BMC Fund N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-3150

BMC FUND, INC.

800 Golfview Park

Lenoir, NC 28645

828-758-6100

Carol Frye

800 Golfview Park

P. O. Box 500

Lenoir, NC 28645

Date of fiscal year end:  October 31

Date of reporting period:  July 1, 2008 – June 30, 2009

Investment Company Report

3M COMPANY

Security

88579Y101

Meeting Type

Annual

Ticker Symbol

MMM

Meeting Date

12-May-2009

ISIN

US88579Y1010

Agenda

933025985 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: LINDA G. ALVARADO

Management

For

For

1B

ELECTION OF DIRECTOR: GEORGE W. BUCKLEY

Management

For

For

1C

ELECTION OF DIRECTOR: VANCE D. COFFMAN

Management

For

For

1D

ELECTION OF DIRECTOR: MICHAEL L. ESKEW

Management

For

For

1E

ELECTION OF DIRECTOR: W. JAMES FARRELL

Management

For

For

1F

ELECTION OF DIRECTOR: HERBERT L. HENKEL

Management

For

For

1G

ELECTION OF DIRECTOR: EDWARD M. LIDDY

Management

For

For

1H

ELECTION OF DIRECTOR: ROBERT S. MORRISON

Management

For

For

1I

ELECTION OF DIRECTOR: AULANA L. PETERS

Management

For

For

1J

ELECTION OF DIRECTOR: ROBERT J. ULRICH

Management

For

For

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

03

STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS.

Shareholder

Against

For

04

STOCKHOLDER PROPOSAL ON THE VESTING OF STOCK OPTIONS AND AWARDS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

5000

0

03-Apr-2009

03-Apr-2009

AFLAC INCORPORATED

Security

001055102

��

Meeting Type

Annual

Ticker Symbol

AFL

Meeting Date

04-May-2009

ISIN

US0010551028

Agenda

933013841 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: DANIEL P. AMOS

Management

For

For

1B

ELECTION OF DIRECTOR: JOHN SHELBY AMOS II

Management

For

For

1C

ELECTION OF DIRECTOR: PAUL S. AMOS II

Management

For

For

1D

ELECTION OF DIRECTOR: YOSHIRO AOKI

Management

For

For

1E

ELECTION OF DIRECTOR: MICHAEL H. ARMACOST

Management

For

For

1F

ELECTION OF DIRECTOR: KRISS CLONINGER III

Management

For

For

1G

ELECTION OF DIRECTOR: JOE FRANK HARRIS

Management

For

For

1H

ELECTION OF DIRECTOR: ELIZABETH J. HUDSON

Management

For

For

1I

ELECTION OF DIRECTOR: KENNETH S. JANKE SR.

Management

For

For

1J

ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON

Management

For

For

1K

ELECTION OF DIRECTOR: ROBERT B. JOHNSON

Management

For

For

1L

ELECTION OF DIRECTOR: CHARLES B. KNAPP

Management

For

For

1M

ELECTION OF DIRECTOR: E. STEPHEN PURDOM

Management

For

For

1N

ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH

Management

For

For

1O

ELECTION OF DIRECTOR: MARVIN R. SCHUSTER

Management

For

For

1P

ELECTION OF DIRECTOR: DAVID GARY THOMPSON

Management

For

For

1Q

ELECTION OF DIRECTOR: ROBERT L. WRIGHT

Management

For

For

02

TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY- FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT."

Management

For

For

03

RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

5400

0

26-Mar-2009

26-Mar-2009

AGCO CORPORATION

Security

001084102

Meeting Type

Annual

Ticker Symbol

AG

Meeting Date

23-Apr-2009

ISIN

US0010841023

Agenda

933026406 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

P. GEORGE BENSON

Withheld

Against

2

GERALD L. SHAHEEN

Withheld

Against

3

HENDRIKUS VISSER

Withheld

Against

02

RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

5000

0

03-Apr-2009

03-Apr-2009

ALTRIA GROUP, INC.

Security

02209S103

Meeting Type

Annual

Ticker Symbol

MO

Meeting Date

19-May-2009

ISIN

US02209S1033

Agenda

933037170 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: ELIZABETH E. BAILEY

Management

For

For

1B

ELECTION OF DIRECTOR: GERALD L. BALILES

Management

For

For

1C

ELECTION OF DIRECTOR: DINYAR S. DEVITRE

Management

For

For

1D

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

Management

For

For

1E

ELECTION OF DIRECTOR: ROBERT E. R. HUNTLEY

Management

For

For

1F

ELECTION OF DIRECTOR: THOMAS W. JONES

Management

For

For

1G

ELECTION OF DIRECTOR: GEORGE MUNOZ

Management

For

For

1H

ELECTION OF DIRECTOR: NABIL Y. SAKKAB

Management

For

For

1I

ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK

Management

For

For

02

RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS

Management

For

For

03

STOCKHOLDER PROPOSAL 1 - MAKING FUTURE AND/OR EXPANDED BRANDS NON-ADDICTIVE

Shareholder

Against

For

04

STOCKHOLDER PROPOSAL 2 - FOOD INSECURITY AND TOBACCO USE

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL 3 - ENDORSE HEALTH CARE PRINCIPLES

Shareholder

Against

For

06

STOCKHOLDER PROPOSAL 4 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS

Shareholder

Against

For

07

STOCKHOLDER PROPOSAL 5 - SHAREHOLDER SAY ON EXECUTIVE PAY

Shareholder

Against

For

08

STOCKHOLDER PROPOSAL 6 - DISCLOSURE OF POLITICAL CONTRIBUTIONS

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

10000

0

08-Apr-2009

08-Apr-2009

AMEDISYS, INC.

Security

023436108

Meeting Type

Annual

Ticker Symbol

AMED

Meeting Date

04-Jun-2009

ISIN

US0234361089

Agenda

933080400 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

WILLIAM F. BORNE

For

For

2

LARRY R. GRAHAM

For

For

3

RONALD A. LABORDE

For

For

4

JAKE L. NETTERVILLE

For

For

5

DAVID R. PITTS

For

For

6

PETER F. RICCHIUTI

For

For

7

DONALD A. WASHBURN

For

For

02

TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3501

0

07-May-2009

07-May-2009

AMERICAN ECOLOGY CORPORATION

Security

025533407

Meeting Type

Annual

Ticker Symbol

ECOL

Meeting Date

12-May-2009

ISIN

US0255334072

Agenda

933026672 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

VICTOR J. BARNHART

For

For

2

JOE F. COLVIN

For

For

3

ROY C. ELIFF

For

For

4

EDWARD F. HEIL

For

For

5

JEFFREY S. MERRIFIELD

For

For

6

JOHN W. POLING

For

For

7

STEPHEN A. ROMANO

For

For

02

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3000

0

03-Apr-2009

03-Apr-2009

AMGEN INC.

Security

031162100

Meeting Type

Annual

Ticker Symbol

AMGN

Meeting Date

06-May-2009

ISIN

US0311621009

Agenda

933015946 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: DR. DAVID BALTIMORE

Management

For

For

1B

ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.

Management

For

For

1C

ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL

Management

For

For

1D

ELECTION OF DIRECTOR: MR. JERRY D. CHOATE

Management

For

For

1E

ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN

Management

For

For

1F

ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK

Management

For

For

1G

ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER

Management

For

For

1H

ELECTION OF DIRECTOR: DR. GILBERT S. OMENN

Management

For

For

1I

ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM

Management

For

For

1J

ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED)

Management

For

For

1K

ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER

Management

For

For

1L

ELECTION OF DIRECTOR: MR. KEVIN W. SHARER

Management

For

For

02

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2009.

Management

For

For

03

TO APPROVE THE PROPOSED 2009 EQUITY INCENTIVE PLAN, WHICH AUTHORIZES THE ISSUANCE OF 100,000,000 SHARES.

Management

For

For

04

TO APPROVE THE PROPOSED AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, WHICH REDUCES THE SIXTY-SIX AND TWO- THIRDS PERCENT (66-2/3%) VOTING REQUIREMENT TO A SIMPLE MAJORITY VOTING REQUIREMENT FOR APPROVAL OF CERTAIN BUSINESS COMBINATIONS.

Management

For

For

5A

STOCKHOLDER PROPOSAL #1 (AMEND OUR BYLAWS TO PERMIT 10 PERCENT OF OUR OUTSTANDING COMMON STOCK THE ABILITY TO CALL SPECIAL MEETINGS.)

Shareholder

Against

For

5B

STOCKHOLDER PROPOSAL #2 (CHANGE OUR JURISDICTION OF INCORPORATION FROM DELAWARE TO NORTH DAKOTA.)

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

5500

0

26-Mar-2009

26-Mar-2009

APACHE CORPORATION

Security

037411105

Meeting Type

Annual

Ticker Symbol

APA

Meeting Date

07-May-2009

ISIN

US0374111054

Agenda

933026254 - Management

Item

Proposal

Type

Vote

For/Against Management

01

ELECTION OF DIRECTOR: FREDERICK M. BOHEN

Management

Against

Against

Vote Is Contrary To Policy

02

ELECTION OF DIRECTOR: GEORGE D. LAWRENCE

Management

Against

Against

Vote Is Contrary To Policy

03

ELECTION OF DIRECTOR: RODMAN D. PATTON

Management

Against

Against

Vote Is Contrary To Policy

04

ELECTION OF DIRECTOR: CHARLES J. PITMAN

Management

Against

Against

Vote Is Contrary To Policy

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1000

0

03-Apr-2009

03-Apr-2009

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

25-Feb-2009

ISIN

US0378331005

Agenda

932989760 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

WILLIAM V. CAMPBELL

For

For

2

MILLARD S. DREXLER

For

For

3

ALBERT A. GORE, JR.

For

For

4

STEVEN P. JOBS

For

For

5

ANDREA JUNG

For

For

6

A.D. LEVINSON, PH.D.

For

For

7

ERIC E. SCHMIDT, PH.D.

For

For

8

JEROME B. YORK

For

For

02

SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

03

SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

04

SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

05

SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON COMPENSATION, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3000

0

19-Jan-2009

20-Jan-2009

ARCHER-DANIELS-MIDLAND COMPANY

Security

039483102

Meeting Type

Annual

Ticker Symbol

ADM

Meeting Date

06-Nov-2008

ISIN

US0394831020

Agenda

932959969 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: G.W. BUCKLEY

Management

For

For

1B

ELECTION OF DIRECTOR: M.H. CARTER

Management

For

For

1C

ELECTION OF DIRECTOR: V.F. HAYNES

Management

For

For

1D

ELECTION OF DIRECTOR: A. MACIEL

Management

For

For

1E

ELECTION OF DIRECTOR: P.J. MOORE

Management

For

For

1F

ELECTION OF DIRECTOR: M.B. MULRONEY

Management

For

For

1G

ELECTION OF DIRECTOR: T.F. O'NEILL

Management

For

For

1H

ELECTION OF DIRECTOR: K.R. WESTBROOK

Management

For

For

1I

ELECTION OF DIRECTOR: P.A. WOERTZ

Management

For

For

02

RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2009.

Management

For

For

03

ADOPT STOCKHOLDER'S PROPOSAL REGARDING GLOBAL HUMAN RIGHTS STANDARDS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

20000

0

06-Oct-2008

06-Oct-2008

AVON PRODUCTS, INC.

Security

054303102

Meeting Type

Annual

Ticker Symbol

AVP

Meeting Date

07-May-2009

ISIN

US0543031027

Agenda

933023157 - Management

Item

Proposal

Type

Vote

For/Against Management

1

DIRECTOR

Management

1

W. DON CORNWELL

For

For

2

EDWARD T. FOGARTY

For

For

3

V. ANN HAILEY

For

For

4

FRED HASSAN

For

For

5

ANDREA JUNG

For

For

6

MARIA ELENA LAGOMASINO

For

For

7

ANN S. MOORE

For

For

8

PAUL S. PRESSLER

For

For

9

GARY M. RODKIN

For

For

10

PAULA STERN

For

For

11

LAWRENCE A. WEINBACH

For

For

2

RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3

RESOLUTION REGARDING NANOMATERIAL REPORT

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

10800

0

03-Apr-2009

03-Apr-2009

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

29-Apr-2009

ISIN

US0605051046

Agenda

933016051 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: WILLIAM BARNET, III

Management

For

For

1B

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

Management

For

For

1C

ELECTION OF DIRECTOR: VIRGIS W. COLBERT

Management

For

For

1D

ELECTION OF DIRECTOR: JOHN T. COLLINS

Management

For

For

1E

ELECTION OF DIRECTOR: GARY L. COUNTRYMAN

Management

For

For

1F

ELECTION OF DIRECTOR: TOMMY R. FRANKS

Management

For

For

1G

ELECTION OF DIRECTOR: CHARLES K. GIFFORD

Management

For

For

1H

ELECTION OF DIRECTOR: KENNETH D. LEWIS

Management

For

For

1I

ELECTION OF DIRECTOR: MONICA C. LOZANO

Management

For

For

1J

ELECTION OF DIRECTOR: WALTER E. MASSEY

Management

For

For

1K

ELECTION OF DIRECTOR: THOMAS J. MAY

Management

For

For

1L

ELECTION OF DIRECTOR: PATRICIA E. MITCHELL

Management

For

For

1M

ELECTION OF DIRECTOR: JOSEPH W. PRUEHER

Management

For

For

1N

ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI

Management

For

For

1O

ELECTION OF DIRECTOR: THOMAS M. RYAN

Management

For

For

1P

ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR.

Management

For

For

1Q

ELECTION OF DIRECTOR: ROBERT L. TILLMAN

Management

For

For

1R

ELECTION OF DIRECTOR: JACKIE M. WARD

Management

For

For

02

RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009

Management

For

For

03

AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION

Management

For

For

04

STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMP

Shareholder

Against

For

06

STOCKHOLDER PROPOSAL - CUMULATIVE VOTING

Shareholder

Against

For

07

STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS

Shareholder

Against

For

08

STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

For

09

STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD LENDING PRACTICES

Shareholder

Against

For

10

STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM

Shareholder

Against

For

11

STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

14400

0

26-Mar-2009

26-Mar-2009

BERKSHIRE HATHAWAY INC.

Security

084670108

Meeting Type

Annual

Ticker Symbol

BRKA

Meeting Date

02-May-2009

ISIN

US0846701086

Agenda

933011049 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

WARREN E. BUFFETT

For

For

2

CHARLES T. MUNGER

For

For

3

HOWARD G. BUFFETT

For

For

4

SUSAN L. DECKER

For

For

5

WILLIAM H. GATES III

For

For

6

DAVID S. GOTTESMAN

For

For

7

CHARLOTTE GUYMAN

For

For

8

DONALD R. KEOUGH

For

For

9

THOMAS S. MURPHY

For

For

10

RONALD L. OLSON

For

For

11

WALTER SCOTT, JR.

For

For

02

TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE PRODUCTION OF A SUSTAINABILITY REPORT.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2

0

26-Mar-2009

26-Mar-2009

BHP BILLITON LIMITED

Security

088606108

Meeting Type

Annual

Ticker Symbol

BHP

Meeting Date

27-Nov-2008

ISIN

US0886061086

Agenda

932960950 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON PLC.

Management

For

For

02

TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LTD.

Management

For

For

03

TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

04

TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

05

TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

06

TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

07

TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

08

TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

09

TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

10

TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

11

TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

12

TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

13

TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

14

TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

15

TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

16

TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

17

TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON PLC.

Shareholder

Against

For

Vote Is Contrary To Policy

18

TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON LTD.

Shareholder

Against

For

Vote Is Contrary To Policy

19

TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

20

TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

21

TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP BILLITON PLC.

Management

Against

Against

Vote Is Contrary To Policy

22

TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP BILLITON LTD.

Management

Against

Against

Vote Is Contrary To Policy

23

TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC.

Management

For

For

24

TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES IN BHP BILLITON PLC.

Management

For

For

25

TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC.

Management

For

For

26

TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC.

Management

For

For

27A

TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 APRIL 2009.

Management

For

For

27B

TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 29 MAY 2009.

Management

For

For

27C

TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 JUNE 2009.

Management

For

For

27D

TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 31 JULY 2009.

Management

For

For

27E

TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 15 SEPTEMBER 2009.

Management

For

For

27F

TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LTD ON 30 NOVEMBER 2009.

Management

For

For

28

TO APPROVE THE 2008 REMUNERATION REPORT.

