UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100
Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2007 - June 30, 2008
Investment Company Report
3M COMPANY | ||||||||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 13-May-2008 | |||||||||||||||||||||
ISIN | US88579Y1010 | Agenda | 932834941 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | LINDA G. ALVARADO | For | For | |||||||||||||||||||||
2 | GEORGE W. BUCKLEY | For | For | |||||||||||||||||||||
3 | VANCE D. COFFMAN | For | For | |||||||||||||||||||||
4 | MICHAEL L. ESKEW | For | For | |||||||||||||||||||||
5 | W. JAMES FARRELL | For | For | |||||||||||||||||||||
6 | HERBERT L. HENKEL | For | For | |||||||||||||||||||||
7 | EDWARD M. LIDDY | For | For | |||||||||||||||||||||
8 | ROBERT S. MORRISON | For | For | |||||||||||||||||||||
9 | AULANA L. PETERS | For | For | |||||||||||||||||||||
10 | ROBERT J. ULRICH | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
03 | TO APPROVE THE LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028784994 | 3S7 | 12000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
ACERGY S.A. | |||||||||||||||||||||||
Security | 00443E104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ACGY | Meeting Date | 23-May-2008 | ||||||||||||||||||||
ISIN | US00443E1047 | Agenda | 932870430 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO CONSIDER REPORT OF (I) DELOITTE S.A., LUXEMBOURG, (II) THE MAITLAND LUXEMBOURG, S.A., AND (III) THE BOARD OF THE COMPANY. | Management | For | ||||||||||||||||||||
02 | TO APPROVE THE UNCONSOLIDATED BALANCE SHEET AND STATEMENTS OF PROFIT AND LOSS OF THE COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2007. | Management | For | ||||||||||||||||||||
03 | TO APPROVE THE CONSOLIDATED BALANCE SHEET AND STATEMENTS OF OPERATIONS OF THE COMPANY. | Management | For | ||||||||||||||||||||
04 | TO DISCHARGE THE BOARD OF DIRECTORS AND STATUTORY AUDITORS OF THE COMPANY IN RESPECT OF THE PROPER PERFORMANCE OF THEIR DUTIES FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2007. | Management | For | ||||||||||||||||||||
05 | TO AUTHORIZE THE COMPANY, OR ANY WHOLLY-OWNED SUBSIDIARY, TO PURCHASE COMMON SHARES OF THE COMPANY. | Management | For | ||||||||||||||||||||
06 | TO ELECT EIGHT DIRECTORS OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN DULY ELECTED. | Management | For | ||||||||||||||||||||
07 | TO ELECT STATUTORY AUDITORS TO REPORT ON THE UNCONSOLIDATED AND INDEPENDENT AUDITORS TO AUDIT CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | ||||||||||||||||||||
08 | TO APPROVE THE DETERMINATION OF DIVIDENDS OF THE COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2007. | Management | For | ||||||||||||||||||||
09 | TO APPROVE THE AMENDMENT TO THE 2003 STOCK OPTION PLAN AND THE FRENCH STOCK OPTION PLAN. | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3500 | 0 | 25-Apr-2008 | 25-Apr-2008 |
ADVANTAGE ENERGY INCOME FUND | |||||||||||||||||||||||
Security | 00762L101 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||
Ticker Symbol | AAV | Meeting Date | 27-Jun-2008 | ||||||||||||||||||||
ISIN | CA00762L1013 | Agenda | 932921629 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT TEN (10). | Management | For | For | |||||||||||||||||||
02 | TO ELECT THE TEN (10) DIRECTORS OF AOG AS SPECIFIED IN THE INFORMATION CIRCULAR - PROXY STATEMENT OF THE TRUST DATED MAY 23, 2008 (THE "INFORMATION CIRCULAR"). | Management | For | For | |||||||||||||||||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE TRUST FOR THE ENSUING YEAR. | Management | For | For | |||||||||||||||||||
04 | TO APPOINT COMPUTERSHARE TRUST COMPANY OF CANADA AS TRUSTEE OF THE TRUST FOR THE ENSUING YEAR AS SPECIFIED IN THE INFORMATION CIRCULAR. | Management | For | For | |||||||||||||||||||
05 | TO APPROVE THE PROPOSED AMENDMENTS TO THE RESTRICTED UNIT INCENTIVE PLAN OF THE TRUST AS SPECIFIED IN THE INFORMATION CIRCULAR. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 15000 | 0 | 13-Jun-2008 | 13-Jun-2008 |
ALLIED CAPITAL CORPORATION | ||||||||||||||||||||||||
Security | 01903Q108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ALD | Meeting Date | 10-Jun-2008 | |||||||||||||||||||||
ISIN | US01903Q1085 | Agenda | 932827352 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | JOHN D. FIRESTONE | Withheld | Against | |||||||||||||||||||||
2 | ANTHONY T. GARCIA | Withheld | Against | |||||||||||||||||||||
3 | LAWRENCE I. HEBERT | Withheld | Against | |||||||||||||||||||||
4 | MARC F. RACICOT | Withheld | Against | |||||||||||||||||||||
5 | LAURA W. VAN ROIJEN | Withheld | Against | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ALLIED CAPITAL CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
03 | TO APPROVE A PROPOSAL TO AUTHORIZE ALLIED CAPITAL CORPORATION, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK AT PRICES BELOW ALLIED CAPITAL CORPORATION'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 14000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
AMEDISYS, INC. | ||||||||||||||||||||||||
Security | 023436108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AMED | Meeting Date | 05-Jun-2008 | |||||||||||||||||||||
ISIN | US0234361089 | Agenda | 932884340 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | WILLIAM F. BORNE | For | For | |||||||||||||||||||||
2 | RONALD A. LABORDE | For | For | |||||||||||||||||||||
3 | JAKE L. NETTERVILLE | For | For | |||||||||||||||||||||
4 | DAVID R. PITTS | For | For | |||||||||||||||||||||
5 | PETER F. RICCHIUTI | For | For | |||||||||||||||||||||
6 | DONALD A. WASHBURN | For | For | |||||||||||||||||||||
02 | TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE AMEDISYS, INC. 2008 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||||
03 | TO TRANSACT SUCH OTHER BUSINESS, INCLUDING ACTION ON STOCKHOLDER PROPOSALS, AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1166 | 0 | 08-May-2008 | 08-May-2008 |
AMERICA MOVIL, S.A.B. DE C.V. | |||||||||||||||||||||||
Security | 02364W105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMX | Meeting Date | 29-Apr-2008 | ||||||||||||||||||||
ISIN | US02364W1053 | Agenda | 932864285 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I | APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. | Management | For | ||||||||||||||||||||
II | APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 6000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
AMERICAN CAPITAL STRATEGIES, LTD. | ||||||||||||||||||||||||
Security | 024937104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ACAS | Meeting Date | 19-May-2008 | |||||||||||||||||||||
ISIN | US0249371040 | Agenda | 932860275 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | MARY C. BASKIN | For | For | |||||||||||||||||||||
2 | NEIL M. HAHL | For | For | |||||||||||||||||||||
3 | PHILIP R. HARPER | For | For | |||||||||||||||||||||
4 | JOHN A. KOSKINEN | For | For | |||||||||||||||||||||
5 | STAN LUNDINE | For | For | |||||||||||||||||||||
6 | KENNETH D. PETERSON | For | For | |||||||||||||||||||||
7 | ALVIN N. PURYEAR | For | For | |||||||||||||||||||||
8 | MALON WILKUS | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE AMENDMENT TO OUR BYLAWS TO REQUIRE MAJORITY VOTE TO ELECT DIRECTORS IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE 2008 STOCK OPTION PLAN. | Management | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE AMENDMENT TO THE INCENTIVE BONUS PLAN. | Management | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE ABILITY TO ISSUE CONVERTIBLE SECURITIES. | Management | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||||
07 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
08 | IN THEIR DISCRETION ON ANY MATTER THAT MAY PROPERLY COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
ANHEUSER-BUSCH COMPANIES, INC. | ||||||||||||||||||||||||
Security | 035229103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BUD | Meeting Date | 23-Apr-2008 | |||||||||||||||||||||
ISIN | US0352291035 | Agenda | 932821716 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | AUGUST A. BUSCH III | For | For | |||||||||||||||||||||
2 | AUGUST A. BUSCH IV | For | For | |||||||||||||||||||||
3 | CARLOS FERNANDEZ G. | For | For | |||||||||||||||||||||
4 | JAMES R. JONES | For | For | |||||||||||||||||||||
5 | JOYCE M. ROCHE | For | For | |||||||||||||||||||||
6 | HENRY HUGH SHELTON | For | For | |||||||||||||||||||||
7 | PATRICK T. STOKES | For | For | |||||||||||||||||||||
8 | ANDREW C. TAYLOR | For | For | |||||||||||||||||||||
9 | DOUGLAS A. WARNER III | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE 2008 LONG-TERM EQUITY INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL CONCERNING EXECUTIVE COMPENSATION. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
APACHE CORPORATION | |||||||||||||||||||||||
Security | 037411105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | APA | Meeting Date | 08-May-2008 | ||||||||||||||||||||
ISIN | US0374111054 | Agenda | 932838038 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | ELECTION OF DIRECTOR: JOHN A. KOCUR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING REIMBURSEMENT OF PROXY EXPENSES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
BAKER HUGHES INCORPORATED | ||||||||||||||||||||||||
Security | 057224OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932825497 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTORS | Management | ||||||||||||||||||||||
1 | LARRY D. BRADY | For | For | |||||||||||||||||||||
2 | CLARENCE P. CAZALOT, JR | For | For | |||||||||||||||||||||
3 | CHAD C. DEATON | For | For | |||||||||||||||||||||
4 | EDWARD P. DJEREJIAN | For | For | |||||||||||||||||||||
5 | ANTHONY G. FERNANDES | For | For | |||||||||||||||||||||
6 | CLAIRE W. GARGALLI | For | For | |||||||||||||||||||||
7 | PIERRE H. JUNGELS | For | For | |||||||||||||||||||||
8 | JAMES A. LASH | For | For | |||||||||||||||||||||
9 | JAMES F. MCCALL | For | For | |||||||||||||||||||||
10 | J. LARRY NICHOLS | For | For | |||||||||||||||||||||
11 | H. JOHN RILEY, JR. | For | For | |||||||||||||||||||||
12 | CHARLES L. WATSON | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE PERFORMANCE CRITERIA FOR AWARDS UNDER THE 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
04 | SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY RECONVENED MEETING AFTER AN ADJOURNMENT THEREOF. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
BANCO BILBAO VIZCAYA ARGENTARIA S.A. | |||||||||||||||||||||||
Security | 05946K101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BBV | Meeting Date | 14-Mar-2008 | ||||||||||||||||||||
ISIN | US05946K1016 | Agenda | 932814571 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | EXAMINATION AND APPROVAL, WHERE FORTHCOMING, OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT. | Management | For | For | |||||||||||||||||||
02 | AMENDMENT OF ARTICLE 34, "NUMBER AND ELECTION" IN THE COMPANY BYLAWS IN ORDER TO REDUCE THE MINIMUM AND MAXIMUM NUMBER OF SEATS ON THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
03 | AMENDMENT OF ARTICLE 36, "TERM OF OFFICE AND RENEWAL" IN THE COMPANY BYLAWS, REGARDING THE DIRECTORS. | Management | For | For | |||||||||||||||||||
4A | RE-ELECTION OF MR JOSE IGNACIO GOIRIGOLZARRI TELLAECHE AS A MEMBER OF THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4B | RE-ELECTION OF MR ROMAN KNORR BORRAS AS A MEMBER OF THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | TO INCREASE BY EURO 50 BN (FIFTY BILLION EUROS) THE MAXIMUM NOMINAL AMOUNT. | Management | For | For | |||||||||||||||||||
06 | TO CONFER AUTHORITY ON THE BOARD, FOR A MAXIMUM PERIOD OF 5 YEARS, TO ISSUE UP TO A MAXIMUM OF EURO 9 BN, SECURITIES THAT ARE CONVERTIBLE AND/OR EXCHANGEABLE FOR COMPANY SHARES. | Management | For | For | |||||||||||||||||||
07 | AUTHORISATION FOR THE COMPANY TO ACQUIRE TREASURY STOCK DIRECTLY OR THROUGH GROUP COMPANIES. | Management | For | For | |||||||||||||||||||
08 | APPOINTMENT OF THE AUDITORS FOR THE 2008 ACCOUNTS. | Management | For | For | |||||||||||||||||||
09 | CONFERRAL OF AUTHORITY TO THE BOARD OF DIRECTORS TO FORMALISE, CORRECT, INTERPRET AND IMPLEMENT RESOLUTIONS ADOPTED BY THE AGM. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 4000 | 0 | 18-Feb-2008 | 19-Feb-2008 |
BANK OF AMERICA CORPORATION | |||||||||||||||||||||||
Security | 060505104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BAC | Meeting Date | 23-Apr-2008 | ||||||||||||||||||||
ISIN | US0605051046 | �� | Agenda | 932828253 - Management | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM BARNET, III | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN T. COLLINS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: GARY L. COUNTRYMAN | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: TOMMY R. FRANKS | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: KENNETH D. LEWIS | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: PATRICIA E. MITCHELL | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: THOMAS M. RYAN | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: MEREDITH R. SPANGLER | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: ROBERT L. TILLMAN | Management | For | For | |||||||||||||||||||
1P | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL - STOCK OPTIONS | Shareholder | Against | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMP | Shareholder | Against | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL - DETERMINATION OF CEO COMP | Shareholder | Against | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||||||||||||||
08 | STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
09 | STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES | Shareholder | Against | For | |||||||||||||||||||
10 | STOCKHOLDER PROPOSAL - HUMAN RIGHTS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 22000 | 0 | 31-Mar-2008 | 31-Mar-2008 | ||||||||||||||||||
1028876083 | 3S7 | 9000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
BASF SE | |||||||||||||||||||||||
Security | 055262505 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BASFY | Meeting Date | 24-Apr-2008 | ||||||||||||||||||||
ISIN | US0552625057 | Agenda | 932840300 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
02 | ADOPTION OF A RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | For | For | |||||||||||||||||||
03 | ADOPTION OF A RESOLUTION GIVING FORMAL APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||
04 | ADOPTION OF A RESOLUTION GIVING FORMAL APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE BOARD OF EXECUTIVE DIRECTORS | Management | For | For | |||||||||||||||||||
05 | ELECTION OF AN AUDITOR FOR THE FINANCIAL YEAR 2008 | Management | For | For | |||||||||||||||||||
06 | AUTHORIZATION TO BUY BACK SHARES AND TO PUT THEM TO FURTHER USE INCLUDING THE AUTHORIZATION TO REDEEM BOUGHT-BACK SHARES AND REDUCE CAPITAL | Management | For | For | |||||||||||||||||||
7A | APPROVAL OF CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS: AGREEMENT WITH BASF BETEILIGUNGSGESELLSCHAFT MBH | Management | For | For | |||||||||||||||||||
7B | APPROVAL OF CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS: AGREEMENT WITH BASF BANK GMBH | Management | For | For | |||||||||||||||||||
08 | ADOPTION OF A RESOLUTION ON THE NEW DIVISION OF THE SHARE CAPITAL (SHARE SPLIT) AND THE AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
9A | ADOPTION OF RESOLUTIONS ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION: AMENDMENT OF ARTICLE 14, PARA. 2 | Management | For | For | |||||||||||||||||||
9B | ADOPTION OF RESOLUTIONS ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION: AMENDMENT OF ARTICLE 17, PARA. 1 | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 03-May-2008 | |||||||||||||||||||||
ISIN | US0846701086 | Agenda | 932826463 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | |||||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | |||||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | |||||||||||||||||||||
4 | SUSAN L. DECKER | For | For | |||||||||||||||||||||
5 | WILLIAM H. GATES III | For | For | |||||||||||||||||||||
6 | DAVID S. GOTTESMAN | For | For | |||||||||||||||||||||
7 | CHARLOTTE GUYMAN | For | For | |||||||||||||||||||||
8 | DONALD R. KEOUGH | For | For | |||||||||||||||||||||
9 | THOMAS S. MURPHY | For | For | |||||||||||||||||||||
10 | RONALD L. OLSON | For | For | |||||||||||||||||||||
11 | WALTER SCOTT, JR. | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 10 | 0 | 18-Mar-2008 | 18-Mar-2008 | |||||||||||||||||||
1028876083 | 3S7 | 2 | 0 | 18-Mar-2008 | 18-Mar-2008 |
BHP BILLITON LIMITED | |||||||||||||||||||||||
Security | 088606108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BHP | Meeting Date | 28-Nov-2007 | ||||||||||||||||||||
ISIN | US0886061086 | Agenda | 932778270 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON PLC. | Management | For | For | |||||||||||||||||||
02 | TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LTD. | Management | For | For | |||||||||||||||||||
03 | TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON PLC. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON LTD. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON PLC. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
06 | TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON LTD. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | TO RE-ELECT MR C A S CORDEIRO AS A DIRECTOR OF BHP BILLITON PLC. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
08 | TO RE-ELECT MR C A S CORDEIRO AS A DIRECTOR OF BHP BILLITON LTD. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
09 | TO RE-ELECT THE HON E G DE PLANQUE AS A DIRECTOR OF BHP BILLITON PLC. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
10 | TO RE-ELECT THE HON E G DE PLANQUE AS A DIRECTOR OF BHP BILLITON LTD. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
11 | TO RE-ELECT DR D A L JENKINS AS A DIRECTOR OF BHP BILLITON PLC. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
12 | TO RE-ELECT DR D A L JENKINS AS A DIRECTOR OF BHP BILLITON LTD. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
13 | TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC. | Management | For | For | |||||||||||||||||||
14 | TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES IN BHP BILLITON PLC. | Management | For | For | |||||||||||||||||||
15 | TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC. | Management | For | For | |||||||||||||||||||
16 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC. | Management | For | For | |||||||||||||||||||
17A | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 DECEMBER 2007. | Management | For | For | |||||||||||||||||||
17B | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 FEBRUARY 2008. | Management | For | For | |||||||||||||||||||
17C | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 APRIL 2008. | Management | For | For | |||||||||||||||||||
17D | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 MAY 2008. | Management | For | For | |||||||||||||||||||
17E | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 JUNE 2008. | Management | For | For | |||||||||||||||||||
17F | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 JULY 2008. | Management | For | For | |||||||||||||||||||
17G | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 SEPTEMBER 2008. | Management | For | For | |||||||||||||||||||
17H | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 NOVEMBER 2008. | Management | For | For | |||||||||||||||||||
18 | TO APPROVE THE 2007 REMUNERATION REPORT. | Management | For | For | |||||||||||||||||||
19 | TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS UNDER THE GIS AND THE LTIP. | Management | For | For | |||||||||||||||||||
20 | TO APPROVE THE GRANT OF AWARDS TO MR C W GOODYEAR UNDER THE GIS. | Management | For | For | |||||||||||||||||||
21 | TO APPROVE THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC. | Management | For | For | |||||||||||||||||||
22 | TO APPROVE THE AMENDMENT TO THE CONSTITUTION OF BHP BILLITON LTD. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 8000 | 0 | 09-Oct-2007 | 09-Oct-2007 |
BJ SERVICES COMPANY | ||||||||||||||||||||||||
Security | 055482OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Feb-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932799084 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | L. WILLIAM HEILIGBRODT | Withheld | Against | |||||||||||||||||||||
2 | JAMES L. PAYNE | Withheld | Against | |||||||||||||||||||||
3 | J.W. STEWART | Withheld | Against | |||||||||||||||||||||
02 | TO APPROVE THE BJ SERVICES COMPANY 2008 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 18-Dec-2007 | 18-Dec-2007 |
BMC SOFTWARE, INC. | ||||||||||||||||||||||||
Security | 055921100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BMC | Meeting Date | 22-Jul-2008 | |||||||||||||||||||||
ISIN | US0559211000 | Agenda | 932928433 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | B. GARLAND CUPP | For | For | |||||||||||||||||||||
2 | ROBERT E. BEAUCHAMP | For | For | |||||||||||||||||||||
3 | JON E. BARFIELD | For | For | |||||||||||||||||||||
4 | GARY BLOOM | For | For | |||||||||||||||||||||
5 | MELDON K. GAFNER | For | For | |||||||||||||||||||||
6 | P. THOMAS JENKINS | For | For | |||||||||||||||||||||
7 | LOUIS J. LAVIGNE, JR. | For | For | |||||||||||||||||||||
8 | KATHLEEN A. O'NEIL | For | For | |||||||||||||||||||||
9 | TOM C. TINSLEY | For | For | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2009. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 30-Jun-2008 | 30-Jun-2008 |
BP P.L.C. | ||||||||||||||||||||||||
Security | 055622104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BP | Meeting Date | 17-Apr-2008 | |||||||||||||||||||||
ISIN | US0556221044 | Agenda | 932823354 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||||||||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||
03 | DIRECTOR | Management | ||||||||||||||||||||||
1 | MR A BURGMANS | For | For | |||||||||||||||||||||
2 | MRS C B CARROLL | For | For | |||||||||||||||||||||
3 | SIR WILLIAM CASTELL | For | For | |||||||||||||||||||||
4 | MR I C CONN | For | For | |||||||||||||||||||||
5 | MR G DAVID | For | For | |||||||||||||||||||||
6 | MR E B DAVIS, JR | For | For | |||||||||||||||||||||
7 | MR D J FLINT | For | For | |||||||||||||||||||||
8 | DR B E GROTE | For | For | |||||||||||||||||||||
9 | DR A B HAYWARD | For | For | |||||||||||||||||||||
10 | MR A G INGLIS | For | For | |||||||||||||||||||||
11 | DR D S JULIUS | For | For | |||||||||||||||||||||
12 | SIR TOM MCKILLOP | For | For | |||||||||||||||||||||
13 | SIR IAN PROSSER | For | For | |||||||||||||||||||||
14 | MR P D SUTHERLAND | For | For | |||||||||||||||||||||
17 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO SET THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||
S18 | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||
S19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For | ||||||||||||||||||||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For | ||||||||||||||||||||
S21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028784994 | 3S7 | 15000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 06-May-2008 | ||||||||||||||||||||
ISIN | US1101221083 | Agenda | 932833557 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: L.J. FREEH | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: L. JOHANSSON | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | EXECUTIVE COMPENSATION DISCLOSURE | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 40000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||||||||||
