UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100
Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2009 – June 30, 2010
3M COMPANY | |||||||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 11-May-2010 | ||||||||||||||||||||
ISIN | US88579Y1010 | Agenda | 933208565 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | |||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 5000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. | |||||||||||||||||||||||
Security | 003009107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FAX | Meeting Date | 05-Mar-2010 | ||||||||||||||||||||
ISIN | US0030091070 | Agenda | 933186365 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JOHN T. SHEEHY | Withheld | Against | ||||||||||||||||||||
2 | NEVILLE J. MILES | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 100000 | 0 | 16-Feb-2010 | 16-Feb-2010 |
ALTRIA GROUP, INC. | |||||||||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MO | Meeting Date | 20-May-2010 | ||||||||||||||||||||
ISIN | US02209S1033 | Agenda | 933232465 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ELIZABETH E. BAILEY | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: ROBERT E. R. HUNTLEY | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | For | For | |||||||||||||||||||
02 | 2010 PERFORMANCE INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
03 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 10000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
AMERIGAS PARTNERS, L.P. | |||||||||||||||||||||||
Security | 030975106 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | APU | Meeting Date | 30-Jul-2010 | ||||||||||||||||||||
ISIN | US0309751065 | Agenda | 933299732 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF AMERIGAS PROPANE, INC. 2010 LONG-TERM INCENTIVE PLAN ON BEHALF OF AMERIGAS PARTNERS, L.P. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 2000 | 0 | 15-Jun-2010 | 15-Jun-2010 |
AMGEN INC. | |||||||||||||||||||||||
Security | 031162100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMGN | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US0311621009 | Agenda | 933212134 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For | |||||||||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010 | Management | For | For | |||||||||||||||||||
3A | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) | Shareholder | Against | For | |||||||||||||||||||
3B | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2 (EQUITY RETENTION POLICY) | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 5500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
APPLE INC. | |||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 25-Feb-2010 | ||||||||||||||||||||
ISIN | US0378331005 | Agenda | 933180680 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | WILLIAM V. CAMPBELL | For | For | ||||||||||||||||||||
2 | MILLARD S. DREXLER | For | For | ||||||||||||||||||||
3 | ALBERT A. GORE, JR. | For | For | ||||||||||||||||||||
4 | STEVEN P. JOBS | For | For | ||||||||||||||||||||
5 | ANDREA JUNG | For | For | ||||||||||||||||||||
6 | A.D. LEVINSON, PH.D. | For | For | ||||||||||||||||||||
7 | JEROME B. YORK | For | For | ||||||||||||||||||||
02 | TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 EMPLOYEE STOCK PLAN. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 DIRECTOR STOCK OPTION PLAN. | Management | For | For | |||||||||||||||||||
04 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSALS 6 AND 7. | Management | For | For | |||||||||||||||||||
06 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "SUSTAINABILITY REPORT," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
07 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "AMEND CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1500 | 0 | 06-Jan-2010 | 06-Jan-2010 |
ASTRAZENECA PLC | |||||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 29-Apr-2010 | ||||||||||||||||||||
ISIN | US0463531089 | Agenda | 933214556 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2009 | Management | For | For | |||||||||||||||||||
02 | TO CONFIRM DIVIDENDS | Management | For | For | |||||||||||||||||||
03 | TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Management | For | For | |||||||||||||||||||
04 | TO AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||||||||||||
5A | ELECTION OF DIRECTOR: LOUIS SCHWEITZER | Management | For | For | |||||||||||||||||||
5B | ELECTION OF DIRECTOR: DAVID BRENNAN | Management | For | For | |||||||||||||||||||
5C | ELECTION OF DIRECTOR: SIMON LOWTH | Management | For | For | |||||||||||||||||||
5D | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | Management | For | For | |||||||||||||||||||
5E | ELECTION OF DIRECTOR: JANE HENNEY | Management | For | For | |||||||||||||||||||
5F | ELECTION OF DIRECTOR: MICHELE HOOPER | Management | For | For | |||||||||||||||||||
5G | ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | For | |||||||||||||||||||
5H | ELECTION OF DIRECTOR: DAME NANCY ROTHWELL | Management | For | For | |||||||||||||||||||
5I | ELECTION OF DIRECTOR: JOHN VARLEY | Management | For | For | |||||||||||||||||||
5J | ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For | |||||||||||||||||||
06 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2009 | Management | For | For | |||||||||||||||||||
07 | TO AUTHORIZE LIMITED EU POLITICAL DONATIONS | Management | For | For | |||||||||||||||||||
08 | TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||||||||||||||
09 | TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | |||||||||||||||||||
10 | TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||||||||||||||
11 | TO REDUCE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |||||||||||||||||||
12 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
13 | TO APPROVE THE ASTRAZENECA INVESTMENT PLAN | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 29-Mar-2010 | 29-Mar-2010 |
AT&T INC. | |||||||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | T | Meeting Date | 30-Apr-2010 | ||||||||||||||||||||
ISIN | US00206R1023 | Agenda | 933200177 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: PATRICIA P. UPTON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||||||||
03 | CUMULATIVE VOTING. | Shareholder | Against | For | |||||||||||||||||||
04 | PENSION CREDIT POLICY. | Shareholder | Against | For | |||||||||||||||||||
05 | ADVISORY VOTE ON COMPENSATION. | Shareholder | Against | For | |||||||||||||||||||
06 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 20000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
ATHENAHEALTH INC | |||||||||||||||||||||||
Security | 04685W103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ATHN | Meeting Date | 27-May-2010 | ||||||||||||||||||||
ISIN | US04685W1036 | Agenda | 933242543 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JOHN A. KANE | Withheld | Against | ||||||||||||||||||||
2 | RUBEN J. KING-SHAW, JR. | Withheld | Against | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ATHENAHEALTH, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR AT ANY AND ALL ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
BANCO LATINOAMERICANO DE COMERCIO EXT. | |||||||||||||||||||||||
Security | P16994132 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BLX | Meeting Date | 14-Apr-2010 | ||||||||||||||||||||
ISIN | PAP169941328 | Agenda | 933209404 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE THE BANK'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009 (PROPOSAL 1). | Management | For | For | |||||||||||||||||||
02 | TO APPOINT DELOITTE AS THE BANK'S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 (PROPOSAL 2). | Management | For | For | |||||||||||||||||||
03 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | HERMINIO A. BLANCO | Withheld | Against | ||||||||||||||||||||
2 | WILLIAM DICK HAYES | Withheld | Against | ||||||||||||||||||||
3 | MARIA DA GRACA FRANCA | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 50000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
BANK OF AMERICA CORPORATION | |||||||||||||||||||||||
Security | 060505104 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | BAC | Meeting Date | 23-Feb-2010 | ||||||||||||||||||||
ISIN | US0605051046 | Agenda | 933183218 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION. | Management | For | For | |||||||||||||||||||
02 | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 14400 | 0 | 18-Jan-2010 | 19-Jan-2010 |
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||||
Security | 084670108 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 20-Jan-2010 | ||||||||||||||||||||
ISIN | US0846701086 | Agenda | 933174699 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE AN AMENDMENT TO THE CORPORATION'S EXISTING RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED (THE "CURRENT CERTIFICATE"), TO EFFECT A 50-FOR-1 STOCK SPLIT OF THE CORPORATION'S CLASS B COMMON STOCK, WHILE MAINTAINING CURRENT ECONOMIC AND VOTING RELATIONSHIP BETWEEN CORPORATION'S CLASS B COMMON STOCK AND THE CORPORATION'S CLASS A COMMON STOCK. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO CLARIFY THAT THE CLASS B COMMON STOCK MAY BE SPLIT IN THE PROPOSED 50-FOR-1 SPLIT WITHOUT SPLITTING THE CLASS A COMMON STOCK. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO CHANGE THE PAR VALUE OF EACH SHARE OF CLASS B COMMON STOCK IN CONNECTION WITH THE PROPOSED 50-FOR-1 SPLIT, TO $0.0033 FROM THE CURRENT PAR VALUE OF $0.1667 PER SHARE OF CLASS B COMMON STOCK. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO INCREASE THE NUMBER OF SHARES OF CLASS B COMMON STOCK AND THE TOTAL NUMBER OF SHARES OF ALL CLASSES OF STOCK THAT THE CORPORATION IS AUTHORIZED TO ISSUE. | Management | For | For | |||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO REMOVE THE REQUIREMENT TO ISSUE PHYSICAL STOCK CERTIFICATES FOR SHARES. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2 | 0 | 18-Dec-2009 | 18-Dec-2009 |
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 01-May-2010 | ||||||||||||||||||||
ISIN | US0846707026 | Agenda | 933202412 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | ||||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | ||||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | ||||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | ||||||||||||||||||||
5 | SUSAN L. DECKER | For | For | ||||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | ||||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | ||||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | ||||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | ||||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | ||||||||||||||||||||
11 | RONALD L. OLSON | For | For | ||||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
BHP BILLITON LIMITED | |||||||||||||||||||||||
Security | 088606108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BHP | Meeting Date | 26-Nov-2009 | ||||||||||||||||||||
ISIN | US0886061086 | Agenda | 933149329 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE 2009 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | For | For | |||||||||||||||||||
02 | TO RE-ELECT MR CARLOS CORDEIRO AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03 | TO RE-ELECT MR DAVID CRAWFORD AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | TO RE-ELECT THE HON E GAIL DE PLANQUE AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | TO RE-ELECT MR MARIUS KLOPPERS AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
06 | TO RE-ELECT MR DON ARGUS AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | TO ELECT MR WAYNE MURDY AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
08 | TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC | Management | For | For | |||||||||||||||||||
09 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | Management | For | For | |||||||||||||||||||
10 | TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC | Management | For | For | |||||||||||||||||||
11 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | Management | For | For | |||||||||||||||||||
12A | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 30 APRIL 2010 | Management | For | For | |||||||||||||||||||
12B | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 17 JUNE 2010 | Management | For | For | |||||||||||||||||||
12C | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 15 SEPTEMBER 2010 | Management | For | For | |||||||||||||||||||
12D | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 11 NOVEMBER 2010 | Management | For | For | |||||||||||||||||||
13 | TO APPROVE THE 2009 REMUNERATION REPORT | Management | For | For | |||||||||||||||||||
14 | TO APPROVE THE GRANT OF AWARDS TO MR MARIUS KLOPPERS UNDER THE GIS AND THE LTIP | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 4000 | 0 | 22-Oct-2009 | 22-Oct-2009 |
BP P.L.C. | |||||||||||||||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BP | Meeting Date | 15-Apr-2010 | ||||||||||||||||||||
ISIN | US0556221044 | Agenda | 933199716 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||||||||||||||
03 | TO ELECT MR P ANDERSON AS A DIRECTOR | Management | For | For | |||||||||||||||||||
04 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR | Management | For | For | |||||||||||||||||||
05 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | Management | For | For | |||||||||||||||||||
06 | TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR | Management | For | For | |||||||||||||||||||
07 | TO RE-ELECT MR I C CONN AS A DIRECTOR | Management | For | For | |||||||||||||||||||
08 | TO RE-ELECT MR G DAVID AS A DIRECTOR | Management | For | For | |||||||||||||||||||
09 | TO ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For | |||||||||||||||||||
10 | TO RE-ELECT MR R DUDLEY AS A DIRECTOR | Management | For | For | |||||||||||||||||||
11 | TO RE-ELECT MR D J FLINT AS A DIRECTOR | Management | For | For | |||||||||||||||||||
12 | TO RE-ELECT DR B E GROTE AS A DIRECTOR | Management | For | For | |||||||||||||||||||
13 | TO RE-ELECT DR A B HAYWARD AS A DIRECTOR | Management | For | For | |||||||||||||||||||
14 | TO RE-ELECT MR A G INGLIS AS A DIRECTOR | Management | For | For | |||||||||||||||||||
15 | TO RE-ELECT DR D S JULIUS AS A DIRECTOR | Management | For | For | |||||||||||||||||||
16 | TO ELECT MR C-H SVANBERG AS A DIRECTOR | Management | For | For | |||||||||||||||||||
17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||||||||||||||
S18 | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
S19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For | |||||||||||||||||||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For | |||||||||||||||||||
S21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS | Management | For | For | |||||||||||||||||||
S22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For | |||||||||||||||||||
23 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
24 | TO APPROVE THE SCRIP DIVIDEND PROGRAMME | Management | For | For | |||||||||||||||||||
S25 | SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 2900 | 0 | 24-Mar-2010 | 24-Mar-2010 | ||||||||||||||||||
1028789517 | 3S7 | 1800 | 0 | 24-Mar-2010 | 24-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 7000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 04-May-2010 | ||||||||||||||||||||
ISIN | US1101221083 | Agenda | 933210609 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: L.J. FREEH | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: L. JOHANSSON | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - SPECIAL STOCKHOLDER MEETINGS. | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - SUPERMAJORITY VOTING PROVISION - COMMON STOCK. | Management | For | For | |||||||||||||||||||
05 | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - SUPERMAJORITY VOTING PROVISIONS - PREFERRED STOCK. | Management | For | For | |||||||||||||||||||
06 | EXECUTIVE COMPENSATION DISCLOSURE. | Shareholder | Against | For | |||||||||||||||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||||||||||||||
08 | REPORT ON ANIMAL USE. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 15000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
BROOKFIELD INFRASTRUCTURE PARTNERS L.P. | |||||||||||||||||||||||
Security | G16252101 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | BIP | Meeting Date | 16-Nov-2009 | ||||||||||||||||||||