Management

For

For

29

TO APPROVE THE AMENDMENTS TO RULES OF THE GROUP INCENTIVE SCHEME.

Management

For

For

30

TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS UNDER THE GIS AND THE LTIP.

Management

For

For

31

TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE REMUNERATION PAID BY BHP BILLITON PLC TO NON- EXECUTIVE DIRECTORS IN ANY YEAR.

Management

For

For

32

TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE REMUNERATION PAID BY BHP BILLITON LTD TO NON- EXECUTIVE DIRECTORS IN ANY YEAR.

Management

For

For

33

TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC.

Management

For

For

34

TO APPROVE THE AMENDMENTS TO THE CONSTITUTION OF BHP BILLITON LTD.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2000

0

06-Oct-2008

06-Oct-2008

BP P.L.C.

Security

055622104

Meeting Type

Annual

Ticker Symbol

BP

Meeting Date

16-Apr-2009

ISIN

US0556221044

Agenda

933008888 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS

Management

For

For

02

TO APPROVE THE DIRECTORS' REMUNERATION REPORT

Management

For

For

03

DIRECTOR

Management

1

MR A BURGMANS

For

For

2

MRS C B CARROLL

For

For

3

SIR WILLIAM CASTELL

For

For

4

MR I C CONN

For

For

5

MR G DAVID

For

For

6

MR E B DAVIS, JR

For

For

7

MR R DUDLEY

For

For

8

MR D J FLINT

For

For

9

DR B E GROTE

For

For

10

DR A B HAYWARD

For

For

11

MR A G INGLIS

For

For

12

DR D S JULIUS

For

For

13

SIR TOM MCKILLOP

For

For

14

SIR IAN PROSSER

For

For

15

MR P D SUTHERLAND

For

For

18

TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION

Management

For

For

S19

SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY

Management

For

For

20

TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT

Management

For

For

S21

SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS

Management

For

For

S22

SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

5000

0

16-Mar-2009

16-Mar-2009

BRISTOL-MYERS SQUIBB COMPANY

Security

110122108

Meeting Type

Annual

Ticker Symbol

BMY

Meeting Date

05-May-2009

ISIN

US1101221083

Agenda

933018372 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: L. ANDREOTTI

Management

For

For

1B

ELECTION OF DIRECTOR: L.B. CAMPBELL

Management

For

For

1C

ELECTION OF DIRECTOR: J.M. CORNELIUS

Management

For

For

1D

ELECTION OF DIRECTOR: L.J. FREEH

Management

For

For

1E

ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.

Management

For

For

1F

ELECTION OF DIRECTOR: M. GROBSTEIN

Management

For

For

1G

ELECTION OF DIRECTOR: L. JOHANSSON

Management

For

For

1H

ELECTION OF DIRECTOR: A.J. LACY

Management

For

For

1I

ELECTION OF DIRECTOR: V.L. SATO, PH.D.

Management

For

For

1J

ELECTION OF DIRECTOR: T.D. WEST, JR.

Management

For

For

1K

ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D.

Management

For

For

02

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

03

EXECUTIVE COMPENSATION DISCLOSURE.

Shareholder

Against

For

04

SIMPLE MAJORITY VOTE.

Shareholder

Against

For

05

SPECIAL SHAREOWNER MEETINGS.

Shareholder

Against

For

06

EXECUTIVE COMPENSATION ADVISORY VOTE.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

15000

0

26-Mar-2009

26-Mar-2009

BT GROUP PLC

Security

05577E101

Meeting Type

Annual

Ticker Symbol

BT

Meeting Date

15-Jul-2009

ISIN

US05577E1010

Agenda

933104224 - Management

Item

Proposal

Type

Vote

For/Against Management

01

REPORT AND ACCOUNTS

Management

For

For

02

REMUNERATION REPORT

Management

For

For

03

FINAL DIVIDEND

Management

For

For

04

RE-ELECT CLAYTON BRENDISH

Management

Against

Against

Vote Is Contrary To Policy

05

RE-ELECT PHIL HODKINSON

Management

Against

Against

Vote Is Contrary To Policy

06

ELECT TONY CHANMUGAM

Management

Against

Against

Vote Is Contrary To Policy

07

REAPPOINTMENT OF AUDITORS

Management

For

For

08

REMUNERATION OF AUDITORS

Management

For

For

09

AUTHORITY TO ALLOT SHARES

Management

For

For

S10

AUTHORITY TO ALLOT SHARES FOR CASH

Management

For

For

S11

AUTHORITY TO PURCHASE OWN SHARES

Management

For

For

S12

AMEND AND ADOPT NEW ARTICLES

Management

For

For

S13

14 DAYS' NOTICE OF MEETINGS

Management

For

For

14

AUTHORITY FOR POLITICAL DONATIONS

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

30000

0

17-Jun-2009

17-Jun-2009

CACI INTERNATIONAL INC

Security

127190304

Meeting Type

Annual

Ticker Symbol

CAI

Meeting Date

19-Nov-2008

ISIN

US1271903049

Agenda

932961902 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

DAN R. BANNISTER

For

For

2

PAUL M. COFONI

For

For

3

GREGORY G. JOHNSON

For

For

4

RICHARD L. LEATHERWOOD

For

For

5

J. PHILLIP LONDON

For

For

6

MICHAEL J. MANCUSO

For

For

7

JAMES L. PAVITT

For

For

8

WARREN R. PHILLIPS

For

For

9

CHARLES P. REVOILE

For

For

02

APPROVAL OF AMENDMENTS TO THE COMPANY'S 2006 STOCK INCENTIVE PLAN.

Management

For

For

03

APPROVAL OF ADJOURNMENT OF THE MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES.

Management

For

For

04

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

200

0

20-Oct-2008

20-Oct-2008

CAL-MAINE FOODS, INC.

Security

128030202

Meeting Type

Annual

Ticker Symbol

CALM

Meeting Date

02-Oct-2008

ISIN

US1280302027

Agenda

932951470 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

FRED R. ADAMS, JR.

For

For

2

RICHARD K. LOOPER

For

For

3

ADOLPHUS B. BAKER

For

For

4

TIMOTHY A. DAWSON

For

For

5

R. FASER TRIPLETT, M.D.

For

For

6

LETITIA C. HUGHES

For

For

7

JAMES E. POOLE

For

For

02

AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO PROVIDE FOR EQUAL DIVIDENDS ON A PER SHARE BASIS FOR COMMON STOCK AND CLASS A COMMON STOCK.

Management

For

For

03

ADOPTION OF THE RESOLUTION PROPOSED BY THE HUMANE SOCIETY OF THE UNITED STATES.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

30000

0

17-Sep-2008

17-Sep-2008

CALAMOS CONV OPPS & INCOME FUND

Security

128117108

Meeting Type

Annual

Ticker Symbol

CHI

Meeting Date

17-Jun-2009

ISIN

US1281171082

Agenda

933097772 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

JOE F. HANAUER

Withheld

Against

2

JOHN E. NEAL

Withheld

Against

3

DAVID D. TRIPPLE

Withheld

Against

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

30000

0

29-May-2009

29-May-2009

CATERPILLAR INC.

Security

149123101

Meeting Type

Annual

Ticker Symbol

CAT

Meeting Date

10-Jun-2009

ISIN

US1491231015

Agenda

933068860 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

DANIEL M. DICKINSON

Withheld

Against

2

DAVID R. GOODE

Withheld

Against

3

JAMES W. OWENS

Withheld

Against

4

CHARLES D. POWELL

Withheld

Against

5

JOSHUA I. SMITH

Withheld

Against

02

RATIFY AUDITORS

Management

For

For

03

STOCKHOLDER PROPOSAL - ANNUAL ELECTION OF DIRECTORS

Shareholder

For

Against

04

STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL - FOREIGN MILITARY SALES

Shareholder

Against

For

06

STOCKHOLDER PROPOSAL - SIMPLE MAJORITY VOTE

Shareholder

Against

For

07

STOCKHOLDER PROPOSAL - INDEPENDENT COMPENSATION CONSULTANT

Shareholder

Against

For

08

STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD

Shareholder

Against

For

09

STOCKHOLDER PROPOSAL - LOBBYING PRIORITIES

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

7500

0

27-Apr-2009

27-Apr-2009

CEMEX, S.A.B. DE C.V.

Security

151290889

Meeting Type

Annual

Ticker Symbol

CX

Meeting Date

23-Apr-2009

ISIN

US1512908898

Agenda

933041509 - Management

Item

Proposal

Type

Vote

For/Against Management

01

PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, REPORT OF VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

02

RESOLUTION ON ALLOCATION OF PROFITS.

Management

For

For

03

PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION OF RETAINED EARNINGS.

Management

For

For

04

DEBT RENEGOTIATION WITH FINANCIAL INSTITUTIONS.

Management

For

For

05

APPOINTMENT OF DIRECTORS, AND MEMBERS AND PRESIDENT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE.

Management

For

For

06

COMPENSATION OF DIRECTORS AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE.

Management

For

For

07

APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

5000

0

08-Apr-2009

08-Apr-2009

CHINA MOBILE (HONG KONG) LIMITED

Security

16941M109

Meeting Type

Annual

Ticker Symbol

CHL

Meeting Date

19-May-2009

ISIN

US16941M1099

Agenda

933062616 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR.

Management

For

For

02

TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2008.

Management

For

For

3A

TO RE-ELECT WANG JIANZHOU AS A DIRECTOR.

Management

For

For

3B

TO RE-ELECT ZHANG CHUNJIANG AS A DIRECTOR.

Management

For

For

3C

TO RE-ELECT SHA YUEJIA AS A DIRECTOR.

Management

For

For

3D

TO RE-ELECT LIU AILI AS A DIRECTOR.

Management

For

For

3E

TO RE-ELECT XU LONG AS A DIRECTOR.

Management

For

For

3F

TO RE-ELECT MOSES CHENG MO CHI AS A DIRECTOR.

Management

For

For

3G

TO RE-ELECT NICHOLAS JONATHAN READ AS A DIRECTOR.

Management

For

For

04

TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.

Management

For

For

05

TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT.

Management

For

For

06

TO GIVE A GENERAL MANDATE TO DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF NOMINAL AMOUNT.

Management

For

For

07

TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

10000

0

24-Apr-2009

24-Apr-2009

1028876083

3S7

1500

0

24-Apr-2009

24-Apr-2009

CHUNGHWA TELECOM CO. LTD.

Security

17133Q304

Meeting Type

Special

Ticker Symbol

CHT

Meeting Date

14-Aug-2008

ISIN

US17133Q3048

Agenda

932939044 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

TO APPROVE THE PROPOSAL FOR CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES.

Management

For

For

1B

TO APPROVE THE PROPOSAL FOR DECREASE IN CASH OF THE COMPANY.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

7500

0

28-Jul-2008

28-Jul-2008

CIGNA CORPORATION

Security

125509109

Meeting Type

Annual

Ticker Symbol

CI

Meeting Date

22-Apr-2009

ISIN

US1255091092

Agenda

933012510 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: H. EDWARD HANWAY

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: JOHN M. PARTRIDGE

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: JAMES E. ROGERS

Management

Against

Against

Vote Is Contrary To Policy

1D

ELECTION OF DIRECTOR: ERIC C. WISEMAN

Management

Against

Against

Vote Is Contrary To Policy

02

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

11200

0

26-Mar-2009

26-Mar-2009

CISCO SYSTEMS, INC.

Security

17275R102

Meeting Type

Annual

Ticker Symbol

CSCO

Meeting Date

13-Nov-2008

ISIN

US17275R1023

Agenda

932954729 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: CAROL A. BARTZ

Management

For

For

1B

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

For

For

1C

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

Management

For

For

1D

ELECTION OF DIRECTOR: LARRY R. CARTER

Management

For

For

1E

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

Management

For

For

1F

ELECTION OF DIRECTOR: BRIAN L. HALLA

Management

For

For

1G

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

Management

For

For

1H

ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH

Management

For

For

1I

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

Management

For

For

1J

ELECTION OF DIRECTOR: MICHAEL K. POWELL

Management

For

For

1K

ELECTION OF DIRECTOR: STEVEN M. WEST

Management

For

For

1L

ELECTION OF DIRECTOR: JERRY YANG

Management

For

For

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 25, 2009.

Management

For

For

03

PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND THE COMPANY'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS.

Shareholder

Against

For

04

PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE PROXY STATEMENT.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

5500

0

06-Oct-2008

06-Oct-2008

CLEVELAND-CLIFFS INC

Security

185896107

Meeting Type

Contested-Consent

Ticker Symbol

CLF

Meeting Date

03-Oct-2008

ISIN

US1858961071

Agenda

932954577 - Management

Item

Proposal

Type

Vote

For/Against Management

01

"BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING THAT YOUR SHARES ARE "NOT INTERESTED SHARES," AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD "INTERESTED SHARES," YOU MUST CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY MATERIAL TO DETERMINE IF YOU HOLD "INTERESTED SHARES" VERSUS "NOT INTERESTED SHARES." CONTROL SHARE ACQUISITION PROPOSAL: A RESOLUTION OF CLEVELAND- CLIFFS' SHAREHOLDERS AUTHORIZING THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS COMMON SHARES PURSUANT TO THE ACQUIRING PERSON STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. AND HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. DATED AUGUST 14, 2008.

Management

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

6400

0

17-Sep-2008

17-Sep-2008

CME GROUP

Security

12572Q105

Meeting Type

Special

Ticker Symbol

CME

Meeting Date

18-Aug-2008

ISIN

US12572Q1058

Agenda

932938232 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE OF THE CME GROUP BOARD OF DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES THAT THE NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS ADOPTED BY THE CME GROUP BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

02

TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. ("NYMEX HOLDINGS") STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 17, 2008 AND AS AMENDED AS OF JUNE 30, 2008 AND JULY 18, 2008, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

03

TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

100

0

28-Jul-2008

28-Jul-2008

CME GROUP

Security

12572Q105

Meeting Type

Special

Ticker Symbol

CME

Meeting Date

18-Aug-2008

ISIN

US12572Q1058

Agenda

932939018 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE OF THE CME GROUP BOARD OF DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES THAT THE NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS ADOPTED BY THE CME GROUP BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

02

TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. ("NYMEX HOLDINGS") STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 17, 2008 AND AS AMENDED AS OF JUNE 30, 2008 AND JULY 18, 2008, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

03

TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

100

0

28-Jul-2008

28-Jul-2008

CME GROUP

Security

12572Q105

Meeting Type

Annual

Ticker Symbol

CME

Meeting Date

13-May-2009

ISIN

US12572Q1058

Agenda

933026999 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

DENNIS H. CHOOKASZIAN

Withheld

Against

2

ROBERT F. CORVINO

Withheld

Against

3

LARRY G. GERDES

Withheld

Against

4

DANIEL R. GLICKMAN

Withheld

Against

5

JAMES E. OLIFF

Withheld

Against

6

JOHN L. PIETRZAK

Withheld

Against

7

ALEX J. POLLOCK

Withheld

Against

8

WILLIAM R. SHEPARD

Withheld

Against

02

TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED OMNIBUS STOCK PLAN.

Management

For

For

03

TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED 2005 DIRECTOR STOCK PLAN.

Management

For

For

04

TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED INCENTIVE PLAN FOR HIGHLY COMPENSATED EXECUTIVE OFFICERS.

Management

For

For

05

TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

500

0

03-Apr-2009

03-Apr-2009

COSTCO WHOLESALE CORPORATION

Security

22160K105

Meeting Type

Annual

Ticker Symbol

COST

Meeting Date

28-Jan-2009

ISIN

US22160K1051

Agenda

932985623 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

JAMES D. SINEGAL

Withheld

Against

2

JEFFREY H. BROTMAN

Withheld

Against

3

RICHARD A. GALANTI

Withheld

Against

4

DANIEL J. EVANS

Withheld

Against

5

JEFFREY S. RAIKES

Withheld

Against

02

RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

700

0

06-Jan-2009

06-Jan-2009

COVIDIEN LTD.

Security

G2552X108

Meeting Type

Annual

Ticker Symbol

COV

Meeting Date

18-Mar-2009

ISIN

BMG2552X1083

Agenda

932993377 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: CRAIG ARNOLD

Management

For

For

1B

ELECTION OF DIRECTOR: ROBERT H. BRUST

Management

For

For

1C

ELECTION OF DIRECTOR: JOHN M. CONNORS, JR.

