H. Wood | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
PDL BioPharma, Inc. | | PDLI | | 69329Y104 | | 22-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Frederick Frank | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Paul W. Sandman | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Annaly Capital Management Inc. | | NLY | | 035710409 | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Michael A. J. Farrell | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jonathan D. Green | | For | | Against |
| | | | | | | | | | Management | | 3 | | Elect Director John A. Lambiase | | For | | For |
| | | | | | | | | | Management | | 4 | | Increase Authorized Capital Stock | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Hornbeck Offshore Services, Inc. | | HOS | | 440543106 | | 23-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Todd M. Hornbeck | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Patricia B. Melcher | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 28-Jun-11 | | Annual | | Management | | 1 | | Elect Director Kuo Wei (Herbert) Chang | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Juergen Gromer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Arturo Krueger | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Approve Reduction of Share Premium Account | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 29-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Robert W. Alspaugh | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Douglas G. Bergeron | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Leslie G. Denend | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Alex W. Hart | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Robert B. Henske | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard A. McGinn | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Eitan Raff | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Charles R. Rinehart | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Jeffrey E. Stiefler | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Nuveen Tradewinds Emerging Markets Fund | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Omnia Holdings Ltd | | | | S58080102 | | 09-Jul-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Issue Shares for Cash | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
KLCC Property Holdings Bhd | | | | Y4804V104 | | 13-Jul-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended March 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Final Dividend of MYR 0.06 Per Share for the Financial Year Ended March 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Leong Ah Hin @ Leong Swee Kong as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Halipah binti Esa as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Amount of MYR 732,000 for the Financial Year Ended March 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Article 147 of the Articles of Association Re: E-Dividend Payment | | For | | For |
MTN Group Ltd | | | | S8039R108 | | 15-Jul-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2009 | | For | | For |
| | | | | | | | | | Management | | 2 | | Re-elect MC Ramaphosa as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect DDB Band as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect AF van Biljon as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect MLD Marole as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect NP Mageza as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect A Harper as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect NI Patel as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Non-Executive Directors Fees with Effect from 1 January 2010 | | For | | For |
| | | | | | | | | | Management | | 10 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 11 | | Appoint AF van Biljon, J van Rooyen, JHN Strydom, NP Mageza and MJN Njeke as Members of the Audit Committee | | For | | Against |
| | | | | | | | | | Management | | 12 | | Approve Performanace Share Plan 2010 and Share Appreciation Rights Scheme 2010 | | For | | Against |
| | | | | | | | | | Management | | 13 | | Approve the Restraint of Trade Agreement with PF Nhleko | | For | | Against |
| | | | | | | | | | Management | | 14 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | Against |
Dr. Reddy’s Laboratories | | | | 256135203 | | 23-Jul-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Dividend of INR 11.25 Per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Reappoint J.P. Moreau as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint K. Morparia as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 6 | | Appoint A.S. Ganguly as Director | | For | | For |
Energy Development (EDC) Corporation | | | | Y2292S104 | | 29-Jul-10 | | Annual | | Management | | 1 | | Approve Minutes of Previous Shareholder Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Management Report and Audited Financial Statements for the Year Ended Dec. 31, 2009 | | For | | For |
| | | | | | | | | | Management | | 3 | | Confirm and Ratify All Acts and Resolutions of Management and the Board of Directors from the Beginning of the Last Fiscal Year to Date as Reflected in the Books and Records of the Company | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Change in Company Name to Energy Development Corporation | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve the Appointment of SGV and Co. as the Company’s External Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Other Matters | | For | | Against |
| | | | | | | | | | Management | | 7.1 | | Elect Oscar M. Lopez as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7.2 | | Elect Peter D. Garrucho, Jr. as Director | | For | | For |
| | | | | | | | | | Management | | 7.3 | | Elect Elpidio L. Ibañez as Director | | For | | For |
| | | | | | | | | | Management | | 7.4 | | Elect Federico R. Lopez as Director | | For | | For |
| | | | | | | | | | Management | | 7.5 | | Elect Ernesto B. Pantangco as Director | | For | | For |
| | | | | | | | | | Management | | 7.6 | | Elect Francis Giles B. Puno as Director | | For | | For |
| | | | | | | | | | Management | | 7.7 | | Elect Jonathan C. Russell as Director | | For | | For |
| | | | | | | | | | Management | | 7.8 | | Elect Richard B. Tantoco as Director | | For | | For |
| | | | | | | | | | Management | | 7.9 | | Elect Francisco Ed. Lim as Director | | For | | For |
| | | | | | | | | | Management | | 7.10 | | Elect Edgar O. Chua as Director | | For | | For |
| | | | | | | | | | Management | | 7.11 | | Elect John A. Prasetio as Director | | For | | For |
Fertilizantes Heringer S.A. | | | | P40228101 | | 30-Jul-10 | | Special | | Management | | 1 | | Authorize Issuance of Non-Convertible Debentures | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorize Executives to Carry Out Debenture Issuance | | For | | For |
SABESP, Companhia Saneamento Basico Sao Paulo | | | | 20441A102 | | 09-Aug-10 | | Special | | Management | | 1 | | Amend Article 46 to Establish New Pension Plan for SABESP Employees | | For | | For |
MTN Group Ltd | | MTN | | S8039R108 | | 20-Aug-10 | | Special | | Management | | 1 | | Approve Various Transactions Relating to the MTN BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Shares | | For | | For |
| | | | | | | | | | Management | | 2 | | Sanction Financial Assistance in Connection with the MTN BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Issue Shares for Cash up to 43,761,745 MTN Shares | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Board to Issue Shares for Cash up to 31,716,333 MTN Shares | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Ordinary Resolutions 1, 2 and 3 and Special Resolutions 1 and 2 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve the ESOP and the Specific Issue of Shares Under the ESOP for Cash | | For | | Against |
| | | | | | | | | | Management | | 3 | | Sanction Financial Assistance in Connection with the ESOP | | For | | For |
Lihir Gold Ltd. | | LGL | | 532349107 | | 23-Aug-10 | | Special | | Management | | 1 | | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | | For | | For |
Polyus Gold OJSC* | | | | 678129107 | | 24-Aug-10 | | Special | | Management | | 1 | | Approve Interim Dividends of RUB 8.52 per Ordinary Share for First Half of Fiscal 2010 | | For | | For |
*Not voted due to shareblocking | | | | | | | | | | Management | | 1 | | Approve Interim Dividends of RUB 8.52 per Ordinary Share for First Half of Fiscal 2010 | | For | | For |
Huaneng Power International, Inc. | | 00902 | | 443304100 | | 10-Sep-10 | | Special | | Management | | 1a | | Approve Class of Shares and Nominal Value per Share in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1b | | Approve Method of Issuance in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1c | | Approve Target Subscribers in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1d | | Approve Method of Subscription in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1e | | Approve Number of Shares to be Issued in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1f | | Approve Price Determination Date in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1g | | Approve Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1h | | Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1i | | Approve Lock-up Period(s) in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1j | | Approve Listing of Shares in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1k | | Approve Use of Proceeds in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1l | | Approve Arrangeement Regarding the Accumulated Undstributed Earnings in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1m | | Approve Relationship between the New A Share Issue and the New H Share Issue in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1n | | Approve Validity of Resolutions in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Supplemental Agreements to the Subscription Agreements with Designated Investors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Resolution that the Company Meets with the Conditions for the New A Share Issue | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorize Board to Implement All Matters Relating to the Revised Proposal Regarding the New A Share Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1a | | Approve Class of Shares and Nominal Value per Share in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1b | | Approve Method of Issuance in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1c | | Approve Target Subscribers in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1d | | Approve Method of Subscription in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1e | | Approve Number of Shares to be Issued in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1f | | Approve Price Determination Date in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1g | | Approve Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1h | | Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1i | | Approve Lock-up Period(s) in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1j | | Approve Listing of Shares in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1k | | Approve Use of Proceeds in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1l | | Approve Arrangement Regarding the Accumulated Undistributed Earnings in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1m | | Approve Relationship between the New A Share Issue and the New H Share Issue in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 1n | | Approve Validity Period of Resolutions in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Supplemental Agreements to the Subscription Agreements with Designated Investors | | For | | For |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 10-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Nico Schoeman as Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Valence Watson as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.3 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Namane Magau as Director | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Re-elect Ralph Havenstein as Director | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Re-elect Nick Segal as Director | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Re-elect Sindi Mabaso-Koyana as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Non-executive Director Fees from 1 April 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint Grant Thornton as Auditors of the Company and Christel Pretorius as the Designated Auditor and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | Management | | 6 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 7.1 | | Approve Share Appreciation Right Plan | | For | | Against |
| | | | | | | | | | Management | | 7.2 | | Approve Forfeitable Share Plan | | For | | Against |
| | | | | | | | | | Management | | 7.3 | | Approve Deferred Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 8 | | Authorise Issuance of Ordinary Shares to Settle the Tau Lekoa Transaction | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | Against |
| | | | | | | | | | Management | | 10 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Eastern Company SAE* | | EAST | | M2932V106 | | 26-Sep-10 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Approve Annual Salary Increase for Employees According to Egyptian Regulations | | For | | Do Not Vote |
Omnia Holdings Ltd | | OMN | | S58080102 | | 30-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors and Authorise Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect WT Marais as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect TR Scott as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect JJ Dique as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect S Mncwango as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Non-executive Director Fees | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Oct-10 | | Special | | Management | | 1 | | Elect Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Consulting Service Contract Signed with Parana Consultora de Investimentos SA | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | S37840113 | | 19-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint PricewaterhouseCoopers Inc as Auditors of the Company and Jean-Pierre van Staden as the Designated Partner | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Re-elect Michael McMahon as Director | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Paul Dunne as Director | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Terence Goodlace as Director | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Mpueleng Pooe as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
Turkcell Iletisim Hizmetleri AS* | | TCELL | | M8903B102 | | 20-Oct-10 | | Special | | Management | | 1 | | Open Meeting and Elect Presiding Council | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Wishes | | | | |
| | | | | | | | | | Management | | 5 | | Close Meeting | | | | |
RusHydro JSC | | HYDR | | 466294105 | | 22-Oct-10 | | Special | | Management | | 1.1 | | Approve Related-Party Transaction Re: Pledge Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | Management | | 1.1 | | Approve Related-Party Transaction Re: Pledge Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Related-Party Transaction Re: Guarantee Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Related-Party Transaction Re: Guarantee Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Share Capital via Issuance of 1.9 Billion Shares | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Share Capital via Issuance of 1.9 Billion Shares | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Cresud S.A.C.I.F. y A. | | CRES | | 226406106 | | 29-Oct-10 | | Annual/Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Allocation of Income of ARS 185.41 Million for Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2010 in the Amount of ARS 6.44 Million; Approve Audit Committee’s Budget | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 8 | | Fix Number of and Elect Directors and Alternates | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Principal and Alternate Members of the Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Auditors for Fiscal Year 2011 and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Amendments to the Shared Services Agreement Report | | For | | Against |
| | | | | | | | | | Management | | 12 | | Approve Allocation of Treasury Shares | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Treatment of Provisions for Tax on Shareholders’ Personal Assets | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Spin-Off-Merger Agreement between the Company and Inversiones Ganaderas SA; Approve Prospectus | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Spin-Off-Merger Balance Sheets of Inversiones Ganaderas SA (IGSA), Agropecuaria Anta SA (ANTA) and Cresud SACIF as of June 30, 2010 and the Reports Prepared by Internal Statutory Auditors Committee and the Auditor | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Increase of Issuance of Debt Securities Up to USD 100 Million within the Global Bond Contract Program; Renew Board Authority Accordingly | | For | | For |
Gold Fields Ltd | | GFI | | 38059T106 | | 02-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Mamphela Ramphele as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Paul Schmidt as Director | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Donald Ncube as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Increase in Non-executive Director Fees | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Emaar Properties PJSC | | EMAAR | | M4025S107 | | 08-Nov-10 | | Special | | Management | | 1 | | Authorize USD 500 Million Issuance of Convertible Bonds with Preemptive Rights via Subsidiary Pyrus Limited; Approve Inter-Company Loan Agreement with Pyrus Limited | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorize Issuance of Shares upon Conversion of Convertible Bonds | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorize Board to Set Terms and Conditions for Issuance of Shares upon Conversion of Convertible Bonds | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Ranking of Shares to Be Issued upon Conversion of Convertible Bonds Pari Passu with Existing Shares in Terms of All Rights, incl. Right to Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Articles to Allow Non-UAE Nationals to Serve as Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Articles re: Board Meetings and Decisionmaking via Electronic Means | | For | | For |
| | | | | | | | | | Management | | 7 | | Amend Articles to Reflect Resolutions Approved at Meeting | | For | | For |
Banro Corporation | | BAA | | 066800103 | | 10-Nov-10 | | Annual | | Management | | 1 | | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F.W. Village as Directors | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Embraer, Empresa Brasileira de Aeronautica | | | | 29081M102 | | 19-Nov-10 | | Special | | Management | | 1 | | Change Company Name to Embraer SA | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Article 3 | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Article 34 | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Article 41 | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Article 44 | | For | | For |
China Hongxing Sports Ltd. | | BR9 | | G2154D112 | | 29-Nov-10 | | Special | | Management | | 1 | | Appoint Ernst & Young LLP, Certified Public Accountants, Singapore as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Cresud S.A.C.I.F. y A. | | CRES | | 226406106 | | 09-Dec-10 | | Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Distribution of Dividends in the Amount of ARS 69 Million Charged to Unrestricted Reserves | | For | | For |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | 17-Dec-10 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | Management | | 2 | | Adjust the Term of Office of the Members of the Board of Directors and Board of Commissioners | | For | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 11-Jan-11 | | Special | | Management | | 1 | | Increase Share Capital by BRL 5.085 Billion through Issuance of Ordinary and Preferred B Shares with Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 1 | | Increase Share Capital by BRL 5.085 Billion through Issuance of Ordinary and Preferred B Shares with Preemptive Rights | | For | | Against |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 17-Jan-11 | | Special | | Management | | 1 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Han Dae-Soo as Inside Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Han Dae-Soo as Member of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kim Jeong-Gook as Member of Audit Committee | | For | | For |
Petrobras Argentina S.A. | | PESA | | 71646J109 | | 25-Jan-11 | | Special | | Management | | 1 | | Elect Director | | For | | Against |
| | | | | | | | | | Management | | 2 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
EGIS Pharmaceuticals Plc. | | | | X1897P128 | | 26-Jan-11 | | Annual | | Management | | 1 | | Approve Board of Directors Report on Company’s Business Performance in 2009/2010 in Accordance with International Financial Reporting Standards (IFRS) | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Approve Supervisory Board Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Auditor’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Audit Commmittee’s Opinion on Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Board of Directors Report on Company’s Business Performance in 2009/2010 in Accordance with Hungarian Accounting Law (HAL) | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Board of Directors Proposal on Allocation of 2009/2010 Income and Dividends of HUF 120 per Share | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Supervisory Board Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Auditor’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Audit Commmittee’s Opinion on Report Prepared in Accordance with HAL | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Board of Directors Report on Company’s Consolidated Business Performance in 2009/2010 in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Supervisory Board Opinion on Consolidated Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Auditor’s Opinion on Consolidated Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Audit Committee’s Opinion on Consolidated Report Prepared in Accordance with IFRS | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Report on Corporate Governance | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Changes in Composition of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Auditor and Fix Auditor’s Remuneration | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve Remuneration of Company Officials | | For | | For |
| | | | | | | | | | Management | | 18 | | Amend Articles of Association | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Feb-11 | | Special | | Management | | 1 | | Approve Increase in Authorized Capital and Amend Articles Accordingly | | For | | Against |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | 22-Feb-11 | | Special | | Management | | 1 | | Amend Article 3 to Reflect New Corporate Purpose | | For | | Against |
| | | | | | | | | | Management | | 2 | | Amend Article 5 to Reflect Updated Share Capital | | For | | Against |
| | | | | | | | | | Management | | 3 | | Establish Terms and Conditions for the Absorption of Interagile Propaganda e Promocoes Ltda. | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Independent Firm to Appraise Proposed Absorptions of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Independent Firm’s Appraisals | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Absorption of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For |
CEMEX S.A.B. de C.V. | | | | 151290889 | | 24-Feb-11 | | Annual/Special | | Management | | 1 | | Amend Article 8 of Company Bylaws | | For | | Against |
| | | | | | | | | | Management | | 2 | | Authorize Issuance of Convertible Bonds without Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2010 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligations | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares | | For | | Against |
| | | | | | | | | | Management | | 4 | | Approve Extension of the Current Stock Option Plan for Directors, Officers and Employees until December 2013 | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Directors, and Chairmen and Members of the Audit, Corporate Practices and Finance Committees | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Members of the Audit, Corporate Practices and Finance Committees | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 25-Feb-11 | | Special | | Management | | 1 | | Elect Jose da Costa Carvalho Neto as Director | | For | | For |
| | | | | | | | | | Management | | 1 | | Elect Jose da Costa Carvalho Neto as Director | | For | | For |
Huaneng Power International, Inc. | | 00902 | | 443304100 | | 10-Mar-11 | | Special | | Management | | 1 | | Approve Connected Transaction with a Related Party and Related Annual Caps | | For | | For |
KT Corp | | 030200 | | 48268K101 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Dividend of KRW 2,410 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Lee Hyun-Rak as Outside Director | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Park Byung-Won as Outside Director | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Lee Hyun-Rak as Member of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Park Byung-Won as Member of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Terms of Severance Payments to Executives | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Three Inside Directors (Bundled) | | For | | For |
SK Telecom Co. | | 017670 | | 78440P108 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Two Inside Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Reelect Three Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Reelect Two Members of Audit Committee (Bundled) | | For | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 16-Mar-11 | | Special | | Management | | 1 | | Ratify Increase in Share Capital Approved at EGM on Jan. 11, 2011 | | For | | Against |
| | | | | | | | | | Management | | 2 | | Amend Article 6 to Reflect Changes in Capital | | For | | Against |
| | | | | | | | | | Management | | 1 | | Ratify Increase in Share Capital Approved at EGM on Jan. 11, 2011 | | For | | Against |
| | | | | | | | | | Management | | 2 | | Amend Article 6 to Reflect Changes in Capital | | For | | Against |
CEMEX S.A.B. de C.V. | | | | 151290889 | | 25-Mar-11 | | Special | | Management | | 1 | | Approve Issuance of Cemex CPO; Amend First Clause of Issuance Transaction and Increase Amount of Cemex CPO to be subscribed subsequently in Accordance with Resolutions Adopted on the EGM of February 24, 2011 | | For | | For |
| | | | | | | | | | Management | | 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Minutes of Meeting | | For | | For |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 25-Mar-11 | | Special | | Management | | 1 | | Approve the Disposal of Company Assets | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Unbundling by the Company of the Village Shares to its Shareholders | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Disposal of the Reacquisition Shares | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Emaar Properties PJSC | | EMAAR | | M4025S107 | | 28-Mar-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations and Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors and Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Directors and Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Allow Directors to Be Involved with Other Real Estate Companies | | For | | For |
Arab Bank plc | | ARBK | | M12702102 | | 30-Mar-11 | | Annual | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | Management | | 4 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Dividends | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Other Business | | For | | Against |
Petrobras Argentina S.A. | | PESA | | 71646J109 | | 06-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors and Their Alternates | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2010 and Appoint External Auditors for Fiscal Year 2011 | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Resolutions on the Trust Contract with BNP Paribas Argentina Investment Partners SA | | For | | For |
| | | | | | | | | | Management | | 10 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
Tim Participacoes S.A. | | TCSL4 | | P91536204 | | 11-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Capital Budget for Upcoming Fiscal Year | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Fiscal Council | | For | | For |
Tim Participacoes S.A. | | TCSL4 | | P91536204 | | 11-Apr-11 | | Special | | Management | | 1 | | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia SpA and Tim Celular SA | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorize Capitalization of Fiscal Benefit Obtained By TIM Celular in 2010, With Issuance of Shares from Amortization of Goodwill by Subsidiaries in Fiscal 2000 | | For | | For |
Cresud S.A.C.I.F. y A. | | CRES | | 226406106 | | 12-Apr-11 | | Special | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Distribution of Dividends Approved in the EGM of Dec. 9, 2010 | | For | | For |
Pampa Energia S.A. | | PAMP | | 697660207 | | 14-Apr-11 | | Annual | | Management | | 1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Individual and Consolidated Financial Statements, Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Accept Resignation of Guillermo Stok as Alternate Internal Statutory Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Directors and Internal Statutory Auditors Committee | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee For Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of External Auditors | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect One-Third of the Members of the Board of Directors; Elect Alternate Member | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Principal External Auditors and Alternate for the Period Beginning Jan. 1, 2011; Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
Fertilizantes Heringer S.A. | | FHER3 | | P40228101 | | 15-Apr-11 | | Special | | Management | | 1 | | Amend Articles 21 and 25 Re: Duties of Executive Committee | | For | | For |
Fertilizantes Heringer S.A. | | FHER3 | | P40228101 | | 15-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fiscal Council | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Fiscal Council | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Executive Officers and Non-Executive Directors | | For | | For |
Turkiye Sise ve Cam Fabrikalari AS* | | SISE | | M9013U105 | | 15-Apr-11 | | Annual | | Management | | 1 | | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Receive Statutory Reports | | | | |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Ratify Director Appointments Made During the Year | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Board and Auditors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Elect Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Appoint Internal Auditors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Approve Director Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Approve Internal Auditor Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 12 | | Receive Information on Charitable Donations | | | | |
| | | | | | | | | | Management | | 13 | | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | | For | | Do Not Vote |
Oriental Weavers Carpet Co* | | ORWE | | M7558V108 | | 17-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Charitable Donations Made in 2010 and to be Made in 2011 | | For | | Do Not Vote |
Turkcell Iletisim Hizmetleri AS* | | TCELL | | M8903B102 | | 21-Apr-11 | | Annual | | Management | | 1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Receive Board Report | | | | |
| | | | | | | | | | Management | | 4 | | Receive Internal Audit Report | | | | |
| | | | | | | | | | Management | | 5 | | Receive External Audit Report | | | | |
| | | | | | | | | | Management | | 6 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Discharge of Board | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Discharge of Auditors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Appoint Internal Statutory Auditors and Approve Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Receive Information on Charitable Donations | | | | |
| | | | | | | | | | Management | | 12 | | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | | | | |
| | | | | | | | | | Management | | 13 | | Wishes | | | | |
| | | | | | | | | | Management | | 14 | | Close Meeting | | | | |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 22-Apr-11 | | Special | | Management | | 1 | | Reelect Byun Joon-Yeon as Inside Director | | For | | For |
Telecom Egypt SAE* | | ETEL | | M87886103 | | 26-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Ratify Board Changes that Ocurred During 2010 (Bundled) | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Charitable Donations | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Approve Asset Transfer | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Approve Executive Reappointment of Mahmoud Kamel Tag El Din as EVP Human Resources and Legal Affairs. | | For | | Do Not Vote |
| | | | | | | | | | Management | | 12 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | |
Industrias Bachoco S.A.B. de C.V. | | BACHOCOB | | 456463108 | | 27-Apr-11 | | Annual/Special | | Management | | 1 | | Approval of: A) Report of the CEO; B) Board of Directors’ Report; C) Board Of Directors’ Report on Operations and Activities; D) Audited Financial Statements and Its Main Subsidiary; E)Annual Report of Audit Committee; F) Distribution of the Net Income | | For | | For |
| | | | | | | | | | Management | | 2 | | Receive Report on the Company’s Tax Obligations for 2010 in Accordance with Article 86 of Income Tax Law | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve for 2011 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors and Board Secretary | | For | | Against |
| | | | | | | | | | Management | | 6 | | Elect Chairman and Members of the Audit and Corporate Practices Committees | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee Chairman and Members | | For | | For |
| | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 1 | | Amend Article 2 of Company Bylaws | | For | | Against |
| | | | | | | | | | Management | | 2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
Slc Agricola S.A | | SLCE3 | | P8711D107 | | 27-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors | | For | | For |
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP | | SBSP3 | | 20441A102 | | 28-Apr-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Designate Newspapers to Publish Company Announcements | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors/Fiscal Council Members and Approve Their Remuneration | | For | | Against |
| | | | | | | | | | Management | | 1 | | Amend Articles | | For | | For |
Petroleo Brasileiro SA-Petrobras | | PETR4 | | 71654V101 | | 28-Apr-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Capital Budget for Upcoming Fiscal Year | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Board Chairman | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorize Capitalization of Reserves without Issuance of New Shares | | For | | For |
GP Investments Ltd | | GPIV11 | | G4035L107 | | 29-Apr-11 | | Special | | Management | | 1 | | Elect Chairman of the Meeting | | For | | For |
| | | | | | | | | | Management | | 2 | | Confirm Meeting Notice | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against |
| | | | | | | | | | Management | | 4 | | Transact Other Business | | For | | Against |
Gruma S.A.B. de C.V. | | GRUMAB | | P4948K121 | | 29-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 in Accordance with Article 28 Section IV of Stock Market Law | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Set Aggregate Nominal Amount of Share Repurchase Reserve and Present Report of Operations with Treasury Shares for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Provisional Directors, and Provisional Chairmen of the Audit and Corporate Practices Committees | | For | | Against |
| | | | | | | | | | Management | | 6 | | Elect Directors, Secretary, and Alternates; Verify Independence Classification of Directors; Approve Their Remuneration | | For | | Against |
| | | | | | | | | | Management | | 7 | | Elect Chairmen of Audit and Corporate Practices Committees | | For | | Against |
| | | | | | | | | | Management | | 8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Minutes of Meeting | | For | | For |
| | | | | | | | | | | | | | | | | | |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | 29-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Kazkommertsbank JSC | | | | 48666E509 | | 04-May-11 | | Annual | | Management | | 1 | | Approve Meeting Agenda | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Meeting Agenda | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Management Board Report on Company’s Operations in Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Management Board Report on Company’s Operations in Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Date of Dividend Payment on Preferred Shares | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Date of Dividend Payment on Preferred Shares | | For | | For |
| | | | | | | | | | Management | | 5.1 | | Approve Omission of Dividends on Ordinary Shares | | For | | For |
| | | | | | | | | | Management | | 5.1 | | Approve Omission of Dividends on Ordinary Shares | | For | | For |
| | | | | | | | | | Management | | 5.2 | | Authorize KZT 10.4 Million Increase in Reserves; Approve Aggregate Size of Reserves | | For | | For |
| | | | | | | | | | Management | | 5.2 | | Authorize KZT 10.4 Million Increase in Reserves; Approve Aggregate Size of Reserves | | For | | For |
| | | | | | | | | | Management | | 5.3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 5.3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Deloitte as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Deloitte as Auditor | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Information on Remuneration of Directors and Executives | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Information on Remuneration of Directors and Executives | | For | | For |
| | | | | | | | | | Management | | 9 | | Review Shareholder Appeals Regarding Company’s 2010 Operations | | For | | For |
| | | | | | | | | | Management | | 9 | | Review Shareholder Appeals Regarding Company’s 2010 Operations | | For | | For |
Eastern Company SAE* | | EAST | | M2932V106 | | 05-May-11 | | Annual | | Management | | 1 | | Approve Provisionary Budget for Fiscal 2011-2012 | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | | | | | | | |
Luks Group Vietnam Holdings Co., Ltd. | | 00366 | | G5700D106 | | 06-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend for the Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 3a | | Reelect Luk Yan as Executive Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect Fan Chiu Tat Martin as Executive Director | | For | | For |
| | | | | | | | | | Management | | 3c | | Reelect Liang Fang as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | Management | | 3d | | Reelect Liu Li Yuan as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | Management | | 3e | | Reelect Tam Kan Wing as Independent Non-Executive Director | | For | | Against |
| | | | | | | | | | Management | | 3f | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint Enst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
Ivanhoe Mines Ltd. | | IVN | | 46579N103 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Robert M. Friedland as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Peter Meredith as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect David Huberman as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect R. Edward Flood as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Howard Balloch as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Markus Faber as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect David Korbin as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Livia Mahler as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Tracy Stevenson as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.10 | | Elect Michael Gordon as Director | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Dan Westbrook as Director | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Robert Holland III as Director | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Andrew Harding as Director | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Kay Priestly as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
NII Holdings, Inc. | | NIHD | | 62913F201 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Charles M. Herington | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Rosendo G. Parra | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John W. Risner | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For |
OGK-3* | | OGKC | | X9078Y107 | | 11-May-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Aleksandr Abramkov as Director | | None | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Vyacheslav Artamonov as Director | | None | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Anton Badenkov as Director | | None | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Gennady Bauman as Director | | None | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Elena Bezdenezhnykh as Director | | None | | For |
| | | | | | | | | | Management | | 4.6 | | Elect Aleksandr Boris as Director | | None | | For |
| | | | | | | | | | Management | | 4.7 | | Elect Andrey Gayduk as Director | | None | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Andrey Golovlev as Director | | None | | For |
| | | | | | | | | | Management | | 4.9 | | Elect Andrey Drachuk as Director | | None | | For |
| | | | | | | | | | Management | | 4.10 | | Elect Anna Karabach as Director | | None | | For |
| | | | | | | | | | Management | | 4.11 | | Elect Boris Kovalchuk as Director | | None | | For |
| | | | | | | | | | Management | | 4.12 | | Elect Vladimir Kolmogorov as Director | | None | | For |
| | | | | | | | | | Management | | 4.13 | | Elect Aleksey Lukyanov as Director | | None | | For |
| | | | | | | | | | Management | | 4.14 | | Elect Aleksey Malov as Director | | None | | For |
| | | | | | | | | | Management | | 4.15 | | Elect Roman Mashkarin as Director | | None | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4.16 | | Elect Ilnar Mirsiyapov as Director | | None | | For |
| | | | | | | | | | Management | | 4.17 | | Elect Pavel Okley as Director | | None | | For |
| | | | | | | | | | Management | | 4.18 | | Elect Mariya Ochirova as Director | | None | | For |
| | | | | | | | | | Management | | 4.19 | | Elect Sergey Fedorov as Director | | None | | For |
| | | | | | | | | | Management | | 4.20 | | Elect Sergey Shabanov as Director | | None | | For |
| | | | | | | | | | Management | | 4.21 | | Elect Yury Sharov as Director | | None | | For |
| | | | | | | | | | Management | | 5.1 | | Elect Nataliya Ananyeva as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 5.2 | | Elect Tatyana Borisova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5.3 | | Elect Elena Ivanova as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 5.4 | | Elect Irina Kozelkova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5.5 | | Elect Vasily Kulikov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 5.6 | | Elect Sofiya Mansurova as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 5.7 | | Elect Maksim Mikhalenko as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5.8 | | Elect Elena Ryzhkova as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 5.9 | | Elect Elena Shestakova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5.10 | | Elect Yury Shutov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify OOO Ernst and Young as Auditor | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | Against |
| | | | | | | | | | Management | | 9 | | Approve Related-Party Transactions Re: Electricity Supply Agreements | | For | | For |
Silver Standard Resources Inc. | | SSO | | 82823L106 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Six | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director A.E. Michael Anglin | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director John R. Brodie | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Richard C. Campbell | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Richard D. Paterson | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director John Smith | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Peter W. Tomsett | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