Security | 112585104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BAM | Meeting Date | 30-Apr-2008 | |||||||||||||||||||||
ISIN | CA1125851040 | Agenda | 932841984 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | MARCEL R. COUTU | For | For | |||||||||||||||||||||
2 | MAUREEN KEMPSTON DARKES | For | For | |||||||||||||||||||||
3 | LANCE LIEBMAN | For | For | |||||||||||||||||||||
4 | G. WALLACE F. MCCAIN | For | For | |||||||||||||||||||||
5 | FRANK J. MCKENNA | For | For | |||||||||||||||||||||
6 | JACK M. MINTZ | For | For | |||||||||||||||||||||
7 | PATRICIA M. NEWSON | For | For | |||||||||||||||||||||
8 | JAMES A. PATTISON | For | For | |||||||||||||||||||||
02 | THE APPOINTMENT OF AUDITORS AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE AUDITORS. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 250 | 0 | 02-Apr-2008 | 02-Apr-2008 |
BUNGE LIMITED | |||||||||||||||||||||||
Security | G16962105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BG | Meeting Date | 23-May-2008 | ||||||||||||||||||||
ISIN | BMG169621056 | Agenda | 932868675 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ERNEST G. BACHRACH | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ENRIQUE H. BOILINI | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL H. BULKIN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | For | For | |||||||||||||||||||
03 | TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES OF BUNGE LIMITED FROM 240,000,000 TO 400,000,000. | Management | For | For | |||||||||||||||||||
04 | TO INCREASE THE NUMBER OF AUTHORIZED PREFERENCE SHARES OF BUNGE LIMITED FROM 10,000,000 TO 21,000,000. | Management | For | For | |||||||||||||||||||
05 | TO AMEND BUNGE LIMITED'S BYE-LAWS TO PERMIT BUNGE LIMITED TO REPURCHASE OR OTHERWISE ACQUIRE ITS SHARES TO HOLD AS TREASURY SHARES. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 1000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
C. R. BARD, INC. | ||||||||||||||||||||||||
Security | 067383109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BCR | Meeting Date | 16-Apr-2008 | |||||||||||||||||||||
ISIN | US0673831097 | Agenda | 932826235 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | T. KEVIN DUNNIGAN | Withheld | Against | |||||||||||||||||||||
2 | GAIL K. NAUGHTON, PH.D. | Withheld | Against | |||||||||||||||||||||
3 | JOHN H. WEILAND | Withheld | Against | |||||||||||||||||||||
02 | TO APPROVE THE 2003 LONG TERM INCENTIVE PLAN OF C. R. BARD, INC., AS AMENDED AND RESTATED. | Management | For | For | ||||||||||||||||||||
03 | TO APPROVE THE 1998 EMPLOYEE STOCK PURCHASE PLAN OF C. R. BARD, INC., AS AMENDED AND RESTATED. | Management | For | For | ||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2008. | Management | For | For | ||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO THE C. R. BARD, INC. RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
CACI INTERNATIONAL INC | ||||||||||||||||||||||||
Security | 127190304 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CAI | Meeting Date | 14-Nov-2007 | |||||||||||||||||||||
ISIN | US1271903049 | Agenda | 932779373 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | DAN R. BANNISTER | For | For | |||||||||||||||||||||
2 | PAUL M. COFONI | For | For | |||||||||||||||||||||
3 | PETER A. DEROW | For | For | |||||||||||||||||||||
4 | GREGORY G. JOHNSON | For | For | |||||||||||||||||||||
5 | RICHARD L. LEATHERWOOD | For | For | |||||||||||||||||||||
6 | J. PHILLIP LONDON | For | For | |||||||||||||||||||||
7 | MICHAEL J. MANCUSO | For | For | |||||||||||||||||||||
8 | WARREN R. PHILLIPS | For | For | |||||||||||||||||||||
9 | CHARLES P. REVOILE | For | For | |||||||||||||||||||||
10 | H. HUGH SHELTON | For | For | |||||||||||||||||||||
02 | APPROVAL OF THE AMENDED 2002 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 200 | 0 | 12-Oct-2007 | 12-Oct-2007 |
CAMERON INTERNATIONAL CORPORATION | |||||||||||||||||||||||
Security | 13342BOIH | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Dec-2007 | |||||||||||||||||||||
ISIN | Agenda | 932789463 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 TO 400,000,000. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 21-Nov-2007 | 21-Nov-2007 |
CAMERON INTERNATIONAL CORPORATION | ||||||||||||||||||||||||
Security | 13342BOIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932846984 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | PETER J. FLUOR | Withheld | Against | |||||||||||||||||||||
2 | JACK B. MOORE | Withheld | Against | |||||||||||||||||||||
3 | DAVID ROSS III | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS CAMERON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
CAMPBELL SOUP COMPANY | ||||||||||||||||||||||||
Security | 134429109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CPB | Meeting Date | 16-Nov-2007 | |||||||||||||||||||||
ISIN | US1344291091 | Agenda | 932780198 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | EDMUND M. CARPENTER | For | For | |||||||||||||||||||||
2 | PAUL R. CHARRON | For | For | |||||||||||||||||||||
3 | DOUGLAS R. CONANT | For | For | |||||||||||||||||||||
4 | BENNETT DORRANCE | For | For | |||||||||||||||||||||
5 | KENT B. FOSTER | For | For | |||||||||||||||||||||
6 | HARVEY GOLUB | For | For | |||||||||||||||||||||
7 | RANDALL W. LARRIMORE | For | For | |||||||||||||||||||||
8 | PHILIP E. LIPPINCOTT | For | For | |||||||||||||||||||||
9 | MARY ALICE D. MALONE | For | For | |||||||||||||||||||||
10 | SARA MATHEW | For | For | |||||||||||||||||||||
11 | DAVID C. PATTERSON | For | For | |||||||||||||||||||||
12 | CHARLES R. PERRIN | For | For | |||||||||||||||||||||
13 | A. BARRY RAND | For | For | |||||||||||||||||||||
14 | GEORGE STRAWBRIDGE, JR. | For | For | |||||||||||||||||||||
15 | LES C. VINNEY | For | For | |||||||||||||||||||||
16 | CHARLOTTE C. WEBER | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 12-Oct-2007 | 12-Oct-2007 |
CAPITALSOURCE INC | ||||||||||||||||||||||||
Security | 14055X102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CSE | Meeting Date | 01-May-2008 | |||||||||||||||||||||
ISIN | US14055X1028 | Agenda | 932830501 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | FREDERICK W. EUBANK, II | Withheld | Against | |||||||||||||||||||||
2 | JASON M. FISH | Withheld | Against | |||||||||||||||||||||
3 | TIMOTHY M. HURD | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2008. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT TO THE COMPANY'S CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE AMENDMENTS TO THE COMPANY'S EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 15000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
CATERPILLAR INC. | ||||||||||||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CAT | Meeting Date | 11-Jun-2008 | |||||||||||||||||||||
ISIN | US1491231015 | Agenda | 932886736 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
1 | W. FRANK BLOUNT | Withheld | Against | |||||||||||||||||||||
2 | JOHN R. BRAZIL | Withheld | Against | |||||||||||||||||||||
3 | EUGENE V. FIFE | Withheld | Against | |||||||||||||||||||||
4 | GAIL D. FOSLER | Withheld | Against | |||||||||||||||||||||
5 | PETER A. MAGOWAN | Withheld | Against | |||||||||||||||||||||
02 | RATIFY AUDITORS | Management | For | For | ||||||||||||||||||||
03 | STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL-DIRECTOR ELECTION MAJORITY VOTE STANDARD | Shareholder | Against | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL-FOREIGN MILITARY SALES | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028784994 | 3S7 | 12000 | 0 | 20-May-2008 | 20-May-2008 |
CEMEX, S.A.B. DE C.V. | |||||||||||||||||||||||
Security | 151290889 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CX | Meeting Date | 24-Apr-2008 | ||||||||||||||||||||
ISIN | US1512908898 | Agenda | 932854828 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, REPORT OF VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
02 | PROPOSAL FOR: (I) THE ALLOCATION OF PROFITS AND (II) THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | Management | For | For | |||||||||||||||||||
03 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION OF RETAINED EARNINGS. | Management | For | For | |||||||||||||||||||
04 | APPOINTMENT OF DIRECTORS, AND MEMBERS AND PRESIDENT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. | Management | For | For | |||||||||||||||||||
05 | COMPENSATION OF DIRECTORS AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. | Management | For | For | |||||||||||||||||||
06 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1012 | 0 | 11-Apr-2008 | 11-Apr-2008 |
CHEVRON CORPORATION | |||||||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 28-May-2008 | ||||||||||||||||||||
ISIN | US1667641005 | Agenda | 932865047 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: S. GINN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: F.G. JENIFER | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: J.L. JONES | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: S. NUNN | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: D.J. O'REILLY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: P.J. ROBERTSON | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: C. WARE | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | PROPOSAL TO AMEND CHEVRON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | |||||||||||||||||||
04 | ADOPT POLICY TO SEPARATE THE CEO/CHAIRMAN POSITIONS | Shareholder | Against | For | |||||||||||||||||||
05 | ADOPT POLICY AND REPORT ON HUMAN RIGHTS | Shareholder | Against | For | |||||||||||||||||||
06 | REPORT ON ENVIRONMENTAL IMPACT OF CANADIAN OIL SANDS OPERATIONS | Shareholder | Against | For | |||||||||||||||||||
07 | ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS | Management | Against | For | |||||||||||||||||||
08 | REVIEW AND REPORT ON GUIDELINES FOR COUNTRY SELECTION | Shareholder | Against | For | |||||||||||||||||||
09 | REPORT ON HOST COUNTRY LAWS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 7500 | 0 | 29-Apr-2008 | 29-Apr-2008 |
CHINA MOBILE (HONG KONG) LIMITED | |||||||||||||||||||||||
Security | 16941M109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHL | Meeting Date | 08-May-2008 | ||||||||||||||||||||
ISIN | US16941M1099 | Agenda | 932860946 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS. | Management | For | For | |||||||||||||||||||
O2A | TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2007. | Management | For | For | |||||||||||||||||||
O2B | TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2007. | Management | For | For | |||||||||||||||||||
O3A | TO RE-ELECT LU XIANGDONG AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O3B | TO RE-ELECT XUE TAOHAI AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O3C | TO RE-ELECT HUANG WENLIN AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O3D | TO RE-ELECT XIN FANFEI AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O3E | TO RE-ELECT LO KA SHUI AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O4 | TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||||||||||||||
O5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY. | Management | For | For | |||||||||||||||||||
O6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | Management | For | For | |||||||||||||||||||
O7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1300 | 0 | 15-Apr-2008 | 15-Apr-2008 |
CINTAS CORPORATION | ||||||||||||||||||||||||
Security | 172908105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CTAS | Meeting Date | 23-Oct-2007 | |||||||||||||||||||||
ISIN | US1729081059 | Agenda | 932770212 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | GERALD S. ADOLPH | For | For | |||||||||||||||||||||
2 | PAUL R. CARTER | For | For | |||||||||||||||||||||
3 | GERALD V. DIRVIN | For | For | |||||||||||||||||||||
4 | RICHARD T. FARMER | For | For | |||||||||||||||||||||
5 | SCOTT D. FARMER | For | For | |||||||||||||||||||||
6 | JOYCE HERGENHAN | For | For | |||||||||||||||||||||
7 | ROGER L. HOWE | For | For | |||||||||||||||||||||
8 | ROBERT J. KOHLHEPP | For | For | |||||||||||||||||||||
9 | DAVID C. PHILLIPS | For | For | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. | Management | For | For | ||||||||||||||||||||
03 | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF CINTAS. | Shareholder | Against | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL TO AMEND CINTAS' ARTICLES OF INCORPORATION TO PROVIDE THAT THE DIRECTOR NOMINEES BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST AT THE ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 17-Sep-2007 | 17-Sep-2007 |
CISCO SYSTEMS, INC. | |||||||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 15-Nov-2007 | ||||||||||||||||||||
ISIN | US17275R1023 | Agenda | 932774119 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND EXTENSION OF THE 2005 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE EXECUTIVE INCENTIVE PLAN WITH RESPECT TO CURRENT AND FUTURE COVERED EMPLOYEES AND EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 26, 2008. | Management | For | For | |||||||||||||||||||
05 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | |||||||||||||||||||
06 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT THE BOARD ESTABLISH A PAY-FOR-SUPERIOR- PERFORMANCE STANDARD IN THE COMPANY'S EXECUTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVES. | Shareholder | Against | For | |||||||||||||||||||
07 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE GIVEN THE OPPORTUNITY AT EACH ANNUAL MEETING OF SHAREHOLDERS TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Shareholder | Against | For | |||||||||||||||||||
08 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 4500 | 0 | 02-Oct-2007 | 02-Oct-2007 |
CLEVELAND-CLIFFS INC | |||||||||||||||||||||||
Security | 185896107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CLF | Meeting Date | 13-May-2008 | ||||||||||||||||||||
ISIN | US1858961071 | Agenda | 932839915 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: R.C. CAMBRE | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: S.M. CUNNINGHAM | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: B.J. ELDRIDGE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: S.M. GREEN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: J.D. IRELAND III | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: F.R. MCALLISTER | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: R. PHILLIPS | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: R.K. RIEDERER | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: A. SCHWARTZ | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 11-Apr-2008 | 11-Apr-2008 |
CME GROUP | ||||||||||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CME | Meeting Date | 07-May-2008 | |||||||||||||||||||||
ISIN | US12572Q1058 | Agenda | 932838444 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | CRAIG S. DONOHUE | Withheld | Against | |||||||||||||||||||||
2 | TIMOTHY BITSBERGER | Withheld | Against | |||||||||||||||||||||
3 | JACKIE M. CLEGG | Withheld | Against | |||||||||||||||||||||
4 | JAMES A. DONALDSON | Withheld | Against | |||||||||||||||||||||
5 | J. DENNIS HASTERT | Withheld | Against | |||||||||||||||||||||
6 | WILLIAM P. MILLER II | Withheld | Against | |||||||||||||||||||||
7 | TERRY L. SAVAGE | Withheld | Against | |||||||||||||||||||||
8 | CHRISTOPHER STEWART | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 200 | 0 | 02-Apr-2008 | 02-Apr-2008 |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||||||||||||||
Security | 192446102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTSH | Meeting Date | 10-Jun-2008 | ||||||||||||||||||||
ISIN | US1924461023 | Agenda | 932891991 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT W. HOWE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 200 | 0 | 13-May-2008 | 13-May-2008 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||||||||||||||||
Security | 20441A102 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | SBS | Meeting Date | 30-Jul-2007 | ||||||||||||||||||||
ISIN | Agenda | 932753090 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO ELECT A MEMBER OF THE BOARD OF DIRECTORS, PURSUANT TO PARAGRAPH 3 OF ARTICLE 14 OF THE COMPANY'S BYLAWS, FOR THE REMAINING TERM OF OFFICE OF THE REPLACED MEMBER. | Management | For | ||||||||||||||||||||
02 | TO RECTIFY AND RATIFY THE MANAGEMENT ACCOUNTS AND FINANCIAL STATEMENTS, JOINTLY WITH THE REPORTS OF THE FISCAL COUNCIL AND EXTERNAL AUDITORS, RELATED TO THE YEAR OF 2006, IN ACCORDANCE WITH THE MANAGEMENT REPORT, THE BALANCE SHEET AND RELATED NOTES TO THE FINANCIAL STATEMENTS, PURPOSE OF THE RESOLUTION OF THE ANNUAL GENERAL MEETING HELD ON APRIL 30, 2007. | Management | For | ||||||||||||||||||||
03 | TO RECTIFY AND RATIFY THE RESOLUTION ON THE PROFIT ALLOCATION AND TRANSFER OF THE BALANCE FROM RETAINED EARNINGS TO THE INVESTMENT RESERVE, IN ACCORDANCE WITH THE MULTIYEAR INVESTMENT PLAN CAPITAL BUDGET, RESOLVED AT THE ANNUAL GENERAL MEETING HELD ON APRIL 30, 2007. | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 24-Jul-2007 | 24-Jul-2007 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||||||||||||||||
Security | 20441A102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SBS | Meeting Date | 29-Apr-2008 | ||||||||||||||||||||
ISIN | US20441A1025 | Agenda | 932859359 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
A1 | ANALYSIS OF THE MANAGEMENT'S ACCOUNTS AND FINANCIAL STATEMENTS, SUPPORTED BY REPORTS OF FISCAL COUNCIL AND EXTERNAL AUDITORS, RELATED TO FISCAL YEAR 2007, IN COMPLIANCE WITH THE MANAGEMENT REPORT, BALANCE SHEET AND CORRESPONDING EXPLANATORY NOTES. | Management | For | For | |||||||||||||||||||
A2 | RESOLUTION ON THE ALLOCATION OF THE NET INCOME OF THE YEAR. | Management | For | For | |||||||||||||||||||
A3 | ELECTION OF THE BOARD OF DIRECTORS AND FISCAL COUNCIL SITTING AND ALTERNATE MEMBERS. | Management | For | For | |||||||||||||||||||
E1 | PROPOSAL OF CAPITAL STOCK INCREASE FOR INCORPORATING THE PROFIT RESERVE, IN THE AMOUNT OF R$2,800,000,000.00 PURSUANT TO ARTICLE 199 OF LAW 6404/1976. | Management | For | For | |||||||||||||||||||
E2 | PROPOSAL FOR AMENDMENT OF ARTICLE 5, CAPUT, OF THE BY-LAWS IN FORCE TO IDENTIFY THE NEW AMOUNT OF PAID-IN CAPITAL STOCK, DUE TO THE PROPOSAL FOR AMENDMENT FROM ITEM E1. | Management | For | For | |||||||||||||||||||
E3 | PROPOSAL FOR AMENDMENT OF ARTICLE 7, CAPUT, OF THE BY-LAWS IN FORCE, FOR EXPANDING THE LIMIT OF AUTHORIZED CAPITAL, IN COMPLIANCE WITH PROPOSAL FOR AMENDMENT FROM ITEM E1. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 11-Apr-2008 | 11-Apr-2008 |
COMPANHIA PARANAENSE DE ENERGIA | |||||||||||||||||||||||
Security | 20441B407 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ELP | Meeting Date | 17-Apr-2008 | ||||||||||||||||||||
ISIN | US20441B4077 | Agenda | 932848267 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
03 | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL, DUE TO THE EXPIRATION OF THE PREVIOUS MANDATE. | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 5000 | 0 | 07-Apr-2008 | 07-Apr-2008 |
CONOCOPHILLIPS | |||||||||||||||||||||||
Security | 20825C104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COP | Meeting Date | 14-May-2008 | ||||||||||||||||||||
ISIN | US20825C1045 | Agenda | 932842912 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: HAROLD W. MCGRAW III | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | TO AMEND AMENDED AND RESTATED BY-LAWS AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | |||||||||||||||||||
03 | TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 | Management | For | For | |||||||||||||||||||
04 | QUALIFICATIONS FOR DIRECTOR NOMINEES | Shareholder | Against | For | |||||||||||||||||||
05 | REPORT ON RECOGNITION OF INDIGENOUS RIGHTS | Shareholder | Against | For | |||||||||||||||||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
07 | POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||||||||||||||
08 | GREENHOUSE GAS REDUCTION | Shareholder | Against | For | |||||||||||||||||||
09 | COMMUNITY ACCOUNTABILITY | Shareholder | Against | For | |||||||||||||||||||
10 | DRILLING IN SENSITIVE/PROTECTED AREAS | Shareholder | Against | For | |||||||||||||||||||
11 | ENVIRONMENTAL IMPACT | Shareholder | Against | For | |||||||||||||||||||
12 | GLOBAL WARMING | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
COOPER INDUSTRIES, LTD. | ||||||||||||||||||||||||
Security | G24182100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CBE | Meeting Date | 29-Apr-2008 | |||||||||||||||||||||
ISIN | BMG241821005 | Agenda | 932824192 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | R.M. DEVLIN | Withheld | Against | |||||||||||||||||||||
2 | L.A. HILL | Withheld | Against | |||||||||||||||||||||
3 | J.J. POSTL | Withheld | Against | |||||||||||||||||||||
02 | APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING 12/31/2008. | Management | For | For | ||||||||||||||||||||
03 | APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION HUMAN RIGHTS STANDARDS. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
COSTCO WHOLESALE CORPORATION | ||||||||||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | COST | Meeting Date | 29-Jan-2008 | |||||||||||||||||||||
ISIN | US22160K1051 | Agenda | 932800267 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | SUSAN L. DECKER | Withheld | Against | |||||||||||||||||||||
2 | RICHARD D. DICERCHIO | Withheld | Against | |||||||||||||||||||||
3 | RICHARD M. LIBENSON | Withheld | Against | |||||||||||||||||||||
4 | JOHN W. MEISENBACH | Withheld | Against | |||||||||||||||||||||
5 | CHARLES T. MUNGER | Withheld | Against | |||||||||||||||||||||
02 | AMENDMENT TO THE SECOND RESTATED 2002 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 04-Jan-2008 | 04-Jan-2008 |
CPFL ENERGIA S.A. | |||||||||||||||||||||||
Security | 126153105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CPL | Meeting Date | 09-Apr-2008 | ||||||||||||||||||||
ISIN | US1261531057 | Agenda | 932825726 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
E1 | THE CREATION OF THE POSITION OF CHIEF ADMINISTRATIVE OFFICER AND DEFINITION OF THE RESPECTIVE DUTIES, WITH SUBSEQUENT AMENDMENT OF ARTICLE 19 AND THE INCLUSION OF ITEM (G) IN ITS SOLE PARAGRAPH. | Management | For | For | |||||||||||||||||||
E2 | AMENDMENT OF THE COMPANY'S BYLAWS TO IMPLEMENT SMALL CHANGES IN THE TEXT OF THE PROVISIONS, TO ADJUST THEM TO THE CURRENT CORPORATE- GOVERNANCE STRUCTURE ADOPTED BY THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
E3 | AMENDMENT OF THE BYLAWS TO REFLECT THE ABOVE MENTIONED RESOLUTIONS (E1) AND (E2). | Management | For | For | |||||||||||||||||||
O1 | PRESENTATION OF THE MANAGEMENT REPORT; EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | |||||||||||||||||||
O2 | APPROVE THE PROPOSAL FOR THE APPROPRIATION OF THE NET INCOME FOR THE FISCAL YEAR 2007 AND THE DIVIDEND DISTRIBUTION. | Management | For | For | |||||||||||||||||||
O3 | ELECTION OF STATUTORY MEMBERS AND ALTERNATES TO THE BOARD OF DIRECTORS AND FIX THE GLOBAL REMUNERATION OF THE BOARD MEMBERS. | Management | For | For | |||||||||||||||||||