ISIN | BMG162521014 | Agenda | 933158342 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE RESOLUTION IN THE FORM ANNEXED AS APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE PARTNERSHIP DATED OCTOBER 21, 2009 APPROVING A TRANSACTION PURSUANT TO WHICH BROOKFIELD INFRASTRUCTURE L.P. ("BROOKFIELD INFRASTRUCTURE") WILL ISSUE UP TO $450 MILLION OF REDEEMABLE PARTNERSHIP UNITS OF BROOKFIELD INFRASTRUCTURE TO BROOKFIELD ASSET MANAGEMENT INC. OR ITS AFFILIATES; | Management | For | For | |||||||||||||||||||
02 | THE RESOLUTION IN THE FORM ANNEXED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE PARTNERSHIP DATED OCTOBER 21, 2009 AUTHORIZING AND APPROVING AN AMENDMENT TO THE AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF THE PARTNERSHIP (THE "LPA") WHICH REDUCES THE QUORUM REQUIREMENT FOR A MEETING OF THE LIMITED PARTNERS TO HOLDERS REPRESENTING, IN THE AGGREGATE, 20 PERCENT OF THE TOTAL OUTSTANDING LIMITED PARTNERSHIP UNITS, PRESENT IN PERSON OR BY PROXY. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 110 | 0 | 02-Nov-2009 | 02-Nov-2009 |
BT GROUP PLC | |||||||||||||||||||||||
Security | 05577E101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BT | Meeting Date | 22-Jul-2010 | ||||||||||||||||||||
ISIN | US05577E1010 | Agenda | 933301171 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | REPORT AND ACCOUNTS | Management | For | For | |||||||||||||||||||
02 | REMUNERATION REPORT | Management | For | For | |||||||||||||||||||
03 | FINAL DIVIDEND | Management | For | For | |||||||||||||||||||
04 | RE-ELECT SIR MICHAEL RAKE | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | RE-ELECT IAN LIVINGSTON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
06 | RE-ELECT CARL SYMON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | ELECT TONY BALL | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
08 | REAPPOINTMENT OF AUDITORS | Management | For | For | |||||||||||||||||||
09 | REMUNERATION OF AUDITORS | Management | For | For | |||||||||||||||||||
10 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||||||||||||
S11 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | For | For | |||||||||||||||||||
S12 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||||||||||||||
S13 | 14 DAYS' NOTICE OF MEETINGS | Management | For | For | |||||||||||||||||||
14 | AUTHORITY FOR POLITICAL DONATIONS | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 30000 | 0 | 15-Jun-2010 | 15-Jun-2010 |
BURLINGTON NORTHERN SANTA FE CORPORATION | |||||||||||||||||||||||
Security | 12189T104 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | BNI | Meeting Date | 11-Feb-2010 | ||||||||||||||||||||
ISIN | US12189T1043 | Agenda | 933179106 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For | |||||||||||||||||||
02 | ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 06-Jan-2010 | 06-Jan-2010 |
CAL-MAINE FOODS, INC. | |||||||||||||||||||||||
Security | 128030202 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CALM | Meeting Date | 30-Sep-2009 | ||||||||||||||||||||
ISIN | US1280302027 | Agenda | 933135712 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | FRED R. ADAMS, JR. | For | For | ||||||||||||||||||||
2 | RICHARD K. LOOPER | For | For | ||||||||||||||||||||
3 | ADOLPHUS B. BAKER | For | For | ||||||||||||||||||||
4 | TIMOTHY A. DAWSON | For | For | ||||||||||||||||||||
5 | LETITIA C. HUGHES | For | For | ||||||||||||||||||||
6 | JAMES E. POOLE | For | For | ||||||||||||||||||||
7 | STEVE W. SANDERS | For | For | ||||||||||||||||||||
02 | RATIFICATION OF FROST PLLC AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For | |||||||||||||||||||
03 | ADOPTION OF THE RESOLUTION PROPOSED BY THE HUMANE SOCIETY OF THE UNITED STATES CONCERNING DISCLOSURE BY THE COMPANY OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 15-Sep-2009 | 15-Sep-2009 |
CALAMOS CONV & HIGH INCOME FUND | |||||||||||||||||||||||
Security | 12811P108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHY | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US12811P1084 | Agenda | 933280567 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | STEPHEN B. TIMBERS | Withheld | Against | ||||||||||||||||||||
2 | WESTON W. MARSH | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 40000 | 0 | 17-May-2010 | 17-May-2010 |
CALAMOS CONV OPPS & INCOME FUND | |||||||||||||||||||||||
Security | 128117108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHI | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US1281171082 | Agenda | 933280567 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | STEPHEN B. TIMBERS | Withheld | Against | ||||||||||||||||||||
2 | WESTON W. MARSH | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 30000 | 0 | 17-May-2010 | 17-May-2010 |
CATERPILLAR INC. | |||||||||||||||||||||||
Security | 149123101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CAT | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US1491231015 | Agenda | 933262709 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JOHN T. DILLON | Withheld | Against | ||||||||||||||||||||
2 | JUAN GALLARDO | Withheld | Against | ||||||||||||||||||||
3 | WILLIAM A. OSBORN | Withheld | Against | ||||||||||||||||||||
4 | EDWARD B. RUST, JR. | Withheld | Against | ||||||||||||||||||||
5 | SUSAN C. SCHWAB | Withheld | Against | ||||||||||||||||||||
02 | RATIFY AUDITORS | Management | For | For | |||||||||||||||||||
03 | AMEND 2006 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
04 | AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD | Management | For | For | |||||||||||||||||||
05 | AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | Management | For | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For | |||||||||||||||||||
07 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS | Shareholder | Against | For | |||||||||||||||||||
08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 2500 | 0 | 29-Apr-2010 | 29-Apr-2010 |
CEMEX, S.A.B. DE C.V. | |||||||||||||||||||||||
Security | 151290889 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CX | Meeting Date | 01-Jan-1984 | ||||||||||||||||||||
ISIN | US1512908898 | Agenda | 933133770 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | RESOLUTION REGARDING A PROPOSAL OF THE BOARD OF DIRECTORS TO INCREASE THE VARIABLE PORTION OF THE CAPITAL STOCK, AND TO ISSUE BONDS CONVERTIBLE INTO SHARES; FOR WHICH PURPOSE A PROPOSAL WILL BE MADE TO ISSUE UP TO 4.8 BILLION UNSUBSCRIBED SHARES, TO BE INITIALLY HELD IN THE COMPANY'S TREASURY AND SUBSEQUENTLY SUBSCRIBED BY THE INVESTING PUBLIC THROUGH A PUBLIC OFFER, IN TERMS OF ARTICLE 53 OF THE SECURITIES MARKET LAW OR, IF APPLICABLE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 26000 | 0 | 27-Aug-2009 | 27-Aug-2009 |
CEMEX, S.A.B. DE C.V. | |||||||||||||||||||||||
Security | 151290889 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CX | Meeting Date | 04-Sep-2009 | ||||||||||||||||||||
ISIN | US1512908898 | Agenda | 933135180 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | RESOLUTION REGARDING A PROPOSAL OF THE BOARD OF DIRECTORS TO INCREASE THE VARIABLE PORTION OF THE CAPITAL STOCK, AND TO ISSUE BONDS CONVERTIBLE INTO SHARES; FOR WHICH PURPOSE A PROPOSAL WILL BE MADE TO ISSUE UP TO 4.8 BILLION UNSUBSCRIBED SHARES, TO BE INITIALLY HELD IN THE COMPANY'S TREASURY AND SUBSEQUENTLY SUBSCRIBED BY THE INVESTING PUBLIC THROUGH A PUBLIC OFFER, IN TERMS OF ARTICLE 53 OF THE SECURITIES MARKET LAW OR, IF APPLICABLE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 26000 | 0 | 27-Aug-2009 | 27-Aug-2009 |
CF INDUSTRIES HOLDINGS, INC. | |||||||||||||||||||||||
Security | 125269100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CF | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US1252691001 | Agenda | 933233582 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | ROBERT C. ARZBAECHER | Withheld | Against | ||||||||||||||||||||
2 | EDWARD A. SCHMITT | Withheld | Against | ||||||||||||||||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
CHEROKEE INC. | |||||||||||||||||||||||
Security | 16444H102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHKE | Meeting Date | 04-Jun-2010 | ||||||||||||||||||||
ISIN | US16444H1023 | Agenda | 933269436 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT MARGOLIS | For | For | ||||||||||||||||||||
2 | TIMOTHY EWING | For | For | ||||||||||||||||||||
3 | DAVE MULLEN | For | For | ||||||||||||||||||||
4 | JESS RAVICH | For | For | ||||||||||||||||||||
5 | KEITH HULL | For | For | ||||||||||||||||||||
02 | TO APPROVE THE PROPOSED RATIFICATION OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE PROPOSED AMENDMENT TO THE AMENDED SECOND REVISED AND RESTATED MANAGEMENT AGREEMENT BETWEEN CHEROKEE INC. AND THE NEWSTAR GROUP D/B/A THE WILSTAR GROUP, PURSUANT TO WHICH ROBERT MARGOLIS PROVIDES HIS SERVICES AS THE COMPANY'S CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE THE PROPOSED AMENDMENT TO CHEROKEE'S EXISTING EQUITY INCENTIVE PLANS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 3000 | 0 | 10-May-2010 | 10-May-2010 |
CHINA MOBILE (HONG KONG) LIMITED | |||||||||||||||||||||||
Security | 16941M109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHL | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US16941M1099 | Agenda | 933247288 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE & CONSIDER THE AUDITED FINANCIAL STATEMENTS & REPORTS OF THE DIRECTORS AND AUDITORS FOR YEAR ENDED 31 DECEMBER 2009. | Management | For | For | |||||||||||||||||||
02 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2009. | Management | For | For | |||||||||||||||||||
03A | TO RE-ELECT LI YUE AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03B | TO RE-ELECT LU XIANGDONG AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03C | TO RE-ELECT XIN FANFEI AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03D | TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||||||||||||||
05 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | Management | For | For | |||||||||||||||||||
06 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | Management | For | For | |||||||||||||||||||
07 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 20-Apr-2010 | 20-Apr-2010 | ||||||||||||||||||
1028876083 | 3S7 | 1500 | 0 | 20-Apr-2010 | 20-Apr-2010 |
CISCO SYSTEMS, INC. | |||||||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 12-Nov-2009 | ||||||||||||||||||||
ISIN | US17275R1023 | Agenda | 933147262 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010. | Management | For | For | |||||||||||||||||||
05 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | |||||||||||||||||||
06 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | Shareholder | Against | For | |||||||||||||||||||
07 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 22-Oct-2009 | 22-Oct-2009 | ||||||||||||||||||
1028876083 | 3S7 | 4500 | 0 | 22-Oct-2009 | 22-Oct-2009 |
CLIFFS NATURAL RESOURCES INC. | |||||||||||||||||||||||
Security | 18683K101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CLF | Meeting Date | 11-May-2010 | ||||||||||||||||||||
ISIN | US18683K1016 | Agenda | 933222907 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | R.C. CAMBRE | For | For | ||||||||||||||||||||
2 | J.A. CARRABBA | For | For | ||||||||||||||||||||
3 | S.M. CUNNINGHAM | For | For | ||||||||||||||||||||
4 | B.J. ELDRIDGE | For | For | ||||||||||||||||||||
5 | S.M. GREEN | For | For | ||||||||||||||||||||
6 | J.K. HENRY | For | For | ||||||||||||||||||||
7 | J.F. KIRSCH | For | For | ||||||||||||||||||||
8 | F.R. MCALLISTER | For | For | ||||||||||||||||||||
9 | R. PHILLIPS | For | For | ||||||||||||||||||||
10 | R.K. RIEDERER | For | For | ||||||||||||||||||||
11 | A. SCHWARTZ | For | For | ||||||||||||||||||||
02 | TO APPROVE AND ADOPT AN AMENDMENT TO OUR AMENDED ARTICLES OF INCORPORATION TO CHANGE CERTAIN SUPERMAJORITY SHAREHOLDER VOTING REQUIREMENTS CONTAINED IN THE OHIO REVISED CODE TO MAJORITY SHAREHOLDER VOTING REQUIREMENTS. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 INCENTIVE EQUITY PLAN TO (A) INCREASE THE AUTHORIZED NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY A TOTAL OF 7,000,000 COMMON SHARES, AND (B) PROVIDE AN ANNUAL LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO GRANT TO ANY ONE PARTICIPANT IN ANY FISCAL YEAR OF 500,000 COMMON SHARES. | Management | For | For | |||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2010 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
CMS ENERGY CORPORATION | |||||||||||||||||||||||
Security | 125896100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMS | Meeting Date | 21-May-2010 | ||||||||||||||||||||
ISIN | US1258961002 | Agenda | 933241868 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
A | DIRECTOR | Management | |||||||||||||||||||||
1 | MERRIBEL S. AYRES | For | For | ||||||||||||||||||||
2 | JON E. BARFIELD | For | For | ||||||||||||||||||||
3 | STEPHEN E. EWING | For | For | ||||||||||||||||||||
4 | RICHARD M. GABRYS | For | For | ||||||||||||||||||||
5 | DAVID W. JOOS | For | For | ||||||||||||||||||||
6 | PHILIP R. LOCHNER, JR. | For | For | ||||||||||||||||||||
7 | MICHAEL T. MONAHAN | For | For | ||||||||||||||||||||
8 | JOHN G. RUSSELL | For | For | ||||||||||||||||||||
9 | KENNETH L. WAY | For | For | ||||||||||||||||||||
10 | JOHN B. YASINSKY | For | For | ||||||||||||||||||||
B | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP) | Management | For | For | |||||||||||||||||||
C1 | SHAREHOLDER PROPOSAL: GREENHOUSE GAS EMISSION GOALS AND REPORT | Shareholder | Against | For | |||||||||||||||||||
C2 | SHAREHOLDER PROPOSAL: COAL COMBUSTION WASTE REPORT | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 5000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
COHEN & STEERS REIT & PFD INCOME FUND | |||||||||||||||||||||||
Security | 19247X100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RNP | Meeting Date | 13-May-2010 | ||||||||||||||||||||
ISIN | US19247X1000 | Agenda | 933221866 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | MARTIN COHEN | Withheld | Against | ||||||||||||||||||||
2 | RICHARD J. NORMAN | Withheld | Against | ||||||||||||||||||||
3 | FRANK K. ROSS | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 15000 | 0 | 31-Mar-2010 | 31-Mar-2010 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||||||||||||||||
Security | 20441A102 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | SBS | Meeting Date | 29-Oct-2009 | ||||||||||||||||||||
ISIN | US20441A1025 | Agenda | 933154635 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I | ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
II | AUTHORIZATION FOR HOLDING AND ESTABLISHING THE CONDITIONS OF THREE (3) PRIVATE ISSUES OF SIMPLE DEBENTURES OF THE COMPANY, SECURED, NON- CONVERTIBLE INTO SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
III | ESTABLISHMENT OF THE CONDITIONS APPLICABLE TO THE FIRST OF THE THREE (3) ISSUES OF DEBENTURES PURSUANT TO ITEM (II) ABOVE | Management | For | For | |||||||||||||||||||
IV | DELEGATION OF POWERS TO THE COMPANY'S BOARD OF DIRECTORS TO RESOLVE ON THE ESTABLISHMENT AND POSSIBLE AMENDMENTS OF THE CONDITIONS ADDRESSED BY ITEMS VI TO VIII OF ARTICLE 59 OF LAW 6,404/76, RELATED TO THE THREE (3) ISSUES OF DEBENTURES, PURSUANT TO ITEM (II) ABOVE, AS WELL AS ON THE OPPORTUNITY OF THE ISSUES. | Management | For | For | |||||||||||||||||||
V | AUTHORIZING THE COMPANY TO PRACTICE ANY AND ALL ACTS, PURSUANT TO THE LEGAL AND STATUTORY PROVISIONS, RELATED TO THE THREE (3) ISSUES OF DEBENTURES, PARTICULARLY, THE EXECUTION OF THE "COMMITMENT AGREEMENT FOR SUBSCRIPTION OF SIMPLE DEBENTURES, IN PRIVATE ISSUES" AND OF THE "FIDUCIARY ASSIGNMENT AGREEMENT OF RECEIVABLES AND OTHER COVENANTS AND OF THE ISSUE DEEDS". | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 22-Oct-2009 | 22-Oct-2009 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||||||||||||||||
Security | 20441A102 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | SBS | Meeting Date | 04-Mar-2010 | ||||||||||||||||||||
ISIN | US20441A1025 | Agenda | 933192015 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I | CORRECT/CONFIRM THE MANAGEMENT ACCOUNTS AND THE FINANCIAL STATEMENTS DOCUMENTED WITH THE OPTIONS OF THE FISCAL COUNCIL AND THE EXTERNAL AUDITORS. REFERRING TO THE FISCAL YEAR OF 2008, IN COMPLIANCE WITH THE MANAGEMENT REPORT, THE BALANCE SHEET AND CORRESPONDING EXPLANATORY NOTES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
II | CORRECT/CONFIRM THE RESOLUTION ON THE ALLOCATION OF INCOME RESOLVED ON THE ANNUAL AND EXTRAORDINARY GENERAL MEETING HELD ON APRIL 29, 2009. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 01-Mar-2010 | 01-Mar-2010 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||||||||||||||||||
