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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-10261
Pearl Mutual Funds
(Exact name of registrant as specified in charter)
2610 Park Avenue, P.O. Box 209, Muscatine, Iowa | 52761 | |
(Address of principal executive offices) | (Zip code) |
Robert H. Solt, 2610 Park Avenue, P.O. Box 209, Muscatine, Iowa 52761
(Name and address of agent for service)
Registrant’s telephone number, including area code: (563) 288-2773
Date of fiscal year end: 12/31
Date of reporting period: 07/01/04 – 06/30/05
2005 | (File 2498-12E) - Form N-PX | PROXY VOTING RECORD | ||||||||||||||||
Form due 8/31 of each year | Due 8/31/05 | |||||||||||||||||
PTR or | NAME OF ISSUER | TICKER | CUSIP # | SHAREHOLDER | MATTER VOTED ON | PROPOSED BY | VOTE CAST YES/NO | HOW FUND | VOTE CAST FOR OR | |||||||||
PTR | Thornburg International Value Fund | TGVIX | 885215566 | 9/13/2004 | Re-election of 5 of the 6 current Trustees and election of 3 additional Trustees; approval of PricewaterhouseCoopers as independent accounting firm. | Thornburg Investment Trust | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PTR | n/i Numeric Investors Small Cap Value Fund | NISVX | 749255220 | 9/30/2004 | Approve new investment advisory agreement between The RBB Fund, Inc., on behalf of n/i investors family of funds (each of which is a separate series of The RBB Fund, Inc.) and Numeric Investors LLC | Issuer | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PAG | John Hancock Classic Value Class I | JCVIX | 409902756 | 12/1/2004 | Changes to structure of Board of Trustees by changing two panel structure to one by electing nine Trustees. | John Hancock Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PTR | n/i Numeric Investors Small Cap Value | NISVX | 749255220 | 11/12/2004 | Supplemental meeting to approve New Investment Advisory agreements; approve amendment to New Advisory Agreement | Issuer | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | |||||||||
PAG | Hartford Capital Appreciation | HCAYX | 416645604 | 9/7/2005 | Election of Board of Directors; permit Funds investment adviser to contract with sub-advisers without shareholder approval; revise policies regarding issuing of senior securities, borrowing money, underwriting securities, investments in real estate or interests therein, purchases and sales of commodities and commodities contracts, diversification of investments, concentrations within a particular industry, making of loans. | Hartford Mutual Funds | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders | Proxy | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders |
1
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pearl Mutual Funds | ||
By (Signature and Title)* | /s/ Robert H. Solt | |
Robert H. Solt, Executive Vice President, Chief Operating Officer, Chief Financial Officer, Secretary and Treasurer |
By (Signature and Title)* | /s/ David M. Stanley | |
David M. Stanley, President |
Date 8/24/05
* | Print the name and title of each signing officer under his or her signature. |