Gold Fields Ltd | | GFI | | 38059T106 | | 17-May-11 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Huaneng Power International, Inc. | | 00902 | | 443304100 | | 17-May-11 | | Annual | | Management | | 1 | | Accept Working Report of the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Working Report of the Supervisory Committee | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Audited Financial Statements | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Profit Distribution Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Short-Term Debentures | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Issuance of Super Short-Term Debentures | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Issuance of RMB Denominated Debt Instruments | | For | | For |
| | | | | | | | | | Management | | 9 | | Amend Articles of Association of the Company | | For | | For |
| | | | | | | | | | Management | | 10a | | Reelect Cao Peixi as Director | | For | | For |
| | | | | | | | | | Management | | 10b | | Reelect Huang Long as Director | | For | | For |
| | | | | | | | | | Management | | 10c | | Elect Li Shiqi as Director | | For | | For |
| | | | | | | | | | Management | | 10d | | Reelect Huang Jian as Director | | For | | For |
| | | | | | | | | | Management | | 10e | | Reelect Liu Guoyue as Director | | For | | For |
| | | | | | | | | | Management | | 10f | | Reelect Fan Xiaxia as Director | | For | | For |
| | | | | | | | | | Management | | 10g | | Reelect Shan Qunying as Director | | For | | For |
| | | | | | | | | | Management | | 10h | | Reelect Liu Shuyuan as Director | | For | | For |
| | | | | | | | | | Management | | 10i | | Reelect Xu Zujian as Director | | For | | For |
| | | | | | | | | | Management | | 10j | | Reelect Huang Mingyuan as Director | | For | | For |
| | | | | | | | | | Management | | 10k | | Reelect Shao Shiwei as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 10l | | Reelect Wu Liansheng as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 10m | | Elect Li Zhensheng as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 10n | | Elect Qi Yudong as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 10o | | Elect Zhang Shouwen as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 11a | | Reelect Guo Junming as Supervisor | | For | | For |
| | | | | | | | | | Management | | 11b | | Elect Hao Tingwei as Supervisor | | For | | For |
| | | | | | | | | | Management | | 11c | | Elect Zhang Mengjiao as Supervisor | | For | | For |
| | | | | | | | | | Management | | 11d | | Reelect Gu Jianguo as Supervisor | | For | | For |
| | | | | | | | | | Share Holder | | 12 | | Approve Non-Public Issuance of Debt Financing Instruments | | None | | For |
Petrochina Company Limited | | 601857 | | Y6883Q104 | | 18-May-11 | | Annual | | Management | | 1 | | Accept Report of the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Report of the Supervisory Committee | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Final Dividends | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011 | | For | | For |
| | | | | | | | | | Management | | 6 | | Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 7a | | Elect Jiang Jiemin as Director | | For | | For |
| | | | | | | | | | Management | | 7b | | Elect Zhou Jiping as Director | | For | | For |
| | | | | | | | | | Management | | 7c | | Elect Wang Yilin as Director | | | | |
| | | | | | | | | | Management | | 7d | | Elect Li Xinhua as Director | | For | | For |
| | | | | | | | | | Management | | 7e | | Elect Liao Yongyuan as Director | | For | | For |
| | | | | | | | | | Management | | 7f | | Elect Wang Guoliang as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7g | | Elect Wang Dongjin as Director | | For | | For |
| | | | | | | | | | Management | | 7h | | Elect Yu Baocai as Director | | For | | For |
| | | | | | | | | | Management | | 7i | | Elect Ran Xinquan as Director | | For | | For |
| | | | | | | | | | Management | | 7j | | Elect Liu Hongru as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7k | | Elect Franco Bernabè as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7l | | Elect Li Yongwu as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7m | | Elect Cui Junhui as Independent Director | | For | | For |
| | | | | | | | | | Management | | 7n | | Elect Chen Zhiwu as Independent Director | | For | | For |
| | | | | | | | | | Management | | 8a | | Elect Chen Ming as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8b | | Elect Guo Jinping as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8c | | Elect Wen Qingshan as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8d | | Elect Sun Xianfeng as Supervisor | | For | | For |
| | | | | | | | | | Management | | 8e | | Elect Li Yuan as Independent Supervisor | | For | | For |
| | | | | | | | | | Management | | 8f | | Elect Wang Daocheng as Independent Supervisor | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 10 | | Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion | | For | | For |
PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report of the Company and Commissioners’ Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 5 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | For |
Polyus Gold OJSC | | PLZL | | 678129107 | | 20-May-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For |
| | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For |
| | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
Bankers Petroleum Ltd. | | BNK | | 066286303 | | 24-May-11 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director General Wesley Clark | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
China Unicom (Hong Kong) Ltd | | 00762 | | 16945R104 | | 24-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3a1 | | Reelect Lu Yimin as Director | | For | | For |
| | | | | | | | | | Management | | 3a2 | | Reelect Li Fushen as Director | | For | | For |
| | | | | | | | | | Management | | 3a3 | | Reelect Cesareo Alierta Izuel as Director | | For | | Against |
| | | | | | | | | | Management | | 3a4 | | Reelect Wong Wai Ming as Director | | For | | For |
| | | | | | | | | | Management | | 3a5 | | Reelect Cai Hongbin as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | Management | | 8 | | Amend Articles of Association | | For | | For |
NagaCorp Ltd. | | 03918 | | G6382M109 | | 24-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3a1 | | Reelect Datuk Seri Panglima Abdul Kadir Bin Haji Sheikh Fadzir as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 3a2 | | Reelect Lim Mun Kee as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect Chen Yepern as Executive Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 6a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 6b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
First Bank of Nigeria PLC | | FBNP | | V3559L108 | | 02-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Members of Audit Committee | | For | | For |
Medoro Resources Ltd. | | MRS | | 58503R407 | | 07-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Amalgamation with Gran Colombia Gold Corp. | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Robert Metcalfe | | For | | Withhold |
| | | | | | | | | | Management | | 2.2 | | Elect Director Jaime Perez Branger | | For | | Withhold |
| | | | | | | | | | Management | | 2.3 | | Elect Director Miguel de la Campa | | For | | Withhold |
| | | | | | | | | | Management | | 2.4 | | Elect Director Robert Doyle | | For | | Withhold |
| | | | | | | | | | Management | | 2.5 | | Elect Director Serafino Iacono | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Augusto Lopez | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director J. Randall Martin | | For | | Withhold |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hernan Martinez | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Courtney Neeb | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | Withhold |
Eastern Platinum Ltd. | | ELR | | 276855103 | | 09-Jun-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.1 | | Elect Ian Terry Rozier as Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect David W. Cohen as Director | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Gordon Keep as Director | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect John Andrews as Director | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect John Hawkrigg as Director | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect J. Merfyn Roberts as Director | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Robert J. Gayton as Director | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Zwelakhe Sisulu as Director | | For | | Withhold |
| | | | | | | | | | Management | | 3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 5 | | Re-approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Shareholder Rights Plan | | For | | For |
Cathay Financial Holding Co., Ltd. | | 2882 | | Y11654103 | | 10-Jun-11 | | Annual | | Management | | 1 | | Approve 2010 Business Operations Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve 2010 Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Capital Increase and Issuance of New Shares | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve to Purchase 100% Equity in a Company | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Release of Restrictions of Competitive Activities of Directors | | For | | For |
EFG Hermes Holding SAE* | | HRHO | | M3047P109 | | 13-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Capitalization of Reserves for Bonus Issuance | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Elect Directors (Bundled) | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Ratify 2010 Charitable Donations and Authorize 2011 Charitable Donations | | For | | Do Not Vote |
EFG Hermes Holding SAE | | HRHO | | M3047P109 | | 13-Jun-11 | | Special | | Management | | 1 | | Approve Capital Increase Through Bonus Share Issuance | | For | | Do Not Vote |
| | | | | | | | | | Management | | 2 | | Amend Articles to Reflect Changes in Capital | | For | | Do Not Vote |
Philippine Long Distance Telephone Co. | | TEL | | 718252604 | | 14-Jun-11 | | Annual | | Management | | 1 | | Approve the Audited Financial Statements For the Year Ended Dec. 31, 2010. | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Bienvenido F. Nebres as a Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Pedro E. Roxas as a Director | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Alfred V. Ty as a Director | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Helen Y. Dee as a Director | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Ray C. Espinosa as a Director | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Tatsu Kono as a Director | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Napoleon L. Nazareno as a Director | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Manuel V. Pangilinan as a Director | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Takashi Ooi as a Director | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Oscar S. Reyes as a Director | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Ma. Lourdes C. Rausa-Chan as a Director | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Juan B. Santos as a Director | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Tony Tan Caktiong as a Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Issue of Up to 29.7 Million Common Shares at an Issue Price of PHP2,500 Each as Consideration for the Acquisition of Properties Owned by JG Summit Holdings and Certain Other Sellers | | For | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | 15234Q207 | | 16-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors and Chair | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors and Chair | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fiscal Council | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fiscal Council | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Gold Fields Ltd | | GFI | | 38059T106 | | 20-Jun-11 | | Special | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Company | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Pantaloon Retail (India) Ltd. | | 523574 | | Y6722V140 | | 23-Jun-11 | | Special | | Management | | 1 | | Approve Sale/Transfer of Business Conducted by the Company’s “eZone” Division to the Company’s Direct and/or Indirect Wholly Owned Subsidiary(ies) | | For | | For |
Banro Corporation | | BAA | | 066800103 | | 29-Jun-11 | | Annual/Special | | Management | | 1 | | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F. W. Village as Directors | | For | | Withhold |
| | | | | | | | | | Management | | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
MagIndustries Corp. | | MAA | | 55917T102 | | 29-Jun-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Richey Morrow | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Stephane A. Rigny | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Gerard Munera | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Victor Wells | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Gary E. German | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Richard John Linnell | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Special | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For |
Solidere | | SOLA | | 522386101 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements, Statutory Reports, and Dividend Payments | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Board and Chairman | | For | | For |
Nuveen Tradewinds Global All-Cap Fund
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Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 09-Aug-10 | | Annual | | Management | | 1.1 | | Elect Director Howard Solomon | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Lawrence S. Olanoff | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Nesli Basgoz | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director William J. Candee | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director George S. Cohan | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Dan L. Goldwasser | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Kenneth E. Goodman | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Lester B. Salans | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Peter J. Zimetbaum | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Reimburse Proxy Contest Expenses | | Against | | For |
SABESP, Companhia Saneamento Basico Sao Paulo | | | | 20441A102 | | Brazil | | 09-Aug-10 | | Special | | Management | | 1 | | Amend Article 46 to Establish New Pension Plan for SABESP Employees | | For | | For |
Minara Resources Ltd. | | | | Q6120A101 | | Australia | | 17-Aug-10 | | Special | | Management | | 1 | | Approve the Reduction in the Company’s Issued Share Capital by A$110.94 Million by Returning to Shareholders an Amount of A$0.095 for Every Share Held | | For | | For |
Lihir Gold Ltd. | | LGL | | Y5285N149 | | Papua New Guinea | | 23-Aug-10 | | Court | | Management | | 1 | | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 01-Sep-10 | | Annual | | Management | | 1 | | Elect Director Carol T. Crawford | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director John T. Schwieters | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Melvin O. Wright | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Phase in Controlled-Atmosphere Killing | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 6 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | Against |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | South Africa | | 10-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Nico Schoeman as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Valence Watson as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Namane Magau as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Re-elect Ralph Havenstein as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Re-elect Nick Segal as Director | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Re-elect Sindi Mabaso-Koyana as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Non-executive Director Fees from 1 April 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reappoint Grant Thornton as Auditors of the Company and Christel Pretorius as the Designated Auditor and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 7.1 | | Approve Share Appreciation Right Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7.2 | | Approve Forfeitable Share Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7.3 | | Approve Deferred Bonus Plan | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Authorise Issuance of Ordinary Shares to Settle the Tau Lekoa Transaction | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | Against |
| | | | | | | | | | | | Management | | 10 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 04-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Elect Directors | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Consulting Service Contract Signed with Parana Consultora de Investimentos SA | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Guoco Group Ltd. | | 00053 | | G42098122 | | Bermuda | | 22-Oct-10 | | Annual | | Management | | 1 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Reelect Ding Wai Chuen as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Kwek Leng San as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reelect Volker Stoeckel as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | Management | | 9 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 22-Oct-10 | | Special | | Management | | 1.1 | | Approve Related-Party Transaction Re: Pledge Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Approve Related-Party Transaction Re: Guarantee Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Increase Share Capital via Issuance of 1.9 Billion Shares | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Newcrest Mining Ltd. | | NCM | | Q6651B114 | | Australia | | 28-Oct-10 | | Annual | | Management | | 1 | | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | | | | |
| | | | | | | | | | | | Management | | 2a | | Elect Richard Lee as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2b | | Elect John Spark as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2c | | Elect Tim Poole as a Director | | For | | For |
| | | | | | | | | | | | Management | | 2d | | Elect Greg Robinson as a Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve the Increase in Non-Executive Directors’ Maximum Aggregate Remuneration to A$2.7 Million Per Annum | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | South Africa | | 02-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Appoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Mamphela Ramphele as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Paul Schmidt as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Donald Ncube as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Increase in Non-executive Director Fees | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | South Africa | | 02-Nov-10 | | Special | | Management | | 1 | | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 16-Nov-10 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director William H. Gates III | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 11 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
Stolt-Nielsen Sa* | | SNI | | L88742108 | | Luxembourg | | 16-Nov-10 | | Special | | Management | | i | | Receive Directors’ Special Report | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | ii | | Receive Auditors’ Special Report | | | | |
| | | | | | | | | | | | Management | | 1 | | Change Jurisdiction of Incorporation from Luxembourg to Bermuda Through Merger Agreement with Stolt-Nielsen Limited, Approve Subsequent Liquidation of Company, and Authorize Board to Ratify and Execute Approved Resolutions | | For | | Do Not Vote |
China Hongxing Sports Ltd. | | BR9 | | G2154D112 | | Singapore | | 29-Nov-10 | | Special | | Management | | 1 | | Appoint Ernst & Young LLP, Certified Public Accountants, Singapore as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | Indonesia | | 17-Dec-10 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Adjust the Term of Office of the Members of the Board of Directors and Board of Commissioners | | For | | For |
Sumitomo Trust & Banking Co. Ltd. | | 8403 | | J77970101 | | Japan | | 22-Dec-10 | | Special | | Management | | 1 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 17-Jan-11 | | Special | | Management | | 1 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Han Dae-Soo as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Han Dae-Soo as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Kim Jeong-Gook as Member of Audit Committee | | For | | For |
The Shaw Group Inc. | | SHAW | | 820280105 | | USA | | 17-Jan-11 | | Annual | | Management | | 1.1 | | Elect Director J.M. Bernhard, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director James F. Barker | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Thos. E. Capps | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Daniel A. Hoffler | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director David W. Hoyle | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael J. Mancuso | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Albert D. McAlister | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Stephen R. Tritch | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | Brazil | | 04-Feb-11 | | Special | | Management | | 1 | | Approve Increase in Authorized Capital and Amend Articles Accordingly | | For | | Against |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 04-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director Don Tyson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director John Tyson | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jim Kever | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Kevin M. McNamara | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Brad T. Sauer | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Robert Thurber | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Barbara A. Tyson | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Albert C. Zapanta | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 3 | | Phase in Controlled-Atmosphere Killing | | Against | | Against |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 22-Feb-11 | | Special | | Management | | 1 | | Amend Article 3 to Reflect New Corporate Purpose | | For | | Against |
| | | | | | | | | | | | Management | | 2 | | Amend Article 5 to Reflect Updated Share Capital | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Establish Terms and Conditions for the Absorption of Interagile Propaganda e Promocoes Ltda. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Independent Firm to Appraise Proposed Absorptions of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Independent Firm’s Appraisals | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 6 | | Approve Absorption of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For |
KT Corp | | 030200 | | 48268K101 | | South Korea | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Dividend of KRW 2,410 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Lee Hyun-Rak as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Park Byung-Won as Outside Director | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Lee Hyun-Rak as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Park Byung-Won as Member of Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Terms of Severance Payments to Executives | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Three Inside Directors (Bundled) | | For | | For |
SK Telecom Co. | | 017670 | | 78440P108 | | South Korea | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Elect Two Inside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Reelect Three Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Reelect Two Members of Audit Committee (Bundled) | | For | | For |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | South Africa | | 25-Mar-11 | | Special | | Management | | 1 | | Approve the Disposal of Company Assets | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Unbundling by the Company of the Village Shares to its Shareholders | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve the Disposal of the Reacquisition Shares | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Kirin Holdings Co., Ltd. | | 2503 | | 497350108 | | Japan | | 29-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kato, Kazuyasu | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Miyake, Senji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Furumoto, Yoshiharu | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Isozaki, Yoshinori | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kobayashi, Hirotake | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Nakajima, Hajime | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ogawa, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Miki, Shigemitsu | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Arima, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Suzusho, Kazuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Hyakutake, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Oneda, Nobuyuki | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
Bangkok Bank Public Co. Ltd | | BBL | | Y0606R119 | | Thailand | | 12-Apr-11 | | Annual | | Management | | 1 | | Approve Minutes of Previous AGM | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Acknowledge 2010 Operating Results | | | | |
| | | | | | | | | | | | Management | | 3 | | Acknowledge 2010 Audit Committee’s Report | | | | |
| | | | | | | | | | | | Management | | 4 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Payment of Dividend of THB 5.00 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 6.1 | | Elect Prachet Siridej as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.2 | | Elect Kovit Poshyananda as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.3 | | Elect Singh Tangtatswas as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.4 | | Elect Charn Sophonpanich as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.5 | | Elect Kanung Luchai as Director | | For | | For |
| | | | | | | | | | | | Management | | 6.6 | | Elect Thaweelap Rittapirom as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Acknowledge Remuneration of Directors | | | | |
| | | | | | | | | | | | Management | | 8 | | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Other Business | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
ERG spa | | ERG | | T3707Z101 | | Italy | | 14-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Company Bylaws Re: Articles 2, 12, and 14 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Company Bylaws Re: Add Article 21-bis | | For | | For |
Oriental Weavers Carpet Co* | | ORWE | | M7558V108 | | Egypt | | 17-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Charitable Donations Made in 2010 and to be Made in 2011 | | For | | Do Not Vote |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 18-Apr-11 | | Annual | | Management | | 1 | | Elect Director M.L. Eskew | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director A.G. Gilman | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director K.N. Horn | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director J.C. Lechleiter | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Executive Incentive Bonus Plan | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Glen A. Barton | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Vincent A. Calarco | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Noreen Doyle | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Michael S. Hamson | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Richard T. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director John B. Prescott | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Donald C. Roth | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Simon Thompson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Stolt-Nielsen Ltd* | | SNI | | G85080102 | | Bermuda | | 19-Apr-11 | | Annual | | Management | | 1 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Continuation of Authorized Capital under the Stock Option Plan/Suppression of Shareholders’ Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4a | | Elect Christer Olsson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4b | | Elect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4c | | Elect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4d | | Elect Samuel Cooperman as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4e | | Elect Hakan Larsson as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4f | | Elect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Elect Chister Olsson as Chairman of the Board | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Wolfgang Deml | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Luiz F. Furlan | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Gerald B. Johanneson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Thomas W. LaSorda | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director George E. Minnich | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Martin H. Richenhagen | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Daniel C. Ustian | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | South Korea | | 22-Apr-11 | | Special | | Management | | 1 | | Reelect Byun Joon-Yeon as Inside Director | | For | | For |
Telecom Egypt SAE* | | ETEL | | M87886103 | | Egypt | | 26-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Ratify Board Changes that Ocurred During 2010 (Bundled) | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Charitable Donations | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Approve Asset Transfer | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Executive Reappointment of Mahmoud Kamel Tag El Din as EVP Human Resources and Legal Affairs. | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Approve Dividends | | For | | Do Not Vote |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect H. L. Beck as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect C. W. D. Birchall as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect D. J. Carty as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect G. Cisneros as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect P.A. Crossgrove as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect R. M. Franklin as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect J. B. Harvey as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect D. Moyo as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect B. Mulroney as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect A. Munk as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect P. Munk as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect A. W. Regent as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect N.P. Rothschild as Director | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect S. J. Shapiro as Director | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Nexen Inc. | | NXY | | 65334H102 | | Canada | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director W.B. Berry | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R.G. Bertram | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director D.G. Flanagan | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director S.B. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director K.J. Jenkins | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director A.A. McLellan | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director E.P. Newell | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director T.C. O’Neill | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director M.F. Romanow | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director F.M. Saville | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director J.M. Willson | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director V.J. Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP | | SBSP3 | | 20441A102 | | Brazil | | 28-Apr-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Designate Newspapers to Publish Company Announcements | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Directors/Fiscal Council Members and Approve Their Remuneration | | For | | Against |
| | | | | | | | | | | | Management | | 1 | | Amend Articles | | For | | For |
Lockheed Martin Corporation | | LMT | | 539830109 | | USA | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Nolan D. Archibald | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Rosalind G. Brewer | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3 | | Elect Director David B. Burritt | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James O. Ellis, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Thomas J. Falk | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Gwendolyn S. King | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James M. Loy | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Douglas H. McCorkindale | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Joseph W. Ralston | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Anne Stevens | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Robert J. Stevens | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Michael S. Brown | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director William H. Gray III | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Report on Public Policy Advocacy Process | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 19 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 20 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 22 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | Brazil | | 29-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director M. Walter D Alessio | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Nicholas Debenedictis | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Paul L. Joskow | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director John M. Palms | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William C. Richardson | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Nokia Corp. | | | | 654902204 | | Finland | | 03-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
| | | | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | | | |
| | | | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | | | Management | | 12.1 | | Elect Stephen Elopas as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.2 | | Elect Dr. Bengt Holmstrom as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.3 | | Elect Prof. Dr. H. Kagermann as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.4 | | Elect Per Karlsson as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.5 | | Elect Jouko Karvinen as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.6 | | Elect Helge Lund as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.7 | | Elect Isabel Marey-Semper as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.8 | | Elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.9 | | Elect Dame Marjorie Scardino as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.10 | | Elect Risto Siilasmaa as Director | | For | | For |
| | | | | | | | | | | | Management | | 12.11 | | Elect Kari Stadigh as Director | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify PricewaterhouseCoopers Oy as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 360 Million Issued Shares | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | | For | | Against |
| | | | | | | | | | | | Management | | 17 | | Close Meeting | | | | |
Suncor Energy Inc | | SU | | 867224107 | | Canada | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mel E. Benson | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Dominic D’Alessandro | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director John T. Ferguson | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director W. Douglas Ford | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard L. George | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Paul Haseldonckx | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director John R. Huff | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Jacques Lamarre | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Brian F. MacNeill | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Maureen McCaw | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Michael W. O’Brien | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director James W. Simpson | | For | | For |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Eira Thomas | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
WestJet Airlines Ltd. | | WJA | | 960410306 | | Canada | | 03-May-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Clive J. Beddoe | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Clive J. Beddoe | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hugh Bolton | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hugh Bolton | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ron A. Brenneman | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ron A. Brenneman | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Brett Godfrey | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Brett Godfrey | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Donald A. Hougan | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Donald A. Hougan | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Allan W. Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Allan W. Jackson | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director L.M. (Larry) Pollock | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director L.M. (Larry) Pollock | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Gregg Saretsky | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Gregg Saretsky | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend 2008 Executive Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Amend 2008 Executive Share Unit Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Increase in Size of Board from 13 to 14 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Increase in Size of Board from 13 to 14 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | | | Management | | 7 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
Tesoro Corporation | | TSO | | 881609101 | | USA | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director J.w. Nokes | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Susan Tomasky | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael E. Wiley | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Patrick Y. Yang | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 13 | | Report on Accident Risk Reduction Efforts | | Against | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For |
ConocoPhillips | | COP | | 20825C104 | | USA | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Richard L. Armitage | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Richard H. Auchinleck | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Ruth R. Harkin | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Harold W. McGraw III | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Robert A. Niblock | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Harald J. Norvik | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director William K. Reilly | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Victoria J. Tschinkel | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Kathryn C. Turner | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director William E. Wade, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | | | Management | | 17 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Share Holder | | 18 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Expenses | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 22 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 23 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | | | Share Holder | | 24 | | Report on Financial Risks of Climate Change | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 25 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
Dundee Precious Metals Inc. | | DPM | | 265269209 | | Canada | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Derek H.L. Buntain | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Goodman | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Ned Goodman | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Murray John | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Jeremy Kinsman | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Peter Nixon | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Ronald Singer | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director William Wilson | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Donald Young | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Deutsche Telekom AG | | DTE | | 251566105 | | Germany | | 12-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Reelect Hubertus von Gruenberg to the Supervisory Board | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect Bernhard Walter to the Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 10 | | Amend Affiliation Agreement with Subsidiary T-Systems International GmbH | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Amend Amendment of Affiliation Agreement with Subsidiary DeTeFleetServices GmbH | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Approve Amendment of Affiliation Agreement with Subsidiary DFMG Holding GmbH | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAssekuranz (Deutsche TelekomAssekuranz-Vermittlungsgesellschaft mbH) | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Customer Services GmbH | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Technical Services GmbH | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Accounting GmbH | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Training GmbH | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Approve Amendment of Affiliation Agreement with Subsidiary Norma Telekommunikationsdienste GmbH | | For | | For |
| | | | | | | | | | | | Management | | 19 | | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia Holding GmbH | | For | | For |
| | | | | | | | | | | | Management | | 20 | | Approve Amendment of Affiliation Agreement with Subsidiary Traviata Telekommunikationsdienste GmbH | | For | | For |
| | | | | | | | | | | | Management | | 21 | | Approve Amendment of Affiliation Agreement with Subsidiary Scout24 Holding GmbH | | For | | For |
| | | | | | | | | | | | Management | | 22 | | Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile Worldwide Holding GmbH | | For | | For |
| | | | | | | | | | | | Management | | 23 | | Approve Amendment of Affiliation Agreement with Subsidiary Telekom Deutschland GmbH | | For | | For |
| | | | | | | | | | | | Management | | 24 | | Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom Holding GmbH | | For | | For |
| | | | | | | | | | | | Management | | 25 | | Amend Corporate Purpose | | For | | For |
| | | | | | | | | | | | Management | | 26 | | Approve Settlement Agreement Between Deutsche Telekom AG and Former Management Board Member Kai Ricke | | For | | For |
| | | | | | | | | | | | Management | | 27 | | Approve Settlement Agreement Between Deutsche Telekom AG and Former Supervisory Board Member Klaus Zumwinkel | | For | | For |
Cameco Corporation | | CCO | | 13321L108 | | Canada | | 17-May-11 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Daniel Camus | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director John H. Clappison | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Joe F. Colvin | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director James R. Curtiss | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Donald H.F. Deranger | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect DirectorJames K. Gowans | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Timothy S. Gitzel | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Gerald W. Grandey | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Nancy E. Hopkins | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director A. Neil McMillan | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Amend By-Laws | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | South Africa | | 17-May-11 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9 | | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Thales | | HO | | F9156M108 | | France | | 18-May-11 | | Annual/Special | | Management | | 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Amend Article 17 of Bylaws Re: Double Voting Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | Indonesia | | 19-May-11 | | Annual | | Management | | 1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | Indonesia | | 19-May-11 | | Annual | | Management | | 1 | | Approve Annual Report of the Company and Commissioners’ Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