O4 | ELECTION OF EFFECTIVE MEMBERS AND ALTERNATES TO THE FISCAL COUNCIL AND FIX ITS FEES. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 2000 | 0 | 18-Mar-2008 | 18-Mar-2008 | ||||||||||||||||||
1028876083 | 3S7 | 4000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
DEVON ENERGY CORPORATION | ||||||||||||||||||||||||
Security | 25179M103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2008 | |||||||||||||||||||||
ISIN | US25179M1036 | Agenda | 932889655 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | DAVID A. HAGER | Withheld | Against | |||||||||||||||||||||
2 | JOHN A. HILL | Withheld | Against | |||||||||||||||||||||
3 | MARY P. RICCIARDELLO | Withheld | Against | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2008 | Management | For | For | ||||||||||||||||||||
03 | AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||||||||||||||||
04 | AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 4500 | 0 | 08-May-2008 | 08-May-2008 |
DIAGEO PLC | |||||||||||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 16-Oct-2007 | ||||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 932775868 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | REPORTS AND ACCOUNTS 2007 | Management | For | For | |||||||||||||||||||
02 | DIRECTORS' REMUNERATION REPORT 2007 | Management | For | For | |||||||||||||||||||
03 | DECLARATION OF FINAL DIVIDEND | Management | For | For | |||||||||||||||||||
04 | RE-ELECTION OF MS M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | RE-ELECTION OF MR NC ROSE (MEMBER OF EXECUTIVE COMMITTEE) | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
06 | RE-ELECTION OF MR PA WALKER (MEMBER OF AUDIT, NOMINATION, AND REMUNERATION COMMITTEE) | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | RE-APPOINTMENT AND REMUNERATION OF AUDITOR | Management | For | For | |||||||||||||||||||
08 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | |||||||||||||||||||
09 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||||||||||||
10 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | |||||||||||||||||||
11 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||||||||||||||
12 | ADOPTION OF DIAGEO PLC 2007 UNITED STATES EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | |||||||||||||||||||
13 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 02-Oct-2007 | 02-Oct-2007 |
DIAMOND OFFSHORE DRILLING, INC. | ||||||||||||||||||||||||
Security | 25271C102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DO | Meeting Date | 20-May-2008 | |||||||||||||||||||||
ISIN | US25271C1027 | Agenda | 932868992 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JAMES S. TISCH | For | For | |||||||||||||||||||||
2 | LAWRENCE R. DICKERSON | For | For | |||||||||||||||||||||
3 | JOHN R. BOLTON | For | For | |||||||||||||||||||||
4 | CHARLES L. FABRIKANT | For | For | |||||||||||||||||||||
5 | PAUL G. GAFFNEY II | For | For | |||||||||||||||||||||
6 | HERBERT C. HOFMANN | For | For | |||||||||||||||||||||
7 | ARTHUR L. REBELL | For | For | |||||||||||||||||||||
8 | RAYMOND S. TROUBH | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 6700 | 0 | 29-Apr-2008 | 29-Apr-2008 |
DIAMOND OFFSHORE DRILLING, INC. | ||||||||||||||||||||||||
Security | 25271COIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932868992 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JAMES S. TISCH | For | For | |||||||||||||||||||||
2 | LAWRENCE R. DICKERSON | For | For | |||||||||||||||||||||
3 | JOHN R. BOLTON | For | For | |||||||||||||||||||||
4 | CHARLES L. FABRIKANT | For | For | |||||||||||||||||||||
5 | PAUL G. GAFFNEY II | For | For | |||||||||||||||||||||
6 | HERBERT C. HOFMANN | For | For | |||||||||||||||||||||
7 | ARTHUR L. REBELL | For | For | |||||||||||||||||||||
8 | RAYMOND S. TROUBH | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
DRS TECHNOLOGIES, INC. | ||||||||||||||||||||||||
Security | 23330X100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DRS | Meeting Date | 09-Aug-2007 | |||||||||||||||||||||
ISIN | Agenda | 932752074 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | WILLIAM F. HEITMANN | Withheld | Against | |||||||||||||||||||||
2 | C. SHELTON JAMES | Withheld | Against | |||||||||||||||||||||
3 | REAR ADMIRAL S.F. PLATT | Withheld | Against | |||||||||||||||||||||
4 | ERIC J. ROSEN | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS DRS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDED AND RESTATED DRS TECHNOLOGIES, INC. INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 7500 | 0 | 24-Jul-2007 | 24-Jul-2007 |
E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||||||||||||||
Security | 263534109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DD | Meeting Date | 30-Apr-2008 | |||||||||||||||||||||
ISIN | US2635341090 | Agenda | 932834117 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | RICHARD H. BROWN | For | For | |||||||||||||||||||||
2 | ROBERT A. BROWN | For | For | |||||||||||||||||||||
3 | BERTRAND P. COLLOMB | For | For | |||||||||||||||||||||
4 | CURTIS J. CRAWFORD | For | For | |||||||||||||||||||||
5 | ALEXANDER M. CUTLER | For | For | |||||||||||||||||||||
6 | JOHN T. DILLON | For | For | |||||||||||||||||||||
7 | ELEUTHERE I. DU PONT | For | For | |||||||||||||||||||||
8 | MARILLYN A. HEWSON | For | For | |||||||||||||||||||||
9 | CHARLES O. HOLLIDAY, JR | For | For | |||||||||||||||||||||
10 | LOIS D. JULIBER | For | For | |||||||||||||||||||||
11 | SEAN O'KEEFE | For | For | |||||||||||||||||||||
12 | WILLIAM K. REILLY | For | For | |||||||||||||||||||||
02 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
03 | ON PLANT CLOSURE | Shareholder | Against | For | ||||||||||||||||||||
04 | ON SEPARATION OF POSITIONS OF CHAIRMAN AND CEO | Shareholder | Against | For | ||||||||||||||||||||
05 | ON GLOBAL WARMING REPORT | Shareholder | Against | For | ||||||||||||||||||||
06 | ON AMENDMENT TO HUMAN RIGHTS POLICY | Shareholder | Against | For | ||||||||||||||||||||
07 | ON SHAREHOLDER SAY ON EXECUTIVE PAY | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
EATON VANCE TAX-ADVANTAGED DIV INCOME FD | ||||||||||||||||||||||||
Security | 27828G107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | EVT | Meeting Date | 20-Jun-2008 | |||||||||||||||||||||
ISIN | US27828G1076 | Agenda | 932883045 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | THOMAS E. FAUST JR. | Withheld | Against | |||||||||||||||||||||
2 | WILLIAM H. PARK | Withheld | Against | |||||||||||||||||||||
3 | HEIDI L. STEIGER | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 13100 | 0 | 13-May-2008 | 13-May-2008 |
ENDESA, S.A. | |||||||||||||||||||||||
Security | 29258N107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | ELE | Meeting Date | 25-Sep-2007 | ||||||||||||||||||||
ISIN | US29258N1072 | Agenda | 932765475 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF AMENDMENT OF ARTICLE 32 OF THE CORPORATE BYLAWS (LIMITATION OF VOTING RIGHTS). | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF AMENDMENT OF ARTICLE 37 OF THE CORPORATE BYLAWS (NUMBER AND TYPES OF DIRECTORS). | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF AMENDMENT OF ARTICLE 38 OF THE CORPORATE BYLAWS (TERM OF OFFICE OF DIRECTOR). | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF AMENDMENT OF ARTICLE 42 OF THE CORPORATE BYLAWS (INCOMPATIBILITIES OF DIRECTORS). | Management | For | For | |||||||||||||||||||
05 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE EXECUTION AND IMPLEMENTATION OF THE RESOLUTIONS ADOPTED AT THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE AUTHORITIES IT RECEIVES FROM THE GENERAL MEETING, AND GRANTING OF AUTHORITIES FOR PROCESSING THE SAID RESOLUTIONS AS A PUBLIC INSTRUMENT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 7500 | 0 | 28-Aug-2007 | 28-Aug-2007 |
ENSCO INTERNATIONAL INCORPORATED | |||||||||||||||||||||||
Security | 26874QOIH | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-May-2008 | |||||||||||||||||||||
ISIN | Agenda | 932846580 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF CLASS II DIRECTOR FOR A TERM TO EXPIRE IN 2011: J. RODERICK CLARK | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF CLASS II DIRECTOR FOR A TERM TO EXPIRE IN 2011: DANIEL W. RABUN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF CLASS II DIRECTOR FOR A TERM TO EXPIRE IN 2011: KEITH O. RATTIE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1D | ELECTION OF CLASS I DIRECTOR FOR A TERM TO EXPIRE IN 2009: C. CHRISTOPHER GAUT | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
ENTERPRISE PRODUCTS PARTNERS L.P. | |||||||||||||||||||||||
Security | 293792107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EPD | Meeting Date | 29-Jan-2008 | ||||||||||||||||||||
ISIN | US2937921078 | Agenda | 932803465 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE TERMS OF THE ENTERPRISE PRODUCTS 2008 LONG-TERM INCENTIVE PLAN, WHICH PROVIDES FOR EQUITY-BASED AWARDS TO CONSULTANTS AND EMPLOYEES OF EPCO, INC. WHO PROVIDE SERVICES FOR THE PARTNERSHIP OR ITS SUBSIDIARIES AND NON- EMPLOYEE DIRECTORS OF OUR GENERAL PARTNER. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 25340 | 0 | 07-Jan-2008 | 07-Jan-2008 |
EXELON CORPORATION | |||||||||||||||||||||||
Security | 30161N101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EXC | Meeting Date | 29-Apr-2008 | ||||||||||||||||||||
ISIN | US30161N1019 | Agenda | 932833874 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: BRUCE DEMARS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: NELSON A. DIAZ | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT ACCOUNT FOR 2008. | Management | For | For | |||||||||||||||||||
03 | A SHAREHOLDER RECOMMENDATION TO PREPARE A REPORT SHOWING THAT EXELON'S ACTIONS TO REDUCE GLOBAL WARMING HAVE REDUCED MEAN GLOBAL TEMPERATURE AND AVOIDED DISASTERS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
EXPRESS SCRIPTS, INC. | ||||||||||||||||||||||||
Security | 302182100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ESRX | Meeting Date | 28-May-2008 | |||||||||||||||||||||
ISIN | US3021821000 | Agenda | 932866962 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | GARY G. BENANAV | For | For | |||||||||||||||||||||
2 | FRANK J. BORELLI | For | For | |||||||||||||||||||||
3 | MAURA C. BREEN | For | For | |||||||||||||||||||||
4 | NICHOLAS J. LAHOWCHIC | For | For | |||||||||||||||||||||
5 | THOMAS P. MAC MAHON | For | For | |||||||||||||||||||||
6 | W.A. MYERS, JR., M.D. | For | For | |||||||||||||||||||||
7 | JOHN O. PARKER, JR. | For | For | |||||||||||||||||||||
8 | GEORGE PAZ | For | For | |||||||||||||||||||||
9 | SAMUEL K. SKINNER | For | For | |||||||||||||||||||||
10 | SEYMOUR STERNBERG | For | For | |||||||||||||||||||||
11 | BARRETT A. TOAN | For | For | |||||||||||||||||||||
02 | APPROVAL AND RATIFICATION OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK FROM 650,000,000 SHARES TO 1,000,000,000 SHARES. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL AND RATIFICATION OF AN INCREASE IN THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE EXPRESS SCRIPTS, INC. EMPLOYEE STOCK PURCHASE PLAN FROM 2,000,000 SHARES TO 3,500,000 SHARES. | Management | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008. | Management | For | For | ||||||||||||||||||||
05 | IN THEIR DISCRETION, UPON SUCH OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS THEREOF. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
EXTERRAN HOLDINGS INC. | ||||||||||||||||||||||||
Security | 410768OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Aug-2007 | ||||||||||||||||||||||
ISIN | Agenda | 932752822 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, AS AMENDED. | Management | For | For | ||||||||||||||||||||
02 | ADOPTION OF THE EXTERRAN HOLDINGS, INC. 2007 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
03 | ADOPTION OF THE EXTERRAN HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||||
04 | DIRECTOR | Management | ||||||||||||||||||||||
1 | I. JON BRUMLEY | For | For | |||||||||||||||||||||
2 | TED COLLINS, JR. | For | For | |||||||||||||||||||||
3 | MARGARET K. DORMAN | For | For | |||||||||||||||||||||
4 | ROBERT R. FURGASON | For | For | |||||||||||||||||||||
5 | VICTOR E. GRIJALVA | For | For | |||||||||||||||||||||
6 | GORDON T. HALL | For | For | |||||||||||||||||||||
7 | JOHN E. JACKSON | For | For | |||||||||||||||||||||
8 | PETER H. KAMIN | For | For | |||||||||||||||||||||
9 | WILLIAM C. PATE | For | For | |||||||||||||||||||||
10 | STEPHEN M. PAZUK | For | For | |||||||||||||||||||||
11 | L. ALI SHEIKH | For | For | |||||||||||||||||||||
05 | RATIFICATION OF THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANOVER COMPRESSOR COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 24-Jul-2007 | 24-Jul-2007 |
EXTERRAN HOLDINGS INC. | ||||||||||||||||||||||||
Security | 410768OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932866099 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JANET F. CLARK | For | For | |||||||||||||||||||||
2 | ERNIE L. DANNER | For | For | |||||||||||||||||||||
3 | URIEL E. DUTTON | For | For | |||||||||||||||||||||
4 | GORDON T. HALL | For | For | |||||||||||||||||||||
5 | J.W.G. HONEYBOURNE | For | For | |||||||||||||||||||||
6 | JOHN E. JACKSON | For | For | |||||||||||||||||||||
7 | WILLIAM C. PATE | For | For | |||||||||||||||||||||
8 | STEPHEN M. PAZUK | For | For | |||||||||||||||||||||
9 | STEPHEN A. SNIDER | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS EXTERRAN HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 25-Apr-2008 | 25-Apr-2008 |
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 28-May-2008 | |||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 932858232 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | M.J. BOSKIN | For | For | |||||||||||||||||||||
2 | L.R. FAULKNER | For | For | |||||||||||||||||||||
3 | W.W. GEORGE | For | For | |||||||||||||||||||||
4 | J.R. HOUGHTON | For | For | |||||||||||||||||||||
5 | R.C. KING | For | For | |||||||||||||||||||||
6 | M.C. NELSON | For | For | |||||||||||||||||||||
7 | S.J. PALMISANO | For | For | |||||||||||||||||||||
8 | S.S REINEMUND | For | For | |||||||||||||||||||||
9 | W.V. SHIPLEY | For | For | |||||||||||||||||||||
10 | R.W. TILLERSON | For | For | |||||||||||||||||||||
11 | E.E. WHITACRE, JR. | For | For | |||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 47) | Management | For | For | ||||||||||||||||||||
03 | SHAREHOLDER PROPOSALS PROHIBITED (PAGE 49) | Shareholder | Against | For | ||||||||||||||||||||
04 | DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) | Shareholder | Against | For | ||||||||||||||||||||
05 | BOARD CHAIRMAN AND CEO (PAGE 50) | Shareholder | Against | For | ||||||||||||||||||||
06 | SHAREHOLDER RETURN POLICY (PAGE 52) | Shareholder | Against | For | ||||||||||||||||||||
07 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 53) | Shareholder | Against | For | ||||||||||||||||||||
08 | EXECUTIVE COMPENSATION REPORT (PAGE 55) | Shareholder | Against | For | ||||||||||||||||||||
09 | INCENTIVE PAY RECOUPMENT (PAGE 57) | Shareholder | Against | For | ||||||||||||||||||||
10 | CORPORATE SPONSORSHIPS REPORT (PAGE 58) | Shareholder | Against | For | ||||||||||||||||||||
11 | POLITICAL CONTRIBUTIONS REPORT (PAGE 60) | Shareholder | Against | For | ||||||||||||||||||||
12 | AMENDMENT OF EEO POLICY (PAGE 61) | Shareholder | Against | For | ||||||||||||||||||||
13 | COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) | Shareholder | Against | For | ||||||||||||||||||||
14 | ANWR DRILLING REPORT (PAGE 65) | Shareholder | Against | For | ||||||||||||||||||||
15 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) | Shareholder | Against | For | ||||||||||||||||||||
16 | CO2 INFORMATION AT THE PUMP (PAGE 68) | Shareholder | Against | For | ||||||||||||||||||||
17 | CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 69) | Shareholder | Against | For | ||||||||||||||||||||
18 | ENERGY TECHNOLOGY REPORT (PAGE 70) | Shareholder | Against | For | ||||||||||||||||||||
19 | RENEWABLE ENERGY POLICY (PAGE 71) | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 7500 | 0 | 15-Apr-2008 | 15-Apr-2008 | |||||||||||||||||||
1028876083 | 3S7 | 2004 | 0 | 15-Apr-2008 | 15-Apr-2008 |
FIRST CHARTER CORPORATION | |||||||||||||||||||||||
Security | 319439105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | FCTR | Meeting Date | 18-Jan-2008 | ||||||||||||||||||||
ISIN | US3194391054 | Agenda | 932796571 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | PROPOSAL TO APPROVE THE MERGER OF FIRST CHARTER WITH AND INTO FIFTH THIRD FINANCIAL CORPORATION, SUBSTANTIALLY ON THE TERMS SET FORTH IN THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER DATED AS OF SEPTEMBER 14, 2007 BY AND AMONG FIRST CHARTER, FIFTH THIRD BANCORP AND FIFTH THIRD FINANCIAL CORPORATION. | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 12000 | 0 | 04-Dec-2007 | 04-Dec-2007 |
FLAHERTY & CRUMRINE PREFERRED INCOME FD | ||||||||||||||||||||||||
Security | 338480106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PFD | Meeting Date | 18-Apr-2008 | |||||||||||||||||||||
ISIN | US3384801060 | Agenda | 932814848 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | DAVID GALE | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 18-Mar-2008 | 18-Mar-2008 | |||||||||||||||||||
1028876083 | 3S7 | 6000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
FLAHERTY & CRUMRINE PREFERRED INCOME FD | |||||||||||||||||||||||
Security | 338480106 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | PFD | Meeting Date | 21-May-2008 | ||||||||||||||||||||
ISIN | US3384801060 | Agenda | 932874426 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | APPROVAL OF REVISED FUNDAMENTAL POLICY RELATING TO BORROWING MONEY. | Management | For | For | |||||||||||||||||||
1B | APPROVAL OF REVISED FUNDAMENTAL POLICY RELATING TO ISSUING SENIOR SECURITIES. | Management | For | For | |||||||||||||||||||
1C | APPROVAL OF REVISED FUNDAMENTAL POLICY RELATING TO PURCHASING SECURITIES ON MARGIN. | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF AN AMENDED INVESTMENT ADVISORY AGREEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 6000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
FOREST LABORATORIES, INC. | ||||||||||||||||||||||||
Security | 345838106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FRX | Meeting Date | 13-Aug-2007 | |||||||||||||||||||||
ISIN | Agenda | 932749394 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | HOWARD SOLOMON | For | For | |||||||||||||||||||||
2 | L.S. OLANOFF, MD, PHD | For | For | |||||||||||||||||||||
3 | NESLI BASGOZ, M.D. | For | For | |||||||||||||||||||||
4 | WILLIAM J. CANDEE, III | For | For | |||||||||||||||||||||
5 | GEORGE S. COHAN | For | For | |||||||||||||||||||||
6 | DAN L. GOLDWASSER | For | For | |||||||||||||||||||||
7 | KENNETH E. GOODMAN | For | For | |||||||||||||||||||||
8 | LESTER B. SALANS, M.D. | For | For | |||||||||||||||||||||
02 | ADOPTION OF THE 2007 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 03-Jul-2007 | 03-Jul-2007 |
FORTRESS INVESTMENT GROUP | ||||||||||||||||||||||||
Security | 34958B106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FIG | Meeting Date | 29-May-2008 | |||||||||||||||||||||
ISIN | US34958B1061 | Agenda | 932869071 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | RICHARD N. HAASS | Withheld | Against | |||||||||||||||||||||
2 | RANDAL A. NARDONE | Withheld | Against | |||||||||||||||||||||
3 | HOWARD RUBIN | Withheld | Against | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1500 | 0 | 29-Apr-2008 | 29-Apr-2008 |
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FCX | Meeting Date | 05-Jun-2008 | |||||||||||||||||||||
ISIN | US35671D8570 | Agenda | 932893527 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | RICHARD C. ADKERSON | For | For | |||||||||||||||||||||
2 | ROBERT J. ALLISON, JR. | For | For | |||||||||||||||||||||
3 | ROBERT A. DAY | For | For | |||||||||||||||||||||
4 | GERALD J. FORD | For | For | |||||||||||||||||||||
5 | H. DEVON GRAHAM, JR. | For | For | |||||||||||||||||||||
6 | J. BENNETT JOHNSTON | For | For | |||||||||||||||||||||
7 | CHARLES C. KRULAK | For | For | |||||||||||||||||||||
8 | BOBBY LEE LACKEY | For | For | |||||||||||||||||||||
9 | JON C. MADONNA | For | For | |||||||||||||||||||||
10 | DUSTAN E. MCCOY | For | For | |||||||||||||||||||||
11 | GABRIELLE K. MCDONALD | For | For | |||||||||||||||||||||
12 | JAMES R. MOFFETT | For | For | |||||||||||||||||||||
13 | B.M. RANKIN, JR. | For | For | |||||||||||||||||||||
14 | J. STAPLETON ROY | For | For | |||||||||||||||||||||
15 | STEPHEN H. SIEGELE | For | For | |||||||||||||||||||||
16 | J. TAYLOR WHARTON | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORAN COPPER & GOLD INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 1,800,000,000. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 250 | 0 | 08-May-2008 | 08-May-2008 |
FRONTIER OIL CORPORATION | ||||||||||||||||||||||||
Security | 35914P105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FTO | Meeting Date | 22-Apr-2008 | |||||||||||||||||||||
ISIN | US35914P1057 | Agenda | 932828760 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JAMES R. GIBBS | For | For | |||||||||||||||||||||
2 | DOUGLAS Y. BECH | For | For | |||||||||||||||||||||
3 | G. CLYDE BUCK | For | For | |||||||||||||||||||||
4 | T. MICHAEL DOSSEY | For | For | |||||||||||||||||||||
5 | JAMES H. LEE | For | For | |||||||||||||||||||||
6 | PAUL B. LOYD, JR. | For | For | |||||||||||||||||||||
7 | MICHAEL E. ROSE | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
GABELLI DIVIDEND & INCOME TRUST | ||||||||||||||||||||||||
Security | 36242H104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GDV | Meeting Date | 19-May-2008 | |||||||||||||||||||||
ISIN | US36242H1041 | Agenda | 932875567 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | F.J. FAHRENKOPF, JR. | Withheld | Against | |||||||||||||||||||||
2 | ANTHONIE C. VAN EKRIS | Withheld | Against | |||||||||||||||||||||
3 | SALVATORE J. ZIZZA | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 17000 | 0 | 25-Apr-2008 | 25-Apr-2008 |
GENERAL DYNAMICS CORPORATION | |||||||||||||||||||||||
Security | 369550108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GD | Meeting Date | 07-May-2008 | ||||||||||||||||||||
ISIN | US3695501086 | Agenda | 932834220 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: N.D. CHABRAJA | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.S. CROWN | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: W.P. FRICKS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: C.H. GOODMAN | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: J.L. JOHNSON | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: G.A. JOULWAN | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: P.G. KAMINSKI | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: J.M. KEANE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: D.J. LUCAS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: L.L. LYLES | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: C.E. MUNDY, JR. | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: J.C. REYES | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: R. WALMSLEY | Management | For | For | |||||||||||||||||||
02 | SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
03 | SHAREHOLDER PROPOSAL WITH REGARD TO ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 7000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 23-Apr-2008 | ||||||||||||||||||||