Management

For

For

1D

ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN

Management

For

For

1E

ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE

Management

For

For

1F

ELECTION OF DIRECTOR: KATHY J. HERBERT

Management

For

For

1G

ELECTION OF DIRECTOR: RANDALL J. HOGAN, III

Management

For

For

1H

ELECTION OF DIRECTOR: RICHARD J. MEELIA

Management

For

For

1I

ELECTION OF DIRECTOR: DENNIS H. REILLEY

Management

For

For

1J

ELECTION OF DIRECTOR: TADATAKA YAMADA

Management

For

For

1K

ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO

Management

For

For

02

APPROVE AMENDED AND RESTATED 2007 STOCK AND INCENTIVE PLAN

Management

For

For

03

APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2000

0

11-Feb-2009

11-Feb-2009

COVIDIEN LTD.

Security

G2552X108

Meeting Type

Special

Ticker Symbol

COV

Meeting Date

28-May-2009

ISIN

BMG2552X1083

Agenda

933074851 - Management

Item

Proposal

Type

Vote

For/Against Management

01

APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A.

Management

For

For

02

IF THE SCHEME OF ARRANGEMENT IS APPROVED, AND IN CONNECTION WITH SCHEME OF ARRANGEMENT AND REORGANIZATION, APPROVAL OF CREATION OF DISTRIBUTABLE RESERVES OF COVIDIEN PLC (THROUGH REDUCTION OF SHARE PREMIUM ACCOUNT OF COVIDIEN PLC) THAT WAS PREVIOUSLY APPROVED BY COVIDIEN LTD. AND OTHER CURRENT SHAREHOLDERS OF COVIDIEN PLC (AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT).

Management

For

For

03

APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE SCHEME OF ARRANGEMENT AT THE TIME OF THE MEETING.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2000

0

07-May-2009

07-May-2009

CPFL ENERGIA S.A.

Security

126153105

Meeting Type

Special

Ticker Symbol

CPL

Meeting Date

23-Apr-2009

ISIN

US1261531057

Agenda

933023880 - Management

Item

Proposal

Type

Vote

For/Against Management

O1

TO ACKNOWLEDGE MANAGEMENT'S ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL STATEMENTS, THE REPORT OF THE INDEPENDENT AUDITORS AND THE REPORT OF THE FISCAL COUNCIL, RELATIVE TO THE YEAR ENDED DECEMBER 31, 2008.

Management

For

For

O2

TO APPROVE THE PROPOSAL FOR THE ALLOCATION OF YEAR 2008 NET INCOME AND DIVIDEND DISTRIBUTION.

Management

For

For

O3

TO ELECT THE EFFECTIVE MEMBERS AND DEPUTY MEMBERS TO THE BOARD OF DIRECTORS.

Management

For

For

O4

TO SET THE GLOBAL COMPENSATION OF THE COMPANY'S BOARD OF DIRECTORS AND THE BOARD OF EXECUTIVE OFFICERS.

Management

For

For

O5

TO ELECT THE EFFECTIVE MEMBERS AND DEPUTY MEMBERS OF THE FISCAL COUNCIL.

Management

For

For

O6

TO SET THE FEES OF THE MEMBERS OF THE FISCAL COUNCIL.

Management

For

For

E1

TO CHANGE THE WORDING OF THE CAPUT AND ITEMS "A" AND "B" OF THE SOLE PARAGRAPH OF ARTICLE 19 OF (AND CONSOLIDATE) THE COMPANY'S BYLAWS. TO INCLUDE CHANGES IN THE COMPANY'S EXECUTIVE BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

6000

0

03-Apr-2009

03-Apr-2009

1028876083

3S7

3000

0

03-Apr-2009

03-Apr-2009

CRYOLIFE, INC.

Security

228903100

Meeting Type

Annual

Ticker Symbol

CRY

Meeting Date

19-May-2009

ISIN

US2289031005

Agenda

933049012 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

STEVEN G. ANDERSON

For

For

2

THOMAS F. ACKERMAN

For

For

3

JAMES S. BENSON

For

For

4

DANIEL J. BEVEVINO

For

For

5

JOHN M. COOK

For

For

6

RONALD C. ELKINS, M.D.

For

For

7

RONALD D. MCCALL, ESQ.

For

For

8

HARVEY MORGAN

For

For

02

TO APPROVE THE ADOPTION OF THE CRYOLIFE, INC. 2009 EMPLOYEE STOCK INCENTIVE PLAN.

Management

For

For

03

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1000

0

24-Apr-2009

24-Apr-2009

DEERE & COMPANY

Security

244199105

Meeting Type

Annual

Ticker Symbol

DE

Meeting Date

25-Feb-2009

ISIN

US2441991054

Agenda

932992185 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: CRANDALL C. BOWLES

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: VANCE D. COFFMAN

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: CLAYTON M. JONES

Management

Against

Against

Vote Is Contrary To Policy

1D

ELECTION OF DIRECTOR: THOMAS H. PATRICK

Management

Against

Against

Vote Is Contrary To Policy

02

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009

Management

For

For

03

STOCKHOLDER PROPOSAL #1 - ANNUAL ELECTION OF DIRECTORS

Management

For

For

04

STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN RESPONSIBILITIES

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

7200

0

19-Jan-2009

20-Jan-2009

DEVON ENERGY CORPORATION

Security

25179M103

Meeting Type

Annual

Ticker Symbol

DVN

Meeting Date

03-Jun-2009

ISIN

US25179M1036

Agenda

933059417 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

ROBERT L. HOWARD

Withheld

Against

2

MICHAEL M. KANOVSKY

Withheld

Against

3

J. TODD MITCHELL

Withheld

Against

4

J. LARRY NICHOLS

Withheld

Against

02

RATIFY THE APPOINTMENT OF ROBERT A. MOSBACHER, JR. AS A DIRECTOR.

Management

Against

Against

Vote Is Contrary To Policy

03

RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2009.

Management

For

For

04

ADOPTION OF THE DEVON ENERGY CORPORATION 2009 LONG-TERM INCENTIVE PLAN.

Management

For

For

05

ADOPT DIRECTOR ELECTION MAJORITY VOTE STANDARD.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1000

0

27-Apr-2009

27-Apr-2009

DR PEPPER SNAPPLE GROUP INC

Security

26138E109

Meeting Type

Annual

Ticker Symbol

DPS

Meeting Date

19-May-2009

ISIN

US26138E1091

Agenda

933040519 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: PAMELA H. PATSLEY

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: M. ANNE SZOSTAK

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: MICHAEL F. WEINSTEIN

Management

Against

Against

Vote Is Contrary To Policy

02

TO APPROVE AND ADOPT THE MANAGEMENT INCENTIVE PLAN RELATED TO PERFORMANCE-BASED INCENTIVE COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS.

Management

For

For

03

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.

Management

For

For

04

TO APPROVE AND ADOPT THE OMNIBUS STOCK INCENTIVE PLAN OF 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

5000

0

08-Apr-2009

08-Apr-2009

DUKE ENERGY CORPORATION

Security

26441C105

Meeting Type

Annual

Ticker Symbol

DUK

Meeting Date

07-May-2009

ISIN

US26441C1053

Agenda

933019728 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

WILLIAM BARNET, III

For

For

2

G. ALEX BERNHARDT, SR.

For

For

3

MICHAEL G. BROWNING

For

For

4

DANIEL R. DIMICCO

For

For

5

ANN MAYNARD GRAY

For

For

6

JAMES H. HANCE, JR.

For

For

7

JAMES T. RHODES

For

For

8

JAMES E. ROGERS

For

For

9

PHILIP R. SHARP

For

For

10

DUDLEY S. TAFT

For

For

02

RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2009

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

30000

0

26-Mar-2009

26-Mar-2009

1028876083

3S7

7500

0

26-Mar-2009

26-Mar-2009

EMERSON ELECTRIC CO.

Security

291011104

Meeting Type

Annual

Ticker Symbol

EMR

Meeting Date

03-Feb-2009

ISIN

US2910111044

Agenda

932983681 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

A.A. BUSCH III*

Withheld

Against

2

A.F. GOLDEN*

Withheld

Against

3

H. GREEN*

Withheld

Against

4

W.R. JOHNSON*

Withheld

Against

5

J.B. MENZER*

Withheld

Against

6

V.R. LOUCKS, JR.**

Withheld

Against

02

RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

5800

0

19-Jan-2009

20-Jan-2009

EXCEL MARITIME CARRIERS LTD.

Security

V3267N107

Meeting Type

Annual

Ticker Symbol

EXM

Meeting Date

15-Sep-2008

ISIN

LR0008764684

Agenda

932943334 - Management

Item

Proposal

Type

Vote

For/Against Management

01

PROPOSAL TO APPROVE THE AMENDMENT TO ARTICLE TWELFTH OF THE AMENDED AND RESTATED ARTICLES OF INCORPORATION.

Management

For

For

02

DIRECTOR

Management

1

GABRIEL PANAYOTIDES

For

For

2

STAMATIS MOLARIS

For

For

3

HANS J. MENDE

For

For

4

CORBIN J. ROBERTSON III

For

For

5

FRITHJOF PLATOU

For

For

6

EVANGELOS MACRIS

For

For

7

APOSTOLOS KONTOYANNIS

For

For

8

PAUL CORNELL

For

For

9

TREVOR J. WILLIAMS

For

For

03

PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEARS ENDING DECEMBER 31, 2007 AND DECEMBER 31, 2008.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2500

0

19-Aug-2008

19-Aug-2008

EXXON MOBIL CORPORATION

Security

30231G102

Meeting Type

Annual

Ticker Symbol

XOM

Meeting Date

27-May-2009

ISIN

US30231G1022

Agenda

933046965 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

M.J. BOSKIN

For

For

2

L.R. FAULKNER

For

For

3

K.C. FRAZIER

For

For

4

W.W. GEORGE

For

For

5

R.C. KING

For

For

6

M.C. NELSON

For

For

7

S.J. PALMISANO

For

For

8

S.S REINEMUND

For

For

9

R.W. TILLERSON

For

For

10

E.E. WHITACRE, JR.

For

For

02

RATIFICATION OF INDEPENDENT AUDITORS (PAGE 50)

Management

For

For

03

CUMULATIVE VOTING (PAGE 51)

Shareholder

Against

For

04

SPECIAL SHAREHOLDER MEETINGS (PAGE 53)

Shareholder

Against

For

05

INCORPORATE IN NORTH DAKOTA (PAGE 54)

Shareholder

Against

For

06

BOARD CHAIRMAN AND CEO (PAGE 55)

Shareholder

Against

For

07

SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57)

Shareholder

Against

For

08

EXECUTIVE COMPENSATION REPORT (PAGE 59)

Shareholder

Against

For

09

CORPORATE SPONSORSHIPS REPORT (PAGE 60)

Shareholder

Against

For

10

AMENDMENT OF EEO POLICY (PAGE 62)

Shareholder

Against

For

11

GREENHOUSE GAS EMISSIONS GOALS (PAGE 63)

Shareholder

Against

For

12

CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 65)

Shareholder

Against

For

13

RENEWABLE ENERGY POLICY (PAGE 66)

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

6004

0

24-Apr-2009

24-Apr-2009

FIDELITY CONCORD STREET TRUST

Security

315911107

Meeting Type

Special

Ticker Symbol

FBIDX

Meeting Date

14-Aug-2009

ISIN

US3159111075

Agenda

933107092 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

JAMES C. CURVEY

For

For

2

ALBERT R. GAMPER, JR.

For

For

3

ABIGAIL P. JOHNSON

For

For

4

ARTHUR E. JOHNSON

For

For

5

MICHAEL E. KENNEALLY

For

For

6

JAMES H. KEYES

For

For

7

MARIE L. KNOWLES

For

For

8

KENNETH L. WOLFE

For

For

02

TO AMEND THE DECLARATION OF TRUST TO REDUCE THE REQUIRED QUORUM FOR FUTURE SHAREHOLDER MEETINGS.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

192678

0

17-Jun-2009

17-Jun-2009

FLAHERTY & CRUMRINE PREFERRED INCOME FD

Security

338480106

Meeting Type

Annual

Ticker Symbol

PFD

Meeting Date

21-Apr-2009

ISIN

US3384801060

Agenda

933004171 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

ROBERT F. WULF

Withheld

Against

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

16000

0

16-Mar-2009

16-Mar-2009

FORTUNE BRANDS, INC.

Security

349631101

Meeting Type

Annual

Ticker Symbol

FO

Meeting Date

28-Apr-2009

ISIN

US3496311016

Agenda

933010871 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

BRUCE A. CARBONARI

Withheld

Against

2

ANN F. HACKETT

Withheld

Against

3

DAVID M. THOMAS

Withheld

Against

4

RONALD V. WATERS, III

Withheld

Against

02

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

For

For

03

APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.

Management

For

For

04

IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED "ADOPT SIMPLE MAJORITY VOTE".

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

6500

0

26-Mar-2009

26-Mar-2009

FRANCE TELECOM

Security

35177Q105

Meeting Type

Annual

Ticker Symbol

FTE

Meeting Date

26-May-2009

ISIN

US35177Q1058

Agenda

933069317 - Management

Item

Proposal

Type

Vote

For/Against Management

01

APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2008

Management

For

For

02

APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2008

Management

For

For

03

ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2008, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS

Management

For

For

04

APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE

Management

For

For

05

RENEWAL OF TERM OF A PRINCIPAL STATUTORY AUDITOR

Management

For

For

06

RENEWAL OF TERM OF A DEPUTY STATUTORY AUDITOR

Management

For

For

07

RENEWAL OF TERM OF A PRINCIPAL STATUTORY AUDITOR

Management

For

For

08

RENEWAL OF TERM OF A DEPUTY STATUTORY AUDITOR

Management

For

For

09

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER FRANCE TELECOM SHARES

Management

For

For

10

AMENDMENT OF ARTICLE 13 OF THE BY-LAWS

Management

For

For

11

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS

Management

For

For

12

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO THE SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS

Management

For

For

13

AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, TO INCREASE THE NUMBER OF ISSUABLE SECURITIES

Management

For

For

14

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY

Management

For

For

15

AUTHORIZATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING ACCESS TO SHARES, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL

Management

For

For

16

DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A.

Management

For

For

17

DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT HAVE SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY

Management

For

For

18

OVERALL LIMITATION OF THE AUTHORIZATIONS

Management

For

For

19

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES

Management

For

For

20

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS

Management

For

For

21

AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES

Management

For

For

22

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN

Management

For

For

23

AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES

Management

For

For

24

POWERS FOR FORMALITIES

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

15000

0

27-Apr-2009

27-Apr-2009

FRANKLIN RESOURCES, INC.

Security

354613101

Meeting Type

Annual

Ticker Symbol

BEN

Meeting Date

11-Mar-2009

ISIN

US3546131018

Agenda

932991311 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: SAMUEL H. ARMACOST

Management

For

For

1B

ELECTION OF DIRECTOR: CHARLES CROCKER

Management

For

For

1C

ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN

Management

For

For

1D

ELECTION OF DIRECTOR: ROBERT D. JOFFE

Management

For

For

1E

ELECTION OF DIRECTOR: CHARLES B. JOHNSON

Management

For

For

1F

ELECTION OF DIRECTOR: GREGORY E. JOHNSON

Management

For

For

1G

ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.

Management

For

For

1H

ELECTION OF DIRECTOR: THOMAS H. KEAN

Management

For

For

1I

ELECTION OF DIRECTOR: CHUTTA RATNATHICAM

Management

For

For

1J

ELECTION OF DIRECTOR: PETER M. SACERDOTE

Management

For

For

1K

ELECTION OF DIRECTOR: LAURA STEIN

Management

For

For

1L

ELECTION OF DIRECTOR: ANNE M. TATLOCK

Management

For

For

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

03

TO RESUBMIT FOR STOCKHOLDER APPROVAL THE 2004 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

4700

0

11-Feb-2009

11-Feb-2009

FREEPORT-MCMORAN COPPER & GOLD INC.

Security

35671D857

Meeting Type

Annual

Ticker Symbol

FCX

Meeting Date

11-Jun-2009

ISIN

US35671D8570

Agenda

933071754 - Management

Item

Proposal

Type

Vote

For/Against Management

1

DIRECTOR

Management

1

RICHARD C. ADKERSON

For

For

2

ROBERT J. ALLISON, JR.