Security | 20441A102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SBS | Meeting Date | 29-Apr-2010 | ||||||||||||||||||||
ISIN | US20441A1025 | Agenda | 933247404 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I | ANALYZE THE MANAGEMENT'S ACCOUNTS AND FINANCIAL STATEMENTS SUPPORTED BY THE FISCAL COUNCIL'S AND EXTERNAL AUDITOR'S REPORTS RELATED TO THE FISCAL YEAR OF 2009, IN CONFORMITY WITH THE MANAGEMENT'S REPORT, BALANCE SHEETS AND THE CORRESPONDING NOTES TO THE FINANCIAL STATEMENTS. | Management | For | For | |||||||||||||||||||
II | RESOLVE ON THE ALLOCATION OF NET INCOME FOR THE FISCAL YEAR OF 2009. | Management | For | For | |||||||||||||||||||
III | ELECT THE MEMBERS OF THE BOARD OF DIRECTORS AND THE SITTING AND DEPUTY MEMBERS OF THE FISCAL COUNCIL. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 20-Apr-2010 | 20-Apr-2010 |
CONOCOPHILLIPS | |||||||||||||||||||||||
Security | 20825C104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COP | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US20825C1045 | Agenda | 933218617 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: RUTH R. HARKIN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: HAROLD W. MCGRAW III | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: KATHRYN C. TURNER | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | |||||||||||||||||||
03 | BOARD RISK MANAGEMENT OVERSIGHT | Shareholder | Against | For | |||||||||||||||||||
04 | GREENHOUSE GAS REDUCTION | Shareholder | Against | For | |||||||||||||||||||
05 | OIL SANDS DRILLING | Shareholder | Against | For | |||||||||||||||||||
06 | LOUISIANA WETLANDS | Shareholder | Against | For | |||||||||||||||||||
07 | FINANCIAL RISKS OF CLIMATE CHANGE | Shareholder | Against | For | |||||||||||||||||||
08 | TOXIC POLLUTION REPORT | Shareholder | Against | For | |||||||||||||||||||
09 | GENDER EXPRESSION NON-DISCRIMINATION | Shareholder | Against | For | |||||||||||||||||||
10 | POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 31-Mar-2010 | 31-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 31-Mar-2010 | 31-Mar-2010 |
CORE-MARK HOLDING COMPANY, INC. | |||||||||||||||||||||||
Security | 218681104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CORE | Meeting Date | 25-May-2010 | ||||||||||||||||||||
ISIN | US2186811046 | Agenda | 933235752 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ROBERT A. ALLEN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: STUART W. BOOTH | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: GARY F. COLTER | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: L. WILLIAM KRAUSE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: HARVEY L. TEPNER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: RANDOLPH I. THORNTON | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: J. MICHAEL WALSH | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE CORE-MARK 2010 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
03 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS CORE-MARK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
COVIDIEN PLC | |||||||||||||||||||||||
Security | G2554F105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COV | Meeting Date | 16-Mar-2010 | ||||||||||||||||||||
ISIN | IE00B3QN1M21 | Agenda | 933185337 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE AND CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. | Management | For | For | |||||||||||||||||||
2A | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | |||||||||||||||||||
2B | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For | |||||||||||||||||||
2C | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | Management | For | For | |||||||||||||||||||
2D | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |||||||||||||||||||
2E | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For | |||||||||||||||||||
2F | ELECTION OF DIRECTOR: KATHY J. HERBERT | Management | For | For | |||||||||||||||||||
2G | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For | |||||||||||||||||||
2H | ELECTION OF DIRECTOR: RICHARD J. MEELIA | Management | For | For | |||||||||||||||||||
2I | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||||||||||||||
2J | ELECTION OF DIRECTOR: TADATAKA YAMADA | Management | For | For | |||||||||||||||||||
2K | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | |||||||||||||||||||
03 | TO APPOINT INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||||||||||||||
04 | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||||||||||||||
S5 | TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 16-Feb-2010 | 16-Feb-2010 |
CPFL ENERGIA S.A. | |||||||||||||||||||||||
Security | 126153105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CPL | Meeting Date | 28-Sep-2009 | ||||||||||||||||||||
ISIN | US1261531057 | Agenda | 933144468 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I | TO ACKNOWLEDGE THE RESIGNATION OF MR. LUIZ ANIBAL DE LIMA FERNANDES AS A SITTING MEMBER OF THE COMPANY'S BOARD OF DIRECTORS, A POSITION TO WHICH HE WAS ELECTED BY THE ORDINARY GENERAL MEETING ON APRIL 23, 2009. | Management | For | For | |||||||||||||||||||
II | TO ELECT, PURSUANT TO ARTICLE 17 OF THE COMPANY'S BYLAWS, MR. PEDRO PULLEN PARENTE TO REPLACE MR. LUIZ ANIBAL DE LIMA FERNANDES FOR THE REMAINING PERIOD OF THE JOINT ONE-YEAR TERM OF OFFICE OF THE COMPANY'S BOARD OF DIRECTORS, PURSUANT TO ARTICLE 150, PARAGRAPH 3 OF LAW 6,404/76. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 6000 | 0 | 15-Sep-2009 | 15-Sep-2009 | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 15-Sep-2009 | 15-Sep-2009 |
CPFL ENERGIA S.A. | |||||||||||||||||||||||
Security | 126153105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CPL | Meeting Date | 10-Dec-2009 | ||||||||||||||||||||
ISIN | US1261531057 | Agenda | 933167175 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVE THE SEVEN (7) "PROTOCOL AND JUSTIFICATION FOR INCORPORATION OF SHARES" ("PROTOCOLS") INSTRUMENTS SIGNED BETWEEN THE COMPANY AND THE CONTROLLED COMPANIES. | Management | For | For | |||||||||||||||||||
02 | RATIFY THE CHOICE OF HIRASHIMA & ASSOCIADOS CONSULTORIA EM TRANSACOES SOCIETARIAS LTDA. | Management | For | For | |||||||||||||||||||
03 | EXAMINE AND APPROVE THE APPRAISAL REPORTS MENTIONED UNDER ITEM "II" ABOVE WITH RESPECT TO THE COMPANY. | Management | For | For | |||||||||||||||||||
04 | APPROVE THE INCORPORATION OF THE TOTAL SHARES ISSUED BY THE CONTROLLED COMPANIES INTO THE EQUITY WITH CONSEQUENT CONVERSION OF THE SAID CONTROLLED COMPANIES INTO WHOLLY OWNED SUBSIDIARIES. | Management | For | For | |||||||||||||||||||
05 | APPROVAL OF THE INCREASE IN THE CAPITAL STOCK IN THE TOTAL VALUE OF R$ 52,250,435.73 WITH THE TOTAL ISSUE OF 1,226,223 NEW SHARES OF THE COMPANY TO REPLACE THE SHARES ISSUED BY THE CONTROLLED COMPANIES WHICH SHALL BE INCORPORATED INTO THE EQUITY OF THE COMPANY PURSUANT TO THE FOREGOING ITEMS AND RESPECTIVE PROTOCOLS. | Management | For | For | |||||||||||||||||||
06 | AMEND THE COMPANY'S BYLAWS, IN THEIR ARTICLE 5 TO REFLECT THE CHANGE IN THE COMPANY'S CAPITAL STOCK AS A RESULT OF THE EVENTUAL APPROVAL OF THE ITEMS "I" TO "V" ABOVE, THE SAID CAPITAL STOCK INCREASING FROM R$ 4,741,175,241.82 TO R$ 4,793,425,677.55. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 6000 | 0 | 03-Dec-2009 | 03-Dec-2009 | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 03-Dec-2009 | 03-Dec-2009 |
CPFL ENERGIA S.A. | |||||||||||||||||||||||
Security | 126153105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CPL | Meeting Date | 26-Apr-2010 | ||||||||||||||||||||
ISIN | US1261531057 | Agenda | 933241123 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
OA | TO RECEIVE THE MANAGEMENT'S ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL STATEMENTS, THE REPORT OF THE INDEPENDENT AUDITORS AND THE REPORT OF THE FISCAL COUNCIL FOR THE FISCAL YEAR ENDING DECEMBER 31 2009. | Management | For | ||||||||||||||||||||
OB | TO APPROVE THE PROPOSAL FOR ALLOCATING THE NET INCOME FOR THE FISCAL YEAR 2009 AND DIVIDEND DISTRIBUTION. | Management | For | ||||||||||||||||||||
OC | TO ELECT THE EFFECTIVE MEMBERS AND THEIR ALTERNATES TO THE BOARD OF DIRECTORS. | Management | For | ||||||||||||||||||||
OD | TO ELECT THE EFFECTIVE MEMBERS AND THEIR ALTERNATES TO THE FISCAL COUNCIL. | Management | For | ||||||||||||||||||||
OE | TO ESTABLISH THE COMPENSATION OF THE COMPANY'S BOARD OF DIRECTORS. | Management | For | ||||||||||||||||||||
OF | TO ESTABLISH THE FEES OF THE MEMBERS OF THE FISCAL COUNCIL. | Management | For | ||||||||||||||||||||
EA | EXAMINE, DISCUSS AND APPROVE THE SEVEN (7) "PROTOCOL AND JUSTIFICATION FOR INCORPORATION OF SHARES" ("PROTOCOLS") INSTRUMENTS SIGNED BETWEEN, FROM ONE SIDE, THE COMPANY AND, FROM THE OTHER SIDE, EACH ONE OF THE FOLLOWING CONTROLLED COMPANIES: (I) COMPANHIA LESTE PAULISTA DE ENERGIA, (II) COMPANHIA JAGUARI DEENERGIA, (III) COMPANHIA SUL PAULISTA DE ENERGIA, (IV) (IV) COMPANHIA LUZ E FORCA DE MOCOCA, (V) COMPANHIA JAGUARI DE GERACAO DE ENERGIA, (VI) CPFL SERVICOS,EQUIPAMENTOS, INDUSTRIA E COMERCIO S.A. AND (VII) COMPANHIA LUZ EFORCASANTA CRUZ | Management | For | ||||||||||||||||||||
EB | RATIFY THE CONTRACTING AND APPOINTMENT OF THE SPECIALIZED COMPANIES: (I) HIRASHIMA & ASSOCIADOS CONSULTORIA EM TRANSACOES SOCIETARIAS LTDA.,CORPORATE TAXPAYER'S ID (CNPJ) 05.534.178/0001- 36, WHICH PREPARED THE VALUATION REPORT FOR THE ECONOMIC VALUE OF THE COMPANY AND FOR EACH OF THE CONTROLLED COMPANIES; AND (II) HIRASHIMA & ASSOCIADOS LTDA.,CORPORATE TAXPAYER'S ID (CNPJ) 05.215.691/0001-64, WHICH PREPARED THE VALUATION REPORT FOR THE MARKET VALUE OF SHAREHOLDERS' EQUITY OF THE COMPANY AND EACH OF THE CONTROLLED COMPANIES. | Management | For | ||||||||||||||||||||
EC | EXAMINE AND APPROVE THE APPRAISAL REPORTS MENTIONED UNDER ITEM "B" ABOVE WITH RESPECT TO THE COMPANY. | Management | For | ||||||||||||||||||||
ED | PURSUANT TO ARTICLE 252 OF LAW 6,404/76, DISCUSS AND APPROVE THE INCORPORATION OF THE TOTAL SHARES ISSUED BY THE CONTROLLED COMPANIES INTO THE EQUITY OF THE COMPANY WITH THE CONSEQUENT CONVERSION OF THE CONTROLLED COMPANIES INTO WHOLLY OWNED SUBSIDIARIES OF THE COMPANY PURSUANT TO THE RESPECTIVE PROTOCOLS AND IN ACCORDANCE WITH THE EXCHANGE RATIOS THERE MENTIONED. | Management | For | ||||||||||||||||||||
EE | APPROVAL OF THE INCREASE IN THE COMPANY'S CAPITAL STOCK IN THE TOTAL VALUE OF R$ 52,249,114.80 (FIFTY- TWO MILLION, TWO HUNDRED AND FORTY-NINE THOUSAND, ONE HUNDRED AND FOURTEEN REAIS AND EIGHTY CENTAVOS) WITH THE TOTAL ISSUE OF 1,226,192(ONE MILLION, TWO HUNDRED AND TWENTY-SIX THOUSAND, ONE HUNDRED AND NINETY-TWO) NEW SHARES OF THE COMPANY TO BE PAID WITH THE SHARES ISSUED BY THE CONTROLLED COMPANIES INCORPORATED INTO THE EQUITY OF THE COMPANY PURSUANT TO THE FOREGOING ITEMS AND RESPECTIVE PROTOCOLS. | Management | For | ||||||||||||||||||||
EF | AMEND THE COMPANY'S BYLAWS, IN THEIR ARTICLE 5 TO REFLECT THE CHANGE (I) IN THE CAPITAL STOCK AS A RESULT OF THE EVENTUAL APPROVAL OF THE ITEMS "A" TO"E" ABOVE, THE SAID CAPITAL STOCK INCREASING FROM R$ 4,741,175,241.82 (FOUR BILLION, SEVEN HUNDRED AND FORTY-ONE MILLION, ONE HUNDRED AND SEVENTY- FIVE THOUSAND, TWO HUNDRED AND FORTY-ONE REAIS AND EIGHTY-TWO CENTAVOS) TO R$ 4,793,424,356.62 (FOUR BILLION, SEVEN HUNDRED AND NINETY-THREE MILLION, FOUR HUNDRED AND TWENTY-FOUR THOUSAND, THREE HUNDRED AND FIFTY-SIX REAIS AND SIXTY-TWO CENTAVOS). | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 6000 | 0 | 14-Apr-2010 | 14-Apr-2010 | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
CRYOLIFE, INC. | |||||||||||||||||||||||
Security | 228903100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CRY | Meeting Date | 20-May-2010 | ||||||||||||||||||||
ISIN | US2289031005 | Agenda | 933235219 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | STEVEN G. ANDERSON | For | For | ||||||||||||||||||||
2 | THOMAS F. ACKERMAN | For | For | ||||||||||||||||||||
3 | JAMES S. BENSON | For | For | ||||||||||||||||||||
4 | DANIEL J. BEVEVINO | For | For | ||||||||||||||||||||
5 | RONALD C. ELKINS, M.D. | For | For | ||||||||||||||||||||
6 | RONALD D. MCCALL, ESQ. | For | For | ||||||||||||||||||||
7 | HARVEY MORGAN | For | For | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE CRYOLIFE, INC. EMPLOYEE STOCK PURCHASE PLAN (THE "ESPP") TO INCREASE THE TOTAL NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE ESPP. | Management | For | For | |||||||||||||||||||
03 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
DEERE & COMPANY | |||||||||||||||||||||||
Security | 244199105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DE | Meeting Date | 24-Feb-2010 | ||||||||||||||||||||
ISIN | US2441991054 | Agenda | 933182824 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: DAVID B. SPEER | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | COMPANY PROPOSAL #1 - AMEND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS | Management | For | For | |||||||||||||||||||
03 | COMPANY PROPOSAL #2 - AMEND THE JOHN DEERE OMNIBUS EQUITY AND INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
04 | COMPANY PROPOSAL #3 - RE-APPROVE THE JOHN DEERE SHORT-TERM INCENTIVE BONUS PLAN | Management | For | For | |||||||||||||||||||
05 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010 | Management | For | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL #1 - CEO PAY DISPARITY | Shareholder | Against | For | |||||||||||||||||||
07 | STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
08 | STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN RESPONSIBILITIES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 7500 | 0 | 18-Jan-2010 | 19-Jan-2010 |
DIAGEO PLC | |||||||||||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 14-Oct-2009 | ||||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 933147313 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | REPORT AND ACCOUNTS 2009. | Management | For | For | |||||||||||||||||||
02 | DIRECTORS' REMUNERATION REPORT 2009. | Management | For | For | |||||||||||||||||||
03 | DECLARATION OF FINAL DIVIDEND. | Management | For | For | |||||||||||||||||||
04 | RE-ELECTION OF LM DANON (1,3,4) AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
05 | RE-ELECTION OF LORD HOLLICK (1,3,4*) AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
06 | RE-ELECTION OF PS WALSH (2*) AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
07 | ELECTION OF PB BRUZELIUS (1,3,4) AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
08 | ELECTION OF BD HOLDEN (1,3,4) AS A DIRECTOR. | Management | For | For | |||||||||||||||||||
09 | RE-APPOINTMENT OF AUDITOR. | Management | For | For | |||||||||||||||||||
10 | REMUNERATION OF AUDITOR. | Management | For | For | |||||||||||||||||||
11 | AUTHORITY TO ALLOT SHARES. | Management | For | For | |||||||||||||||||||
12 | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For | |||||||||||||||||||
13 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | For | |||||||||||||||||||
14 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | For | |||||||||||||||||||
15 | ADOPTION OF THE DIAGEO PLC 2009 DISCRETIONARY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
16 | ADOPTION OF THE DIAGEO PLC 2009 EXECUTIVE LONG TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
17 | ADOPTION OF THE DIAGEO PLC INTERNATIONAL SHAREMATCH PLAN 2009. | Management | For | For | |||||||||||||||||||
18 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. | Management | For | For | |||||||||||||||||||
19 | ADOPTION OF THE DIAGEO PLC 2009 IRISH SHARESAVE PLAN. | Management | For | For | |||||||||||||||||||
20 | AMENDMENTS TO THE RULES OF DIAGEO PLC EXECUTIVE SHARE OPTION PLAN. | Management | For | For | |||||||||||||||||||
21 | AMENDMENTS TO THE RULES OF DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN. | Management | For | For | |||||||||||||||||||
22 | AMENDMENTS TO THE RULES OF DIAGEO PLC SENIOR EXECUTIVE SHARE OPTION PLAN. | Management | For | For | |||||||||||||||||||
23 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For | For | |||||||||||||||||||
24 | ADOPTION OF ARTICLES OF ASSOCIATION. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 9400 | 0 | 29-Sep-2009 | 29-Sep-2009 |
DIAMOND OFFSHORE DRILLING, INC. | |||||||||||||||||||||||
Security | 25271C102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DO | Meeting Date | 24-May-2010 | ||||||||||||||||||||
ISIN | US25271C1027 | Agenda | 933246096 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES S. TISCH | For | For | ||||||||||||||||||||
2 | LAWRENCE R. DICKERSON | For | For | ||||||||||||||||||||