Statoil ASA* | | | | 85771P102 | | Norway | | 19-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director Mark T. Bertolini | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Frank M. Clark | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Betsy Z. Cohen | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Molly J. Coye | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Roger N. Farah | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Barbara Hackman Franklin | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Jeffrey E. Garten | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Gerald Greenwald | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Ellen M. Hancock | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Richard J. Harrington | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Edward J. Ludwig | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Joseph P. Newhouse | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 15 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | | | Share Holder | | 18 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Require Independent Board Chairman | | Against | | For |
Polyus Gold OJSC | | PLZL | | 678129107 | | Russia | | 20-May-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against |
| | | | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against |
| | | | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against |
| | | | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against |
| | | | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For |
Bankers Petroleum Ltd. | | BNK | | 066286303 | | Canada | | 24-May-11 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director General Wesley Clark | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
Electricite de France | | EDF | | F2940H113 | | France | | 24-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.58 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Reelect KPMG as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Reelect Deloitte et Associes as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Appoint KPMG Audit IS as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Reelect BEAS as Alternate Auditor | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Requirements | | For | | Against |
| | | | | | | | | | | | Management | | 13 | | Amend Article 19 of Bylaws Re: Appointment of Auditors | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Amend Article 24 of Bylaws Re: Allocation of Income | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
NagaCorp Ltd. | | 03918 | | G6382M109 | | Hong Kong | | 24-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | | | Management | | 3a1 | | Reelect Datuk Seri Panglima Abdul Kadir Bin Haji Sheikh Fadzir as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3a2 | | Reelect Lim Mun Kee as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 3b | | Reelect Chen Yepern as Executive Director | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 6a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 6b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | | | Management | | 6c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 27-May-11 | | Annual | | Management | | 1.1 | | Elect Director James C. Hellauer | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Arnold L. Steiner | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Fredricka Taubitz | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Aldo C. Zucaro | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | USA | | 03-Jun-11 | | Annual | | Management | | 1 | | Elect Director Aida M. Alvarez | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director James W. Breyer | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director M. Michele Burns | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director Roger C. Corbett | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director Douglas N. Daft | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director Michael T. Duke | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Gregory B. Penner | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Steven S Reinemund | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director H. Lee Scott, Jr. | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Arne M. Sorenson | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director Jim C. Walton | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director S. Robson Walton | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Christopher J. Williams | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Elect Director Linda S. Wolf | | For | | For |
| | | | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 19 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | | | Share Holder | | 20 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | | | Share Holder | | 22 | | Require Suppliers to Produce Sustainability Reports | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risks | | Against | | Against |
Chesapeake Energy Corporation | | CHK | | 165167107 | | USA | | 10-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Aubrey K. McClendon | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Don Nickles | | For | | Withhold |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Kathleen M. Eisbrenner | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Louis A. Simpson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | Share Holder | | 6 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | For |
EFG Hermes Holding SAE* | | HRHO | | M3047P109 | | Egypt | | 13-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 5 | | Capitalization of Reserves for Bonus Issuance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 8 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 9 | | Elect Directors (Bundled) | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 10 | | Ratify 2010 Charitable Donations and Authorize 2011 Charitable Donations | | For | | Do Not Vote |
EFG Hermes Holding SAE | | HRHO | | M3047P109 | | Egypt | | 13-Jun-11 | | Special | | Management | | 1 | | Approve Capital Increase Through Bonus Share Issuance | | For | | Do Not Vote |
| | | | | | | | | | | | Management | | 2 | | Amend Articles to Reflect Changes in Capital | | For | | Do Not Vote |
Gabriel Resources Ltd. | | GBU | | 361970106 | | Canada | | 16-Jun-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Raymond E. Flood | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Alfred Gusenbauer | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Keith R. Hulley | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Simon Prior-Palmer | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Walter T. Segsworth | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director A. Murray Sinclair | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Restricted Share Unit Plan | | For | | Against |
Gold Fields Ltd | | GFI | | S31755101 | | South Africa | | 20-Jun-11 | | Special | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Company | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 21-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Ronald James | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Sanjay Khosla | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director George L. Mikan III | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Matthew H. Paull | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Richard M. Schulze | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Hatim A. Tyabji | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Change Range for Size of the Board | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Share Holder | | 8 | | Declassify the Board of Directors | | Against | | For |
East Japan Railway Co. | | 9020 | | J1257M109 | | Japan | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Streamline Board Structure | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Takahashi, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Hoshino, Shigeo | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Higashikawa, Hajime | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Harayama, Kiyomi | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 6 | | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 7 | | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops | | Against | | Against |
| | | | | | | | | | | | Share Holder | | 8 | | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops | | Against | | Against |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | Japan | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Amitani, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Amitani, Shunsuke | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Makitani, Yoshitaka | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Makitani, Yoshitaka | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Iwamoto, Shigeru | | For | | Against |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Motobayashi, Toru | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Iwamoto, Shigeru | | For | | Against |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Motobayashi, Toru | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Tomonaga, Michiko | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Tomonaga, Michiko | | For | | For |
Sanshin Electronics | | 8150 | | J68381110 | | Japan | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Matsunaga, Mitsumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Kato, Kiyomi | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Komoto, Shigeru | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Masada, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Ishii, Hiromi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Urase, Fumiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Akabane, Masashi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Nishio, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Suzuki, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Kamoshita, Mitsuo | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Sato, Katsuya | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Reuben V. Anderson | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Elect Director Robert D. Beyer | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Elect Director Susan J. Kropf | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Elect Director John T. Lamacchia | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Elect Director David B. Lewis | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Elect Director W. Rodney Mcmullen | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Elect Director Jorge P. Montoya | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Elect Director Clyde R. Moore | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Elect Director Susan M. Phillips | | For | | For |
| | | | | | | | | | | | Management | | 11 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | | | Management | | 12 | | Elect Director James A. Runde | | For | | For |
| | | | | | | | | | | | Management | | 13 | | Elect Director Ronald L. Sargent | | For | | For |
| | | | | | | | | | | | Management | | 14 | | Elect Director Bobby S. Shackouls | | For | | For |
| | | | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | Share Holder | | 19 | | Adopt ILO Based Code of Conduct | | Against | | Against |
West Japan Railway Co. | | 9021 | | J95094108 | | Japan | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4000 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Elect Director Yabuki, Shizuka | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Koide, Noboru | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwasaki, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Uno, Ikuo | | For | | Against |
| | | | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Katsuki, Yasumi | | For | | For |
| | | | | | | | | | | | Share Holder | | 5 | | Remove Director Nishikawa, Naoki from Office | | Against | | Against |
Mitsui & Co. | | 8031 | | J44690139 | | Japan | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Omae, Takao | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Komai, Masayoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miura, Satoru | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Murakami, Motonori | | For | | For |
Daiwa Securities Group Inc. | | 8601 | | J11718111 | | Japan | | 25-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Suzuki, Shigeharu | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Hibino, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Iwamoto, Nobuyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Shirakawa, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Wakabayashi, Takatoshi | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Oda, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Yasuda, Ryuuji | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Uno, Koichi | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Tadaki, Keiichi | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Onishi, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Ito, Kensuke | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | Against |
TV Asahi Corp. | | 9409 | | J93646107 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2000 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Reduce Directors’ Term - Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Kimiwada, Masao | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Hayakawa, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Kamiyama, Ikuo | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Takano, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Kitazawa, Haruki | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Otsuka, Takahiro | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Kanazawa, Hajime | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Kameyama, Keiji | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Sunami, Gengo | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Fujinoki, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Akiyama, Kotaro | | For | | Against |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Araki, Takanobu | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Okada, Tsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Kitajima, Yoshitoshi | | For | | Against |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Takeuchi, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Watanabe, Katsunobu | | For | | For |
| | | | | | | | | | | | Management | | 3.17 | | Elect Director Kubota, Izumi | | For | | For |
| | | | | | | | | | | | Management | | 3.18 | | Elect Director Hirajo, Takashi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
Toyo Suisan Kaisha Ltd. | | 2875 | | 892306101 | | Japan | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Tsutsumi, Tadasu | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Oda, Mutsuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Obata, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Teshima, Senichi | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Yoshino, Hiroji | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Kondo, Eiji | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yamauchi, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Minami, Hiroyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Sugawara, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Shimoi, Atsumi | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Oikawa, Masaharu | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Fujiya, Tadashi | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Yoshimura, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.14 | | Elect Director Imamura, Masaya | | For | | For |
| | | | | | | | | | | | Management | | 2.15 | | Elect Director Yamamoto, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.16 | | Elect Director Ichijima, Hisao | | For | | For |
| | | | | | | | | | | | Management | | 2.17 | | Elect Director Iizuka, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 2.18 | | Elect Director Sumimoto, Noritaka | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Yamashita, Toru | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Takara, Akira | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Ushijima, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors | | For | | For |
Uranium Participation Corp | | U | | 917017105 | | Canada | | 28-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Kelvin H. Williams | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
77 Bank Ltd. | | 8341 | | J71348106 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Amend Articles To Create Class A Preferred Shares | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Kamata, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Ujiie, Teruhiko | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Nagayama, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Nagao, Kimitsugu | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Yamada, Masayuki | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Kanbe, Mitsutaka | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Fujishiro, Tetsuya | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Suzuki, Isamu | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Hase, Masatake | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Tamura, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 3.11 | | Elect Director Ishizaki, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 3.12 | | Elect Director Tanno, Masanari | | For | | For |
| | | | | | | | | | | | Management | | 3.13 | | Elect Director Igarashi, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 3.14 | | Elect Director Kobayashi, Hidefumi | | For | | For |
| | | | | | | | | | | | Management | | 3.15 | | Elect Director Takahashi, Takeshi | | For | | For |
| | | | | | | | | | | | Management | | 3.16 | | Elect Director Tuda, Masakatsu | | For | | For |
| | | | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Sugita, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Nakamura, Ken | | For | | For |
Futaba Corp. | | 6986 | | J16758112 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sakurada, Hiroshi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Harada, Toshiteru | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Kawasaki, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Nenohi, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Kono, Michisato | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Ishide, Mitsumasa | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Takahashi, Kazunobu | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Tatsuya | | For | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ito, Masayoshi | | For | | For |
Japan Digital Lab | | 6935 | | J26294108 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Maezawa, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Hyodo, Tomoaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Murakoshi, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Yuno, Tsutomu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Tsuchimoto, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Hiroi, Masato | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Asai, Takao | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Saito, Mamoru | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Kataoka, Ko | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Maruyama, Minoru | | For | | For |
Kamigumi Co. Ltd. | | 9364 | | J29438116 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Kubo, Masami | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Nishida, Kenji | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Mukai, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Utsunomiya, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Fukai, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Makita, Hideo | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tazoe, Tadaaki | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Hirase, Toshio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Tahara, Norihito | | For | | For |
MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Tateyama, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Seki, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Umezu, Mitsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Katsuaki | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakamura, Masayoshi | | For | | For |
NISSIN FOODS HOLDINGS CO LTD | | 2897 | | J58063124 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Ando, Koki | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Nakagawa, Susumu | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Ando, Noritaka | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Matsuo, Akihide | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Naruto, Takayuki | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Sasahara, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Tanaka, Mitsuru | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Yokoyama, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kobayashi, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Okafuji, Masahiro | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Ishikura, Yoko | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Makizono, Shunsaku | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Horinouchi, Toru | | For | | Against |
Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ugawa, Shohachi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ishiyama, Toshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Sanada, Yoshiro | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Noda, Fumiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against |
Shin-Etsu Chemical Co. Ltd. | | 4063 | | J72810120 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Saito, Yasuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Ono, Yoshiaki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Takasugi, Koji | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Ishihara, Toshinobu | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Frank Peter Popoff | | For | | Against |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Miyazaki, Tsuyoshi | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Fukui, Toshihiko | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Miyajima, Masaki | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Director Kasahara, Toshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Director Onezawa, Hidenori | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Director Nakamura, Ken | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Director Matsui, Yukihiro | | For | | For |
| | | | | | | | | | | | Management | | 2.13 | | Elect Director Okamoto, Hiroaki | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Okada, Osamu | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Watase, Masahiko | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Nagano, Kiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Reduction in Capital Reserves | | For | | Against |
| | | | | | | | | | | | Management | | 3.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Elect Director Tanabe, Kazuo | | For | | For |
| | | | | | | | | | | | Management | | 3.3 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 3.4 | | Elect Director Kitamura, Kunitaro | | For | | For |
| | | | | | | | | | | | Management | | 3.5 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | | | Management | | 3.6 | | Elect Director Sayato, Jyunichi | | For | | For |
| | | | | | | | | | | | Management | | 3.7 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | | | Management | | 3.9 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | | | Management | | 3.10 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Appoint External Audit Firm | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 5 | | Approve Stock Option Plan | | For | | Against |
Sumitomo Osaka Cement Co. Ltd. | | 5232 | | J77734101 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Director Sekine, Fukuichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Director Katsura, Tomoyuki | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Director Nakao, Masafumi | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Director Fujisue, Akira | | For | | For |
| | | | | | | | | | | | Management | | 2.5 | | Elect Director Tsukamoto, Kazuhisa | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Director Muramatsu, Ryuuji | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Director Inokawa, Hisashi | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Director Saida, Kunitaro | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Aoi, Katsuhisa | | For | | For |
| | | | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Tomosawa, Fuminori | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Toppan Printing Co. Ltd. | | 7911 | | ADPV14032 | | Japan | | 29-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Adachi, Naoki | | For | | For |
| | | | | | | | | | | | Management | | 1.2 | | Elect Director Kaneko, Shingo | | For | | For |
| | | | | | | | | | | | Management | | 1.3 | | Elect Director Takamiyagi, Jitsumei | | For | | For |
| | | | | | | | | | | | Management | | 1.4 | | Elect Director Otsuka, Kiyoshi | | For | | For |
| | | | | | | | | | | | Management | | 1.5 | | Elect Director Furuya, Yoshihiro | | For | | For |
| | | | | | | | | | | | Management | | 1.6 | | Elect Director Ominato, Mitsuru | | For | | For |
| | | | | | | | | | | | Management | | 1.7 | | Elect Director Nagayama, Yoshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.8 | | Elect Director Okubo, Shinichi | | For | | For |
| | | | | | | | | | | | Management | | 1.9 | | Elect Director Kumamoto, Yuuichi | | For | | For |
| | | | | | | | | | | | Management | | 1.10 | | Elect Director Maeda, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 1.11 | | Elect Director Sakuma, Kunio | | For | | For |
| | | | | | | | | | | | Management | | 1.12 | | Elect Director Noma, Yoshinobu | | For | | Against |
| | | | | | | | | | | | Management | | 1.13 | | Elect Director Mitsui, Seiji | | For | | For |
| | | | | | | | | | | | Management | | 1.14 | | Elect Director Ishida, Yoshiyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.15 | | Elect Director Okazaki, Hiroe | | For | | For |
| | | | | | | | | | | | Management | | 1.16 | | Elect Director Ito, Atsushi | | For | | For |
| | | | | | | | | | | | Management | | 1.17 | | Elect Director Kakiya, Hidetaka | | For | | For |
| | | | | | | | | | | | Management | | 1.18 | | Elect Director Arai, Makoto | | For | | For |
| | | | | | | | | | | | Management | | 1.19 | | Elect Director Maro, Hideharu | | For | | For |
| | | | | | | | | | | | Management | | 1.20 | | Elect Director Nemoto, Yukio | | For | | For |
| | | | | | | | | | | | Management | | 1.21 | | Elect Director Matsuda, Naoyuki | | For | | For |
| | | | | | | | | | | | Management | | 1.22 | | Elect Director Sato, Nobuaki | | For | | For |
| | | | | | | | | | | | Management | | 1.23 | | Elect Director Kinemura, Katsuhiro | | For | | For |
| | | | | | | | | | | | Management | | 1.24 | | Elect Director Izawa, Taro | | For | | For |
| | | | | | | | | | | | Management | | 1.25 | | Elect Director Ezaki, Sumio | | For | | For |
| | | | | | | | | | | | Management | | 1.26 | | Elect Director Yamano, Yasuhiko | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Aoki, Kenichi | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Takagi, Shinjiro | | For | | For |
Gazprom OAO | | | | 368287207 | | Russia | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against |
| | | | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For |
| | | | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For |
| | | | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For |
| | | | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For |
| | | | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For |
| | | | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For |
| | | | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For |
| | | | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For |
| | | | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For |
| | | | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For |
| | | | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For |
| | | | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For |
| | | | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For |
| | | | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For |
| | | | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For |
Solidere | | SOLA | | 522386101 | | Lebanon | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | | | Management | | 3 | | Accept Financial Statements, Statutory Reports, and Dividend Payments | | For | | For |
| | | | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | | For | | Against |
| | | | | | | | | | | | Management | | 5 | | Approve Discharge of Board and Chairman | | For | | For |
Nuveen Tradewinds Global All-Cap Plus Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 09-Aug-10 | | Annual | | Management | | 1.1 | | Elect Director Howard Solomon | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Lawrence S. Olanoff | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Nesli Basgoz | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director William J. Candee | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director George S. Cohan | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Dan L. Goldwasser | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Kenneth E. Goodman | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Lester B. Salans | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Peter J. Zimetbaum | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Reimburse Proxy Contest Expenses | | Against | | For |
Minara Resources Ltd. | | | | Q6120A101 | | 17-Aug-10 | | Special | | Management | | 1 | | Approve the Reduction in the Company’s Issued Share Capital by A$110.94 Million by Returning to Shareholders an Amount of A$0.095 for Every Share Held | | For | | For |
Lihir Gold Ltd. | | LGL | | Y5285N149 | | 23-Aug-10 | | Court | | Management | | 1 | | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | | For | | For |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 10-Sep-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Nico Schoeman as Director | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Valence Watson as Director | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Marius Saaiman as Director | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Namane Magau as Director | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Re-elect Ralph Havenstein as Director | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Re-elect Nick Segal as Director | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Re-elect Sindi Mabaso-Koyana as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Non-executive Director Fees from 1 April 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Reappoint Grant Thornton as Auditors of the Company and Christel Pretorius as the Designated Auditor and Authorise the Board to Determine Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against |
| | | | | | | | | | Management | | 6 | | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 7.1 | | Approve Share Appreciation Right Plan | | For | | Against |
| | | | | | | | | | Management | | 7.2 | | Approve Forfeitable Share Plan | | For | | Against |
| | | | | | | | | | Management | | 7.3 | | Approve Deferred Bonus Plan | | For | | Against |
| | | | | | | | | | Management | | 8 | | Authorise Issuance of Ordinary Shares to Settle the Tau Lekoa Transaction | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | Against |
| | | | | | | | | | Management | | 10 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Oct-10 | | Special | | Management | | 1 | | Elect Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Consulting Service Contract Signed with Parana Consultora de Investimentos SA | | For | | For |
Guoco Group Ltd. | | 00053 | | G42098122 | | 22-Oct-10 | | Annual | | Management | | 1 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Reelect Ding Wai Chuen as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Reelect Kwek Leng San as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Reelect Volker Stoeckel as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 9 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
RusHydro JSC | | HYDR | | 466294105 | | 22-Oct-10 | | Special | | Management | | 1.1 | | Approve Related-Party Transaction Re: Pledge Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Related-Party Transaction Re: Guarantee Agreement with Vneshekonombank | | For | | For |
| | | | | | | | | | Management | | 2 | | Increase Share Capital via Issuance of 1.9 Billion Shares | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Newcrest Mining Ltd. | | NCM | | Q6651B114 | | 28-Oct-10 | | Annual | | Management | | 1 | | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | | | | |
| | | | | | | | | | Management | | 2a | | Elect Richard Lee as a Director | | For | | For |
| | | | | | | | | | Management | | 2b | | Elect John Spark as a Director | | For | | For |
| | | | | | | | | | Management | | 2c | | Elect Tim Poole as a Director | | For | | For |
| | | | | | | | | | Management | | 2d | | Elect Greg Robinson as a Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Increase in Non-Executive Directors’ Maximum Aggregate Remuneration to A$2.7 Million Per Annum | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 02-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Mamphela Ramphele as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Paul Schmidt as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Donald Ncube as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Increase in Non-executive Director Fees | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 02-Nov-10 | | Special | | Management | | 1 | | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 16-Nov-10 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Gates III | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 11 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
Stolt-Nielsen Sa* | | SNI | | L88742108 | | 16-Nov-10 | | Special | | Management | | i | | Receive Directors’ Special Report | | | | |
*Not voted due to shareblocking | | | | | | | | Management | | ii | | Receive Auditors’ Special Report | | | | |
| | | | | | | | | | Management | | 1 | | Change Jurisdiction of Incorporation from Luxembourg to Bermuda Through Merger Agreement with Stolt-Nielsen Limited, Approve Subsequent Liquidation of Company, and Authorize Board to Ratify and Execute Approved Resolutions | | For | | Do Not Vote |
China Hongxing Sports Ltd. | | BR9 | | G2154D112 | | 29-Nov-10 | | Special | | Management | | 1 | | Appoint Ernst & Young LLP, Certified Public Accountants, Singapore as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | 17-Dec-10 | | Special | | Management | | 1 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | Management | | 2 | | Adjust the Term of Office of the Members of the Board of Directors and Board of Commissioners | | For | | For |
Sumitomo Trust & Banking Co. Ltd. | | 8403 | | J77970101 | | 22-Dec-10 | | Special | | Management | | 1 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 17-Jan-11 | | Special | | Management | | 1 | | Amend Articles of Incorporation | | For | | For |
*Votes were not accepted by the depository | | | | | | | | | | Management | | 2 | | Elect Han Dae-Soo as Inside Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Han Dae-Soo as Member of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kim Jeong-Gook as Member of Audit Committee | | For | | For |
BrasilAgro - Companhia Brasileira de Propriedades Agricolas | | | | P18023104 | | 04-Feb-11 | | Special | | Management | | 1 | | Approve Increase in Authorized Capital and Amend Articles Accordingly | | For | | Against |
Tyson Foods, Inc. | | TSN | | 902494103 | | 04-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director Don Tyson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John Tyson | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jim Kever | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kevin M. McNamara | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Brad T. Sauer | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Robert Thurber | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Barbara A. Tyson | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Albert C. Zapanta | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 3 | | Phase in Controlled-Atmosphere Killing | | Against | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | 22-Feb-11 | | Special | | Management | | 1 | | Amend Article 3 to Reflect New Corporate Purpose | | For | | Against |
| | | | | | | | | | Management | | 2 | | Amend Article 5 to Reflect Updated Share Capital | | For | | Against |
| | | | | | | | | | Management | | 3 | | Establish Terms and Conditions for the Absorption of Interagile Propaganda e Promocoes Ltda. | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Independent Firm to Appraise Proposed Absorptions of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Independent Firm’s Appraisals | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Absorption of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Three Inside Directors (Bundled) | | For | | For |
SK Telecom Co. | | 017670 | | 78440P108 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Two Inside Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Reelect Three Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Reelect Two Members of Audit Committee (Bundled) | | For | | For |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 25-Mar-11 | | Special | | Management | | 1 | | Approve the Disposal of Company Assets | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Unbundling by the Company of the Village Shares to its Shareholders | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Disposal of the Reacquisition Shares | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Kirin Holdings Co., Ltd. | | 2503 | | 497350108 | | 29-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kato, Kazuyasu | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Miyake, Senji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Furumoto, Yoshiharu | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Isozaki, Yoshinori | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kobayashi, Hirotake | | For | | For |
| | | | | �� | | | | | Management | | 2.6 | | Elect Director Nakajima, Hajime | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Ogawa, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Miki, Shigemitsu | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Arima, Toshio | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Suzusho, Kazuyoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Hyakutake, Naoki | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Oneda, Nobuyuki | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
Bangkok Bank Public Co. Ltd | | BBL | | Y0606R119 | | 12-Apr-11 | | Annual | | Management | | 1 | | Approve Minutes of Previous AGM | | For | | For |
| | | | | | | | | | Management | | 2 | | Acknowledge 2010 Operating Results | | | | |
| | | | | | | | | | Management | | 3 | | Acknowledge 2010 Audit Committee’s Report | | | | |
| | | | | | | | | | Management | | 4 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Allocation of Income and Payment of Dividend of THB 5.00 Per Share | | For | | For |
| | | | | | | | | | Management | | 6.1 | | Elect Prachet Siridej as Director | | For | | For |
| | | | | | | | | | Management | | 6.2 | | Elect Kovit Poshyananda as Director | | For | | For |
| | | | | | | | | | Management | | 6.3 | | Elect Singh Tangtatswas as Director | | For | | For |
| | | | | | | | | | Management | | 6.4 | | Elect Charn Sophonpanich as Director | | For | | For |
| | | | | | | | | | Management | | 6.5 | | Elect Kanung Luchai as Director | | For | | For |
| | | | | | | | | | Management | | 6.6 | | Elect Thaweelap Rittapirom as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Acknowledge Remuneration of Directors | | | | |
| | | | | | | | | | Management | | 8 | | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 9 | | Other Business | | For | | Against |
ERG spa | | ERG | | T3707Z101 | | 14-Apr-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Against |
| | | | | | | | | | Management | | 1 | | Amend Company Bylaws Re: Articles 2, 12, and 14 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Company Bylaws Re: Add Article 21-bis | | For | | For |
Oriental Weavers Carpet Co* | | ORWE | | M7558V108 | | 17-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Charitable Donations Made in 2010 and to be Made in 2011 | | For | | Do Not Vote |
Eli Lilly and Company | | LLY | | 532457108 | | 18-Apr-11 | | Annual | | Management | | 1 | | Elect Director M.L. Eskew | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director A.G. Gilman | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director K.N. Horn | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J.C. Lechleiter | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Executive Incentive Bonus Plan | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Glen A. Barton | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Vincent A. Calarco | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Joseph A. Carrabba | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.4 | | Elect Director Noreen Doyle | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Veronica M. Hagen | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael S. Hamson | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Richard T. O’Brien | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director John B. Prescott | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Donald C. Roth | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Simon Thompson | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 5 | | Other Business | | For | | Against |
Stolt-Nielsen Ltd* | | SNI | | G85080102 | | 19-Apr-11 | | Annual | | Management | | 1 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Continuation of Authorized Capital under the Stock Option Plan/Suppression of Shareholders’ Preemptive Rights | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4a | | Elect Christer Olsson as Director | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4b | | Elect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4c | | Elect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4d | | Elect Samuel Cooperman as Director | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4e | | Elect Hakan Larsson as Director | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4f | | Elect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Elect Chister Olsson as Chairman of the Board | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
AGCO Corporation | | AGCO | | 001084102 | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Wolfgang Deml | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Luiz F. Furlan | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Gerald B. Johanneson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas W. LaSorda | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director George E. Minnich | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Martin H. Richenhagen | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Daniel C. Ustian | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 22-Apr-11 | | Special | | Management | | 1 | | Reelect Byun Joon-Yeon as Inside Director | | For | | For |
Telecom Egypt SAE* | | ETEL | | M87886103 | | 26-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Ratify Board Changes that Ocurred During 2010 (Bundled) | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Charitable Donations | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Approve Related Party Transactions | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Approve Asset Transfer | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Approve Executive Reappointment of Mahmoud Kamel Tag El Din as EVP Human Resources and Legal Affairs. | | For | | Do Not Vote |