For

For

3

ROBERT A. DAY

For

For

4

GERALD J. FORD

For

For

5

H. DEVON GRAHAM, JR.

For

For

6

J. BENNETT JOHNSTON

For

For

7

CHARLES C. KRULAK

For

For

8

BOBBY LEE LACKEY

For

For

9

JON C. MADONNA

For

For

10

DUSTAN E. MCCOY

For

For

11

GABRIELLE K. MCDONALD

For

For

12

JAMES R. MOFFETT

For

For

13

B. M. RANKIN, JR.

For

For

14

J. STAPLETON ROY

For

For

15

STEPHEN H. SIEGELE

For

For

16

J. TAYLOR WHARTON

For

For

2

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR.

Management

For

For

3

APPROVAL OF THE PROPOSED 2009 ANNUAL INCENTIVE PLAN.

Management

For

For

4

STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S BOARD OF DIRECTORS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

4000

0

07-May-2009

07-May-2009

FRESENIUS MEDICAL CARE AG & CO. KGAA

Security

358029106

Meeting Type

Annual

Ticker Symbol

FMS

Meeting Date

07-May-2009

ISIN

US3580291066

Agenda

933047892 - Management

Item

Proposal

Type

Vote

For/Against Management

01

RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR THE FINANCIAL YEAR 2008

Management

For

For

02

RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE PROFIT

Management

For

For

03

RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER

Management

For

For

04

RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD

Management

For

For

05

ELECTION OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR THE FINANCIAL YEAR 2009

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2000

0

21-Apr-2009

21-Apr-2009

FRONTLINE LTD.

Security

G3682E127

Meeting Type

Annual

Ticker Symbol

FRO

Meeting Date

19-Sep-2008

ISIN

BMG3682E1277

Agenda

932943168 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

JOHN FREDRIKSEN

For

For

2

KATHRINE FREDRIKSEN

For

For

3

FRIXOS SAVVIDES

For

For

4

KATE BLANKENSHIP

For

For

02

PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS DA OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION.

Management

For

For

03

PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2008.

Management

For

For

04

PROPOSAL TO APPROVE AND AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO SUB-DIVIDE THE COMPANY'S AUTHORIZED SHARE CAPITAL OF 125,000,000 ORDINARY SHARES OF PAR VALUE $2.50 EACH INTO AN AUTHORIZED SHARE CAPITAL OF 625,000,000 ORDINARY SHARES OF PAR VALUE $0.50 EACH.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

1500

0

19-Aug-2008

19-Aug-2008

GABELLI CONVERTIBLE & INCOME SEC FD INC

Security

36240B109

Meeting Type

Annual

Ticker Symbol

GCV

Meeting Date

18-May-2009

ISIN

US36240B1098

Agenda

933036724 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

E. VAL CERUTTI

Withheld

Against

2

DUGALD A. FLETCHER

Withheld

Against

3

ANTHONY R. PUSTORINO

Withheld

Against

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

32600

0

08-Apr-2009

08-Apr-2009

GENERAL ELECTRIC COMPANY

Security

369604103

Meeting Type

Annual

Ticker Symbol

GE

Meeting Date

22-Apr-2009

ISIN

US3696041033

Agenda

933003713 - Management

Item

Proposal

Type

Vote

For/Against Management

A1

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

Management

For

For

A2

ELECTION OF DIRECTOR: WILLIAM M. CASTELL

Management

For

For

A3

ELECTION OF DIRECTOR: ANN M. FUDGE

Management

For

For

A4

ELECTION OF DIRECTOR: SUSAN HOCKFIELD

Management

For

For

A5

ELECTION OF DIRECTOR: JEFFREY R. IMMELT

Management

For

For

A6

ELECTION OF DIRECTOR: ANDREA JUNG

Management

For

For

A7

ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY

Management

For

For

A8

ELECTION OF DIRECTOR: ROBERT W. LANE

Management

For

For

A9

ELECTION OF DIRECTOR: RALPH S. LARSEN

Management

For

For

A10

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

For

A11

ELECTION OF DIRECTOR: JAMES J. MULVA

Management

For

For

A12

ELECTION OF DIRECTOR: SAM NUNN

Management

For

For

A13

ELECTION OF DIRECTOR: ROGER S. PENSKE

Management

For

For

A14

ELECTION OF DIRECTOR: ROBERT J. SWIERINGA

Management

For

For

A15

ELECTION OF DIRECTOR: DOUGLAS A. WARNER III

Management

For

For

B

RATIFICATION OF KPMG

Management

For

For

C1

CUMULATIVE VOTING

Shareholder

Against

For

C2

EXECUTIVE COMPENSATION ADVISORY VOTE

Shareholder

Against

For

C3

INDEPENDENT STUDY REGARDING BREAKING UP GE

Shareholder

Against

For

C4

DIVIDEND POLICY

Shareholder

Against

For

C5

SHAREHOLDER VOTE ON GOLDEN PARACHUTES

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

12200

0

16-Mar-2009

16-Mar-2009

1028876083

3S7

16000

0

16-Mar-2009

16-Mar-2009

GLOBAL SOURCES LTD.

Security

G39300101

Meeting Type

Special

Ticker Symbol

GSOL

Meeting Date

22-Aug-2008

ISIN

BMG393001018

Agenda

932938787 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO REMOVE ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE 2008 FINANCIAL YEAR, WITH IMMEDIATE EFFECT ("RESOLUTION (1)").

Management

For

For

02

SUBJECT TO THE PASSING OF RESOLUTION (1), TO APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE 2008 FINANCIAL YEAR, WITH IMMEDIATE EFFECT UNTIL THE NEXT ANNUAL GENERAL MEETING.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3245

0

28-Jul-2008

28-Jul-2008

HEAD N.V.

Security

422070102

Meeting Type

Annual

Ticker Symbol

HEDYY

Meeting Date

28-May-2009

ISIN

US4220701027

Agenda

933085119 - Management

Item

Proposal

Type

Vote

For/Against Management

03

PROPOSAL TO ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2008.

Management

For

For

4A

PROPOSAL TO DISCHARGE EACH MEMBER OF THE BOARD OF MANAGEMENT FROM LIABILITY IN RESPECT OF ACTS OR OMISSIONS.

Management

For

For

4B

PROPOSAL TO DISCHARGE EACH MEMBER OF THE SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF ACTS OR OMISSIONS.

Management

For

For

05

PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION.

Management

For

For

06

GRANT THE AUTHORITY OF BOARD OF MANAGEMENT TO REPURCHASE SHARES FOR A MAXIMUM OF 50% OF COMPANY'S ISSUED SHARE CAPITAL.

Management

For

For

07

TO EXTEND THE DESIGNATION OF THE BOARD OF MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO ISSUE SHARES.

Management

For

For

08

EXTEND THE DESIGNATION OF THE BOARD OF MANAGEMENT AS CORPORATE BODY AUTHORISED TO LIMIT OR EXCLUDE THE RIGHT OF PRE-EMPTION OF OF HOLDERS OF ORDINARY SHARES IN THE CAPITAL UNTIL 28 MAY 2014.

Management

For

For

09

PROPOSAL TO DETERMINE THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD.

Management

For

For

10

PROPOSAL TO APPOINT A MEMBER OF THE MANAGEMENT BOARD.

Management

For

For

11

PROPOSAL TO APPROVE A NEW "HEAD EXECUTIVE STOCK OPTION PLAN."

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

172000

0

14-May-2009

14-May-2009

II-VI INCORPORATED

Security

902104108

Meeting Type

Annual

Ticker Symbol

IIVI

Meeting Date

07-Nov-2008

ISIN

US9021041085

Agenda

932958119 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

CARL J. JOHNSON

Withheld

Against

2

THOMAS E. MISTLER

Withheld

Against

3

JOSEPH J. CORASANTI

Withheld

Against

02

RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1000

0

06-Oct-2008

06-Oct-2008

ING PRIME RATE TRUST

Security

44977W106

Meeting Type

Annual

Ticker Symbol

PPR

Meeting Date

30-Jun-2009

ISIN

US44977W1062

Agenda

933092443 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

COLLEEN D. BALDWIN

For

For

2

PATRICIA W. CHADWICK

For

For

3

ROBERT W. CRISPIN

For

For

4

PETER S. DROTCH,

For

For

5

J. MICHAEL EARLEY

For

For

6

PATRICK W. KENNY

For

For

7

SHAUN P. MATHEWS

For

For

8

SHERYL K. PRESSLER

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

50000

0

29-May-2009

29-May-2009

INTEL CORPORATION

Security

458140100

Meeting Type

Annual

Ticker Symbol

INTC

Meeting Date

20-May-2009

ISIN

US4581401001

Agenda

933030897 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY

Management

For

For

1B

ELECTION OF DIRECTOR: SUSAN L. DECKER

Management

For

For

1C

ELECTION OF DIRECTOR: JOHN J. DONAHOE

Management

For

For

1D

ELECTION OF DIRECTOR: REED E. HUNDT

Management

For

For

1E

ELECTION OF DIRECTOR: PAUL S. OTELLINI

Management

For

For

1F

ELECTION OF DIRECTOR: JAMES D. PLUMMER

Management

For

For

1G

ELECTION OF DIRECTOR: DAVID S. POTTRUCK

Management

For

For

1H

ELECTION OF DIRECTOR: JANE E. SHAW

Management

For

For

1I

ELECTION OF DIRECTOR: JOHN L. THORNTON

Management

For

For

1J

ELECTION OF DIRECTOR: FRANK D. YEARY

Management

For

For

1K

ELECTION OF DIRECTOR: DAVID B. YOFFIE

Management

For

For

02

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR

Management

For

For

03

AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN

Management

For

For

04

APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM

Management

For

For

05

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

For

For

06

STOCKHOLDER PROPOSAL: CUMULATIVE VOTING

Shareholder

Against

For

07

STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

15000

0

08-Apr-2009

08-Apr-2009

1028876083

3S7

2000

0

08-Apr-2009

08-Apr-2009

INTERNATIONAL BUSINESS MACHINES CORP.

Security

459200101

Meeting Type

Annual

Ticker Symbol

IBM

Meeting Date

28-Apr-2009

ISIN

US4592001014

Agenda

933008725 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: A.J.P. BELDA

Management

For

For

1B

ELECTION OF DIRECTOR: C. BLACK

Management

For

For

1C

ELECTION OF DIRECTOR: W.R. BRODY

Management

For

For

1D

ELECTION OF DIRECTOR: K.I. CHENAULT

Management

For

For

1E

ELECTION OF DIRECTOR: M.L. ESKEW

Management

For

For

1F

ELECTION OF DIRECTOR: S.A. JACKSON

Management

For

For

1G

ELECTION OF DIRECTOR: T. NISHIMURO

Management

For

For

1H

ELECTION OF DIRECTOR: J.W. OWENS

Management

For

For

1I

ELECTION OF DIRECTOR: S.J. PALMISANO

Management

For

For

1J

ELECTION OF DIRECTOR: J.E. SPERO

Management

For

For

1K

ELECTION OF DIRECTOR: S. TAUREL

Management

For

For

1L

ELECTION OF DIRECTOR: L.H. ZAMBRANO

Management

For

For

02

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

03

APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE

Management

For

For

04

STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION AND PENSION INCOME

Shareholder

Against

For

06

STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

7500

0

16-Mar-2009

16-Mar-2009

IVY FUNDS

Security

466001864

Meeting Type

Special

Ticker Symbol

IVAEX

Meeting Date

27-Mar-2009

ISIN

US4660018643

Agenda

932979795 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPROVE THE REORGANIZATION OF EACH SERIES OF IVY FUNDS AND EACH SERIES OF IVY FUNDS, INC. INTO A CORRESPONDING SERIES OF A NEWLY FORMED DELAWARE STATUTORY TRUST BEARING THE NAME IVY FUNDS.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

72445

0

06-Jan-2009

06-Jan-2009

IVY FUNDS

Security

466001864

Meeting Type

Special

Ticker Symbol

IVAEX

Meeting Date

02-Jul-2009

ISIN

US4660018643

Agenda

933019134 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPROVE THE REORGANIZATION OF IVY ASSET STRATEGY FUND INTO A CORRESPONDING SERIES OF A NEWLY FORMED DELAWARE STATUTORY TRUST BEARING THE NAME IVY FUNDS

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784814

3S7

72445

0

08-Apr-2009

08-Apr-2009

JOHN HANCOCK PATRIOT PREM DIVIDEND FD II

Security

41013T105

Meeting Type

Special

Ticker Symbol

PDT

Meeting Date

03-Sep-2008

ISIN

US41013T1051

Agenda

932940605 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPROVE AMENDMENTS TO THE INVESTMENT MANAGEMENT CONTRACT TO REFLECT THE INCLUSION OF BANK DEBT AND OTHER TRADITIONAL INVESTMENT LEVERAGE IN THE CALCULATION OF THE INVESTMENT MANAGEMENT FEES, AND TO REMOVE AN EXPENSE LIMITATION PREVIOUSLY REQUIRED UNDER STATE LAW.

Management

For

For

02

TO APPROVE AN AMENDMENT TO THE SUB-INVESTMENT MANAGEMENT CONTRACT TO REFLECT THE INCLUSION OF BANK DEBT AND OTHER TRADITIONAL INVESTMENT LEVERAGE IN THE CALCULATION OF THE SUB-INVESTMENT MANAGEMENT FEES.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

11974

0

31-Jul-2008

31-Jul-2008

JOHNSON & JOHNSON

Security

478160104

Meeting Type

Annual

Ticker Symbol

JNJ

Meeting Date

23-Apr-2009

ISIN

US4781601046

Agenda

933008523 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: MARY SUE COLEMAN

Management

For

For

1B

ELECTION OF DIRECTOR: JAMES G. CULLEN

Management

For

For

1C

ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS

Management

For

For

1D

ELECTION OF DIRECTOR: ARNOLD G. LANGBO

Management

For

For

1E

ELECTION OF DIRECTOR: SUSAN L. LINDQUIST

Management

For

For

1F

ELECTION OF DIRECTOR: LEO F. MULLIN

Management

For

For

1G

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

Management

For

For

1H

ELECTION OF DIRECTOR: CHARLES PRINCE

Management

For

For

1I

ELECTION OF DIRECTOR: DAVID SATCHER

Management

For

For

1J

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

For

For

02

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

03

ADVISORY VOTE ON EXECUTIVE COMPENSATION POLICIES AND DISCLOSURE

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

7500

0

16-Mar-2009

16-Mar-2009

1028876083

3S7

1500

0

16-Mar-2009

16-Mar-2009

KNIGHTSBRIDGE TANKERS LIMITED

Security

G5299G106

Meeting Type

Annual

Ticker Symbol

VLCCF

Meeting Date

19-Sep-2008

ISIN

BMG5299G1069

Agenda

932943182 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

OLA LORENTZON

For

For

2

DOUGLAS C. WOLCOTT

For

For

3

DAVID M. WHITE

For

For

4

HANS PETTER AAS

For

For

02

PROPOSAL TO APPOINT MOORE STEPHENS P.C. AS THE COMPANY'S INDEPENDENT AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION.

Management

For

For

03

PROPOSAL TO APPROVE THE RENUMERATION OF THE COMPANY'S BOARD OF DIRECTORS FOR THE YEAR ENDED DECEMBER 31, 2008.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3000

0

19-Aug-2008

19-Aug-2008

L-3 COMMUNICATIONS HOLDINGS, INC.

Security

502424104

Meeting Type

Annual

Ticker Symbol

LLL

Meeting Date

28-Apr-2009

ISIN

US5024241045

Agenda

933012762 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

ROBERT B. MILLARD

Withheld

Against

2

ARTHUR L. SIMON

Withheld

Against

02

APPROVAL OF THE L-3 COMMUNICATIONS CORPORATION 2009 EMPLOYEE STOCK PURCHASE PLAN.

Management

For

For

03

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1300

0

26-Mar-2009

26-Mar-2009

LABORATORY CORP. OF AMERICA HOLDINGS

Security

50540R409

Meeting Type

Annual

Ticker Symbol

LH

Meeting Date

06-May-2009

ISIN

US50540R4092

Agenda

933019639 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: THOMAS P. MAC MAHON

Management

For

For

1B

ELECTION OF DIRECTOR: KERRII B. ANDERSON

Management

For

For

1C

ELECTION OF DIRECTOR: JEAN-LUC BELINGARD

Management

For

For

1D

ELECTION OF DIRECTOR: DAVID P. KING

Management

For

For

1E

ELECTION OF DIRECTOR: WENDY E. LANE

Management

For

For

1F

ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR.