3 | JOHN R. BOLTON | For | For | ||||||||||||||||||||
4 | CHARLES L. FABRIKANT | For | For | ||||||||||||||||||||
5 | PAUL G. GAFFNEY II | For | For | ||||||||||||||||||||
6 | EDWARD GREBOW | For | For | ||||||||||||||||||||
7 | HERBERT C. HOFMANN | For | For | ||||||||||||||||||||
8 | ARTHUR L. REBELL | For | For | ||||||||||||||||||||
9 | RAYMOND S. TROUBH | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2010. | Management | For | For | |||||||||||||||||||
03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 20-Apr-2010 | 20-Apr-2010 |
DTE ENERGY COMPANY | |||||||||||||||||||||||
Security | 233331107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DTE | Meeting Date | 06-May-2010 | ||||||||||||||||||||
ISIN | US2333311072 | Agenda | 933232352 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | ANTHONY F. EARLEY, JR. | Withheld | Against | ||||||||||||||||||||
2 | ALLAN D. GILMOUR | Withheld | Against | ||||||||||||||||||||
3 | FRANK M. HENNESSEY | Withheld | Against | ||||||||||||||||||||
4 | GAIL J. MCGOVERN | Withheld | Against | ||||||||||||||||||||
2 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP | Management | For | For | |||||||||||||||||||
3 | MANAGEMENT PROPOSAL REGARDING CUMULATIVE VOTING | Management | For | For | |||||||||||||||||||
04 | MANAGEMENT PROPOSAL REGARDING 2006 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 2500 | 0 | 14-Apr-2010 | 14-Apr-2010 |
DUKE ENERGY CORPORATION | |||||||||||||||||||||||
Security | 26441C105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DUK | Meeting Date | 06-May-2010 | ||||||||||||||||||||
ISIN | US26441C1053 | Agenda | 933207347 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | WILLIAM BARNET, III | For | For | ||||||||||||||||||||
2 | G. ALEX BERNHARDT, SR. | For | For | ||||||||||||||||||||
3 | MICHAEL G. BROWNING | For | For | ||||||||||||||||||||
4 | DANIEL R. DIMICCO | For | For | ||||||||||||||||||||
5 | JOHN H. FORSGREN | For | For | ||||||||||||||||||||
6 | ANN MAYNARD GRAY | For | For | ||||||||||||||||||||
7 | JAMES H. HANCE, JR. | For | For | ||||||||||||||||||||
8 | E. JAMES REINSCH | For | For | ||||||||||||||||||||
9 | JAMES T. RHODES | For | For | ||||||||||||||||||||
10 | JAMES E. ROGERS | For | For | ||||||||||||||||||||
11 | PHILIP R. SHARP | For | For | ||||||||||||||||||||
02 | APPROVAL OF THE DUKE ENERGY CORPORATION 2010 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
03 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2010 | Management | For | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY GLOBAL WARMING- RELATED LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR THE ELECTION OF DIRECTORS | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREHOLDER PROPOSAL REGARDING THE RETENTION OF EQUITY COMPENSATION BY SENIOR EXECUTIVES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 30000 | 0 | 24-Mar-2010 | 24-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 7500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
EATON VANCE FLOATING-RATE INCOME TRUST | |||||||||||||||||||||||
Security | 278279104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EFT | Meeting Date | 26-Mar-2010 | ||||||||||||||||||||
ISIN | US2782791048 | Agenda | 933184688 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | HELEN FRAME PETERS | Withheld | Against | ||||||||||||||||||||
2 | LYNN A. STOUT | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 40000 | 0 | 16-Feb-2010 | 16-Feb-2010 |
EDISON INTERNATIONAL | |||||||||||||||||||||||
Security | 281020107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EIX | Meeting Date | 22-Apr-2010 | ||||||||||||||||||||
ISIN | US2810201077 | Agenda | 933197964 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | JAGJEET S. BINDRA | For | For | ||||||||||||||||||||
2 | VANESSA C.L CHANG | For | For | ||||||||||||||||||||
3 | FRANCE A. CORDOVA | For | For | ||||||||||||||||||||
4 | THEODORE F. CRAVER, JR. | For | For | ||||||||||||||||||||
5 | CHARLES B. CURTIS | For | For | ||||||||||||||||||||
6 | BRADFORD M. FREEMAN | For | For | ||||||||||||||||||||
7 | LUIS G. NOGALES | For | For | ||||||||||||||||||||
8 | RONALD L. OLSON | For | For | ||||||||||||||||||||
9 | JAMES M. ROSSER | For | For | ||||||||||||||||||||
10 | RICHARD T. SCHLOSBERG | For | For | ||||||||||||||||||||
11 | THOMAS C. SUTTON | For | For | ||||||||||||||||||||
12 | BRETT WHITE | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
04 | SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDERS SAY ON EXECUTIVE PAY" | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 2500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
EMERSON ELECTRIC CO. | |||||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 02-Feb-2010 | ||||||||||||||||||||
ISIN | US2910111044 | Agenda | 933174586 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | C.A.H. BOERSIG* | Withheld | Against | ||||||||||||||||||||
2 | C. FERNANDEZ G.* | Withheld | Against | ||||||||||||||||||||
3 | W.J. GALVIN* | Withheld | Against | ||||||||||||||||||||
4 | R.L. STEPHENSON* | Withheld | Against | ||||||||||||||||||||
5 | V.R. LOUCKS, JR.** | Withheld | Against | ||||||||||||||||||||
6 | R.L. RIDGWAY** | Withheld | Against | ||||||||||||||||||||
02 | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
03 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 6400 | 0 | 18-Dec-2009 | 18-Dec-2009 |
ENCANA CORPORATION | |||||||||||||||||||||||
Security | 292505104 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | ECA | Meeting Date | 25-Nov-2009 | ||||||||||||||||||||
ISIN | CA2925051047 | Agenda | 933159990 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX "A" TO THE ACCOMPANYING INFORMATION CIRCULAR, APPROVING AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT PURSUANT TO WHICH, AMONG OTHER THINGS, COMMON SHAREHOLDERS OF ENCANA WILL RECEIVE ONE NEW COMMON SHARE IN ENCANA AND ONE COMMON SHARE IN A NEW PUBLIC COMPANY CALLED "CENOVUS ENERGY INC." IN EXCHANGE FOR EACH COMMON SHARE OF ENCANA HELD. | Management | For | For | |||||||||||||||||||
02 | AN ORDINARY RESOLUTION RATIFYING AND APPROVING AN EMPLOYEE STOCK OPTION PLAN FOR CENOVUS ENERGY INC. | Management | For | For | |||||||||||||||||||
03 | AN ORDINARY RESOLUTION RATIFYING AND APPROVING A SHAREHOLDER RIGHTS PLAN FOR CENOVUS ENERGY INC. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 06-Nov-2009 | 06-Nov-2009 | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 06-Nov-2009 | 06-Nov-2009 |
ENCANA CORPORATION | |||||||||||||||||||||||
Security | 292505104 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||
Ticker Symbol | ECA | Meeting Date | 21-Apr-2010 | ||||||||||||||||||||
ISIN | CA2925051047 | Agenda | 933212879 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | PETER A. DEA | For | For | ||||||||||||||||||||
2 | RANDALL K. ERESMAN | For | For | ||||||||||||||||||||
3 | CLAIRE S. FARLEY | For | For | ||||||||||||||||||||
4 | FRED J. FOWLER | For | For | ||||||||||||||||||||
5 | BARRY W. HARRISON | For | For | ||||||||||||||||||||
6 | SUZANNE P. NIMOCKS | For | For | ||||||||||||||||||||
7 | DAVID P. O'BRIEN | For | For | ||||||||||||||||||||
8 | JANE L. PEVERETT | For | For | ||||||||||||||||||||
9 | ALLAN P. SAWIN | For | For | ||||||||||||||||||||
10 | BRUCE G. WATERMAN | For | For | ||||||||||||||||||||
11 | CLAYTON H. WOITAS | For | For | ||||||||||||||||||||
02 | APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
03 | AMENDMENT AND RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN. | Management | For | For | |||||||||||||||||||
04 | CONFIRMATION OF AMENDMENTS TO BY-LAW NO. 1. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 31-Mar-2010 | 31-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 31-Mar-2010 | 31-Mar-2010 |
ENERSIS S.A. | |||||||||||||||||||||||
Security | 29274F104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ENI | Meeting Date | 22-Apr-2010 | ||||||||||||||||||||
ISIN | US29274F1049 | Agenda | 933229646 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
O1 | APPROVAL OF ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE YEAR ENDED ON DECEMBER 31, 2009. | Management | For | For | |||||||||||||||||||
O3 | PROFIT DISTRIBUTION FOR THE PERIOD AND DIVIDEND PAYMENTS. | Management | For | For | |||||||||||||||||||
O4 | BOARD OF DIRECTORS' ELECTION. | Management | For | For | |||||||||||||||||||
O5 | SETTING THE COMPENSATION OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
O6 | SETTING THE COMPENSATION OF THE DIRECTORS' COMMITTEE AND BUDGET DETERMINATION FOR 2010. | Management | For | For | |||||||||||||||||||
O8 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM GOVERNED BY CHAPTER XXVIII OF SECURITIES MARKET LAW 18,045. | Management | For | For | |||||||||||||||||||
O9 | APPOINTMENT OF TWO ACCOUNT INSPECTORS, INCLUDING TWO DEPUTIES, AND SETTING OF THEIR COMPENSATION. | Management | For | For | |||||||||||||||||||
O10 | APPOINTMENT OF RISK RATING AGENCIES. | Management | For | For | |||||||||||||||||||
O11 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | Management | For | For | |||||||||||||||||||
O15 | OTHER MATTERS OF INTEREST AND COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | Management | For | For | |||||||||||||||||||
O16 | OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS. | Management | For | For | |||||||||||||||||||
E1 | AMENDMENT OF THE COMPANY'S BYLAWS, ELIMINATING AND MODIFYING THE EFFECT OF THE FOLLOWING ARTICLES IN ORDER TO ADAPT THEM TO THE NEW PROVISIONS OF THE CHILEAN COMPANIES ACT (CCA) AND THE SECURITIES MARKET LAW (SML), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
E2 | ADOPTION OF OTHER RESOLUTIONS NECESSARY FOR THE DUE PERFORMANCE OF THE RESOLUTIONS AND BYLAW AMENDMENTS INDICATED ABOVE. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 07-Apr-2010 | 07-Apr-2010 | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 07-Apr-2010 | 07-Apr-2010 |
ENTERGY CORPORATION | |||||||||||||||||||||||
Security | 29364G103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ETR | Meeting Date | 07-May-2010 | ||||||||||||||||||||
ISIN | US29364G1031 | Agenda | 933207765 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: M.S. BATEMAN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: W.F. BLOUNT | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: G.W. EDWARDS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: A.M. HERMAN | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: D.C. HINTZ | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: J.W. LEONARD | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: S.L. LEVENICK | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: S.C. MYERS | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: J.R. NICHOLS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: W.A. PERCY, II | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: W.J. TAUZIN | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: S.V. WILKINSON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED ENTERGY CORPORATION EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 1500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
EXXON MOBIL CORPORATION | |||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2010 | ||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 933239267 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | M.J. BOSKIN | For | For | ||||||||||||||||||||
2 | P. BRABECK-LETMATHE | For | For | ||||||||||||||||||||
3 | L.R. FAULKNER | For | For | ||||||||||||||||||||
4 | J.S. FISHMAN | For | For | ||||||||||||||||||||
5 | K.C. FRAZIER | For | For | ||||||||||||||||||||
6 | W.W. GEORGE | For | For | ||||||||||||||||||||
7 | M.C. NELSON | For | For | ||||||||||||||||||||
8 | S.J. PALMISANO | For | For | ||||||||||||||||||||
9 | S.S REINEMUND | For | For | ||||||||||||||||||||
10 | R.W. TILLERSON | For | For | ||||||||||||||||||||
11 | E.E. WHITACRE, JR. | For | For | ||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | Management | For | For | |||||||||||||||||||
03 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Shareholder | Against | For | |||||||||||||||||||
04 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Shareholder | Against | For | |||||||||||||||||||
05 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Shareholder | Against | For | |||||||||||||||||||
06 | AMENDMENT OF EEO POLICY (PAGE 57) | Shareholder | Against | For | |||||||||||||||||||
07 | POLICY ON WATER (PAGE 59) | Shareholder | Against | For | |||||||||||||||||||
08 | WETLANDS RESTORATION POLICY (PAGE 60) | Shareholder | Against | For | |||||||||||||||||||
09 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Shareholder | Against | For | |||||||||||||||||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Shareholder | Against | For | |||||||||||||||||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Shareholder | Against | For | |||||||||||||||||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Shareholder | Against | For | |||||||||||||||||||
13 | PLANNING ASSUMPTIONS (PAGE 69) | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 6004 | 0 | 14-Apr-2010 | 14-Apr-2010 |
FLAHERTY & CRUMRINE PREFERRED INCOME FD | |||||||||||||||||||||||
Security | 338480106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PFD | Meeting Date | 22-Apr-2010 | ||||||||||||||||||||
ISIN | US3384801060 | Agenda | 933193360 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | DONALD F. CRUMRINE | Withheld | Against | ||||||||||||||||||||
2 | ROBERT F. WULF | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 23633 | 0 | 01-Mar-2010 | 01-Mar-2010 |
FLAHERTY & CRUMRINE PREFERRED INCOME FD | |||||||||||||||||||||||
Security | 338480106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PFD | Meeting Date | 18-May-2010 | ||||||||||||||||||||
ISIN | US3384801060 | Agenda | 933265490 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | MORGAN GUST | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 23633 | 0 | 10-May-2010 | 10-May-2010 |
FRANCE TELECOM | |||||||||||||||||||||||
Security | 35177Q105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FTE | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US35177Q1058 | Agenda | 933279209 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2009 | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2009 | Management | For | For | |||||||||||||||||||
03 | ALLOCATION OF THE RESULT FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2009, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF THE AGREEMENT REFERRED TO IN ARTICLE L 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||||||||||||
05 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||||||||||||
06 | APPROVAL OF SUPPLEMENTAL AGREEMENT TO AGREEMENTS ENTERED INTO WITH NOVALIS, PURSUANT TO THE LAST PARAGRAPH OF ARTICLE L 225-42-1 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||||||||||||
07 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER FRANCE TELECOM SHARES | Management | For | For | |||||||||||||||||||
08 | APPOINTMENT OF MR. STEPHANE RICHARD AS DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
09 | ELECTION OF MR. MARC MAOUCHE AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
10 | ELECTION OF MR. JEAN-PIERRE BORDERIEUX AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
11 | DELEGATION OF POWERS OF ATTORNEY TO THE BOARD OF DIRECTORS TO ISSUE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDER OF SHARES OR STOCK OPTIONS OF ORANGE S.A. | Management | For | For | |||||||||||||||||||
12 | DELEGATION OF POWERS OF ATTORNEY TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK | Management | For | For | |||||||||||||||||||
13 | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO GRANT SUBSCRIPTION AND/OR PURCHASE OPTIONS TO THE COMPANY'S SHARE | Management | For | For | |||||||||||||||||||
14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF SAVINGS PLANS | Management | For | For | |||||||||||||||||||
15 | AUTHORIZED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | For | For | |||||||||||||||||||
16 | POWERS FOR FORMALITIES | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 15000 | 0 | 14-May-2010 | 14-May-2010 |
FRESENIUS MEDICAL CARE AG & CO. KGAA | |||||||||||||||||||||||
Security | 358029106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FMS | Meeting Date | 11-May-2010 | ||||||||||||||||||||
ISIN | US3580291066 | Agenda | 933245234 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR THE FINANCIAL YEAR 2009 | Management | For | For | |||||||||||||||||||