| | | | | | | | | | Management | | 12 | | Approve Dividends | | For | | Do Not Vote |
Barrick Gold Corporation | | ABX | | 067901108 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect H. L. Beck as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect C. W. D. Birchall as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect D. J. Carty as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect G. Cisneros as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect P.A. Crossgrove as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect R. M. Franklin as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect J. B. Harvey as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect D. Moyo as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect B. Mulroney as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect A. Munk as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.11 | | Elect P. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect A. W. Regent as Director | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect N.P. Rothschild as Director | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect S. J. Shapiro as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Nexen Inc. | | NXY | | 65334H102 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director W.B. Berry | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R.G. Bertram | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director D.G. Flanagan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director S.B. Jackson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director K.J. Jenkins | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A.A. McLellan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director E.P. Newell | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director T.C. O’Neill | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director M.F. Romanow | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director F.M. Saville | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director J.M. Willson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director V.J. Zaleschuk | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP | | SBSP3 | | 20441A102 | | 28-Apr-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Designate Newspapers to Publish Company Announcements | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Directors/Fiscal Council Members and Approve Their Remuneration | | For | | Against |
| | | | | | | | | | Management | | 1 | | Amend Articles | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael S. Brown | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William H. Gray III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | Share Holder | | 18 | | Report on Public Policy Advocacy Process | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | 29-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Exelon Corporation | | EXC | | 30161N101 | | 03-May-11 | | Annual | | Management | | 1 | | Elect Director John A. Canning, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director M. Walter D Alessio | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Nicholas Debenedictis | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nelson A. Diaz | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Elect Director Sue L. Gin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Rosemarie B. Greco | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Paul L. Joskow | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard W. Mies | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director John M. Palms | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William C. Richardson | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Thomas J. Ridge | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director John W. Rogers, Jr. | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John W. Rowe | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Don Thompson | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Nokia Corp. | | | | 654902204 | | 03-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
| | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | | | |
| | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | Management | | 11 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | Management | | 12.1 | | Elect Stephen Elopas as Director | | For | | For |
| | | | | | | | | | Management | | 12.2 | | Elect Dr. Bengt Holmstrom as Director | | For | | For |
| | | | | | | | | | Management | | 12.3 | | Elect Prof. Dr. H. Kagermann as Director | | For | | For |
| | | | | | | | | | Management | | 12.4 | | Elect Per Karlsson as Director | | For | | For |
| | | | | | | | | | Management | | 12.5 | | Elect Jouko Karvinen as Director | | For | | For |
| | | | | | | | | | Management | | 12.6 | | Elect Helge Lund as Director | | For | | For |
| | | | | | | | | | Management | | 12.7 | | Elect Isabel Marey-Semper as Director | | For | | For |
| | | | | | | | | | Management | | 12.8 | | Elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | Management | | 12.9 | | Elect Dame Marjorie Scardino as Director | | For | | For |
| | | | | | | | | | Management | | 12.10 | | Elect Risto Siilasmaa as Director | | For | | For |
| | | | | | | | | | Management | | 12.11 | | Elect Kari Stadigh as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify PricewaterhouseCoopers Oy as Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 360 Million Issued Shares | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | | For | | Against |
| | | | | | | | | | Management | | 17 | | Close Meeting | | | | |
Suncor Energy Inc | | SU | | 867224107 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mel E. Benson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dominic D’Alessandro | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John T. Ferguson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Douglas Ford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Richard L. George | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul Haseldonckx | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John R. Huff | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jacques Lamarre | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Brian F. MacNeill | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Maureen McCaw | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Michael W. O’Brien | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director James W. Simpson | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Eira Thomas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
WestJet Airlines Ltd. | | WJA | | 960410306 | | 03-May-11 | | Annual/Special | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | Management | | 1 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Clive J. Beddoe | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Clive J. Beddoe | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Hugh Bolton | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Hugh Bolton | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ron A. Brenneman | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ron A. Brenneman | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Brett Godfrey | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Brett Godfrey | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Donald A. Hougan | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Donald A. Hougan | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Allan W. Jackson | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Allan W. Jackson | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director S. Barry Jackson | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director L.M. (Larry) Pollock | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director L.M. (Larry) Pollock | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Gregg Saretsky | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Gregg Saretsky | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Arthur R.A. Scace | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend 2008 Executive Share Unit Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend 2008 Executive Share Unit Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Increase in Size of Board from 13 to 14 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Increase in Size of Board from 13 to 14 | | For | | For |
| | | | | | | | | | Management | | 7 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
| | | | | | | | | | Management | | 7 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Against |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For |
ConocoPhillips | | COP | | 20825C104 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Richard L. Armitage | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Richard H. Auchinleck | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director James E. Copeland, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kenneth M. Duberstein | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Ruth R. Harkin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Harold W. McGraw III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert A. Niblock | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Harald J. Norvik | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William K. Reilly | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Victoria J. Tschinkel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Kathryn C. Turner | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director William E. Wade, Jr. | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Management | | 17 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Share Holder | | 18 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Report on Lobbying Expenses | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Report on Accident Risk Reduction Efforts | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | Share Holder | | 24 | | Report on Financial Risks of Climate Change | | Against | | Against |
| | | | | | | | | | Share Holder | | 25 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
Dundee Precious Metals Inc. | | DPM | | 265269209 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Derek H.L. Buntain | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R. Peter Gillin | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Goodman | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Ned Goodman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Murray John | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Jeremy Kinsman | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Peter Nixon | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Ronald Singer | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director William Wilson | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Donald Young | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Deutsche Telekom AG | | DTE | | 251566105 | | 12-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Reelect Hubertus von Gruenberg to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Bernhard Walter to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Affiliation Agreement with Subsidiary T-Systems International GmbH | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Amendment of Affiliation Agreement with Subsidiary DeTeFleetServices GmbH | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Amendment of Affiliation Agreement with Subsidiary DFMG Holding GmbH | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAssekuranz (Deutsche TelekomAssekuranz-Vermittlungsgesellschaft mbH) | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Customer Services GmbH | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Technical Services GmbH | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Accounting GmbH | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Training GmbH | | For | | For |
| | | | | | | | | | Management | | 18 | | Approve Amendment of Affiliation Agreement with Subsidiary Norma Telekommunikationsdienste GmbH | | For | | For |
| | | | | | | | | | Management | | 19 | | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia Holding GmbH | | For | | For |
| | | | | | | | | | Management | | 20 | | Approve Amendment of Affiliation Agreement with Subsidiary Traviata Telekommunikationsdienste GmbH | | For | | For |
| | | | | | | | | | Management | | 21 | | Approve Amendment of Affiliation Agreement with Subsidiary Scout24 Holding GmbH | | For | | For |
| | | | | | | | | | Management | | 22 | | Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile Worldwide Holding GmbH | | For | | For |
| | | | | | | | | | Management | | 23 | | Approve Amendment of Affiliation Agreement with Subsidiary Telekom Deutschland GmbH | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom Holding GmbH | | For | | For |
| | | | | | | | | | Management | | 25 | | Amend Corporate Purpose | | For | | For |
| | | | | | | | | | Management | | 26 | | Approve Settlement Agreement Between Deutsche Telekom AG and Former Management Board Member Kai Ricke | | For | | For |
| | | | | | | | | | Management | | 27 | | Approve Settlement Agreement Between Deutsche Telekom AG and Former Supervisory Board Member Klaus Zumwinkel | | For | | For |
Cameco Corporation | | CCO | | 13321L108 | | 17-May-11 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain |
| | | | | | | | | | Management | | 2.1 | | Elect Director Daniel Camus | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director John H. Clappison | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Joe F. Colvin | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director James R. Curtiss | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Donald H.F. Deranger | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect DirectorJames K. Gowans | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Timothy S. Gitzel | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Gerald W. Grandey | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Nancy E. Hopkins | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director A. Anne McLellan | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director A. Neil McMillan | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Victor J. Zaleschuk | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend By-Laws | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 17-May-11 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Thales | | HO | | F9156M108 | | 18-May-11 | | Annual/Special | | Management | | 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board | | For | | Against |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Amend Article 17 of Bylaws Re: Double Voting Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Annual Report of the Company and Commissioners’ Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 5 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | For |
Statoil ASA* | | | | 85771P102 | | 19-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | Do Not Vote |
| | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
| | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | Do Not Vote |
| | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
Aetna Inc. | | AET | | 00817Y108 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director Mark T. Bertolini | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank M. Clark | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Betsy Z. Cohen | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Molly J. Coye | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Roger N. Farah | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Barbara Hackman Franklin | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Jeffrey E. Garten | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Gerald Greenwald | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Ellen M. Hancock | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Richard J. Harrington | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Edward J. Ludwig | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Joseph P. Newhouse | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 15 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 18 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 19 | | Require Independent Board Chairman | | Against | | For |
Bankers Petroleum Ltd. | | BNK | | 066286303 | | 24-May-11 | | Annual | | Management | | 1 | | Fix Number of Directors at Eight | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Abdel F. (Abby) Badwi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Eric Brown | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director General Wesley Clark | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Robert Cross | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Jonathan Harris | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Phillip Knoll | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Ian B. McMurtrie | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director John B. Zaozirny | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-approve Stock Option Plan | | For | | Against |
Electricite de France | | EDF | | F2940H113 | | 24-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.58 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | | For | | Against |
| | | | | | | | | | Management | | 6 | | Reelect KPMG as Auditor | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Deloitte et Associes as Auditor | | For | | For |
| | | | | | | | | | Management | | 8 | | Appoint KPMG Audit IS as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect BEAS as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Requirements | | For | | Against |
| | | | | | | | | | Management | | 13 | | Amend Article 19 of Bylaws Re: Appointment of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Article 24 of Bylaws Re: Allocation of Income | | For | | Against |
| | | | | | | | | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
NagaCorp Ltd. | | 03918 | | G6382M109 | | 24-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend | | For | | For |
| | | | | | | | | | Management | | 3a1 | | Reelect Datuk Seri Panglima Abdul Kadir Bin Haji Sheikh Fadzir as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 3a2 | | Reelect Lim Mun Kee as Independent Non-Executive Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Reelect Chen Yepern as Executive Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorize Board to Fix Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 6a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 6b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 03-Jun-11 | | Annual | | Management | | 1 | | Elect Director Aida M. Alvarez | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James W. Breyer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director M. Michele Burns | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Roger C. Corbett | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Douglas N. Daft | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Michael T. Duke | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Gregory B. Penner | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Steven S Reinemund | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director H. Lee Scott, Jr. | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Arne M. Sorenson | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Jim C. Walton | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director S. Robson Walton | | For | | For |
| | | | | �� | | | | | Management | | 14 | | Elect Director Christopher J. Williams | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Linda S. Wolf | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 19 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For |
| | | | | | | | | | Share Holder | | 20 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Require Suppliers to Produce Sustainability Reports | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risks | | Against | | Against |
Chesapeake Energy Corporation | | CHK | | 165167107 | | 10-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Aubrey K. McClendon | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Don Nickles | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kathleen M. Eisbrenner | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Louis A. Simpson | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | For |
EFG Hermes Holding SAE* | | HRHO | | M3047P109 | | 13-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Capitalization of Reserves for Bonus Issuance | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Elect Directors (Bundled) | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Ratify 2010 Charitable Donations and Authorize 2011 Charitable Donations | | For | | Do Not Vote |
EFG Hermes Holding SAE* | | HRHO | | M3047P109 | | 13-Jun-11 | | Special | | Management | | 1 | | Approve Capital Increase Through Bonus Share Issuance | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Amend Articles to Reflect Changes in Capital | | For | | Do Not Vote |
Gabriel Resources Ltd. | | GBU | | 361970106 | | 16-Jun-11 | | Annual/Special | | Management | | 1.1 | | Elect Director Raymond E. Flood | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Alfred Gusenbauer | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jonathan Henry | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Keith R. Hulley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wayne Kirk | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Igor Levental | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director David Peat | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Simon Prior-Palmer | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Walter T. Segsworth | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director A. Murray Sinclair | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Restricted Share Unit Plan | | For | | Against |
Gold Fields Ltd | | GFI | | S31755101 | | 20-Jun-11 | | Special | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Company | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
East Japan Railway Co. | | 9020 | | J1257M109 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Streamline Board Structure | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Takahashi, Makoto | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Hoshino, Shigeo | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Higashikawa, Hajime | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Harayama, Kiyomi | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Amitani, Shunsuke | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Makitani, Yoshitaka | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Iwamoto, Shigeru | | For | | Against |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Motobayashi, Toru | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Tomonaga, Michiko | | For | | For |
Sanshin Electronics | | 8150 | | J68381110 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Matsunaga, Mitsumasa | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Kato, Kiyomi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Komoto, Shigeru | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Masada, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Ishii, Hiromi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Urase, Fumiaki | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Akabane, Masashi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Nishio, Keiji | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Suzuki, Toshiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Kamoshita, Mitsuo | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Sato, Katsuya | | For | | For |
The Kroger Co. | | KR | | 501044101 | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Reuben V. Anderson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Robert D. Beyer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Susan J. Kropf | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director John T. Lamacchia | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director David B. Lewis | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director W. Rodney Mcmullen | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Jorge P. Montoya | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Clyde R. Moore | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Susan M. Phillips | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director James A. Runde | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Ronald L. Sargent | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Bobby S. Shackouls | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 19 | | Adopt ILO Based Code of Conduct | | Against | | Against |
West Japan Railway Co. | | 9021 | | J95094108 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4000 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Yabuki, Shizuka | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Koide, Noboru | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwasaki, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Uno, Ikuo | | For | | Against |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Katsuki, Yasumi | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Remove Director Nishikawa, Naoki from Office | | Against | | Against |
Japan Steel Works Ltd. | | 5631 | | J27743103 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 6 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Authorize Public Announcements in Electronic Format - Reduce Directors’ Term - Indemnify Directors and Statutory Auditors - Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Sato, Ikuo | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Iwashita, Hisao | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Igarashi, Atsushi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Toda, Nobuyuki | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Tanaka, Yoshitomo | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Murai, Etsuo | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Suto, Hiroo | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Tanita, Yasunori | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Sato, Akira | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Mitsui & Co. | | 8031 | | J44690139 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Omae, Takao | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Komai, Masayoshi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miura, Satoru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Murakami, Motonori | | For | | For |
Daiwa Securities Group Inc. | | 8601 | | J11718111 | | 25-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Suzuki, Shigeharu | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hibino, Takashi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Iwamoto, Nobuyuki | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Shirakawa, Makoto | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wakabayashi, Takatoshi | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Oda, Kazuo | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Yasuda, Ryuuji | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Uno, Koichi | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Tadaki, Keiichi | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Onishi, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Ito, Kensuke | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | Against |
TV Asahi Corp. | | 9409 | | J93646107 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2000 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Reduce Directors’ Term - Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kimiwada, Masao | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Hayakawa, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Kamiyama, Ikuo | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Takano, Keiji | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Kitazawa, Haruki | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Otsuka, Takahiro | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Kanazawa, Hajime | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kameyama, Keiji | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Sunami, Gengo | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Fujinoki, Masaya | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Akiyama, Kotaro | | For | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Director Araki, Takanobu | | For | | For |
| | | | | | | | | | Management | | 3.13 | | Elect Director Okada, Tsuyoshi | | For | | For |
| | | | | | | | | | Management | | 3.14 | | Elect Director Kitajima, Yoshitoshi | | For | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Director Takeuchi, Kenji | | For | | For |
| | | | | | | | | | Management | | 3.16 | | Elect Director Watanabe, Katsunobu | | For | | For |
| | | | | | | | | | Management | | 3.17 | | Elect Director Kubota, Izumi | | For | | For |
| | | | | | | | | | Management | | 3.18 | | Elect Director Hirajo, Takashi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
Toyo Suisan Kaisha Ltd. | | 2875 | | 892306101 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Tsutsumi, Tadasu | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Oda, Mutsuhiko | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Obata, Kazuo | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Teshima, Senichi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.5 | | Elect Director Yoshino, Hiroji | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kondo, Eiji | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yamauchi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Minami, Hiroyuki | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Sugawara, Kenji | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Shimoi, Atsumi | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Oikawa, Masaharu | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Fujiya, Tadashi | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Yoshimura, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.14 | | Elect Director Imamura, Masaya | | For | | For |
| | | | | | | | | | Management | | 2.15 | | Elect Director Yamamoto, Kazuo | | For | | For |
| | | | | | | | | | Management | | 2.16 | | Elect Director Ichijima, Hisao | | For | | For |
| | | | | | | | | | Management | | 2.17 | | Elect Director Iizuka, Osamu | | For | | For |
| | | | | | | | | | Management | | 2.18 | | Elect Director Sumimoto, Noritaka | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Yamashita, Toru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Takara, Akira | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Ushijima, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors | | For | | For |
Uranium Participation Corp | | U | | 917017105 | | 28-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kelvin H. Williams | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
77 Bank Ltd. | | 8341 | | J71348106 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Create Class A Preferred Shares | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kamata, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Ujiie, Teruhiko | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Nagayama, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Nagao, Kimitsugu | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Yamada, Masayuki | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Kanbe, Mitsutaka | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Fujishiro, Tetsuya | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Suzuki, Isamu | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Hase, Masatake | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Tamura, Hideharu | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ishizaki, Toshio | | For | | For |
| | | | | | | | | | Management | | 3.12 | | Elect Director Tanno, Masanari | | For | | For |
| | | | | | | | | | Management | | 3.13 | | Elect Director Igarashi, Makoto | | For | | For |
| | | | | | | | | | Management | | 3.14 | | Elect Director Kobayashi, Hidefumi | | For | | For |
| | | | | | | | | | Management | | 3.15 | | Elect Director Takahashi, Takeshi | | For | | For |
| | | | | | | | | | Management | | 3.16 | | Elect Director Tuda, Masakatsu | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Sugita, Masahiro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Nakamura, Ken | | For | | For |
Futaba Corp. | | 6986 | | J16758112 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sakurada, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Harada, Toshiteru | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kawasaki, Hideharu | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Nenohi, Kunio | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kono, Michisato | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Ishide, Mitsumasa | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Takahashi, Kazunobu | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Tatsuya | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ito, Masayoshi | | For | | For |
Japan Digital Lab | | 6935 | | J26294108 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Maezawa, Kazuo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Hyodo, Tomoaki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Murakoshi, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Yuno, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Tsuchimoto, Kazuo | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.6 | | Elect Director Hiroi, Masato | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Asai, Takao | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Saito, Mamoru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Kataoka, Ko | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Maruyama, Minoru | | For | | For |
Kamigumi Co. Ltd. | | 9364 | | J29438116 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kubo, Masami | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nishida, Kenji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Mukai, Koji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Utsunomiya, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fukai, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Makita, Hideo | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Tazoe, Tadaaki | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hirase, Toshio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Tahara, Norihito | | For | | For |
MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Tateyama, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Seki, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Umezu, Mitsuhiro | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Katsuaki | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakamura, Masayoshi | | For | | For |
NISSIN FOODS HOLDINGS CO LTD | | 2897 | | J58063124 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Ando, Koki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nakagawa, Susumu | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ando, Noritaka | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Matsuo, Akihide | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Naruto, Takayuki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Sasahara, Ken | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Tanaka, Mitsuru | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Yokoyama, Yukio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kobayashi, Ken | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Okafuji, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Ishikura, Yoko | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Makizono, Shunsaku | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Horinouchi, Toru | | For | | Against |
Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ugawa, Shohachi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ishiyama, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Sanada, Yoshiro | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Noda, Fumiyoshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against |
Shin-Etsu Chemical Co. Ltd. | | 4063 | | J72810120 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Saito, Yasuhiko | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Ono, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Takasugi, Koji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ishihara, Toshinobu | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Frank Peter Popoff | | For | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Director Miyazaki, Tsuyoshi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Fukui, Toshihiko | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.8 | | Elect Director Miyajima, Masaki | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kasahara, Toshiyuki | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Onezawa, Hidenori | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Nakamura, Ken | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Matsui, Yukihiro | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Okamoto, Hiroaki | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Okada, Osamu | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Watase, Masahiko | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Nagano, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Reduction in Capital Reserves | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Tanabe, Kazuo | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Kitamura, Kunitaro | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sayato, Jyunichi | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint External Audit Firm | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Stock Option Plan | | For | | Against |
Sumitomo Osaka Cement Co. Ltd. | | 5232 | | J77734101 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sekine, Fukuichi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Katsura, Tomoyuki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Nakao, Masafumi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Fujisue, Akira | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Tsukamoto, Kazuhisa | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Muramatsu, Ryuuji | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Inokawa, Hisashi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Saida, Kunitaro | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Aoi, Katsuhisa | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Tomosawa, Fuminori | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Toppan Printing Co. Ltd. | | 7911 | | ADPV14032 | | 29-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Adachi, Naoki | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kaneko, Shingo | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Takamiyagi, Jitsumei | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Otsuka, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Furuya, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ominato, Mitsuru | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Nagayama, Yoshiyuki | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Okubo, Shinichi | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Kumamoto, Yuuichi | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Maeda, Yukio | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Sakuma, Kunio | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Noma, Yoshinobu | | For | | Against |
| | | | | | | | | | Management | | 1.13 | | Elect Director Mitsui, Seiji | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Ishida, Yoshiyuki | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Okazaki, Hiroe | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director Ito, Atsushi | | For | | For |
| | | | | | | | | | Management | | 1.17 | | Elect Director Kakiya, Hidetaka | | For | | For |
| | | | | | | | | | Management | | 1.18 | | Elect Director Arai, Makoto | | For | | For |
| | | | | | | | | | Management | | 1.19 | | Elect Director Maro, Hideharu | | For | | For |
| | | | | | | | | | Management | | 1.20 | | Elect Director Nemoto, Yukio | | For | | For |
| | | | | | | | | | Management | | 1.21 | | Elect Director Matsuda, Naoyuki | | For | | For |
| | | | | | | | | | Management | | 1.22 | | Elect Director Sato, Nobuaki | | For | | For |
| | | | | | | | | | Management | | 1.23 | | Elect Director Kinemura, Katsuhiro | | For | | For |
| | | | | | | | | | Management | | 1.24 | | Elect Director Izawa, Taro | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.25 | | Elect Director Ezaki, Sumio | | For | | For |
| | | | | | | | | | Management | | 1.26 | | Elect Director Yamano, Yasuhiko | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Aoki, Kenichi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Takagi, Shinjiro | | For | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | �� | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | �� | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Special | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For |
Solidere | | SOLA | | 522386101 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements, Statutory Reports, and Dividend Payments | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Board and Chairman | | For | | For |
Nuveen Tradewinds Global Flexible Allocation Fund
| | | | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction | | Voted YN |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 09-Aug-10 | | Annual | | Management | | 1.1 | | Elect Director Howard Solomon | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Lawrence S. Olanoff | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Nesli Basgoz | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director William J. Candee | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director George S. Cohan | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director Dan L. Goldwasser | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director Kenneth E. Goodman | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect Director Lester B. Salans | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.9 | | Elect Director Peter J. Zimetbaum | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 5 | | Reimburse Proxy Contest Expenses | | Against | | For | | Yes |
Minara Resources Ltd. | | | | Q6120A101 | | 17-Aug-10 | | Special | | Management | | 1 | | Approve the Reduction in the Company’s Issued Share Capital by A$110.94 Million by Returning to Shareholders an Amount of A$0.095 for Every Share Held | | For | | For | | Yes |
Lihir Gold Ltd. | | LGL | | Y5285N149 | | 23-Aug-10 | | Court | | Management | | 1 | | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | | For | | For | | Yes |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Yes |
Newcrest Mining Ltd. | | NCM | | Q6651B114 | | 28-Oct-10 | | Annual | | Management | | 1 | | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | | | | | | Yes |
| | | | | | | | | | Management | | 2a | | Elect Richard Lee as a Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 2b | | Elect John Spark as a Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 2c | | Elect Tim Poole as a Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 2d | | Elect Greg Robinson as a Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Approve the Increase in Non-Executive Directors’ Maximum Aggregate Remuneration to A$2.7 Million Per Annum | | For | | For | | Yes |
Gold Fields Ltd | | GFI | | 38059T106 | | 02-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Appoint KPMG Inc as Auditors of the Company | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Mamphela Ramphele as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Paul Schmidt as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Re-elect Rupert Pennant-Rea as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Re-elect Donald Ncube as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Approve Increase in Non-executive Director Fees | | For | | For | | Yes |
Gold Fields Ltd | | GFI | | 38059T106 | | 02-Nov-10 | | Special | | Management | | 1 | | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 16-Nov-10 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Gates III | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 11 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against | | Yes |
Stolt-Nielsen Sa* | | SNI | | L88742108 | | 16-Nov-10 | | Special | | Management | | i | | Receive Directors’ Special Report | | | | | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | ii | | Receive Auditors’ Special Report | | | | | | No |