ISIN | US3696041033 | Agenda | 932823481 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
A1 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||||||||
A2 | ELECTION OF DIRECTOR: SIR WILLIAM M. CASTELL | Management | For | For | |||||||||||||||||||
A3 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||||||||||||||
A4 | ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ | Management | For | For | |||||||||||||||||||
A5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||||||||||||||
A6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||||||||||||||
A7 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||||||||||||
A8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | For | For | |||||||||||||||||||
A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||||||||||||
A10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | |||||||||||||||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||||||||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||||||||||||||
A13 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||||||||||||||
A14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For | |||||||||||||||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||||||||||||||
A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||||||||||||||
B | RATIFICATION OF KPMG | Management | For | For | |||||||||||||||||||
01 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
02 | SEPARATE THE ROLES OF CEO AND CHAIRMAN | Shareholder | Against | For | |||||||||||||||||||
03 | RECOUP UNEARNED MANAGEMENT BONUSES | Shareholder | Against | For | |||||||||||||||||||
04 | CURB OVER-EXTENDED DIRECTORS | Shareholder | Against | For | |||||||||||||||||||
05 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | |||||||||||||||||||
06 | GLOBAL WARMING REPORT | Shareholder | Against | For | |||||||||||||||||||
07 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 31-Mar-2008 | 31-Mar-2008 | ||||||||||||||||||
1028784994 | 3S7 | 31000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
GENERAL MILLS, INC. | |||||||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2007 | ||||||||||||||||||||
ISIN | US3703341046 | Agenda | 932762443 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: A. MICHAEL SPENCE | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | |||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
03 | ADOPT THE 2007 STOCK COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 12500 | 0 | 20-Aug-2007 | 20-Aug-2007 |
GILEAD SCIENCES, INC. | ||||||||||||||||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GILD | Meeting Date | 08-May-2008 | |||||||||||||||||||||
ISIN | US3755581036 | Agenda | 932838406 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | PAUL BERG | For | For | |||||||||||||||||||||
2 | JOHN F. COGAN | For | For | |||||||||||||||||||||
3 | ETIENNE F. DAVIGNON | For | For | |||||||||||||||||||||
4 | JAMES M. DENNY | For | For | |||||||||||||||||||||
5 | CARLA A. HILLS | For | For | |||||||||||||||||||||
6 | JOHN W. MADIGAN | For | For | |||||||||||||||||||||
7 | JOHN C. MARTIN | For | For | |||||||||||||||||||||
8 | GORDON E. MOORE | For | For | |||||||||||||||||||||
9 | NICHOLAS G. MOORE | For | For | |||||||||||||||||||||
10 | GAYLE E. WILSON | For | For | |||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
03 | TO APPROVE THE PROPOSED AMENDMENT TO GILEAD'S 2004 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO GILEAD'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF GILEAD'S COMMON STOCK FROM 1,400,000,000 TO 2,800,000,000 SHARES. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 100 | 0 | 02-Apr-2008 | 02-Apr-2008 |
GLADSTONE COMMERCIAL CORPORATION | ||||||||||||||||||||||||
Security | 376536108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GOOD | Meeting Date | 22-May-2008 | |||||||||||||||||||||
ISIN | US3765361080 | Agenda | 932827554 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | MICHELA A. ENGLISH | Withheld | Against | |||||||||||||||||||||
2 | GERARD MEAD | Withheld | Against | |||||||||||||||||||||
3 | ANTHONY W. PARKER | Withheld | Against | |||||||||||||||||||||
4 | GEORGE STELLJES III | Withheld | Against | |||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR CAPITAL STOCK FROM 20,000,000 TO 50,000,000 SHARES. | Management | For | For | ||||||||||||||||||||
03 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 3000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
GLADSTONE INVESTMENT CORPORATION | ||||||||||||||||||||||||
Security | 376546107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GAIN | Meeting Date | 07-Aug-2008 | |||||||||||||||||||||
ISIN | US3765461070 | Agenda | 932929170 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | MICHELA A. ENGLISH | Withheld | Against | |||||||||||||||||||||
2 | ANTHONY W. PARKER | Withheld | Against | |||||||||||||||||||||
3 | GEORGE STELLJES III | Withheld | Against | |||||||||||||||||||||
4 | GERARD MEAD | Withheld | Against | |||||||||||||||||||||
02 | TO APPROVE A PROPOSAL TO AUTHORIZE US TO OFFER AND ISSUE LONG-TERM RIGHTS, INCLUDING WARRANTS, TO PURCHASE SHARES OF OUR COMMON STOCK AT AN EXERCISE PRICE PER SHARE THAT WILL NOT BE LESS THAN THE GREATER OF THE MARKET VALUE OR NET ASSET VALUE OF OUR COMMON STOCK AT THE TIME SUCH RIGHTS ARE ISSUED. | Management | For | For | ||||||||||||||||||||
03 | TO APPROVE A PROPOSAL TO AUTHORIZE US TO SELL SHARES OF OUR COMMON STOCK AT A PRICE BELOW OUR THEN CURRENT NET ASSET VALUE PER SHARE. | Management | For | For | ||||||||||||||||||||
04 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING MARCH 31, 2009. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 5000 | 0 | 30-Jun-2008 | 30-Jun-2008 |
GLAXOSMITHKLINE PLC | ||||||||||||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 21-May-2008 | |||||||||||||||||||||
ISIN | US37733W1053 | Agenda | 932835753 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
O1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||
O2 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||
O3 | TO ELECT MR ANDREW WITTY AS A DIRECTOR | Management | Abstain | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
O4 | TO ELECT MR CHRISTOPHER VIEHBACHER AS A DIRECTOR | Management | Abstain | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
O5 | TO ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | Abstain | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
O6 | TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | Abstain | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
O7 | TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR | Management | Abstain | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
O8 | TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR | Management | Abstain | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
O9 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||||||||||||||||
O10 | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||
S11 | TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||||||
S12 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||
S13 | DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||||||||||
S14 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||||||||||
S15 | ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
GLOBALSANTAFE CORPORATION | |||||||||||||||||||||||
Security | G3930EOIH | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Nov-2007 | |||||||||||||||||||||
ISIN | Agenda | 932778395 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE SCHEME OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX H. ** NOTE ** THIS ITEM TO BE VOTED ON AT THE FIRST PART OF THE SHAREHOLDERS MEETING, WHICH PART IS CONVENED PURSUANT TO THE ORDER OF THE GRAND COURT OF THE CAYMAN ISLANDS | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE SCHEME OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX H. ** NOTE ** THIS ITEM TO BE VOTED ON AT THE SECOND PART OF THE SHAREHOLDERS MEETING, WHICH PART IS CONVENED IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 09-Oct-2007 | 09-Oct-2007 |
GRANT PRIDECO, INC. | |||||||||||||||||||||||
Security | 38821GOIH | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2008 | |||||||||||||||||||||
ISIN | Agenda | 932842518 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ADOPTION OF MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 16, 2007, AMONG NATIONAL OILWELL VARCO, INC. ("NATIONAL OILWELL VARCO"), NOV SUB, INC. ("NOV SUB"), A WHOLLY OWNED SUBSIDIARY OF NATIONAL OILWELL VARCO, AND GRANT PRIDECO, INC. ("GRANT PRIDECO"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
GRANT PRIDECO, INC. | |||||||||||||||||||||||
Security | 38821G101 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | GRP | Meeting Date | 21-Apr-2008 | ||||||||||||||||||||
ISIN | US38821G1013 | Agenda | 932842518 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ADOPTION OF MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 16, 2007, AMONG NATIONAL OILWELL VARCO, INC. ("NATIONAL OILWELL VARCO"), NOV SUB, INC. ("NOV SUB"), A WHOLLY OWNED SUBSIDIARY OF NATIONAL OILWELL VARCO, AND GRANT PRIDECO, INC. ("GRANT PRIDECO"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
HALLIBURTON COMPANY | |||||||||||||||||||||||
Security | 406216OIH | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2008 | |||||||||||||||||||||
ISIN | Agenda | 932852076 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: K.T. DERR | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: S.M. GILLIS | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: J.T. HACKETT | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: J.A. PRECOURT | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | |||||||||||||||||||
02 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | |||||||||||||||||||
03 | PROPOSAL ON REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER 1993 STOCK AND INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
04 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For | |||||||||||||||||||
05 | PROPOSAL ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||||||||||||||
06 | PROPOSAL ON HUMAN RIGHTS BOARD COMMITTEE. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
HORNBECK OFFSHORE SERVICES, INC. | ||||||||||||||||||||||||
Security | 440543106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | HOS | Meeting Date | 28-May-2008 | |||||||||||||||||||||
ISIN | US4405431069 | Agenda | 932869792 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | TODD M. HORNBECK | Withheld | Against | |||||||||||||||||||||
2 | PATRICIA B. MELCHER | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF AUDITORS - TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
HSBC HOLDINGS PLC | |||||||||||||||||||||||
Security | 404280406 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HBC | Meeting Date | 30-May-2008 | ||||||||||||||||||||
ISIN | US4042804066 | Agenda | 932870149 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE REPORT AND ACCOUNTS FOR 2007 | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2007 | Management | For | For | |||||||||||||||||||
3A | TO RE-ELECT S A CATZ A DIRECTOR | Management | For | For | |||||||||||||||||||
3B | TO RE-ELECT V H C CHENG A DIRECTOR | Management | For | For | |||||||||||||||||||
3C | TO RE-ELECT J D COOMBE A DIRECTOR | Management | For | For | |||||||||||||||||||
3D | TO RE-ELECT J L DURAN A DIRECTOR | Management | For | For | |||||||||||||||||||
3E | TO RE-ELECT D J FLINT A DIRECTOR | Management | For | For | |||||||||||||||||||
3F | TO RE-ELECT A A FLOCKHART A DIRECTOR | Management | For | For | |||||||||||||||||||
3G | TO RE-ELECT W K L FUNG A DIRECTOR | Management | For | For | |||||||||||||||||||
3H | TO RE-ELECT S T GULLIVER A DIRECTOR | Management | For | For | |||||||||||||||||||
3I | TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR | Management | For | For | |||||||||||||||||||
3J | TO RE-ELECT W S H LAIDLAW A DIRECTOR | Management | For | For | |||||||||||||||||||
3K | TO RE-ELECT N R N MURTHY A DIRECTOR | Management | For | For | |||||||||||||||||||
3L | TO RE-ELECT S W NEWTON A DIRECTOR | Management | For | For | |||||||||||||||||||
04 | TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE | Management | For | For | |||||||||||||||||||
05 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||||||||||||||
06 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
07 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | |||||||||||||||||||
08 | TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
09 | TO ALTER THE ARTICLES OF ASSOCIATION WITH EFFECT FROM 1 OCTOBER 2008 (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
10 | TO AMEND THE RULES OF THE HSBC SHARE PLAN | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2582 | 0 | 29-Apr-2008 | 29-Apr-2008 |
IDEX CORPORATION | ||||||||||||||||||||||||
Security | 45167R104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | IEX | Meeting Date | 08-Apr-2008 | |||||||||||||||||||||
ISIN | US45167R1041 | Agenda | 932824041 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
1 | BRADLEY J. BELL | Withheld | Against | |||||||||||||||||||||
2 | LAWRENCE D. KINGSLEY | Withheld | Against | |||||||||||||||||||||
3 | GREGORY F. MILZCIK | Withheld | Against | |||||||||||||||||||||
02 | TO VOTE IN FAVOR OF AN AMENDMENT AND RESTATEMENT OF THE IDEX CORPORATION INCENTIVE AWARD PLAN. | Management | For | For | ||||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028784994 | 3S7 | 23000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
II-VI INCORPORATED | ||||||||||||||||||||||||
Security | 902104108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | IIVI | Meeting Date | 02-Nov-2007 | |||||||||||||||||||||
ISIN | US9021041085 | Agenda | 932773751 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | PETER W. SOGNEFEST | Withheld | Against | |||||||||||||||||||||
2 | FRANCIS J. KRAMER | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF THE BOARD OF DIRECTORS' SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 02-Oct-2007 | 02-Oct-2007 |
INTEL CORPORATION | |||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 21-May-2008 | ||||||||||||||||||||
ISIN | US4581401001 | Agenda | 932840071 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CRAIG R. BARRETT | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOHN L. THORNTON | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR. | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL TO AMEND THE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
INTERNATIONAL SECURITIES EXCHANGE, H | |||||||||||||||||||||||
Security | 46031W204 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | ISE | Meeting Date | 27-Jul-2007 | ||||||||||||||||||||
ISIN | Agenda | 932750094 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 30, 2007, BY AND AMONG EUREX FRANKFURT AG, AN AKTIENGESELLSCHAFT ORGANIZED UNDER THE LAWS OF THE FEDERAL REPUBLIC OF GERMANY, IVAN ACQUISITION CO., A DELAWARE CORPORATION AND A WHOLLY-OWNED INDIRECT SUBSIDIARY OF EUREX FRANKFURT AG, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For | |||||||||||||||||||
02 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 24-Jul-2007 | 24-Jul-2007 |
INVESTOOLS INC. | ||||||||||||||||||||||||
Security | 46145P103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SWIM | Meeting Date | 06-Jun-2008 | |||||||||||||||||||||
ISIN | US46145P1030 | Agenda | 932890571 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | LISA POLSKY | Withheld | Against | |||||||||||||||||||||
2 | SCOTT D. SHERIDAN | Withheld | Against | |||||||||||||||||||||
3 | DOUGLAS T. TANSILL | Withheld | Against | |||||||||||||||||||||
02 | AMENDMENT TO INVESTOOLS INC. 2004 RESTRICTED STOCK PLAN. TO APPROVE AMENDMENT TO THE 2004 RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER FROM 500,000 TO 1,500,000 SHARES. | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 5000 | 0 | 08-May-2008 | 08-May-2008 |
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II | ||||||||||||||||||||||||
Security | 41013T105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PDT | Meeting Date | 29-Apr-2008 | |||||||||||||||||||||
ISIN | US41013T1051 | Agenda | 932815624 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | JAMES F. CARLIN | Withheld | Against | |||||||||||||||||||||
2 | WILLIAM H. CUNNINGHAM | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 11974 | 0 | 18-Mar-2008 | 18-Mar-2008 |
JOHNSON & JOHNSON | ||||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2008 | |||||||||||||||||||||
ISIN | US4781601046 | Agenda | 932823962 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | MARY SUE COLEMAN | For | For | |||||||||||||||||||||
2 | JAMES G. CULLEN | For | For | |||||||||||||||||||||
3 | MICHAEL M.E. JOHNS | For | For | |||||||||||||||||||||
4 | ARNOLD G. LANGBO | For | For | |||||||||||||||||||||
5 | SUSAN L. LINDQUIST | For | For | |||||||||||||||||||||
6 | LEO F. MULLIN | For | For | |||||||||||||||||||||
7 | WILLIAM D. PEREZ | For | For | |||||||||||||||||||||
8 | CHRISTINE A. POON | For | For | |||||||||||||||||||||
9 | CHARLES PRINCE | For | For | |||||||||||||||||||||
10 | STEVEN S REINEMUND | For | For | |||||||||||||||||||||
11 | DAVID SATCHER | For | For | |||||||||||||||||||||
12 | WILLIAM C. WELDON | For | For | |||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
03 | SHAREHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION POLICIES AND DISCLOSURE | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 12500 | 0 | 18-Mar-2008 | 18-Mar-2008 |
KENNAMETAL INC. | ||||||||||||||||||||||||
Security | 489170100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | KMT | Meeting Date | 23-Oct-2007 | |||||||||||||||||||||
ISIN | US4891701009 | Agenda | 932770680 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
I | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | CARLOS M. CARDOSO | Withheld | Against | |||||||||||||||||||||
2 | A. PETER HELD | Withheld | Against | |||||||||||||||||||||
3 | LARRY D. YOST | Withheld | Against | |||||||||||||||||||||
II | RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 17-Sep-2007 | 17-Sep-2007 |
KNIGHTSBRIDGE TANKERS LIMITED | ||||||||||||||||||||||||
Security | G5299G106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | VLCCF | Meeting Date | 28-Sep-2007 | |||||||||||||||||||||
ISIN | BMG5299G1069 | Agenda | 932766631 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | OLA LORENTZON | For | For | |||||||||||||||||||||
2 | DOUGLAS C. WOLCOTT | For | For | |||||||||||||||||||||
3 | DAVID M. WHITE | For | For | |||||||||||||||||||||
4 | BJORN SJAASTAD | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPOINT MOORE STEPHENS P.C. AS THE COMPANY'S INDEPENDENT AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For | ||||||||||||||||||||
03 | PROPOSAL TO AMEND THE COMPANY'S BYE-LAWS. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 31-Aug-2007 | 31-Aug-2007 |
L-3 COMMUNICATIONS HOLDINGS, INC. | ||||||||||||||||||||||||
Security | 502424104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | LLL | Meeting Date | 29-Apr-2008 | |||||||||||||||||||||
ISIN | US5024241045 | Agenda | 932827403 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | JOHN M. SHALIKASHVILI | Withheld | Against | |||||||||||||||||||||
2 | MICHAEL T. STRIANESE | Withheld | Against | |||||||||||||||||||||
3 | JOHN P. WHITE | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. 2008 LONG TERM PERFORMANCE PLAN. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. 2008 DIRECTORS STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 02-Apr-2008 | 02-Apr-2008 | |||||||||||||||||||
1028876083 | 3S7 | 5000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||||||||||||||
Security | 50540R409 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LH | Meeting Date | 07-May-2008 | ||||||||||||||||||||
ISIN | US50540R4092 | Agenda | 932838014 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: BRADFORD T. SMITH | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE COMPANY'S MANAGEMENT INCENTIVE BONUS PLAN. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE 1997 EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE TERMINATION DATE OF THE PLAN. | Management | For | For | |||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 02-Apr-2008 | 02-Apr-2008 | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
LLOYDS TSB GROUP PLC | |||||||||||||||||||||||
Security | 539439109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LYG | Meeting Date | 08-May-2008 | ||||||||||||||||||||
ISIN | US5394391099 | Agenda | 932852913 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | RECEIVING THE REPORT AND ACCOUNTS | Management | For | ||||||||||||||||||||
02 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | Management | For | ||||||||||||||||||||
3A | ELECTION OR RE-ELECTION OF DIRECTOR: MR P N GREEN | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
3A1 | ELECTION OR RE-ELECTION OF DIRECTOR: SIR DAVID MANNING | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
3B | ELECTION OR RE-ELECTION OF DIRECTOR: MR EWAN BROWN | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
3B1 | ELECTION OR RE-ELECTION OF DIRECTOR: MR M E FAIREY | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
3B2 | ELECTION OR RE-ELECTION OF DIRECTOR: SIR JULIAN HORN-SMITH | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
3B3 | ELECTION OR RE-ELECTION OF DIRECTOR: MR G T TATE | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | RE-APPOINTMENT OF THE AUDITORS | Management | For | ||||||||||||||||||||
05 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS | Management | For | ||||||||||||||||||||
06 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | ||||||||||||||||||||
07 | DIRECTORS' POWER TO ISSUE SHARES FOR CASH | Management | For | ||||||||||||||||||||
08 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS SHARES | Management | For | ||||||||||||||||||||
09 | AMENDING THE ARTICLES OF ASSOCIATION | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 7000 | 0 | 11-Apr-2008 | 11-Apr-2008 | ||||||||||||||||||
1028876083 | 3S7 | 5000 | 0 | 11-Apr-2008 | 11-Apr-2008 |
MAGELLAN MIDSTREAM PARTNERS L.P. | ||||||||||||||||||||||||
Security | 559080106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MMP | Meeting Date | 23-Apr-2008 | |||||||||||||||||||||
ISIN | US5590801065 | Agenda | 932822768 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | JAMES R. MONTAGUE | Withheld | Against | |||||||||||||||||||||
2 | DON R. WELLENDORF | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 2000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
MANULIFE FINANCIAL CORPORATION | ||||||||||||||||||||||||
Security | 56501R106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MFC | Meeting Date | 08-May-2008 | |||||||||||||||||||||
ISIN | CA56501R1064 | Agenda | 932839054 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JOHN M. CASSADAY | For | For | |||||||||||||||||||||
2 | LINO J. CELESTE | For | For | |||||||||||||||||||||
3 | GAIL C.A. COOK-BENNETT | For | For | |||||||||||||||||||||
4 | DOMINIC D'ALESSANDRO | For | For | |||||||||||||||||||||
5 | THOMAS P. D'AQUINO | For | For | |||||||||||||||||||||
6 | RICHARD B. DEWOLFE | For | For | |||||||||||||||||||||
7 | ROBERT E. DINEEN, JR. | For | For | |||||||||||||||||||||
8 | PIERRE Y. DUCROS | For | For | |||||||||||||||||||||
9 | SCOTT M. HAND | For | For | |||||||||||||||||||||
