UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100
Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2010 – June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Investment Company Report |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| AARON'S INC. | | | | | |
| Security | | 002535201 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | AAN | | | | | Meeting Date | | 07-Dec-2010 | | | | | | |
| ISIN | | US0025352016 | | | | | Agenda | | 933346202 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF AN AMENDMENT TO ARTICLES OF INCORPORATION TO CONVERT ALL SHARES OF COMMON STOCK INTO CLASS A COMMON STOCK, REMOVE THE CURRENT CLASS OF COMMON STOCK, RENAME CLASS A COMMON STOCK AS COMMON STOCK, ELIMINATE CERTAIN OBSOLETE PROVISIONS OF EXISTING ARTICLES OF INCORPORATION RELATING TO DUAL-CLASS COMMON STOCK STRUCTURE AND AMEND NUMBER OF AUTHORIZED SHARES TO 225,000,000. | Management | For | For | | | | |
| 02 | THE TRANSACTION OF SUCH OTHER BUSINESS AS MAY LAWFULLY COME BEFORE THE MEETING, HEREBY REVOKING ANY PROXIES AS TO SAID SHARES HERETOFORE GIVEN BY THE UNDERSIGNED AND RATIFYING AND CONFIRMING ALL THAT SAID ATTORNEYS AND PROXIES MAY LAWFULLY DO BY VIRTUE THEREOF. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 1500 | | 0 | | 09-Nov-2010 | | 09-Nov-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ABBOTT LABORATORIES | | | | | |
| Security | | 002824100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ABT | | | | | Meeting Date | | 29-Apr-2011 | | | | | | |
| ISIN | | US0028241000 | | | | | Agenda | | 933386319 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | R.J. ALPERN | | | | For | For | | | | |
| | 2 | R.S. AUSTIN | | | | For | For | | | | |
| | 3 | W.J. FARRELL | | | | For | For | | | | |
| | 4 | H.L. FULLER | | | | For | For | | | | |
| | 5 | E.M. LIDDY | | | | For | For | | | | |
| | 6 | P.N. NOVAKOVIC | | | | For | For | | | | |
| | 7 | W.A. OSBORN | | | | For | For | | | | |
| | 8 | S.C. SCOTT III | | | | For | For | | | | |
| | 9 | G.F. TILTON | | | | For | For | | | | |
| | 10 | M.D. WHITE | | | | For | For | | | | |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For | | | | |
| 03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 05 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ALTRIA GROUP, INC. | | | | | |
| Security | | 02209S103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MO | | | | | Meeting Date | | 19-May-2011 | | | | | | |
| ISIN | | US02209S1033 | | | | | Agenda | | 933406046 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: ELIZABETH E. BAILEY | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | For | For | | | | |
| 02 | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. ***THE BOARD OF DIRECTORS DOES NOT HAVE A RECOMMENDATION FOR VOTING ON THIS PROPOSAL. IF NO SPECIFICATION IS MADE, THIS PROPOSAL WILL BE VOTED ABSTAIN.*** | Management | Abstain | | | | | |
| 05 | SHAREHOLDER PROPOSAL - ADDRESS CONCERNS REGARDING TOBACCO FLAVORING. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 12500 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMEDISYS, INC. | | | | | |
| Security | | 023436108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | AMED | | | | | Meeting Date | | 09-Jun-2011 | | | | | | |
| ISIN | | US0234361089 | | | | | Agenda | | 933453778 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | WILLIAM F. BORNE | | | | For | For | | | | |
| | 2 | RONALD A. LABORDE | | | | For | For | | | | |
| | 3 | JAKE L. NETTERVILLE | | | | For | For | | | | |
| | 4 | DAVID R. PITTS | | | | For | For | | | | |
| | 5 | PETER F. RICCHIUTI | | | | For | For | | | | |
| | 6 | DONALD A. WASHBURN | | | | For | For | | | | |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | AN ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S 2011 PROXY STATEMENT (SAY ON PAY VOTE). | Management | For | For | | | | |
| 04 | AN ADVISORY VOTE ON THE FREQUENCY (EVERY 1 YEAR, 2 YEARS OR 3 YEARS) OF FUTURE STOCKHOLDER SAY ON PAY VOTES. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMERISOURCEBERGEN CORPORATION | | | | | |
| Security | | 03073E105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ABC | | | | | Meeting Date | | 17-Feb-2011 | | | | | | |
| ISIN | | US03073E1055 | | | | | Agenda | | 933365733 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF CLASS I DIRECTOR: CHARLES H. COTROS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF CLASS I DIRECTOR: JANE E. HENNEY, M.D. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF CLASS I DIRECTOR: R. DAVID YOST | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | | | | |
| 05 | APPROVAL OF THE AMENDMENT OF AMERISOURCEBERGEN'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | | | | |
| 06 | APPROVAL OF THE AMERISOURCEBERGEN CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 18-Jan-2011 | | 18-Jan-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMGEN INC. | | | | | |
| Security | | 031162100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | AMGN | | | | | Meeting Date | | 20-May-2011 | | | | | | |
| ISIN | | US0311621009 | | | | | Agenda | | 933398489 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | | | | |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION EVERY ONE YEAR, TWO YEARS OR THREE YEARS. | Management | 1 Year | For | | | | |
| 05 | STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 5500 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ANNALY CAPITAL MANAGEMENT, INC. | | | | | |
| Security | | 035710409 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NLY | | | | | Meeting Date | | 23-Jun-2011 | | | | | | |
| ISIN | | US0357104092 | | | | | Agenda | | 933416528 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | A PROPOSAL TO AMEND OUR CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES TO 2,000,000,000 SHARES. | Management | For | For | | | | |
| 03 | NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED | Management | For | For | | | | |
| 04 | NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED | Management | 3 Years | For | | | | |
| 05 | NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 6000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ANWORTH MORTGAGE ASSET CORPORATION | | | | | |
| Security | | 037347101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ANH | | | | | Meeting Date | | 25-May-2011 | | | | | | |
| ISIN | | US0373471012 | | | | | Agenda | | 933413635 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: LLOYD MCADAMS | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: LEE A. AULT | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: CHARLES H. BLACK | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JOE E. DAVIS | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: ROBERT C. DAVIS | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: JOSEPH E. MCADAMS | Management | For | For | | | | |
| 02 | THE APPROVAL OF THE EXTERNALIZATION PROPOSAL. | Management | For | For | | | | |
| 03 | AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 04 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 05 | TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 12000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ARCELORMITTAL | | | | | |
| Security | | 03938L104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MT | | | | | Meeting Date | | 10-May-2011 | | | | | | |
| ISIN | | US03938L1044 | | | | | Agenda | | 933432673 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2010 | Management | For | | | | | |
| 02 | APPROVAL OF THE PARENT COMPANY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2010 | Management | For | | | | | |
| 03 | ALLOCATION OF RESULTS, DETERMINATION OF DIVIDEND, AND DETERMINATION OF COMPENSATION FOR MEMBERS OF BOARD FOR 2010 | Management | For | | | | | |
| 04 | GIVEN THE THIRD RESOLUTION, THE GENERAL MEETING, UPON PROPOSAL OF THE BOARD, SETS THE AMOUNT OF ANNUAL DIRECTORS' COMPENSATION TO BE ALLOCATED TO THE BOARD MEMBERS AT USD 1,802,034 FOR 2010 | Management | For | | | | | |
| 05 | DISCHARGE OF THE DIRECTORS | Management | Abstain | | | | | |
| 06 | ELECTION OF DIRECTOR: MR. LAKSHMI N. MITTAL | Management | Against | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 07 | ELECTION OF DIRECTOR: MR. ANTOINE SPILLMANN | Management | Against | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 08 | ELECTION OF DIRECTOR: MR. LEWIS B. KADEN | Management | Against | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 09 | ELECTION OF DIRECTOR: HRH PRINCE GUILLAUME DE LUXEMBOURG | Management | Against | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 10 | ELECTION OF DIRECTOR: MR. BRUNO LAFONT | Management | Against | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 11 | APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR FOR PURPOSES OF ANNUAL ACCOUNTS & CONSOLIDATED FINANCIAL STATEMENTS FOR 2011 | Management | For | | | | | |
| 12 | DECISION TO AUTHORISE A RESTRICTED SHARE UNIT PLAN AND A PERFORMANCE SHARE UNIT PLAN 2011-2020 | Management | For | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ASTRAZENECA PLC | | | | | |
| Security | | 046353108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | AZN | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US0463531089 | | | | | Agenda | | 933391702 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2010 | Management | For | For | | | | |
| 02 | TO CONFIRM DIVIDENDS | Management | For | For | | | | |
| 03 | TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Management | For | For | | | | |
| 04 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | | | | |
| 5A | TO ELECT OR RE-ELECT THE DIRECTOR: LOUIS SCHWEITZER | Management | For | For | | | | |
| 5B | TO ELECT OR RE-ELECT THE DIRECTOR: DAVID BRENNAN | Management | For | For | | | | |
| 5C | TO ELECT OR RE-ELECT THE DIRECTOR: SIMON LOWTH | Management | For | For | | | | |
| 5D | TO ELECT OR RE-ELECT THE DIRECTOR: BRUCE BURLINGTON | Management | For | For | | | | |
| 5E | TO ELECT OR RE-ELECT THE DIRECTOR: JEAN-PHILIPPE COURTOIS | Management | For | For | | | | |
| 5F | TO ELECT OR RE-ELECT THE DIRECTOR: MICHELE HOOPER | Management | For | For | | | | |
| 5G | TO ELECT OR RE-ELECT THE DIRECTOR: RUDY MARKHAM | Management | For | For | | | | |
| 5H | TO ELECT OR RE-ELECT THE DIRECTOR: NANCY ROTHWELL | Management | For | For | | | | |
| 5I | TO ELECT OR RE-ELECT THE DIRECTOR: SHRITI VADERA | Management | For | For | | | | |
| 5J | TO ELECT OR RE-ELECT THE DIRECTOR: JOHN VARLEY | Management | For | For | | | | |
| 5K | TO ELECT OR RE-ELECT THE DIRECTOR: MARCUS WALLENBERG | Management | For | For | | | | |
| 06 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2010 | Management | For | For | | | | |
| 07 | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | For | | | | |
| 08 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | | | | |
| 09 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | | | | |
| 10 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | | | | |
| 11 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 10000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| AT&T INC. | | | | | |
| Security | | 00206R102 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | T | | | | | Meeting Date | | 29-Apr-2011 | | | | | | |
| ISIN | | US00206R1023 | | | | | Agenda | | 933378437 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | | | | |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | | | | |
| 03 | APPROVE 2011 INCENTIVE PLAN. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 05 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| 06 | POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | | | | |
| 07 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | Against | For | | | | |
| 08 | WRITTEN CONSENT. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 09-Mar-2011 | | 09-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ATLANTIC POWER CORPORATION | | | | | |
| Security | | 04878Q863 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | AT | | | | | Meeting Date | | 24-Jun-2011 | | | | | | |
| ISIN | | CA04878Q8636 | | | | | Agenda | | 933457346 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | THE SETTING OF THE NUMBER OF DIRECTORS OF THE ISSUER AT SIX (6); | Management | For | For | | | | |
| 02 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | IRVING GERSTEIN | | | | For | For | | | | |
| | 2 | KENNETH HARTWICK | | | | For | For | | | | |
| | 3 | JOHN MCNEIL | | | | For | For | | | | |
| | 4 | R. FOSTER DUNCAN | | | | For | For | | | | |
| | 5 | HOLLI NICHOLS | | | | For | For | | | | |
| | 6 | BARRY WELCH | | | | For | For | | | | |
| 03 | THE APPOINTMENT OF KPMG LLP AS THE AUDITORS OF THE ISSUER AND THE AUTHORIZATION OF THE ISSUER'S BOARD OF DIRECTORS TO FIX SUCH AUDITORS' REMUNERATION; | Management | For | For | | | | |
| 04 | THE APPROVAL OF THE NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN THE CIRCULAR; | Management | For | For | | | | |
| 05 | A FREQUENCY OF ONE (1) YEAR FOR THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE CIRCULAR. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 10000 | | 0 | | 25-May-2011 | | 25-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BERKSHIRE HATHAWAY INC. | | | | | |
| Security | | 084670702 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BRKB | | | | | Meeting Date | | 30-Apr-2011 | | | | | | |
| ISIN | | US0846707026 | | | | | Agenda | | 933383844 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | WARREN E. BUFFETT | | | | For | For | | | | |
| | 2 | CHARLES T. MUNGER | | | | For | For | | | | |
| | 3 | HOWARD G. BUFFETT | | | | For | For | | | | |
| | 4 | STEPHEN B. BURKE | | | | For | For | | | | |
| | 5 | SUSAN L. DECKER | | | | For | For | | | | |
| | 6 | WILLIAM H. GATES III | | | | For | For | | | | |
| | 7 | DAVID S. GOTTESMAN | | | | For | For | | | | |
| | 8 | CHARLOTTE GUYMAN | | | | For | For | | | | |
| | 9 | DONALD R. KEOUGH | | | | For | For | | | | |
| | 10 | THOMAS S. MURPHY | | | | For | For | | | | |
| | 11 | RONALD L. OLSON | | | | For | For | | | | |
| | 12 | WALTER SCOTT, JR. | | | | For | For | | | | |
| 02 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT. | Management | For | For | | | | |
| 03 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| 04 | TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE ESTABLISHMENT OF QUANTITATIVE GOALS FOR THE REDUCTION OF GREENHOUSE GAS AND OTHER AIR EMISSIONS AT BERKSHIRE'S ENERGY GENERATING HOLDINGS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BEST BUY CO., INC. | | | | | |
| Security | | 086516101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BBY | | | | | Meeting Date | | 21-Jun-2011 | | | | | | |
| ISIN | | US0865161014 | | | | | Agenda | | 933469252 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | RONALD JAMES | | | | Withheld | Against | | | | |
| | 2 | SANJAY KHOSLA | | | | Withheld | Against | | | | |
| | 3 | GEORGE L. MIKAN III | | | | Withheld | Against | | | | |
| | 4 | MATTHEW H. PAULL | | | | Withheld | Against | | | | |
| | 5 | RICHARD M. SCHULZE | | | | Withheld | Against | | | | |
| | 6 | HATIM A. TYABJI | | | | Withheld | Against | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2012. | Management | For | For | | | | |
| 03 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS SERVING FROM TIME TO TIME. | Management | For | For | | | | |
| 04 | APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN, AS AMENDED. | Management | For | For | | | | |
| 05 | APPROVAL OF OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN. | Management | For | For | | | | |
| 06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 07 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| 08 | VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 5000 | | 0 | | 07-Jun-2011 | | 07-Jun-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BRIDGEPOINT EDUCATION, INC. | | | | | |
| Security | | 10807M105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BPI | | | | | Meeting Date | | 10-May-2011 | | | | | | |
| ISIN | | US10807M1053 | | | | | Agenda | | 933415172 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | DALE CRANDALL | | | | Withheld | Against | | | | |
| | 2 | ADARSH SARMA | | | | Withheld | Against | | | | |
| 02 | VOTE, ON AN ADVISORY BASIS, REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS FOR THE YEAR ENDED DECEMBER 31, 2010, AS SET FORTH IN THE 2011 PROXY STATEMENT. | Management | For | For | | | | |
| 03 | VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| 04 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 15000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BRISTOL-MYERS SQUIBB COMPANY | | | | | |
| Security | | 110122108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BMY | | | | | Meeting Date | | 03-May-2011 | | | | | | |
| ISIN | | US1101221083 | | | | | Agenda | | 933386701 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: L.J. FREEH | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: L. JOHANSSON | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | Management | For | For | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | 3 Years | For | | | | |
| 05 | EXECUTIVE COMPENSATION DISCLOSURE | Shareholder | Against | For | | | | |
| 06 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | Against | For | | | | |
| 07 | PHARMACEUTICAL PRICE RESTRAINT | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 15000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BT GROUP PLC | | | | | |
| Security | | 05577E101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BT | | | | | Meeting Date | | 13-Jul-2011 | | | | | | |
| ISIN | | US05577E1010 | | | | | Agenda | | 933475875 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | REPORT AND ACCOUNTS | Management | For | For | | | | |
| 02 | REMUNERATION REPORT | Management | For | For | | | | |
| 03 | FINAL DIVIDEND | Management | For | For | | | | |
| 04 | RE-ELECT SIR MICHAEL RAKE | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 05 | RE-ELECT IAN LIVINGSTON | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 06 | RE-ELECT TONY CHANMUGAM | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 07 | RE-ELECT GAVIN PATTERSON | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 08 | RE-ELECT TONY BALL | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 09 | RE-ELECT J ERIC DANIELS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 10 | RE-ELECT RT HON PATRICIA HEWITT | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 11 | RE-ELECT PHIL HODKINSON | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 12 | RE-ELECT CARL SYMON | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 13 | ELECT NICK ROSE | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 14 | ELECT JASMINE WHITBREAD | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 15 | REAPPOINTMENT OF AUDITORS | Management | For | For | | | | |