| | | | | | | | | | Management | | 1 | | Change Jurisdiction of Incorporation from Luxembourg to Bermuda Through Merger Agreement with Stolt-Nielsen Limited, Approve Subsequent Liquidation of Company, and Authorize Board to Ratify and Execute Approved Resolutions | | For | | Do Not Vote | | No |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 17-Jan-11 | | Special | | Management | | 1 | | Amend Articles of Incorporation | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Han Dae-Soo as Inside Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Han Dae-Soo as Member of Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Re-elect Kim Jeong-Gook as Member of Audit Committee | | For | | For | | Yes |
Tyson Foods, Inc. | | TSN | | 902494103 | | 04-Feb-11 | | Annual | | Management | | 1.1 | | Elect Director Don Tyson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director John Tyson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jim Kever | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director Kevin M. McNamara | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director Brad T. Sauer | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director Robert Thurber | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director Barbara A. Tyson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect Director Albert C. Zapanta | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 3 | | Phase in Controlled-Atmosphere Killing | | Against | | Against | | Yes |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | 22-Feb-11 | | Special | | Management | | 1 | | Amend Article 3 to Reflect New Corporate Purpose | | For | | Against | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Article 5 to Reflect Updated Share Capital | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3 | | Establish Terms and Conditions for the Absorption of Interagile Propaganda e Promocoes Ltda. | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Appoint Independent Firm to Appraise Proposed Absorptions of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Approve Independent Firm’s Appraisals | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Absorption of Locafarma Logistica e Transporte Ltda. and Interagile Propaganda e Promocoes Ltda. | | For | | For | | Yes |
KT Corp | | 030200 | | 48268K101 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Dividend of KRW 2,410 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.3 | | Elect Lee Hyun-Rak as Outside Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.4 | | Elect Park Byung-Won as Outside Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.1 | | Elect Lee Hyun-Rak as Member of Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.2 | | Elect Park Byung-Won as Member of Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Amend Terms of Severance Payments to Executives | | For | | For | | Yes |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Three Inside Directors (Bundled) | | For | | For | | Yes |
Simmer and Jack Mines Ltd | | SIM | | S76417104 | | 25-Mar-11 | | Special | | Management | | 1 | | Approve the Disposal of Company Assets | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Approve Unbundling by the Company of the Village Shares to its Shareholders | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve the Disposal of the Reacquisition Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
Oriental Weavers Carpet Co* | | ORWE | | M7558V108 | | 17-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4 | | Approve Dividends | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 7 | | Approve Auditors and Fix Their Remuneration | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 8 | | Approve Charitable Donations Made in 2010 and to be Made in 2011 | | For | | Do Not Vote | | No |
Eli Lilly and Company | | LLY | | 532457108 | | 18-Apr-11 | | Annual | | Management | | 1 | | Elect Director M.L. Eskew | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director A.G. Gilman | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director K.N. Horn | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director J.C. Lechleiter | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Management | | 8 | | Declassify the Board of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Approve Executive Incentive Bonus Plan | | For | | For | | Yes |
Newmont Mining Corporation | | NEM | | 651639106 | | 19-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Glen A. Barton | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Vincent A. Calarco | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Joseph A. Carrabba | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director Noreen Doyle | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director Veronica M. Hagen | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director Michael S. Hamson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director Richard T. O’Brien | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect Director John B. Prescott | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.9 | | Elect Director Donald C. Roth | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.10 | | Elect Director Simon Thompson | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Management | | 5 | | Other Business | | For | | Against | | Yes |
Stolt-Nielsen Ltd* | | SNI | | G85080102 | | 19-Apr-11 | | Annual | | Management | | 1 | | Approve Allocation of Income and Dividends | | For | | Do Not Vote | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Continuation of Authorized Capital under the Stock Option Plan/Suppression of Shareholders’ Preemptive Rights | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 3 | | Authorize Share Repurchase Program | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4a | | Elect Christer Olsson as Director | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4b | | Elect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4c | | Elect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4d | | Elect Samuel Cooperman as Director | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4e | | Elect Hakan Larsson as Director | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4f | | Elect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 5 | | Elect Chister Olsson as Chairman of the Board | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 6 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote | | No |
AGCO Corporation | | AGCO | | 001084102 | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Wolfgang Deml | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Luiz F. Furlan | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Gerald B. Johanneson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas W. LaSorda | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director George E. Minnich | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director Martin H. Richenhagen | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director Daniel C. Ustian | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For | | Yes |
Ameren Corporation | | AEE | | 023608102 | | 21-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Stephen F. Brauer | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Ellen M. Fitzsimmons | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Walter J. Galvin | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director Gayle P.W. Jackson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director James C. Johnson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director Steven H. Lipstein | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director Patrick T. Stokes | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect Director Thomas R. Voss | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.9 | | Elect Director Stephen R. Wilson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.10 | | Elect Director Jack D. Woodard | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Director Liability and Indemnification | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Management | | 6 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 7 | | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | | Against | | For | | Yes |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 22-Apr-11 | | Special | | Management | | 1 | | Reelect Byun Joon-Yeon as Inside Director | | For | | For | | Yes |
Telecom Egypt SAE* | | ETEL | | M87886103 | | 26-Apr-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 5 | | Ratify Board Changes that Ocurred During 2010 (Bundled) | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 7 | | Approve Charitable Donations | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 9 | | Approve Related Party Transactions | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 10 | | Approve Asset Transfer | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 11 | | Approve Executive Reappointment of Mahmoud Kamel Tag El Din as EVP Human Resources and Legal Affairs. | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 12 | | Approve Dividends | | For | | Do Not Vote | | No |
Barrick Gold Corporation | | ABX | | 067901108 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect H. L. Beck as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect C. W. D. Birchall as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect D. J. Carty as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect G. Cisneros as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect P.A. Crossgrove as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect R. M. Franklin as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect J. B. Harvey as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect D. Moyo as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.9 | | Elect B. Mulroney as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.10 | | Elect A. Munk as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.11 | | Elect P. Munk as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.12 | | Elect A. W. Regent as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.13 | | Elect N.P. Rothschild as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.14 | | Elect S. J. Shapiro as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
Nexen Inc. | | NXY | | 65334H102 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director W.B. Berry | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director R.G. Bertram | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director D.G. Flanagan | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director S.B. Jackson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director K.J. Jenkins | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director A.A. McLellan | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director E.P. Newell | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect Director T.C. O’Neill | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.9 | | Elect Director M.F. Romanow | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.10 | | Elect Director F.M. Saville | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.11 | | Elect Director J.M. Willson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.12 | | Elect Director V.J. Zaleschuk | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Yes |
AstraZeneca plc | | AZN | | 046353108 | | 28-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Reappoint KPMG Audit plc as Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(a) | | Re-elect Louis Schweitzer as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(b) | | Re-elect David Brennan as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(c) | | Re-elect Simon Lowth as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(d) | | Elect Bruce Burlington as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(e) | | Re-elect Jean-Philippe Courtois as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(f) | | Re-elect Michele Hooper as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(g) | | Re-elect Rudy Markham as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(h) | | Re-elect Nancy Rothwell as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(i) | | Elect Shriti Vadera as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(j) | | Re-elect John Varley as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5(k) | | Re-elect Marcus Wallenberg as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For | | Yes |
Lockheed Martin Corporation | | LMT | | 539830109 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Nolan D. Archibald | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Rosalind G. Brewer | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director David B. Burritt | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director James O. Ellis, Jr. | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas J. Falk | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director Gwendolyn S. King | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director James M. Loy | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director Douglas H. McCorkindale | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director Joseph W. Ralston | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Elect Director Anne Stevens | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Elect Director Robert J. Stevens | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | For | | Yes |
Pfizer Inc. | | PFE | | 717081103 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Michael S. Brown | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director M. Anthony Burns | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director W. Don Cornwell | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director Frances D. Fergusson | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director William H. Gray III | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year | | Yes |
| | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against | | Yes |
| | | | | | | | | | Share Holder | | 18 | | Report on Public Policy Advocacy Process | | Against | | Against | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Share Holder | | 19 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against | | Yes |
| | | | | | | | | | Share Holder | | 20 | | Provide Right to Act by Written Consent | | Against | | For | | Yes |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Yes |
| | | | | | | | | | Share Holder | | 22 | | Report on Animal Testing and Plans for Reduction | | Against | | Against | | Yes |
GP Investments Ltd | | GPIV11 | | G4035L107 | | 29-Apr-11 | | Special | | Management | | 1 | | Elect Chairman of the Meeting | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Confirm Meeting Notice | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Directors | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4 | | Transact Other Business | | For | | Against | | Yes |
Profarma Distribuidora De Produtos Farmaceuticos SA | | PFRM3 | | P7913E103 | | 29-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against | | Yes |
Nokia Corp. | | | | 654902204 | | 03-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | | | Yes |
| | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | | | Yes |
| | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | | | Yes |
| | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | | | Yes |
| | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | | | | | Yes |
| | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | | | Yes |
| | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Fix Number of Directors at Eleven | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.1 | | Elect Stephen Elopas as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.2 | | Elect Dr. Bengt Holmstrom as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.3 | | Elect Prof. Dr. H. Kagermann as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.4 | | Elect Per Karlsson as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.5 | | Elect Jouko Karvinen as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.6 | | Elect Helge Lund as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.7 | | Elect Isabel Marey-Semper as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.8 | | Elect Jorma Ollila as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.9 | | Elect Dame Marjorie Scardino as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.10 | | Elect Risto Siilasmaa as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 12.11 | | Elect Kari Stadigh as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Ratify PricewaterhouseCoopers Oy as Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 360 Million Issued Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 16 | | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | | For | | Against | | Yes |
| | | | | | | | | | Management | | 17 | | Close Meeting | | | | | | Yes |
Suncor Energy Inc | | SU | | 867224107 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mel E. Benson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dominic D’Alessandro | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director John T. Ferguson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Douglas Ford | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director Richard L. George | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul Haseldonckx | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.7 | | Elect Director John R. Huff | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jacques Lamarre | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.9 | | Elect Director Brian F. MacNeill | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.10 | | Elect Director Maureen McCaw | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.11 | | Elect Director Michael W. O’Brien | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.12 | | Elect Director James W. Simpson | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.13 | | Elect Director Eira Thomas | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Yes |
Finmeccanica Spa | | FNC | | T4502J151 | | 04-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Fix Number of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Fix Directors’ Term | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.1 | | Slate n. 1 Presented by Institutional Investors | | None | | For | | Yes |
| | | | | | | | | | Management | | 4.2 | | Slate n. 2 Presented by the Italian Ministry of Economy and Finance | | None | | Against | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Chairman of the Board of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | Against | | Yes |
| | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Amend Company Bylaws Re: Related-Party Transactions | | For | | For | | Yes |
Tesoro Corporation | | TSO | | 881609101 | | 04-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney F. Chase | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Gregory J. Goff | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director Robert W. Goldman | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director Steven H. Grapstein | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director J.w. Nokes | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director Susan Tomasky | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director Michael E. Wiley | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director Patrick Y. Yang | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Management | | 11 | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 13 | | Report on Accident Risk Reduction Efforts | | Against | | For | | Yes |
Eastern Company SAE* | | EAST | | M2932V106 | | 05-May-11 | | Annual | | Management | | 1 | | Approve Provisionary Budget for Fiscal 2011-2012 | | For | | Do Not Vote | | No |
*Not voted due to shareblocking | | | | | | | | | | | | | | | | | | | | |
Luks Group Vietnam Holdings Co., Ltd. | | 00366 | | G5700D106 | | 06-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Directors’ and Auditors’ Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Declare Final Dividend for the Year Ended Dec. 31, 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 3a | | Reelect Luk Yan as Executive Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3b | | Reelect Fan Chiu Tat Martin as Executive Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3c | | Reelect Liang Fang as Independent Non-Executive Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3d | | Reelect Liu Li Yuan as Independent Non-Executive Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3e | | Reelect Tam Kan Wing as Independent Non-Executive Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3f | | Authorize Board to Fix the Remuneration of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Reappoint Enst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes |
| | | | | | | | | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For | | Yes |
| | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For | | Yes |
| | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For | | Yes |
Deutsche Telekom AG | | DTE | | 251566105 | | 12-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Reelect Hubertus von Gruenberg to the Supervisory Board | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Reelect Bernhard Walter to the Supervisory Board | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Amend Affiliation Agreement with Subsidiary T-Systems International GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Amend Amendment of Affiliation Agreement with Subsidiary DeTeFleetServices GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Approve Amendment of Affiliation Agreement with Subsidiary DFMG Holding GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAssekuranz (Deutsche TelekomAssekuranz-Vermittlungsgesellschaft mbH) | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Customer Services GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Technical Services GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 16 | | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Accounting GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 17 | | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Training GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 18 | | Approve Amendment of Affiliation Agreement with Subsidiary Norma Telekommunikationsdienste GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 19 | | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia Holding GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 20 | | Approve Amendment of Affiliation Agreement with Subsidiary Traviata Telekommunikationsdienste GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 21 | | Approve Amendment of Affiliation Agreement with Subsidiary Scout24 Holding GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 22 | | Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile Worldwide Holding GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 23 | | Approve Amendment of Affiliation Agreement with Subsidiary Telekom Deutschland GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 24 | | Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom Holding GmbH | | For | | For | | Yes |
| | | | | | | | | | Management | | 25 | | Amend Corporate Purpose | | For | | For | | Yes |
| | | | | | | | | | Management | | 26 | | Approve Settlement Agreement Between Deutsche Telekom AG and Former Management Board Member Kai Ricke | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 27 | | Approve Settlement Agreement Between Deutsche Telekom AG and Former Supervisory Board Member Klaus Zumwinkel | | For | | For | | Yes |
Cameco Corporation | | CCO | | 13321L108 | | 17-May-11 | | Annual | | Management | | 1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain | | Yes |
| | | | | | | | | | Management | | 2.1 | | Elect Director Daniel Camus | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.2 | | Elect Director John H. Clappison | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.3 | | Elect Director Joe F. Colvin | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.4 | | Elect Director James R. Curtiss | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.5 | | Elect Director Donald H.F. Deranger | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.6 | | Elect DirectorJames K. Gowans | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.7 | | Elect Director Timothy S. Gitzel | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.8 | | Elect Director Gerald W. Grandey | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.9 | | Elect Director Nancy E. Hopkins | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.10 | | Elect Director Oyvind Hushovd | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.11 | | Elect Director A. Anne McLellan | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.12 | | Elect Director A. Neil McMillan | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.13 | | Elect Director Victor J. Zaleschuk | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Amend By-Laws | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Yes |
Gold Fields Ltd | | GFI | | 38059T106 | | 17-May-11 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Sello Moloko as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Re-elect Kofi Ansah as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Re-elect David Murray as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Re-elect Gayle Wilson as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Approve Remuneration Policy | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Sello Moloko as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Re-elect Kofi Ansah as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Re-elect David Murray as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For | | Yes |
Range Resources Corporation | | RRC | | 75281A109 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Charles L. Blackburn | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Anthony V. Dub | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director V. Richard Eales | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Elect Director Allen Finkelson | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director James M. Funk | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director Jonathan S. Linker | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director Kevin S. McCarthy | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director John H. Pinkerton | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director Jeffrey L. Ventura | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| | | | | | | | | | Management | | 12 | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For | | Yes |
Thales | | HO | | F9156M108 | | 18-May-11 | | Annual/Special | | Management | | 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board | | For | | Against | | Yes |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 7 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Approve Employee Stock Purchase Plan | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Amend Article 17 of Bylaws Re: Double Voting Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes |
PT Medco Energi Internasional Tbk | | MEDC | | Y7129J136 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Yes |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Annual Report of the Company and Commissioners’ Report | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Appoint Auditors of the Company and Its PCDP | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | For | | Yes |
Statoil ASA* | | | | 85771P102 | | 19-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | | | No |
| | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | Do Not Vote | | No |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | Do Not Vote | | No |
| | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote | | No |
Aetna Inc. | | AET | | 00817Y108 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director Mark T. Bertolini | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Frank M. Clark | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director Betsy Z. Cohen | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director Molly J. Coye | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director Roger N. Farah | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director Barbara Hackman Franklin | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director Jeffrey E. Garten | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director Gerald Greenwald | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director Ellen M. Hancock | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Elect Director Richard J. Harrington | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Elect Director Edward J. Ludwig | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Elect Director Joseph P. Newhouse | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 15 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | None | | One Year | | Yes |
| | | | | | | | | | Share Holder | | 18 | | Provide for Cumulative Voting | | Against | | For | | Yes |
| | | | | | | | | | Share Holder | | 19 | | Require Independent Board Chairman | | Against | | For | | Yes |
Polyus Gold OJSC | | PLZL | | 678129107 | | 20-May-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.1 | | Elect Anton Averin as Director | | Against | | Against | | Yes |
| | | | | | | | | | Management | | 3.2 | | Elect Pavel Grachev as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.3 | | Elect Yevgeny Ivanov as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.4 | | Elect Anna Kolonchina as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.5 | | Elect Oleg Lipatov as Director | | Against | | Against | | Yes |
| | | | | | | | | | Management | | 3.6 | | Elect Lord Clanwilliam (former Lord Gillford) as Director | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.7 | | Elect Aleksandr Mosionzhik as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.8 | | Elect Mikhail Prohorov as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.9 | | Elect Zumrud Rustamova as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.10 | | Elect Yekaterina Salnikova as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.11 | | Elect Valery Senko as Director | | Against | | Against | | Yes |
| | | | | | | | | | Management | | 3.12 | | Elect Mikhail Sosnovsky as Director | | Against | | Against | | Yes |
| | | | | | | | | | Management | | 3.13 | | Elect Maksim Finsky as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.1 | | Elect Andrey Zaytsev as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.2 | | Elect Olga Rompel as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.3 | | Elect Aleksandr Spektor as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.4 | | Elect Oleg Cherney as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.5 | | Elect Aleksey Shaymardanov as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify OOO Rosekspertiza as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Determine Cost of Liability Insurance for Directors and Officers | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Directors | | For | | For | | Yes |
Electricite de France | | EDF | | F2940H113 | | 24-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.58 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | | For | | Against | | Yes |
| | | | | | | | | | Management | | 6 | | Reelect KPMG as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Reelect Deloitte et Associes as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Appoint KPMG Audit IS as Alternate Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Reelect BEAS as Alternate Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Requirements | | For | | Against | | Yes |
| | | | | | | | | | Management | | 13 | | Amend Article 19 of Bylaws Re: Appointment of Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Amend Article 24 of Bylaws Re: Allocation of Income | | For | | Against | | Yes |
| | | | | | | | | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 03-Jun-11 | | Annual | | Management | | 1 | | Elect Director Aida M. Alvarez | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director James W. Breyer | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director M. Michele Burns | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director James I. Cash, Jr. | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director Roger C. Corbett | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director Douglas N. Daft | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director Michael T. Duke | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director Gregory B. Penner | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director Steven S Reinemund | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Elect Director H. Lee Scott, Jr. | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Elect Director Arne M. Sorenson | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Elect Director Jim C. Walton | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Elect Director S. Robson Walton | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Elect Director Christopher J. Williams | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Elect Director Linda S. Wolf | | For | | For | | Yes |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 18 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Share Holder | | 19 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For | | Yes |
| | | | | | | | | | Share Holder | | 20 | | Report on Political Contributions | | Against | | For | | Yes |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Yes |
| | | | | | | | | | Share Holder | | 22 | | Require Suppliers to Produce Sustainability Reports | | Against | | Against | | Yes |
| | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risks | | Against | | Against | | Yes |
Medoro Resources Ltd. | | MRS | | 58503R407 | | 07-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Amalgamation with Gran Colombia Gold Corp. | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.1 | | Elect Director Robert Metcalfe | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 2.2 | | Elect Director Jaime Perez Branger | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 2.3 | | Elect Director Miguel de la Campa | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 2.4 | | Elect Director Robert Doyle | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 2.5 | | Elect Director Serafino Iacono | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.6 | | Elect Director Augusto Lopez | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.7 | | Elect Director J. Randall Martin | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hernan Martinez | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.9 | | Elect Director Courtney Neeb | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | Withhold | | Yes |
Chesapeake Energy Corporation | | CHK | | 165167107 | | 10-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Aubrey K. McClendon | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Don Nickles | | For | | Withhold | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kathleen M. Eisbrenner | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.4 | | Elect Director Louis A. Simpson | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| | | | | | | | | | Share Holder | | 6 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | For | | Yes |
EFG Hermes Holding SAE* | | HRHO | | M3047P109 | | 13-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | Do Not Vote | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 3 | | Accept Financial Statements | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 4 | | Approve Allocation of Income | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 5 | | Capitalization of Reserves for Bonus Issuance | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 6 | | Approve Discharge of Chairman and Directors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 8 | | Ratify Auditors and Fix Their Remuneration | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 9 | | Elect Directors (Bundled) | | For | | Do Not Vote | | No |
| | | | | | | | | | Management | | 10 | | Ratify 2010 Charitable Donations and Authorize 2011 Charitable Donations | | For | | Do Not Vote | | No |
EFG Hermes Holding SAE* | | HRHO | | M3047P109 | | 13-Jun-11 | | Special | | Management | | 1 | | Approve Capital Increase Through Bonus Share Issuance | | For | | Do Not Vote | | No |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Amend Articles to Reflect Changes in Capital | | For | | Do Not Vote | | No |
Gold Fields Ltd | | GFI | | 38059T106 | | 20-Jun-11 | | Special | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Company | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Amitani, Shunsuke | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Makitani, Yoshitaka | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Iwamoto, Shigeru | | For | | Against | | Yes |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Motobayashi, Toru | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Tomonaga, Michiko | | For | | For | | Yes |
The Kroger Co. | | KR | | 501044101 | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Reuben V. Anderson | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Elect Director Robert D. Beyer | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director David B. Dillon | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Elect Director Susan J. Kropf | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Elect Director John T. Lamacchia | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Elect Director David B. Lewis | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Elect Director W. Rodney Mcmullen | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Elect Director Jorge P. Montoya | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Elect Director Clyde R. Moore | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Elect Director Susan M. Phillips | | For | | For | | Yes |
| | | | | | | | | | Management | | 11 | | Elect Director Steven R. Rogel | | For | | For | | Yes |
| | | | | | | | | | Management | | 12 | | Elect Director James A. Runde | | For | | For | | Yes |
| | | | | | | | | | Management | | 13 | | Elect Director Ronald L. Sargent | | For | | For | | Yes |
| | | | | | | | | | Management | | 14 | | Elect Director Bobby S. Shackouls | | For | | For | | Yes |
| | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 19 | | Adopt ILO Based Code of Conduct | | Against | | Against | | Yes |
West Japan Railway Co. | | 9021 | | J95094108 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4000 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Elect Director Yabuki, Shizuka | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Koide, Noboru | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwasaki, Tsutomu | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Uno, Ikuo | | For | | Against | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Katsuki, Yasumi | | For | | For | | Yes |
| | | | | | | | | | Share Holder | | 5 | | Remove Director Nishikawa, Naoki from Office | | Against | | Against | | Yes |
Mitsui & Co. | | 8031 | | J44690139 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.4 | | Elect Director Omae, Takao | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.5 | | Elect Director Komai, Masayoshi | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kawashima, Fuminobu | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.7 | | Elect Director Saiga, Daisuke | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.8 | | Elect Director Okada, Joji | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kinoshita, Masayuki | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miura, Satoru | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Murakami, Motonori | | For | | For | | Yes |
Uranium Participation Corp | | U | | 917017105 | | 28-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Paul J. Bennett | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.2 | | Elect Director Jeff Kennedy | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.3 | | Elect Director Garth A.C. MacRae | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.4 | | Elect Director Richard H. McCoy | | For | | For | | Yes |
| | | | | | | | | | Management | | 1.5 | | Elect Director Kelvin H. Williams | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.2 | | Elect Director Tateyama, Ichiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.3 | | Elect Director Karasawa, Yasuyoshi | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.4 | | Elect Director Suzuki, Hisahito | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yoneda, Masanori | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.9 | | Elect Director Iijima, Ichiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.10 | | Elect Director Seki, Toshihiko | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.11 | | Elect Director Watanabe, Akira | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.12 | | Elect Director Umezu, Mitsuhiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.13 | | Elect Director Tsunoda, Daiken | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Katsuaki | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakamura, Masayoshi | | For | | For | | Yes |
Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ugawa, Shohachi | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ishiyama, Toshiaki | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Sanada, Yoshiro | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Noda, Fumiyoshi | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against | | Yes |
Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Reduction in Capital Reserves | | For | | Against | | Yes |
| | | | | | | | | | Management | | 3.1 | | Elect Director Tsunekage, Hitoshi | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.2 | | Elect Director Tanabe, Kazuo | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.3 | | Elect Director Mukohara, Kiyoshi | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.4 | | Elect Director Kitamura, Kunitaro | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.5 | | Elect Director Iwasaki, Nobuo | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sayato, Jyunichi | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ochiai, Shinji | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.8 | | Elect Director Okubo, Tetsuo | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.9 | | Elect Director Okuno, Jun | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.10 | | Elect Director Otsuka, Akio | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Appoint External Audit Firm | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Approve Stock Option Plan | | For | | Against | | Yes |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against | | Yes |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against | | Yes |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For | | Yes |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For | | Yes |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For | | Yes |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote | | Yes |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against | | Yes |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote | | Yes |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For | | Yes |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For | | Yes |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Special | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For | | Yes |
| | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against | | Yes |
| | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against | | Yes |
RusHydro JSC | | HYDR | | 466294105 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For | | Yes |
| | | | | | | | | | Management | | 1 | | Approve Annual Report and Financial Statements | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of RUB 0.00860091 per Share | | For | | For | | Yes |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.1 | | Elect Anatoly Ballo as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.2 | | Elect Sergey Beloborodov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.3 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.4 | | Elect Yevgeny Dod as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.5 | | Elect Viktor Zimin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.6 | | Elect Boris Kovalchuk as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For | | Yes |
