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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-10261
Pearl Mutual Funds
(Exact name of registrant as specified in charter)
2610 Park Avenue, P.O. Box 209, Muscatine, Iowa | 52761 | |
(Address of principal executive offices) | (Zip code) |
Robert H. Solt, 2610 Park Avenue, P.O. Box 209, Muscatine, Iowa 52761
(Name and address of agent for service)
Registrant’s telephone number, including area code: (563) 288-2773
Date of fiscal year end: 12/31
Date of reporting period: 07/01/06 – 06/30/07
2007 PROXY VOTING RECORD
PTRFX | NAME OF ISSUER (FUND NAME) | TICKER | CUSIP # | SHAREHOLDER MEETING DATE | MATTER VOTED ON | PROPOSED BY ISSUER OR SECURITY HOLDER | VOTE CAST YES/NO | HOW FUND CAST ITS VOTE | VOTE CAST FOR OR AGAINST MANAGEMENT | |||||||||
PTRFX | William Blair International Growth I shares | BIGIX | 093001774 | 11/30/2006 | Election of 8 Trustees to the Board of Trusteess | William Blair Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFTRX | Dodge & Cox Balanced Fund | DODBX | 256201104 | 4/17/2007 | Amend Fund’s investment restrictions. | Dodge & Cox Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFTRX | Dodge & Cox Stock Fund | DODGX | 256219106 | 4/17/2007 | Amend Fund’s investment restrictions | Dodge & Cox Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFTRX | Dodge & Cox International Stock Fund | DODFX | 256206103 | 4/17/2007 | Amend Fund’s investment restrictions | Dodge & Cox Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFAGX | Lazard Emerging Markets Fund | LZEMX | 52106N889 | 4/26/2007 | Election of three Directors | Lazard Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFAGX | American Century International Opportunities Fund | AIOIX | 25086745 | 6/27/2007 | Election of nine Directors | American Century Investments | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PFAGX | Goldman Sachs Growth & Income Fund (Inst.) | GSIIX | 38141W414 | 8/3/2007 | Election of eight Trustees of the Trust | Goldman Sachs Trust | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pearl Mutual Funds
By (Signature and Title)* | /s/ Robert H. Solt | |
Robert H. Solt, President, Chief Executive Officer, Chief Operating Officer, Chief Financial Officer and Treasurer |
By (Signature and Title)* | /s/ David M. Stanley | |
David M. Stanley, Secretary |
Date August 21, 2007
* | Print the name and title of each signing officer under his or her signature. |