| 16 | REMUNERATION OF AUDITORS | Management | For | For | | | | |
| 17 | AUTHORITY TO ALLOT SHARES | Management | For | For | | | | |
| S18 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | For | For | | | | |
| S19 | AUTHORITY FOR PURCHASE OF OWN SHARES | Management | For | For | | | | |
| S20 | AUTHORITY TO CALL A GENERAL MEETING ON 14 DAYS' NOTICE | Management | For | For | | | | |
| 21 | AUTHORITY FOR POLITICAL DONATIONS | Management | For | For | | | | |
| 22 | RENEWAL OF THE EMPLOYEE SHARESAVE SCHEME | Management | For | For | | | | |
| 23 | RENEWAL OF THE INTERNATIONAL EMPLOYEE SHARESAVE SCHEME | Management | For | For | | | | |
| 24 | RENEWAL OF THE EMPLOYEE SHARE INVESTMENT PLAN | Management | For | For | | | | |
| 25 | RENEWAL OF THE EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | | | | |
| 26 | RENEWAL OF THE EXECUTIVE PORTFOLIO | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 10000 | | 0 | | 20-Jun-2011 | | 20-Jun-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BUCKEYE PARTNERS, L.P. | | | | | |
| Security | | 118230101 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | BPL | | | | | Meeting Date | | 16-Nov-2010 | | | | | | |
| ISIN | | US1182301010 | | | | | Agenda | | 933334257 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF A FIRST AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER BY AND AMONG BUCKEYE PARTNERS, L.P. (THE "PARTNERSHIP"), BUCKEYE GP LLC, GRAND OHIO, LLC, BUCKEYE GP HOLDINGS L.P. & MAINLINE MANAGEMENT LLC, DATED AS OF AUGUST 18, 2010 AND THE TRANSACTIONS CONTEMPLATED THEREBY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| 02 | TO CONSIDER AND VOTE UPON THE APPROVAL OF THE AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF THE PARTNERSHIP. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 3000 | | 0 | | 05-Oct-2010 | | 05-Oct-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BUCKEYE PARTNERS, L.P. | | | | | |
| Security | | 118230101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BPL | | | | | Meeting Date | | 07-Jun-2011 | | | | | | |
| ISIN | | US1182301010 | | | | | Agenda | | 933437205 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: FORREST E. WYLIE | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR: JOSEPH A. LASALA, JR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF DIRECTOR: MARTIN A. WHITE | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP. | Management | For | For | | | | |
| 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 3000 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| BUNGE LIMITED | | | | | |
| Security | | G16962105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | BG | | | | | Meeting Date | | 27-May-2011 | | | | | | |
| ISIN | | BMG169621056 | | | | | Agenda | | 933429652 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: ERNEST G. BACHRACH | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR: ENRIQUE H. BOILINI | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITOR'S FEES. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CAL-MAINE FOODS, INC. | | | | | |
| Security | | 128030202 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CALM | | | | | Meeting Date | | 15-Oct-2010 | | | | | | |
| ISIN | | US1280302027 | | | | | Agenda | | 933327442 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | FRED R. ADAMS, JR. | | | | For | For | | | | |
| | 2 | RICHARD K. LOOPER | | | | For | For | | | | |
| | 3 | ADOLPHUS B. BAKER | | | | For | For | | | | |
| | 4 | TIMOTHY A. DAWSON | | | | For | For | | | | |
| | 5 | LETITIA C. HUGHES | | | | For | For | | | | |
| | 6 | JAMES E. POOLE | | | | For | For | | | | |
| | 7 | STEVE W. SANDERS | | | | For | For | | | | |
| 02 | RATIFICATION OF FRAZER FROST LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For | | | | |
| 03 | ADOPTION OF THE RESOLUTION PROPOSED BY THE HUMANE SOCIETY OF THE UNITED STATES CONCERNING DISCLOSURE BY THE COMPANY OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CALAMOS CONV OPPS & INCOME FUND | | | | | |
| Security | | 128117108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CHI | | | | | Meeting Date | | 30-Jun-2011 | | | | | | |
| ISIN | | US1281171082 | | | | | Agenda | | 933472336 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | JOHN P. CALAMOS, SR. | | | | Withheld | Against | | | | |
| | 2 | WILLIAM R. RYBAK | | | | Withheld | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 30000 | | 0 | | 07-Jun-2011 | | 07-Jun-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CAPITOL FEDERAL FINANCIAL INC | | | | | |
| Security | | 14057J101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CFFN | | | | | Meeting Date | | 22-Feb-2011 | | | | | | |
| ISIN | | US14057J1016 | | | | | Agenda | | 933369212 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| I | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | JEFFREY M. JOHNSON | | | | Withheld | Against | | | | |
| | 2 | MICHAEL T. MCCOY, M.D. | | | | Withheld | Against | | | | |
| | 3 | MARILYN S. WARD | | | | Withheld | Against | | | | |
| II | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| III | ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| IV | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 5659 | | 0 | | 03-Feb-2011 | | 03-Feb-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CHIMERA INVESTMENT CORPORATION | | | | | |
| Security | | 16934Q109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CIM | | | | | Meeting Date | | 26-May-2011 | | | | | | |
| ISIN | | | | | | | Agenda | | 933421252 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | PAUL DONLIN | | | | Withheld | Against | | | | |
| | 2 | MARK ABRAMS | | | | Withheld | Against | | | | |
| | 3 | GERARD CREAGH | | | | Withheld | Against | | | | |
| 02 | A PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | A RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, FOR THE FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| 04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2011 FISCAL YEAR. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 25000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CHINA MOBILE (HONG KONG) LIMITED | | | | | |
| Security | | 16941M109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CHL | | | | | Meeting Date | | 19-May-2011 | | | | | | |
| ISIN | | US16941M1099 | | | | | Agenda | | 933430390 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2010. | Management | For | For | | | | |
| O2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2010. | Management | For | For | | | | |
| O3A | TO RE-ELECT XUE TAOHAI AS A DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O3B | TO RE-ELECT HUANG WENLIN AS A DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O3C | TO RE-ELECT XU LONG AS A DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O3D | TO RE-ELECT LO KA SHUI AS A DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O4 | TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | | | | |
| O5 | GENERAL MANDATE TO DIRECTORS TO REPURCHASE SHARES IN COMPANY NOT EXCEEDING 10% OF AGGREGATE NOMINAL AMT. OF ISSUED SHARE CAPITAL. | Management | For | For | | | | |
| O6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | Management | For | For | | | | |
| O7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 15000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CISCO SYSTEMS, INC. | | | | | |
| Security | | 17275R102 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CSCO | | | | | Meeting Date | | 18-Nov-2010 | | | | | | |
| ISIN | | US17275R1023 | | | | | Agenda | | 933332265 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | | | | |
| 02 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. | Management | For | For | | | | |
| 04 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | Shareholder | Against | For | | | | |
| 05 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | | | | |
| 06 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 4000 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| 2698976 | | 59B | | 4200 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV | | | | | |
| Security | | 20441W203 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | ABV | | | | | Meeting Date | | 29-Apr-2011 | | | | | | |
| ISIN | | US20441W2035 | | | | | Agenda | | 933432825 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| O3A | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: MARIO FERNANDO ENGELKE | Management | For | | | | | |
| O3B | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: EURIPEDES DE FREITAS | Management | For | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 7500 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO | | | | | |
| Security | | 20441A102 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | SBS | | | | | Meeting Date | | 09-Aug-2010 | | | | | | |
| ISIN | | US20441A1025 | | | | | Agenda | | 933312770 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | PROPOSAL TO AMEND ARTICLE 46 OF THE BYLAWS IN FORCE TO ALLOW FOR THE IMPLEMENTATION OF A NEW PENSION PLAN FOR SABESP'S EMPLOYEES - SABESPREV MAIS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028783405 | | 3S7 | | 10000 | | 0 | | 23-Jul-2010 | | 23-Jul-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CONOCOPHILLIPS | | | | | |
| Security | | 20825C104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | COP | | | | | Meeting Date | | 11-May-2011 | | | | | | |
| ISIN | | US20825C1045 | | | | | Agenda | | 933398732 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: RUTH R. HARKIN | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: HAROLD W. MCGRAW III | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: KATHRYN C. TURNER | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | | | | |
| 02 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| 03 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | | | | | |
| 05 | APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN. | Management | For | For | | | | |
| 06 | GENDER EXPRESSION NON-DISCRIMINATION. | Shareholder | Against | For | | | | |
| 07 | POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | | | | |
| 08 | REPORT ON GRASSROOTS LOBBYING EXPENDITURES. | Shareholder | Against | For | | | | |
| 09 | ACCIDENT RISK MITIGATION. | Shareholder | Against | For | | | | |
| 10 | COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). | Shareholder | Against | For | | | | |
| 11 | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For | | | | |
| 12 | REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. | Shareholder | Against | For | | | | |
| 13 | CANADIAN OIL SANDS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 10000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CORNING INCORPORATED | | | | | |
| Security | | 219350105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GLW | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US2193501051 | | | | | Agenda | | 933380191 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: GORDON GUND | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: H. ONNO RUDING | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: GLENN F. TILTON | Management | For | For | | | | |
| 02 | APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | | | | |
| 04 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 05 | SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 5500 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CPFL ENERGIA S.A. | | | | | |
| Security | | 126153105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CPL | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US1261531057 | | | | | Agenda | | 933416059 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| OA | TO RECEIVE MANAGEMENT'S ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON FINANCIAL STATEMENTS, REPORT OF INDEPENDENT AUDITORS AND REPORT OF FISCAL COUNCIL FOR THE FISCAL YEAR ENDING DECEMBER 31 2010. | Management | For | | | | | |
| OB | TO APPROVE THE PROPOSAL FOR ALLOCATING THE NET INCOME FOR THE FISCAL YEAR 2010 AND DIVIDEND DISTRIBUTION. | Management | For | | | | | |
| OC | TO ELECT THE EFFECTIVE MEMBERS AND THEIR ALTERNATES TO THE BOARD OF DIRECTORS. | Management | Against | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| OD | TO ELECT THE EFFECTIVE MEMBERS AND THEIR ALTERNATES TO THE FISCAL COUNCIL. | Management | For | | | | | |
| OE | TO ESTABLISH THE COMPENSATION OF THE COMPANY'S BOARD OF DIRECTORS. | Management | For | | | | | |
| OF | TO ESTABLISH THE FEES OF THE MEMBERS OF THE FISCAL COUNCIL. | Management | For | | | | | |
| EA | TO APPROVE THE PROPOSALS FOR REVERSE SPLIT AND SIMULTANEOUS SPLIT OF THE COMMON SHARES REPRESENTING THE CAPITAL STOCK. | Management | For | | | | | |
| EB1 | TO CHANGE THE TEXT OF ARTICLE 3 OF THE COMPANY'S BYLAWS, TO INCLUDE THE COMPLETE ADDRESS OF THE REGISTERED OFFICE. | Management | For | | | | | |
| EB2 | TO CHANGE THE TEXT OF THE CAPUT OF ARTICLE 5 OF THE COMPANY'S BYLAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | | | | | |
| EB3 | CHANGE TEXT OF ARTICLE 13 OF BYLAWS, SEEKING TO MAKE PROCEDURES FOR IDENTIFYING SHAREHOLDERS IN GENERAL MEETINGS MORE FLEXIBLE. | Management | For | | | | | |
| EB4 | TO CHANGE THE TEXT OF PARAGRAPH 1 OF ARTICLE 25 OF THE COMPANY'S BYLAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | | | | | |
| EC | TO APPROVE THE CONSOLIDATION OF THE COMPANY'S BYLAWS, AS A RESULT OF THE AMENDMENTS HEREBY APPROVED. | Management | For | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 8000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CUBIST PHARMACEUTICALS, INC. | | | | | |
| Security | | 229678107 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CBST | | | | | Meeting Date | | 02-Jun-2011 | | | | | | |
| ISIN | | US2296781071 | | | | | Agenda | | 933431099 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | MARTIN ROSENBERG | | | | Withheld | Against | | | | |
| | 2 | MATTHEW SINGLETON | | | | Withheld | Against | | | | |
| | 3 | MICHAEL WOOD | | | | Withheld | Against | | | | |
| 2 | TO CONSIDER AND VOTE WHETHER TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 3 | TO CONSIDER AND VOTE, ON AN ADVISORY BASIS, ON HOW FREQUENTLY WE SHOULD SEEK APPROVAL FROM OUR STOCKHOLDERS, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | | | | |
| 4 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| CVS CAREMARK CORPORATION | | | | | |
| Security | | 126650100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | CVS | | | | | Meeting Date | | 11-May-2011 | | | | | | |
| ISIN | | US1266501006 | | | | | Agenda | | 933397110 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: EDWIN M. BANKS | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: MARIAN L. HEARD | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: TERRENCE MURRAY | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | | | | |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | | | | |
| 03 | PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| 04 | FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | | | | |
| 05 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | | | | |
| 06 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 10000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| DELL INC. | | | | | |
| Security | | 24702R101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | DELL | | | | | Meeting Date | | 15-Jul-2011 | | | | | | |
| ISIN | | US24702R1014 | | | | | Agenda | | 933470700 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | JAMES W. BREYER | | | | For | For | | | | |
| | 2 | DONALD J. CARTY | | | | For | For | | | | |
| | 3 | MICHAEL S. DELL | | | | For | For | | | | |
| | 4 | WILLIAM H. GRAY, III | | | | For | For | | | | |
| | 5 | GERARD J. KLEISTERLEE | | | | For | For | | | | |
| | 6 | THOMAS W. LUCE, III | | | | For | For | | | | |
| | 7 | KLAUS S. LUFT | | | | For | For | | | | |
| | 8 | ALEX J. MANDL | | | | For | For | | | | |
| | 9 | SHANTANU NARAYEN | | | | For | For | | | | |
| | 10 | H. ROSS PEROT, JR. | | | | For | For | | | | |
| 02 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS DELL'S INDEPENDENT AUDITOR FOR FISCAL 2012 | Management | For | For | | | | |
| 03 | APPROVAL, ON AN ADVISORY BASIS, OF DELL'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON WHETHER FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION SHOULD OCCUR EVERY 1 YEAR, EVERY 2 YEARS OR EVERY 3 YEARS | Management | 1 Year | For | | | | |
| SH1 | INDEPENDENT CHAIRMAN | Shareholder | Against | For | | | | |
| SH2 | STOCKHOLDER ACTION BY WRITTEN CONSENT | Shareholder | Against | For | | | | |
| SH3 | DECLARATION OF DIVIDENDS | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 25000 | | 0 | | 07-Jun-2011 | | 07-Jun-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| DEVRY INC. | | | | | |
| Security | | 251893103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | DV | | | | | Meeting Date | | 10-Nov-2010 | | | | | | |
| ISIN | | US2518931033 | | | | | Agenda | | 933336908 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | CONNIE R. CURRAN* | | | | Withheld | Against | | | | |
| | 2 | DANIEL HAMBURGER* | | | | Withheld | Against | | | | |
| | 3 | HAROLD T. SHAPIRO* | | | | Withheld | Against | | | | |
| | 4 | RONALD L. TAYLOR* | | | | Withheld | Against | | | | |
| | 5 | GARY BUTLER** | | | | Withheld | Against | | | | |
| 02 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | | | | |
| 03 | APPROVAL OF AMENDED AND RESTATED DEVRY INC. INCENTIVE PLAN OF 2005. | Management | For | For | | | | |
| 04 | APPROVAL OF STOCKHOLDER PROPOSAL - ELIMINATING MEDICALLY UNNECESSARY SURGERIES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING OF STOCKHOLDERS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 5000 | | 0 | | 11-Oct-2010 | | 11-Oct-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| DIAGEO PLC | | | | | |
| Security | | 25243Q205 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | DEO | | | | | Meeting Date | | 14-Oct-2010 | | | | | | |