10 | LUTHER S. HELMS | For | For | |||||||||||||||||||||
11 | THOMAS E. KIERANS | For | For | |||||||||||||||||||||
12 | LORNA R. MARSDEN | For | For | |||||||||||||||||||||
13 | ARTHUR R. SAWCHUK | For | For | |||||||||||||||||||||
14 | HUGH W. SLOAN, JR. | For | For | |||||||||||||||||||||
15 | GORDON G. THIESSEN | For | For | |||||||||||||||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||
3A | SHAREHOLDER PROPOSAL NO. 1 | Shareholder | Against | For | ||||||||||||||||||||
3B | SHAREHOLDER PROPOSAL NO. 2 | Shareholder | Against | For | ||||||||||||||||||||
3C | SHAREHOLDER PROPOSAL NO. 3 | Shareholder | Against | For | ||||||||||||||||||||
3D | SHAREHOLDER PROPOSAL NO. 4 | Shareholder | Against | For | ||||||||||||||||||||
3E | SHAREHOLDER PROPOSAL NO. 5 | Shareholder | Against | For | ||||||||||||||||||||
3F | SHAREHOLDER PROPOSAL NO. 6 | Shareholder | Against | For | ||||||||||||||||||||
3G | SHAREHOLDER PROPOSAL NO. 7 | Shareholder | Against | For | ||||||||||||||||||||
3H | SHAREHOLDER PROPOSAL NO. 8 | Shareholder | Against | For | ||||||||||||||||||||
3I | SHAREHOLDER PROPOSAL NO. 9 | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 8000 | 0 | 11-Apr-2008 | 11-Apr-2008 |
MARATHON OIL CORPORATION | |||||||||||||||||||||||
Security | 565849106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRO | Meeting Date | 30-Apr-2008 | ||||||||||||||||||||
ISIN | US5658491064 | Agenda | 932821627 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLES F. BOLDEN, JR. | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: SETH E. SCHOFIELD | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2008 | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS | Shareholder | Against | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR RATIFICATION OF EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 500 | 0 | 18-Mar-2008 | 18-Mar-2008 |
MARKWEST ENERGY PARTNERS LP | |||||||||||||||||||||||
Security | 570759100 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | MWE | Meeting Date | 21-Feb-2008 | ||||||||||||||||||||
ISIN | US5707591005 | Agenda | 932807045 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF REDEMPTION AND MERGER BY AND AMONG MARKWEST ENERGY PARTNERS, L.P. (THE "PARTNERSHIP"), MWEP, L.L.C. (THE "MERGER SUB") AND MARKWEST HYDROCARBON, INC. (THE "CORPORATION"), DATED AS OF SEPTEMBER 5, 2007, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE ISSUANCE OF COMMON UNITS OF THE PARTNERSHIP AS PROVIDED IN THE REDEMPTION AND MERGER AGREEMENT. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE ISSUANCE OF CLASS A UNITS IN THE PARTNERSHIP IN EXCHANGE FOR THE INCENTIVE DISTRIBUTION RIGHTS AND THE 2% ECONOMIC INTEREST OF THE GENERAL PARTNER INTEREST IN THE PARTNERSHIP OWNED BY MARKWEST ENERGY PARTNERS GP, L.L.C. (THE "GENERAL PARTNER") AND THE COMMON UNITS OF THE PARTNERSHIP OWNED BY THE CORPORATION. | Management | For | For | |||||||||||||||||||
04 | APPROVAL AND ADOPTION OF THE THIRD AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF MARKWEST ENERGY PARTNERS, L.P. | Management | For | For | |||||||||||||||||||
05 | APPROVAL OF THE ADOPTION OF THE 2008 LONG-TERM INCENTIVE PLAN OF THE PARTNERSHIP. | Management | For | For | |||||||||||||||||||
06 | APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING OF UNITHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE ANY OF THE FOREGOING PROPOSALS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 23-Jan-2008 | 23-Jan-2008 | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 23-Jan-2008 | 23-Jan-2008 |
MARKWEST ENERGY PARTNERS LP | ||||||||||||||||||||||||
Security | 570759100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MWE | Meeting Date | 04-Jun-2008 | |||||||||||||||||||||
ISIN | US5707591005 | Agenda | 932894113 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JOHN M. FOX | For | For | |||||||||||||||||||||
2 | KEITH E. BAILEY | For | For | |||||||||||||||||||||
3 | MICHAEL L. BEATTY | For | For | |||||||||||||||||||||
4 | CHARLES K. DEMPSTER | For | For | |||||||||||||||||||||
5 | DONALD C. HEPPERMANN | For | For | |||||||||||||||||||||
6 | WILLIAM A. KELLSTROM | For | For | |||||||||||||||||||||
7 | ANNE E. FOX MOUNSEY | For | For | |||||||||||||||||||||
8 | WILLIAM P. NICOLETTI | For | For | |||||||||||||||||||||
9 | FRANK M. SEMPLE | For | For | |||||||||||||||||||||
10 | DONALD D. WOLF | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 08-May-2008 | 08-May-2008 | |||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 08-May-2008 | 08-May-2008 |
MARKWEST ENERGY PARTNERS LP | ||||||||||||||||||||||||
Security | 570759100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MWE | Meeting Date | 04-Jun-2008 | |||||||||||||||||||||
ISIN | US5707591005 | Agenda | 932894113 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JOHN M. FOX | For | For | |||||||||||||||||||||
2 | KEITH E. BAILEY | For | For | |||||||||||||||||||||
3 | MICHAEL L. BEATTY | For | For | |||||||||||||||||||||
4 | CHARLES K. DEMPSTER | For | For | |||||||||||||||||||||
5 | DONALD C. HEPPERMANN | For | For | |||||||||||||||||||||
6 | WILLIAM A. KELLSTROM | For | For | |||||||||||||||||||||
7 | ANNE E. FOX MOUNSEY | For | For | |||||||||||||||||||||
8 | WILLIAM P. NICOLETTI | For | For | |||||||||||||||||||||
9 | FRANK M. SEMPLE | For | For | |||||||||||||||||||||
10 | DONALD D. WOLF | For | For | |||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 08-May-2008 | 08-May-2008 | |||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 08-May-2008 | 08-May-2008 |
MCDONALD'S CORPORATION | |||||||||||||||||||||||
Security | 580135101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MCD | Meeting Date | 22-May-2008 | ||||||||||||||||||||
ISIN | US5801351017 | Agenda | 932851264 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: RALPH ALVAREZ | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: CARY D. MCMILLAN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
02 | APPROVAL OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 14300 | 0 | 20-May-2008 | 20-May-2008 |
MECHEL OPEN JOINT STOCK COMPANY | |||||||||||||||||||||||
Security | 583840103 | Meeting Type | Consent | ||||||||||||||||||||
Ticker Symbol | MTL | Meeting Date | 30-Jun-2008 | ||||||||||||||||||||
ISIN | US5838401033 | Agenda | 932927013 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE THE ANNUAL REPORT OF MECHEL OPEN JOINT STOCK COMPANY FOR 2007. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE ANNUAL FINANCIAL STATEMENTS INCLUSIVE OF THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNT) OF THE COMPANY FOR 2007. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE DISTRIBUTION OF THE COMPANY'S PROFIT, INCLUDING PAYMENT (DECLARATION) OF DIVIDEND, BASED ON THE FINANCIAL YEAR RESULTS. | Management | For | For | |||||||||||||||||||
5A | ELECT THE MEMBER TO THE AUDIT COMMISSION OF MECHEL OPEN JOINT STOCK COMPANY: MARKOV YAROSLAV ANATOLYEVICH | Management | For | For | |||||||||||||||||||
5B | ELECT THE MEMBER TO THE AUDIT COMMISSION OF MECHEL OPEN JOINT STOCK COMPANY: MIKHAILOVA NATALIA GRIGORYEVNA | Management | For | For | |||||||||||||||||||
5C | ELECT THE MEMBER TO THE AUDIT COMMISSION OF MECHEL OPEN JOINT STOCK COMPANY: RADISHEVSKAYA LUDMILA EDUARDOVNA | Management | For | For | |||||||||||||||||||
06 | APPROVAL OF THE CLOSED JOINT STOCK COMPANY, BDO UNICON TO BE THE AUDITOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
07 | APPROVAL OF INTERESTED PARTY TRANSACTIONS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 9000 | 0 | 13-Jun-2008 | 13-Jun-2008 |
MEDCO HEALTH SOLUTIONS, INC. | |||||||||||||||||||||||
Security | 58405U102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MHS | Meeting Date | 22-May-2008 | ||||||||||||||||||||
ISIN | US58405U1025 | Agenda | 932848700 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN L. CASSIS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: BLENDA J. WILSON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2008 FISCAL YEAR | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF PROPOSED AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK FROM 1,000,000,000 SHARES TO 2,000,000,000 SHARES | Management | For | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 4000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
MEDICAL PROPERTIES TRUST, INC. | ||||||||||||||||||||||||
Security | 58463J304 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MPW | Meeting Date | 22-May-2008 | |||||||||||||||||||||
ISIN | US58463J3041 | Agenda | 932886647 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | EDWARD K. ALDAG, JR. | For | For | |||||||||||||||||||||
2 | VIRGINIA A. CLARKE | For | For | |||||||||||||||||||||
3 | G. STEVEN DAWSON | For | For | |||||||||||||||||||||
4 | R. STEVEN HAMNER | For | For | |||||||||||||||||||||
5 | ROBERT E. HOLMES, PH.D. | For | For | |||||||||||||||||||||
6 | SHERRY A. KELLETT | For | For | |||||||||||||||||||||
7 | WILLIAM G. MCKENZIE | For | For | |||||||||||||||||||||
8 | L. GLENN ORR, JR. | For | For | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 25000 | 0 | 08-May-2008 | 08-May-2008 |
MEMC ELECTRONIC MATERIALS, INC. | ||||||||||||||||||||||||
Security | 552715104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | WFR | Meeting Date | 23-Apr-2008 | |||||||||||||||||||||
ISIN | US5527151048 | Agenda | 932828556 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | PETER BLACKMORE | Withheld | Against | |||||||||||||||||||||
2 | NABEEL GAREEB | Withheld | Against | |||||||||||||||||||||
3 | MARSHALL TURNER | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 2500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
MERCK & CO., INC. | |||||||||||||||||||||||
Security | 589331107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 22-Apr-2008 | ||||||||||||||||||||
ISIN | US5893311077 | Agenda | 932821730 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHNNETTA B. COLE, PH.D. | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT LEAD DIRECTOR | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 15000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
MERRILL LYNCH & CO., INC. | |||||||||||||||||||||||
Security | 590188108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MER | Meeting Date | 24-Apr-2008 | ||||||||||||||||||||
ISIN | US5901881087 | Agenda | 932826300 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROL T. CHRIST | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ARMANDO M. CODINA | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JUDITH MAYHEW JONAS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN A. THAIN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
02 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | ADOPT CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
04 | PROHIBIT SENIOR EXECUTIVE OFFICER STOCK SALES DURING BUYBACK | Shareholder | Against | For | |||||||||||||||||||
05 | ADOPT ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
06 | ADOPT RESPONSIBLE EMPLOYMENT PRINCIPLES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 16500 | 0 | 31-Mar-2008 | 31-Mar-2008 |
MICROSOFT CORPORATION | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Nov-2007 | ||||||||||||||||||||
ISIN | US5949181045 | Agenda | 932773713 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM H. GATES, III | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: DR. HELMUT PANKE | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JON A. SHIRLEY | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
03 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP. | Shareholder | Against | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 20000 | 0 | 03-Oct-2007 | 03-Oct-2007 | ||||||||||||||||||
1028784994 | 3S7 | 27000 | 0 | 03-Oct-2007 | 03-Oct-2007 | ||||||||||||||||||
1028876083 | 3S7 | 6000 | 0 | 03-Oct-2007 | 03-Oct-2007 |
MOODY'S CORPORATION | |||||||||||||||||||||||
Security | 615369105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MCO | Meeting Date | 22-Apr-2008 | ||||||||||||||||||||
ISIN | US6153691059 | Agenda | 932832365 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
IA | ELECTION OF DIRECTOR: ROBERT R. GLAUBER | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
IB | ELECTION OF DIRECTOR: CONNIE MACK | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
IC | ELECTION OF DIRECTOR: NANCY S. NEWCOMB | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
II | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | |||||||||||||||||||
III | STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE REQUIREMENTS IN THE COMPANY'S CHARTER AND BY-LAWS. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 50 | 0 | 02-Apr-2008 | 02-Apr-2008 |
MORGAN STANLEY ASIA-PACIFIC FUND, INC. | ||||||||||||||||||||||||
Security | 61744U106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | APF | Meeting Date | 19-Jun-2008 | |||||||||||||||||||||
ISIN | US61744U1060 | Agenda | 932908443 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | KATHLEEN A. DENNIS | Withheld | Against | |||||||||||||||||||||
2 | JOSEPH J. KEARNS | Withheld | Against | |||||||||||||||||||||
3 | MICHAEL E. NUGENT | Withheld | Against | |||||||||||||||||||||
4 | FERGUS REID | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 56000 | 0 | 13-Jun-2008 | 13-Jun-2008 |
NABORS INDUSTRIES LTD. | ||||||||||||||||||||||||
Security | G6359FOIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932891612 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | ANTHONY G. PETRELLO | Withheld | Against | |||||||||||||||||||||
2 | MYRON M. SHEINFELD | Withheld | Against | |||||||||||||||||||||
3 | MARTIN J. WHITMAN | Withheld | Against | |||||||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS' REMUNERATION. | Management | For | For | ||||||||||||||||||||
03 | SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR SUPERIOR PERFORMANCE STANDARD IN THE COMPANY'S EXECUTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVES. | Shareholder | Against | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL REGARDING GROSS-UP PAYMENTS TO SENIOR EXECUTIVES. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 08-May-2008 | 08-May-2008 |
NATIONAL OILWELL VARCO, INC. | |||||||||||||||||||||||
Security | 637071OIH | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2008 | |||||||||||||||||||||
ISIN | Agenda | 932851771 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | THE ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | THE ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF NATIONAL OILWELL VARCO ANNUAL INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
NATIONAL OILWELL VARCO, INC. | |||||||||||||||||||||||
Security | 637071101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NOV | Meeting Date | 14-May-2008 | ||||||||||||||||||||
ISIN | US6370711011 | Agenda | 932851771 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | THE ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | THE ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF NATIONAL OILWELL VARCO ANNUAL INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 15-Apr-2008 | 15-Apr-2008 | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
NESTLE S.A. | |||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 10-Apr-2008 | ||||||||||||||||||||
ISIN | US6410694060 | Agenda | 932823657 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE 2007 ANNUAL REPORT, OF THE ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS OF THE NESTLE GROUP. | Management | For | For | |||||||||||||||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. | Management | For | For | |||||||||||||||||||
4A1 | RE-ELECTION OF MR. ANDREAS KOOPMANN, TO THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
4B1 | RE-ELECTION OF MR. ROLF HANGGI, TO THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
4A2 | ELECTION OF MR. PAUL BULCKE, TO THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
4B2 | ELECTION OF MR. BEAT W. HESS, TO THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
4C | RE-ELECTION OF THE AUDITORS KPMG KLYNVELD PEAT MARWICK GOERDELER S.A. | Management | For | For | |||||||||||||||||||
5A | APPROVAL OF THE CAPITAL REDUCTION. | Management | For | For | |||||||||||||||||||
5B | APPROVAL OF THE SHARE SPLIT. | Management | For | For | |||||||||||||||||||
5C | APPROVAL OF THE AMENDMENT TO ARTICLES 5 AND 5 BIS PARA. 1 OF THE ARTICLES OF ASSOCIATION. | Management | For | For | |||||||||||||||||||
06 | APPROVAL OF THE PROPOSED REVISED ARTICLES OF ASSOCIATION, AS SET FORTH IN THE COMPANY'S INVITATION ENCLOSED HEREWITH. | Management | For | For | |||||||||||||||||||
07 | MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION). | Management | Abstain | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 12300 | 0 | 31-Mar-2008 | 31-Mar-2008 | ||||||||||||||||||
1028784994 | 3S7 | 8500 | 0 | 31-Mar-2008 | 31-Mar-2008 |
NEWS CORPORATION | ||||||||||||||||||||||||
Security | 65248E203 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NWS | Meeting Date | 19-Oct-2007 | |||||||||||||||||||||
ISIN | US65248E2037 | Agenda | 932771531 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | K. RUPERT MURDOCH | Withheld | Against | |||||||||||||||||||||
2 | PETER L. BARNES | Withheld | Against | |||||||||||||||||||||
3 | KENNETH E. COWLEY | Withheld | Against | |||||||||||||||||||||
4 | DAVID F. DEVOE | Withheld | Against | |||||||||||||||||||||
5 | VIET DINH | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008. | Management | For | For | ||||||||||||||||||||
03 | STOCKHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION OF DIRECTORS. | Shareholder | For | Against | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION OF THE COMPANY'S DUAL CLASS CAPITAL STRUCTURE. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028784994 | 3S7 | 55000 | 0 | 03-Oct-2007 | 03-Oct-2007 |
NOBLE CORPORATION | ||||||||||||||||||||||||
Security | G65422100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NE | Meeting Date | 01-May-2008 | |||||||||||||||||||||
ISIN | KYG654221004 | Agenda | 932838507 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | LAWRENCE J. CHAZEN | Withheld | Against | |||||||||||||||||||||
2 | MARY P. RICCIARDELLO | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 7000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
NOBLE CORPORATION | ||||||||||||||||||||||||
Security | G65422OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-May-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932838519 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | LAWRENCE J. CHAZEN | Withheld | Against | |||||||||||||||||||||
2 | MARY P. RICCIARDELLO | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
NOKIA CORPORATION | ||||||||||||||||||||||||
Security | 654902204 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NOK | Meeting Date | 08-May-2008 | |||||||||||||||||||||
ISIN | US6549022043 | Agenda | 932829825 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
02 | APPROVAL OF THE ANNUAL ACCOUNTS. | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF THE DISTRIBUTION OF THE PROFIT FOR THE YEAR, PAYMENT OF DIVIDEND. | Management | For | For | ||||||||||||||||||||
04 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS, AND THE PRESIDENT, FROM LIABILITY. | Management | For | For | ||||||||||||||||||||
05 | APPROVAL OF THE REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
06 | APPROVAL OF THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
07 | DIRECTOR | Management | ||||||||||||||||||||||
1 | GEORG EHRNROOTH | For | For | |||||||||||||||||||||
2 | LALITA D. GUPTE | For | For | |||||||||||||||||||||
3 | BENGT HOLMSTROM | For | For | |||||||||||||||||||||
4 | HENNING KAGERMANN | For | For | |||||||||||||||||||||
5 | OLLI-PEKKA KALLASVUO | For | For | |||||||||||||||||||||
6 | PER KARLSSON | For | For | |||||||||||||||||||||
7 | JORMA OLLILA | For | For | |||||||||||||||||||||
8 | MARJORIE SCARDINO | For | For | |||||||||||||||||||||
9 | RISTO SIILASMAA | For | For | |||||||||||||||||||||
10 | KEIJO SUILA | For | For | |||||||||||||||||||||
08 | APPROVAL OF THE AUDITOR REMUNERATION. | Management | For | For | ||||||||||||||||||||
09 | APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
10 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE NOKIA SHARES. | Management | For | For | ||||||||||||||||||||
11 | MARK THE "FOR" BOX IF YOU WISH TO INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 11. | Management | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
NORDIC AMERICAN TANKER SHIPPING LIMITED | ||||||||||||||||||||||||
Security | G65773106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NAT | Meeting Date | 23-Jun-2008 | |||||||||||||||||||||
ISIN | BMG657731060 | Agenda | 932915157 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | HERBJORN HANSSON | For | For | |||||||||||||||||||||
2 | TORBJORN GLADSO | For | For | |||||||||||||||||||||
3 | SIR DAVID GIBBONS | For | For | |||||||||||||||||||||
4 | ANDREAS OVE UGLAND | For | For | |||||||||||||||||||||
5 | ANDREW W. MARCH | For | For | |||||||||||||||||||||
6 | PAUL J. HOPKINS | For | For | |||||||||||||||||||||
7 | RICHARD VIETOR | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE AS AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
03 | PROPOSAL TO REDUCE THE COMPANY'S SHARE PREMIUM, WHICH IS THE AMOUNT OF OUR PAID UP SHARE CAPITAL THAT EXCEEDS THE AGGREGATE PAR VALUE OF OUR OUTSTANDING COMMON SHARES. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 13-Jun-2008 | 13-Jun-2008 |
NUCOR CORPORATION | ||||||||||||||||||||||||
Security | 670346105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NUE | Meeting Date | 09-May-2008 | |||||||||||||||||||||
ISIN | US6703461052 | Agenda | 932840211 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | PETER C. BROWNING | Withheld | Against | |||||||||||||||||||||
2 | V.F. HAYNES, PH.D. | Withheld | Against | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008 | Management | For | For | ||||||||||||||||||||
03 | APPROVE THE ANNUAL AND LONG-TERM SENIOR OFFICERS INCENTIVE COMPENSATION PLANS | Management | For | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
NVIDIA CORPORATION | |||||||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 19-Jun-2008 | ||||||||||||||||||||
ISIN | US67066G1040 | Agenda | 932905651 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | TO ELECT STEVEN CHU AS DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | TO ELECT HARVEY C. JONES AS DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | TO ELECT WILLIAM J. MILLER AS DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
2 | TO APPROVE AN AMENDMENT TO THE NVIDIA CORPORATION CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||||||||||||||
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS NVIDIA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 25, 2009. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 13-Jun-2008 | 13-Jun-2008 |
ONEOK, INC. | ||||||||||||||||||||||||
Security | 682680103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | OKE | Meeting Date | 15-May-2008 | |||||||||||||||||||||
ISIN | US6826801036 | Agenda | 932843166 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | JAMES C. DAY* | Withheld | Against | |||||||||||||||||||||
2 | DAVID L. KYLE* | Withheld | Against | |||||||||||||||||||||
3 | BERT H. MACKIE* | Withheld | Against | |||||||||||||||||||||
4 | JIM W. MOGG* | Withheld | Against | |||||||||||||||||||||