| | | | | | | | | | Management | | 3.7 | | Elect Viktor Kudryavy as Director | | None | | For | | Yes |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.8 | | Elect Grigory Kurtsev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.9 | | Elect Viktor Lebedev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.10 | | Elect Andrey Malyshev as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.11 | | Elect Mikhail Poluboyarinov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.12 | | Elect Marina Seliverstova as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.13 | | Elect Vladimir Tatsy as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.14 | | Elect Rashid Sharipov as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.15 | | Elect Sergey Shmatko as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 3.16 | | Elect Sergey Shishin as Director | | None | | Against | | Yes |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.1 | | Elect Oleg Azhimov as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.2 | | Elect Dmitry Gerevoy as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.3 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.4 | | Elect Andrey Kochanov as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.5 | | Elect Valentin Kudryashov as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.6 | | Elect Yelena Litvina as Member of Audit Commission | | For | | Against | | Yes |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.7 | | Elect Maria Tikhonova as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4.8 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 5 | | Ratify ZAO HLB Vneshaudit as Auditor | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 7 | | Determine Quantity, Nominal Value, Type, and Rights of Company’s Outstanding Shares in Connection with Increase in Authorized Capital | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For | | Yes |
| | | | | | | | | | Management | | 8 | | Approve New Edition of Charter | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 9 | | Approve Increase in Share Capital via Issuance of 89 Billion Shares with Preemptive Rights | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 10 | | Amend Regulations on Board of Directors | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.1 | | Approve Related-Party Transactions Re: Acquisition of Common Shares in OAO Inter RAO UES via Closed Subscription | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.2 | | Approve Related-Party Transaction Re: Acquisition of 40-Percent Stake in OAO Irkutskenergo via Share Swap with OAO Inter RAO UES | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.3 | | Approve Related-Party Transactions with OAO VTB Bank Re: Deposit Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.4 | | Approve Related-Party Transactions with OAO VTB Bank Re: Establishment of Fixed Balance Accounts | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.5 | | Approve Related-Party Transactions with OAO VTB Bank Re: Overdraft Credit Accounts | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.6 | | Approve Related-Party Transactions with OAA VTB Bank Re: Credit Line Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.7 | | Approve Related-Party Transaction with OAO VTB Bank Re: Loan Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.8 | | Approve Related-Party Transactions with OAO VTB Bank Re: Loan Guarantee Agreements | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.9 | | Approve Related-Party Transactions with OAO VTB Bank Re: Opening of Credit Guarantee Facility | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For | | Yes |
| | | | | | | | | | Management | | 11.10 | | Approve Related-Party Transactions with OAO VTB Bank Re: Remote Banking Services | | For | | For | | Yes |
Solidere | | SOLA | | 522386101 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Board Report on Company Operations | | For | | For | | Yes |
| | | | | | | | | | | | 2 | | Approve Auditors’ Report on Company Financial Statements | | For | | For | | Yes |
| | | | | | | | | | | | 3 | | Accept Financial Statements, Statutory Reports, and Dividend Payments | | For | | For | | Yes |
| | | | | | | | | | | | 4 | | Approve Auditors’ Special Report on Related Party Transactions; Authorize Related Party Transactions | | For | | Against | | Yes |
| | | | | | | | | | | | 5 | | Approve Discharge of Board and Chairman | | For | | For | | Yes |
Nuveen Tradewinds International Value Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Magna International Inc. | | MG.A | | 559222401 | | 23-Jul-10 | | Special | | Management | | 1 | | Approve Plan Arrangement: Dual Class Collapse | | For | | For |
Vodafone Group plc | | | | G93882135 | | 27-Jul-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Re-elect Sir John Bond as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect John Buchanan as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Vittorio Colao as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Michel Combes as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Andy Halford as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Stephen Pusey as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Alan Jebson as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Samuel Jonah as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Nick Land as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Anne Lauvergeon as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Luc Vandevelde as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Anthony Watson as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Philip Yea as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 17 | | Reappoint Deloitte LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 22 | | Adopt New Articles of Association | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve Share Incentive Plan | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | 15-Sep-10 | | Special | | Management | | 1 | | Approve Issuance of Shares and Warrants in Connection with Acquisition | | For | | Against |
Impala Platinum Holdings Ltd | | IMP | | S37840113 | | 19-Oct-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint PricewaterhouseCoopers Inc as Auditors of the Company and Jean-Pierre van Staden as the Designated Partner | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Re-elect Michael McMahon as Director | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Paul Dunne as Director | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Terence Goodlace as Director | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Mpueleng Pooe as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Newcrest Mining Ltd. | | NCM | | Q6651B114 | | 28-Oct-10 | | Annual | | Management | | 1 | | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | | | | |
| | | | | | | | | | Management | | 2a | | Elect Richard Lee as a Director | | For | | For |
| | | | | | | | | | Management | | 2b | | Elect John Spark as a Director | | For | | For |
| | | | | | | | | | Management | | 2c | | Elect Tim Poole as a Director | | For | | For |
| | | | | | | | | | Management | | 2d | | Elect Greg Robinson as a Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Increase in Non-Executive Directors’ Maximum Aggregate Remuneration to A$2.7 Million Per Annum | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 02-Nov-10 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Mamphela Ramphele as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Paul Schmidt as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Rupert Pennant-Rea as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Re-elect Donald Ncube as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Increase in Non-executive Director Fees | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 02-Nov-10 | | Special | | Management | | 1 | | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | | For | | For |
| | | | | | | | | | Management | | 3 | | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | | For | | For |
Embraer, Empresa Brasileira de Aeronautica | | | | P3700H201 | | 19-Nov-10 | | Special | | Management | | 1 | | Change Company Name to Embraer SA | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Article 3 | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Article 34 | | For | | For |
| | | | | | | | | | Management | | 4 | | Amend Article 41 | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Article 44 | | For | | For |
Sumitomo Trust & Banking Co. Ltd. | | 8403 | | J77970101 | | 22-Dec-10 | | Special | | Management | | 1 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 11-Jan-11 | | Special | | Management | | 1 | | Increase Share Capital by BRL 5.085 Billion through Issuance of Ordinary and Preferred B Shares with Preemptive Rights | | For | | Against |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 17-Jan-11 | | Special | | Management | | 1 | | Amend Articles of Incorporation | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Han Dae-Soo as Inside Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Han Dae-Soo as Member of Audit Committee | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kim Jeong-Gook as Member of Audit Committee | | For | | For |
Siemens AG | | SIE | | D69671218 | | 25-Jan-11 | | Annual | | Management | | 1 | | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2 | | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.70 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Management Board for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration System for Management Board Members | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | | For | | For |
| | | | | | | | | | Management | | 8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Affiliation Agreements with Siemens Finance GmbH | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
| | | | | | | | | | Share Holder | | 14 | | Amend Corporate Purpose | | Against | | Against |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 25-Feb-11 | | Special | | Management | | 1 | | Elect Jose da Costa Carvalho Neto as Director | | For | | For |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Disposition of Loss | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Three Inside Directors (Bundled) | | For | | For |
SK Telecom Co. | | 017670 | | 78440P108 | | 11-Mar-11 | | Annual | | Management | | 1 | | Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Two Inside Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Reelect Three Outside Directors (Bundled) | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Reelect Two Members of Audit Committee (Bundled) | | For | | For |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 16-Mar-11 | | Special | | Management | | 1 | | Ratify Increase in Share Capital Approved at EGM on Jan. 11, 2011 | | For | | Against |
| | | | | | | | | | Management | | 2 | | Amend Article 6 to Reflect Changes in Capital | | For | | Against |
Coca-Cola West Company Limited | | 2579 | | J0814U109 | | 24-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sueyoshi, Norio | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Yoshimatsu, Tamio | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Morita, Hijiri | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Shibata, Nobuo | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Ota, Shigeki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Miyaki, Hiroyoshi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Wakasa, Jiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Sakurai, Masamitsu | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Vikas Tiku | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Hyoda, Norio | | For | | For |
Mabuchi Motor Co. Ltd. | | 6592 | | J39186101 | | 30-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Mabuchi, Takaichi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Kamei, Shinji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Habuchi, Nobuyo | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Okuma, Akira | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kamei, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kato, Kaoru | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Okoshi, Hiroo | | For | | For |
Belgacom* | | | | B10414116 | | 13-Apr-11 | | Annual | | Management | | 1 | | Receive Directors’ Reports (Non-Voting) | | | | |
*Not voted due to shareblocking | | | | | | | | | | | | 2 | | Receive Auditors’ Reports (Non-Voting) | | | | |
| | | | | | | | | | | | 3 | | Receive Information from the Joint Committee | | | | |
| | | | | | | | | | | | 4 | | Receive Consolidated Financial Statements and Statutory Reports | | | | |
| | | | | | | | | | | | 5 | | Accept Financial Statements, and Approve Allocation of Income and Dividends of EUR 2.18 per Share | | For | | Do Not Vote |
| | | | | | | | | | | | 6 | | Approve Remuneration Report | | For | | Do Not Vote |
| | | | | | | | | | | | 7 | | Approve Discharge of Directors | | For | | Do Not Vote |
| | | | | | | | | | | | 8 | | Approve Discharge of Philip Hampton | | For | | Do Not Vote |
| | | | | | | | | | | | 9 | | Approve Discharge of Auditors | | For | | Do Not Vote |
| | | | | | | | | | | | 10 | | Approve Discharge of Deloitte as Auditor in Charge of Certifying the Consolidated Accounts | | For | | Do Not Vote |
| | | | | | | | | | | | 11 | | Receive Information on Resignation of Georges Jacobs as Director | | | | |
| | | | | | | | | | | | 12 | | Elect Pierre De Muelenaere as Director | | For | | Do Not Vote |
| | | | | | | | | | | | 13 | | Approve Remuneration of Director Up for Election under Item 12 | | For | | Do Not Vote |
| | | | | | | | | | | | 14 | | Transact Other Business | | | | |
Belgacom* | | | | B10414116 | | 13-Apr-11 | | Special | | Management | | 1 | | Amend Articles Re: Audit Committee | | For | | Do Not Vote |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Amend Articles Re: Appointments and Remuneration Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Change Date of Annual Meeting | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Amend Articles Re: Convening Notice of General Meetings | | For | | Do Not Vote |
| | | | | | | | | | Management | | 5 | | Amend Articles Re: Registration of Shares and Notification of Participation to the General Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Amend Articles Re: Representation at General Meetings | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Amend Articles Re: Composition of the Bureau - Minutes | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Amend Articles Re: Right to Ask Questions | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Amend Articles Re: Voting by Letter | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | For | | Do Not Vote |
Korea Electric Power Corp. | | 015760 | | 500631106 | | 22-Apr-11 | | Special | | Management | | 1 | | Reelect Byun Joon-Yeon as Inside Director | | For | | For |
Embraer SA | | | | P3700H201 | | 26-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fiscal Council Members | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Executive Officers and Non-Executive Directors | | For | | Against |
| | | | | | | | | | Management | | 6 | | Approve Remuneration of Fiscal Council Members | | For | | For |
Embraer SA | | | | P3700H201 | | 26-Apr-11 | | Special | | Management | | 1 | | Approve Increase in Size of Board and Amend Article 27 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Article 33 to Increase to Nine from Seven the Number of Director Votes Needed to Remove Executives | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Article 34 Re: Maximum Number of Directors on Committees | | For | | For |
Sekisui House Ltd. | | 1928 | | J70746136 | | 26-Apr-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8 | | For | | Against |
Management | | | | | | | | | | | | 2 | | Approve Annual Bonus Payment to Directors | | For | | Against |
Barrick Gold Corporation | | ABX | | 067901108 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect H. L. Beck as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect C. W. D. Birchall as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect D. J. Carty as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect G. Cisneros as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect P.A. Crossgrove as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect R. M. Franklin as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect J. B. Harvey as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect D. Moyo as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect B. Mulroney as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect A. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect P. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect A. W. Regent as Director | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect N.P. Rothschild as Director | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect S. J. Shapiro as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Nexen Inc. | | NXY | | 65334H102 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director W.B. Berry | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director R.G. Bertram | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director D.G. Flanagan | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director S.B. Jackson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director K.J. Jenkins | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director A.A. McLellan | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director E.P. Newell | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director T.C. O’Neill | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director M.F. Romanow | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director F.M. Saville | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director J.M. Willson | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director V.J. Zaleschuk | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Wolters Kluwer NV | | WKL | | ADPV09931 | | 27-Apr-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2a | | Receive Report of Management Board | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2b | | Receive Report of Supervisory Board | | | | |
| | | | | | | | | | Management | | 3a | | Adopt Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3b | | Approve Dividends of EUR 0.67 Per Share | | For | | For |
| | | | | | | | | | Management | | 4a | | Approve Discharge of Management Board | | For | | For |
| | | | | | | | | | Management | | 4b | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 5 | | Reelect B.F.J. Angelici to Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect J.J. Lynch to Executive Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Amended Long-Term Incentive Plan with Additional Performance Criterion | | For | | For |
| | | | | | | | | | Management | | 9a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For |
| | | | | | | | | | Management | | 9b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Other Business | | | | |
| | | | | | | | | | Management | | 12 | | Close Meeting | | | | |
AstraZeneca plc | | AZNl | | G0593M107 | | 28-Apr-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
| | | | | | | | | | Management | | 3 | | Reappoint KPMG Audit plc as Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 5(a) | | Re-elect Louis Schweitzer as Director | | For | | For |
| | | | | | | | | | Management | | 5(b) | | Re-elect David Brennan as Director | | For | | For |
| | | | | | | | | | Management | | 5(c) | | Re-elect Simon Lowth as Director | | For | | For |
| | | | | | | | | | Management | | 5(d) | | Elect Bruce Burlington as Director | | For | | For |
| | | | | | | | | | Management | | 5(e) | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
| | | | | | | | | | Management | | 5(f) | | Re-elect Michele Hooper as Director | | For | | For |
| | | | | | | | | | Management | | 5(g) | | Re-elect Rudy Markham as Director | | For | | For |
| | | | | | | | | | Management | | 5(h) | | Re-elect Nancy Rothwell as Director | | For | | For |
| | | | | | | | | | Management | | 5(i) | | Elect Shriti Vadera as Director | | For | | For |
| | | | | | | | | | Management | | 5(j) | | Re-elect John Varley as Director | | For | | For |
| | | | | | | | | | Management | | 5(k) | | Re-elect Marcus Wallenberg as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 7 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
UBS AG | | UBSN | | H89231338 | | 28-Apr-11 | | Annual | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | Against |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | | Management | | 4.1a | | Reelect Kaspar Villiger as Director | | For | | For |
| | | | | | | | | | Management | | 4.1b | | Reelect Michel Demare as Director | | For | | For |
| | | | | | | | | | Management | | 4.1c | | Reelect David Sidwell as Director | | For | | For |
| | | | | | | | | | Management | | 4.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
| | | | | | | | | | Management | | 4.1e | | Reelect Bruno Gehrig as Director | | For | | For |
| | | | | | | | | | Management | | 4.1f | | Reelect Ann Godbehere as Director | | For | | For |
| | | | | | | | | | Management | | 4.1g | | Reelect Axel Lehmann as Director | | For | | For |
| | | | | | | | | | Management | | 4.1h | | Reelect Wolfgang Mayrhuber as Director | | For | | For |
| | | | | | | | | | Management | | 4.1i | | Reelect Helmut Panke as Director | | For | | For |
| | | | | | | | | | Management | | 4.1j | | Reelect William Parrett as Director | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Joseph Yam as Director | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
Nokia Corp. | | | | 654902204 | | 03-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
| | | | | | | | | | Management | | 2 | | Call the Meeting to Order | | | | |
| | | | | | | | | | Management | | 3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
| | | | | | | | | | Management | | 4 | | Acknowledge Proper Convening of Meeting | | | | |
| | | | | | | | | | Management | | 5 | | Prepare and Approve List of Shareholders | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
| | | | | | | | | | Management | | 7 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | For | | For |
| | | | | | | | | | Management | | 9 | | Approve Discharge of Board and President | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For |
| | | | | | | | | | Management | | 11 | | Fix Number of Directors at Eleven | | For | | For |
| | | | | | | | | | Management | | 12.1 | | Elect Stephen Elopas as Director | | For | | For |
| | | | | | | | | | Management | | 12.2 | | Elect Dr. Bengt Holmstrom as Director | | For | | For |
| | | | | | | | | | Management | | 12.3 | | Elect Prof. Dr. H. Kagermann as Director | | For | | For |
| | | | | | | | | | Management | | 12.4 | | Elect Per Karlsson as Director | | For | | For |
| | | | | | | | | | Management | | 12.5 | | Elect Jouko Karvinen as Director | | For | | For |
| | | | | | | | | | Management | | 12.6 | | Elect Helge Lund as Director | | For | | For |
| | | | | | | | | | Management | | 12.7 | | Elect Isabel Marey-Semper as Director | | For | | For |
| | | | | | | | | | Management | | 12.8 | | Elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | Management | | 12.9 | | Elect Dame Marjorie Scardino as Director | | For | | For |
| | | | | | | | | | Management | | 12.10 | | Elect Risto Siilasmaa as Director | | For | | For |
| | | | | | | | | | Management | | 12.11 | | Elect Kari Stadigh as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify PricewaterhouseCoopers Oy as Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Repurchase of up to 360 Million Issued Shares | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | | For | | Against |
| | | | | | | | | | Management | | 17 | | Close Meeting | | | | |
Suncor Energy Inc | | SU | | 867224107 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Mel E. Benson | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Dominic D’Alessandro | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John T. Ferguson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director W. Douglas Ford | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Richard L. George | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Paul Haseldonckx | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director John R. Huff | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jacques Lamarre | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Brian F. MacNeill | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Maureen McCaw | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Michael W. O’Brien | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director James W. Simpson | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Eira Thomas | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
Allianz SE | | ALV | | D03080112 | | 04-May-11 | | Annual | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | | | | |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 4.50 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2010 | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Franz Heiss as Employee Representative to the Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Articles Re: Remuneration of Supervisory Board | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Affiliation Agreements with Allianz Global Investors AG | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Spin-Off and Takeover Agreement with Allianz Deutschland AG | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | 04-May-11 | | Annual/Special | | Management | | 1.1 | | Elect John A. Brough as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Tye W. Burt as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect John K. Carrington as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Richard P. Clark as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect John M.H. Huxley as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.6 | | Elect John A. Keyes as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Catherine McLeod-Seltzer as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect George F. Michals as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect John E. Oliver as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Terence C.W. Reid as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Share Incentive Plan | | For | | Against |
| | | | | | | | | | Management | | 4 | | Amend Restricted Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Executive Compensation Approach | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Robert L. Friedman as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Donald J. Greene as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Cheryl-Ann Lister as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Thomas C. Ramey as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Wilhelm Zeller as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Deloitte & Touche Ltd as Auditors | | For | | For |
Alumina Ltd. | | AWC | | Q0269M109 | | 05-May-11 | | Annual | | Management | | 2 | | Approve the Adoption of the Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3a | | Elect G John Pizzey as a Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Elect Emma Stein as a Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve the Maximum Aggregate Fees of Non-Executive Directors of Alumina Ltd. at A$1.25 Million | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve the Grant of 265,800 Performance Rights Under the Company’s Long Term Incentive Plan to John Bevan, Chief Executive Officer of the Company | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 05-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Simon Dingemans as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Stacey Cartwright as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Judy Lewent as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Sir Christopher Gent as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Andrew Witty as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Sir Roy Anderson as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Dr Stephanie Burns as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Larry Culp as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Sir Crispin Davis as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Sir Deryck Maughan as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect James Murdoch as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Dr Moncef Slaoui as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Re-elect Tom de Swaan as Director | | For | | For |
| | | | | | | | | | Management | | 17 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For |
| | | | | | | | | | Management | | 25 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Sanofi Aventis | | SAN | | F5548N101 | | 06-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.5 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Appointment of Carole Piwnica as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 7 | | Elect Suet Fern Lee as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Thierry Desmarest as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Igor Landau as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Reelect Gerard Van Kemmel as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Reelect Serge Weinberg as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | Management | | 13 | | Appoint Yves Nicolas as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 22 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 23 | | Amend Article 11 of Bylaws Re: Board Size | | For | | For |
| | | | | | | | | | Management | | 24 | | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | | For | | For |
| | | | | | | | | | Management | | 25 | | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | | For | | For |
| | | | | | | | | | Management | | 26 | | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 17-May-11 | | Annual | | Management | | 1 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 3 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Chairman of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Donald Ncube as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint KPMG Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Sello Moloko as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Kofi Ansah as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect David Murray as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Gayle Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 9 | | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Increase of Audit Committee Non-Executive Directors’ Fees | | For | | For |
| | | | | | | | | | Management | | 1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
Royal Dutch Shell plc | | RDSB | | 780259107 | | 17-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Linda Stuntz as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Josef Ackermann as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Malcolm Brinded as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Guy Elliott as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Simon Henry as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Charles Holliday as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Lord Kerr of Kinlochard as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Gerard Kleisterlee as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Christine Morin-Postel as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Jorma Ollila as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect Jeroen van der Veer as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Peter Voser as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Hans Wijers as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | | | | | | | | | |
Thales | | HO | | F9156M108 | | 18-May-11 | | Annual/Special | | Management | | 1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board | | For | | Against |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 9 | | Amend Article 17 of Bylaws Re: Double Voting Rights | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
PT Telekomunikasi Indonesia Tbk | | TLKM | | 715684106 | | 19-May-11 | | Annual | | Management | | 1 | | Approve Annual Report of the Company and Commissioners’ Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | | | | | | | | | Management | | 5 | | Appoint Auditors of the Company and Its PCDP | | For | | For |
| | | | | | | | | | Management | | 6 | | Authorize Share Repurchase Program | | For | | For |
Statoil ASA* | | | | R8413J103 | | 19-May-11 | | Annual | | Management | | 1 | | Open Meeting | | | | |
*Not voted due to shareblocking | | | | | | | | | | Management | | 2 | | Elect Olaug Svarva as Chairman of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
| | | | | | | | | | Management | | 4 | | Registration of Attending Shareholders and Proxies | | | | |
| | | | | | | | | | Management | | 5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
| | | | | | | | | | Management | | 6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | | For | | Do Not Vote |
| | | | | | | | | | Management | | 7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
| | | | | | | | | | Management | | 9 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | | For | | Do Not Vote |
| | | | | | | | | | Management | | 10 | | Elect Ingrid Rasmussen as Member of Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 11 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | | For | | Do Not Vote |
| | | | | | | | | | Management | | 12 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
| | | | | | | | | | Management | | 13 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | | For | | Do Not Vote |
| | | | | | | | | | Management | | 14 | | Adjustments in the Marketing Instructions for Statoil ASA | | For | | Do Not Vote |
| | | | | | | | | | Management | | 15 | | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Management | | 16 | | Approve Guidelines for Nominating Committee | | For | | Do Not Vote |
| | | | | | | | | | Share Holder | | 17 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
Electricite de France | | EDF | | F2940H113 | | 24-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.58 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | | For | | Against |
| | | | | | | | | | Management | | 6 | | Reelect KPMG as Auditor | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Deloitte et Associes as Auditor | | For | | For |
| | | | | | | | | | Management | | 8 | | Appoint KPMG Audit IS as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect BEAS as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 12 | | Amend Article 10 of Bylaws Re: Shareholding Disclosure Requirements | | For | | Against |
| | | | | | | | | | Management | | 13 | | Amend Article 19 of Bylaws Re: Appointment of Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Amend Article 20 of Bylaws Re: General Meetings | | For | | For |
| | | | | | | | | | Management | | 15 | | Amend Article 24 of Bylaws Re: Allocation of Income | | For | | Against |
| | | | | | | | | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Societe generale | | GLE | | F43638141 | | 24-May-11 | | Annual | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.75 per Share | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Stock Dividend Program | | For | | For |
| | | | | | | | | | Management | | 4 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 5 | | Reelect Frederic Oudea as Director | | For | | Against |
| | | | | | | | | | Management | | 6 | | Reelect Anthony Wyand as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Reelect Jean-Martin Folz as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Kyra Hazou as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Ana Maria Llopis Rivas as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Seven & i Holdings Co Ltd | | 3382 | | J7165H108 | | 26-May-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | Against |
| | | | | | | | | | Management | | 2.1 | | Elect Director Suzuki, Toshifumi | | For | | Against |
| | | | | | | | | | Management | | 2.2 | | Elect Director Murata, Noritoshi | | For | | Against |
| | | | | | | | | | Management | | 2.3 | | Elect Director Goto, Katsuhiro | | For | | Against |
| | | | | | | | | | Management | | 2.4 | | Elect Director Kobayashi, Tsuyoshi | | For | | Against |
| | | | | | | | | | Management | | 2.5 | | Elect Director Ito, Junro | | For | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Director Takahashi, Kunio | | For | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Director Kamei, Atsushi | | For | | Against |
| | | | | | | | | | Management | | 2.8 | | Elect Director Isaka, Ryuichi | | For | | Against |
| | | | | | | | | | Management | | 2.9 | | Elect Director Yamashita, Kunio | | For | | Against |
| | | | | | | | | | Management | | 2.10 | | Elect Director Anzai, Takashi | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Director Otaka, Zenko | | For | | Against |
| | | | | | | | | | Management | | 2.12 | | Elect Director Okubo, Tsuneo | | For | | Against |
| | | | | | | | | | Management | | 2.13 | | Elect Director Shimizu, Noritaka | | For | | Against |
| | | | | | | | | | Management | | 2.14 | | Elect Director Scott Trevor Davis | | For | | Against |
| | | | | | | | | | Management | | 2.15 | | Elect Director Nonaka, Ikujiro | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve Deep Discount Stock Option Plan | | For | | Against |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | ELET6 | | P22854122 | | 16-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Directors and Chair | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Fiscal Council | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
Toyota Motor Corp. | | 7203 | | 892331307 | | 17-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Wake, Yoko | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Ichimaru, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Kato, Masahiro | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Annual Bonus Payment to Directors | | For | | For |
Gold Fields Ltd | | GFI | | S31755101 | | 20-Jun-11 | | Special | | Management | | 1 | | Approve Financial Assistance to Related or Inter-related Company | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | | For | | For |
| | | | | | | | | | Management | | 2 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Carrefour | | CA | | F13923119 | | 21-Jun-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Discharge Directors | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Change of Registered Office | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Article 26 of Bylaws Re: Dividends | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Allocation of Income and Dividends of EUR 1.08 per Share | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Special Dividends | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Bernard Arnault as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Jean-Laurent Bonnafe as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Reelect Rene Brillet as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Reelect Amaury de Seze as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Appointment of Mathilde Lemoine as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Mazars as Auditor | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Thierry Colin as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers | | For | | For |
| | | | | | | | | | Management | | 22 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorize Board to Amend Number of Awards Granted Under Outstanding Restricted Stock Plans | | For | | For |
JS Group Corp. | | 5938 | | J2855M103 | | 23-Jun-11 | | Annual | | Management | | 1 | | Amend Articles To Adopt U.S.-Style Board Structure | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Ushioda, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Tsutsui, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kanamori, Yoshizumi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ina, Keiichiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Takasaki, Masahiro | | For | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Director Shimura, Tetsuo | | For | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Sato, Hidehiko | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawaguchi, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Fujimori, Yoshiaki | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Amitani, Shunsuke | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Makitani, Yoshitaka | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Iwamoto, Shigeru | | For | | Against |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Motobayashi, Toru | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Tomonaga, Michiko | | For | | For |
West Japan Railway Co. | | 9021 | | J95094108 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4000 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Yabuki, Shizuka | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Koide, Noboru | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwasaki, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Uno, Ikuo | | For | | Against |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Katsuki, Yasumi | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Remove Director Nishikawa, Naoki from Office | | Against | | Against |
Panasonic Corp | | 6752 | | J6354Y104 | | 24-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Nakamura, Kunio | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Matsushita, Masayuki | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Otsubo, Fumio | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sakamoto, Toshihiro | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Mori, Takahiro | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Katsura, Yasuo | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Morita, Ken | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Kashima, Ikusaburo | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Yamada, Yoshihiko | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Takami, Kazunori | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Uenoyama, Makoto | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Harada, Masatoshi | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect Director Toyama, Takashi | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Uno, Ikuo | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Oku, Masayuki | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director Matsushita, Masaharu | | For | | For |
| | | | | | | | | | Management | | 1.17 | | Elect Director Tsuga, Kazuhiro | | For | | For |
| | | | | | | | | | Management | | 1.18 | | Elect Director Miyata, Yoshiiku | | For | | For |
| | | | | | | | | | Management | | 1.19 | | Elect Director Miyabe, Yoshiyuki | | For | | For |
| | | | | | | | | | Management | | 1.20 | | Elect Director Nakagawa, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Yoshino, Yasuo | | For | | Against |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Furuta, Yoshihiro | | For | | For |
Shiseido Co. Ltd. | | 4911 | | J74358144 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Maeda, Shinzo | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Suekawa, Hisayuki | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Iwata, Kimie | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director C.Fisher | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Takamori, Tatsuomi | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Iwata, Shoichiro | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Nagai, Taeko | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Uemura, Tatsuo | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Takayama, Yasuko | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Otsuka, Nobuo | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Performance-Based Middle Term Cash Compensation for Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Deep Discount Stock Option Plan for Directors | | For | | For |
Takeda Pharmaceutical Co. Ltd. | | 4502 | | J8129E108 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Hasegawa, Yasuchika | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Yoshida, Toyoji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Yamanaka, Yasuhiko | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.4 | | Elect Director Okawa, Shigenori | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Frank Morich | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Yamada, Tadataka | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Kojima, Yorihiko | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Sakurada, Teruo | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