02 | RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE PROFIT | Management | For | For | |||||||||||||||||||
03 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER | Management | For | For | |||||||||||||||||||
04 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||
05 | RESOLUTION ON THE APPROVAL OF THE SYSTEM OF REMUNERATION OF THE MANAGEMENT BOARD MEMBERS OF THE GENERAL PARTNER | Management | For | For | |||||||||||||||||||
06 | ELECTION OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR THE FISCAL YEAR 2010 | Management | For | For | |||||||||||||||||||
07 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AND THE CREATION OF NEW AUTHORISED CAPITALS, ON THE EXCLUSION OF PRE-EMPTION RIGHTS AND THE AMENDMENT OF ARTICLE 4 (3) AND OF ARTICLE 4 (4) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||||||||||||||
08 | RESOLUTION ON THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION FOR THE ADAPTATION OF AMENDMENTS TO THE GERMAN STOCK CORPORATION ACT | Management | For | For | |||||||||||||||||||
09 | RESOLUTION(S) ADDED UPON SHAREHOLDER REQUEST PURSUANT TO SECTION 122 II GERMAN STOCK CORPORATION ACT (AKTIENGESETZ), IF ANY | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 20-Apr-2010 | 20-Apr-2010 |
GABELLI CONVERTIBLE & INCOME SEC FD INC | |||||||||||||||||||||||
Security | 36240B109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GCV | Meeting Date | 17-May-2010 | ||||||||||||||||||||
ISIN | US36240B1098 | Agenda | 933227779 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | MARIO J. GABELLI, CFA | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 32600 | 0 | 07-Apr-2010 | 07-Apr-2010 |
GARMIN LTD. | |||||||||||||||||||||||
Security | G37260109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GRMN | Meeting Date | 20-May-2010 | ||||||||||||||||||||
ISIN | KYG372601099 | Agenda | 933235233 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
A1 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GENE M. BETTS | Withheld | Against | ||||||||||||||||||||
2 | THOMAS P. POBEREZNY | Withheld | Against | ||||||||||||||||||||
A2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GARMIN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
A3 | APPROVAL OF AMENDMENT TO THE GARMIN, LTD. EMPLOYEE STOCK PURCHASE PLAN, AMENDED AND RESTATED EFFECTIVE JANUARY 1, 2010. | Management | For | For | |||||||||||||||||||
S1 | APPROVAL OF THE REDOMESTICATION PROPOSAL AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
S2 | APPROVAL OF A MOTION TO ADJOURN THE SPECIAL MEETING IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE REDOMESTICATION PROPOSAL AT THE TIME OF SPECIAL MEETING. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 28-Apr-2010 | ||||||||||||||||||||
ISIN | US3696041033 | Agenda | 933200090 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||||||||||||||
A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||||||||
A3 | ELECTION OF DIRECTOR: WILLIAM M. CASTELL | Management | For | For | |||||||||||||||||||
A4 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||||||||||||||
A5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||||||||||||||
A6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||||||||||||||
A7 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||||||||||||
A8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | For | For | |||||||||||||||||||
A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||||||||||||
A10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | |||||||||||||||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||||||||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||||||||||||||
A13 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||||||||||||||
A14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For | |||||||||||||||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||||||||||||||
A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||||||||||||||
B1 | RATIFICATION OF KPMG | Management | For | For | |||||||||||||||||||
C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
C2 | SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
C3 | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||||||||||||||
C4 | SHAREOWNER PROPOSAL: PAY DISPARITY | Shareholder | Against | For | |||||||||||||||||||
C5 | SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES | Shareholder | Against | For | |||||||||||||||||||
C6 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 7000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
GENERAL MILLS, INC. | |||||||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GIS | Meeting Date | 21-Sep-2009 | ||||||||||||||||||||
ISIN | US3703341046 | Agenda | 933128616 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: LOIS E. QUAM | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | |||||||||||||||||||
02 | ADOPT THE 2009 STOCK COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
03 | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 11-Aug-2009 | 11-Aug-2009 |
GLAXOSMITHKLINE PLC | |||||||||||||||||||||||
Security | 37733W105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 06-May-2010 | ||||||||||||||||||||
ISIN | US37733W1053 | Agenda | 933209428 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | |||||||||||||||||||
03 | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
06 | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
07 | TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
08 | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||||||||||||||
09 | REMUNERATION OF AUDITORS | Management | For | For | |||||||||||||||||||
10 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||||||||||||||
11 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||||||||||||
S12 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||||||||||||
S13 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||||||||||||||
14 | EXEMPTION FROM STATEMENT OF SENIOR STATUTORY AUDITOR'S NAME | Management | For | For | |||||||||||||||||||
S15 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | |||||||||||||||||||
S16 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
IBERIABANK CORPORATION | |||||||||||||||||||||||
Security | 450828108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IBKC | Meeting Date | 04-May-2010 | ||||||||||||||||||||
ISIN | US4508281080 | Agenda | 933228733 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | ELAINE D. ABELL | Withheld | Against | ||||||||||||||||||||
2 | WILLIAM H. FENSTERMAKER | Withheld | Against | ||||||||||||||||||||
3 | O. MILES POLLARD JR. | Withheld | Against | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 1000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
ING PRIME RATE TRUST | |||||||||||||||||||||||
Security | 44977W106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PPR | Meeting Date | 29-Jun-2010 | ||||||||||||||||||||
ISIN | US44977W1062 | Agenda | 933277899 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | COLLEEN D. BALDWIN | For | For | ||||||||||||||||||||
2 | PATRICIA W. CHADWICK | For | For | ||||||||||||||||||||
3 | ROBERT W. CRISPIN | For | For | ||||||||||||||||||||
4 | PETER S. DROTCH | For | For | ||||||||||||||||||||
5 | J. MICHAEL EARLEY | For | For | ||||||||||||||||||||
6 | PATRICK W. KENNY | For | For | ||||||||||||||||||||
7 | SHAUN P. MATHEWS | For | For | ||||||||||||||||||||
8 | SHERYL K. PRESSLER | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 150000 | 0 | 14-May-2010 | 14-May-2010 |
INTEL CORPORATION | |||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 19-May-2010 | ||||||||||||||||||||
ISIN | US4581401001 | Agenda | 933224367 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | |||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 07-Apr-2010 | 07-Apr-2010 | ||||||||||||||||||
1028876083 | 3S7 | 13000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 27-Apr-2010 | ||||||||||||||||||||
ISIN | US4592001014 | Agenda | 933199653 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: C. BLACK | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: T. NISHIMURO | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | Shareholder | Against | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | Shareholder | Against | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
ISHARES MORNINGSTAR FUND | |||||||||||||||||||||||
Security | 464288N22 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES MORNINGSTAR FUND | |||||||||||||||||||||||
Security | 464288R55 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | GEORGE G.C. PARKER | For | For | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | For | For | ||||||||||||||||||||
3 | CECILIA H. HERBERT | For | For | ||||||||||||||||||||
4 | CHARLES A. HURTY | For | For | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | For | For | ||||||||||||||||||||
6 | ROBERT H. SILVER | For | For | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | For | For | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | For | For | ||||||||||||||||||||
9 | ROBERT S. KAPITO | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 22-Oct-2009 | 22-Oct-2009 |
ISHARES MORNINGSTAR FUND | |||||||||||||||||||||||
Security | 464288836 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | IHE | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642888360 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES MORNINGSTAR FUND | |||||||||||||||||||||||
Security | 464288513 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | HYG | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642885135 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287E33 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 7500 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287E22 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 5000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287D77 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287D88 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 15000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287F44 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 5000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287176 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TIP | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642871762 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287184 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | FXI | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642871846 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 15000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287234 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EEM | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642872349 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 5000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287432 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TLT | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642874329 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 5000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES TRUST | |||||||||||||||||||||||
Security | 464287242 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | LQD | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642872422 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 7500 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286B00 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286A33 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286C88 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 25000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286B11 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286A44 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||
ISIN | Agenda | 933136029 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | GEORGE G.C. PARKER | Withheld | Against | ||||||||||||||||||||
2 | J. DARRELL DUFFIE | Withheld | Against | ||||||||||||||||||||
3 | CECILIA H. HERBERT | Withheld | Against | ||||||||||||||||||||
4 | CHARLES A. HURTY | Withheld | Against | ||||||||||||||||||||
5 | JOHN E. KERRIGAN | Withheld | Against | ||||||||||||||||||||
6 | ROBERT H. SILVER | Withheld | Against | ||||||||||||||||||||
7 | LEE T. KRANEFUSS | Withheld | Against | ||||||||||||||||||||
8 | JOHN E. MARTINEZ | Withheld | Against | ||||||||||||||||||||
9 | ROBERT S. KAPITO | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286657 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | BKF | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642866572 | Agenda | 933136031 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286509 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EWC | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642865095 | Agenda | 933136043 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND'S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286400 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EWZ | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642864007 | Agenda | 933136043 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND'S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 10000 | 0 | 15-Sep-2009 | 15-Sep-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286665 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EPP | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642866655 | Agenda | 933136043 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND'S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 10000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
ISHARES, INC. | |||||||||||||||||||||||
Security | 464286871 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EWH | Meeting Date | 28-Jan-2010 | ||||||||||||||||||||
ISIN | US4642868719 | Agenda | 933136043 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND'S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 25000 | 0 | 12-Oct-2009 | 12-Oct-2009 |
IVY FUNDS | |||||||||||||||||||||||
Security | 466001864 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | IVAEX | Meeting Date | 11-Dec-2009 | ||||||||||||||||||||
ISIN | US4660018643 | Agenda | 933135611 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE THE REORGANIZATION OF IVY ASSET STRATEGY FUND INTO A CORRESPONDING SERIES OF A NEWLY FORMED DELAWARE STATUTORY TRUST BEARING THE NAME IVY FUNDS. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784814 | 3S7 | 72445 | 0 | 22-Oct-2009 | 22-Oct-2009 |
JANUS INVESTMENT FUND | |||||||||||||||||||||||
Security | 471023549 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | JATTX | Meeting Date | 10-Jun-2010 | ||||||||||||||||||||
ISIN | US4710235494 | Agenda | 933247668 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | JEROME S. CONTRO | For | For | ||||||||||||||||||||
2 | WILLIAM F. MCCALPIN | For | For | ||||||||||||||||||||
3 | JOHN W. MCCARTER, JR. | For | For | ||||||||||||||||||||
4 | DENNIS B. MULLEN | For | For | ||||||||||||||||||||
5 | JAMES T. ROTHE | For | For | ||||||||||||||||||||
6 | WILLIAM D. STEWART | For | For | ||||||||||||||||||||
7 | MARTIN H. WALDINGER | For | For | ||||||||||||||||||||
8 | LINDA S. WOLF | For | For | ||||||||||||||||||||
9 | JOHN H. CAMMACK | For | For | ||||||||||||||||||||
10 | JOHN P. MCGONIGLE | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 14111 | 0 | 20-Apr-2010 | 20-Apr-2010 |
JOHN HANCOCK PFD INCOME FUND | |||||||||||||||||||||||
Security | 41013W108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HPI | Meeting Date | 22-Jan-2010 | ||||||||||||||||||||
ISIN | US41013W1080 | Agenda | 933170778 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JAMES R. BOYLE | Withheld | Against | ||||||||||||||||||||
2 | DEBORAH C. JACKSON | Withheld | Against | ||||||||||||||||||||
3 | PATTI MCGILL PETERSON | Withheld | Against | ||||||||||||||||||||
4 | STEVEN R. PRUCHANSKY | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 10000 | 0 | 03-Dec-2009 | 03-Dec-2009 |
JOHNSON & JOHNSON | |||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 22-Apr-2010 | ||||||||||||||||||||
ISIN | US4781601046 | Agenda | 933205963 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For | |||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
04 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 7500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
JOY GLOBAL INC. | |||||||||||||||||||||||
Security | 481165108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JOYG | Meeting Date | 09-Mar-2010 | ||||||||||||||||||||
ISIN | US4811651086 | Agenda | 933186339 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | STEVEN L. GERARD | For | For | ||||||||||||||||||||
2 | JOHN NILS HANSON | For | For | ||||||||||||||||||||