| ISIN | | US25243Q2057 | | | | | Agenda | | 933329321 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | REPORT AND ACCOUNTS 2010. | Management | For | For | | | | |
| 02 | DIRECTORS' REMUNERATION REPORT 2010. | Management | For | For | | | | |
| 03 | DECLARATION OF FINAL DIVIDEND. | Management | For | For | | | | |
| 04 | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 05 | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 06 | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 07 | RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION (CHAIRMAN OF THE COMMITTEE) COMMITTEE) | Management | For | For | | | | |
| 08 | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN OF THE NOMINATION COMMITTEE) | Management | For | For | | | | |
| 09 | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT (CHAIRMAN OF THE COMMITTEE), NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 10 | RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 11 | RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 12 | RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN OF THE EXECUTIVE COMMITTEE) | Management | For | For | | | | |
| 13 | ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | For | | | | |
| 14 | ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | For | | | | |
| 15 | RE-APPOINTMENT OF AUDITOR. | Management | For | For | | | | |
| 16 | REMUNERATION OF AUDITOR. | Management | For | For | | | | |
| 17 | AUTHORITY TO ALLOT SHARES. | Management | For | For | | | | |
| 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For | | | | |
| 19 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | For | | | | |
| 20 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | For | | | | |
| 21 | AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE PLAN. | Management | For | For | | | | |
| 22 | ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN. | Management | For | For | | | | |
| 23 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. | Management | For | For | | | | |
| 24 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 9400 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| DTE ENERGY COMPANY | | | | | |
| Security | | 233331107 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | DTE | | | | | Meeting Date | | 05-May-2011 | | | | | | |
| ISIN | | US2333311072 | | | | | Agenda | | 933392108 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | LILLIAN BAUDER* | | | | Withheld | Against | | | | |
| | 2 | W. FRANK FOUNTAIN, JR.* | | | | Withheld | Against | | | | |
| | 3 | MARK A. MURRAY* | | | | Withheld | Against | | | | |
| | 4 | JOSUE ROBLES, JR.* | | | | Withheld | Against | | | | |
| | 5 | JAMES H. VANDENBERGHE* | | | | Withheld | Against | | | | |
| | 6 | DAVID A. BRANDON** | | | | Withheld | Against | | | | |
| 02 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP | Management | For | For | | | | |
| 03 | MANAGEMENT PROPOSAL REGARDING EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 04 | MANAGEMENT PROPOSAL REGARDING FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Management | 3 Years | For | | | | |
| 05 | MANAGEMENT PROPOSAL REGARDING BOARD DECLASSIFICATION | Management | For | For | | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2500 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| DUKE ENERGY CORPORATION | | | | | |
| Security | | 26441C105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | DUK | | | | | Meeting Date | | 05-May-2011 | | | | | | |
| ISIN | | US26441C1053 | | | | | Agenda | | 933388539 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | WILLIAM BARNET, III | | | | For | For | | | | |
| | 2 | G. ALEX BERNHARDT, SR. | | | | For | For | | | | |
| | 3 | MICHAEL G. BROWNING | | | | For | For | | | | |
| | 4 | DANIEL R. DIMICCO | | | | For | For | | | | |
| | 5 | JOHN H. FORSGREN | | | | For | For | | | | |
| | 6 | ANN MAYNARD GRAY | | | | For | For | | | | |
| | 7 | JAMES H. HANCE, JR. | | | | For | For | | | | |
| | 8 | E. JAMES REINSCH | | | | For | For | | | �� | |
| | 9 | JAMES T. RHODES | | | | For | For | | | | |
| | 10 | JAMES E. ROGERS | | | | For | For | | | | |
| | 11 | PHILIP R. SHARP | | | | For | For | | | | |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2011 | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | | | | |
| 05 | SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY CORPORATION'S GLOBAL WARMING-RELATED LOBBYING ACTIVITIES | Shareholder | Against | For | | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL | Shareholder | Against | For | | | | |
| 07 | SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 30000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| 2698976 | | 59B | | 2500 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| EMBRAER S A | | | | | |
| Security | | 29082A107 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ERJ | | | | | Meeting Date | | 26-Apr-2011 | | | | | | |
| ISIN | | US29082A1079 | | | | | Agenda | | 933426997 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| E1 | RESOLVE THE PROPOSAL OF BOARD TO (I) INCREASE NUMBER OF MEMBERS OF BOARD FROM 11 TO 13, & THEREFORE, TO AMEND BYLAWS; (II) INCREASE FROM 7 TO 9 THE NUMBER OF AFFIRMATIVE VOTES OF BOARD NECESSARY TO REMOVE OFFICERS FROM OFFICE, & THEREFORE ADJUSTING ARTICLE 33 OF BYLAWS; (III) AMEND FROM 4 TO 5 THE MAXIMUM NUMBER OF MEMBERS OF BOARD COMMITTEES, & THEREFORE AMENDING BYLAWS | Management | For | For | | | | |
| O1 | TO TAKE THE MANAGEMENT'S REPORT, EXAMINE, DISCUSS AND VOTE THE FINANCIAL STATEMENTS OF THE FISCAL YEAR ENDED IN DECEMBER 31ST, 2010 | Management | For | For | | | | |
| O2 | TO RESOLVE ON THE ALLOCATION OF THE NET INCOME OF THE FISCAL YEAR ENDED IN DECEMBER 31ST, 2010 AND THE DISTRIBUTION OF DIVIDENDS | Management | For | For | | | | |
| O3 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O4 | TO ELECT THE MEMBERS OF THE AUDIT COMMITTEE | Management | For | For | | | | |
| O5 | THE SETTING-UP OF THE OFFICERS AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS GLOBAL ANNUAL COMPENSATION | Management | For | For | | | | |
| O6 | THE SETTING-UP OF THE AUDIT COMMITTEE GLOBAL ANNUAL COMPENSATION | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ENCANA CORPORATION | | | | | |
| Security | | 292505104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ECA | | | | | Meeting Date | | 20-Apr-2011 | | | | | | |
| ISIN | | CA2925051047 | | | | | Agenda | | 933392540 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | PETER A. DEA | | | | For | For | | | | |
| | 2 | RANDALL K. ERESMAN | | | | For | For | | | | |
| | 3 | CLAIRE S. FARLEY | | | | For | For | | | | |
| | 4 | FRED J. FOWLER | | | | For | For | | | | |
| | 5 | BARRY W. HARRISON | | | | For | For | | | | |
| | 6 | SUZANNE P. NIMOCKS | | | | For | For | | | | |
| | 7 | DAVID P. O'BRIEN | | | | For | For | | | | |
| | 8 | JANE L. PEVERETT | | | | For | For | | | | |
| | 9 | ALLAN P. SAWIN | | | | For | For | | | | |
| | 10 | BRUCE G. WATERMAN | | | | For | For | | | | |
| | 11 | CLAYTON H. WOITAS | | | | For | For | | | | |
| 02 | APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | | | | |
| 03 | ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION (AS DESCRIBED ON PAGE 12 OF THE ACCOMPANYING INFORMATION CIRCULAR). | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 500 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ENERSIS S.A. | | | | | |
| Security | | 29274F104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ENI | | | | | Meeting Date | | 26-Apr-2011 | | | | | | |
| ISIN | | US29274F1049 | | | | | Agenda | | 933399897 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2010. | Management | For | For | | | | |
| 02 | PROFIT DISTRIBUTION FOR THE PERIOD AND DIVIDEND PAYMENTS. | Management | For | For | | | | |
| 03 | SETTING OF BOARD OF DIRECTORS' COMPENSATION. | Management | For | For | | | | |
| 04 | SETTING OF DIRECTORS' COMMITTEE'S COMPENSATION AND THEIR BUDGET FOR 2011. | Management | For | For | | | | |
| 06 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM GOVERNED BY CHAPTER XXVIII OF SECURITIES MARKET LAW 18,045. | Management | For | For | | | | |
| 07 | APPOINTMENT OF TWO ACCOUNT INSPECTORS, INCLUDING TWO DEPUTIES, AND SETTING OF THEIR COMPENSATION. | Management | For | For | | | | |
| 08 | APPOINTMENT OF RISK RATING AGENCIES. | Management | For | For | | | | |
| 09 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | Management | For | For | | | | |
| 13 | OTHER MATTERS OF INTEREST AND COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | Management | For | For | | | | |
| 14 | OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2500 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ENSCO PLC | | | | | |
| Security | | 29358Q109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ESV | | | | | Meeting Date | | 24-May-2011 | | | | | | |
| ISIN | | US29358Q1094 | | | | | Agenda | | 933414461 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| O1 | AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK CLARK AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O2 | AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. RABUN AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O3 | AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2014. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O4 | AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| O5 | AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | Management | For | For | | | | |
| O6 | AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. | Management | For | For | | | | |
| S7 | A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY AND CONFIRM THE ENTRY IN THE U.K. STATUTORY ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31 DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010 AND 17 DECEMBER 2010. | Management | For | For | | | | |
| S8 | A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS IN RESPECT OF THE HISTORIC DIVIDENDS AND TO AUTHORIZE AN ASSOCIATED DEED OF RELEASE. | Management | For | For | | | | |
| S9 | A SPECIAL RESOLUTION REGARDING THE PAYMENT OF HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT OF THE HISTORIC DIVIDENDS AND TO ENTER INTO AN ASSOCIATED DEED OF RELEASE. | Management | For | For | | | | |
| 10 | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 11 | A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON- BINDING ADVISORY SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, TWO YEARS OR THREE YEARS. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 3000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ENSCO PLC | | | | | |
| Security | | 29358Q109 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | ESV | | | | | Meeting Date | | 31-May-2011 | | | | | | |
| ISIN | | US29358Q1094 | | | | | Agenda | | 933444515 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF THE ISSUANCE AND DELIVERY OF ENSCO AMERICAN DEPOSITARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2011 AND AS AMENDED ON MARCH 1, 2011, BY AND AMONG ENSCO PLC, PRIDE INTERNATIONAL, INC., ENSCO INTERNATIONAL INCORPORATED AND ENSCO VENTURES LLC, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 3000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| EXXON MOBIL CORPORATION | | | | | |
| Security | | 30231G102 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | XOM | | | | | Meeting Date | | 25-May-2011 | | | | | | |
| ISIN | | US30231G1022 | | | | | Agenda | | 933416908 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | M.J. BOSKIN | | | | For | For | | | | |
| | 2 | P. BRABECK-LETMATHE | | | | For | For | | | | |
| | 3 | L.R. FAULKNER | | | | For | For | | | | |
| | 4 | J.S. FISHMAN | | | | For | For | | | | |
| | 5 | K.C. FRAZIER | | | | For | For | | | | |
| | 6 | W.W. GEORGE | | | | For | For | | | | |
| | 7 | M.C. NELSON | | | | For | For | | | | |
| | 8 | S.J. PALMISANO | | | | For | For | | | | |
| | 9 | S.S REINEMUND | | | | For | For | | | | |
| | 10 | R.W. TILLERSON | | | | For | For | | | | |
| | 11 | E.E. WHITACRE, JR. | | | | For | For | | | | |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Management | For | For | | | | |
| 04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) | Management | 3 Years | For | | | | |
| 05 | INDEPENDENT CHAIRMAN (PAGE 58) | Shareholder | Against | For | | | | |
| 06 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Shareholder | Against | For | | | | |
| 07 | AMENDMENT OF EEO POLICY (PAGE 61) | Shareholder | Against | For | | | | |
| 08 | POLICY ON WATER (PAGE 62) | Shareholder | Against | For | | | | |
| 09 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | Shareholder | Against | For | | | | |
| 10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Shareholder | Against | For | | | | |
| 11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | Shareholder | Against | For | | | | |
| 12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 6004 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| F5 NETWORKS, INC. | | | | | |
| Security | | 315616102 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | FFIV | | | | | Meeting Date | | 14-Mar-2011 | | | | | | |
| ISIN | | US3156161024 | | | | | Agenda | | 933368133 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF CLASS III DIRECTOR: A. GARY AMES | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| 03 | TO APPROVE AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 04 | TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 500 | | 0 | | 03-Feb-2011 | | 03-Feb-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| FIRST SOLAR, INC. | | | | | |
| Security | | 336433107 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | FSLR | | | | | Meeting Date | | 25-May-2011 | | | | | | |
| ISIN | | US3364331070 | | | | | Agenda | | 933419598 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | MICHAEL J. AHEARN | | | | For | For | | | | |
| | 2 | ROBERT J. GILLETTE | | | | For | For | | | | |
| | 3 | CRAIG KENNEDY | | | | For | For | | | | |
| | 4 | JAMES F. NOLAN | | | | For | For | | | | |
| | 5 | WILLIAM J. POST | | | | For | For | | | | |
| | 6 | J. THOMAS PRESBY | | | | For | For | | | | |
| | 7 | PAUL H. STEBBINS | | | | For | For | | | | |
| | 8 | MICHAEL SWEENEY | | | | For | For | | | | |
| | 9 | JOSE H. VILLARREAL | | | | For | For | | | | |
| 02 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 03 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| 04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 05 | STOCKHOLDER PROPOSAL REGARDING ARIZONA IMMIGRATION REFORM. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 1000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| FLAHERTY & CRUMRINE PREFERRED INCOME FD | | | | | |
| Security | | 338480106 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PFD | | | | | Meeting Date | | 15-Apr-2011 | | | | | | |
| ISIN | | US3384801060 | | | | | Agenda | | 933375479 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | DAVID GALE | | | | Withheld | Against | | | | |
| | 2 | KAREN H. HOGAN | | | | Withheld | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 11833 | | 0 | | 01-Mar-2011 | | 01-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| FPA CRESCENT FUND | | | | | |
| Security | | 30254T759 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | FPACX | | | | | Meeting Date | | 24-Nov-2010 | | | | | | |
| ISIN | | US30254T7596 | | | | | Agenda | | 933335300 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | ALTMAN | | | | For | For | | | | |
| | 2 | MERRICK | | | | For | For | | | | |
| | 3 | OSBORNE | | | | For | For | | | | |
| | 4 | PURCELL | | | | For | For | | | | |
| | 5 | ROMICK | | | | For | For | | | | |
| | 6 | RUDNICK | | | | For | For | | | | |
| 02 | APPROVAL OF A PROPOSED REVISION TO THE FUND'S FUNDAMENTAL INVESTMENT POLICY ON PURCHASING AND SELLING COMMODITIES. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698973 | | 59B | | 3898 | | 0 | | 05-Oct-2010 | | 05-Oct-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| FRANCE TELECOM | | | | | |
| Security | | 35177Q105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | FTE | | | | | Meeting Date | | 07-Jun-2011 | | | | | | |
| ISIN | | US35177Q1058 | | | | | Agenda | | 933448878 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| O1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010 | Management | For | For | | | | |
| O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010 | Management | For | For | | | | |
| O3 | ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2010, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Management | For | For | | | | |
| O4 | AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE (CODE DE COMMERCE) | Management | For | For | | | | |
| O5 | RENEWAL OF THE APPOINTMENT OF MR. BERNARD DUFAU AS A DIRECTOR | Management | For | For | | | | |
| O6 | APPOINTMENT OF MRS. HELLE KRISTOFFERSEN AS A DIRECTOR | Management | For | For | | | | |
| O7 | APPOINTMENT OF MRS. MURIEL PENICAUD AS A DIRECTOR | Management | For | For | | | | |
| O8 | APPOINTMENT OF MR. JEAN-MICHEL SEVERINO AS A DIRECTOR | Management | For | For | | | | |
| O9 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER FRANCE TELECOM'S SHARES | Management | For | For | | | | |
| E10 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | | | | |
| E11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS IN THE CONTEXT OF A PUBLIC OFFER | Management | For | For | | | | |
| E12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER AS DESCRIBED IN PARAGRAPH II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (CODE MONETAIRE ET FINANCIER) | Management | For | For | | | | |
| E13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF ISSUABLE SECURITIES, IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | | | | |
| E14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For | | | | |
| E15 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL | Management | For | For | | | | |
| E16 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES RESERVED FOR PERSONS THAT SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A. | Management | For | For | | | | |
| E17 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY | Management | For | For | | | | |
| E18 | OVERALL LIMIT OF AUTHORIZATIONS | Management | For | For | | | | |