Daiichi Sankyo Co. Ltd. | | 4568 | | J11257102 | | 27-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Shoda, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nakayama, Joji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Une, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ogita, Takeshi | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Hirokawa, Kazunori | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Okimoto, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Ishihara, Kunio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Anzai, Yuuichiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Sato, Yuuki | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Koike, Kazuo | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Chiba, Takashi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
Dai Nippon Printing Co. Ltd. | | 7912 | | J10584100 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 16 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kitajima, Yoshitoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Takanami, Koichi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Saruwatari, Satoshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Yamada, Masayoshi | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Kitajima, Yoshinari | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Hakii, Mitsuhiko | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Tsuchida, Osamu | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Yoshino, Teruomi | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Kuroda, Yuujiro | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Wada, Masahiko | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Hiroki, Kazumasa | | For | | For |
| | | | | | | | | | Management | | 3.12 | | Elect Director Morino, Tetsuji | | For | | For |
| | | | | | | | | | Management | | 3.13 | | Elect Director Akishige, Kunikazu | | For | | For |
| | | | | | | | | | Management | | 3.14 | | Elect Director Nagano, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 3.15 | | Elect Director Kitajima, Motoharu | | For | | For |
| | | | | | | | | | Management | | 3.16 | | Elect Director Shimizu, Takao | | For | | For |
| | | | | | | | | | Management | | 3.17 | | Elect Director Nozaka, Yoshiki | | For | | For |
| | | | | | | | | | Management | | 3.18 | | Elect Director Tsukada, Masaki | | For | | For |
| | | | | | | | | | Management | | 3.19 | | Elect Director Hikita, Sakae | | For | | For |
| | | | | | | | | | Management | | 3.20 | | Elect Director Tsukada, Tadao | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Yoneda, Minoru | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Noguchi, Kenji | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Matsuura, Makoto | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Ikeda, Shinichi | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
FUJIFILM Holdings Corp. | | 4901 | | J14208102 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 15 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Komori, Shigetaka | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Takahashi, Toshio | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Higuchi, Takeshi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Toda, Yuuzo | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Inoue, Nobuaki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Nakajima, Shigehiro | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Takahashi, Toru | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tamai, Koichi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Yamamoto, Tadahito | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Kitayama, Teisuke | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Director Suzuki, Toshiaki | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.12 | | Elect Director Mihayashi, Keiji | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Furusawa, Kiichiro | | For | | Against |
Kao Corp. | | 4452 | | J30642169 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Ishige, Takayuki | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Ito, Satoshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | Against |
MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Tateyama, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Seki, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Umezu, Mitsuhiro | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Katsuaki | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakamura, Masayoshi | | For | | For |
Nintendo Co. Ltd. | | 7974 | | J51699106 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 310 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Iwata, Satoru | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Mori, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Hatano, Shinji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Takeda, Genyo | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Miyamoto, Shigeru | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Nagai, Nobuo | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Matsumoto, Masaharu | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Suzuki, Eiichi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kimishima, Tatsumi | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Takemura, Kaoru | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Nakaji, Ichiro | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Mizutani, Naoki | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Ozaki, Katashi | | For | | For |
Rohm Co. Ltd. | | 6963 | | J65328122 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sawamura, Satoshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Takasu, Hidemi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Yamaha, Takahisa | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Sasayama, Eiichi | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fujiwara, Tadanobu | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Takano, Toshiki | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yamazaki, Masahiko | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Kawamoto, Hachiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Nishioka, Koichi | | For | | For |
Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ugawa, Shohachi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ishiyama, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Sanada, Yoshiro | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Noda, Fumiyoshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against |
Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Reduction in Capital Reserves | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Tanabe, Kazuo | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Kitamura, Kunitaro | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.5 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sayato, Jyunichi | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint External Audit Firm | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Stock Option Plan | | For | | Against |
Wacoal Holdings Corp | | 3591 | | J94632114 | | 29-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Tsukamoto, Yoshikata | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kawanaka, Hideo | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Otani, Ikuo | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Yasuhara, Hironobu | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Yamamoto, Tadashi | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ozaki, Mamoru | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ikeda, Morio | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Horiba, Atsushi | | For | | Against |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Yamamoto, Mitsuo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Kuda, Tomoharu | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Annual | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve Annual Report | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Financial Statements | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Dividends of RUB 3.85 per Share | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 6 | | Amend Charter | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 7 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 8 | | Approve Remuneration of Members of Audit Commission | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.5 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.7 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.8 | | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.16 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.17 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | Management | | 9.18 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.19 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.20 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.21 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.22 | | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.23 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.24 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.25 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.26 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.27 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.28 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.29 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.30 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.31 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.32 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.33 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.34 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.35 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.36 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.37 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | Management | | 9.38 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.39 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.40 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.41 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.42 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.43 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.44 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.45 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.46 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.47 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.48 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.49 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.51 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.52 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.53 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.54 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.55 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.56 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.57 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.58 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.59 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.60 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.61 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.62 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.63 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.64 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.66 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.67 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.68 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.69 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.70 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.71 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.72 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.73 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.74 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.76 | | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.77 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.78 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.79 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.80 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.81 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.82 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.83 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.84 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | Management | | 9.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.98 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.100 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.101 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.102 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.103 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.104 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.105 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.106 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.107 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.108 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.109 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.110 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | Management | | 9.111 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.112 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.113 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.114 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.115 | | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.116 | | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.117 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.118 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.119 | | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.120 | | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | | For | | For |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9.121 | | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.122 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 9.123 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | | For | | For |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.2 | | Elect Alexandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.4 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.5 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.6 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.7 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.8 | | Elect Elvira Nabiullina as Director | | None | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.9 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.10 | | Elect Sergey Shmatko as Director | | None | | Against |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 10.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.2 | | Elect Andrey Belobrov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.3 | | Elect Vadim Bikulov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.4 | | Elect Aleksey Mironov as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.5 | | Elect Lidiya Morozova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.6 | | Elect Anna Nesterova as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.7 | | Elect Yury Nosov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Against |
| | | | | | | | | | Management | | 11.8 | | Elect Karen Oganyan as Member of Audit Commission | | None | | Do Not Vote |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.9 | | Elect Konstantin Pesotsky as Member of Audit Commission | | None | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.10 | | Elect Maria Tikhonova as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
| | | | | | | | | | Management | | 11.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | None | | For |
Gazprom OAO | | | | 368287207 | | 30-Jun-11 | | Special | | Management | | 1 | | Approve Early Termination of Powers of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Andrey Akimov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
| | | | | | | | | | Management | | 2.3 | | Elect Farit Gazizullin as Director | | None | | Against |
| | | | | | | | | | Management | | 2.4 | | Elect Elena Karpel as Director | | For | | Against |
| | | | | | | | | | Management | | 2.5 | | Elect Timur Kulibayev as Director | | None | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Viktor Martynov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Vladimir Mau as Director | | None | | Against |
| | | | | | | | | | Management | | 2.8 | | Elect Aleksey Miller as Director | | For | | Against |
| | | | | | | | | | Management | | 2.9 | | Elect Valery Musin as Director | | None | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Mikhail Sereda as Director | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Igor Yusufov as Director | | None | | Against |
| | | | | | | | | | Management | | 2.12 | | Elect Viktor Zubkov as Director | | None | | Against |
Home Retail Group plc | | HOME | | G4581D103 | | 30-Jun-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Final Dividend | | For | | For |
| | | | | | | | | | Management | | 4 | | Re-elect Oliver Stocken as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Re-elect Richard Ashton as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect John Coombe as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Mike Darcey as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Terry Duddy as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 13 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Nuveen Tradewinds Japan Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Sumitomo Trust & Banking Co. Ltd. | | 8403 | | J77970101 | | 22-Dec-10 | | Special | | Management | | 1 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings | | For | | For |
Coca-Cola West Company Limited | | 2579 | | J0814U109 | | 24-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sueyoshi, Norio | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Yoshimatsu, Tamio | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Morita, Hijiri | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Shibata, Nobuo | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Ota, Shigeki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Miyaki, Hiroyoshi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Wakasa, Jiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Sakurai, Masamitsu | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Vikas Tiku | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Hyoda, Norio | | For | | For |
Kirin Holdings Co., Ltd. | | 2503 | | 497350108 | | 29-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kato, Kazuyasu | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Miyake, Senji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Furumoto, Yoshiharu | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Isozaki, Yoshinori | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kobayashi, Hirotake | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Nakajima, Hajime | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Ogawa, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Miki, Shigemitsu | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Arima, Toshio | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Suzusho, Kazuyoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Hyakutake, Naoki | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Oneda, Nobuyuki | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
Mabuchi Motor Co. Ltd. | | 6592 | | J39186101 | | 30-Mar-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Mabuchi, Takaichi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Kamei, Shinji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Habuchi, Nobuyo | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Okuma, Akira | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kamei, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kato, Kaoru | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Okoshi, Hiroo | | For | | For |
Sekisui House Ltd. | | 1928 | | J70746136 | | 26-Apr-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8 | | For | | Against |
| | | | | | | | | | Management | | 2 | | Approve Annual Bonus Payment to Directors | | For | | Against |
Seven & i Holdings Co Ltd | | 3382 | | J7165H108 | | 26-May-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | Against |
| | | | | | | | | | Management | | 2.1 | | Elect Director Suzuki, Toshifumi | | For | | Against |
| | | | | | | | | | Management | | 2.2 | | Elect Director Murata, Noritoshi | | For | | Against |
| | | | | | | | | | Management | | 2.3 | | Elect Director Goto, Katsuhiro | | For | | Against |
| | | | | | | | | | Management | | 2.4 | | Elect Director Kobayashi, Tsuyoshi | | For | | Against |
| | | | | | | | | | Management | | 2.5 | | Elect Director Ito, Junro | | For | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Director Takahashi, Kunio | | For | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Director Kamei, Atsushi | | For | | Against |
| | | | | | | | | | Management | | 2.8 | | Elect Director Isaka, Ryuichi | | For | | Against |
| | | | | | | | | | Management | | 2.9 | | Elect Director Yamashita, Kunio | | For | | Against |
| | | | | | | | | | Management | | 2.10 | | Elect Director Anzai, Takashi | | For | | Against |
| | | | | | | | | | Management | | 2.11 | | Elect Director Otaka, Zenko | | For | | Against |
| | | | | | | | | | Management | | 2.12 | | Elect Director Okubo, Tsuneo | | For | | Against |
| | | | | | | | | | Management | | 2.13 | | Elect Director Shimizu, Noritaka | | For | | Against |
| | | | | | | | | | Management | | 2.14 | | Elect Director Scott Trevor Davis | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.15 | | Elect Director Nonaka, Ikujiro | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve Deep Discount Stock Option Plan | | For | | Against |
NTT DOCOMO, INC. | | 9437 | | 62942M201 | | 17-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2600 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Shindo, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Kagawa, Wataru | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Yoshizawa, Kazuhiro | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Hoshizawa, Shuro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Yoshizawa, Kyoichi | | For | | Against |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Morosawa, Haruo | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Tsujiyama, Eiko | | For | | For |
Toyota Motor Corp. | | 7203 | | 892331307 | | 17-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Cho, Fujio | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Toyoda, Akio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Uchiyamada, Takeshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Funo, Yukitoshi | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Niimi, Atsushi | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sasaki, Shinichi | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ozawa, Satoshi | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kodaira, Nobuyori | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Furuhashi, Mamoru | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Ijichi, Takahiko | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ihara, Yasumori | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Matsuo, Kunihiro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Wake, Yoko | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Ichimaru, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Kato, Masahiro | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Annual Bonus Payment to Directors | | For | | For |
Astellas Pharma Inc. | | 4503 | | J03393105 | | 20-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Nogimori, Masafumi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Ishii, Yasuo | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Hatanaka, Yoshihiko | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Yasutake, Shiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Takai, Yasuyuki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Oishi, Kanoko | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Aikawa, Naoki | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Aoyagi, Shigeo | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Kashii, Seigo | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Kanamori, Hitoshi | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Deep Discount Stock Option Plan | | For | | For |
Fields Corp. | | 2767 | | J1348C102 | | 22-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2500 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Yamamoto, Hidetoshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Oya, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Shigematsu, Tetsuya | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Akiyama, Kiyoharu | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kurihara, Masakazu | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Itoi, Shigesato | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yamanaka, Hiroyuki | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Ito, Hideo | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Fujii, Akira | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Suenaga, Toru | | For | | For |
Duskin Co Ltd | | 4665 | | J12506101 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 40 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Yamamura, Teruji | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nishiyama, Seiya | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Miyajima, Kenichi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.4 | | Elect Director Naganuma, Yoichi | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Motooka, Setsuzo | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Tsurumi, Akihisa | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Okai, Kazuo | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Takeda, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Ihara, Osamu | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Narahara, Junichi | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Matsuda, Kenji | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Uchiya, Fukiko | | For | | For |
East Japan Railway Co. | | 9020 | | J1257M109 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Streamline Board Structure | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Takahashi, Makoto | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Hoshino, Shigeo | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Higashikawa, Hajime | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Harayama, Kiyomi | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 6 | | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops | | Against | | Against |
JS Group Corp. | | 5938 | | J2855M103 | | 23-Jun-11 | | Annual | | Management | | 1 | | Amend Articles To Adopt U.S.-Style Board Structure | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Ushioda, Yoichiro | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Tsutsui, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kanamori, Yoshizumi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ina, Keiichiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Takasaki, Masahiro | | For | | Against |
| | | | | | | | | | Management | | 2.6 | | Elect Director Shimura, Tetsuo | | For | | Against |
| | | | | | | | | | Management | | 2.7 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Sato, Hidehiko | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawaguchi, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Fujimori, Yoshiaki | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Amitani, Shunsuke | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Makitani, Yoshitaka | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Iwamoto, Shigeru | | For | | Against |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Motobayashi, Toru | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Appoint Statutory Auditor Tomonaga, Michiko | | For | | For |
West Japan Railway Co. | | 9021 | | J95094108 | | 23-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4000 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Yabuki, Shizuka | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Koide, Noboru | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Iwasaki, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Uno, Ikuo | | For | | Against |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Katsuki, Yasumi | | For | | For |
| | | | | | | | | | Share Holder | | 5 | | Remove Director Nishikawa, Naoki from Office | | Against | | Against |
Mitsui & Co. | | 8031 | | J44690139 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Utsuda, Shoei | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Iijima, Masami | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Tanaka, Seiichi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Omae, Takao | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Komai, Masayoshi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kawashima, Fuminobu | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Saiga, Daisuke | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Okada, Joji | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kinoshita, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Nonaka, Ikujiro | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Muto, Toshiro | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Miura, Satoru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Murakami, Motonori | | For | | For |
Nippon Meat Packers Inc. | | 2282 | | J54752142 | | 24-Jun-11 | | Annual | | Management | | 1 | | Amend Articles To Introduce Provisions on Alternate Statutory Auditors - Set Terms of Alternate Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kobayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Takezoe, Noboru | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Okoso, Hiroji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ueda, Bin | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Uchida, Koji | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Chuujo, Takaharu | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Matsuba, Masayuki | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tsujimoto, Kazuhiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawamura, Koji | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Katayama, Toshiko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Taka, Iwao | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Hata, Yoshihide | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Nishio, Katsutoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Motoi, Fumio | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Otsuka, Akira | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Shiba, Akihiko | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Panasonic Corp | | 6752 | | 69832A205 | | 24-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Nakamura, Kunio | | For | | Withhold |
| | | | | | | | | | Management | | 1.2 | | Elect Director Matsushita, Masayuki | | For | | Withhold |
| | | | | | | | | | Management | | 1.3 | | Elect Director Otsubo, Fumio | | For | | Withhold |
| | | | | | | | | | Management | | 1.4 | | Elect Director Sakamoto, Toshihiro | | For | | Withhold |
| | | | | | | | | | Management | | 1.5 | | Elect Director Mori, Takahiro | | For | | Withhold |
| | | | | | | | | | Management | | 1.6 | | Elect Director Katsura, Yasuo | | For | | Withhold |
| | | | | | | | | | Management | | 1.7 | | Elect Director Morita, Ken | | For | | Withhold |
| | | | | | | | | | Management | | 1.8 | | Elect Director Kashima, Ikusaburo | | For | | Withhold |
| | | | | | | | | | Management | | 1.9 | | Elect Director Yamada, Yoshihiko | | For | | Withhold |
| | | | | | | | | | Management | | 1.10 | | Elect Director Takami, Kazunori | | For | | Withhold |
| | | | | | | | | | Management | | 1.11 | | Elect Director Uenoyama, Makoto | | For | | Withhold |
| | | | | | | | | | Management | | 1.12 | | Elect Director Harada, Masatoshi | | For | | Withhold |
| | | | | | | | | | Management | | 1.13 | | Elect Director Toyama, Takashi | | For | | Withhold |
| | | | | | | | | | Management | | 1.14 | | Elect Director Uno, Ikuo | | For | | Withhold |
| | | | | | | | | | Management | | 1.15 | | Elect Director Oku, Masayuki | | For | | Withhold |
| | | | | | | | | | Management | | 1.16 | | Elect Director Matsushita, Masaharu | | For | | Withhold |
| | | | | | | | | | Management | | 1.17 | | Elect Director Tsuga, Kazuhiro | | For | | Withhold |
| | | | | | | | | | Management | | 1.18 | | Elect Director Miyata, Yoshiiku | | For | | Withhold |
| | | | | | | | | | Management | | 1.19 | | Elect Director Miyabe, Yoshiyuki | | For | | Withhold |
| | | | | | | | | | Management | | 1.20 | | Elect Director Nakagawa, Yoshiaki | | For | | Withhold |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Yoshino, Yasuo | | For | | Against |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Furuta, Yoshihiro | | For | | Against |
Secom Co. Ltd. | | 9735 | | J69972107 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Iida, Makoto | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Toda, Juichi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Kimura, Shohei | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Haraguchi, Kanemasa | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Maeda, Shuuji | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sato, Koichi | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Obata, Fumio | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kuwahara, Katsuhisa | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Nakayama, Yasuo | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Ito, Hiroshi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ito, Takayuki | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Ogino, Teruo | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Tsunematsu, Ken | | For | | Against |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Yasuda, Hiroshi | | For | | Against |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Yamashita, Kohei | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Appoint Statutory Auditor Sakamoto, Seiji | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
Shiseido Co. Ltd. | | 4911 | | J74358144 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Amend Business Lines | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Maeda, Shinzo | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Suekawa, Hisayuki | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Iwata, Kimie | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director C.Fisher | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Takamori, Tatsuomi | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Iwata, Shoichiro | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Nagai, Taeko | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Uemura, Tatsuo | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Takayama, Yasuko | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Otsuka, Nobuo | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Performance-Based Middle Term Cash Compensation for Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Deep Discount Stock Option Plan for Directors | | For | | For |
Takeda Pharmaceutical Co. Ltd. | | 4502 | | J8129E108 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Hasegawa, Yasuchika | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Yoshida, Toyoji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Yamanaka, Yasuhiko | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Okawa, Shigenori | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Frank Morich | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Yamada, Tadataka | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Sudo, Fumio | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Kojima, Yorihiko | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Sakurada, Teruo | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
Toyo Seikan Kaisha Ltd. | | 5901 | | J92289107 | | 24-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | Against |
| | | | | | | | | | Management | | 2 | | Amend Articles To Change Location of Head Office | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Miki, Hirofumi | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Director Kaneko, Shunji | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Director Yamamoto, Haruo | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Director Nakayama, Ichiro | | For | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Director Kuroda, Yoshio | | For | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Director Arita, Tsuneo | | For | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Director Tanaka, Atsuo | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Director Tsutsui, Eiji | | For | | Against |
| | | | | | | | | | Management | | 3.9 | | Elect Director Maruhashi, Yoshitsugu | | For | | Against |
| | | | | | | | | | Management | | 3.10 | | Elect Director Tsujihiro, Yasuo | | For | | Against |
| | | | | | | | | | Management | | 3.11 | | Elect Director Arai, Mitsuo | | For | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Director Mio, Takahiko | | For | | Against |
| | | | | | | | | | Management | | 3.13 | | Elect Director Kobayashi, Koichi | | For | | Against |
| | | | | | | | | | Management | | 3.14 | | Elect Director Kobayashi, Hideaki | | For | | Against |
Daiwa Securities Group Inc. | | 8601 | | J11718111 | | 25-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Suzuki, Shigeharu | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Hibino, Takashi | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Iwamoto, Nobuyuki | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Shirakawa, Makoto | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Wakabayashi, Takatoshi | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Oda, Kazuo | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Yasuda, Ryuuji | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Uno, Koichi | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Matsubara, Nobuko | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Tadaki, Keiichi | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.11 | | Elect Director Onishi, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Ito, Kensuke | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | Against |
Daiichi Sankyo Co. Ltd. | | 4568 | | J11257102 | | 27-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Shoda, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nakayama, Joji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Une, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ogita, Takeshi | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Hirokawa, Kazunori | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Okimoto, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Hirabayashi, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Ishihara, Kunio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Anzai, Yuuichiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Sato, Yuuki | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Koike, Kazuo | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Chiba, Takashi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
JX Holdings, Inc. | | 5020 | | J29699105 | | 27-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Nishio, Shinji | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Takahagi, Mitsunori | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Hirai, Shigeo | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Sugiuchi, Kiyonobu | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Yamagata, Yukio | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kagami, Kazuo | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Uchijima, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Kawada, Junichi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kimura, Yasushi | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Matsushita, Isao | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Koseki, Makoto | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Okada, Masanori | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Shoyama, Etsuhiko | | For | | For |
| | | | | | | | | | Management | | 2.14 | | Elect Director Takamura, Juichi | | For | | For |
| | | | | | | | | | Management | | 2.15 | | Elect Director Sakata, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.16 | | Elect Director Komiyama, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Set Aggregate Compensation Ceilings for Directors and Statutory Auditors | | For | | For |
NKSJ Holdings, Inc. | | 8630 | | J58699109 | | 27-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve 4 into 1 Reverse Stock Split | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Articles to Reduce Share Trading Unit - Decrease Authorized Capital | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Elect Director Hyodo, Makoto | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Elect Director Sato, Masatoshi | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Elect Director Genma, Akira | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Elect Director Asaka, Seiichi | | For | | For |
| | | | | | | | | | Management | | 4.5 | | Elect Director Fujita, Sumitaka | | For | | For |
| | | | | | | | | | Management | | 4.6 | | Elect Director Kawabata, Yoshiharu | | For | | For |
| | | | | | | | | | Management | | 4.7 | | Elect Director Matsuda, Akira | | For | | For |
| | | | | | | | | | Management | | 4.8 | | Elect Director Futamiya, Masaya | | For | | For |
| | | | | | | | | | Management | | 4.9 | | Elect Director Yamaguchi, Yuuichi | | For | | For |
| | | | | | | | | | Management | | 4.10 | | Elect Director George C. Olcott | | For | | For |
| | | | | | | | | | Management | | 4.11 | | Elect Director Sakurada, Kengo | | For | | For |
| | | | | | | | | | Management | | 4.12 | | Elect Director Tsuji, Shinji | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | Management | | 6 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
| | | | | | | | | | Management | | 7 | | Approve Deep Discount Stock Option Plan | | For | | For |
Chugoku Marine Paints Ltd. | | 4617 | | J07182116 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 7 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Yamazumi, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Uetake, Masataka | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kido, Hisao | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Funada, Shohei | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Hironaka, Shigemi | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Miyauchi, Mitsuaki | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Hasegawa, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Ono, Masashi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawazoe, Masao | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Doi, Tsuneo | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Miyoshi, Hidenori | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Date, Mitsuru | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Okada, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint Alternate Statutory Auditor Ito, Kazuo | | For | | For |
Kyocera Corp. | | 6971 | | J37479110 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 70 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kawamura, Makoto | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Kuba, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Maeda, Tatsumi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Hisaki, Hisao | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Yamamoto, Yasuyuki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Yamaguchi, Goro | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Aoki, Shoichi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Komaguchi, Katsumi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Yamori, Tsutomu | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Ota, Yoshihito | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Rodney Lanthorne | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director John Gilbertson | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kano, Yoshihiro | | For | | For |
Obayashi Corp. | | 1802 | | J59826107 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Obayashi, Takeo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Shiraishi, Toru | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Noguchi, Tadahiko | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Kanai, Makoto | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Harada, Shozo | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Kishida, Makoto | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Miwa, Akihisa | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Shibata, Kenichi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Sugiyama, Nao | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Koda, Tadatsuna | | For | | For |
