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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-10261
Pearl Mutual Funds
(Exact name of registrant as specified in charter)
2610 Park Avenue, P.O. Box 209, Muscatine, Iowa | 52761 | |
(Address of principal executive offices) | (Zip code) |
Robert H. Solt, 2610 Park Avenue, P.O. Box 209, Muscatine, Iowa 52761
(Name and address of agent for service)
Registrant’s telephone number, including area code: (563) 288-2773
Date of fiscal year end: 12/31
Date of reporting period: 07/01/05 – 06/30/06
2006 | PROXY VOTING RECORD | |||||||||||||||||
PFTRX PFAGX | NAME OF ISSUER | TICKER | CUSIP # | SHAREHOLDER MEETING DATE | MATTER VOTED ON | PROPOSED BY ISSUER OR SECURITY | VOTE CAST YES/NO | HOW FUND CAST ITS VOTE | VOTE CAST FOR OR AGAINST MANAGEMENT | |||||||||
PFAGX | Hartford Capital Appreciation Fund | HCAYX | 416645604 | 9/7/2005 | Election of Board of Directors; permit Funds investment adviser to contract with sub-advisers without shareholder approval; revise policies regarding issuing of senior securities, borrowing money, underwriting securities, investments in real estate or interests therein, purchases and sales of commodities and commodities contracts, diversification of investments, concentrations within a particular industry, making of loans. | Hartford Mutual Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFAGX | Diamond Hill Large Cap Fund | DHLRX | 25264S502 | 11/7/2005 | Election of Trustees Approval of new management agreement | Diamond Hill Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFTRX | Dodge and Cox Balanced Fund | DODBX | 256201104 | 12/2/2005 | Election of Board of Trustees for the Trust | Dodge and Cox Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFTRX | Dodge and Cox Stock Fund | DODGX | 256219106 | 12/2/2005 | Election of Board of Trustees for the Trust | Dodge and Cox Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFAGX | T Rowe Price Emerging Europe & Mediterranean | TREMX | 77956H815 | 4/16/2006 | Election of directors/trustees | Issuer | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders |
PFAGX | Fidelity Leveraged Co. Stock Fund | FLVCX | 316389873 | 5/17/2006 | Election of trustees | Issuer | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFAGX | Matthews Pacific Tiger Fund | MAPTX | 5577130107 | 5/25/2006 | Election of trustees | Issuer | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFTRX | Matthews Asian Growth and Income | MACSX | 577130206 | 5/25/2006 | Election of trustees | Issuer | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pearl Mutual Funds | ||
By (Signature and Title)* | /s/ Robert H. Solt | |
Robert H. Solt, | ||
President, Chief Executive Officer, Chief Operating Officer, Chief Financial Officer and Treasurer |
By (Signature and Title)* | /s/ David M. Stanley | |
David M. Stanley, Secretary |
Date August 17, 2006
* | Print the name and title of each signing officer under his or her signature. |