| E19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES GIVING ACCESS TO THE ALLOCATION OF DEBT SECURITIES | Management | For | For | | | | |
| E20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | For | For | | | | |
| E21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS | Management | For | For | | | | |
| E22 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | For | For | | | | |
| E23 | POWERS FOR FORMALITIES | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 15000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| FRONTIER COMMUNICATIONS CORP | | | | | |
| Security | | 35906A108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | FTR | | | | | Meeting Date | | 12-May-2011 | | | | | | |
| ISIN | | US35906A1088 | | | | | Agenda | | 933394570 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | LEROY T. BARNES, JR. | | | | For | For | | | | |
| | 2 | PETER C.B. BYNOE | | | | For | For | | | | |
| | 3 | JERI B. FINARD | | | | For | For | | | | |
| | 4 | EDWARD FRAIOLI | | | | For | For | | | | |
| | 5 | JAMES S. KAHAN | | | | For | For | | | | |
| | 6 | PAMELA D.A. REEVE | | | | For | For | | | | |
| | 7 | HOWARD L. SCHROTT | | | | For | For | | | | |
| | 8 | LARRAINE D. SEGIL | | | | For | For | | | | |
| | 9 | MARK SHAPIRO | | | | For | For | | | | |
| | 10 | MYRON A. WICK, III | | | | For | For | | | | |
| | 11 | MARY AGNES WILDEROTTER | | | | For | For | | | | |
| 02 | TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY PROPOSAL. | Management | 1 Year | For | | | | |
| 04 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING. | Shareholder | Against | For | | | | |
| 05 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 10720 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| GARMIN LTD | | | | | |
| Security | | H2906T109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GRMN | | | | | Meeting Date | | 03-Jun-2011 | | | | | | |
| ISIN | | CH0114405324 | | | | | Agenda | | 933431316 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF GARMIN LTD.'S 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 25, 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER 25, 2010 AND ACKNOWLEDGMENT OF THE AUDITOR'S REPORT. | Management | For | For | | | | |
| 02 | DISCHARGE OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS FROM LIABILITY FOR THE FISCAL YEAR ENDED DECEMBER 25, 2010. | Management | For | For | | | | |
| 03 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | DONALD H. ELLER | | | | Withheld | Against | | | | |
| | 2 | CLIFTON A. PEMBLE | | | | Withheld | Against | | | | |
| 04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GARMIN LTD.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR AND RE- ELECTION OF ERNST & YOUNG LTD. AS GARMIN LTD'S STATUTORY AUDITOR FOR THE 2011 FISCAL YEAR. | Management | For | For | | | | |
| 05 | APPROVAL OF THE APPROPRIATION OF AVAILABLE EARNINGS AND THE PAYMENT OF A CASH DIVIDEND IN THE AGGREGATE AMOUNT OF $2.00 PER SHARE OUT OF GARMIN LTD.'S GENERAL RESERVE FROM CAPITAL CONTRIBUTION IN FOUR INSTALLMENTS. | Management | For | For | | | | |
| 06 | APPROVAL OF THE GARMIN LTD. 2011 NON-EMPLOYEE DIRECTORS' EQUITY INCENTIVE PLAN. | Management | For | For | | | | |
| 07 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 08 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 10000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| GENERAL DYNAMICS CORPORATION | | | | | |
| Security | | 369550108 | | �� | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GD | | | | | Meeting Date | | 04-May-2011 | | | | | | |
| ISIN | | US3695501086 | | | | | Agenda | | 933387854 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: GEORGE A. JOULWAN | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: ROBERT WALMSLEY | Management | For | For | | | | |
| 02 | SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 3 Years | For | | | | |
| 05 | SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY. | Shareholder | Against | For | | | | |
| 06 | SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| GENERAL ELECTRIC COMPANY | | | | | |
| Security | | 369604103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GE | | | | | Meeting Date | | 27-Apr-2011 | | | | | | |
| ISIN | | US3696041033 | | | | | Agenda | | 933387664 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | | | | |
| A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | | | | |
| A3 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | | | | |
| A4 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | | | | |
| A5 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | | | | |
| A6 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | | | | |
| A7 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | For | For | | | | |
| A8 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | | | | |
| A9 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | | | | |
| A10 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | | | | |
| A11 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | | | | |
| A12 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | | | | |
| A13 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For | | | | |
| A14 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | | | | |
| A15 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | | | | |
| A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | | | | |
| B1 | RATIFICATION OF KPMG | Management | For | For | | | | |
| B2 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| B3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | | | | |
| C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For | | | | |
| C2 | SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS | Shareholder | Against | For | | | | |
| C3 | SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES | Shareholder | Against | For | | | | |
| C4 | SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE | Shareholder | Against | For | | | | |
| C5 | SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| GENERAL MILLS, INC. | | | | | |
| Security | | 370334104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GIS | | | | | Meeting Date | | 27-Sep-2010 | | | | | | |
| ISIN | | US3703341046 | | | | | Agenda | | 933315966 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: LOIS E. QUAM | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | | | | |
| 1N | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | | | | |
| 02 | APPROVE EXECUTIVE INCENTIVE PLAN. | Management | For | For | | | | |
| 03 | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | | | | |
| 04 | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028876083 | | 3S7 | | 5000 | | 0 | | 17-Aug-2010 | | 17-Aug-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| GLAXOSMITHKLINE PLC | | | | | |
| Security | | 37733W105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GSK | | | | | Meeting Date | | 05-May-2011 | | | | | | |
| ISIN | | US37733W1053 | | | | | Agenda | | 933394556 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS | Management | For | For | | | | |
| 02 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | | | | |
| 03 | TO ELECT MR SIMON DINGEMANS AS A DIRECTOR | Management | For | For | | | | |
| 04 | TO ELECT MS STACEY CARTWRIGHT AS A DIRECTOR | Management | For | For | | | | |
| 05 | TO ELECT MS JUDY LEWENT AS A DIRECTOR | Management | For | For | | | | |
| 06 | TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For | | | | |
| 07 | TO RE-ELECT MR ANDREW WITTY AS A DIRECTOR | Management | For | For | | | | |
| 08 | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | For | For | | | | |
| 09 | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | Management | For | For | | | | |
| 10 | TO RE-ELECT MR LARRY CULP AS A DIRECTOR | Management | For | For | | | | |
| 11 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | | | | |
| 12 | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | Management | For | For | | | | |
| 13 | TO RE-ELECT MR JAMES MURDOCH AS A DIRECTOR | Management | For | For | | | | |
| 14 | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | Management | For | For | | | | |
| 15 | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | Management | For | For | | | | |
| 16 | TO RE-ELECT MR TOM DE SWAAN AS A DIRECTOR | Management | For | For | | | | |
| 17 | TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR | Management | For | For | | | | |
| 18 | TO RE-APPOINT AUDITORS | Management | For | For | | | | |
| 19 | TO DETERMINE REMUNERATION OF AUDITORS | Management | For | For | | | | |
| 20 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | | | | |
| 21 | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | | | | |
| S22 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | | | | |
| S23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | | | | |
| 24 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | | | | |
| S25 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 10000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| HARBOR FUND | | | | | |
| Security | | 411511108 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | HABDX | | | | | Meeting Date | | 14-Dec-2010 | | | | | | |
| ISIN | | US4115111084 | | | | | Agenda | | 933337431 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | RAYMOND J. BALL | | | | Withheld | Against | | | | |
| | 2 | DONNA J. DEAN | | | | Withheld | Against | | | | |
| | 3 | RANDALL A. HACK | | | | Withheld | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 148102 | | 0 | | 26-Oct-2010 | | 26-Oct-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| HCP, INC. | | | | | |
| Security | | 40414L109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | HCP | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US40414L1098 | | | | | Agenda | | 933383236 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: JAMES F. FLAHERTY III | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: CHRISTINE N. GARVEY | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: DAVID B. HENRY | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: LAURALEE E. MARTIN | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: MICHAEL D. MCKEE | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: PETER L. RHEIN | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: KENNETH B. ROATH | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: RICHARD M. ROSENBERG | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN | Management | For | For | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 3000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| HUDSON CITY BANCORP, INC. | | | | | |
| Security | | 443683107 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | HCBK | | | | | Meeting Date | | 19-Apr-2011 | | | | | | |
| ISIN | | US4436831071 | | | | | Agenda | | 933386636 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: RONALD E. HERMANCE, JR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: WILLIAM G. BARDEL | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF DIRECTOR FOR TERM OF THREE YEARS: SCOTT A. BELAIR | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1D | ELECTION OF DIRECTOR FOR TERM OF TWO YEARS: CORNELIUS E. GOLDING | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | THE ADOPTION OF THE HUDSON CITY BANCORP, INC. AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN. | Management | For | For | | | | |
| 04 | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | | | | |
| 05 | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 15000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| IBERIABANK CORPORATION | | | | | |
| Security | | 450828108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | IBKC | | | | | Meeting Date | | 06-May-2011 | | | | | | |
| ISIN | | US4508281080 | | | | | Agenda | | 933419409 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | HARRY V. BARTON, JR. | | | | Withheld | Against | | | | |
| | 2 | E. STEWART SHEA III | | | | Withheld | Against | | | | |
| | 3 | DAVID H. WELCH | | | | Withheld | Against | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| 03 | APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 STOCK INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 900,000 SHARES AND INCREASE SHARES AVAILABLE FOR ISSUANCE AS FULL VALUE AWARDS BY 450,000 SHARES. | Management | For | For | | | | |
| 04 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 05 | ADVISORY VOTE ON THE FREQUENCY OF THE NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| INTEL CORPORATION | | | | | |
| Security | | 458140100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | INTC | | | | | Meeting Date | | 19-May-2011 | | | | | | |
| ISIN | | US4581401001 | | | | | Agenda | | 933403812 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | | | | |
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR | Management | For | For | | | | |
| 03 | AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Management | For | For | | | | |
| 04 | AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN | Management | For | For | | | | |
| 05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | Abstain | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 10000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| 2698976 | | 59B | | 11500 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| INTERNATIONAL BUSINESS MACHINES CORP. | | | | | |
| Security | | 459200101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | IBM | | | | | Meeting Date | | 26-Apr-2011 | | | | | | |
| ISIN | | US4592001014 | | | | | Agenda | | 933380381 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | | | | |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For | | | | |
| 04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | Management | 3 Years | For | | | | |
| 05 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | Shareholder | Against | For | | | | |
| 06 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | Shareholder | Against | For | | | | |
| 07 | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 1300 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ITT EDUCATIONAL SERVICES, INC. | | | | | |
| Security | | 45068B109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ESI | | | | | Meeting Date | | 03-May-2011 | | | | | | |
| ISIN | | US45068B1098 | | | | | Agenda | | 933384961 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: JOHN E. DEAN | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR: JAMES D. FOWLER, JR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF DIRECTOR: VIN WEBER | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS ITT EDUCATIONAL SERVICES, INC.'S (ITT/ESI) INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION PAID TO ITT/ESI'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IN ITT/ESI'S PROXY STATEMENT. | Management | For | For | | | | |
| 04 | TO APPROVE, BY A NON-BINDING VOTE, HOLDING FUTURE SHAREHOLDER VOTES TO APPROVE THE COMPENSATION PAID TO ITT/ESI'S NAMED EXECUTIVE OFFICERS EVERY ONE, TWO, OR THREE YEARS. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 10000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| JOHN HANCOCK PFD INCOME FUND | | | | | |
| Security | | 41013W108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | HPI | | | | | Meeting Date | | 21-Jan-2011 | | | | | | |
| ISIN | | US41013W1080 | | | | | Agenda | | 933354704 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | JAMES F. CARLIN | | | | Withheld | Against | | | | |
| | 2 | WILLIAM H. CUNNINGHAM | | | | Withheld | Against | | | | |
| | 3 | GREGORY A. RUSSO | | | | Withheld | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 10000 | | 0 | | 02-Dec-2010 | | 02-Dec-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| JOHNSON & JOHNSON | | | | | |
| Security | | 478160104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | JNJ | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US4781601046 | | | | | Agenda | | 933382854 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | | | | |
| 02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | | | | |
| 05 | SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT | Shareholder | Against | For | | | | |
| 06 | SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY | Shareholder | Against | For | | | | |
| 07 | SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 12500 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| KRAFT FOODS INC. | | | | | |
| Security | | 50075N104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | KFT | | | | | Meeting Date | | 24-May-2011 | | | | | | |
| ISIN | | US50075N1046 | | | | | Agenda | | 933395255 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: AJAYPAL S. BANGA | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | For | | | | |
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 3 | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | | | | |
| 4 | APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | | | | |
| 5 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 5000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| LABORATORY CORP. OF AMERICA HOLDINGS | | | | | |
| Security | | 50540R409 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | LH | | | | | Meeting Date | | 11-May-2011 | | | | | | |
| ISIN | | US50540R4092 | | | | | Agenda | | 933398554 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: N. ANTHONY COLES, JR., M.D., M.P.H. | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D. | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | For | | | | |
| 02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | | | | |
| 04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 50 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| LINN ENERGY, LLC | | | | | |
| Security | | 536020100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | LINE | | | | | Meeting Date | | 26-Apr-2011 | | | | | | |
| ISIN | | US5360201009 | | | | | Agenda | | 933384428 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | MICHAEL C. LINN | | | | For | For | | | | |
| | 2 | MARK E. ELLIS | | | | For | For | | | | |
| | 3 | GEORGE A. ALCORN | | | | For | For | | | | |
| | 4 | TERRENCE S. JACOBS | | | | For | For | | | | |
| | 5 | JEFFREY C. SWOVELAND | | | | For | For | | | | |
| | 6 | JOSEPH P. MCCOY | | | | For | For | | | | |
| 02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 15000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| LORILLARD, INC. | | | | | |