Management

For

For

1G

ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH

Management

For

For

1H

ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D

Management

For

For

1I

ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D.

Management

For

For

02

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

250

0

26-Mar-2009

26-Mar-2009

LINN ENERGY LLC

Security

536020100

Meeting Type

Annual

Ticker Symbol

LINE

Meeting Date

05-May-2009

ISIN

US5360201009

Agenda

933035176 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

MICHAEL C. LINN

For

For

2

GEORGE A. ALCORN

For

For

3

TERRENCE S. JACOBS

For

For

4

JEFFREY C. SWOVELAND

For

For

5

JOSEPH P. MCCOY

For

For

02

RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

25000

0

08-Apr-2009

08-Apr-2009

MARKWEST ENERGY PARTNERS, L.P.

Security

570759100

Meeting Type

Annual

Ticker Symbol

MWE

Meeting Date

02-Jun-2009

ISIN

US5707591005

Agenda

933071348 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

FRANK M. SEMPLE

For

For

2

JOHN M. FOX

For

For

3

KEITH E. BAILEY

For

For

4

MICHAEL L. BEATTY

For

For

5

CHARLES K. DEMPSTER

For

For

6

DONALD C. HEPPERMANN

For

For

7

WILLIAM A. KELLSTROM

For

For

8

ANNE E. FOX MOUNSEY

For

For

9

WILLIAM P. NICOLETTI

For

For

10

DONALD D. WOLF

For

For

02

RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

25000

0

07-May-2009

07-May-2009

MARSH & MCLENNAN COMPANIES, INC.

Security

571748102

Meeting Type

Annual

Ticker Symbol

MMC

Meeting Date

21-May-2009

ISIN

US5717481023

Agenda

933037346 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: LESLIE M. BAKER, JR.

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: GWENDOLYN S. KING

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: MARC D. OKEN

Management

Against

Against

Vote Is Contrary To Policy

1D

ELECTION OF DIRECTOR: DAVID A. OLSEN

Management

Against

Against

Vote Is Contrary To Policy

02

RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

03

STOCKHOLDER PROPOSAL: REINCORPORATE IN NORTH DAKOTA

Shareholder

Against

For

04

STOCKHOLDER PROPOSAL: SPECIAL MEETINGS

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

11200

0

08-Apr-2009

08-Apr-2009

MEDICAL PROPERTIES TRUST, INC.

Security

58463J304

Meeting Type

Annual

Ticker Symbol

MPW

Meeting Date

21-May-2009

ISIN

US58463J3041

Agenda

933070043 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

EDWARD K. ALDAG, JR.

For

For

2

VIRGINIA A. CLARKE

For

For

3

G. STEVEN DAWSON

For

For

4

R. STEVEN HAMNER

For

For

5

ROBERT E. HOLMES, PH.D.

For

For

6

SHERRY A. KELLETT

For

For

7

WILLIAM G. MCKENZIE

For

For

8

L. GLENN ORR, JR.

For

For

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

35000

0

07-May-2009

07-May-2009

MEDTRONIC, INC.

Security

585055106

Meeting Type

Annual

Ticker Symbol

MDT

Meeting Date

21-Aug-2008

ISIN

US5850551061

Agenda

932935488 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

VICTOR J. DZAU, M.D.

For

For

2

WILLIAM A. HAWKINS

For

For

3

SHIRLEY A. JACKSON, PHD

For

For

4

DENISE M. O'LEARY

For

For

5

JEAN-PIERRE ROSSO

For

For

6

JACK W. SCHULER

For

For

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

03

TO APPROVE THE MEDTRONIC, INC. 2008 STOCK AWARD AND INCENTIVE PLAN.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

22000

0

19-Aug-2008

19-Aug-2008

MERCK & CO., INC.

Security

589331107

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

28-Apr-2009

ISIN

US5893311077

Agenda

933007432 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

For

1B

ELECTION OF DIRECTOR: THOMAS R. CECH, PH.D.

Management

For

For

1C

ELECTION OF DIRECTOR: RICHARD T. CLARK

Management

For

For

1D

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

For

For

1E

ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE

Management

For

For

1F

ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR.

Management

For

For

1G

ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D.

Management

For

For

1H

ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D.

Management

For

For

1I

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

For

1J

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

Management

For

For

1K

ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D.

Management

For

For

1L

ELECTION OF DIRECTOR: ANNE M. TATLOCK

Management

For

For

1M

ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D.

Management

For

For

1N

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

For

1O

ELECTION OF DIRECTOR: PETER C. WENDELL

Management

For

For

02

RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009

Management

For

For

03

PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO LIMIT THE SIZE OF THE BOARD TO NO MORE THAN 18 DIRECTORS

Management

For

For

04

STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER MEETINGS

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT LEAD DIRECTOR

Shareholder

Against

For

06

STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

15000

0

16-Mar-2009

16-Mar-2009

1028784994

3S7

10000

0

16-Mar-2009

16-Mar-2009

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

19-Nov-2008

ISIN

US5949181045

Agenda

932960013 - Management

Item

Proposal

Type

Vote

For/Against Management

01

ELECTION OF DIRECTOR: STEVEN A. BALLMER

Management

For

For

02

ELECTION OF DIRECTOR: JAMES I. CASH JR.

Management

For

For

03

ELECTION OF DIRECTOR: DINA DUBLON

Management

For

For

04

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

For

For

05

ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN

Management

For

For

06

ELECTION OF DIRECTOR: REED HASTINGS

Management

For

For

07

ELECTION OF DIRECTOR: DAVID F. MARQUARDT

Management

For

For

08

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

For

For

09

ELECTION OF DIRECTOR: HELMUT PANKE

Management

For

For

10

APPROVAL OF  MATERIAL TERMS OF PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN.

Management

For

For

11

APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.

Management

For

For

12

RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.

Management

For

For

13

SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP.

Shareholder

Against

For

14

SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS.

Shareholder

Against

For

15

SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

6000

0

06-Oct-2008

06-Oct-2008

NESTLE S.A.

Security

641069406

Meeting Type

Annual

Ticker Symbol

NSRGY

Meeting Date

23-Apr-2009

ISIN

US6410694060

Agenda

933021711 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

APPROVAL OF THE 2008 ANNUAL REPORT, FINANCIAL STATEMENTS OF NESTLE S.A. AND CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP.*

Management

For

For

1B

ACCEPTANCE OF THE 2008 COMPENSATION REPORT (NON- BINDING ADVISORY VOTE).

Management

For

For

02

RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT.

Management

For

For

03

APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2008.

Management

For

For

4A1

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL BOREL

Management

Against

Against

Vote Is Contrary To Policy

4A2

RE-ELECTION TO THE BOARD OF DIRECTORS: MS. CAROLINA MULLER-MOHL

Management

Against

Against

Vote Is Contrary To Policy

4B

ELECTION OF THE STATUTORY AUDITORS KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR).

Management

For

For

05

CAPITAL REDUCTION (BY CANCELLATION OF SHARES).

Management

For

For

06

MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- LUDOVIC HARTMAN

Management

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

8150

0

26-Mar-2009

26-Mar-2009

NEWS CORPORATION

Security

65248E203

Meeting Type

Annual

Ticker Symbol

NWS

Meeting Date

17-Oct-2008

ISIN

US65248E2037

Agenda

932946568 - Management

Item

Proposal

Type

Vote

For/Against Management

1AA

ELECTION OF DIRECTOR: PETER CHERNIN

Management

For

For

1AB

ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON

Management

For

For

1AC

ELECTION OF DIRECTOR: MARK HURD

Management

For

For

1AD

ELECTION OF DIRECTOR: ANDREW S.B. KNIGHT

Management

For

For

1AE

ELECTION OF DIRECTOR: JAMES R. MURDOCH

Management

For

For

1BA

ELECTION OF K. RUPERT MURDOCH AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BB

ELECTION OF JOSE MARIA AZNAR AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BC

ELECTION OF NATALIE BANCROFT AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BD

ELECTION OF PETER L. BARNES AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BE

ELECTION OF KENNETH E. COWLEY AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BF

ELECTION OF DAVID F. DEVOE AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BG

ELECTION OF VIET DINH AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BH

ELECTION OF LACHLAN K. MURDOCH AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BI

ELECTION OF THOMAS J. PERKINS AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BJ

ELECTION OF ARTHUR M. SISKIND AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

1BK

ELECTION OF JOHN L. THORNTON AS A DIRECTOR IF PROPOSAL 3 IS APPROVED

Management

For

For

02

RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009.

Management

For

For

03

AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS BEGINNING AT THE COMPANY'S 2008 ANNUAL MEETING OF STOCKHOLDERS.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

53000

0

17-Sep-2008

17-Sep-2008

NORFOLK SOUTHERN CORPORATION

Security

655844108

Meeting Type

Annual

Ticker Symbol

NSC

Meeting Date

14-May-2009

ISIN

US6558441084

Agenda

933026482 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

DANIEL A. CARP

Withheld

Against

2

STEVEN F. LEER

Withheld

Against

3

MICHAEL D. LOCKHART

Withheld

Against

4

CHARLES W. MOORMAN

Withheld

Against

02

RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.

Management

For

For

03

STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

200

0

08-Apr-2009

08-Apr-2009

NORTHROP GRUMMAN CORPORATION

Security

666807102

Meeting Type

Annual

Ticker Symbol

NOC

Meeting Date

20-May-2009

ISIN

US6668071029

Agenda

933066791 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: LEWIS W. COLEMAN

Management

For

For

1B

ELECTION OF DIRECTOR: THOMAS B. FARGO

Management

For

For

1C

ELECTION OF DIRECTOR: VICTOR H. FAZIO

Management

For

For

1D

ELECTION OF DIRECTOR: DONALD E. FELSINGER

Management

For

For

1E

ELECTION OF DIRECTOR: STEPHEN E. FRANK

Management

For

For

1F

ELECTION OF DIRECTOR: BRUCE S. GORDON

Management

For

For

1G

ELECTION OF DIRECTOR: MADELEINE KLEINER

Management

For

For

1H

ELECTION OF DIRECTOR: KARL J. KRAPEK

Management

For

For

1I

ELECTION OF DIRECTOR: RICHARD B. MYERS

Management

For

For

1J

ELECTION OF DIRECTOR: AULANA L. PETERS

Management

For

For

1K

ELECTION OF DIRECTOR: KEVIN W. SHARER

Management

For

For

1L

ELECTION OF DIRECTOR: RONALD D. SUGAR

Management

For

For

02

PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.

Management

For

For

03

STOCKHOLDER PROPOSAL REGARDING A REPORT ON SPACE-BASED WEAPONS.

Shareholder

Against

For

04

STOCKHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE COMPENSATION.

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL REGARDING RIGHT OF 10% STOCKHOLDERS TO CALL A SPECIAL MEETING.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

5000

0

24-Apr-2009

24-Apr-2009

ORACLE CORPORATION

Security

68389X105

Meeting Type

Annual

Ticker Symbol

ORCL

Meeting Date

10-Oct-2008

ISIN

US68389X1054

Agenda

932949033 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

JEFFREY O. HENLEY

For

For

2

LAWRENCE J. ELLISON

For

For

3

DONALD L. LUCAS

For

For

4

MICHAEL J. BOSKIN

For

For

5

JACK F. KEMP

For

For

6

JEFFREY S. BERG

For

For

7

SAFRA A. CATZ

For

For

8

HECTOR GARCIA-MOLINA

For

For

9

H. RAYMOND BINGHAM

For

For

10

CHARLES E. PHILLIPS, JR

For

For

11

NAOMI O. SELIGMAN

For

For

12

GEORGE H. CONRADES

For

For

13

BRUCE R. CHIZEN

For

For

02

PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2009 EXECUTIVE BONUS PLAN.

Management

For

For

03

PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2009.

Management

For

For

04

STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

2000

0

17-Sep-2008

17-Sep-2008

PARTNER COMMUNICATIONS COMPANY LTD.

Security

70211M109

Meeting Type

Special

Ticker Symbol

PTNR

Meeting Date

22-Apr-2009

ISIN

US70211M1099

Agenda

933025719 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

TO APPROVE THE RE-APPOINTMENT OF DR. MICHAEL ANGHET AS AN EXTERNAL DIRECTOR (DAHATZ) AND THAT NO CHANGE IS MADE TO HIS REMUNERATION OR TO THE PROVISIONS OF HIS DIRECTOR'S INDEMNIFICATION AND THE DIRECTOR'S INSURANCE POLICES. THIS ITEM IS SUBJECT TO THE ISRAELI REGULATIONS PROCEDURE, AS DECRIBED IN THE PROXY STATEMENT TO WHICH THIS VOTING CARD IS ATTACHED.

Management

For

For

1B

INDICATE CONTROLLING INTEREST FOR ITEM 1A* *IF AN X IS NOT MARKED IN EITHER BOX, OR IF ANY X IS MARKED IN THE "YES" BOX AND THE SHAREHOLDER DOES NOT PROVIDE DETAIL, THE VOTE SHALL BE DISQUALIFIED. PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO.

Management

Against

02

TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S 2004 SHARE OPTION PLAN. THIS ITEM IS NOT SUBJECT TO THE ISRAELI REGULATIONS PROCEDURE.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

15000

0

03-Apr-2009

03-Apr-2009

PDL BIOPHARMA, INC.

Security

69329Y104

Meeting Type

Annual

Ticker Symbol

PDLI

Meeting Date

04-Jun-2009

ISIN

US69329Y1047

Agenda

933065383 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

JODY S. LINDELL

Withheld

Against

2

JOHN P. MCLAUGHLIN

Withheld

Against

02

TO APPROVE THE AMENDMENTS TO THE 2005 EQUITY INCENTIVE PLAN.

Management

For

For

03

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3000

0

27-Apr-2009

27-Apr-2009

PEDIATRIX MEDICAL GROUP, INC.

Security

705324101

Meeting Type

Special

Ticker Symbol

PDX

Meeting Date

24-Sep-2008

ISIN

US7053241011

Agenda

932950442 - Management

Item

Proposal

Type

Vote

For/Against Management

01

PROPOSAL TO APPROVE THE AMENDED AND RESTATED PEDIATRIX 1996 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1000

0

17-Sep-2008

17-Sep-2008

PENGROWTH ENERGY TRUST

Security

706902509

Meeting Type

Annual and Special Meeting

Ticker Symbol

PGH

Meeting Date

09-Jun-2009

ISIN

CA7069025095

Agenda

933091857 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE TRUST AT A REMUNERATION TO BE DETERMINED BY THE BOARD OF DIRECTORS OF THE CORPORATION.

Management

For

For

02

TO APPROVE THE ORDINARY RESOLUTION ELECTING AS DIRECTORS OF THE CORPORATION THE NOMINEES SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE TRUST DATED MAY 5, 2009 (THE "CIRCULAR").

Management

For

For

03

TO APPROVE AN EXTRAORDINARY RESOLUTION TO APPROVE THE AMALGAMATION OF THE CORPORATION AND ESPRIT EXPLORATION LTD. AND RELATED MATTERS, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE A TO THE CIRCULAR.

Management

For

For

04

TO APPROVE AN EXTRAORDINARY RESOLUTION TO AUTHORIZE AMENDMENTS TO THE TRUST'S AMENDED AND RESTATED TRUST INDENTURE, DATED JUNE 18, 2008 AND THE CORPORATION'S UNANIMOUS SHAREHOLDER AGREEMENT, DATED JUNE 11, 2007 TO FACILITATE THE INTERNALIZATION OF THE CORPORATION'S MANAGEMENT STRUCTURE, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE B TO THE CIRCULAR.