5 | MOLLIE B. WILLIFORD* | Withheld | Against | |||||||||||||||||||||
6 | JULIE H. EDWARDS** | Withheld | Against | |||||||||||||||||||||
02 | A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. CERTIFICATE OF INCORPORATION TO REDUCE THE MAXIMUM NUMBER OF DIRECTORS AND TO ELIMINATE UNNECESSARY AND OUTDATED PROVISIONS. | Management | For | For | ||||||||||||||||||||
03 | A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
04 | A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. EQUITY COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||||
05 | A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||||
06 | A PROPOSAL TO APPROVE THE ONEOK, INC. EMPLOYEE STOCK AWARD PROGRAM. | Management | For | For | ||||||||||||||||||||
07 | A PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF ONEOK, INC. | Management | For | For | ||||||||||||||||||||
08 | A SHAREHOLDER PROPOSAL RELATING TO A REPORT ON GREENHOUSE GAS EMISSIONS. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
OPTIONSXPRESS HOLDINGS, INC. | ||||||||||||||||||||||||
Security | 684010101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | OXPS | Meeting Date | 22-May-2008 | |||||||||||||||||||||
ISIN | US6840101017 | Agenda | 932871901 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | JAMES A. GRAY | Withheld | Against | |||||||||||||||||||||
2 | NED W. BENNETT | Withheld | Against | |||||||||||||||||||||
3 | STEVEN FRADKIN | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF 2008 EQUITY INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
ORACLE CORPORATION | ||||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 02-Nov-2007 | |||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 932772115 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JEFFREY O. HENLEY | For | For | |||||||||||||||||||||
2 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||||||
3 | DONALD L. LUCAS | For | For | |||||||||||||||||||||
4 | MICHAEL J. BOSKIN | For | For | |||||||||||||||||||||
5 | JACK F. KEMP | For | For | |||||||||||||||||||||
6 | JEFFREY S. BERG | For | For | |||||||||||||||||||||
7 | SAFRA A. CATZ | For | For | |||||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||||||
9 | H. RAYMOND BINGHAM | For | For | |||||||||||||||||||||
10 | CHARLES E. PHILLIPS, JR | For | For | |||||||||||||||||||||
11 | NAOMI O. SELIGMAN | For | For | |||||||||||||||||||||
02 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2008 EXECUTIVE BONUS PLAN. | Management | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2008. | Management | For | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL ON THE AMENDMENT TO THE CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON AN OPEN SOURCE REPORT. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 10500 | 0 | 02-Oct-2007 | 02-Oct-2007 |
PARKER-HANNIFIN CORPORATION | ||||||||||||||||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PH | Meeting Date | 24-Oct-2007 | |||||||||||||||||||||
ISIN | US7010941042 | Agenda | 932773674 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | LINDA S. HARTY | Withheld | Against | |||||||||||||||||||||
2 | CANDY M. OBOURN | Withheld | Against | |||||||||||||||||||||
3 | DONALD E. WASHKEWICZ | Withheld | Against | |||||||||||||||||||||
02 | A MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY08 | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 500 | 0 | 28-Sep-2007 | 28-Sep-2007 |
PARTNER COMMUNICATIONS COMPANY LTD. | |||||||||||||||||||||||
Security | 70211M109 | Meeting Type | Consent | ||||||||||||||||||||
Ticker Symbol | PTNR | Meeting Date | 15-Nov-2007 | ||||||||||||||||||||
ISIN | US70211M1099 | Agenda | 932782596 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | RE-APPOINTMENT OF KESSELMAN & KESSELMAN, AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. | Management | For | ||||||||||||||||||||
02 | NOTING THE AUDITOR'S REMUNERATION FOR THE YEAR ENDED DECEMBER 31, 2006 AS DETERMINED BY AUDIT COMMITTEE AND BY THE BOARD OF DIRECTORS AND APPROVING THE REPORT OF THE BOARD OF DIRECTORS WITH RESPECT TO THE REMUNERATION PAID TO THE AUDITOR AND ITS AFFILIATES FOR THE YEAR ENDED DECEMBER 31, 2006. | Management | For | ||||||||||||||||||||
03 | DISCUSSION AND APPROVAL OF THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2006 AND THE REPORT THE BOARD OF DIRECTORS FOR SUCH PERIOD. | Management | For | ||||||||||||||||||||
04 | RE-ELECTION OF THE FOLLOWING NINE DIRECTORS TO THE COMPANY'S BOARD OF DIRECTORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: FOK KIN-NING, CANNING; CHAN TING YU; CHOW WOO MO FONG, SUSAN; GALIL, UZIA; GISSIN, EREZ; LUI, DENNIS POK MAN; SHACHAR, PESACH; SHORER, AMIKAM; AND SIXT, FRANK JOHN AND APPROVAL OF THE COMPENSATION FOR ONE OF THEM, MR. GISSIN. NO CHANGE IS MADE TO THE PROVISIONS OF THE DIRECTORS' INDEMNIFICATION AND INSURANCE POLICIES. | Management | For | ||||||||||||||||||||
05 | APPROVAL OF A SPECIAL RETIREMENT BONUS FOR, AND PAYMENT FOR A NON-COMPETE UNDERTAKING FROM, MR. AMIKAM COHEN UPON LEAVING HIS POSITION AS THE COMPANY'S CEO. | Management | For | ||||||||||||||||||||
5A | PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO. | Management | Against | ||||||||||||||||||||
06 | APPROVAL AND RATIFICATION AS A "FRAMEWORK TRANSACTION" OF THE PURCHASE OF HANDSETS AND OTHER DEVICES UNDER THE HANDSET SUPPLY AGREEMENT WITH H3G PROCUREMENT SERVICES S.A.R.L., A SUBSIDIARY OF THE COMPANY'S CONTROLLING PARTY. | Management | For | ||||||||||||||||||||
6A | PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO. | Management | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 17500 | 0 | 19-Oct-2007 | 19-Oct-2007 |
PARTNER COMMUNICATIONS COMPANY LTD. | |||||||||||||||||||||||
Security | 70211M109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PTNR | Meeting Date | 25-Jun-2008 | ||||||||||||||||||||
ISIN | US70211M1099 | Agenda | 932922912 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RE-APPOINT KESSELMAN & KESSELMAN AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. | Management | For | For | |||||||||||||||||||
02 | TO NOTE THE AUDITOR'S REMUNERATION FOR THE YEAR ENDED DECEMBER 31, 2007, AS DETERMINED BY AUDIT COMMITTEE AND BY THE BOARD OF DIRECTORS AND TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS WITH RESPECT TO THE REMUNERATION PAID TO THE AUDITOR AND ITS AFFILIATES FOR THE YEAR ENDED DECEMBER 31, 2007. | Management | For | For | |||||||||||||||||||
03 | TO DISCUSS AND APPROVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007 AND THE REPORT OF THE BOARD OF DIRECTORS FOR SUCH PERIOD. | Management | For | For | |||||||||||||||||||
04 | TO RE-ELECT THE FOLLOWING NINE DIRECTORS TO THE COMPANY'S BOARD OF DIRECTORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: FOK KIN-NING CANNING; CHAN TING YU; CHOW WOO MO FONG SUSAN; GALIL UZIA; GISSIN EREZ; LUI DENNIS POK MAN; SHACHAR PESACH; SHORER AMIKAM; AND SIXT FRANK JOHN AND TO APPROVE THE COMPENSATION FOR TWO OF THEM, MR. GALIL AND MR. GISSIN. | Management | For | For | |||||||||||||||||||
05 | TO APPROVE A CHANGE TO THE REMUNERATION OF THE COMPANY'S EXTERNAL DIRECTORS (DAHATZIM). | Management | For | For | |||||||||||||||||||
06 | TO APPROVE THE AMENDED COMPANY'S 2004 SHARE OPTION PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 15000 | 0 | 13-Jun-2008 | 13-Jun-2008 |
PDL BIOPHARMA, INC. | |||||||||||||||||||||||
Security | 69329Y104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PDLI | Meeting Date | 28-May-2008 | ||||||||||||||||||||
ISIN | US69329Y1047 | Agenda | 932893313 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ELECTION OF DIRECTOR: L. PATRICK GAGE, PH.D. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 250 | 0 | 08-May-2008 | 08-May-2008 |
PEDIATRIX MEDICAL GROUP, INC. | ||||||||||||||||||||||||
Security | 705324101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PDX | Meeting Date | 01-Nov-2007 | |||||||||||||||||||||
ISIN | US7053241011 | Agenda | 932777139 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | CESAR L. ALVAREZ | For | For | |||||||||||||||||||||
2 | WALDEMAR A. CARLO, M.D. | For | For | |||||||||||||||||||||
3 | MICHAEL B. FERNANDEZ | For | For | |||||||||||||||||||||
4 | ROGER K. FREEMAN, M.D. | For | For | |||||||||||||||||||||
5 | PAUL G. GABOS | For | For | |||||||||||||||||||||
6 | P.J. GOLDSCHMIDT, M.D. | For | For | |||||||||||||||||||||
7 | ROGER J. MEDEL, M.D. | For | For | |||||||||||||||||||||
8 | MANUEL KADRE | For | For | |||||||||||||||||||||
9 | ENRIQUE J. SOSA, PH.D. | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 09-Oct-2007 | 09-Oct-2007 |
PEDIATRIX MEDICAL GROUP, INC. | ||||||||||||||||||||||||
Security | 705324101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PDX | Meeting Date | 23-May-2008 | |||||||||||||||||||||
ISIN | US7053241011 | Agenda | 932860441 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | CESAR L. ALVAREZ | For | For | |||||||||||||||||||||
2 | WALDEMAR A. CARLO, M.D. | For | For | |||||||||||||||||||||
3 | MICHAEL B. FERNANDEZ | For | For | |||||||||||||||||||||
4 | ROGER K. FREEMAN, M.D. | For | For | |||||||||||||||||||||
5 | PAUL G. GABOS | For | For | |||||||||||||||||||||
6 | P.J. GOLDSCHMIDT, M.D. | For | For | |||||||||||||||||||||
7 | ROGER J. MEDEL, M.D. | For | For | |||||||||||||||||||||
8 | MANUEL KADRE | For | For | |||||||||||||||||||||
9 | ENRIQUE J. SOSA, PH.D. | For | For | |||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE PEDIATRIX 2008 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 15-Apr-2008 | 15-Apr-2008 |
PENGROWTH ENERGY TRUST | |||||||||||||||||||||||
Security | 706902509 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||
Ticker Symbol | PGH | Meeting Date | 18-Jun-2008 | ||||||||||||||||||||
ISIN | CA7069025095 | Agenda | 932909166 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE ORDINARY RESOLUTION APPOINTING KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE TRUST AT A REMUNERATION TO BE DETERMINED BY THE BOARD OF DIRECTORS (THE "BOARD") OF PENGROWTH CORPORATION (THE "CORPORATION"); | Management | For | For | |||||||||||||||||||
02 | THE ORDINARY RESOLUTION ELECTING AS DIRECTORS OF THE CORPORATION THE NOMINEES SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE TRUST DATED MAY 9, 2008; | Management | For | For | |||||||||||||||||||
03 | THE EXTRAORDINARY RESOLUTION TO AUTHORIZE AN AMENDMENT TO THE AMENDED AND RESTATED TRUST INDENTURE OF THE TRUST DATED JUNE 11, 2007 (THE "TRUST INDENTURE"), TO INCREASE THE AGGREGATE NUMBER OF TRUST UNITS WHICH MAY BE AUTHORIZED AND ISSUED PURSUANT TO THE TRUST INDENTURE, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE A TO THE CIRCULAR; | Management | For | For | |||||||||||||||||||
04 | THE EXTRAORDINARY RESOLUTION TO AUTHORIZE AN AMENDMENT TO THE TRUST INDENTURE TO CREATE A CLASS OF SPECIAL TRUST UNITS TO FACILITATE MERGER TRANSACTIONS, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE B TO THE CIRCULAR; | Management | For | For | |||||||||||||||||||
05 | THE EXTRAORDINARY RESOLUTION TO AUTHORIZE AN AMENDMENT TO THE TRUST INDENTURE TO PERMIT REGISTERED UNITHOLDERS TO ELECT NOT TO RECEIVE PAPER COPIES OF UNITHOLDER COMMUNICATIONS, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE C TO THE CIRCULAR. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 20000 | 0 | 13-Jun-2008 | 13-Jun-2008 |
PEPSICO, INC. | |||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2008 | ||||||||||||||||||||
ISIN | US7134481081 | Agenda | 932832125 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: M.D. WHITE | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | |||||||||||||||||||
03 | SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING REPORT (PROXY STATEMENT P. 43) | Shareholder | Against | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 45) | Shareholder | Against | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - RIGHT TO WATER POLICY (PROXY STATEMENT P. 46) | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT (PROXY STATEMENT P. 48) | Shareholder | Against | For | |||||||||||||||||||
07 | SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 49) | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 4000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
PFIZER INC. | |||||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 24-Apr-2008 | ||||||||||||||||||||
ISIN | US7170811035 | Agenda | 932829940 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT N. BURT | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM R. HOWELL | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: DANA G. MEAD | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | |||||||||||||||||||
03 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | Shareholder | Against | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF CHAIRMAN AND CEO ROLES. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 40000 | 0 | 02-Apr-2008 | 02-Apr-2008 | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
PIMCO CORPORATE INCOME FUND | ||||||||||||||||||||||||
Security | 72200U100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PCN | Meeting Date | 02-Apr-2008 | |||||||||||||||||||||
ISIN | US72200U1007 | Agenda | 932820839 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | R. PETER SULLIVAN III | Withheld | Against | |||||||||||||||||||||
2 | JOHN C. MANEY | Withheld | Against | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||||||
Security | 73755L107 | Meeting Type | Annual and Special Meeting | |||||||||||||||||||||
Ticker Symbol | POT | Meeting Date | 08-May-2008 | |||||||||||||||||||||
ISIN | CA73755L1076 | Agenda | 932830739 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | W.J. DOYLE | For | For | |||||||||||||||||||||
2 | J.W. ESTEY | For | For | |||||||||||||||||||||
3 | W. FETZER III | For | For | |||||||||||||||||||||
4 | C.S. HOFFMAN | For | For | |||||||||||||||||||||
5 | D.J. HOWE | For | For | |||||||||||||||||||||
6 | A.D. LABERGE | For | For | |||||||||||||||||||||
7 | K.G. MARTELL | For | For | |||||||||||||||||||||
8 | J.J. MCCAIG | For | For | |||||||||||||||||||||
9 | M. MOGFORD | For | For | |||||||||||||||||||||
10 | P.J. SCHOENHALS | For | For | |||||||||||||||||||||
11 | E.R. STROMBERG | For | For | |||||||||||||||||||||
12 | E. VIYELLA DE PALIZA | For | For | |||||||||||||||||||||
02 | THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||||||||||||||||||
03 | THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | ||||||||||||||||||||
04 | THE SHAREHOLDER PROPOSAL (ATTACHED AS APPENDIX D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR). | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 1000 | 0 | 02-Apr-2008 | 02-Apr-2008 | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
PPL CORPORATION | ||||||||||||||||||||||||
Security | 69351T106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PPL | Meeting Date | 21-May-2008 | |||||||||||||||||||||
ISIN | US69351T1060 | Agenda | 932862433 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | FREDERICK M. BERNTHAL | Withheld | Against | |||||||||||||||||||||
2 | LOUISE K. GOESER | Withheld | Against | |||||||||||||||||||||
3 | KEITH H. WILLIAMSON | Withheld | Against | |||||||||||||||||||||
02 | COMPANY PROPOSAL TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
PRECISION CASTPARTS CORP. | ||||||||||||||||||||||||
Security | 740189105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PCP | Meeting Date | 14-Aug-2007 | |||||||||||||||||||||
ISIN | Agenda | 932748986 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | PETER R. BRIDENBAUGH | Withheld | Against | |||||||||||||||||||||
2 | STEVEN G. ROTHMEIER | Withheld | Against | |||||||||||||||||||||
3 | RICK SCHMIDT | Withheld | Against | |||||||||||||||||||||
4 | DANIEL J. MURPHY | Withheld | Against | |||||||||||||||||||||
02 | APPROVING THE EXECUTIVE PERFORMANCE INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1500 | 0 | 02-Jul-2007 | 02-Jul-2007 |
PRECISION CASTPARTS CORP. | ||||||||||||||||||||||||
Security | 740189105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PCP | Meeting Date | 12-Aug-2008 | |||||||||||||||||||||
ISIN | US7401891053 | Agenda | 932930630 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | DON R. GRABER | Withheld | Against | |||||||||||||||||||||
2 | LESTER L. LYLES | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF THE 2008 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENTS TO THE 2001 STOCK INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 30-Jun-2008 | 30-Jun-2008 |
PROVIDENT ENERGY TRUST | |||||||||||||||||||||||
Security | 74386K104 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||
Ticker Symbol | PVX | Meeting Date | 08-May-2008 | ||||||||||||||||||||
ISIN | CA74386K1049 | Agenda | 932855197 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO ELECT THE TEN DIRECTORS OF PROVIDENT ENERGY LTD. TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF UNITHOLDERS OR UNTIL THEIR SUCCESSORS ARE ELECTED OR APPOINTED. | Management | For | For | |||||||||||||||||||
02 | THE RESOLUTION APPOINTING PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE TRUST. | Management | For | For | |||||||||||||||||||
03 | THE RESOLUTION RE-APPOINTING COMPUTERSHARE TRUST COMPANY OF CANADA AS TRUSTEE OF THE TRUST. | Management | For | For | |||||||||||||||||||
04 | TO CONSIDER, IF DEEMED APPROPRIATE, TO PASS WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION APPROVING AN AMENDMENT TO THE TRUST'S TRUST UNIT OPTION PLAN, THE DETAILS OF WHICH ARE MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. | Management | For | For | |||||||||||||||||||
05 | TO CONSIDER, IF DEEMED APPROPRIATE, TO PASS WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION APPROVING AMENDMENTS TO THE TRUST INDENTURE GOVERNING THE TRUST, THE DETAILS OF WHICH ARE MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 20000 | 0 | 11-Apr-2008 | 11-Apr-2008 |
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DGX | Meeting Date | 16-May-2008 | |||||||||||||||||||||
ISIN | US74834L1008 | Agenda | 932863144 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | WILLIAM F. BUEHLER | Withheld | Against | |||||||||||||||||||||
2 | ROSANNE HAGGERTY | Withheld | Against | |||||||||||||||||||||
3 | D.C. STANZIONE, PH.D. | Withheld | Against | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 4000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
RAYTHEON COMPANY | |||||||||||||||||||||||
Security | 755111507 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RTN | Meeting Date | 29-May-2008 | ||||||||||||||||||||
ISIN | US7551115071 | Agenda | 932874969 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: BARBARA M. BARRETT | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN M. DEUTCH | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: RONALD L. SKATES | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shareholder | Against | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 29-Apr-2008 | 29-Apr-2008 |
RIO TINTO PLC | |||||||||||||||||||||||
Security | 767204100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RTP | Meeting Date | 17-Apr-2008 | ||||||||||||||||||||
ISIN | US7672041008 | Agenda | 932830652 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE FULL YEAR ENDED 31 DECEMBER 2007 | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE REMUNERATION REPORT | Management | For | For | |||||||||||||||||||
03 | ELECTION OF RICHARD EVANS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | ELECTION OF YVES FORTIER | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | ELECTION OF PAUL TELLIER | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
06 | RE-ELECTION OF THOMAS ALBANESE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | RE-ELECTION OF VIVIENNE COX | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
08 | RE-ELECTION OF RICHARD GOODMANSON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
09 | RE-ELECTION OF PAUL SKINNER | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
10 | RE-APPOINTMENT OF PWC LLP AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION | Management | For | For | |||||||||||||||||||
11 | APPROVAL OF THE USE OF E-COMMUNICATIONS FOR SHAREHOLDER MATERIALS | Management | For | For | |||||||||||||||||||
12 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | Management | For | For | |||||||||||||||||||
13 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | Management | For | For | |||||||||||||||||||
14 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | Management | For | For | |||||||||||||||||||
15 | DIRECTOR'S CONFLICTS OF INTERESTS- AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
16 | AMENDMENTS TO THE TERMS OF THE DLC DIVIDEND SHARES | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 500 | 0 | 31-Mar-2008 | 31-Mar-2008 |
ROHM AND HAAS COMPANY | |||||||||||||||||||||||
Security | 775371107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ROH | Meeting Date | 05-May-2008 | ||||||||||||||||||||
ISIN | US7753711073 | Agenda | 932838660 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTORS: W.J. AVERY | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTORS: R.L. GUPTA | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTORS: D.W. HAAS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTORS: T.W. HAAS | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTORS: R.L. KEYSER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTORS: R.J. MILLS | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTORS: S.O. MOOSE | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTORS: G.S. OMENN | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTORS: G.L. ROGERS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTORS: R.H. SCHMITZ | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTORS: G.M. WHITESIDES | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTORS: M.C. WHITTINGTON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS ROHM AND HAAS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 16000 | 0 | 31-Mar-2008 | 24-Apr-2008 |
ROWAN COMPANIES, INC. | |||||||||||||||||||||||
Security | 779382OIH | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Jun-2008 | |||||||||||||||||||||
ISIN | Agenda | 932889908 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: D.F. MCNEASE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: LORD MOYNIHAN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: R.G. CROYLE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | THE RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 13-May-2008 | 13-May-2008 |
RYDEX SERIES FUNDS | ||||||||||||||||||||||||
Security | 78356A434 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | RYIHX | Meeting Date | 12-Feb-2008 | |||||||||||||||||||||
ISIN | US78356A4343 | Agenda | 932770945 - Opposition | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | THE APPROVAL OF A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN RYDEX SERIES FUNDS AND PADCO ADVISORS, INC.* | Management | For | * | ||||||||||||||||||||
*Management Position Unknown | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 9155 | 0 | 04-Jan-2008 | 04-Jan-2008 |
SAN JUAN BASIN ROYALTY TRUST | |||||||||||||||||||||||
Security | 798241105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | SJT | Meeting Date | 12-Dec-2007 | ||||||||||||||||||||
ISIN | US7982411057 | Agenda | 932788637 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | AMENDMENT TO THE INDENTURE REGARDING A DIRECT REGISTRATION SYSTEM. | Management | For | For | |||||||||||||||||||