| Security | | 544147101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | LO | | | | | Meeting Date | | 19-May-2011 | | | | | | |
| ISIN | | US5441471019 | | | | | Agenda | | 933415336 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | DIANNE NEAL BLIXT | | | | Withheld | Against | | | | |
| | 2 | DAVID E.R. DANGOOR | | | | Withheld | Against | | | | |
| | 3 | MURRAY S. KESSLER | | | | Withheld | Against | | | | |
| 02 | TO APPROVE THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | TO APPROVE HOLDING FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | | | | |
| 04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 05 | TO APPROVE THE SHAREHOLDER PROPOSAL ON A MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shareholder | Abstain | | | | | |
| 06 | TO APPROVE THE SHAREHOLDER PROPOSAL ON REPORTING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 5000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MARKWEST ENERGY PARTNERS LP | | | | | |
| Security | | 570759100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MWE | | | | | Meeting Date | | 01-Jun-2011 | | | | | | |
| ISIN | | US5707591005 | | | | | Agenda | | 933439704 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | FRANK M. SEMPLE | | | | For | For | | | | |
| | 2 | DONALD D. WOLF | | | | For | For | | | | |
| | 3 | KEITH E. BAILEY | | | | For | For | | | | |
| | 4 | MICHAEL L. BEATTY | | | | For | For | | | | |
| | 5 | CHARLES K. DEMPSTER | | | | For | For | | | | |
| | 6 | DONALD C. HEPPERMANN | | | | For | For | | | | |
| | 7 | WILLIAM A. KELLSTROM | | | | For | For | | | | |
| | 8 | ANNE E. FOX MOUNSEY | | | | For | For | | | | |
| | 9 | WILLIAM P. NICOLETTI | | | | For | For | | | | |
| 02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PARTNERSHIP'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF COMMON UNITHOLDERS. | Management | For | For | | | | |
| 03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For | | | | |
| 04 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 12500 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MEDICAL PROPERTIES TRUST, INC. | | | | | |
| Security | | 58463J304 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MPW | | | | | Meeting Date | | 19-May-2011 | | | | | | |
| ISIN | | US58463J3041 | | | | | Agenda | | 933444868 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | EDWARD K. ALDAG, JR. | | | | For | For | | | | |
| | 2 | G. STEVEN DAWSON | | | | For | For | | | | |
| | 3 | R. STEVEN HAMNER | | | | For | For | | | | |
| | 4 | ROBERT E. HOLMES, PH.D. | | | | For | For | | | | |
| | 5 | SHERRY A. KELLETT | | | | For | For | | | | |
| | 6 | WILLIAM G. MCKENZIE | | | | For | For | | | | |
| | 7 | L. GLENN ORR, JR. | | | | For | For | | | | |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | PROPOSAL FOR AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | PROPOSAL FOR AN ADVISORY RESOLUTION REGARDING WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 35000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MEDTRONIC, INC. | | | | | |
| Security | | 585055106 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MDT | | | | | Meeting Date | | 25-Aug-2010 | | | | | | |
| ISIN | | US5850551061 | | | | | Agenda | | 933309139 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | RICHARD H. ANDERSON | | | | For | For | | | | |
| | 2 | DAVID L. CALHOUN | | | | For | For | | | | |
| | 3 | VICTOR J. DZAU, M.D. | | | | For | For | | | | |
| | 4 | WILLIAM A. HAWKINS | | | | For | For | | | | |
| | 5 | SHIRLEY A. JACKSON, PHD | | | | For | For | | | | |
| | 6 | JAMES T. LENEHAN | | | | For | For | | | | |
| | 7 | DENISE M. O'LEARY | | | | For | For | | | | |
| | 8 | KENDALL J. POWELL | | | | For | For | | | | |
| | 9 | ROBERT C. POZEN | | | | For | For | | | | |
| | 10 | JEAN-PIERRE ROSSO | | | | For | For | | | | |
| | 11 | JACK W. SCHULER | | | | For | For | | | | |
| 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028784994 | | 3S7 | | 2900 | | 0 | | 14-Jul-2010 | | 14-Jul-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MERCK & CO., INC. | | | | | |
| Security | | 58933Y105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MRK | | | | | Meeting Date | | 24-May-2011 | | | | | | |
| ISIN | | US58933Y1055 | | | | | Agenda | | 933416744 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: HARRY R. JACOBSON | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | | | | |
| 1N | ELECTION OF DIRECTOR: THOMAS E. SHENK | Management | For | For | | | | |
| 1O | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management | For | For | | | | |
| 1P | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | | | | |
| 1Q | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | | | | |
| 1R | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 15000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| 2698975 | | 59B | | 20000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MICROSOFT CORPORATION | | | | | |
| Security | | 594918104 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MSFT | | | | | Meeting Date | | 16-Nov-2010 | | | | | | |
| ISIN | | US5949181045 | | | | | Agenda | | 933331011 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | | | | |
| 02 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | | | | |
| 03 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | | | | |
| 04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | | | | |
| 05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | | | | |
| 06 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | | | | |
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | | | | |
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | | | | |
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | | | | |
| 10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For | | | | |
| 11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 25000 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| 2698976 | | 59B | | 3500 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MLP & STRATEGIC EQUITY FD INC | | | | | |
| Security | | 55312N106 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | MTP | | | | | Meeting Date | | 22-Oct-2010 | | | | | | |
| ISIN | | US55312N1063 | | | | | Agenda | | 933317542 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT BETWEEN THE FUND AND NUVEEN ASSET MANAGEMENT. | Management | For | For | | | | |
| 02 | TO APPROVE A NEW INVESTMENT SUBADVISORY AGREEMENT BETWEEN THE FUND AND THE FUND'S CURRENT SUBADVISER. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028789517 | | 3S7 | | 10000 | | 0 | | 17-Aug-2010 | | 17-Aug-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MLP & STRATEGIC EQUITY FD INC | | | | | |
| Security | | 55312NA33 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | | | | | | Meeting Date | | 22-Oct-2010 | | | | | | |
| ISIN | | | | | | | Agenda | | 933317554 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | ROBERT P. BREMNER | | | | For | For | | | | |
| | 2 | JACK B. EVANS | | | | For | For | | | | |
| | 3 | WILLIAM C. HUNTER | | | | For | For | | | | |
| | 4 | DAVID J. KUNDERT | | | | For | For | | | | |
| | 5 | WILLIAM J. SCHNEIDER | | | | For | For | | | | |
| | 6 | JUDITH M. STOCKDALE | | | | For | For | | | | |
| | 7 | CAROLE E. STONE | | | | For | For | | | | |
| | 8 | TERENCE J. TOTH | | | | For | For | | | | |
| | 9 | JOHN P. AMBOIAN | | | | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028789517 | | 3S7 | | 10000 | | 0 | | 17-Aug-2010 | | 17-Aug-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| MLP & STRATEGIC EQUITY FD INC | | | | | |
| Security | | 55312N106 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | MTP | | | | | Meeting Date | | 06-May-2011 | | | | | | |
| ISIN | | US55312N1063 | | | | | Agenda | | 933407214 - Opposition | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1E | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | JOHN P. AMBOIAN | | | | For | For | | | | |
| | 2 | ROBERT P. BREMNER | | | | For | For | | | | |
| | 3 | JACK B. EVANS | | | | For | For | | | | |
| | 4 | DAVID J. KUNDERT | | | | For | For | | | | |
| | 5 | JUDITH M. STOCKDALE | | | | For | For | | | | |
| | 6 | CAROLE E. STONE | | | | For | For | | | | |
| | 7 | TERENCE J. TOTH | | | | For | For | | | | |
| | 8 | VIRGINIA L. STRINGER | | | | For | For | | | | |
| | 9 | WILLIAM C. HUNTER | | | | For | For | | | | |
| | 10 | WILLIAM J. SCHNEIDER | | | | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 10000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NESTLE S.A. | | | | | |
| Security | | 641069406 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NSRGY | | | | | Meeting Date | | 14-Apr-2011 | | | | | | |
| ISIN | | US6410694060 | | | | | Agenda | | 933391586 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2010 | Management | For | For | | | | |
| 1B | ACCEPTANCE OF THE COMPENSATION REPORT 2010 (ADVISORY VOTE) | Management | For | For | | | | |
| 02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | | | | |
| 03 | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2010 | Management | For | For | | | | |
| 4A1 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. PAUL BULCKE (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4A2 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ANDREAS KOOPMANN (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4A3 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ROLF HANGGI (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4A4 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN- PIERRE MEYERS (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4A5 | RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAINA LAL KIDWAI (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4A6 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. BEAT HESS (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4B | ELECTION TO THE BOARD OF DIRECTOR: MS. ANN VENEMAN (FOR A TERM OF THREE YEARS) | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4C | RE-ELECTION OF THE STATUTORY AUDITOR: KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR) | Management | For | For | | | | |
| 05 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | | | | |
| 06 | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I GIVE A PROXY TO VOTE IN FAVOR OF THE MOTION OR RECOMMENDATION OF THE BOARD OF DIRECTORS | Management | For | For | | | | |
| 07 | MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION) | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 10000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NOBLE CORPORATION | | | | | |
| Security | | H5833N103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NE | | | | | Meeting Date | | 29-Apr-2011 | | | | | | |
| ISIN | | CH0033347318 | | | | | Agenda | | 933383349 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | LAWRENCE J. CHAZEN | | | | Withheld | Against | | | | |
| | 2 | JON A. MARSHALL | | | | Withheld | Against | | | | |
| | 3 | MARY P. RICCIARDELLO | | | | Withheld | Against | | | | |
| 2 | APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 | Management | For | For | | | | |
| 3 | APPROVAL OF THE CREATION OF A RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS | Management | For | For | | | | |
| 4 | APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY | Management | For | For | | | | |
| 5 | APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 | Management | For | For | | | | |
| 6 | APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE | Management | For | For | | | | |
| 7 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM | Management | For | For | | | | |
| 8 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 | Management | For | For | | | | |
| 9 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | | | | |
| 10 | ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 4000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NOBLE CORPORATION | | | | | |
| Security | | H5833N103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NE | | | | | Meeting Date | | 29-Apr-2011 | | | | | | |
| ISIN | | CH0033347318 | | | | | Agenda | | 933425248 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | LAWRENCE J. CHAZEN | | | | Withheld | Against | | | | |
| | 2 | JON A. MARSHALL | | | | Withheld | Against | | | | |
| | 3 | MARY P. RICCIARDELLO | | | | Withheld | Against | | | | |
| 2 | APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2010 | Management | For | For | | | | |
| 3 | APPROVAL OF THE CREATION OF A RESERVE THROUGH APPROPRIATION OF RETAINED EARNINGS | Management | For | For | | | | |
| 4 | APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION OF CERTAIN SHARES HELD IN TREASURY | Management | For | For | | | | |
| 5 | APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013 | Management | For | For | | | | |
| 6 | APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE | Management | For | For | | | | |
| 7 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM | Management | For | For | | | | |
| 8 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR FISCAL YEAR 2010 | Management | For | For | | | | |
| 9 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | | | | |
| 10 | ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE COMPENSATION ADVISORY VOTE | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 4000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NOKIA CORPORATION | | | | | |
| Security | | 654902204 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NOK | | | | | Meeting Date | | 03-May-2011 | | | | | | |
| ISIN | | US6549022043 | | | | | Agenda | | 933373538 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 07 | ADOPTION OF THE ANNUAL ACCOUNTS. | Management | For | For | | | | |
| 08 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | Management | For | For | | | | |
| 09 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | Management | For | For | | | | |
| 10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | | | | |
| 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | | | | |
| 12 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | STEPHEN ELOP | | | | For | For | | | | |
| | 2 | DR. BENGT HOLMSTROM | | | | For | For | | | | |
| | 3 | PROF. DR. H. KAGERMANN | | | | For | For | | | | |
| | 4 | PER KARLSSON | | | | For | For | | | | |
| | 5 | JOUKO KARVINEN | | | | For | For | | | | |
| | 6 | HELGE LUND | | | | For | For | | | | |
| | 7 | ISABEL MAREY-SEMPER | | | | For | For | | | | |
| | 8 | JORMA OLLILA | | | | For | For | | | | |
| | 9 | DAME MARJORIE SCARDINO | | | | For | For | | | | |
| | 10 | RISTO SIILASMAA | | | | For | For | | | | |
| | 11 | KARI STADIGH | | | | For | For | | | | |
| 13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | Management | For | For | | | | |
| 14 | ELECTION OF AUDITOR. | Management | For | For | | | | |
| 15 | AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | Management | For | For | | | | |
| 16 | GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL OF NOKIA. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 25000 | | 0 | | 17-Feb-2011 | | 17-Feb-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NORTHROP GRUMMAN CORPORATION | | | | | |
| Security | | 666807102 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NOC | | | | | Meeting Date | | 18-May-2011 | | | | | | |
| ISIN | | US6668071029 | | | | | Agenda | | 933435744 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: MADELEINE KLEINER | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: KEVIN W. SHARER | Management | For | For | | | | |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | PROPOSAL TO APPROVE THE 2011 LONG-TERM INCENTIVE STOCK PLAN. | Management | For | For | | | | |
| 04 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 05 | PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shareholder | Against | For | | | | |
| 07 | SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | | | | |
| 08 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 10000 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| 2698976 | | 59B | | 1500 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NYSE EURONEXT | | | | | |
| Security | | 629491101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NYX | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US6294911010 | | | | | Agenda | | 933382791 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: ANDRE BERGEN | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: ELLYN L. BROWN | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: MARSHALL N. CARTER | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: DOMINIQUE CERUTTI | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: SIR GEORGE COX | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: SYLVAIN HEFES | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: JAMES J. MCNULTY | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: RICARDO SALGADO | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: ROBERT G. SCOTT | Management | For | For | | | | |
| 1N | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | | | | |
| 1O | ELECTION OF DIRECTOR: RIJNHARD VAN TETS | Management | For | For | | | | |
| 1P | ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON | Management | For | For | | | | |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| 03 | TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY VOTING WITH RESPECT TO CERTAIN PROVISIONS IN OUR CERTIFICATE OF INCORPORATION THAT CURRENTLY REQUIRE AN 80% STOCKHOLDER VOTE TO AMEND (THE PROPOSED CHARTER AMENDMENT). | Management | For | For | | | | |
| 04 | TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE "SAY-ON-PAY" PROPOSAL). | Management | For | For | | | | |
| 05 | SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION DISCLOSURE EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL). | Management | Abstain | | | | | |
| 06 | TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING (THE KENNETH STEINER PROPOSAL). | Shareholder | Against | For | | | | |
| 07 | TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT (THE WILLIAM STEINER PROPOSAL). | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2500 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| NYSE EURONEXT | | | | | |
| Security | | 629491101 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | NYX | | | | | Meeting Date | | 07-Jul-2011 | | | | | | |