Management

For

For

05

TO APPROVE THE ORDINARY RESOLUTION TO RE-APPOINT COMPUTERSHARE TRUST COMPANY OF CANADA AS THE TRUSTEE OF THE TRUST, AS DESCRIBED IN THE CIRCULAR AND AS SET FORTH IN SCHEDULE D TO THE CIRCULAR.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

6000

0

29-May-2009

29-May-2009

PENN WEST ENERGY TRUST

Security

707885109

Meeting Type

Annual

Ticker Symbol

PWE

Meeting Date

09-Jun-2009

ISIN

CA7078851093

Agenda

933091554 - Management

Item

Proposal

Type

Vote

For/Against Management

01

AN ORDINARY RESOLUTION APPROVING THE AMENDMENTS TO THE TRUST UNIT RIGHTS INCENTIVE PLAN OF PENN WEST DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF PENN WEST DATED MAY 6, 2006 (THE "INFORMATION CIRCULAR");

Management

For

For

02

AN ORDINARY RESOLUTION APPROVING THE AMENDMENTS TO THE EMPLOYEE RETIREMENT SAVINGS PLAN OF PENN WEST DESCRIBED IN THE INFORMATION CIRCULAR;

Management

For

For

03

THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF PENN WEST;

Management

For

For

04

THE ELECTION OF DIRECTORS OF PWPL FOR THE ENSUING YEAR OF THE TWELVE (12) NOMINEES PROPOSED BY MANAGEMENT, ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

6000

0

29-May-2009

29-May-2009

1028876083

3S7

10000

0

29-May-2009

29-May-2009

PEPSICO, INC.

Security

713448108

Meeting Type

Annual

Ticker Symbol

PEP

Meeting Date

06-May-2009

ISIN

US7134481081

Agenda

933014906 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: S.L. BROWN

Management

For

For

1B

ELECTION OF DIRECTOR: I.M. COOK

Management

For

For

1C

ELECTION OF DIRECTOR: D. DUBLON

Management

For

For

1D

ELECTION OF DIRECTOR: V.J. DZAU

Management

For

For

1E

ELECTION OF DIRECTOR: R.L. HUNT

Management

For

For

1F

ELECTION OF DIRECTOR: A. IBARGUEN

Management

For

For

1G

ELECTION OF DIRECTOR: A.C. MARTINEZ

Management

For

For

1H

ELECTION OF DIRECTOR: I.K. NOOYI

Management

For

For

1I

ELECTION OF DIRECTOR: S.P. ROCKEFELLER

Management

For

For

1J

ELECTION OF DIRECTOR: J.J. SCHIRO

Management

For

For

1K

ELECTION OF DIRECTOR: L.G. TROTTER

Management

For

For

1L

ELECTION OF DIRECTOR: D. VASELLA

Management

For

For

1M

ELECTION OF DIRECTOR: M.D. WHITE

Management

For

For

02

APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS

Management

For

For

03

APPROVAL OF PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN

Management

For

For

04

SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING (PROXY STATEMENT P. 59)

Shareholder

Against

For

05

SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 61)

Shareholder

Against

For

06

SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 63)

Shareholder

Against

For

07

SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 64)

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

4000

0

26-Mar-2009

26-Mar-2009

PETROLEO BRASILEIRO S.A. - PETROBRAS

Security

71654V408

Meeting Type

Annual

Ticker Symbol

PBR

Meeting Date

08-Apr-2009

ISIN

US71654V4086

Agenda

933032497 - Management

Item

Proposal

Type

Vote

For/Against Management

I

MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE'S OPINION FOR THE FISCAL YEAR 2008

Management

For

For

II

CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2009

Management

For

For

III

DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2008

Management

For

For

IV

ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS

Management

For

For

V

ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS

Management

For

For

VI

ELECTION OF MEMBERS OF THE AUDIT BOARD AND THEIR RESPECTIVE SUBSTITUTES

Management

For

For

VII

ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT AND EFFECTIVE MEMBERS OF THE AUDIT COMMITTEE, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY'S BYLAWS

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

10000

0

02-Apr-2009

02-Apr-2009

1028876083

3S7

1000

0

02-Apr-2009

02-Apr-2009

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

23-Apr-2009

ISIN

US7170811035

Agenda

933011176 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: DENNIS A. AUSIELLO

Management

For

For

1B

ELECTION OF DIRECTOR: MICHAEL S. BROWN

Management

For

For

1C

ELECTION OF DIRECTOR: M. ANTHONY BURNS

Management

For

For

1D

ELECTION OF DIRECTOR: ROBERT N. BURT

Management

For

For

1E

ELECTION OF DIRECTOR: W. DON CORNWELL

Management

For

For

1F

ELECTION OF DIRECTOR: WILLIAM H. GRAY, III

Management

For

For

1G

ELECTION OF DIRECTOR: CONSTANCE J. HORNER

Management

For

For

1H

ELECTION OF DIRECTOR: JAMES M. KILTS

Management

For

For

1I

ELECTION OF DIRECTOR: JEFFREY B. KINDLER

Management

For

For

1J

ELECTION OF DIRECTOR: GEORGE A. LORCH

Management

For

For

1K

ELECTION OF DIRECTOR: DANA G. MEAD

Management

For

For

1L

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

For

For

1M

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

For

1N

ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR.

Management

For

For

02

PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

For

For

03

PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN, AS AMENDED AND RESTATED.

Management

For

For

04

SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS.

Shareholder

Against

For

05

SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Shareholder

Against

For

06

SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING.

Shareholder

Against

For

07

SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

50000

0

26-Mar-2009

26-Mar-2009

1028876083

3S7

2500

0

26-Mar-2009

26-Mar-2009

PIMCO CORPORATE INCOME FUND

Security

72200U100

Meeting Type

Annual

Ticker Symbol

PCN

Meeting Date

14-Apr-2009

ISIN

US72200U1007

Agenda

933013360 - Management

Item

Proposal

Type

Vote

For/Against Management

I

DIRECTOR

Management

Vote Is Contrary To Policy

1

ROBERT E. CONNOR

Withheld

Against

2

WILLIAM B. OGDEN, IV

Withheld

Against

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

12500

0

26-Mar-2009

26-Mar-2009

PROGRESS ENERGY, INC.

Security

743263105

Meeting Type

Annual

Ticker Symbol

PGN

Meeting Date

13-May-2009

ISIN

US7432631056

Agenda

933026266 - Management

Item

Proposal

Type

Vote

For/Against Management

01

ELECTION OF DIRECTOR: JAMES E. BOSTIC, JR.

Management

For

For

02

ELECTION OF DIRECTOR: HARRIS E. DELOACH, JR.

Management

For

For

03

ELECTION OF DIRECTOR: JAMES B. HYLER, JR.

Management

For

For

04

ELECTION OF DIRECTOR: WILLIAM D. JOHNSON

Management

For

For

05

ELECTION OF DIRECTOR: ROBERT W. JONES

Management

For

For

06

ELECTION OF DIRECTOR: W. STEVEN JONES

Management

For

For

07

ELECTION OF DIRECTOR: E. MARIE MCKEE

Management

For

For

08

ELECTION OF DIRECTOR: JOHN H. MULLIN, III

Management

For

For

09

ELECTION OF DIRECTOR: CHARLES W. PRYOR, JR.

Management

For

For

10

ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS

Management

For

For

11

ELECTION OF DIRECTOR: THERESA M. STONE

Management

For

For

12

ELECTION OF DIRECTOR: ALFRED C. TOLLISON, JR.

Management

For

For

13

RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLC ACCOUNTING FIRM FOR THE COMPANY.

Management

For

For

14

TO APPROVE THE PROGRESS ENERGY, INC. 2009 EXECUTIVE INCENTIVE PLAN TO COMPLY WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

4000

0

08-Apr-2009

08-Apr-2009

QUEST DIAGNOSTICS INCORPORATED

Security

74834L100

Meeting Type

Annual

Ticker Symbol

DGX

Meeting Date

14-May-2009

ISIN

US74834L1008

Agenda

933066676 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: JOHN B. ZIEGLER

Management

Against

Against

Vote Is Contrary To Policy

02

TO APPROVE AMENDMENTS TO THE EMPLOYEE LONG- TERM INCENTIVE PLAN

Management

For

For

03

TO APPROVE AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS

Management

For

For

04

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

4000

0

24-Apr-2009

24-Apr-2009

ROCKWELL AUTOMATION, INC.

Security

773903109

Meeting Type

Annual

Ticker Symbol

ROK

Meeting Date

04-Feb-2009

ISIN

US7739031091

Agenda

932985116 - Management

Item

Proposal

Type

Vote

For/Against Management

A

DIRECTOR

Management

Vote Is Contrary To Policy

1

BETTY C. ALEWINE

Withheld

Against

2

VERNE G. ISTOCK

Withheld

Against

3

DONALD R. PARFET

Withheld

Against

4

DAVID B. SPEER

Withheld

Against

B

TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

10000

0

19-Jan-2009

20-Jan-2009

SAFEWAY INC.

Security

786514208

Meeting Type

Annual

Ticker Symbol

SWY

Meeting Date

13-May-2009

ISIN

US7865142084

Agenda

933009640 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: STEVEN A. BURD

Management

For

For

1B

ELECTION OF DIRECTOR: JANET E. GROVE

Management

For

For

1C

ELECTION OF DIRECTOR: MOHAN GYANI

Management

For

For

1D

ELECTION OF DIRECTOR: PAUL HAZEN

Management

For

For

1E

ELECTION OF DIRECTOR: FRANK C. HERRINGER

Management

For

For

1F

ELECTION OF DIRECTOR: ROBERT I. MACDONNELL

Management

For

For

1G

ELECTION OF DIRECTOR: KENNETH W. ODER

Management

For

For

1H

ELECTION OF DIRECTOR: REBECCA A. STIRN

Management

For

For

1I

ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER

Management

For

For

1J

ELECTION OF DIRECTOR: RAYMOND G. VIAULT

Management

For

For

02

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

03

STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING.

Shareholder

Against

For

04

STOCKHOLDER PROPOSAL REQUESTING THAT HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK BE GIVEN THE POWER TO CALL SPECIAL STOCKHOLDER MEETINGS

Shareholder

Against

For

05

STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON FUTURE DEATH BENEFITS.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

10000

0

08-Apr-2009

08-Apr-2009

SASOL LIMITED

Security

803866300

Meeting Type

Annual

Ticker Symbol

SSL

Meeting Date

28-Nov-2008

ISIN

US8038663006

Agenda

932974808 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO RECEIVE AND CONSIDER THE ANNUAL FINANCIAL STATEMENTS OF THE COMPANY AND OF THE GROUP

Management

For

For

02

DIRECTOR

Management

1

LPA DAVIES*

For

For

2

AM MOKABA*

For

For

3

TH NYASULU*

For

For

4

KC RAMON*

For

For

5

BP CONNELLAN**

For

For

6

MSV GANTSHO**

For

For

7

A JAIN**

For

For

8

JE SCHREMPP**

For

For

04

TO RE-APPOINT THE AUDITORS, KPMG INC.

Management

For

For

5S1

TO SUBSTITUTE THE RIGHTS, PRIVILEGES AND CONDITIONS ATTACHED TO THE SASOL PREFERRED ORDINARY SHARES CREATED DURING MAY 2008

Management

For

For

6S2

TO AUTHORISE A SPECIFIC REPURCHASE BY THE COMPANY OF ITS ORDINARY SHARES FROM A WHOLLY- OWNED SUBSIDIARY

Management

For

For

7S3

TO AUTHORISE DIRECTORS TO APPROVE A GENERAL REPURCHASE OF THE COMPANY'S ORDINARY SHARES

Management

For

For

8O1

TO APPROVE THE REVISED ANNUAL EMOLUMENTS PAYABLE BY THE COMPANY

Management

For

For

9O2

TO AUTHORISE ANY DIRECTOR, COMMITTEE OR THE SECRETARY TO DO ALL THINGS NECESSARY TO GIVE EFFECT TO SPECIAL RESOLUTIONS 1, 2 & 3

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

250

0

19-Nov-2008

19-Nov-2008

SEALED AIR CORPORATION

Security

81211K100

Meeting Type

Annual

Ticker Symbol

SEE

Meeting Date

20-May-2009

ISIN

US81211K1007

Agenda

933049101 - Management

Item

Proposal

Type

Vote

For/Against Management

01

ELECTION OF HANK BROWN AS A DIRECTOR.

Management

For

For

02

ELECTION OF MICHAEL CHU AS A DIRECTOR.

Management

For

For

03

ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR.

Management

For

For

04

ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR.

Management

For

For

05

ELECTION OF CHARLES F. FARRELL, JR. AS A DIRECTOR.

Management

For

For

06

ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR.

Management

For

For

07

ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR.

Management

For

For

08

ELECTION OF KENNETH P. MANNING AS A DIRECTOR.

Management

For

For

09

ELECTION OF WILLIAM J. MARINO AS A DIRECTOR.

Management

For

For

10

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

20000

0

24-Apr-2009

24-Apr-2009

SK TELECOM CO., LTD.

Security

78440P108

Meeting Type

Annual

Ticker Symbol

SKM

Meeting Date

13-Mar-2009

ISIN

US78440P1084

Agenda

933001620 - Management

Item

Proposal

Type

Vote

For/Against Management

01

APPROVAL OF FINANCIAL STATEMENTS FOR THE 25TH FISCAL YEAR (FROM JANUARY 1, 2008 TO DECEMBER 31, 2008) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

For

02

APPROVAL OF CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS* PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION.

Management

For

For

03

AMENDMENT TO COMPANY REGULATION ON EXECUTIVE COMPENSATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.

Management

For

For

4A1

ELECTION OF DIRECTOR: MR. CHEY, JAE WON

Management

Against

Against

Vote Is Contrary To Policy

4A2

ELECTION OF DIRECTOR: MR. JUNG, MAN WON

Management

Against

Against

Vote Is Contrary To Policy

4B

ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR.

Management

Against

Against

Vote Is Contrary To Policy

4C

ELECTION OF A MEMBER OF THE AUDIT COMMITTEE.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

500

0

25-Feb-2009

25-Feb-2009

STERICYCLE, INC.

Security

858912108

Meeting Type

Annual

Ticker Symbol

SRCL

Meeting Date

28-May-2009

ISIN

US8589121081

Agenda

933051029 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

MARK C. MILLER

For

For

2

JACK W. SCHULER

For

For

3

THOMAS D. BROWN

For

For

4

ROD F. DAMMEYER

For

For

5

WILLIAM K. HALL

For

For

6

JONATHAN T. LORD, M.D.

For

For

7

JOHN PATIENCE

For

For

8

RONALD G. SPAETH

For

For

02

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

250

0

24-Apr-2009

24-Apr-2009

SUN MICROSYSTEMS, INC.

Security

866810203

Meeting Type

Special

Ticker Symbol

JAVA

Meeting Date

16-Jul-2009

ISIN

US8668102036

Agenda

933112904 - Management

Item

Proposal

Type

Vote

For/Against Management

01

A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED 4/19/09, BY AND AMONG SUN MICROSYSTEMS INC., A DELAWARE CORPORA- TION "SUN", ORACLE CORPORATION, A DELAWARE CORPORATION "ORACLE", AND SODA ACQUISITION CORPORATION, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF ORACLE, AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH SUN WILL BE ACQUIRED BY ORACLE.

Management

For

For

02

A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

100000

0

17-Jun-2009

17-Jun-2009

SUNCOR ENERGY INC.

Security

867229106

Meeting Type

Annual

Ticker Symbol

SU

Meeting Date

23-Apr-2009

ISIN

CA8672291066

Agenda

933013980 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

MEL E. BENSON

For

For

2

BRIAN A. CANFIELD

For

For

3

BRYAN P. DAVIES

For

For

4

BRIAN A. FELESKY

For

For

5

JOHN T. FERGUSON

For

For

6

W. DOUGLAS FORD

For

For

7

RICHARD L. GEORGE

For

For

8

JOHN R. HUFF

For

For

9

M. ANN MCCAIG

For

For

10

MICHAEL W. O'BRIEN

For

For

11

EIRA M. THOMAS

For

For

02

RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

6000

0

26-Mar-2009

26-Mar-2009

SUNCOR ENERGY INC.

Security

867229106

Meeting Type

Special

Ticker Symbol

SU

Meeting Date

04-Jun-2009

ISIN

CA8672291066

Agenda

933081604 - Management

Item

Proposal

Type

Vote

For/Against Management

01

THE PLAN OF ARRANGEMENT (THE "ARRANGEMENT") UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT PROVIDING FOR THE AMALGAMATION OF SUNCOR ENERGY INC. AND PETRO-CANADA, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR AND PROXY STATEMENT OF SUNCOR ENERGY INC. AND PETRO- CANADA.

Management

For

For

02

THE ADOPTION OF A STOCK OPTION PLAN BY THE CORPORATION FORMED BY THE AMALGAMATION OF SUNCOR ENERGY INC. AND PETRO-CANADA, CONDITIONAL UPON THE ARRANGEMENT BECOMING EFFECTIVE.

