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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10261
Pearl Mutual Funds
(Exact name of registrant as specified in charter)
2610 Park Avenue, P.O. Box 209, Muscatine, Iowa 52761
(Address of principal executive offices) (Zip code)
Robert H. Solt, 2610 Park Avenue, P.O. Box 209, Muscatine, Iowa 52761
(Name and address of agent for service)
Registrant’s telephone number, including area code: (563) 288-2773
Date of fiscal year end: 12/31/03
Date of reporting period: 07/01/03 – 06/30/04
Item 1. PROXY VOTING RECORD
PROXY VOTING RECORD OF PEARL TOTAL RETURN FUND
NAME OF ISSUER | TICKER | CUSIP # | SHAREHOLDER MEETING DATE | MATTER VOTED | PROPOSED BY | VOTE CAST YES/ | HOW FUND | VOTE CAST FOR | ||||||||
Bridgeway Ultra Small Co. Market | BRSIX | 108747403 | 10/1/2003 | Ratification of the appointment of PricewaterhouseCoopers, LLP as independent auditors for the 2004 fiscal year; Change in investment restrictions to permit fund to pursue investment in individual stock options and futures; Offer additional classes of shares in future; approve modification to 12b-1 plan; Approve revised Management Agreement | Bridgeway Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | ||||||||
First Eagle Overseas Fund | SGOIX | 32008F200 | 3/31/2004 | Reorganization into a Delaware statutory trust and reorganizing the funds as separate series of the new Trust; Re-electing Directors; Changing certain fundamental investment restrictions applicable to several of the Funds portfolios (Not applicable to Overseas Fund) and reclassify First Eagle Gold Fund (Not applicable to Overseas Fund) | First Eagle Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pearl Mutual Funds | ||
(Registrant) | ||
By | David M. Stanley | |
(Signature and Title)* | David M. Stanley, President | |
By | Robert H. Solt | |
(Signature and Title)* | Robert H. Solt, Executive Vice President, Chief Operating Officer, Chief Financial Officer, Secretary and Treasurer |
Date 8/13/04
* | Print the name and title of each signing officer under his or her signature. |