| ISIN | | US6294911010 | | | | | Agenda | | 933456837 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | TO ADOPT THE BUSINESS COMBINATION AGREEMENT, DATED AS OF FEBRUARY 15, 2011, AS AMENDED, BY AND AMONG DEUTSCHE BORSE AG, NYSE EURONEXT, ALPHA BETA NETHERLANDS HOLDING N.V. ("HOLDCO") AND POMME MERGER CORPORATION, AND APPROVE THE TRANSACTIONS CONTEMPLATED BY THE BUSINESS COMBINATION AGREEMENT. | Management | For | For | | | | |
| 2A | TO INCLUDE PROVISIONS IN THE HOLDCO ARTICLES OF ASSOCIATION TO AMEND THE HOLDCO ARTICLES OF ASSOCIATION AND TO APPROVE CERTAIN EXTRAORDINARY TRANSACTIONS OF HOLDCO. | Management | For | For | | | | |
| 2B | TO INCLUDE PROVISIONS IN THE HOLDCO ARTICLES OF ASSOCIATION TO ELECT DIRECTORS IN CERTAIN CIRCUMSTANCES AND REMOVE DIRECTORS. | Management | For | For | | | | |
| 2C | TO INCLUDE PROVISIONS IN THE HOLDCO ARTICLES OF ASSOCIATION PROVIDING FOR THE APPOINTMENT OF DIRECTORS TO THE HOLDCO BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| 03 | APPROVE ANY PROPOSAL, IF MADE BY CHAIRMAN OF THE NYSE EURONEXT BOARD, TO ADJOURN OR POSTPONE THE SPECIAL MEETING IN ORDER TO (1) SOLICIT ADDITIONAL PROXIES WITH RESPECT TO ABOVE-MENTIONED PROPOSALS &/OR (2) HOLD SPECIAL MEETING ON A DATE THAT IS ON OR ABOUT DATE OF EXPIRATION OF OFFER ACCEPTANCE PERIOD FOR EXCHANGE OFFER, IN EVENT THAT SUCH DATE OF EXPIRATION IS EXTENDED. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2500 | | 0 | | 17-May-2011 | | 17-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ONEOK, INC. | | | | | |
| Security | | 682680103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | OKE | | | | | Meeting Date | | 25-May-2011 | | | | | | |
| ISIN | | US6826801036 | | | | | Agenda | | 933410829 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JULIE H. EDWARDS | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: WILLIAM L. FORD | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JOHN W. GIBSON | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: BERT H. MACKIE | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: JIM W. MOGG | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: PATTYE L. MOORE | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: GARY D. PARKER | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC | Management | For | For | | | | |
| 02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DEC 31, 2011. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2500 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| ORACLE CORPORATION | | | | | |
| Security | | 68389X105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | ORCL | | | | | Meeting Date | | 06-Oct-2010 | | | | | | |
| ISIN | | US68389X1054 | | | | | Agenda | | 933328189 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | JEFFREY S. BERG | | | | For | For | | | | |
| | 2 | H. RAYMOND BINGHAM | | | | For | For | | | | |
| | 3 | MICHAEL J. BOSKIN | | | | For | For | | | | |
| | 4 | SAFRA A. CATZ | | | | For | For | | | | |
| | 5 | BRUCE R. CHIZEN | | | | For | For | | | | |
| | 6 | GEORGE H. CONRADES | | | | For | For | | | | |
| | 7 | LAWRENCE J. ELLISON | | | | For | For | | | | |
| | 8 | HECTOR GARCIA-MOLINA | | | | For | For | | | | |
| | 9 | JEFFREY O. HENLEY | | | | For | For | | | | |
| | 10 | MARK V. HURD | | | | For | For | | | | |
| | 11 | DONALD L. LUCAS | | | | For | For | | | | |
| | 12 | NAOMI O. SELIGMAN | | | | For | For | | | | |
| 02 | APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. | Management | For | For | | | | |
| 03 | APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. | Management | For | For | | | | |
| 04 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. | Management | For | For | | | | |
| 05 | ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. | Shareholder | Against | For | | | | |
| 06 | ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | For | | | | |
| 07 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3500 | | 0 | | 30-Sep-2010 | | 30-Sep-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PANERA BREAD COMPANY | | | | | |
| Security | | 69840W108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PNRA | | | | | Meeting Date | | 19-May-2011 | | | | | | |
| ISIN | | US69840W1080 | | | | | Agenda | | 933429830 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | RONALD M. SHAICH | | | | Withheld | Against | | | | |
| | 2 | FRED K. FOULKES | | | | Withheld | Against | | | | |
| 02 | APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 03 | RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 04 | APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 87,000,000 SHARES TO 124,500,000 SHARES. | Management | For | For | | | | |
| 05 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 1500 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PARTNER COMMUNICATIONS COMPANY LTD. | | | | | |
| Security | | 70211M109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PTNR | | | | | Meeting Date | | 05-May-2011 | | | | | | |
| ISIN | | US70211M1099 | | | | | Agenda | | 933424638 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | RE-APPOINTMENT OF KESSELMAN & KESSELMAN, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS IN ISRAEL AND A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED GROUP, AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. | Management | For | | | | | |
| 04 | RE-ELECTION OF THE FOLLOWING DIRECTORS TO THE COMPANY'S BOARD OF DIRECTORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: ILAN BEN DOV, EREZ GISSIN, DR. SHLOMO NASS, YAHEL SHACHAR AND AVI ZELDMAN; APPROVAL OF THE COMPENSATION TERMS OF SEVERAL DIRECTORS; APPROVAL (SUBJECT TO ADOPTION OF RESOLUTION 5 BELOW) OF INSURANCE OF THE DIRECTORS UP FOR RE-ELECTION AT THE AGM AND OF MRS. OSNAT RONEN; AND APPROVAL (SUBJECT TO ADOPTION OF RESOLUTION 6 BELOW), OF INDEMNIFICATION OF MR. AVI ZELDMAN. | Management | For | | | | | |
| 5A | APPROVAL AND RATIFICATION OF THE RENEWAL OF A "D&O" INSURANCE POLICY AND APPROVAL OF AN EXTENSION OF THE D&O POLICY. | Management | For | | | | | |
| 5B | APPROVAL OF THE ENTRY INTO A NEW "D&O" INSURANCE POLICY. | Management | For | | | | | |
| 06 | APPROVAL AND RATIFICATION OF THE GRANT OF AN INDEMNIFICATION LETTER TO MR. AVI ZELDMAN (ALL OTHER DIRECTORS CONTINUE TO BENEFIT FROM THE EXISTING INDEMNIFICATION THEREOF). | Management | For | | | | | |
| 07 | APPROVAL AND RATIFICATION AS A "FRAMEWORK TRANSACTION" OF THE PURCHASE OF HANDSETS, ACCESSORIES, SPARE PARTS AND REPAIR SERVICES UNDER A REVISED AGREEMENT WITH SCAILEX CORPORATION LTD., THE CONTROLLING PARTY OF THE COMPANY. | Management | For | | | | | |
| 7A | IN RESPECT OF TRANSACTION'S APPROVAL PURSUANT SECTIONS 255 AND 275 PLEASE INDICATE FOR ITEM 7 "PERSONAL INTEREST" (AS DEFINED ABOVE). | Management | For | | | | | |
| 08 | I, THE UNDERSIGNED, HEREBY DECLARE THAT NEITHER MY HOLDINGS NOR MY VOTE REQUIRE THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 (TRANSFER OF MEANS OF CONTROL) OR 23 (PROHIBITION OF CROSS-OWNERSHIP) OF THE COMPANY'S GENERAL LICENSE FOR THE PROVISION OF MOBILE RADIO TELEPHONE SERVICES USING THE CELLULAR METHOD IN ISRAEL DATED APRIL 7,1998, AS AMENDED (THE "LICENSE"). | Management | For | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 25000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PENN WEST ENERGY TRUST | | | | | |
| Security | | 707885109 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | PWE | | | | | Meeting Date | | 14-Dec-2010 | | | | | | |
| ISIN | | CA7078851093 | | | | | Agenda | | 933349400 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT OF PENN WEST DATED NOVEMBER 10, 2010 (THE "INFORMATION CIRCULAR"), TO APPROVE A PLAN OF ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA) AND RELATED MATTERS, WHICH WILL RESULT IN THE REORGANIZATION OF PENN WEST INTO A CORPORATION ("NEW PENN WEST"), ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR; | Management | For | For | | | | |
| 02 | AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE INFORMATION CIRCULAR, TO APPROVE A STOCK OPTION PLAN FOR NEW PENN WEST, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 5000 | | 0 | | 22-Nov-2010 | | 22-Nov-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PENN WEST PETROLEUM LTD. | | | | | |
| Security | | 707887105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PWE | | | | | Meeting Date | | 08-Jun-2011 | | | | | | |
| ISIN | | CA7078871059 | | | | | Agenda | | 933456558 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF PENN WEST FOR THE ENSUING YEAR. | Management | For | For | | | | |
| 02 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | JAMES E. ALLARD | | | | For | For | | | | |
| | 2 | WILLIAM E. ANDREW | | | | For | For | | | | |
| | 3 | GEORGE H. BROOKMAN | | | | For | For | | | | |
| | 4 | JOHN A. BRUSSA | | | | For | For | | | | |
| | 5 | DARYL GILBERT | | | | For | For | | | | |
| | 6 | SHIRLEY A. MCCLELLAN | | | | For | For | | | | |
| | 7 | MURRAY R. NUNNS | | | | For | For | | | | |
| | 8 | FRANK POTTER | | | | For | For | | | | |
| | 9 | JACK SCHANCK | | | | For | For | | | | |
| | 10 | JAMES C. SMITH | | | | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 5000 | | 0 | | 17-May-2011 | | 17-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PEOPLE'S UNITED FINANCIAL, INC. | | | | | |
| Security | | 712704105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PBCT | | | | | Meeting Date | | 21-Apr-2011 | | | | | | |
| ISIN | | US7127041058 | | | | | Agenda | | 933378401 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | JOHN P. BARNES | | | | Withheld | Against | | | | |
| | 2 | COLLIN P. BARON | | | | Withheld | Against | | | | |
| | 3 | RICHARD M. HOYT | | | | Withheld | Against | | | | |
| 2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | | | | |
| 3 | ADVISORY (NON-BINDING) VOTE RELATING TO THE FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | | | | |
| 4 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 41000 | | 0 | | 09-Mar-2011 | | 09-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | | | | |
| Security | | 71654V408 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | PBR | | | | | Meeting Date | | 12-Aug-2010 | | | | | | |
| ISIN | | US71654V4086 | | | | | Agenda | | 933316336 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS CORPORATE FINANCE & RECOVERY LTDA. ("PWC"), TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS) ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT (THE "VALUATION REPORT"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For | | | | |
| 02 | APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN THE VALUATION REPORT (THE "VALUATION CRITERIA") | Management | For | For | | | | |
| 03 | DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS OF THE COMPANY TO RATIFY THE FINAL VALUE OF EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION REPORT PURSUANT TO THE VALUATION CRITERIA | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028876083 | | 3S7 | | 4000 | | 0 | | 17-Aug-2010 | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | | | | |
| Security | | 71654V408 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | PBR | | | | | Meeting Date | | 07-Dec-2010 | | | | | | |
| ISIN | | US71654V4086 | | | | | Agenda | | 933354095 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010 | Management | For | For | | | | |
| 02 | APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A. AND THE COMPANY ON 11/04/2010 | Management | For | For | | | | |
| 03 | RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM PARTICIPACOES S.A. ("ASSESSMENT REPORTS"), UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227 OF ACT 6404/76, AS AMENDED | Management | For | For | | | | |
| 04 | APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES S.A. AND OF NOVA MARLIM PARTICIPACOES S.A. | Management | For | For | | | | |
| 05 | APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO THE COMPANY, WITH NO INCREASE TO THE COMPANY'S JOINT STOCK | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 4000 | | 0 | | 02-Dec-2010 | | 02-Dec-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | | | | |
| Security | | 71654V408 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | PBR | | | | | Meeting Date | | 31-Jan-2011 | | | | | | |
| ISIN | | US71654V4086 | | | | | Agenda | | 933365113 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| A | MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. ("UPB") AND OF COMPERJ PET S.A. ("PET") INTO PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| B | APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 4000 | | 0 | | 18-Jan-2011 | | 18-Jan-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | | | | |
| Security | | 71654V408 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | PBR | | | | | Meeting Date | | 04-Apr-2011 | | | | | | |
| ISIN | | US71654V4086 | | | | | Agenda | | 933398237 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE 20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE WORD "UP TO", AND ESTABLISHING THE NUMBER OF DIRECTORS. | Management | For | For | | | | |
| 02 | MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 4000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PETROLEO BRASILEIRO S.A. - PETROBRAS | | | | | |
| Security | | 71654V408 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PBR | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US71654V4086 | | | | | Agenda | | 933430364 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| O1 | THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF 2010 | Management | For | For | | | | |
| O2 | CAPITAL BUDGET FOR 2011 | Management | For | For | | | | |
| O3 | DISTRIBUTION OF THE INCOME OF YEAR 2010 | Management | For | For | | | | |
| O4 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Management | For | For | | | | |
| O5 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | | | | |
| O6 | ELECTION OF MEMBERS TO THE FISCAL BOARD AND THEIR RESPECTIVE SUBSTITUTES | Management | For | For | | | | |
| O7 | ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE FISCAL BOARD | Management | For | For | | | | |
| E1 | CAPITAL INCREASE | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 4000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PFIZER INC. | | | | | |
| Security | | 717081103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PFE | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US7170811035 | | | | | Agenda | | 933392196 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | | | | |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 2 Years | For | | | | |
| 05 | SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | For | | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES. | Shareholder | Against | For | | | | |
| 07 | SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS. | Shareholder | Against | For | | | | |
| 08 | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | | | | |
| 09 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | | | | |
| 10 | SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 50000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| 2698976 | | 59B | | 2500 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PHILIP MORRIS INTERNATIONAL INC. | | | | | |
| Security | | 718172109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PM | | | | | Meeting Date | | 11-May-2011 | | | | | | |
| ISIN | | US7181721090 | | | | | Agenda | | 933393744 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | | | | |
| 02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | | | | |
| 03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | | | | |
| 05 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For | | | | |
| 06 | STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 15000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PIMCO CORPORATE INCOME FUND | | | | | |
| Security | | 72200U100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PCN | | | | | Meeting Date | | 14-Apr-2011 | | | | | | |
| ISIN | | US72200U1007 | | | | | Agenda | | 933379744 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| I | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | BRADFORD K. GALLAGHER** | | | | Withheld | Against | | | | |
| | 2 | JOHN C. MANEY** | | | | Withheld | Against | | | | |
| | 3 | ALAN RAPPAPORT* | | | | Withheld | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 12500 | | 0 | | 09-Mar-2011 | | 09-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PLUM CREEK TIMBER COMPANY, INC. | | | | | |
| Security | | 729251108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PCL | | | | | Meeting Date | | 03-May-2011 | | | | | | |
| ISIN | | US7292511083 | | | | | Agenda | | 933396675 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: RICK R. HOLLEY | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: ROBIN JOSEPHS | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JOHN G. MCDONALD | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: ROBERT B. MCLEOD | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: JOHN F. MORGAN SR. | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: MARC F. RACICOT | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: JOHN H. SCULLY | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: STEPHEN C. TOBIAS | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: MARTIN A. WHITE | Management | For | For | | | | |
| 02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 03 | TO CHOOSE, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | | | | |
| 04 | TO RATIFY APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 5000 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| POTLATCH CORPORATION | | | | | |
| Security | | 737630103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PCH | | | | | Meeting Date | | 02-May-2011 | | | | | | |
| ISIN | | US7376301039 | | | | | Agenda | | 933401248 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: JEROME C. KNOLL | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR: JOHN S. MOODY | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF DIRECTOR: LAWRENCE S. PEIROS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2011. | Management | For | For | | | | |
| 03 | APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS IN THE POTLATCH CORPORATION 2005 STOCK INCENTIVE PLAN. | Management | For | For | | | | |