3 | KEN C. JOHNSEN | For | For | ||||||||||||||||||||
4 | GALE E. KLAPPA | For | For | ||||||||||||||||||||
5 | RICHARD B. LOYND | For | For | ||||||||||||||||||||
6 | P. ERIC SIEGERT | For | For | ||||||||||||||||||||
7 | MICHAEL W. SUTHERLIN | For | For | ||||||||||||||||||||
8 | JAMES H. TATE | For | For | ||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 16-Feb-2010 | 16-Feb-2010 |
L-3 COMMUNICATIONS HOLDINGS, INC. | |||||||||||||||||||||||
Security | 502424104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LLL | Meeting Date | 27-Apr-2010 | ||||||||||||||||||||
ISIN | US5024241045 | Agenda | 933203642 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | CLAUDE R. CANIZARES | Withheld | Against | ||||||||||||||||||||
2 | THOMAS A. CORCORAN | Withheld | Against | ||||||||||||||||||||
3 | LEWIS KRAMER | Withheld | Against | ||||||||||||||||||||
4 | ALAN H. WASHKOWITZ | Withheld | Against | ||||||||||||||||||||
2 | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. AMENDED AND RESTATED 2008 LONG TERM PERFORMANCE PLAN. | Management | For | For | |||||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 1300 | 0 | 24-Mar-2010 | 24-Mar-2010 |
LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||||||||||||||
Security | 50540R409 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LH | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US50540R4092 | Agenda | 933223062 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR:KERRII B. ANDERSON | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR:WENDY E. LANE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR:ROBERT E. MITTELSTAEDT, JR. | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR:M. KEITH WEIKEL, PH.D. | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR:R. SANDERS WILLIAMS, M.D. | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 50 | 0 | 07-Apr-2010 | 07-Apr-2010 |
LEGG MASON, INC. | |||||||||||||||||||||||
Security | 524901105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LM | Meeting Date | 28-Jul-2009 | ||||||||||||||||||||
ISIN | US5249011058 | Agenda | 933116281 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | ROBERT E. ANGELICA | Withheld | Against | ||||||||||||||||||||
2 | BARRY W. HUFF | Withheld | Against | ||||||||||||||||||||
3 | JOHN E. KOERNER III | Withheld | Against | ||||||||||||||||||||
4 | CHERYL GORDON KRONGARD | Withheld | Against | ||||||||||||||||||||
5 | SCOTT C. NUTTALL | Withheld | Against | ||||||||||||||||||||
02 | AMENDMENT OF THE LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN AND APPROVAL TO ISSUE ADDITIONAL 1,000,000 SHARES CURRENTLY COVERED BY THE PLAN. | Management | For | For | |||||||||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE INCENTIVE COMPENSATION PLAN. | Shareholder | Against | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 13700 | 0 | 01-Jul-2009 | 01-Jul-2009 |
LINN ENERGY, LLC | |||||||||||||||||||||||
Security | 536020100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LINE | Meeting Date | 27-Apr-2010 | ||||||||||||||||||||
ISIN | US5360201009 | Agenda | 933203464 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | MICHAEL C. LINN | For | For | ||||||||||||||||||||
2 | MARK E. ELLIS | For | For | ||||||||||||||||||||
3 | GEORGE A. ALCORN | For | For | ||||||||||||||||||||
4 | TERRENCE S. JACOBS | For | For | ||||||||||||||||||||
5 | JEFFREY C. SWOVELAND | For | For | ||||||||||||||||||||
6 | JOSEPH P. MCCOY | For | For | ||||||||||||||||||||
2 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 15000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
LOOMIS SAYLES INVESTMENT TRUST | |||||||||||||||||||||||
Security | 543495782 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | LSGBX | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US5434957826 | Agenda | 933245563 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | KENNETH A. DRUCKER | Withheld | Against | ||||||||||||||||||||
2 | WENDELL J. KNOX | Withheld | Against | ||||||||||||||||||||
3 | ERIK R. SIRRI | Withheld | Against | ||||||||||||||||||||
4 | PETER J. SMAIL | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 30450 | 0 | 20-Apr-2010 | 20-Apr-2010 |
LOOMIS SAYLES INVESTMENT TRUST | |||||||||||||||||||||||
Security | 543495840 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | LSBDX | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US5434958402 | Agenda | 933245563 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | KENNETH A. DRUCKER | Withheld | Against | ||||||||||||||||||||
2 | WENDELL J. KNOX | Withheld | Against | ||||||||||||||||||||
3 | ERIK R. SIRRI | Withheld | Against | ||||||||||||||||||||
4 | PETER J. SMAIL | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 86518 | 0 | 20-Apr-2010 | 20-Apr-2010 |
LORILLARD, INC. | |||||||||||||||||||||||
Security | 544147101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LO | Meeting Date | 20-May-2010 | ||||||||||||||||||||
ISIN | US5441471019 | Agenda | 933231526 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | VIRGIS W. COLBERT | Withheld | Against | ||||||||||||||||||||
2 | RICHARD W. ROEDEL | Withheld | Against | ||||||||||||||||||||
3 | DAVID H. TAYLOR | Withheld | Against | ||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 5000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
MARKWEST ENERGY PARTNERS LP | |||||||||||||||||||||||
Security | 570759100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MWE | Meeting Date | 02-Jun-2010 | ||||||||||||||||||||
ISIN | US5707591005 | Agenda | 933264246 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | FRANK M. SEMPLE | For | For | ||||||||||||||||||||
2 | DONALD D. WOLF | For | For | ||||||||||||||||||||
3 | KEITH E. BAILEY | For | For | ||||||||||||||||||||
4 | MICHAEL L. BEATTY | For | For | ||||||||||||||||||||
5 | CHARLES K. DEMPSTER | For | For | ||||||||||||||||||||
6 | DONALD C. HEPPERMANN | For | For | ||||||||||||||||||||
7 | WILLIAM A. KELLSTROM | For | For | ||||||||||||||||||||
8 | ANNE E. FOX MOUNSEY | For | For | ||||||||||||||||||||
9 | WILLIAM P. NICOLETTI | For | For | ||||||||||||||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 12500 | 0 | 10-May-2010 | 10-May-2010 |
MEDICAL PROPERTIES TRUST, INC. | |||||||||||||||||||||||
Security | 58463J304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MPW | Meeting Date | 20-May-2010 | ||||||||||||||||||||
ISIN | US58463J3041 | Agenda | 933242365 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | EDWARD K. ALDAG, JR. | For | For | ||||||||||||||||||||
2 | VIRGINIA A. CLARKE | For | For | ||||||||||||||||||||
3 | G. STEVEN DAWSON | For | For | ||||||||||||||||||||
4 | R. STEVEN HAMNER | For | For | ||||||||||||||||||||
5 | ROBERT E. HOLMES, PH.D. | For | For | ||||||||||||||||||||
6 | SHERRY A. KELLETT | For | For | ||||||||||||||||||||
7 | WILLIAM G. MCKENZIE | For | For | ||||||||||||||||||||
8 | L. GLENN ORR, JR. | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 35000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
MEDTRONIC, INC. | |||||||||||||||||||||||
Security | 585055106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 27-Aug-2009 | ||||||||||||||||||||
ISIN | US5850551061 | Agenda | 933122602 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | RICHARD H. ANDERSON | Withheld | Against | ||||||||||||||||||||
2 | VICTOR J. DZAU, M.D. | Withheld | Against | ||||||||||||||||||||
3 | WILLIAM A. HAWKINS | Withheld | Against | ||||||||||||||||||||
4 | SHIRLEY A. JACKSON, PHD | Withheld | Against | ||||||||||||||||||||
5 | DENISE M. O'LEARY | Withheld | Against | ||||||||||||||||||||
6 | ROBERT C. POZEN | Withheld | Against | ||||||||||||||||||||
7 | JEAN-PIERRE ROSSO | Withheld | Against | ||||||||||||||||||||
8 | JACK W. SCHULER | Withheld | Against | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. 2005 EMPLOYEES STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM 10,000,000 TO 25,000,000. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. 2008 STOCK AWARD AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM 50,000,000 TO 100,000,000. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 2900 | 0 | 15-Jul-2009 | 15-Jul-2009 |
MERCK & CO., INC. | |||||||||||||||||||||||
Security | 589331107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 07-Aug-2009 | ||||||||||||||||||||
ISIN | US5893311077 | Agenda | 933117980 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO., INC., SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE, INC. (FORMERLY BLUE, INC.) AND SP MERGER SUBSIDIARY TWO, INC. (FORMERLY PURPLE, INC.), AS IT MAY BE AMENDED. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 01-Jul-2009 | 01-Jul-2009 | ||||||||||||||||||
1028784994 | 3S7 | 10000 | 0 | 01-Jul-2009 | 01-Jul-2009 |
MERCK & CO., INC. | |||||||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 25-May-2010 | ||||||||||||||||||||
ISIN | US58933Y1055 | Agenda | 933236920 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: HARRY R. JACOBSON | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: THOMAS E. SHENK | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | |||||||||||||||||||
1P | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||||||||||||||
1Q | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | |||||||||||||||||||
03 | PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. | Management | For | For | |||||||||||||||||||
04 | PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 14-Apr-2010 | 14-Apr-2010 | ||||||||||||||||||
1028784994 | 3S7 | 20000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
MICROSOFT CORPORATION | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 | ||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933150310 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||||||||||||||
02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||||||||||||||
03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||||||||||||||
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||||||||||||||
05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | |||||||||||||||||||
06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | For | For | |||||||||||||||||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||||||||||||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||||||||||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||||||||||||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For | |||||||||||||||||||
11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | |||||||||||||||||||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Shareholder | Against | For | |||||||||||||||||||
14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 25000 | 0 | 22-Oct-2009 | 22-Oct-2009 | ||||||||||||||||||
1028876083 | 3S7 | 9500 | 0 | 22-Oct-2009 | 22-Oct-2009 |
NATIONAL OILWELL VARCO, INC. | |||||||||||||||||||||||
Security | 637071101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NOV | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US6370711011 | Agenda | 933226688 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: BEN A. GUILL | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROGER L. JARVIS | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
NESTLE S.A. | |||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 15-Apr-2010 | ||||||||||||||||||||
ISIN | US6410694060 | Agenda | 933209529 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | APPROVAL OF ANNUAL REPORT, FIN. STATEMENTS OF NESTLE S.A. AND CONSOLIDATED FIN. STATEMENTS OF THE NESTLE GROUP FOR 2009. | Management | For | For | |||||||||||||||||||
1B | ACCEPTANCE OF THE COMPENSATION REPORT 2009 (NON- BINDING ADVISORY VOTE). | Management | For | For | |||||||||||||||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | |||||||||||||||||||
03 | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2009. | Management | For | For | |||||||||||||||||||
4A1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. ANDRE KUDELSKI (FOR A TERM OF THREE YEARS). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4A2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. JEAN- RENE FOURTOU (FOR A TERM OF TWO YEARS). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4A3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. STEVEN G. HOCH (FOR A TERM OF THREE YEARS). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4A4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. PETER BRABECK-LETMATHE (FOR A TERM OF THREE YEARS). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4B1 | ELECTION TO THE BOARD OF DIRECTOR: MRS. TITIA DE LANGE (FOR A TERM OF THREE YEARS). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4B2 | ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN-PIERRE ROTH (FOR A TERM OF THREE YEARS). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4C | RE-ELECTION OF THE STATUTORY AUDITORS KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR). | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES). | Management | For | For | |||||||||||||||||||
06 | OTHER AMENDMENTS IN THE ARTICLES OF ASSOCIATION. | Management | For | For | |||||||||||||||||||
07 | MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- LUDOVIC HARTMAN | Management | Abstain | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 10000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
NEWS CORPORATION | |||||||||||||||||||||||
Security | 65248E203 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NWS | Meeting Date | 16-Oct-2009 | ||||||||||||||||||||
ISIN | US65248E2037 | Agenda | 933133009 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: JOSE MARIA AZNAR | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: NATALIE BANCROFT | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: PETER L. BARNES | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHASE CAREY | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: KENNETH E. COWLEY | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: DAVID F. DEVOE | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: VIET DINH | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: MARK HURD | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ANDREW S.B. KNIGHT | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: JAMES R. MURDOCH | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: K. RUPERT MURDOCH | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: LACHLAN K. MURDOCH | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: THOMAS J. PERKINS | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: ARTHUR M. SISKIND | Management | For | For | |||||||||||||||||||
1P | ELECTION OF DIRECTOR: JOHN L. THORNTON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 11600 | 0 | 27-Aug-2009 | 27-Aug-2009 |
NISOURCE INC. | |||||||||||||||||||||||
Security | 65473P105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NI | Meeting Date | 11-May-2010 | ||||||||||||||||||||
ISIN | US65473P1057 | Agenda | 933219621 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I1 | ELECTION OF DIRECTOR: RICHARD A. ABDOO | Management | For | For | |||||||||||||||||||
I2 | ELECTION OF DIRECTOR: STEVEN C. BEERING | Management | For | For | |||||||||||||||||||
I3 | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Management | For | For | |||||||||||||||||||
I4 | ELECTION OF DIRECTOR: MICHAEL E. JESANIS | Management | For | For | |||||||||||||||||||
I5 | ELECTION OF DIRECTOR: MARTY R. KITTRELL | Management | For | For | |||||||||||||||||||
I6 | ELECTION OF DIRECTOR: W. LEE NUTTER | Management | For | For | |||||||||||||||||||
I7 | ELECTION OF DIRECTOR: DEBORAH S. PARKER | Management | For | For | |||||||||||||||||||
I8 | ELECTION OF DIRECTOR: IAN M. ROLLAND | Management | For | For | |||||||||||||||||||
I9 | ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. | Management | For | For | |||||||||||||||||||
I10 | ELECTION OF DIRECTOR: RICHARD L. THOMPSON | Management | For | For | |||||||||||||||||||
I11 | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Management | For | For | |||||||||||||||||||
II | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | |||||||||||||||||||
III | TO AMEND THE BY-LAWS TO GIVE STOCKHOLDERS THE POWER TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Management | For | For | |||||||||||||||||||
IV | TO APPROVE THE NISOURCE INC. 2010 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
V | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING A THREE-YEAR POST-TERMINATION STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 8600 | 0 | 31-Mar-2010 | 31-Mar-2010 |
NORTHROP GRUMMAN CORPORATION | |||||||||||||||||||||||