Management

For

For

03

DIRECTOR

Management

1

MEL E. BENSON

For

For

2

BRIAN A. CANFIELD

For

For

3

BRYAN P. DAVIES

For

For

4

BRIAN A. FELESKY

For

For

5

JOHN T. FERGUSON

For

For

6

W. DOUGLAS FORD

For

For

7

RICHARD L. GEORGE

For

For

8

JOHN R. HUFF

For

For

9

M. ANN MCCAIG

For

For

10

MICHAEL W. O'BRIEN

For

For

11

EIRA M. THOMAS

For

For

04

RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. UNTIL THE EARLIER OF THE COMPLETION OF THE ARRANGEMENT AND THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

1000

0

14-May-2009

14-May-2009

TAIWAN SEMICONDUCTOR MFG. CO. LTD.

Security

874039100

Meeting Type

Annual

Ticker Symbol

TSM

Meeting Date

10-Jun-2009

ISIN

US8740391003

Agenda

933090211 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO ACCEPT 2008 BUSINESS REPORT AND FINANCIAL STATEMENTS

Management

For

For

02

TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2008 PROFITS

Management

For

For

03

TO APPROVE THE CAPITALIZATION OF 2008 DIVIDENDS, 2008 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS

Management

For

For

04

TO REVISE INTERNAL POLICIES AND RULES AS FOLLOWS: (A) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES (B) PROCEDURES FOR ENDORSEMENT AND GUARANTEE

Management

For

For

05

DIRECTORS

Management

Vote Is Contrary To Policy

1

MR. MORRIS CHANG

Withheld

Against

2

MR. F.C. TSENG

Withheld

Against

3

MR. RICK TSAI

Withheld

Against

4

MR. TAIN-JY CHEN

Withheld

Against

5

SIR P. LEAHY BONFIELD

Withheld

Against

6

MR. STAN SHIH

Withheld

Against

7

MS. CARLY FIORINA

Withheld

Against

8

MR. THOMAS J ENGIBOUS

Withheld

Against

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

25000

0

14-May-2009

14-May-2009

TELECOM CORPORATION OF NEW ZEALAND LTD.

Security

879278208

Meeting Type

Contested-Annual

Ticker Symbol

NZT

Meeting Date

02-Oct-2008

ISIN

US8792782083

Agenda

932953448 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.

Management

For

For

02

TO RE-ELECT MR ROD MCGEOCH AS A DIRECTOR - DIRECTOR NOMINATIONS SUPPORTED BY THE BOARD.

Management

Against

Against

Vote Is Contrary To Policy

03

TO RE-ELECT MR KEVIN ROBERTS AS A DIRECTOR - DIRECTOR NOMINATIONS SUPPORTED BY THE BOARD.

Management

Against

Against

Vote Is Contrary To Policy

04

TO ELECT MR MARK CROSS AS A DIRECTOR - DIRECTOR NOMINATIONS NOT SUPPORTED BY THE BOARD.

Management

Against

For

Vote Is Contrary To Policy

05

TO ELECT MR MARK TUME AS A DIRECTOR - DIRECTOR NOMINATIONS NOT SUPPORTED BY THE BOARD.

Management

Against

For

Vote Is Contrary To Policy

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

5688

0

17-Sep-2008

17-Sep-2008

TELEFONICA, S.A.

Security

879382208

Meeting Type

Annual

Ticker Symbol

TEF

Meeting Date

22-Jun-2009

ISIN

US8793822086

Agenda

933106886 - Management

Item

Proposal

Type

Vote

For/Against Management

01

EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSED ALLOCATION OF PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2008.

Management

For

For

02

COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF A DIVIDEND TO BE CHARGED TO UNRESTRICTED RESERVES.

Management

For

For

03

APPROVAL OF AN INCENTIVE TELEFONICA, S.A.'S SHARE PURCHASE PLAN FOR EMPLOYEES OF THE TELEFONICA GROUP.

Management

For

For

04

AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES, DIRECTLY OR THROUGH COMPANIES OF THE GROUP.

Management

For

For

05

REDUCTION OF THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES OF THE COMPANY'S OWN STOCK, EXCLUDING CREDITORS' RIGHT TO OBJECT, AND AMENDMENT OF THE ARTICLE OF THE BY-LAWS RELATING TO THE SHARE CAPITAL.

Management

For

For

06

RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2009.

Management

For

For

07

DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

2000

0

17-Jun-2009

17-Jun-2009

THE COCA-COLA COMPANY

Security

191216100

Meeting Type

Annual

Ticker Symbol

KO

Meeting Date

22-Apr-2009

ISIN

US1912161007

Agenda

933005856 - Management

Item

Proposal

Type

Vote

For/Against Management

01

ELECTION OF DIRECTOR: HERBERT A. ALLEN

Management

For

For

02

ELECTION OF DIRECTOR: RONALD W. ALLEN

Management

For

For

03

ELECTION OF DIRECTOR: CATHLEEN P. BLACK

Management

For

For

04

ELECTION OF DIRECTOR: BARRY DILLER

Management

For

For

05

ELECTION OF DIRECTOR: ALEXIS M. HERMAN

Management

For

For

06

ELECTION OF DIRECTOR: MUHTAR KENT

Management

For

For

07

ELECTION OF DIRECTOR: DONALD R. KEOUGH

Management

For

For

08

ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO

Management

For

For

09

ELECTION OF DIRECTOR: DONALD F. MCHENRY

Management

For

For

10

ELECTION OF DIRECTOR: SAM NUNN

Management

For

For

11

ELECTION OF DIRECTOR: JAMES D. ROBINSON III

Management

For

For

12

ELECTION OF DIRECTOR: PETER V. UEBERROTH

Management

For

For

13

ELECTION OF DIRECTOR: JACOB WALLENBERG

Management

For

For

14

ELECTION OF DIRECTOR: JAMES B. WILLIAMS

Management

For

For

15

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS

Management

For

For

16

SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

Against

For

17

SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR

Shareholder

Against

For

18

SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS

Shareholder

Against

For

19

SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

7200

0

16-Mar-2009

16-Mar-2009

THE MOSAIC COMPANY

Security

61945A107

Meeting Type

Annual

Ticker Symbol

MOS

Meeting Date

09-Oct-2008

ISIN

US61945A1079

Agenda

932948966 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

DAVID B. MATHIS

Withheld

Against

2

JAMES L. POPOWICH

Withheld

Against

3

JAMES T. PROKOPANKO

Withheld

Against

4

STEVEN M. SEIBERT

Withheld

Against

02

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

2500

0

17-Sep-2008

17-Sep-2008

1028876083

3S7

2500

0

17-Sep-2008

17-Sep-2008

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Annual

Ticker Symbol

PG

Meeting Date

14-Oct-2008

ISIN

US7427181091

Agenda

932946556 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

KENNETH I. CHENAULT

For

For

2

SCOTT D. COOK

For

For

3

RAJAT K. GUPTA

For

For

4

A.G. LAFLEY

For

For

5

CHARLES R. LEE

For

For

6

LYNN M. MARTIN

For

For

7

W. JAMES MCNERNEY, JR.

For

For

8

JOHNATHAN A. RODGERS

For

For

9

RALPH SNYDERMAN, M.D.

For

For

10

MARGARET C. WHITMAN

For

For

11

PATRICIA A. WOERTZ

For

For

12

ERNESTO ZEDILLO

For

For

02

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

03

AMEND COMPANY'S AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING

Management

For

For

04

SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL MEETING

Shareholder

Against

For

05

SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

14000

0

17-Sep-2008

17-Sep-2008

THE PROGRESSIVE CORPORATION

Security

743315103

Meeting Type

Annual

Ticker Symbol

PGR

Meeting Date

24-Apr-2009

ISIN

US7433151039

Agenda

933012394 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: ROGER N. FARAH

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: STEPHEN R. HARDIS

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: NORMAN S. MATTHEWS

Management

Against

Against

Vote Is Contrary To Policy

1D

ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D.

Management

Against

Against

Vote Is Contrary To Policy

02

PROPOSAL TO APPROVE AN AMENDMENT TO OUR CODE OF REGULATIONS TO ESTABLISH PROCEDURES FOR SHAREHOLDERS TO MAKE PROPOSALS FOR CONSIDERATION AT OUR ANNUAL MEETINGS OF SHAREHOLDERS (OTHER THAN NOMINATIONS FOR DIRECTORS).

Management

For

For

03

PROPOSAL TO APPROVE AN AMENDMENT TO OUR CODE OF REGULATIONS TO REVISE THE EXISTING PROCEDURES RELATING TO SHAREHOLDER NOMINATIONS OF DIRECTORS.

Management

For

For

04

PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

15900

0

26-Mar-2009

26-Mar-2009

THE SOUTHERN COMPANY

Security

842587107

Meeting Type

Annual

Ticker Symbol

SO

Meeting Date

27-May-2009

ISIN

US8425871071

Agenda

933055534 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

J.P. BARANCO

For

For

2

F.S. BLAKE

For

For

3

J.A. BOSCIA

For

For

4

T.F. CHAPMAN

For

For

5

H.W. HABERMEYER, JR.

For

For

6

V.M. HAGEN

For

For

7

W.A. HOOD, JR.

For

For

8

D.M. JAMES

For

For

9

J.N. PURCELL

For

For

10

D.M. RATCLIFFE

For

For

11

W.G. SMITH, JR.

For

For

12

G.J. ST PE

For

For

02

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009

Management

For

For

03

AMENDMENT OF COMPANY'S BY-LAWS REGARDING MAJORITY VOTING AND CUMULATIVE VOTING

Management

For

For

04

AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION REGARDING CUMULATIVE VOTING

Management

For

For

05

STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REPORT

Shareholder

Against

For

06

STOCKHOLDER PROPOSAL ON PENSION POLICY

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

9500

0

24-Apr-2009

24-Apr-2009

THE WALT DISNEY COMPANY

Security

254687106

Meeting Type

Annual

Ticker Symbol

DIS

Meeting Date

10-Mar-2009

ISIN

US2546871060

Agenda

932990559 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: SUSAN E. ARNOLD

Management

For

For

1B

ELECTION OF DIRECTOR: JOHN E. BRYSON

Management

For

For

1C

ELECTION OF DIRECTOR: JOHN S. CHEN

Management

For

For

1D

ELECTION OF DIRECTOR: JUDITH L. ESTRIN

Management

For

For

1E

ELECTION OF DIRECTOR: ROBERT A. IGER

Management

For

For

1F

ELECTION OF DIRECTOR: STEVEN P. JOBS

Management

For

For

1G

ELECTION OF DIRECTOR: FRED H. LANGHAMMER

Management

For

For

1H

ELECTION OF DIRECTOR: AYLWIN B. LEWIS

Management

For

For

1I

ELECTION OF DIRECTOR: MONICA C. LOZANO

Management

For

For

1J

ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT

Management

For

For

1K

ELECTION OF DIRECTOR: JOHN E. PEPPER, JR.

Management

For

For

1L

ELECTION OF DIRECTOR: ORIN C. SMITH

Management

For

For

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE- COOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2009.

Management

For

For

03

TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN.

Management

For

For

04

TO APPROVE THE TERMS OF THE AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN.

Management

For

For

05

TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS REPORTING.

Shareholder

Against

For

06

TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO DEATH BENEFIT PAYMENTS.

Shareholder

Against

For

07

TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

7000

0

11-Feb-2009

11-Feb-2009

TOTAL S.A.

Security

89151E109

Meeting Type

Annual

Ticker Symbol

TOT

Meeting Date

15-May-2009

ISIN

US89151E1091

Agenda

933065193 - Management

Item

Proposal

Type

Vote

For/Against Management

O1

APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS

Management

For

For

O2

APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS

Management

For

For

O3

ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND

Management

For

For

O4

AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE

Management

For

For

O5

COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY DESMAREST

Management

For

For

O6

COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. CHRISTOPHE DE MARGERIE

Management

For

For

O7

AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY

Management

For

For

O8

RENEWAL OF THE APPOINTMENT OF MRS. ANNE LAUVERGEON AS A DIRECTOR

Management

Against

Against

Vote Is Contrary To Policy

O9

RENEWAL OF THE APPOINTMENT OF MR. DANIEL BOUTON AS A DIRECTOR

Management

Against

Against

Vote Is Contrary To Policy

O10

RENEWAL OF THE APPOINTMENT OF MR. BERTRAND COLLOMB AS A DIRECTOR

Management

Against

Against

Vote Is Contrary To Policy

O11

RENEWAL OF THE APPOINTMENT OF MR. CHRISTOPHE DE MARGERIE AS A DIRECTOR

Management

Against

Against

Vote Is Contrary To Policy

O12

RENEWAL OF THE APPOINTMENT OF MR. MICHEL PEBEREAU AS A DIRECTOR

Management

Against

Against

Vote Is Contrary To Policy

O13

APPOINTMENT OF MR. PATRICK ARTUS AS A DIRECTOR

Management

Against

Against

Vote Is Contrary To Policy

E14

AMENDMENT TO ARTICLE 12 OF THE COMPANY'S ARTICLES OF ASSOCIATION REGARDING THE LIMIT ON THE AGE OF THE CHAIRMAN OF THE BOARD

Management

For

For

A

AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION WITH THE INTENT OF DISCLOSING INDIVIDUAL ALLOCATIONS OF STOCK OPTIONS AND RESTRICTED SHARES AS PROVIDED BY LAW

Management

Against

For

B

FOR THE PURPOSE OF AMENDING TO THE ARTICLES OF ASSOCIATION REGARDING A NEW PROCEDURE FOR SELECTING A SHAREHOLDER-EMPLOYEE AS BOARD MEMBER WITH A VIEW TO IMPROVING HIS OR HER REPRESENTATION AND INDEPENDENCE

Management

Against

For

C

AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO ALL EMPLOYEES OF THE GROUP

Management

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

10000

0

24-Apr-2009

24-Apr-2009

TRANSOCEAN INC

Security

G90073100

Meeting Type

Special

Ticker Symbol

RIG

Meeting Date

08-Dec-2008

ISIN

KYG900731004

Agenda

932973173 - Management

Item

Proposal

Type

Vote

For/Against Management

01

APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.

Management

For

For

02

APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

1000

0

19-Nov-2008

19-Nov-2008

TYCO ELECTRONICS LTD.

Security

G9144P105

Meeting Type

Special

Ticker Symbol

TEL

Meeting Date

22-Jun-2009

ISIN

BMG9144P1059

Agenda

933089268 - Management

Item

Proposal

Type

Vote

For/Against Management

01

TO APPROVE A RESOLUTION APPROVING TYCO ELECTRONICS LTD.'S DISCONTINUANCE FROM BERMUDA AND CONTINUANCE AS A SWISS CORPORATION. SEE PAGE 41 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

02

TO APPROVE A RESOLUTION AMENDING OUR BYE-LAWS TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. SEE PAGE 43 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

03

TO APPROVE A RESOLUTION AUTHORIZING SEVERAL STEPS, INCLUDING AN AMENDMENT TO OUR BYE-LAWS, THAT WILL HAVE THE EFFECT OF INCREASING OUR REGISTERED SHARE CAPITAL. SEE PAGES 45-46 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

04

TO APPROVE A DISTRIBUTION TO SHAREHOLDERS. SEE PAGES 47-48 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

05

TO CONFIRM SWISS LAW AS OUR AUTHORITATIVE GOVERNING LEGISLATION. SEE PAGE 49 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

06

TO APPROVE OUR CORPORATE NAME AS TYCO ELECTRONICS LTD. SEE PAGE 50 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

07

TO CHANGE OUR CORPORATE PURPOSE. SEE PAGE 51 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

08

TO APPROVE OUR SWISS ARTICLES OF ASSOCIATION. SEE PAGE 52 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

09

TO CONFIRM OUR PRINCIPAL PLACE OF BUSINESS AS SCHAFFHAUSEN, SWITZERLAND. SEE PAGE 53 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

10

TO APPOINT PRICEWATERHOUSECOOPERS AG, ZURICH AS SPECIAL AUDITOR UNTIL OUR NEXT ANNUAL GENERAL MEETING. SEE PAGE 54 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

11

TO APPOINT DELOITTE AG AS OUR SWISS REGISTERED AUDITOR UNTIL OUR NEXT ANNUAL GENERAL MEETING. SEE PAGE 55 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

12

TO APPROVE ADDITIONAL PROVISIONS OF OUR SWISS ARTICLES OF ASSOCIATION LIMITING THE NUMBER OF SHARES THAT MAY BE REGISTERED AND/OR VOTED BY A SINGLE SHAREHOLDER OR GROUP. SEE PAGES 58-59 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

13

TO APPROVE ADDITIONAL PROVISIONS OF OUR SWISS ARTICLES OF ASSOCIATION REQUIRING A SUPERMAJORITY VOTE TO AMEND THE 0ROVISIONS REFERRED TO IN PROPOSAL 12 AND CERTAIN OTHER PROVISIONS OF OUR SWISS ARTICLES. SEE PAGES 60-61 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

14

TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING. SEE PAGE 62 OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF RESOLUTION.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

20000

0

14-May-2009

14-May-2009

TYCO ELECTRONICS LTD.