| 04 | APPROVAL, BY NON-BINDING VOTE, OF 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 05 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 5000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| PROGRESS ENERGY, INC. | | | | | |
| Security | | 743263105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PGN | | | | | Meeting Date | | 11-May-2011 | | | | | | |
| ISIN | | US7432631056 | | | | | Agenda | | 933401983 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JAMES E. BOSTIC JR. | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: HARRIS E. DELOACH JR. | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JAMES B. HYLER JR. | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: WILLIAM D. JOHNSON | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: ROBERT W. JONES | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: W. STEVEN JONES | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: E. MARIE MCKEE | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: JOHN H. MULLIN III | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: CHARLES W. PRYOR JR. | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | | | | |
| 1N | ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR. | Management | For | For | | | | |
| 2 | AN ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 3 | TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 4 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS PROGRESS ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 5000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| RAYTHEON COMPANY | | | | | |
| Security | | 755111507 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | RTN | | | | | Meeting Date | | 26-May-2011 | | | | | | |
| ISIN | | US7551115071 | | | | | Agenda | | 933437940 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JOHN M. DEUTCH | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: RONALD L. SKATES | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | | | | |
| 02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | | | | |
| 04 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | | | | |
| 05 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | Against | For | | | | |
| 06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION | Shareholder | Against | For | | | | |
| 07 | SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES | Shareholder | Against | For | | | | |
| 08 | SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 2000 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| REAVES UTILITY INCOME FUND | | | | | |
| Security | | 756158101 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | UTG | | | | | Meeting Date | | 26-Aug-2010 | | | | | | |
| ISIN | | US7561581015 | | | | | Agenda | | 933311211 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BY AND BETWEEN THE REAVES UTILITY INCOME FUND AND W.H. REAVES & CO. INC. | Management | For | For | | | | |
| 02 | THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR THE PROPOSED AMENDMENT TO THE REAVES UTILITY INCOME FUND'S FUNDAMENTAL INVESTMENT RESTRICTION RELATING TO BORROWING. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028789517 | | 3S7 | | 5000 | | 0 | | 20-Jul-2010 | | 20-Jul-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| REAVES UTILITY INCOME FUND | | | | | |
| Security | | 756158101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | UTG | | | | | Meeting Date | | 29-Apr-2011 | | | | | | |
| ISIN | | US7561581015 | | | | | Agenda | | 933384769 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | MARY K. ANSTINE | | | | Withheld | Against | | | | |
| | 2 | MICHAEL F. HOLLAND | | | | Withheld | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698973 | | 59B | | 5000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| SK TELECOM CO., LTD. | | | | | |
| Security | | 78440P108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | SKM | | | | | Meeting Date | | 11-Mar-2011 | | | | | | |
| ISIN | | US78440P1084 | | | | | Agenda | | 933375710 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF FINANCIAL STATEMENTS FOR THE 27TH FISCAL YEAR (FROM JANUARY 1, 2010 TO DECEMBER 31, 2010), AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | For | | | | |
| 02 | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS. * PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION. | Management | For | For | | | | |
| 03 | AMENDMENT TO THE COMPANY REGULATION ON EXECUTIVE COMPENSATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | For | | | | |
| 4A | ELECTION OF DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4B | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 4C | ELECTION OF MEMBERS OF THE AUDIT COMMITTEE. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 25000 | | 0 | | 01-Mar-2011 | | 01-Mar-2011 | | | | |
| 2698976 | | 59B | | 500 | | 0 | | 01-Mar-2011 | | 01-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| STERICYCLE, INC. | | | | | |
| Security | | 858912108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | SRCL | | | | | Meeting Date | | 24-May-2011 | | | | | | |
| ISIN | | US8589121081 | | | | | Agenda | | 933419702 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: MARK C. MILLER | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JACK W. SCHULER | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: THOMAS D. BROWN | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: ROD F. DAMMEYER | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: WILLIAM K. HALL | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D. | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: JOHN PATIENCE | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: JAMES W.P. REID-ANDERSON | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: RONALD G. SPAETH | Management | For | For | | | | |
| 02 | APPROVAL OF THE COMPANY'S 2011 INCENTIVE STOCK PLAN | Management | For | For | | | | |
| 03 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG L.L.P. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | | | | |
| 04 | ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE OFFICERS | Management | For | For | | | | |
| 05 | ADVISORY RESOLUTION ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION (CHOOSE ONE FREQUENCY) | Management | 3 Years | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 500 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TELECOM ARGENTINA, S.A. | | | | | |
| Security | | 879273209 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | TEO | | | | | Meeting Date | | 07-Apr-2011 | | | | | | |
| ISIN | | US8792732096 | | | | | Agenda | | 933384529 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES OF THE MEETING. | Management | For | For | | | | |
| 02 | REVIEW OF THE DOCUMENTS PROVIDED FOR IN SECTION 234, SUBSECTION 1 OF LAW 19,550, THE RULES OF THE COMISION NACIONAL DE VALORES AND THE LISTING REGULATIONS OF THE BOLSA DE COMERCIO DE BUENOS AIRES, AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH REQUIRED BY THE RULES OF THE U.S. SECURITIES & EXCHANGE COMMISSION FOR THE TWENTY-SECOND FISCAL YEAR ENDED ON DECEMBER 31, 2010 ("FISCAL YEAR 2010"). | Management | For | For | | | | |
| 03 | REVIEW OF FISCAL YEAR 2010 RESULTS AND THE BOARD OF DIRECTORS' PROPOSAL ON THE USE OF RETAINED EARNINGS AS OF 12.31.10. THE BOARD PROPOSES THAT P$ 91,057,793.- (5% OF FISCAL YEAR 2010 NET EARNINGS) SHOULD BE ALLOCATED TO THE LEGAL RESERVE; P$ 915,474,310.- SHOULD BE ALLOCATED TO CASH DIVIDENDS; AND P$ 1,058,869,390.- SHOULD BE ASSIGNED TO THE NEW FISCAL YEAR. | Management | For | For | | | | |
| 04 | REVIEW OF THE BOARD OF DIRECTORS AND SUPERVISORY COMMITTEE MEMBERS' PERFORMANCE FROM NOVEMBER 30, 2010 TO THE DATE OF THIS SHAREHOLDERS' MEETING. | Management | For | For | | | | |
| 05 | REVIEW OF BOARD OF DIRECTORS' COMPENSATION FOR THE SERVICES RENDERED DURING FISCAL YEAR 2010 (FROM THE SHAREHOLDERS MEETING OF APRIL 28, 2010 THROUGH THE DATE OF THIS MEETING). PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 5,300,000.-, WHICH REPRESENTS 0.29% OF "ACCOUNTABLE EARNINGS", CALCULATED UNDER SECTION 2 OF CHAPTER III OF THE RULES OF THE COMISION NACIONAL DE VALORES. | Management | For | For | | | | |
| 06 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$ 6,500,000.- TO THOSE DIRECTORS ACTING DURING FISCAL YEAR 2011 (FROM THE DATE OF THIS SHAREHOLDERS' MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION ADOPTED AT SUCH MEETING). | Management | For | For | | | | |
| 07 | REVIEW OF THE SUPERVISORY COMMITTEE'S COMPENSATION FOR THE SERVICES RENDERED DURING FISCAL YEAR 2010 (FROM THE SHAREHOLDERS MEETING OF APRIL 28, 2010 THROUGH THE DATE OF THIS MEETING). PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 800,000.- | Management | For | For | | | | |
| 08 | AUTHORIZATION TO MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$ 980,000.- TO THOSE MEMBERS OF THE SUPERVISORY COMMITTEE ACTING DURING FISCAL YEAR 2011 (FROM THE DATE OF THIS SHAREHOLDERS' MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION ADOPTED AT SUCH MEETING). | Management | For | For | | | | |
| 09 | ELECTION OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| 10 | APPOINTMENT OF INDEPENDENT AUDITORS FOR FISCAL YEAR 2011 FINANCIAL STATEMENTS AND DETERMINATION OF THEIR COMPENSATION AS WELL AS OF THE COMPENSATION DUE TO THOSE ACTING IN FISCAL YEAR 2010. | Management | For | For | | | | |
| 11 | REVIEW OF THE AUDIT COMMITTEE'S BUDGET FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TELECOM CORPORATION OF NEW ZEALAND LTD. | | | | | |
| Security | | 879278208 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | NZT | | | | | Meeting Date | | 30-Sep-2010 | | | | | | |
| ISIN | | US8792782083 | | | | | Agenda | | 933325210 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | FIX THE REMUNERATION OF THE AUDITORS, KPMG: TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. | Management | For | For | | | | |
| 02 | TO RE-ELECT DR MURRAY HORN AS A DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 03 | TO ELECT MS SUE SHELDON AS A DIRECTOR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 5688 | | 0 | | 03-Sep-2010 | | 03-Sep-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TELEFONICA, S.A. | | | | | |
| Security | | 879382208 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | TEF | | | | | Meeting Date | | 17-May-2011 | | | | | | |
| ISIN | | US8793822086 | | | | | Agenda | | 933445757 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2010. | Management | For | For | | | | |
| 02 | COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF DIVIDENDS TO BE CHARGED TO UNRESTRICTED RESERVES. | Management | For | For | | | | |
| 3A | AMENDMENT OF THE BY-LAWS: AMENDMENT OF ARTICLES 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31 BIS AND 36 OF THE BY-LAWS FOR ADJUSTMENT THEREOF TO THE LATEST LEGISLATIVE DEVELOPMENTS. | Management | For | For | | | | |
| 3B | AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW PARAGRAPH 5 TO ARTICLE 16 OF THE BY-LAWS. | Management | For | For | | | | |
| 3C | AMENDMENT OF THE BY-LAWS: ADDITION OF A NEW ARTICLE 26 BIS TO THE BY-LAWS. | Management | For | For | | | | |
| 4A | AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLES 5, 8.1, 11 AND 13.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING FOR ADJUSTMENT TO THE LATEST LEGISLATIVE DEVELOPMENTS. | Management | For | For | | | | |
| 4B | AMENDMENT OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE 14.1 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING. | Management | For | For | | | | |
| 5A | RE-ELECTION OF MR. ISIDRO FAINE CASAS. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5B | RE-ELECTION OF MR. VITALINO MANUEL NAFRIA AZNAR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5C | RE-ELECTION OF MR. JULIO LINARES LOPEZ. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5D | RE-ELECTION OF MR. DAVID ARCULUS. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5E | RE-ELECTION OF MR. CARLOS COLOMER CASELLAS. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5F | RE-ELECTION OF MR. PETER ERSKINE. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5G | RE-ELECTION OF MR. ALFONSO FERRARI HERRERO. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5H | RE-ELECTION OF MR. ANTONIO MASSANELL LAVILLA. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 5I | APPOINTMENT OF MR. CHANG XIAOBING. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 06 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL PURSUANT TO THE TERMS AND CONDITIONS OF SECTION 297.1.B) OF THE COMPANIES ACT, OVER A MAXIMUM PERIOD OF FIVE YEARS, DELEGATING THE POWER TO EXCLUDE PRE- EMPTIVE RIGHTS PURSUANT TO SECTION 506 OF THE COMPANIES ACT. | Management | For | For | | | | |
| 07 | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| 08 | LONG-TERM INCENTIVE PLAN BASED ON SHARES OF TELEFONICA, S.A. APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT MEMBERS OF THE EXECUTIVE TEAM OF THE TELEFONICA GROUP (INCLUDING EXECUTIVE DIRECTORS). | Management | For | For | | | | |
| 09 | RESTRICTED SHARE PLAN OF TELEFONICA, S.A. APPROVAL OF A LONG-TERM INCENTIVE RESTRICTED PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. AIMED AT EMPLOYEES AND EXECUTIVE PERSONNEL AND LINKED TO THEIR CONTINUED EMPLOYMENT IN THE TELEFONICA GROUP. | Management | For | For | | | | |
| 10 | GLOBAL INCENTIVE SHARE PURCHASE PLAN OF TELEFONICA, S.A. APPROVAL OF AN INCENTIVE SHARE PURCHASE GLOBAL PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP. | Management | For | For | | | | |
| 11 | DELEGATION OF POWERS TO FORMALIZE, INTERPRETS, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 12000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| 2698976 | | 59B | | 7500 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TEMPLETON DRAGON FUND, INC. | | | | | |
| Security | | 88018T101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | TDF | | | | | Meeting Date | | 27-May-2011 | | | | | | |
| ISIN | | US88018T1016 | | | | | Agenda | | 933422153 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | HARRIS J. ASHTON | | | | Withheld | Against | | | | |
| | 2 | FRANK J. CROTHERS | | | | Withheld | Against | | | | |
| | 3 | J. MICHAEL LUTTIG | | | | Withheld | Against | | | | |
| | 4 | C.D. TSERETOPOULOS | | | | Withheld | Against | | | | |
| 02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698973 | | 59B | | 11000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TEMPLETON EMERGING MKTS INCOME FUND | | | | | |
| Security | | 880192109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | TEI | | | | | Meeting Date | | 25-Feb-2011 | | | | | | |
| ISIN | | US8801921094 | | | | | Agenda | | 933362408 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | HARRIS J. ASHTON | | | | Withheld | Against | | | | |
| | 2 | EDITH E. HOLIDAY | | | | Withheld | Against | | | | |
| | 3 | J. MICHAEL LUTTIG | | | | Withheld | Against | | | | |
| | 4 | C.D. TSERETOPOULOS | | | | Withheld | Against | | | | |
| 02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 25000 | | 0 | | 18-Jan-2011 | | 18-Jan-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TEMPLETON GLOBAL INCOME FUND | | | | | |
| Security | | 880198106 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | GIM | | | | | Meeting Date | | 25-Feb-2011 | | | | | | |
| ISIN | | US8801981064 | | | | | Agenda | | 933362395 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | EDITH E. HOLIDAY | | | | Withheld | Against | | | | |
| | 2 | J. MICHAEL LUTTIG | | | | Withheld | Against | | | | |
| | 3 | FRANK A. OLSON | | | | Withheld | Against | | | | |
| | 4 | C.D. TSERETOPOULOS | | | | Withheld | Against | | | | |
| 02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698969 | | 59B | | 60000 | | 0 | | 18-Jan-2011 | | 18-Jan-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| THE HERSHEY COMPANY | | | | | |
| Security | | 427866108 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | HSY | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US4278661081 | | | | | Agenda | | 933382929 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | P.M. ARWAY | | | | For | For | | | | |
| | 2 | R.F. CAVANAUGH | | | | For | For | | | | |
| | 3 | C.A. DAVIS | | | | For | For | | | | |
| | 4 | J.M. MEAD | | | | For | For | | | | |
| | 5 | J.E. NEVELS | | | | For | For | | | | |
| | 6 | A.J. PALMER | | | | For | For | | | | |
| | 7 | T.J. RIDGE | | | | For | For | | | | |
| | 8 | D.L. SHEDLARZ | | | | For | For | | | | |
| | 9 | D.J. WEST | | | | For | For | | | | |
| 02 | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | Management | For | For | | | | |
| 03 | APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 05 | APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 200 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| THE J. M. SMUCKER COMPANY | | | | | |
| Security | | 832696405 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | SJM | | | | | Meeting Date | | 18-Aug-2010 | | | | | | |
| ISIN | | US8326964058 | | | | | Agenda | | 933307375 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF DIRECTOR: WILLIAM H. STEINBRINK | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1D | ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | | | | |
| 03 | APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 1028876083 | | 3S7 | | 2000 | | 0 | | 14-Jul-2010 | | 14-Jul-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| THE PROCTER & GAMBLE COMPANY | | | | | |
| Security | | 742718109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | PG | | | | | Meeting Date | | 12-Oct-2010 | | | | | | |
| ISIN | | US7427181091 | | | | | Agenda | | 933321375 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | | | | |
| 02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | | | | |
| 03 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 6000 | | 0 | | 31-Aug-2010 | | 31-Aug-2010 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| THE SOUTHERN COMPANY | | | | | |
| Security | | 842587107 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | SO | | | | | Meeting Date | | 25-May-2011 | | | | | | |
| ISIN | | US8425871071 | | | | | Agenda | | 933425402 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | J.P. BARANCO | | | | For | For | | | | |
| | 2 | J.A. BOSCIA | | | | For | For | | | | |
| | 3 | H.A. CLARK III | | | | For | For | | | | |
| | 4 | T.A. FANNING | | | | For | For | | | | |
| | 5 | H.W. HABERMEYER, JR. | | | | For | For | | | | |