02 | AMENDMENT TO THE INDENTURE REGARDING ASSET SALES. | Management | For | For | |||||||||||||||||||
03 | AMENDMENT TO THE INDENTURE REGARDING ELECTRONIC VOTING. | Management | For | For | |||||||||||||||||||
04 | AMENDMENT TO THE INDENTURE REGARDING INVESTMENTS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 21-Nov-2007 | 21-Nov-2007 |
SASOL LIMITED | |||||||||||||||||||||||
Security | 803866300 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SSL | Meeting Date | 30-Nov-2007 | ||||||||||||||||||||
ISIN | US8038663006 | Agenda | 932787798 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE AND CONSIDER THE ANNUAL FINANCIAL STATEMENTS OF THE COMPANY AND OF THE GROUP | Management | For | ||||||||||||||||||||
2A | RE-ELECT E LE R BRADLEY AS A DIRECTOR, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
2B | RE-ELECT V N FAKUDE AS A DIRECTOR, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
2C | RE-ELECT A JAIN AS A DIRECTOR, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
2D | RE-ELECT I N MKHIZE AS A DIRECTOR, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
2E | RE-ELECT S MONTSI AS A DIRECTOR, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03 | RE-ELECT T A WIXLEY AS A DIRECTOR, RETIRING IN TERMS OF ARTICLE 75(H) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | TO RE-APPOINT THE AUDITORS, KPMG INC. | Management | For | ||||||||||||||||||||
5S1 | TO REPLACE THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY WITH THE ENGLISH LANGUAGE TRANSLATION | Management | For | ||||||||||||||||||||
6S2 | TO INSERT A NEW ARTICLE TO ALLOW THE COMPANY TO COMMUNICATE WITH SHAREHOLDERS BY WAY OF ELECTRONIC MEDIA, TO ALLOW FOR ELECTRONIC PROXIES AND TO RETAIN DOCUMENTS BY WAY OF ELECTRONIC MEANS | Management | For | ||||||||||||||||||||
7S3 | TO AUTHORISE THE DIRECTORS TO APPROVE THE PURCHASE BY THE COMPANY, OR BY ANY OF ITS SUBSIDIARIES | Management | For | ||||||||||||||||||||
8O1 | TO APPROVE THE REVISED ANNUAL EMOLUMENTS PAYABLE BY THE COMPANY TO NON-EXECUTIVE DIRECTORS OF THE COMPANY AND ANY OF ITS SUBSIDIARIES WITH EFFECT FROM 1 JULY 2007 | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 21-Nov-2007 | 21-Nov-2007 |
SASOL LIMITED | |||||||||||||||||||||||
Security | 803866300 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SSL | Meeting Date | 16-May-2008 | ||||||||||||||||||||
ISIN | US8038663006 | Agenda | 932887928 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
S1 | SPECIAL RESOLUTION NUMBER 1 - AMENDMENT OF ARTICLES OF ASSOCIATION | Management | For | ||||||||||||||||||||
S2 | SPECIAL RESOLUTION NUMBER 2 - CREATION OF SASOL PREFERRED ORDINARY SHARES | Management | For | ||||||||||||||||||||
S3 | SPECIAL RESOLUTION NUMBER 3 - CREATION OF SASOL BEE ORDINARY SHARES | Management | For | ||||||||||||||||||||
S4 | SPECIAL RESOLUTION NUMBER 4 - AMENDMENT OF THE CAPITAL CLAUSE IN THE COMPANY'S MEMORANDUM | Management | For | ||||||||||||||||||||
O5 | ORDINARY RESOLUTION NUMBER 1 - PLACING OF ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO THE TRUSTEES OF THE SASOL INZALO MANAGEMENT TRUST | Management | For | ||||||||||||||||||||
S6 | SPECIAL RESOLUTION NUMBER 5 - ISSUE OF ORDINARY SHARES AT A PRICE LOWER THAN THE STATED CAPITAL DIVIDED BY THE NUMBER OF ORDINARY SHARES IN ISSUE TO THE SASOL INZALO MANAGEMENT TRUST | Management | For | ||||||||||||||||||||
S7 | SPECIAL RESOLUTION NUMBER 6 - ISSUE OF ORDINARY SHARES TO SASOL INZALO MANAGEMENT TRUST OF WHICH KANDIMATHIE CHRISTINE RAMON MAY BE A BENEFICIARY | Management | For | ||||||||||||||||||||
S8 | SPECIAL RESOLUTION NUMBER 7 - ISSUE OF ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST OF WHICH ANTHONY MADIMETJA MOKABA MAY BE BENEFICIARY | Management | For | ||||||||||||||||||||
S9 | SPECIAL RESOLUTION NUMBER 8 - ISSUE OF ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST OF WHICH VICTORIA NOLITHA FAKUDE MAY BE A BENEFICIARY | Management | For | ||||||||||||||||||||
S10 | SPECIAL RESOLUTION NUMBER 9 - ISSUE OF ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST IN WHICH BLACK MANAGERS, OTHER THAN BLACK EXECUTIVE DIRECTORS, MAY BE BENEFICIARIES | Management | For | ||||||||||||||||||||
S11 | SPECIAL RESOLUTION NUMBER 10 - ISSUE OF ORDINARY SHARES TO THE SASOL INZALO MANAGEMENT TRUST IN WHICH IN FUTURE BLACK MANAGERS WHO MAY BE EMPLOYED BY A MEMBER OF THE SASOL GROUP MAY BE BENEFICIARIES | Management | For | ||||||||||||||||||||
S12 | SPECIAL RESOLUTION NUMBER 11 - FUTURE REPURCHASE OF ORDINARY SHARES FROM THE TRUSTEES OF THE SASOL INZALO MANAGEMENT TRUST | Management | For | ||||||||||||||||||||
O13 | ORDINARY RESOLUTION NUMBER 2 - PLACING OF ORDINARY SHARES UNDER THE CONTROL OF DIRECTORS TO BE ALLOTTED AND ISSUED TO THE TRUSTEES OF THE SASOL INZALO EMPLOYEE TRUST | Management | For | ||||||||||||||||||||
S14 | SPECIAL RESOLUTION NUMBER 12 - ISSUE OF ORDINARY SHARES AT A PRICE LOWER THAN THE STATED CAPITAL DIVIDED BY THE NUMBER OF ORDINARY SHARES IN ISSUE TO THE TRUSTEES OF THE SASOL INZALO EMPLOYEE TRUST | Management | For | ||||||||||||||||||||
S15 | SPECIAL RESOLUTION NUMBER 13 - ISSUE OF ORDINARY SHARES TO THE TRUSTEES OF THE SASOL INZALO EMPLOYEE TRUST IN WHICH MANAGERS WHO ARE EMPLOYED BY A MEMBER OF SASOL GROUP MAY BE BENEFICIARIES | Management | For | ||||||||||||||||||||
S16 | SPECIAL RESOLUTION NUMBER 14 - ISSUE OF ORDINARY SHARES TO THE TRUSTEES OF THE SASOL INZALO EMPLOYEE TRUST IN WHICH IN FUTURE MANAGERS WHO WILL BE EMPLOYED BY A MEMBER OF THE SASOL GROUP MAY BE BENEFICIARIES | Management | For | ||||||||||||||||||||
S17 | SPECIAL RESOLUTION NUMBER 15 - FUTURE PURCHASE OF ORDINARY SHARES FROM THE TRUSTEES OF THE SASOL INZALO MANAGEMENT TRUST | Management | For | ||||||||||||||||||||
O18 | ORDINARY RESOLUTION NUMBER 3 - PLACING OF ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO THE TRUSTEES OF THE SASOL INZALO FOUNDATION ("FOUNDATION") | Management | For | ||||||||||||||||||||
S19 | SPECIAL RESOLUTION NUMBER 16 - ISSUE ORDINARY SHARES AT A PRICE LOWER THAN THE STATED CAPITAL DIVIDED BY THE NUMBER OF ORDINARY SHARES IN ISSUE OF THE TRUSTEE OF THE FOUNDATION | Management | For | ||||||||||||||||||||
S20 | SPECIAL RESOLUTION NUMBER 17 - FUTURE REPURCHASE OF ORDINARY SHARES FROM THE TRUSTEES OF THE FOUNDATION | Management | For | ||||||||||||||||||||
O21 | ORDINARY RESOLUTION NUMBER 4 - PLACING OF SASOL PREFERRED ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO SASOL INZALO GROUPS FUNDING (PROPRIETARY) LIMITED | Management | For | ||||||||||||||||||||
S22 | SPECIAL RESOLUTION NUMBER 18 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT TO SASOL INZALO GROUPS FUNDING (PROPRIETARY) LIMITED | Management | For | ||||||||||||||||||||
S23 | SPECIAL RESOLUTION NUMBER 19 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE SASOL INZALO GROUPS FACILITATION TRUST | Management | For | ||||||||||||||||||||
O24 | ORDINARY RESOLUTION NUMBER 5 - PLACING OF SASOL BEE ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO THE DIRECTORS OF THE COMPANY | Management | For | ||||||||||||||||||||
S25 | SPECIAL RESOLUTION NUMBER 20 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE SASOL INZALO PUBLIC FACILITATION TRUST | Management | For | ||||||||||||||||||||
O26 | ORDINARY RESOLUTION NUMBER 6 - PLACING OF SASOL PREFERRED ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS TO BE ALLOTTED AND ISSUED TO SASOL INZALO PUBLIC FUNDING (PROPRIETARY) LIMITED ("PUBLIC FUNDCO") | Management | For | ||||||||||||||||||||
S27 | SPECIAL RESOLUTION NUMBER 21 - PROVISION OF FUNDING AND/OR THE FURNISHING OF THE SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH MANDLA SIZWE VULINDLELA GANTSHO MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S28 | SPECIAL RESOLUTION NUMBER 22 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH SAM MONTSI MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S29 | SPECIAL RESOLUTION NUMBER 23 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH THEMBALIHLE HIXONIA NYASULU MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S30 | SPECIAL RESOLUTION NUMBER 24 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH ANTHONY MADIMETJA MOKABA MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S31 | SPECIAL RESOLUTION NUMBER 25 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH VICTORIA NOLITHA FAKUDE MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S32 | SPECIAL RESOLUTION NUMBER 26 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH KANDIMATHIE CHRISTINE RAMON MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S33 | SPECIAL RESOLUTION NUMBER 27 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH IMOGEN NONHLANHLA MIKHIZE MAY BE INDIRECTLY INTERESTED | Management | |||||||||||||||||||||
S34 | SPECIAL RESOLUTION NUMBER 28 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH A BLACK MANAGER EMPLOYED BY A MEMBER OF THE SASOL GROUP MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S35 | SPECIAL RESOLUTION NUMBER 29 - PROVISION OF FUNDING AND/OR THE FURNISHING OF SECURITY BY THE COMPANY TO PUBLIC FUNDCO IN WHICH A BLACK MANAGER EMPLOYED BY A MEMBER OF A SASOL GROUP (OTHER THAN THOSE REFERRED TO IN SPECIAL RESOLUTION NUMBER 28 CONTAINED IN THE NOTICE OF GENERAL MEETING) MAY BE INDIRECTLY INTERESTED | Management | For | ||||||||||||||||||||
S36 | SPECIAL RESOLUTION NUMBER 30 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT TO PUBLIC FUNDCO | Management | For | ||||||||||||||||||||
O37 | ORDINARY RESOLUTION NUMBER 7 - AUTHORITY TO GIVE EFFECT TO ALL RESOLUTIONS | Management | For | ||||||||||||||||||||
S38 | SPECIAL RESOLUTION NUMBER 31 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE SASOL INZALO MANAGEMENT TRUST | Management | For | ||||||||||||||||||||
S39 | SPECIAL RESOLUTION NUMBER 32 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT OF TRUSTEES OF THE SASOL INZALO EMPLOYEES TRUST | Management | For | ||||||||||||||||||||
S40 | SPECIAL RESOLUTION NUMBER 33 - PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 38(2A) OF THE COMPANIES ACT TO THE TRUSTEES OF THE SASOL INZALO FOUNDATION | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 250 | 0 | 08-May-2008 | 08-May-2008 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||
Security | 806857OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932819052 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | P. CAMUS | For | For | |||||||||||||||||||||
2 | J.S. GORELICK | For | For | |||||||||||||||||||||
3 | A. GOULD | For | For | |||||||||||||||||||||
4 | T. ISAAC | For | For | |||||||||||||||||||||
5 | N. KUDRYAVTSEV | For | For | |||||||||||||||||||||
6 | A. LAJOUS | For | For | |||||||||||||||||||||
7 | M.E. MARKS | For | For | |||||||||||||||||||||
8 | D. PRIMAT | For | For | |||||||||||||||||||||
9 | L.R. REIF | For | For | |||||||||||||||||||||
10 | T.I. SANDVOLD | For | For | |||||||||||||||||||||
11 | N. SEYDOUX | For | For | |||||||||||||||||||||
12 | L.G. STUNTZ | For | For | |||||||||||||||||||||
02 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2008 STOCK INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
04 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
SCIELE PHARMA, INC. | ||||||||||||||||||||||||
Security | 808627103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SCRX | Meeting Date | 25-Apr-2008 | |||||||||||||||||||||
ISIN | US8086271033 | Agenda | 932830563 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | PIERRE LAPALME | Withheld | Against | |||||||||||||||||||||
2 | WILLIAM J. ROBINSON | Withheld | Against | |||||||||||||||||||||
3 | PATRICK J. ZENNER | Withheld | Against | |||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 6500 | 0 | 02-Apr-2008 | 02-Apr-2008 |
SEAGATE TECHNOLOGY | |||||||||||||||||||||||
Security | G7945J104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | STX | Meeting Date | 25-Oct-2007 | ||||||||||||||||||||
ISIN | KYG7945J1040 | Agenda | 932774765 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECT FRANK J. BIONDI, JR. AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1B | ELECT WILLIAM W. BRADLEY AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1C | ELECT JAMES A. DAVIDSON AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1D | ELECT DONALD E. KIERNAN AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1E | ELECT STEPHEN J. LUCZO AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1F | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1G | ELECT LYDIA M. MARSHALL AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1H | ELECT C.S. PARK AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1I | ELECT GREGORIO REYES AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1J | ELECT JOHN W. THOMPSON AS A DIRECTOR | Management | For | For | |||||||||||||||||||
1K | ELECT WILLIAM D. WATKINS AS A DIRECTOR | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO APPROVE AMENDMENTS TO SEAGATE TECHNOLOGY'S 2004 STOCK COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JUNE 27, 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 500 | 0 | 28-Sep-2007 | 28-Sep-2007 |
SEALED AIR CORPORATION | |||||||||||||||||||||||
Security | 81211K100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SEE | Meeting Date | 20-May-2008 | ||||||||||||||||||||
ISIN | US81211K1007 | Agenda | 932860340 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ELECTION OF HANK BROWN AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
02 | ELECTION OF MICHAEL CHU AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
03 | ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
04 | ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
05 | ELECTION OF CHARLES F. FARRELL, JR. AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
06 | ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
07 | ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
08 | ELECTION OF KENNETH P. MANNING AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
09 | ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
10 | APPROVAL OF THE AMENDED 2005 CONTINGENT STOCK PLAN OF SEALED AIR CORPORATION. | Management | For | For | |||||||||||||||||||
11 | APPROVAL OF THE AMENDED PERFORMANCE-BASED COMPENSATION PROGRAM OF SEALED AIR CORPORATION. | Management | For | For | |||||||||||||||||||
12 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 25000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
SMITH INTERNATIONAL, INC. | ||||||||||||||||||||||||
Security | 832110OIH | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2008 | ||||||||||||||||||||||
ISIN | Agenda | 932865124 - Management | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | LOREN K. CARROLL | Withheld | Against | |||||||||||||||||||||
2 | DOD A. FRASER | Withheld | Against | |||||||||||||||||||||
02 | APPROVAL OF THIRD AMENDED AND RESTATED 1989 LONG-TERM INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION | Management | For | For | ||||||||||||||||||||
04 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 25-Apr-2008 | 25-Apr-2008 |
SOUTHERN COPPER CORPORATION | ||||||||||||||||||||||||
Security | 84265V105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PCU | Meeting Date | 28-May-2008 | |||||||||||||||||||||
ISIN | US84265V1052 | Agenda | 932898351 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | G. LARREA MOTA-VELASCO | For | For | |||||||||||||||||||||
2 | OSCAR GONZALEZ ROCHA | For | For | |||||||||||||||||||||
3 | EMILIO CARRILLO GAMBOA | For | For | |||||||||||||||||||||
4 | ALFREDO CASAR PEREZ | For | For | |||||||||||||||||||||
5 | A. DE LA PARRA ZAVALA | For | For | |||||||||||||||||||||
6 | X.G. DE QUEVEDO TOPETE | For | For | |||||||||||||||||||||
7 | HAROLD S. HANDELSMAN | For | For | |||||||||||||||||||||
8 | G. LARREA MOTA-VELASCO | For | For | |||||||||||||||||||||
9 | D. MUNIZ QUINTANILLA | For | For | |||||||||||||||||||||
10 | ARMANDO ORTEGA GOMEZ | For | For | |||||||||||||||||||||
11 | L.M. PALOMINO BONILLA | For | For | |||||||||||||||||||||
12 | G.P. CIFUENTES | For | For | |||||||||||||||||||||
13 | JUAN REBOLLEDO GOUT | For | For | |||||||||||||||||||||
14 | CARLOS RUIZ SACRISTAN | For | For | |||||||||||||||||||||
02 | APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WHICH WE ARE AUTHORIZED TO ISSUE FROM 320,000,000 SHARES TO 2,000,000,000 SHARES. | Management | For | For | ||||||||||||||||||||
03 | RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS S.C. AS INDEPENDENT ACCOUNTANTS FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 13-May-2008 | 13-May-2008 |
STERICYCLE, INC. | ||||||||||||||||||||||||
Security | 858912108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SRCL | Meeting Date | 29-May-2008 | |||||||||||||||||||||
ISIN | US8589121081 | Agenda | 932853763 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JACK W. SCHULER | For | For | |||||||||||||||||||||
2 | MARK C. MILLER | For | For | |||||||||||||||||||||
3 | THOMAS D. BROWN | For | For | |||||||||||||||||||||
4 | ROD F. DAMMEYER | For | For | |||||||||||||||||||||
5 | WILLIAM K. HALL | For | For | |||||||||||||||||||||
6 | JONATHAN T. LORD, M.D. | For | For | |||||||||||||||||||||
7 | JOHN PATIENCE | For | For | |||||||||||||||||||||
8 | THOMAS R. REUSCHE | For | For | |||||||||||||||||||||
9 | RONALD G. SPAETH | For | For | |||||||||||||||||||||
02 | APPROVAL OF PROPOSAL TO THE COMPANY'S 2008 INCENTIVE STOCK PLAN. | Management | For | For | ||||||||||||||||||||
03 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
SUNCOR ENERGY INC. | ||||||||||||||||||||||||
Security | 867229106 | Meeting Type | Annual and Special Meeting | |||||||||||||||||||||
Ticker Symbol | SU | Meeting Date | 24-Apr-2008 | |||||||||||||||||||||
ISIN | CA8672291066 | Agenda | 932826615 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | MEL E. BENSON | For | For | |||||||||||||||||||||
2 | BRIAN A. CANFIELD | For | For | |||||||||||||||||||||
3 | BRYAN P. DAVIES | For | For | |||||||||||||||||||||
4 | BRIAN A. FELESKY | For | For | |||||||||||||||||||||
5 | JOHN T. FERGUSON | For | For | |||||||||||||||||||||
6 | W. DOUGLAS FORD | For | For | |||||||||||||||||||||
7 | RICHARD L. GEORGE | For | For | |||||||||||||||||||||
8 | JOHN R. HUFF | For | For | |||||||||||||||||||||
9 | M. ANN MCCAIG | For | For | |||||||||||||||||||||
10 | MICHAEL W. O'BRIEN | For | For | |||||||||||||||||||||
11 | EIRA M. THOMAS | For | For | |||||||||||||||||||||
02 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR. | Management | For | For | ||||||||||||||||||||
03 | AMENDMENT AND RESTATEMENT OF SHAREHOLDERS RIGHTS PLAN. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | ||||||||||||||||||||
04 | AMENDMENT OF ARTICLES: TWO FOR ONE DIVISION OF COMMON SHARES. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2050 | 0 | 02-Apr-2008 | 02-Apr-2008 |
SYNGENTA AG | |||||||||||||||||||||||
Security | 87160A100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYT | Meeting Date | 22-Apr-2008 | ||||||||||||||||||||
ISIN | US87160A1007 | Agenda | 932833038 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS, COMPENSATION REPORT AND GROUP CONSOLIDATED FINANCIAL STATEMENT | Management | For | For | |||||||||||||||||||
02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |||||||||||||||||||
03 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF REPURCHASED SHARES | Management | For | For | |||||||||||||||||||
04 | APPROPRIATION OF BALANCE SHEET PROFIT 2007 AND DIVIDEND DECISION | Management | For | For | |||||||||||||||||||
05 | APPROVAL OF A SHARE REPURCHASE PROGRAM | Management | For | For | |||||||||||||||||||
6A | RE-ELECTION OF DIRECTOR: MARTIN TAYLOR (FOR A THREE YEAR TERM OF OFFICE) | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
6B | RE-ELECTION OF DIRECTOR: PETER THOMPSON (FOR A THREE YEAR TERM OF OFFICE) | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
6C | RE-ELECTION OF DIRECTOR: ROLF WATTER (FOR A THREE YEAR TERM OF OFFICE) | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
6D | RE-ELECTION OF DIRECTOR: FELIX A. WEBER (FOR A THREE YEAR TERM OF OFFICE) | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
6E | ELECTION OF DIRECTOR: MICHAEL MACK (FOR A TWO YEAR TERM OF OFFICE) | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | ELECTION OF ERNST & YOUNG AG AS AUDITORS OF SYNGENTA AG FOR THE BUSINESS YEAR 2008 | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 1000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
SYSCO CORPORATION | |||||||||||||||||||||||
Security | 871829107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYY | Meeting Date | 09-Nov-2007 | ||||||||||||||||||||
ISIN | US8718291078 | Agenda | 932773600 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | TO ELECT DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF STOCKHOLDERS IN 2010: JOHN M. CASSADAY | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | TO ELECT DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF STOCKHOLDERS IN 2010: MANUEL A. FERNANDEZ | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | TO ELECT DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF STOCKHOLDERS IN 2010: JACKIE M. WARD | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | TO APPROVE THE 2007 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE AMENDED AND RESTATED SYSCO CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN TO (A) RESERVE 6,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER SUCH PLAN AND (B) PROVIDE THAT, WITH RESPECT TO SYSCO'S FOREIGN SUBSIDIARIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 02-Oct-2007 | 02-Oct-2007 |
TENARIS, S.A. | |||||||||||||||||||||||
Security | 88031M109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TS | Meeting Date | 04-Jun-2008 | ||||||||||||||||||||
ISIN | US88031M1099 | Agenda | 932898767 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007, 2006 AND 2005. | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2007. | Management | For | For | |||||||||||||||||||
03 | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT. | Management | For | For | |||||||||||||||||||
04 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | ||||||||||||||||||||
05 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | ||||||||||||||||||||
06 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | ||||||||||||||||||||
07 | AUTHORIZATION TO BOARD OF DIRECTORS TO CAUSE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING. | Management | For | ||||||||||||||||||||
08 | APPOINTMENT OF INDEPENDENT AUDITORS AND APPROVAL OF THEIR FEES. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 13-May-2008 | 13-May-2008 |
TERRA INDUSTRIES INC. | ||||||||||||||||||||||||
Security | 880915103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TRA | Meeting Date | 06-May-2008 | |||||||||||||||||||||
ISIN | US8809151033 | Agenda | 932826172 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | MICHAEL L. BENNETT | Withheld | Against | |||||||||||||||||||||
2 | PETER S. JANSON | Withheld | Against | |||||||||||||||||||||
3 | JAMES R. KRONER | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS FOR 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
THE COCA-COLA COMPANY | |||||||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 16-Apr-2008 | ||||||||||||||||||||
ISIN | US1912161007 | Agenda | 932820067 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE COCA-COLA COMPANY 2008 STOCK OPTION PLAN | Management | For | For | |||||||||||||||||||
04 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