Security

G9144P105

Meeting Type

Annual

Ticker Symbol

TEL

Meeting Date

22-Jun-2009

ISIN

BMG9144P1059

Agenda

933089725 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

PIERRE R. BRONDEAU

For

For

2

RAM CHARAN

For

For

3

JUERGEN W. GROMER

For

For

4

ROBERT M. HERNANDEZ

For

For

5

THOMAS J. LYNCH

For

For

6

DANIEL J. PHELAN

For

For

7

FREDERIC M. POSES

For

For

8

LAWRENCE S. SMITH

For

For

9

PAULA A. SNEED

For

For

10

DAVID P. STEINER

For

For

11

JOHN C. VAN SCOTER

For

For

02

APPROVAL OF THE TYCO ELECTRONICS LTD. 2007 STOCK AND INCENTIVE PLAN (AS AMENDED AND RESTATED).

Management

For

For

03

APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITOR) AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE INDEPENDENT AUDITOR'S REMUNERATION.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

20000

0

14-May-2009

14-May-2009

UBS AG

Security

H89231338

Meeting Type

Special

Ticker Symbol

UBS

Meeting Date

02-Oct-2008

ISIN

CH0024899483

Agenda

932954604 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: SALLY BOTT

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: RAINER-MARC FREY

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: BRUNO GEHRIG

Management

Against

Against

Vote Is Contrary To Policy

1D

ELECTION OF DIRECTOR: WILLIAM G. PARRETT

Management

Against

Against

Vote Is Contrary To Policy

02

AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008

Management

For

For

03

IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS

Management

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028784994

3S7

47425

0

17-Sep-2008

17-Sep-2008

UNITED ONLINE, INC.

Security

911268100

Meeting Type

Annual

Ticker Symbol

UNTD

Meeting Date

15-Jun-2009

ISIN

US9112681005

Agenda

933076754 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

JAMES T. ARMSTRONG

Withheld

Against

2

DENNIS HOLT

Withheld

Against

02

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

10000

0

07-May-2009

07-May-2009

UNITEDHEALTH GROUP INCORPORATED

Security

91324P102

Meeting Type

Annual

Ticker Symbol

UNH

Meeting Date

02-Jun-2009

ISIN

US91324P1021

Agenda

933031762 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.

Management

For

For

1B

ELECTION OF DIRECTOR: RICHARD T. BURKE

Management

For

For

1C

ELECTION OF DIRECTOR: ROBERT J. DARRETTA

Management

For

For

1D

ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY

Management

For

For

1E

ELECTION OF DIRECTOR: MICHELE J. HOOPER

Management

For

For

1F

ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE

Management

For

For

1G

ELECTION OF DIRECTOR: GLENN M. RENWICK

Management

For

For

1H

ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D.

Management

For

For

1I

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.

Management

For

For

02

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.

Management

For

For

03

SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

7500

0

24-Apr-2009

24-Apr-2009

VAN KAMPEN SENIOR INCOME TRUST

Security

920961109

Meeting Type

Annual

Ticker Symbol

VVR

Meeting Date

17-Jun-2009

ISIN

US9209611097

Agenda

933090108 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

Vote Is Contrary To Policy

1

ROD DAMMEYER

Withheld

Against

2

WAYNE W. WHALEN

Withheld

Against

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

50000

0

29-May-2009

29-May-2009

VANGUARD FIXED INCOME SECURITIES FD, INC

Security

922031208

Meeting Type

Special

Ticker Symbol

VWEHX

Meeting Date

02-Jul-2009

ISIN

US9220312089

Agenda

933066183 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

JOHN J. BRENNAN

For

For

2

CHARLES D. ELLIS

For

For

3

EMERSON U. FULLWOOD

For

For

4

RAJIV L. GUPTA

For

For

5

AMY GUTMANN

For

For

6

JOANN HEFFERNAN HEISEN

For

For

7

F. WILLIAM MCNABB III

For

For

8

ANDRE F. PEROLD

For

For

9

ALFRED M. RANKIN, JR.

For

For

10

PETER F. VOLANAKIS

For

For

2A

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING REAL ESTATE.

Management

For

For

2B

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ISSUING SENIOR SECURITIES.

Management

For

For

2C

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: BORROWING MONEY.

Management

For

For

2D

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: MAKING LOANS.

Management

For

For

2E

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING COMMODITIES.

Management

For

For

2F

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.

Management

For

For

2G

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ELIMINATION OF OUTDATED FUNDAMENTAL POLICIES NOT REQUIRED BY LAW.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

22371

0

27-Apr-2009

27-Apr-2009

VANGUARD FIXED INCOME SECURITIES FD, INC

Security

922031885

Meeting Type

Special

Ticker Symbol

VFICX

Meeting Date

02-Jul-2009

ISIN

US9220318854

Agenda

933066183 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

JOHN J. BRENNAN

For

For

2

CHARLES D. ELLIS

For

For

3

EMERSON U. FULLWOOD

For

For

4

RAJIV L. GUPTA

For

For

5

AMY GUTMANN

For

For

6

JOANN HEFFERNAN HEISEN

For

For

7

F. WILLIAM MCNABB III

For

For

8

ANDRE F. PEROLD

For

For

9

ALFRED M. RANKIN, JR.

For

For

10

PETER F. VOLANAKIS

For

For

2A

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING REAL ESTATE.

Management

For

For

2B

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ISSUING SENIOR SECURITIES.

Management

For

For

2C

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: BORROWING MONEY.

Management

For

For

2D

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: MAKING LOANS.

Management

For

For

2E

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING COMMODITIES.

Management

For

For

2F

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.

Management

For

For

2G

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ELIMINATION OF OUTDATED FUNDAMENTAL POLICIES NOT REQUIRED BY LAW.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

274750

0

27-Apr-2009

27-Apr-2009

VANGUARD FIXED INCOME SECURITIES FD, INC

Security

922031794

Meeting Type

Special

Ticker Symbol

VFIJX

Meeting Date

02-Jul-2009

ISIN

US9220317948

Agenda

933066183 - Management

Item

Proposal

Type

Vote

For/Against Management

01

DIRECTOR

Management

1

JOHN J. BRENNAN

For

For

2

CHARLES D. ELLIS

For

For

3

EMERSON U. FULLWOOD

For

For

4

RAJIV L. GUPTA

For

For

5

AMY GUTMANN

For

For

6

JOANN HEFFERNAN HEISEN

For

For

7

F. WILLIAM MCNABB III

For

For

8

ANDRE F. PEROLD

For

For

9

ALFRED M. RANKIN, JR.

For

For

10

PETER F. VOLANAKIS

For

For

2A

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING REAL ESTATE.

Management

For

For

2B

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ISSUING SENIOR SECURITIES.

Management

For

For

2C

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: BORROWING MONEY.

Management

For

For

2D

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: MAKING LOANS.

Management

For

For

2E

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: PURCHASING AND SELLING COMMODITIES.

Management

For

For

2F

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.

Management

For

For

2G

TO APPROVE UPDATING AND STANDARDIZING THE FUND(S) FUNDAMENTAL POLICIES REGARDING: ELIMINATION OF OUTDATED FUNDAMENTAL POLICIES NOT REQUIRED BY LAW.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028791192

3S7

46904

0

27-Apr-2009

27-Apr-2009

VERIZON COMMUNICATIONS INC.

Security

92343V104

Meeting Type

Annual

Ticker Symbol

VZ

Meeting Date

07-May-2009

ISIN

US92343V1044

Agenda

933018017 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: RICHARD L. CARRION

Management

For

For

1B

ELECTION OF DIRECTOR: M. FRANCES KEETH

Management

For

For

1C

ELECTION OF DIRECTOR: ROBERT W. LANE

Management

For

For

1D

ELECTION OF DIRECTOR: SANDRA O. MOOSE

Management

For

For

1E

ELECTION OF DIRECTOR: JOSEPH NEUBAUER

Management

For

For

1F

ELECTION OF DIRECTOR: DONALD T. NICOLAISEN

Management

For

For

1G

ELECTION OF DIRECTOR: THOMAS H. O'BRIEN

Management

For

For

1H

ELECTION OF DIRECTOR: CLARENCE OTIS, JR.

Management

For

For

1I

ELECTION OF DIRECTOR: HUGH B. PRICE

Management

For

For

1J

ELECTION OF DIRECTOR: IVAN G. SEIDENBERG

Management

For

For

1K

ELECTION OF DIRECTOR: JOHN W. SNOW

Management

For

For

1L

ELECTION OF DIRECTOR: JOHN R. STAFFORD

Management

For

For

02

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

03

ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION

Management

For

For

04

APPROVAL OF LONG-TERM INCENTIVE PLAN

Management

For

For

05

APPROVAL OF SHORT-TERM INCENTIVE PLAN

Management

For

For

06

PROHIBIT GRANTING STOCK OPTIONS

Shareholder

Against

For

07

SHAREHOLDER ABILITY TO CALL SPECIAL MEETING

Shareholder

Against

For

08

SEPARATE OFFICES OF CHAIRMAN AND CEO

Shareholder

Against

For

09

CUMULATIVE VOTING

Shareholder

Against

For

10

SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3000

0

26-Mar-2009

26-Mar-2009

WAL-MART STORES, INC.

Security

931142103

Meeting Type

Annual

Ticker Symbol

WMT

Meeting Date

05-Jun-2009

ISIN

US9311421039

Agenda

933057754 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: AIDA M. ALVAREZ

Management

For

For

1B

ELECTION OF DIRECTOR: JAMES W. BREYER

Management

For

For

1C

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

For

For

1D

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

Management

For

For

1E

ELECTION OF DIRECTOR: ROGER C. CORBETT

Management

For

For

1F

ELECTION OF DIRECTOR: DOUGLAS N. DAFT

Management

For

For

1G

ELECTION OF DIRECTOR: MICHAEL T. DUKE

Management

For

For

1H

ELECTION OF DIRECTOR: GREGORY B. PENNER

Management

For

For

1I

ELECTION OF DIRECTOR: ALLEN I. QUESTROM

Management

For

For

1J

ELECTION OF DIRECTOR: H. LEE SCOTT, JR.

Management

For

For

1K

ELECTION OF DIRECTOR: ARNE M. SORENSON

Management

For

For

1L

ELECTION OF DIRECTOR: JIM C. WALTON

Management

For

For

1M

ELECTION OF DIRECTOR: S. ROBSON WALTON

Management

For

For

1N

ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS

Management

For

For

1O

ELECTION OF DIRECTOR: LINDA S. WOLF

Management

For

For

02

RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS

Management

For

For

03

GENDER IDENTITY NON-DISCRIMINATION POLICY

Shareholder

Against

For

04

PAY FOR SUPERIOR PERFORMANCE

Shareholder

Against

For

05

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

Against

For

06

POLITICAL CONTRIBUTIONS

Shareholder

Against

For

07

SPECIAL SHAREOWNER MEETINGS

Shareholder

Against

For

08

INCENTIVE COMPENSATION TO BE STOCK OPTIONS

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

5000

0

27-Apr-2009

27-Apr-2009

WATTS WATER TECHNOLOGIES, INC.

Security

942749102

Meeting Type

Annual

Ticker Symbol

WTS

Meeting Date

13-May-2009

ISIN

US9427491025

Agenda

933028880 - Management

Item

Proposal

Type

Vote

For/Against Management

1

DIRECTOR

Management

1

ROBERT L. AYERS

For

For

2

KENNETT F. BURNES

For

For

3

RICHARD J. CATHCART

For

For

4

TIMOTHY P. HORNE

For

For

5

RALPH E. JACKSON, JR.

For

For

6

KENNETH J. MCAVOY

For

For

7

JOHN K. MCGILLICUDDY

For

For

8

GORDON W. MORAN

For

For

9

DANIEL J. MURPHY, III

For

For

10

PATRICK S. O'KEEFE

For

For

2

TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

3000

0

08-Apr-2009

08-Apr-2009

WELLPOINT, INC.

Security

94973V107

Meeting Type

Annual

Ticker Symbol

WLP

Meeting Date

20-May-2009

ISIN

US94973V1070

Agenda

933031255 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: LENOX D. BAKER, JR., M.D.

Management

Against

Against

Vote Is Contrary To Policy

1B

ELECTION OF DIRECTOR: SUSAN B. BAYH

Management

Against

Against

Vote Is Contrary To Policy

1C

ELECTION OF DIRECTOR: LARRY C. GLASSCOCK

Management

Against

Against

Vote Is Contrary To Policy

1D

ELECTION OF DIRECTOR: JULIE A. HILL

Management

Against

Against

Vote Is Contrary To Policy

1E

ELECTION OF DIRECTOR: RAMIRO G. PERU

Management

Against

Against

Vote Is Contrary To Policy

02

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2009.

Management

For

For

03

TO APPROVE THE PROPOSED WELLPOINT INCENTIVE COMPENSATION PLAN.

Management

For

For

04

TO APPROVE THE WELLPOINT EMPLOYEE STOCK PURCHASE PLAN.

Management

For

For

05

TO CONSIDER A SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028783405

3S7

5000

0

08-Apr-2009

08-Apr-2009

WESTERN DIGITAL CORPORATION

Security

958102105

Meeting Type

Annual

Ticker Symbol

WDC

Meeting Date

06-Nov-2008

ISIN

US9581021055

Agenda

932957864 - Management

Item

Proposal

Type

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: PETER D. BEHRENDT

Management

For

For

1B

ELECTION OF DIRECTOR: KATHLEEN A. COTE

Management

For

For

1C

ELECTION OF DIRECTOR: JOHN F. COYNE

Management

For

For

1D

ELECTION OF DIRECTOR: HENRY T. DENERO

Management

For

For

1E

ELECTION OF DIRECTOR: WILLIAM L. KIMSEY

Management

For

For

1F

ELECTION OF DIRECTOR: MICHAEL D. LAMBERT

Management

For

For

1G

ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL

Management

For

For

1H

ELECTION OF DIRECTOR: ROGER H. MOORE

Management

For

For

1I

ELECTION OF DIRECTOR: THOMAS E. PARDUN

Management

For

For

1J

ELECTION OF DIRECTOR: ARIF SHAKEEL

Management

For

For

02

TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EMPLOYEE STOCK PURCHASE PLAN THAT WOULD INCREASE BY 8,000,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN.

Management

For

For

03

TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR ENDING JULY 3, 2009.

Management

For

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028876083

3S7

19500

0

06-Oct-2008

06-Oct-2008

WINDSTREAM CORPORATION

Security

97381W104

Meeting Type

Annual

Ticker Symbol

WIN

Meeting Date

06-May-2009

ISIN

US97381W1045

Agenda

933018649 - Management

Item

Proposal

Type

Vote

For/Against Management

1

DIRECTOR

Management

1

CAROL B. ARMITAGE

For

For

2

SAMUEL E. BEALL, III

For

For

3

DENNIS E. FOSTER

For

For

4

FRANCIS X. FRANTZ

For

For

5

JEFFERY R. GARDNER

For

For

6

JEFFREY T. HINSON

For

For

7

JUDY K. JONES

For

For

8

WILLIAM A. MONTGOMERY

For

For

9

FRANK E. REED

For

For

2

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009

Management

For

For

3

EXECUTIVE COMPENSATION ADVISORY VOTE

Shareholder

Against

For

4

PROPOSAL TO REQUIRE AN INDEPENDENT CHAIRMAN OF THE BOARD

Shareholder

Against

For

Account Number

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

1028789517

3S7

10000

0

26-Mar-2009

26-Mar-2009

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BMC FUND, INC.

By: /s/ Paul H. Broyhill            Paul H. Broyhill, Chief Executive Officer                                           

Date: August 19, 2009