| | 6 | V.M. HAGEN | | | | For | For | | | | |
| | 7 | W.A. HOOD, JR. | | | | For | For | | | | |
| | 8 | D.M. JAMES | | | | For | For | | | | |
| | 9 | D.E. KLEIN | | | | For | For | | | | |
| | 10 | J.N. PURCELL | | | | For | For | | | | |
| | 11 | W.G. SMITH, JR. | | | | For | For | | | | |
| | 12 | S.R. SPECKER | | | | For | For | | | | |
| | 13 | L.D. THOMPSON | | | | For | For | | | | |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | | | | |
| 05 | APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN | Management | For | For | | | | |
| 06 | STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 14500 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TOTAL S.A. | | | | | |
| Security | | 89151E109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | TOT | | | | | Meeting Date | | 13-May-2011 | | | | | | |
| ISIN | | US89151E1091 | | | | | Agenda | | 933432661 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| O1 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | Management | For | For | | | | |
| O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | | | | |
| O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | Management | For | For | | | | |
| O4 | AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | | | | |
| O5 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | | | | |
| O6 | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O7 | RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS JR. AS A DIRECTOR | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O8 | RENEWAL OF THE APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O9 | APPOINTMENT OF MS. MARIE-CHRISTINE COISNE AS A DIRECTOR | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| O10 | APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| E11 | AUTHORIZATION TO GRANT RESTRICTED SHARES IN COMPANY TO EMPLOYEES OF GROUP AND TO MANAGERS OF COMPANY OR OTHER GROUP COMPANIES. | Management | For | For | | | | |
| A | AMENDMENT OF ARTICLE 9 OF THE COMPANY'S ARTICLES OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Shareholder | For | Against | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 3000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| 2698974 | | 59B | | 5000 | | 0 | | 21-Apr-2011 | | 21-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TRANSOCEAN, LTD. | | | | | |
| Security | | H8817H100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | RIG | | | | | Meeting Date | | 13-May-2011 | | | | | | |
| ISIN | | CH0048265513 | | | | | Agenda | | 933405373 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. | Management | For | For | | | | |
| 02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. | Management | For | For | | | | |
| 03 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010. | Management | For | For | | | | |
| 04 | PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. | Management | For | For | | | | |
| 05 | RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. | Management | For | For | | | | |
| 06 | RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. | Management | For | For | | | | |
| 07 | NEW AUTHORIZED SHARE CAPITAL. | Management | For | For | | | | |
| 08 | REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO 12. | Management | For | For | | | | |
| 9A | ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9B | ELECTION OF CLASS III DIRECTOR: STEVE LUCAS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9C | ELECTION OF CLASS I DIRECTOR: TAN EK KIA | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9D | REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9E | REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 10 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM. | Management | For | For | | | | |
| 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 12 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| TRANSOCEAN, LTD. | | | | | |
| Security | | H8817H100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | RIG | | | | | Meeting Date | | 13-May-2011 | | | | | | |
| ISIN | | CH0048265513 | | | | | Agenda | | 933443171 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2010. | Management | For | For | | | | |
| 02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2010. | Management | For | For | | | | |
| 03 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2010. | Management | For | For | | | | |
| 04 | PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS. | Management | For | For | | | | |
| 05 | RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED AT THE 2010 ANNUAL GENERAL MEETING. | Management | For | For | | | | |
| 06 | RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS. IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED AS PROPOSED BY THE BOARD OF DIRECTORS, THERE WILL BE NO VOTE ON THIS PROPOSAL 6. | Management | For | For | | | | |
| 07 | NEW AUTHORIZED SHARE CAPITAL. | Management | For | For | | | | |
| 08 | REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO 12. | Management | For | For | | | | |
| 9A | ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9B | ELECTION OF CLASS III DIRECTOR: STEVE LUCAS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9C | ELECTION OF CLASS I DIRECTOR: TAN EK KIA | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9D | REELECTION OF CLASS III DIRECTOR: MARTIN B. MCNAMARA | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 9E | REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 10 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM. | Management | For | For | | | | |
| 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 12 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 12-May-2011 | | 12-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VALERO ENERGY CORPORATION | | | | | |
| Security | | 91913Y100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | VLO | | | | | Meeting Date | | 28-Apr-2011 | | | | | | |
| ISIN | | US91913Y1001 | | | | | Agenda | | 933382967 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: RONALD K. CALGAARD | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1B | ELECTION OF DIRECTOR: STEPHEN M. WATERS | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1C | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 1D | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | Against | Against | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 02 | APPROVE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFIED BOARD. | Management | For | For | | | | |
| 03 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| 04 | APPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | | | | |
| 05 | APPROVE, BY NONBINDING VOTE, THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 06 | TO RECOMMEND, BY NONBINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 07 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE OF POLITICAL CONTRIBUTIONS." | Shareholder | Against | For | | | | |
| 08 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "REVIEW OF POLITICAL CONTRIBUTIONS." | Shareholder | Against | For | | | | |
| 09 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "REPORT ON STEPS TAKEN TO REDUCE RISK OF ACCIDENTS." | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 6000 | | 0 | | 16-Mar-2011 | | 16-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VARIAN MEDICAL SYSTEMS, INC. | | | | | |
| Security | | 92220P105 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | VAR | | | | | Meeting Date | | 10-Feb-2011 | | | | | | |
| ISIN | | US92220P1057 | | | | | Agenda | | 933361127 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | SUSAN L. BOSTROM | | | | Withheld | Against | | | | |
| | 2 | RICHARD M. LEVY | | | | Withheld | Against | | | | |
| | 3 | VENKATRAMAN THYAGARAJAN | | | | Withheld | Against | | | | |
| 02 | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| 03 | TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF. | Management | 1 Year | Against | | | | |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 5500 | | 0 | | 18-Jan-2011 | | 18-Jan-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VENTAS, INC. | | | | | |
| Security | | 92276F100 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | VTR | | | | | Meeting Date | | 12-May-2011 | | | | | | |
| ISIN | | US92276F1003 | | | | | Agenda | | 933398908 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: DEBRA A. CAFARO | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: DOUGLAS CROCKER II | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: RONALD G. GEARY | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JAY M. GELLERT | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: MATTHEW J. LUSTIG | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: ROBERT D. REED | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: GLENN J. RUFRANO | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: JAMES D. SHELTON | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: THOMAS C. THEOBALD | Management | For | For | | | | |
| 02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2000 | | 0 | | 05-Apr-2011 | | 05-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VENTAS, INC. | | | | | |
| Security | | 92276F100 | | | | | Meeting Type | | Special | | | |
| Ticker Symbol | | VTR | | | | | Meeting Date | | 01-Jul-2011 | | | | | | |
| ISIN | | US92276F1003 | | | | | Agenda | | 933463337 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | TO APPROVE THE ISSUANCE OF SHARES OF VENTAS COMMON STOCK TO THE STOCKHOLDERS OF NATIONWIDE HEALTH PROPERTIES, INC. ("NHP") IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 27, 2011, BY AND AMONG VENTAS, ITS WHOLLY OWNED SUBSIDIARY, NEEDLES ACQUISITION LLC, AND NHP. | Management | For | For | | | | |
| 02 | TO APPROVE AN AMENDMENT TO VENTAS'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF VENTAS CAPITAL STOCK FROM 310,000,000 TO 610,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF VENTAS COMMON STOCK FROM 300,000,000 TO 600,000,000. | Management | For | For | | | | |
| 03 | TO APPROVE ANY ADJOURNMENTS OF THE VENTAS SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE PROPOSALS TO ISSUE VENTAS COMMON STOCK IN CONNECTION WITH THE MERGER AND THE CHARTER AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF VENTAS COMMON STOCK. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 2000 | | 0 | | 25-May-2011 | | 25-May-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VISTEON CORPORATION | | | | | |
| Security | | 92839U206 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | VC | | | | | Meeting Date | | 09-Jun-2011 | | | | | | |
| ISIN | | US92839U2069 | | | | | Agenda | | 933436974 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | 1 | DUNCAN H. COCROFT | | | | For | For | | | | |
| | 2 | PHILIPPE GUILLEMOT | | | | For | For | | | | |
| | 3 | HERBERT L. HENKEL | | | | For | For | | | | |
| | 4 | MARK T. HOGAN | | | | For | For | | | | |
| | 5 | JEFFREY D. JONES | | | | For | For | | | | |
| | 6 | KARL J. KRAPEK | | | | For | For | | | | |
| | 7 | TIMOTHY D. LEULIETTE | | | | For | For | | | | |
| | 8 | WILLIAM E. REDMOND, JR. | | | | For | For | | | | |
| | 9 | DONALD J. STEBBINS | | | | For | For | | | | |
| 02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698975 | | 59B | | 5000 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| 2698976 | | 59B | | 3000 | | 0 | | 29-Apr-2011 | | 29-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VODAFONE GROUP PLC | | | | | |
| Security | | 92857W209 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | VOD | | | | | Meeting Date | | 26-Jul-2011 | | | | | | |
| ISIN | | US92857W2098 | | | | | Agenda | | 933480648 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 02 | TO ELECT GERARD KLEISTERLEE AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 03 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| 04 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 05 | TO RE-ELECT MICHEL COMBES AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 06 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 07 | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 08 | TO ELECT RENEE JAMES AS A DIRECTOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 09 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 10 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 11 | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 12 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 13 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 14 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 15 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 16 | TO APPROVE A FINAL DIVIDEND OF 6.05P PER ORDINARY SHARE MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 17 | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2011 MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 18 | TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| 20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| S21 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE- EMPTION RIGHTS MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| S22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE MGMT RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL WILL NOT BE VOTED | Management | For | | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 20000 | | 0 | | 20-Jun-2011 | | 20-Jun-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| WAL-MART STORES, INC. | | | | | |
| Security | | 931142103 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | WMT | | | | | Meeting Date | | 03-Jun-2011 | | | | | | |
| ISIN | | US9311421039 | | | | | Agenda | | 933425236 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | | | | |
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | | | | |
| 1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | | | | |
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | | | | |
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | | | | |
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | | | | |
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | | | | |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | | | | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | | | | |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For | | | | |
| 06 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For | | | | |
| 07 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | | | | |
| 08 | REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT | Shareholder | Against | For | | | | |
| 09 | CLIMATE CHANGE RISK DISCLOSURE | Shareholder | Against | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698974 | | 59B | | 15000 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| WALTER INVESTMENT MGMT. CORP | | | | | |
| Security | | 93317W102 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | WAC | | | | | Meeting Date | | 10-May-2011 | | | | | | |
| ISIN | | US93317W1027 | | | | | Agenda | | 933419788 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 01 | DIRECTOR | Management | | | | | | | | | | | |
| | Vote Is Contrary To Policy | | | | | |
| | Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | | | | | |
| | 1 | WILLIAM MEURER | | | | Withheld | Against | | | | |
| | 2 | MICHAEL TOKARZ | | | | Withheld | Against | | | | |
| 02 | ADVISORY VOTE APPROVING THE 2010 EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 04 | APPROVAL OF THE WALTER INVESTMENT MANAGEMENT CORP. 2011 OMNIBUS INCENTIVE PLAN. | Management | For | For | | | | |
| 05 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 7500 | | 0 | | 19-Apr-2011 | | 19-Apr-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| WASTE MANAGEMENT, INC. | | | | | |
| Security | | 94106L109 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | WM | | | | | Meeting Date | | 13-May-2011 | | | | | | |
| ISIN | | US94106L1098 | | | | | Agenda | | 933396168 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | | | | |
| 02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | | | | |
| 03 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | | | | |
| 04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | | | | |
| 05 | AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR TO CALL SPECIAL STOCKHOLDER MEETINGS. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698976 | | 59B | | 500 | | 0 | | 29-Mar-2011 | | 29-Mar-2011 | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | |
| XILINX, INC. | | | | | |
| Security | | 983919101 | | | | | Meeting Type | | Annual | | | |
| Ticker Symbol | | XLNX | | | | | Meeting Date | | 10-Aug-2011 | | | | | | |
| ISIN | | US9839191015 | | | | | Agenda | | 933481715 - Management | | | |
| Item | Proposal | Type | Vote | For/Against Management | | | | |
| 1A | ELECTION OF DIRECTOR: PHILIP T. GIANOS | Management | For | For | | | | |
| 1B | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | Management | For | For | | | | |
| 1C | ELECTION OF DIRECTOR: JOHN L. DOYLE | Management | For | For | | | | |
| 1D | ELECTION OF DIRECTOR: JERALD G. FISHMAN | Management | For | For | | | | |
| 1E | ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. | Management | For | For | | | | |
| 1F | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | Management | For | For | | | | |
| 1G | ELECTION OF DIRECTOR: ALBERT A. PIMENTEL | Management | For | For | | | | |
| 1H | ELECTION OF DIRECTOR: MARSHALL C. TURNER | Management | For | For | | | | |
| 1I | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | Management | For | For | | | | |
| 02 | APPROVE AN AMENDMENT TO 1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| 03 | APPROVE AN AMENDMENT TO THE 2007 EQUITY INCENTIVE PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | | | | |
| 04 | APPROVE CERTAIN PROVISIONS OF 2007 EQUITY INCENTIVE PLAN FOR PURPOSES OF COMPLYING WITH THE INTERNAL REVENUE CODE OF 1986. | Management | For | For | | | | |
| 05 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | | | | |
| 06 | PROPOSAL TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | | | | |
| 07 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR FISCAL 2012. | Management | For | For | | | | |
| Account Number | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed | | | | |
| 2698968 | | 59B | | 4000 | | 0 | | 20-Jun-2011 | | 20-Jun-2011 | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
By: /s/ Paul H. Broyhill
Paul H. Broyhill, Chief Executive Officer
Date: July 29, 2011