05 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 17000 | 0 | 31-Mar-2008 | 31-Mar-2008 |
THE DOW CHEMICAL COMPANY | ||||||||||||||||||||||||
Security | 260543103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | DOW | Meeting Date | 15-May-2008 | |||||||||||||||||||||
ISIN | US2605431038 | Agenda | 932843154 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | ARNOLD A. ALLEMANG | For | For | |||||||||||||||||||||
2 | JACQUELINE K. BARTON | For | For | |||||||||||||||||||||
3 | JAMES A. BELL | For | For | |||||||||||||||||||||
4 | JEFF M. FETTIG | For | For | |||||||||||||||||||||
5 | BARBARA H. FRANKLIN | For | For | |||||||||||||||||||||
6 | JOHN B. HESS | For | For | |||||||||||||||||||||
7 | ANDREW N. LIVERIS | For | For | |||||||||||||||||||||
8 | GEOFFERY E. MERSZEI | For | For | |||||||||||||||||||||
9 | DENNIS H. REILLEY | For | For | |||||||||||||||||||||
10 | JAMES M. RINGLER | For | For | |||||||||||||||||||||
11 | RUTH G. SHAW | For | For | |||||||||||||||||||||
12 | PAUL G. STERN | For | For | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
03 | STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS TO RESPIRATORY PROBLEMS. | Shareholder | Against | For | ||||||||||||||||||||
04 | STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION IN THE MIDLAND AREA. | Shareholder | Against | For | ||||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED SEED. | Shareholder | Against | For | ||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ON A COMPENSATION PLAN. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 5000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
THE HOME DEPOT, INC. | |||||||||||||||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HD | Meeting Date | 22-May-2008 | ||||||||||||||||||||
ISIN | US4370761029 | Agenda | 932855832 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: BRIAN C. CORNELL | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | |||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2009 | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE MATERIAL TERMS OF OFFICER PERFORMANCE GOALS UNDER THE MANAGEMENT INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF RESERVED SHARES | Management | For | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
07 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT DISCLOSURE | Shareholder | Against | For | |||||||||||||||||||
08 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
09 | SHAREHOLDER PROPOSAL REGARDING PAY-FOR- SUPERIOR PERFORMANCE | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 30000 | 0 | 20-May-2008 | 20-May-2008 |
THE KROGER CO. | |||||||||||||||||||||||
Security | 501044101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KR | Meeting Date | 26-Jun-2008 | ||||||||||||||||||||
ISIN | US5010441013 | Agenda | 932904205 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN J. KROPF | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN T. LAMACCHIA | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID B. LEWIS | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DON W. MCGEORGE | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: CLYDE R. MOORE | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: JAMES A. RUNDE | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF 2008 LONG-TERM INCENTIVE AND CASH BONUS PLAN. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | Management | For | For | |||||||||||||||||||
04 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND PREPARATION OF CLIMATE CHANGE REPORT. | Shareholder | Against | For | |||||||||||||||||||
05 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND PURCHASING PREFERENCE FOR SUPPLIERS USING CONTROLLED-ATMOSPHERE KILLING OF CHICKENS. | Shareholder | Against | For | |||||||||||||||||||
06 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND PHASE OUT OF SALE OF EGGS FROM HENS CONFINED IN BATTERY CAGES. | Shareholder | Against | For | |||||||||||||||||||
07 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND PREPARATION OF PRODUCT TOXICITY REPORT. | Shareholder | Against | For | |||||||||||||||||||
08 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND ADOPTION OF PROPOSED COMPENSATION PRINCIPLES FOR SENIOR EXECUTIVES. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 32000 | 0 | 20-May-2008 | 20-May-2008 |
THE MANITOWOC COMPANY, INC. | ||||||||||||||||||||||||
Security | 563571108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MTW | Meeting Date | 06-May-2008 | |||||||||||||||||||||
ISIN | US5635711089 | Agenda | 932832086 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | DEAN H. ANDERSON | Withheld | Against | |||||||||||||||||||||
2 | KEITH D. NOSBUSCH | Withheld | Against | |||||||||||||||||||||
3 | GLEN E. TELLOCK | Withheld | Against | |||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2007 | |||||||||||||||||||||
ISIN | US7427181091 | Agenda | 932766011 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
1 | RAJAT K. GUPTA | Withheld | Against | |||||||||||||||||||||
2 | A.G. LAFLEY | Withheld | Against | |||||||||||||||||||||
3 | LYNN M. MARTIN | Withheld | Against | |||||||||||||||||||||
4 | JOHNATHAN A. RODGERS | Withheld | Against | |||||||||||||||||||||
5 | JOHN F. SMITH, JR. | Withheld | Against | |||||||||||||||||||||
6 | RALPH SNYDERMAN, M.D. | Withheld | Against | |||||||||||||||||||||
7 | MARGARET C. WHITMAN | Withheld | Against | |||||||||||||||||||||
02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
03 | SHAREHOLDER PROPOSAL #1 - AWARD NO FUTURE STOCK OPTIONS | Shareholder | Against | For | ||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL #2 - REPORT ON COMPANY POLICIES AND ACTIVITIES | Shareholder | Against | For | ||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 03-Oct-2007 | 03-Oct-2007 | |||||||||||||||||||
1028784994 | 3S7 | 18000 | 0 | 03-Oct-2007 | 03-Oct-2007 |
THE TAIWAN FUND, INC. | ||||||||||||||||||||||||
Security | 874036106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TWN | Meeting Date | 21-Jan-2008 | |||||||||||||||||||||
ISIN | US8740361063 | Agenda | 932797838 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | HARVEY CHANG | For | For | |||||||||||||||||||||
2 | BENNY T. HU | For | For | |||||||||||||||||||||
3 | MICHAEL F. HOLLAND | For | For | |||||||||||||||||||||
4 | CHRISTINA LIU | For | For | |||||||||||||||||||||
5 | JOE O. ROGERS | For | For | |||||||||||||||||||||
6 | BING SHEN | For | For | |||||||||||||||||||||
7 | M.C. CANAVAN, JR. | For | For | |||||||||||||||||||||
8 | ANTHONY KAI YIU LO | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 5000 | 0 | 18-Dec-2007 | 18-Dec-2007 |
TRANSOCEAN INC | |||||||||||||||||||||||
Security | G90073100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RIG | Meeting Date | 16-May-2008 | ||||||||||||||||||||
ISIN | KYG900731004 | Agenda | 932847188 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: JON A. MARSHALL | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT E. ROSE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: IAN C. STRACHAN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
TRANSOCEAN INC. | |||||||||||||||||||||||
Security | G90078OIH | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Nov-2007 | |||||||||||||||||||||
ISIN | Agenda | 932778636 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE SCHEME OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX G, WHICH PROVIDES FOR THE RECLASSIFICATION OF OUR ORDINARY SHARES. | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE ISSUANCE OF OUR ORDINARY SHARES TO SHAREHOLDERS OF GLOBALSANTAFE CORPORATION IN THE MERGER UNDER THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX A. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR MEMORANDUM AND ARTICLES OF ASSOCIATION TO, AMONG OTHER THINGS, INCREASE THE MAXIMUM NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS OF TRANSOCEAN INC. FROM 13 TO 14, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 4000 | 0 | 09-Oct-2007 | 09-Oct-2007 |
TWEEDY, BROWNE FUND INC. | ||||||||||||||||||||||||
Security | 901165100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TBGVX | Meeting Date | 04-Apr-2008 | |||||||||||||||||||||
ISIN | US9011651000 | Agenda | 932815775 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | PAUL F. BALSER | For | For | |||||||||||||||||||||
2 | BRUCE A. BEAL | For | For | |||||||||||||||||||||
3 | JOHN C. HOVER II | For | For | |||||||||||||||||||||
4 | RICHARD B. SALOMON | For | For | |||||||||||||||||||||
5 | CHRISTOPHER H. BROWNE | For | For | |||||||||||||||||||||
6 | THOMAS H. SHRAGER | For | For | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028786929 | 3S7 | 19958 | 0 | 18-Mar-2008 | 18-Mar-2008 |
U.S. BANCORP | |||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 15-Apr-2008 | ||||||||||||||||||||
ISIN | US9029733048 | Agenda | 932820310 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2009: DOUGLAS M. BAKER, JR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2009: JOEL W. JOHNSON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2009: DAVID B. O'MALEY | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2009: O'DELL M. OWENS, M.D., M.P.H. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2009: CRAIG D. SCHNUCK | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
02 | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2008 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
03 | SHAREHOLDER PROPOSAL: ANNUAL RATIFICATION OF EXECUTIVE OFFICER COMPENSATION. | Shareholder | For | Against | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL: SEPARATE THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 28700 | 0 | 31-Mar-2008 | 31-Mar-2008 |
UBS AG | |||||||||||||||||||||||
Security | H89231338 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | UBS | Meeting Date | 27-Feb-2008 | ||||||||||||||||||||
ISIN | CH0024899483 | Agenda | 932813543 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1B | REQUEST FOR A SPECIAL AUDIT (SONDERPRUFUNG) BY ETHOS | Shareholder | For | Against | |||||||||||||||||||
02 | STOCK DIVIDEND CREATION OF AUTHORIZED CAPITAL APPROVAL OF ARTICLE 4B OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
03 | CAPITAL INCREASE PROPOSAL BY THE BOARD OF DIRECTORS: MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 3 OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
04 | ALTERNATIVE PROPOSAL BY PROFOND: ORDINARY CAPITAL INCREASE RIGHTS OFFERING | Shareholder | Against | For | |||||||||||||||||||
05 | IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 19000 | 0 | 18-Feb-2008 | 19-Feb-2008 |
UNITED ONLINE, INC. | ||||||||||||||||||||||||
Security | 911268100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | UNTD | Meeting Date | 12-Jun-2008 | |||||||||||||||||||||
ISIN | US9112681005 | Agenda | 932887257 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | MARK R. GOLDSTON | Withheld | Against | |||||||||||||||||||||
2 | CAROL A. SCOTT | Withheld | Against | |||||||||||||||||||||
02 | RATIFYING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | ||||||||||||||||||||
03 | IN ACCORDANCE WITH THE DISCRETION OF THE PROXY HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 13-May-2008 | 13-May-2008 |
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2008 | ||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 932886306 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF EXECUTIVE INCENTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE AMENDMENT TO THE UNITEDHEALTH GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | |||||||||||||||||||
04 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PERIOD ENDING DECEMBER 31, 2008 | Management | For | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE VESTING SHARES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 550 | 0 | 08-May-2008 | 08-May-2008 |
VALERO ENERGY CORPORATION | ||||||||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | VLO | Meeting Date | 01-May-2008 | |||||||||||||||||||||
ISIN | US91913Y1001 | Agenda | 932827338 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | W.E. "BILL" BRADFORD | Withheld | Against | |||||||||||||||||||||
2 | RONALD K. CALGAARD | Withheld | Against | |||||||||||||||||||||
3 | IRL F. ENGELHARDT | Withheld | Against | |||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | ||||||||||||||||||||
03 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "PROHIBITION OF EXECUTIVE OFFICER STOCK SALES DURING STOCK REPURCHASE PERIODS." | Shareholder | Against | For | ||||||||||||||||||||
04 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "STOCKHOLDER RATIFICATION OF EXECUTIVE COMPENSATION." | Shareholder | Against | For | ||||||||||||||||||||
05 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE OF CORPORATE POLITICAL CONTRIBUTIONS." | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
VENTAS, INC. | ||||||||||||||||||||||||
Security | 92276F100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | VTR | Meeting Date | 19-May-2008 | |||||||||||||||||||||
ISIN | US92276F1003 | Agenda | 932853713 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
1 | DEBRA A. CAFARO | For | For | |||||||||||||||||||||
2 | DOUGLAS CROCKER II | For | For | |||||||||||||||||||||
3 | RONALD G. GEARY | For | For | |||||||||||||||||||||
4 | JAY M. GELLERT | For | For | |||||||||||||||||||||
5 | ROBERT D. REED | For | For | |||||||||||||||||||||
6 | SHELI Z. ROSENBERG | For | For | |||||||||||||||||||||
7 | JAMES D. SHELTON | For | For | |||||||||||||||||||||
8 | THOMAS C. THEOBALD | For | For | |||||||||||||||||||||
02 | DIRECTORS' PROPOSAL: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008. | Management | For | For | ||||||||||||||||||||
03 | DIRECTOR'S PROPOSAL: TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE BOARD'S ABILITY TO GRANT WAIVERS FROM THE CONSTRUCTIVE OWNERSHIP LIMITATIONS IN ARTICLE X THEREOF RELATING TO VENTA'S STATUS AS A QUALIFIED REAL ESTATE INVESTMENT TRUST UNDER U.S. FEDERAL INCOME TAX LAW. | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 15-Apr-2008 | 15-Apr-2008 |
VEOLIA ENVIRONNEMENT | |||||||||||||||||||||||
Security | 92334N103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VE | Meeting Date | 07-May-2008 | ||||||||||||||||||||
ISIN | US92334N1037 | Agenda | 932875353 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
O1 | FIRST RESOLUTION APPROVAL OF THE REPORTS AND PARENT COMPANY FINANCIAL STATEMENTS FOR THE 2007 FINANCIAL YEAR | Management | For | For | |||||||||||||||||||
O2 | SECOND RESOLUTION APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2007 FINANCIAL YEAR | Management | For | For | |||||||||||||||||||
O3 | THIRD RESOLUTION APPROVAL OF THE EXPENSES AND CHARGES REFERRED TO IN ARTICLE 39-4 OF THE CODE GENERAL DES IMPORTS | Management | For | For | |||||||||||||||||||
O4 | FOURTH RESOLUTION ALLOCATION OF INCOME AND DATE OF PAYMENT OF DIVIDENDS | Management | For | For | |||||||||||||||||||
O5 | FIFTH RESOLUTION APPROVAL OF REGULATED AGREEMENTS AND UNDERTAKINGS | Management | For | For | |||||||||||||||||||
O6 | SIXTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES | Management | For | For | |||||||||||||||||||
E7 | SEVENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR NEGOTIABLE SECURITIES CONVERTIBLE INTO THE COMPANY'S SHARES IMMEDIATELY OR IN THE FUTURE AND/OR NEGOTIABLE SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT SECURITIES - WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||||||||||||||
E8 | EIGHTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR NEGOTIABLE SECURITIES CONVERTIBLE INTO THE COMPANY'S SHARES AND/OR NEGOTIABLE SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT SECURITIES - WHILE CANCELLING PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||||||||||||||
E9 | NINTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS TO PAY FOR CAPITAL CONTRIBUTIONS IN KIND CONSISTING OF CAPITAL SECURITIES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES | Management | For | For | |||||||||||||||||||
E10 | TENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY THE CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHERWISE | Management | For | For | |||||||||||||||||||
E11 | ELEVENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||||||||||||||
E12 | TWELFTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES, RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS PLANS, WHILE CANCELLING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF SUCH MEMBERS | Management | For | For | |||||||||||||||||||
E13 | THIRTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WHILE CANCELLING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF A CATEGORY OF BENEFICIARIES | Management | For | For | |||||||||||||||||||
E14 | FOURTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE OR PURCHASE SHARES | Management | For | For | |||||||||||||||||||
E15 | FIFTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF TREASURY SHARES | Management | For | For | |||||||||||||||||||
E16 | SIXTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECIDE, DURING THE PERIOD OF A TAKEOVER BID, TO ISSUE WARRANTS WITH PREFERENTIAL RIGHTS TO SUBSCRIBE THE COMPANY'S SHARES, INCLUDING THEIR FREE ALLOCATION TO ALL THE COMPANY'S SHAREHOLDERS | Management | For | For | |||||||||||||||||||
E17 | SEVENTEENTH RESOLUTION AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
E18 | EIGHTEENTH RESOLUTION AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
E19 | NINETEENTH RESOLUTION AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
E20 | TWENTIETH RESOLUTION AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
E21 | TWENTY-FIRST AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
22 | TWENTY-SECOND POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 2500 | 0 | 25-Apr-2008 | 25-Apr-2008 |
WACHOVIA CORPORATION | |||||||||||||||||||||||
Security | 929903102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WB | Meeting Date | 22-Apr-2008 | ||||||||||||||||||||
ISIN | US9299031024 | Agenda | 932822643 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOHN D. BAKER, II | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: PETER C. BROWNING | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN T. CASTEEN, III | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JERRY GITT | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM H. GOODWIN, JR. | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT A. INGRAM | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: ERNEST S. RADY | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: VAN L. RICHEY | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: LANTY L. SMITH | Management | For | For | |||||||||||||||||||
1P | ELECTION OF DIRECTOR: G. KENNEDY THOMPSON | Management | For | For | |||||||||||||||||||
1Q | ELECTION OF DIRECTOR: DONA DAVIS YOUNG | Management | For | For | |||||||||||||||||||
02 | A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2008. | Management | For | For | |||||||||||||||||||
03 | A STOCKHOLDER PROPOSAL REGARDING NON-BINDING STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION. | Shareholder | Against | For | |||||||||||||||||||
04 | A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||||||||||||||
05 | A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION OF DIRECTORS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 18-Mar-2008 | 18-Mar-2008 |
WESTERN DIGITAL CORPORATION | |||||||||||||||||||||||
Security | 958102105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WDC | Meeting Date | 06-Nov-2007 | ||||||||||||||||||||
ISIN | US9581021055 | Agenda | 932775286 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER D. BEHRENDT | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN F. COYNE | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: HENRY T. DENERO | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: MICHAEL D. LAMBERT | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROGER H. MOORE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS E. PARDUN | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ARIF SHAKEEL | Management | For | For | |||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR ENDING JUNE 27, 2008. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 7500 | 0 | 02-Oct-2007 | 02-Oct-2007 |
WOODWARD GOVERNOR COMPANY | ||||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | WGOV | Meeting Date | 23-Jan-2008 | |||||||||||||||||||||
ISIN | US9807451037 | Agenda | 932799503 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||
Vote Is Contrary To Policy | ||||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | ||||||||||||||||||||||||
1 | MARY L. PETROVICH | Withheld | Against | |||||||||||||||||||||
2 | LARRY E. RITTENBERG | Withheld | Against | |||||||||||||||||||||
3 | MICHAEL T. YONKER | Withheld | Against | |||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING SEPTEMBER 30, 2008 | Management | For | For | ||||||||||||||||||||
03 | PROPOSAL TO AMEND ARTICLE FOURTH OF THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 150,000,000 AS WELL AS TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMMON STOCK | Management | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 04-Jan-2008 | 04-Jan-2008 |
WYETH | |||||||||||||||||||||||
Security | 983024100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYE | Meeting Date | 24-Apr-2008 | ||||||||||||||||||||
ISIN | US9830241009 | Agenda | 932827136 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT M. AMEN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT ESSNER | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN D. FEERICK | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT LANGER | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: MARY LAKE POLAN | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: BERNARD POUSSOT | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: GARY L. ROGERS | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN R. TORELL III | Management | For | For | |||||||||||||||||||
02 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 | Management | For | For | |||||||||||||||||||
03 | VOTE TO AMEND AND RESTATE THE WYETH 2005 STOCK INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
04 | VOTE TO ADOPT THE WYETH 2008 NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON REPORTING THE COMPANY'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS | Shareholder | Against | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ON ADOPTION OF A BY-LAW FOR THE RECOUPMENT OF INCENTIVE BONUSES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 02-Apr-2008 | 02-Apr-2008 |
XTO ENERGY INC. | |||||||||||||||||||||||
Security | 98385X106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XTO | Meeting Date | 20-May-2008 | ||||||||||||||||||||
ISIN | US98385X1063 | Agenda | 932876925 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM H. ADAMS III | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: KEITH A. HUTTON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JACK P. RANDALL | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | APPROVAL OF 2004 STOCK INCENTIVE PLAN AS AMENDED AND RESTATED AS OF MAY 20, 2008. | Management | For | For | |||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2008. | Management | For | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 3125 | 0 | 29-Apr-2008 | 29-Apr-2008 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
By: /s/ Paul H. Broyhill
Paul H. Broyhill, Chief Executive Officer
Date: August 12, 2008