TV Asahi Corp. | | 9409 | | J93646107 | | 28-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2000 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Reduce Directors’ Term - Decrease Maximum Board Size | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kimiwada, Masao | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Hayakawa, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Kamiyama, Ikuo | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Takano, Keiji | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Kitazawa, Haruki | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Otsuka, Takahiro | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Kanazawa, Hajime | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Kameyama, Keiji | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Sunami, Gengo | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Fujinoki, Masaya | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Akiyama, Kotaro | | For | | Against |
| | | | | | | | | | Management | | 3.12 | | Elect Director Araki, Takanobu | | For | | For |
| | | | | | | | | | Management | | 3.13 | | Elect Director Okada, Tsuyoshi | | For | | For |
| | | | | | | | | | Management | | 3.14 | | Elect Director Kitajima, Yoshitoshi | | For | | Against |
| | | | | | | | | | Management | | 3.15 | | Elect Director Takeuchi, Kenji | | For | | For |
| | | | | | | | | | Management | | 3.16 | | Elect Director Watanabe, Katsunobu | | For | | For |
| | | | | | | | | | Management | | 3.17 | | Elect Director Kubota, Izumi | | For | | For |
| | | | | | | | | | Management | | 3.18 | | Elect Director Hirajo, Takashi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
| | | | | | | | | | | | | | | | | | |
77 Bank Ltd. | | 8341 | | J71348106 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Create Class A Preferred Shares | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kamata, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Ujiie, Teruhiko | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Nagayama, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Nagao, Kimitsugu | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Yamada, Masayuki | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Kanbe, Mitsutaka | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Fujishiro, Tetsuya | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Suzuki, Isamu | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Hase, Masatake | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Tamura, Hideharu | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Ishizaki, Toshio | | For | | For |
| | | | | | | | | | Management | | 3.12 | | Elect Director Tanno, Masanari | | For | | For |
| | | | | | | | | | Management | | 3.13 | | Elect Director Igarashi, Makoto | | For | | For |
| | | | | | | | | | Management | | 3.14 | | Elect Director Kobayashi, Hidefumi | | For | | For |
| | | | | | | | | | Management | | 3.15 | | Elect Director Takahashi, Takeshi | | For | | For |
| | | | | | | | | | Management | | 3.16 | | Elect Director Tuda, Masakatsu | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Sugita, Masahiro | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Nakamura, Ken | | For | | For |
Dai Nippon Printing Co. Ltd. | | 7912 | | J10584100 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 16 | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles To Decrease Maximum Board Size | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kitajima, Yoshitoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Takanami, Koichi | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Saruwatari, Satoshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Yamada, Masayoshi | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Kitajima, Yoshinari | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Hakii, Mitsuhiko | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Tsuchida, Osamu | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Yoshino, Teruomi | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Kuroda, Yuujiro | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Wada, Masahiko | | For | | For |
| | | | | | | | | | Management | | 3.11 | | Elect Director Hiroki, Kazumasa | | For | | For |
| | | | | | | | | | Management | | 3.12 | | Elect Director Morino, Tetsuji | | For | | For |
| | | | | | | | | | Management | | 3.13 | | Elect Director Akishige, Kunikazu | | For | | For |
| | | | | | | | | | Management | | 3.14 | | Elect Director Nagano, Yoshiaki | | For | | For |
| | | | | | | | | | Management | | 3.15 | | Elect Director Kitajima, Motoharu | | For | | For |
| | | | | | | | | | Management | | 3.16 | | Elect Director Shimizu, Takao | | For | | For |
| | | | | | | | | | Management | | 3.17 | | Elect Director Nozaka, Yoshiki | | For | | For |
| | | | | | | | | | Management | | 3.18 | | Elect Director Tsukada, Masaki | | For | | For |
| | | | | | | | | | Management | | 3.19 | | Elect Director Hikita, Sakae | | For | | For |
| | | | | | | | | | Management | | 3.20 | | Elect Director Tsukada, Tadao | | For | | For |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Yoneda, Minoru | | For | | For |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Noguchi, Kenji | | For | | For |
| | | | | | | | | | Management | | 4.3 | | Appoint Statutory Auditor Matsuura, Makoto | | For | | For |
| | | | | | | | | | Management | | 4.4 | | Appoint Statutory Auditor Ikeda, Shinichi | | For | | Against |
| | | | | | | | | | Management | | 5 | | Approve Adjustment to Aggregate Compensation Ceiling for Directors | | For | | For |
Daiwa House Industry Co. Ltd. | | 1925 | | J11508124 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Higuchi, Takeo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Murakami, Kenji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ono, Naotake | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Ogawa, Tetsuji | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Ishibashi, Tamio | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Nishimura, Tatsushi | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Uzui, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Ishibashi, Takuya | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kawai, Katsutomo | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Hama, Takashi | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Numata, Shigeru | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Tsuchida, Kazuto | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.13 | | Elect Director Yamamoto, Makoto | | For | | For |
| | | | | | | | | | Management | | 2.14 | | Elect Director Noto, Yoshiharu | | For | | For |
| | | | | | | | | | Management | | 2.15 | | Elect Director Ogata, Isamu | | For | | For |
| | | | | | | | | | Management | | 2.16 | | Elect Director Hori, Fukujiro | | For | | For |
| | | | | | | | | | Management | | 2.17 | | Elect Director Kosokabe, Takeshi | | For | | For |
| | | | | | | | | | Management | | 2.18 | | Elect Director Yoshii, Keiichi | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | Against |
Futaba Corp. | | 6986 | | J16758112 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sakurada, Hiroshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Harada, Toshiteru | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Kawasaki, Hideharu | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Nenohi, Kunio | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Kono, Michisato | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Ishide, Mitsumasa | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Takahashi, Kazunobu | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Tatsuya | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Ito, Masayoshi | | For | | For |
HAKUHODO DY HOLDINGS INC. | | 2433 | | J19174101 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Narita, Junji | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Toda, Hirokazu | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Sawada, Kunihiko | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Matsuzaki, Mitsumasa | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Nozawa, Kazuhiko | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Shindo, Kazuma | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Takano, Isao | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Nakada, Yasunori | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Omori, Hisao | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Statutory Auditor Kakikawa, Misaki | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Retirement Bonus Payment for Statutory Auditor | | For | | Against |
Kamigumi Co. Ltd. | | 9364 | | J29438116 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Kubo, Masami | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nishida, Kenji | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Mukai, Koji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Utsunomiya, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fukai, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Makita, Hideo | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Tazoe, Tadaaki | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Hirase, Toshio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Tahara, Norihito | | For | | For |
Kao Corp. | | 4452 | | J30642169 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
| | | | | | | | | | Management | | 2 | | Appoint Statutory Auditor Ishige, Takayuki | | For | | For |
| | | | | | | | | | Management | | 3 | | Appoint Alternate Statutory Auditor Ito, Satoshi | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Stock Option Plan | | For | | Against |
Kissei Pharmaceutical Co. Ltd. | | 4547 | | J33652108 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Yonekubo, Makoto | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Nakagawa, Kando | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment for Directors and Statutory Auditors | | For | | For |
MS&AD Insurance Group Holdings | | 8725 | | J4687C105 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Egashira, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Tateyama, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Karasawa, Yasuyoshi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Suzuki, Hisahito | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fujimoto, Susumu | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Horimoto, Shuuhei | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yoneda, Masanori | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 2.8 | | Elect Director Tsuchiya, Mitsuhiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Iijima, Ichiro | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Seki, Toshihiko | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Watanabe, Akira | | For | | For |
| | | | | | | | | | Management | | 2.12 | | Elect Director Umezu, Mitsuhiro | | For | | For |
| | | | | | | | | | Management | | 2.13 | | Elect Director Tsunoda, Daiken | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Ikeda, Katsuaki | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Nakamura, Masayoshi | | For | | For |
NISSIN FOODS HOLDINGS CO LTD | | 2897 | | J58063124 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Ando, Koki | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Nakagawa, Susumu | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Ando, Noritaka | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Matsuo, Akihide | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Naruto, Takayuki | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Sasahara, Ken | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Tanaka, Mitsuru | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Yokoyama, Yukio | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kobayashi, Ken | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Okafuji, Masahiro | | For | | For |
| | | | | | | | | | Management | | 2.11 | | Elect Director Ishikura, Yoko | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Makizono, Shunsaku | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Horinouchi, Toru | | For | | Against |
Nintendo Co. Ltd. | | 7974 | | J51699106 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 310 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Iwata, Satoru | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Mori, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Hatano, Shinji | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Takeda, Genyo | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Miyamoto, Shigeru | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Nagai, Nobuo | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Matsumoto, Masaharu | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Suzuki, Eiichi | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Kimishima, Tatsumi | | For | | For |
| | | | | | | | | | Management | | 2.10 | | Elect Director Takemura, Kaoru | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Nakaji, Ichiro | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Mizutani, Naoki | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Appoint Statutory Auditor Ozaki, Katashi | | For | | For |
Paramount Bed | | 7960 | | J63557128 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | Against |
| | | | | | | | | | Management | | 2 | | Approve Share Exchange Agreement with Paramount Bed Holdings | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Kimura, Kenji | | For | | Against |
| | | | | | | | | | Management | | 3.2 | | Elect Director Kimura, Kyosuke | | For | | Against |
| | | | | | | | | | Management | | 3.3 | | Elect Director Kimura, Michihide | | For | | Against |
| | | | | | | | | | Management | | 3.4 | | Elect Director Horiuchi, Toshio | | For | | Against |
| | | | | | | | | | Management | | 3.5 | | Elect Director Kato, Tadaharu | | For | | Against |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sakamoto, Ikuo | | For | | Against |
| | | | | | | | | | Management | | 3.7 | | Elect Director Sato, Izumi | | For | | Against |
| | | | | | | | | | Management | | 3.8 | | Elect Director Koshida, Hiroshi | | For | | Against |
| | | | | | | | | | Management | | 4.1 | | Appoint Statutory Auditor Ikegami, Etsuji | | For | | Against |
| | | | | | | | | | Management | | 4.2 | | Appoint Statutory Auditor Oka, Yukari | | For | | Against |
Rohm Co. Ltd. | | 6963 | | J65328122 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sawamura, Satoshi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Takasu, Hidemi | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Yamaha, Takahisa | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Sasayama, Eiichi | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Fujiwara, Tadanobu | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Takano, Toshiki | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Yamazaki, Masahiko | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Kawamoto, Hachiro | | For | | For |
| | | | | | | | | | Management | | 2.9 | | Elect Director Nishioka, Koichi | | For | | For |
| | | | | | | | | | | | | | | | | | |
Sankyo Co. Ltd. (6417) | | 6417 | | J67844100 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Ugawa, Shohachi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Ishiyama, Toshiaki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Appoint Statutory Auditor Sanada, Yoshiro | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Appoint Statutory Auditor Noda, Fumiyoshi | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Retirement Bonus Payment for Director | | For | | Against |
Sumitomo Mitsui Trust Holdings, Inc. | | 8309 | | J0752J108 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Reduction in Capital Reserves | | For | | Against |
| | | | | | | | | | Management | | 3.1 | | Elect Director Tsunekage, Hitoshi | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Elect Director Tanabe, Kazuo | | For | | For |
| | | | | | | | | | Management | | 3.3 | | Elect Director Mukohara, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 3.4 | | Elect Director Kitamura, Kunitaro | | For | | For |
| | | | | | | | | | Management | | 3.5 | | Elect Director Iwasaki, Nobuo | | For | | For |
| | | | | | | | | | Management | | 3.6 | | Elect Director Sayato, Jyunichi | | For | | For |
| | | | | | | | | | Management | | 3.7 | | Elect Director Ochiai, Shinji | | For | | For |
| | | | | | | | | | Management | | 3.8 | | Elect Director Okubo, Tetsuo | | For | | For |
| | | | | | | | | | Management | | 3.9 | | Elect Director Okuno, Jun | | For | | For |
| | | | | | | | | | Management | | 3.10 | | Elect Director Otsuka, Akio | | For | | For |
| | | | | | | | | | Management | | 4 | | Appoint External Audit Firm | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Stock Option Plan | | For | | Against |
Sumitomo Osaka Cement Co. Ltd. | | 5232 | | J77734101 | | 29-Jun-11 | | Annual | | Management | | 1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Elect Director Sekine, Fukuichi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Elect Director Katsura, Tomoyuki | | For | | For |
| | | | | | | | | | Management | | 2.3 | | Elect Director Nakao, Masafumi | | For | | For |
| | | | | | | | | | Management | | 2.4 | | Elect Director Fujisue, Akira | | For | | For |
| | | | | | | | | | Management | | 2.5 | | Elect Director Tsukamoto, Kazuhisa | | For | | For |
| | | | | | | | | | Management | | 2.6 | | Elect Director Muramatsu, Ryuuji | | For | | For |
| | | | | | | | | | Management | | 2.7 | | Elect Director Inokawa, Hisashi | | For | | For |
| | | | | | | | | | Management | | 2.8 | | Elect Director Saida, Kunitaro | | For | | For |
| | | | | | | | | | Management | | 3.1 | | Appoint Statutory Auditor Aoi, Katsuhisa | | For | | For |
| | | | | | | | | | Management | | 3.2 | | Appoint Statutory Auditor Tomosawa, Fuminori | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
Toppan Printing Co. Ltd. | | 7911 | | ADPV14032 | | 29-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Adachi, Naoki | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kaneko, Shingo | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Takamiyagi, Jitsumei | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Otsuka, Kiyoshi | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Furuya, Yoshihiro | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ominato, Mitsuru | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Nagayama, Yoshiyuki | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Okubo, Shinichi | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Kumamoto, Yuuichi | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Maeda, Yukio | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Sakuma, Kunio | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect Director Noma, Yoshinobu | | For | | Against |
| | | | | | | | | | Management | | 1.13 | | Elect Director Mitsui, Seiji | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect Director Ishida, Yoshiyuki | | For | | For |
| | | | | | | | | | Management | | 1.15 | | Elect Director Okazaki, Hiroe | | For | | For |
| | | | | | | | | | Management | | 1.16 | | Elect Director Ito, Atsushi | | For | | For |
| | | | | | | | | | Management | | 1.17 | | Elect Director Kakiya, Hidetaka | | For | | For |
| | | | | | | | | | Management | | 1.18 | | Elect Director Arai, Makoto | | For | | For |
| | | | | | | | | | Management | | 1.19 | | Elect Director Maro, Hideharu | | For | | For |
| | | | | | | | | | Management | | 1.20 | | Elect Director Nemoto, Yukio | | For | | For |
| | | | | | | | | | Management | | 1.21 | | Elect Director Matsuda, Naoyuki | | For | | For |
| | | | | | | | | | Management | | 1.22 | | Elect Director Sato, Nobuaki | | For | | For |
| | | | | | | | | | Management | | 1.23 | | Elect Director Kinemura, Katsuhiro | | For | | For |
| | | | | | | | | | Management | | 1.24 | | Elect Director Izawa, Taro | | For | | For |
| | | | | | | | | | Management | | 1.25 | | Elect Director Ezaki, Sumio | | For | | For |
| | | | | | | | | | Management | | 1.26 | | Elect Director Yamano, Yasuhiko | | For | | For |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Aoki, Kenichi | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Takagi, Shinjiro | | For | | For |
Wacoal Holdings Corp | | 3591 | | J94632114 | | 29-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Tsukamoto, Yoshikata | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.2 | | Elect Director Kawanaka, Hideo | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Otani, Ikuo | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Yasuhara, Hironobu | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Yamamoto, Tadashi | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Ozaki, Mamoru | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Ikeda, Morio | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Horiba, Atsushi | | For | | Against |
| | | | | | | | | | Management | | 2.1 | | Appoint Statutory Auditor Yamamoto, Mitsuo | | For | | For |
| | | | | | | | | | Management | | 2.2 | | Appoint Statutory Auditor Kuda, Tomoharu | | For | | Against |
| | | | | | | | | | Management | | 3 | | Approve Annual Bonus Payment to Directors | | For | | For |
===================== NUVEEN WINSLOW LARGE-CAP GROWTH FUND =====================
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 01, 2011 Meeting Type: Annual
Record Date: JAN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Heidi Fields For For Management
2 Elect Director David M. Lawrence For For Management
3 Elect Director A. Barry Rand For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director T. Michael Nevens For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Qualified Employee Stock Purchase For For Management
Plan
10 Reduce Supermajority Vote Requirement For For Management
11 Adopt the Jurisdiction of Incorporation For Against Management
as the Exclusive Forum for Certain
Disputes
12 Provide Right to Call Special Meeting For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Alain Monie For For Management
6 Elect Director Jonathan J. Rubinstein For For Management
7 Elect Director Thomas O. Ryder For For Management
8 Elect Director Patricia Q. Stonesifer For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
12 Amend Bylaws-- Call Special Meetings Against For Shareholder
13 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond P. Dolan For For Management
2 Elect Director Ronald M. Dykes For For Management
3 Elect Director Carolyn F. Katz For For Management
4 Elect Director Gustavo Lara Cantu For For Management
5 Elect Director Joann A. Reed For For Management
6 Elect Director Pamela D.A. Reeve For For Management
7 Elect Director David E. Sharbutt For For Management
8 Elect Director James D. Taiclet, Jr. For For Management
9 Elect Director Samme L. Thompson For For Management
10 Ratify Auditors For For Management
11 Reduce Supermajority Vote Requirement For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business and None None Management
Finacial Situation
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.40 Per Share For For Management
8 Amend Articles Re: Legislative Changes For For Management
9 Approve the Numbers of Stock Options, For For Management
Respectively Shares for Employees
10a Reelect W.T. Siegle to Supervisory For For Management
Board
10b Reelect J.W.B. Westerburgen to For For Management
Supervisory Board
11 Announcement of Retirement of None None Management
Supervisory Board Members O. Bilous,
F.W. Froehlich, A.P.M. van der Poel by
Rotation in 2012.
12 Approve Remuneration of Supervisory For For Management
Board
13a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital
13b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13a
13c Grant Board Authority to Issue For For Management
Additional Shares of up to 5 Percent in
Case of Takeover/Merger
13d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13c
14 Authorize Repurchase Shares For For Management
15 Authorize Cancellation of Repurchased For For Management
Shares
16 Authorize Additionnal Cancellation of For For Management
Repurchased Shares
17 Other Business None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Sean M. Maloney For For Management
6 Elect Director Mary T. McDowell For For Management
7 Elect Director Lorrie M. Norrington For For Management
8 Elect Director Charles J. Robel For For Management
9 Elect Director Steven M. West For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robin J. Adams For For Management
2 Elect Director David T. Brown For For Management
3 Elect Director Jan Carlson For For Management
4 Elect Director Dennis C. Cuneo For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert Ezrilov For For Management
2 Elect Director Wayne M. Fortun For For Management
3 Elect Director Brian P. Short For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Denis A. Cortese For For Management
2 Elect Director John C. Danforth For For Management
3 Elect Director Neal L. Patterson For For Management
4 Elect Director William D. Zollars For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Approve Omnibus Stock Plan For For Management
9 Amend Qualified Employee Stock Purchase For For Management
Plan
10 Increase Authorized Common Stock For For Management
11 Eliminate Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
17 Report on Internet Fragmentation Against For Shareholder
18 Adopt Policy Prohibiting Sale of Against Against Shareholder
Products in China if they Contribute to
Human Rights Abuses
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Murray J. Demo For For Management
2 Elect Director Asiff S. Hirji For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Carrabba For For Management
1.2 Elect Director Susan M. Cunningham For For Management
1.3 Elect Director Barry J. Eldridge For For Management
1.4 Elect Director Andres R. Gluski For For Management
1.5 Elect Director Susan M. Green For For Management
1.6 Elect Director Janice K. Henry For For Management
1.7 Elect Director James F. Kirsch For For Management
1.8 Elect Director Francis R. McAllister For For Management
1.9 Elect Director Roger Phillips For For Management
1.10 Elect Director Richard K. Riederer For For Management
1.11 Elect Director Richard A. Ross For For Management
1.12 Elect Director Alan Schwartz For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy S. Bitsberger For For Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert W. Howe For For Management
2 Elect Director Robert E. Weissman For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Increase Authorized Common Stock For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter III For For Management
1.3 Elect Director W. Howard Keenan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Mitchell P. Rales For For Management
1.3 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles O. Holliday, Jr. For For Management
2 Elect Director Dipak C. Jain For For Management
3 Elect Director Joachim Milberg For For Management
4 Elect Director Richard B. Myers For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: AUG 12, 2010 Meeting Type: Annual
Record Date: MAY 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For Withhold Management
1.3 Elect Director Michael S. Dell For Withhold Management
1.4 Elect Director William H. Gray, III For Withhold Management
1.5 Elect Director Judy C. Lewent For For Management
1.6 Elect Director Thomas W. Luce, III For Withhold Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Sam Nunn For Withhold Management
1.11 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reimburse Proxy Contest Expenses Against For Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raj Agrawal For Withhold Management
1.2 Elect Director Warren F. Bryant For For Management
1.3 Elect Director Michael M. Calbert For Withhold Management
1.4 Elect Director Richard W. Dreiling For Withhold Management
1.5 Elect Director Adrian Jones For Withhold Management
1.6 Elect Director William C. Rhodes, III For For Management
1.7 Elect Director David B. Rickard For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Barbara J. Beck For For Management
3 Elect Director Jerry W. Levin For For Management
4 Elect Director Robert L. Lumpkins For For Management
5 Ratify Auditors For For Management
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Adopt Policy on Human Right to Water Against Against Shareholder
10 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cardis For For Management
2 Elect Director David E.I. Pyott For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Provide Right to Call Special Meeting For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Maura C. Breen For For Management
1.3 Elect Director Nicholas J. LaHowchic For For Management
1.4 Elect Director Thomas P. Mac Mahon For For Management
1.5 Elect Director Frank Mergenthaler For For Management
1.6 Elect Director Woodrow A. Myers Jr. For For Management
1.7 Elect Director John O. Parker, Jr. For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Samuel K. Skinner For For Management
1.10 Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Approve Omnibus Stock Plan For For Management
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Fluor For For Management
2 Elect Director Joseph W. Prueher For For Management
3 Elect Director Suzanne H. Woolsey For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None One Year Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Maury Devine For For Management
2 Elect Director John T. Gremp For For Management
3 Elect Director Thomas M. Hamilton For For Management
4 Elect Director Richard A. Pattarozzi For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen G. Butler For For Management
2 Elect Director Kimberly A. Casiano For For Management
3 Elect Director Anthony F. Earley, Jr. For For Management
4 Elect Director Edsel B. Ford II For For Management
5 Elect Director William Clay Ford, Jr. For For Management
6 Elect Director Richard A. Gephardt For For Management
7 Elect Director James H. Hance, Jr. For For Management
8 Elect Director Irvine O. Hockaday, Jr. For For Management
9 Elect Director Richard A. Manoogian For For Management
10 Elect Director Ellen R. Marram For For Management
11 Elect Director Alan Mulally For For Management
12 Elect Director Homer A. Neal For For Management
13 Elect Director Gerald L. Shaheen For For Management
14 Elect Director John L. Thornton For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Publish Political Contributions Against Against Shareholder
19 Approve Recapitalization Plan for all Against For Shareholder
Stock to have One-vote per Share
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Charles B. Johnson For For Management
5 Elect Director Gregory E. Johnson For For Management
6 Elect Director Rupert H. Johnson, Jr. For For Management
7 Elect Director Mark C. Pigott For For Management
8 Elect Director Chutta Ratnathicam For For Management
9 Elect Director Peter M. Sacerdote For For Management
10 Elect Director Laura Stein For For Management
11 Elect Director Anne M. Tatlock For Against Management
12 Elect Director Geoffrey Y. Yang For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Diane C. Creel For For Management
1.3 Elect Director Harris E. Deloach, Jr. For For Management
1.4 Elect Director James W. Griffith For For Management
1.5 Elect Director William R. Holland For For Management
1.6 Elect Director John P. Jumper For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Lloyd W. Newton For For Management
1.9 Elect Director Alfred M. Rankin, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement Against Against Shareholder
8 Report on Code of Conduct Compliance Against Against Shareholder
--------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 10, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Blanford For For Management
1.2 Elect Director Michael J. Mardy For For Management
1.3 Elect Director David E. Moran For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director James R. Boyd For For Management
3 Elect Director Milton Carroll For For Management
4 Elect Director Nance K. Dicciani For For Management
5 Elect Director S. Malcolm Gillis For For Management
6 Elect Director Abdallah S. Jum'ah For For Management
7 Elect Director David J. Lesar For For Management
8 Elect Director Robert A. Malone For For Management
9 Elect Director J Landis Martin For For Management
10 Elect Director Debra L. Reed For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Review and Assess Human Rights Policies Against For Shareholder
15 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M. L. Andreessen For For Management
2 Elect Director L. Apotheker For For Management
3 Elect Director L.T. Babbio, Jr. For Against Management
4 Elect Director S.M. Baldauf For Against Management
5 Elect Director S. Banerji For For Management
6 Elect Director R.L. Gupta For For Management
7 Elect Director J.H. Hammergren For For Management
8 Elect Director R.J. Lane For For Management
9 Elect Director G.M. Reiner For For Management
10 Elect Director P.F. Russo For For Management
11 Elect Director D. Senequier For For Management
12 Elect Director G.K. Thompson For Against Management
13 Elect Director M.C. Whitman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Approve Qualified Employee Stock For For Management
Purchase Plan
18 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan Crown For For Management
2 Elect Director Don H. Davis, Jr. For For Management
3 Elect Director Robert C. McCormack For Against Management
4 Elect Director Robert S. Morrison For For Management
5 Elect Director James A. Skinner For For Management
6 Elect Director David B. Smith, Jr. For For Management
7 Elect Director David B. Speer For For Management
8 Elect Director Pamela B. Strobel For For Management
9 Elect Director Kevin M. Warren For For Management
10 Elect Director Anre D. Williams For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Senator Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum Mccarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 19, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David H. Batchelder For For Management
2 Elect Director Christopher W. Brody For For Management
3 Elect Director William V. Campbell For For Management
4 Elect Director Scott D. Cook For For Management
5 Elect Director Diane B. Greene For For Management
6 Elect Director Michael R. Hallman For For Management
7 Elect Director Edward A. Kangas For For Management
8 Elect Director Suzanne Nora Johnson For For Management
9 Elect Director Dennis D. Powell For For Management
10 Elect Director Brad D. Smith For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Floyd D. Loop For For Management
2 Elect Director George Stalk Jr. For For Management
3 Elect Director Craig H. Barratt For For Management
4 Amend Stock Option Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For Against Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against For Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
21 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Cranston For For Management
1.2 Elect Director Kevin R. Johnson For For Management
1.3 Elect Director J. Michael Lawrie For For Management
1.4 Elect Director David Schlotterbeck For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 04, 2010 Meeting Type: Annual
Record Date: SEP 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Eric K. Brandt For For Management
1.5 Elect Director Grant M. Inman For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Stephen G. Newberry For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For Withhold Management
1.2 Elect Director George P. Koo For For Management
1.3 Elect Director Irwin A. Siegel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 03, 2010 Meeting Type: Annual
Record Date: SEP 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For For Management
1.2 Elect Director Lothar Maier For For Management
1.3 Elect Director Arthur C. Agnos For Withhold Management
1.4 Elect Director John J. Gordon For Withhold Management
1.5 Elect Director David S. Lee For For Management
1.6 Elect Director Richard M. Moley For Withhold Management
1.7 Elect Director Thomas S. Volpe For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Ta-lin Hsu as Director For For Management
1b Elect John G. Kassakian as Director For For Management
2 Declassify the Board of Directors For For Management
3 Adopt Simple Majority Vote for Election For For Management
of Directors
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry R. Allen For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Gerald Held For For Management
1.5 Elect Director Nicholas G. Moore For For Management
1.6 Elect Director T. Michael Nevens For For Management
1.7 Elect Director George T. Shaheen For For Management
1.8 Elect Director Robert T. Wall For For Management
1.9 Elect Director Daniel J. Warmenhoven For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. O?Reilly For For Management
2 Elect Director Jay D. Burchfield For For Management
3 Elect Director Paul R. Lederer For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For For Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For For Management
11 Elect Director Aziz D. Syriani For For Management
12 Elect Director Rosemary Tomich For For Management
13 Elect Director Walter L. Weisman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Review Political Expenditures and Against Against Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 06, 2010 Meeting Type: Annual
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Board Committee on Against Against Shareholder
Sustainability
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn III For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Henry E. Lentz For For Management
1.7 Elect Director Robert A. Malone For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director John F. Turner For For Management
1.10 Elect Director Sandra A. Van Trease For For Management
1.11 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: 71654V101
Meeting Date: APR 28, 2011 Meeting Type: Annual/Special
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends
4 Elect Directors For Against Management
5 Elect Board Chairman For For Management
6 Elect Fiscal Council Members For For Management
7 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors, and
Fiscal Council Members
1 Authorize Capitalization of Reserves For For Management
without Issuance of New Shares
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery H. Boyd For For Management
1.2 Elect Director Ralph M. Bahna For For Management
1.3 Elect Director Howard W. Barker, Jr. For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Francisco Ros For For Management
1.12 Elect Director Brent Scowcroft For For Management
1.13 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Benioff For For Management
2 Elect Director Craig Conway For For Management
3 Elect Director Alan Hassenfeld For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For For Management
1.2 Elect Director Dale Pond For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Matthew Emmens as Director For For Management
4 Re-elect Angus Russell as Director For For Management
5 Re-elect Graham Hetherington as For For Management
Director
6 Re-elect David Kappler as Director For For Management
7 Re-elect Patrick Langlois as Director For For Management
8 Re-elect Dr Jeffrey Leiden as Director For For Management
9 Elect Dr David Ginsburg as Director For For Management
10 Elect Anne Minto as Director For For Management
11 Reappoint Deloitte LLP as Auditors of For For Management
the Company
12 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase For For Management
16 Adopt New Articles of Association For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 16, 2011 Meeting Type: Annual
Record Date: DEC 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joe Ricketts For Withhold Management
1.2 ElectDirector Dan W. Cook III For For Management
1.3 Elect Director Joseph H. Moglia For Withhold Management
1.4 Elect Director Wilbur J. Prezzano For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Executive Incentive Bonus Plan For Against Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.A. Carp For For Management
3 Elect Director C.S. Cox For For Management
4 Elect Director S.P. MacMillan For For Management
5 Elect Director P.H. Patsley For For Management
6 Elect Director R.E. Sanchez For For Management
7 Elect Director W.R. Sanders For For Management
8 Elect Director R.J. Simmons For For Management
9 Elect Director R.K. Templeton For For Management
10 Elect Director C.T. Whitman For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank C. Herringer For For Management
2 Elect Director Stephen T. McLin For For Management
3 Elect Director Charles R. Schwab For For Management
4 Elect Director Roger O. Walther For For Management
5 Elect Director Robert N. Wilson For For Management
6 Ratify Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Report on Political Contributions Against For Shareholder
11 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For Withhold Management
1.3 Elect Director Lynn Forester de For For Management
Rothschild
1.4 Elect Director Richard D. Parsons For For Management
1.5 Elect Director Richard F. Zannino For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director James A. Johnson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Lakshmi N. Mittal For For Management
10 Elect Director James J. Schiro For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against For Shareholder
15 Amend Bylaws-- Call Special Meetings Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
17 Review Executive Compensation Against Against Shareholder
18 Report on Climate Change Business Risks Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Reduce Supermajority Vote Requirement For For Management
Relating to Preference Rights of
Preferred Stock
5b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
5c Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Authorized
Capital Stock
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 10, 2011 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For For Management
1.2 Elect Director Richard M. Levy For For Management
1.3 Elect Director Venkatraman Thyagarajan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director D. James Bidzos For For Management
2 Elect Director William L. Chenevich For For Management
3 Elect Director Kathleen A. Cote For For Management
4 Elect Director Mark D. Mclaughlin For For Management
5 Elect Director Roger H. Moore For For Management
6 Elect Director John D. Roach For For Management
7 Elect Director Louis A. Simpson For For Management
8 Elect Director Timothy Tomlinson For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Amend Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
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VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Renee J. James For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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WALTER ENERGY, INC.
Ticker: WLT Security ID: 93317Q105
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Clark, Jr. For For Management
1.2 Elect Director Jerry W. Kolb For For Management
1.3 Elect Director Patrick A. Kriegshauser For For Management
1.4 Elect Director Joseph B. Leonard For For Management
1.5 Elect Director Bernard G. Rethore For For Management
1.6 Elect Director Michael T. Tokarz For For Management
1.7 Elect Director A.J. Wagner For For Management
1.8 Elect Director David R. Beatty For For Management
1.9 Elect Director Keith Calder For For Management
1.10 Elect Director Graham Mascall For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
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YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Dorman For For Management
2 Elect Director Massimo Ferragamo For For Management
3 Elect Director J. David Grissom For For Management
4 Elect Director Bonnie G. Hill For For Management
5 Elect Director Robert Holland, Jr. For For Management
6 Elect Director Kenneth G. Langone For For Management
7 Elect Director Jonathan S. Linen For For Management
8 Elect Director Thomas C. Nelson For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Thomas M. Ryan For For Management
11 Elect Director Jing-Shyh S. Su For For Management
12 Elect Director Robert D. Walter For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Call Special Meeting For For Management
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust II
| | |
By | | /s/ Gifford R. Zimmerman
|
| | Gifford R. Zimmerman – Chief Administrative Officer |
| |
Date | | |
August 26, 2011