Security | 666807102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NOC | Meeting Date | 19-May-2010 | ||||||||||||||||||||
ISIN | US6668071029 | Agenda | 933233227 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS B. FARGO | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: MADELEINE KLEINER | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: KEVIN W. SHARER | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
03 | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER MEETINGS AND CERTAIN OTHER PROVISIONS. | Management | For | For | |||||||||||||||||||
04 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING TO DELETION OF COMPANY SHAREHOLDER APPROVALS FOR CERTAIN TRANSACTIONS. | Management | For | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
ONEOK, INC. | |||||||||||||||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OKE | Meeting Date | 20-May-2010 | ||||||||||||||||||||
ISIN | US6826801036 | Agenda | 933219506 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JULIE H. EDWARDS | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: WILLIAM L. FORD | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN W. GIBSON | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID L. KYLE | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: BERT H. MACKIE | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: JIM W. MOGG | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: PATTYE L. MOORE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: GARY D. PARKER | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: DAVID J. TIPPECONNIC | Management | For | For | |||||||||||||||||||
02 | A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC. FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 2500 | 0 | 31-Mar-2010 | 31-Mar-2010 |
ORACLE CORPORATION | |||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 07-Oct-2009 | ||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933133528 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | ||||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | ||||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | ||||||||||||||||||||
4 | SAFRA A. CATZ | For | For | ||||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | ||||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | ||||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | ||||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | ||||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | ||||||||||||||||||||
10 | DONALD L. LUCAS | For | For | ||||||||||||||||||||
11 | CHARLES E. PHILLIPS, JR | For | For | ||||||||||||||||||||
12 | NAOMI O. SELIGMAN | For | For | ||||||||||||||||||||
02 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN. | Management | For | For | |||||||||||||||||||
03 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010. | Management | For | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | Shareholder | Against | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | Against | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 7000 | 0 | 27-Aug-2009 | 27-Aug-2009 |
PARTNER COMMUNICATIONS COMPANY LTD. | |||||||||||||||||||||||
Security | 70211M109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PTNR | Meeting Date | 24-Sep-2009 | ||||||||||||||||||||
ISIN | US70211M1099 | Agenda | 933135421 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RE-APPOINT KESSELMAN & KESSELMAN, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS IN ISRAEL AND A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED GROUP, AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. | Management | For | For | |||||||||||||||||||
02 | TO NOTE THE AUDITOR'S REMUNERATION FOR THE YEAR ENDED DECEMBER 31, 2008, AS DETERMINED BY THE AUDIT COMMITTEE AND BY THE BOARD OF DIRECTORS AND TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS WITH RESPECT TO THE REMUNERATION PAID TO THE AUDITORS AND ITS AFFILIATES FOR YEAR ENDED DECEMBER 31, 2008. | Management | For | For | |||||||||||||||||||
03 | TO DISCUSS AND APPROVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2008 AND THE REPORT OF THE BOARD OF DIRECTORS FOR SUCH PERIOD. | Management | For | For | |||||||||||||||||||
04 | TO RE-ELECT THE FOLLOWING DIRECTORS TO THE COMPANY'S BOARD OF DIRECTORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: FOK KIN-NING CANNING; CHAN TING YU; CHOW WOO MO FONG SUSAN; GALIL UZIA; GISSIN EREZ; LUI DENNIS POK MAN; SHACHAR PESACH AND SIXT FRANK JOHN, AND TO APPROVE THE COMPENSATION FOR TWO OF THEM, MR. GALIL AND MR. GISSIN. NO CHANGE IS MADE TO THE PROVISIONS OF THE DIRECTORS' INDEMNIFICATION AND INSURANCE POLICIES, WHICH WILL CONTINUE IN FULL FORCE AND EFFECT FOR THE BENEFIT OF EACH DIRECTOR ACCORDING TO THEIR EXISTING TERMS. | Management | For | For | |||||||||||||||||||
05 | I, THE UNDERSIGNED, HEREBY DECLARE THAT EITHER MY HOLDINGS OR MY VOTE REQUIRES THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 (TRANSFER OF MEANS OF CONTROL) OR 23 (PROHIBITION OF CROSS-OWNERSHIP) OF THE COMPANY'S GENERAL LICENSE FOR THE PROVISION OF MOBILE RADIO TELEPHONE SERVICES USING THE CELLULAR METHOD IN ISRAEL DATED APRIL 7, 1998, AS AMENDED (THE "LICENSE"). | Management | For | ||||||||||||||||||||
06 | I, THE UNDERSIGNED, HEREBY DECLARE THAT NEITHER MY HOLDINGS NOR MY VOTE, REQUIRES THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 OR 23 OF THE LICENSE. | Management | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 15000 | 0 | 17-Sep-2009 | 17-Sep-2009 |
PARTNER COMMUNICATIONS COMPANY LTD. | |||||||||||||||||||||||
Security | 70211M109 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | PTNR | Meeting Date | 22-Oct-2009 | ||||||||||||||||||||
ISIN | US70211M1099 | Agenda | 933150168 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE THE APPOINTMENT OF MR. BARRY BEN-ZEEV (WOOLFSON) AS A NEW EXTERNAL DIRECTOR (DAHATZ) AND TO APPROVE HIS REMUNERATION, INDEMNIFICATION AND INSURANCE | Management | |||||||||||||||||||||
1A | INDICATE CONTROLLING INTEREST FOR ITEM 1* *IF AN X IS NOT MARKED IN EITHER BOX, OR IF ANY X IS MARKED IN THE "YES" BOX AND THE SHAREHOLDER DOES NOT PROVIDE DETAIL, THE VOTE SHALL BE DISQUALIFIED. PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO. | Management | |||||||||||||||||||||
02 | TO CONDITIONALLY APPROVE A "RUN-OFF" INSURANCE POLICY FOR DIRECTORS AND OTHER OFFICE HOLDERS OF THE COMPANY | Management | |||||||||||||||||||||
2A | INDICATE PERSONAL INTEREST FOR ITEM 2* *IF AN X IS NOT MARKED IN EITHER BOX, OR IF ANY X IS MARKED IN THE "YES" BOX AND THE SHAREHOLDER DOES NOT PROVIDE DETAIL, THE VOTE SHALL BE DISQUALIFIED. PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO. | Management | |||||||||||||||||||||
03 | TO CONDITIONALLY APPROVE A REGISTRATION RIGHTS AGREEMENT (TO BE ENTERED INTO AT A LATER DATE) BY AND BETWEEN THE COMPANY AND SCAILEX CORPORATION LTD. | Management | |||||||||||||||||||||
3A | INDICATE PERSONAL INTEREST FOR ITEM 3* *IF AN X IS NOT MARKED IN EITHER BOX, OR IF ANY X IS MARKED IN THE "YES" BOX AND THE SHAREHOLDER DOES NOT PROVIDE DETAIL, THE VOTE SHALL BE DISQUALIFIED. PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO. | Management | |||||||||||||||||||||
04 | TO APPROVE THE GRANT OF INDEMNIFICATION LETTERS TO DIRECTORS OF THE COMPANY | Management | |||||||||||||||||||||
4A | INDICATE PERSONAL INTEREST FOR ITEM 4* *IF AN X IS NOT MARKED IN EITHER BOX, OR IF ANY X IS MARKED IN THE "YES" BOX AND THE SHAREHOLDER DOES NOT PROVIDE DETAIL, THE VOTE SHALL BE DISQUALIFIED. PLEASE INDICATE WHETHER OR NOT YOU HAVE A PERSONAL INTEREST, MARK "FOR" = YES OR "AGAINST" = NO. | Management | |||||||||||||||||||||
05 | TO CONDITIONALLY APPROVE A NEW "D&O" INSURANCE POLICY (TO BE ENTERED INTO AT A LATER DATE) | Management | |||||||||||||||||||||
06 | TO AMEND CERTAIN PROVISIONS IN THE COMPANY'S ARTICLES OF ASSOCIATION | Management | |||||||||||||||||||||
07 | I, THE UNDERSIGNED, HEREBY DECLARE THAT EITHER MY HOLDINGS OR MY VOTE REQUIRES THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 (TRANSFER OF MEANS OF CONTROL) OR 23 (PROHIBITION OF CROSS-OWNERSHIP) OF THE COMPANY'S GENERAL LICENSE FOR THE PROVISION OF MOBILE RADIO TELEPHONE SERVICES USING THE CELLULAR METHOD IN ISRAEL DATED APRIL 7, 1998, AS AMENDED (THE "LICENSE"). | Management | |||||||||||||||||||||
08 | I, THE UNDERSIGNED, HEREBY DECLARE THAT NEITHER MY HOLDINGS NOR MY VOTE, REQUIRE THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 OR 23 OF THE LICENSE. | Management | |||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 15000 | 0 | 09-Oct-2009 | 15-Oct-2009 |
PARTNER COMMUNICATIONS COMPANY LTD. | |||||||||||||||||||||||
Security | 70211M109 | Meeting Type | Consent | ||||||||||||||||||||
Ticker Symbol | PTNR | Meeting Date | 28-Apr-2010 | ||||||||||||||||||||
ISIN | US70211M1099 | Agenda | 933233924 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF THE RE-APPOINTMENT OF KESSELMAN & KESSELMAN, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS IN ISRAEL AND A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED GROUP, AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. | Management | For | For | |||||||||||||||||||
02 | DISCUSSION OF THE AUDITOR'S REMUNERATION FOR THE YEAR ENDED DECEMBER 31, 2009, AS DETERMINED BY THE AUDIT COMMITTEE AND BY THE BOARD OF DIRECTORS, AND THE REPORT OF THE BOARD OF DIRECTORS WITH RESPECT TO THE REMUNERATION PAID TO THE AUDITOR AND ITS AFFILIATES FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For | |||||||||||||||||||
03 | DISCUSSION OF THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2009 AND THE REPORT OF THE BOARD OF DIRECTORS FOR SUCH PERIOD. | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF THE RE-ELECTION OF THE FOLLOWING DIRECTORS TO THE COMPANY'S BOARD OF DIRECTORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: ILAN BEN DOV, YARON BLOCH, EREZ GISSIN, YACOV GELBARD, DR. SHLOMO NASS AND YAHEL SHACHAR AND THE APPROVAL OF THE COMPENSATION TERMS OF SEVERAL DIRECTORS AND THE APPROVAL OF THE INSURANCE AND INDEMNIFICATION OF THE DIRECTORS UP FOR RE-ELECTION AT THE AGM AND OF MS. OSNAT RONEN. | Management | For | For | |||||||||||||||||||
05 | APPROVAL AND RATIFICATION OF A GRANT OF INDEMNIFICATION LETTERS TO THE DIRECTORS UP FOR RE-ELECTION (OTHER THAN MR. GISSIN) AND TO MS. RONEN. | Management | |||||||||||||||||||||
5A | IN RESPECT OF TRANSACTION'S APPROVAL PURSUANT SECTION 255 AND 275 PLEASE INDICATE PERSONAL INTEREST (AS DEFINED ABOVE) FOR ITEM 5. | Management | |||||||||||||||||||||
06 | APPROVAL AND RATIFICATION OF THE PERENNIAL AGREEMENT FOR THE PURCHASE OF HANDSETS, ACCESSORIES, SPARE PARTS AND REPAIR SERVICES FROM SCAILEX CORPORATION LTD., THE CONTROLLING PARTY OF THE COMPANY. | Management | |||||||||||||||||||||
6A | IN RESPECT OF TRANSACTION'S APPROVAL PURSUANT SECTION 255 AND 275 PLEASE INDICATE PERSONAL INTEREST (AS DEFINED ABOVE) FOR ITEM 6. | Management | |||||||||||||||||||||
07 | I, THE UNDERSIGNED, HEREBY DECLARE THAT NEITHER MY HOLDINGS NOR MY VOTE REQUIRE THE CONSENT OF THE ISRAELI MINISTER OF COMMUNICATIONS PURSUANT TO SECTION 21 (TRANSFER OF MEANS OF CONTROL) OR 23 (PROHIBITION OF CROSS-OWNERSHIP) OF THE COMPANY'S GENERAL LICENSE FOR THE PROVISION OF MOBILE RADIO TELEPHONE SERVICES USING THE CELLULAR METHOD IN ISRAEL DATED APRIL 7, 1998, AS AMENDED (THE "LICENSE"). | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 20000 | 0 | 20-Apr-2010 | 20-Apr-2010 |
PDL BIOPHARMA, INC. | |||||||||||||||||||||||
Security | 69329Y104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PDLI | Meeting Date | 09-Jun-2010 | ||||||||||||||||||||
ISIN | US69329Y1047 | Agenda | 933254625 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | HAROLD SELICK, PH.D. | Withheld | Against | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 26-Apr-2010 | 26-Apr-2010 |
PEABODY ENERGY CORPORATION | |||||||||||||||||||||||
Security | 704549104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BTU | Meeting Date | 04-May-2010 | ||||||||||||||||||||
ISIN | US7045491047 | Agenda | 933211904 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | GREGORY H. BOYCE | For | For | ||||||||||||||||||||
2 | WILLIAM A. COLEY | For | For | ||||||||||||||||||||
3 | WILLIAM E. JAMES | For | For | ||||||||||||||||||||
4 | ROBERT B. KARN III | For | For | ||||||||||||||||||||
5 | M. FRANCES KEETH | For | For | ||||||||||||||||||||
6 | HENRY E. LENTZ | For | For | ||||||||||||||||||||
7 | ROBERT A. MALONE | For | For | ||||||||||||||||||||
8 | WILLIAM C. RUSNACK | For | For | ||||||||||||||||||||
9 | JOHN F. TURNER | For | For | ||||||||||||||||||||
10 | ALAN H. WASHKOWITZ | For | For | ||||||||||||||||||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
PENN WEST ENERGY TRUST | |||||||||||||||||||||||
Security | 707885109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PWE | Meeting Date | 08-Jun-2010 | ||||||||||||||||||||
ISIN | CA7078851093 | Agenda | 933279033 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF PENN WEST; | Management | For | For | |||||||||||||||||||
02 | THE ELECTION AS DIRECTORS OF PWPL FOR THE ENSUING YEAR OF THE TWELVE (12) NOMINEES PROPOSED BY MANAGEMENT, ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF PENN WEST DATED MAY 4, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 10000 | 0 | 18-May-2010 | 18-May-2010 |
PERFECT WORLD CO LTD | |||||||||||||||||||||||
Security | 71372U104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PWRD | Meeting Date | 14-Nov-2009 | ||||||||||||||||||||
ISIN | US71372U1043 | Agenda | 933161868 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
O1 | AMENDMENT OF SECTION 3.1 (A) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY BY REPLACING IT WITH THE FOLLOWING PARAGRAPH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | ||||||||||||||||||||
O2 | AMENDMENT OF SECTION 5.2 (A) (II) AND (III) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY. | Management | For | ||||||||||||||||||||
O3 | RATIFICATION OF THE APPOINTMENT OF MR. HAN ZHANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O4 | RATIFICATION OF THE APPOINTMENT OF MR. DANIEL DONG YANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | Management | Against | ||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O5 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2008. | Management | For | ||||||||||||||||||||
O6 | APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2009. | Management | For | ||||||||||||||||||||
S7 | AMENDMENT OF ARTICLE 1 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BY ADDING THE FOLLOWING DEFINITION: "DESIGNATED STOCK EXCHANGE" MEANS THE NASDAQ STOCK MARKET. | Management | For | ||||||||||||||||||||
S8 | AMENDMENT OF ARTICLE 111 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | ||||||||||||||||||||
O9 | INCLUSION OF FINANCIAL STATEMENTS OF FISCAL YEAR 2008 IN THE COMPANY'S 2008 ANNUAL REPORT. | Management | For | ||||||||||||||||||||
O10 | TO AUTHORIZE EACH OF DIRECTORS TO TAKE ANY & EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT FOREGOING RESOLUTIONS 1 TO 9. | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 06-Nov-2009 | 06-Nov-2009 |
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||||||||||
Security | 71654V408 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | PBR | Meeting Date | 22-Jun-2010 | ||||||||||||||||||||
ISIN | US71654V4086 | Agenda | 933296635 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE THE MODIFICATION OF THE BYLAWS OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE COMPANY'S WEBSITE. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 13000 | 0 | 15-Jun-2010 | 15-Jun-2010 |
PFIZER INC. | |||||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 22-Apr-2010 | ||||||||||||||||||||
ISIN | US7170811035 | Agenda | 933210243 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT N. BURT | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | |||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 50000 | 0 | 24-Mar-2010 | 24-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PM | Meeting Date | 12-May-2010 | ||||||||||||||||||||
ISIN | US7181721090 | Agenda | 933223240 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
03 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For | |||||||||||||||||||
04 | STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 15000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
PIMCO CORPORATE INCOME FUND | |||||||||||||||||||||||
Security | 72200U100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PCN | Meeting Date | 14-Apr-2010 | ||||||||||||||||||||
ISIN | US72200U1007 | Agenda | 933203919 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
I | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | PAUL BELICA | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 12500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
PIMCO STRATEGIC GLOBAL GOVT FD, INC. | |||||||||||||||||||||||
Security | 72200X104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RCS | Meeting Date | 21-Jul-2010 | ||||||||||||||||||||
ISIN | US72200X1046 | Agenda | 933304925 - Opposition | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JAMES A. JACOBSON* | Withheld | * | ||||||||||||||||||||
2 | WILLIAM B. OGDEN, IV* | Withheld | * | ||||||||||||||||||||
3 | ALAN RAPPAPORT** | Withheld | * | ||||||||||||||||||||
*Management Position Unknown | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 15000 | 0 | 28-Jun-2010 | 28-Jun-2010 |
REAVES UTILITY INCOME FUND | |||||||||||||||||||||||
Security | 756158101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UTG | Meeting Date | 26-Apr-2010 | ||||||||||||||||||||
ISIN | US7561581015 | Agenda | 933204187 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JEREMY O. MAY | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 5000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
RESEARCH IN MOTION LIMITED | |||||||||||||||||||||||
Security | 760975102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RIMM | Meeting Date | 14-Jul-2009 | ||||||||||||||||||||
ISIN | CA7609751028 | Agenda | 933112067 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | MIKE LAZARIDIS | For | For | ||||||||||||||||||||
2 | JAMES ESTILL | For | For | ||||||||||||||||||||
3 | DAVID KERR | For | For | ||||||||||||||||||||
4 | ROGER MARTIN | For | For | ||||||||||||||||||||
5 | JOHN RICHARDSON | For | For | ||||||||||||||||||||
6 | BARBARA STYMIEST | For | For | ||||||||||||||||||||
7 | JOHN WETMORE | For | For | ||||||||||||||||||||
02 | IN RESPECT OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 7000 | 0 | 01-Jul-2009 | 01-Jul-2009 |
SASOL LIMITED | |||||||||||||||||||||||
Security | 803866300 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SSL | Meeting Date | 27-Nov-2009 | ||||||||||||||||||||
ISIN | US8038663006 | Agenda | 933160842 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE AND CONSIDER THE ANNUAL FINANCIAL STATEMENTS OF THE COMPANY AND OF THE GROUP FOR THE YEAR ENDED 30 JUNE 2009, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | For | ||||||||||||||||||||
2A | TO RE-ELECT DIRECTOR, RETIRING, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: BP CONNELLAN | Management | For | ||||||||||||||||||||
2B | TO RE-ELECT DIRECTOR, RETIRING, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: HG DIJKGRAAF | Management | For | ||||||||||||||||||||
2C | TO RE-ELECT DIRECTOR, RETIRING, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: VN FAKUDE | Management | For | ||||||||||||||||||||
2D | TO RE-ELECT DIRECTOR, RETIRING, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: IN MKHIZE | Management | For | ||||||||||||||||||||
2E | TO RE-ELECT DIRECTOR, RETIRING, IN TERMS OF ARTICLE 75(D) AND 75(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION: TA WIXLEY | Management | For | ||||||||||||||||||||
3A | TO RE-ELECT DIRECTOR, RETIRING IN TERMS OF ARTICLE 75(H) OF THE COMPANY'S ARTICLES OF ASSOCIATION: C BEGGS | Management | For | ||||||||||||||||||||
3B | TO RE-ELECT DIRECTOR, RETIRING IN TERMS OF ARTICLE 75(H) OF THE COMPANY'S ARTICLES OF ASSOCIATION: MJN NJEKE | Management | For | ||||||||||||||||||||
04 | TO RE-APPOINT THE AUDITORS, KPMG INC. | Management | For | ||||||||||||||||||||
S1 | TO AUTHORISE DIRECTORS TO APPROVE A GENERAL REPURCHASE OF THE COMPANY'S ORDINARY SHARES | Management | For | ||||||||||||||||||||
O1 | TO APPROVE THE REVISED ANNUAL EMOLUMENTS PAYABLE BY THE COMPANY OR ITS SUBSIDIARIES TO NON- EXECUTIVE DIRECTORS OF THE COMPANY | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 50 | 0 | 06-Nov-2009 | 06-Nov-2009 |
SIEMENS AG | |||||||||||||||||||||||
Security | 826197501 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SI | Meeting Date | 26-Jan-2010 | ||||||||||||||||||||
ISIN | US8261975010 | Agenda | 933180870 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
03 | ALLOCATION OF NET INCOME | Management | For | For | |||||||||||||||||||
4A | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: PETER LOSCHER | Management | For | For | |||||||||||||||||||
4B | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: WOLFGANG DEHEN | Management | For | For | |||||||||||||||||||
4C | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: HEINRICH HIESINGER | Management | For | For | |||||||||||||||||||
4D | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: JOE KAESER | Management | For | For | |||||||||||||||||||
4E | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: BARBARA KUX (AS OF NOVEMBER 17, 2008) | Management | For | For | |||||||||||||||||||
4F | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: JIM REID-ANDERSON (UNTIL NOVEMBER 30, 2008) | Management | For | For | |||||||||||||||||||
4G | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: HERMANN REQUARDT | Management | For | For | |||||||||||||||||||
4H | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: SIEGFRIED RUSSWURM | Management | For | For | |||||||||||||||||||
4I | RATIFICATION OF THE ACTS OF THE MANAGING BOARD: PETER Y. SOLMSSEN | Management | For | For | |||||||||||||||||||
5A | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | Management | For | For | |||||||||||||||||||
5B | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERTHOLD HUBER | Management | For | For | |||||||||||||||||||
5C | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN (UNTIL JANUARY 27, 2009) | Management | For | For | |||||||||||||||||||
5D | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | Management | For | For | |||||||||||||||||||
5E | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | Management | For | For | |||||||||||||||||||
5F | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA | Management | For | For | |||||||||||||||||||
5G | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN | Management | For | For | |||||||||||||||||||
5H | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN | Management | For | For | |||||||||||||||||||
5I | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL | Management | For | For | |||||||||||||||||||
5J | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS | Management | For | For | |||||||||||||||||||
5K | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | Management | For | For | |||||||||||||||||||
5L | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS-JURGEN HARTUNG (AS OF JANUARY 27, 2009) | Management | For | For | |||||||||||||||||||
5M | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK (UNTIL MARCH 31, 2009) | Management | For | For | |||||||||||||||||||
5N | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN | Management | For | For | |||||||||||||||||||
5O | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER | Management | For | For | |||||||||||||||||||
5P | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS | Management | For | For | |||||||||||||||||||
5Q | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON | Management | For | For | |||||||||||||||||||
5R | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | Management | For | For | |||||||||||||||||||
5S | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG | Management | For | For | |||||||||||||||||||
5T | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN | Management | For | For | |||||||||||||||||||
5U | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | Management | For | For | |||||||||||||||||||
5V | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: SIBYLLE WANKEL (AS OF APRIL 1, 2009) | Management | For | For | |||||||||||||||||||
06 | APPROVAL OF THE COMPENSATION SYSTEM FOR MANAGING BOARD MEMBERS | Management | For | For | |||||||||||||||||||
07 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
08 | REPURCHASE AND USE OF SIEMENS SHARES | Management | For | For | |||||||||||||||||||
09 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE REPURCHASE OF SIEMENS SHARES | Management | For | For | |||||||||||||||||||
10 | ISSUE OF CONVERTIBLE BONDS/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2010 | Management | For | For | |||||||||||||||||||
11 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION REGARDING THE PROVISIONS OF A NEW ACT AND THE VOTING PROCESS AT THE ANNUAL SHAREHOLDERS' MEETING | Management | For | For | |||||||||||||||||||
12A | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: KARL-HERMANN BAUMANN | Management | For | For | |||||||||||||||||||
12B | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: JOHANNES FELDMAYER | Management | For | For | |||||||||||||||||||
12C | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: KLAUS KLEINFELD | Management | For | For | |||||||||||||||||||
12D | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: EDWARD G. KRUBASIK | Management | For | For | |||||||||||||||||||
12E | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: RUDI LAMPRECHT | Management | For | For | |||||||||||||||||||
12F | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: HEINRICH V. PIERER | Management | For | For | |||||||||||||||||||
12G | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: JURGEN RADOMSKI | Management | For | For | |||||||||||||||||||
12H | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: URIEL SHAREF | Management | For | For | |||||||||||||||||||
12I | APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER BOARD MEMBERS: KLAUS WUCHERER | Management | For | For | |||||||||||||||||||
13 | APPROVAL OF A SETTLEMENT AGREEMENT WITH D&O INSURANCE CARRIERS | Management | For | For | |||||||||||||||||||
14 | NEW RULES GOVERNING SUPERVISORY BOARD COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
15 | AMENDMENT TO NO. 2 OF THE ARTICLES OF ASSOCIATION OF SIEMENS AG | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 200 | 0 | 06-Jan-2010 | 06-Jan-2010 |
SK TELECOM CO., LTD. | |||||||||||||||||||||||
Security | 78440P108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SKM | Meeting Date | 12-Mar-2010 | ||||||||||||||||||||
ISIN | US78440P1084 | Agenda | 933194425 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | APPROVAL OF FINANCIAL STATEMENTS FOR THE 26TH FISCAL YEAR (FROM JANUARY 1, 2009 TO DECEMBER 31, 2009), AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | For | |||||||||||||||||||
02 | AMENDMENT TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS * PROPOSED CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS IS KRW 12 BILLION. | Management | For | For | |||||||||||||||||||
4A | ELECTION OF MR. CHO, KI HAENG AS DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4B | ELECTION OF MR. SHIM, DAL SUP AS INDEPENDENT NON- EXECUTIVE DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
4C | ELECTION OF MEMBERS OF THE AUDIT COMMITTEE. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 37500 | 0 | 01-Mar-2010 | 01-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 500 | 0 | 01-Mar-2010 | 01-Mar-2010 |
SPDR ETF | |||||||||||||||||||||||
Security | 78464A490 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WIP | Meeting Date | 16-Aug-2010 | ||||||||||||||||||||
ISIN | US78464A4904 | Agenda | 933184234 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | FRANK NESVET* | For | For | ||||||||||||||||||||
2 | DAVID M. KELLY* | For | For | ||||||||||||||||||||
3 | BONNY EUGENIA BOATMAN* | For | For | ||||||||||||||||||||
4 | DWIGHT D. CHURCHILL* | For | For | ||||||||||||||||||||
5 | CARL G. VERBONCOEUR* | For | For | ||||||||||||||||||||
6 | JAMES E. ROSS** | For | For | ||||||||||||||||||||
03 | TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE FOR ALL SPDR FUNDS. | Management | For | For | |||||||||||||||||||
4A | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: PURCHASING AND SELLING REAL ESTATE. | Management | For | For | |||||||||||||||||||
4B | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: ISSUING SENIOR SECURITIES AND BORROWING MONEY. | Management | For | For | |||||||||||||||||||
4C | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: MAKING LOANS. | Management | For | For | |||||||||||||||||||
4D | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: PURCHASING AND SELLING COMMODITIES. | Management | For | For | |||||||||||||||||||
4E | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: CONCENTRATING INVESTMENTS IN A PARTICULAR INDUSTRY ORGROUP OF INDUSTRIES. | Management | For | For | |||||||||||||||||||
4F | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: UNDERWRITING ACTIVITIES. | Management | For | For | |||||||||||||||||||
4G | UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL POLICIESREGARDING: ELIMINATING OUTDATED FUNDAMENTAL INVESTMENT POLICIESNOT REQUIRED BY LAW. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 25000 | 0 | 16-Feb-2010 | 16-Feb-2010 |
SUN MICROSYSTEMS, INC. | |||||||||||||||||||||||
Security | 866810203 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JAVA | Meeting Date | 17-Dec-2009 | ||||||||||||||||||||
ISIN | US8668102036 | Agenda | 933158138 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: SCOTT G. MCNEALY | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN M. BENNETT | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JAMES H. GREENE, JR. | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: RAHUL N. MERCHANT | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: PATRICIA E. MITCHELL | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: M. KENNETH OSHMAN | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: P. ANTHONY RIDDER | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SUN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 100000 | 0 | 02-Nov-2009 | 02-Nov-2009 |
TELECOM CORPORATION OF NEW ZEALAND LTD. | |||||||||||||||||||||||
Security | 879278208 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NZT | Meeting Date | 01-Oct-2009 | ||||||||||||||||||||
ISIN | US8792782083 | Agenda | 933141599 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. | Management | For | For | |||||||||||||||||||
02 | TO RE-ELECT MR WAYNE BOYD AS A DIRECTOR. | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
03 | TO RE-ELECT MR RON SPITHILL AS A DIRECTOR. | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
04 | TO ELECT DR SACHIO SEMMOTO AS A DIRECTOR. | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
05 | TO ELECT DR TIM ROOKE AS A DIRECTOR. | Management | Abstain | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 5688 | 0 | 15-Sep-2009 | 15-Sep-2009 |
TELEFONICA, S.A. | |||||||||||||||||||||||
Security | 879382208 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TEF | Meeting Date | 02-Jun-2010 | ||||||||||||||||||||
ISIN | US8793822086 | Agenda | 933281191 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE MANAGEMENT REPORT OF TELEFONICA, S.A AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2009. | Management | For | For | |||||||||||||||||||
02 | COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF A DIVIDEND TO BE CHARGED TO UNRESTRICTED RESERVES. | Management | For | For | |||||||||||||||||||
03 | AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES, DIRECTLY OR THROUGH COMPANIES OF THE GROUP. | Management | For | For | |||||||||||||||||||
04 | DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME SECURITIES, BE THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE, GRANTING THE BOARD, IN THE LAST CASE, THE POWER TO EXCLUDE PRE- EMPTIVE RIGHTS OF SHAREHOLDERS, AS WELL AS POWER TO ISSUE PREFERRED SHARES AND THE POWER TO GUARANTEE ISSUANCES BY THE COMPANIES OF THE GROUP. | Management | For | For | |||||||||||||||||||
05 | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2010. | Management | For | For | |||||||||||||||||||
06 | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 4000 | 0 | 18-May-2010 | 18-May-2010 |
TEMPLETON DRAGON FUND, INC. | |||||||||||||||||||||||
Security | 88018T101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TDF | Meeting Date | 21-May-2010 | ||||||||||||||||||||
ISIN | US88018T1016 | Agenda | 933233241 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | EDITH E. HOLIDAY | Withheld | Against | ||||||||||||||||||||
2 | LARRY D. THOMPSON | Withheld | Against | ||||||||||||||||||||
3 | CHARLES B. JOHNSON | Withheld | Against | ||||||||||||||||||||
4 | GREGORY E. JOHNSON | Withheld | Against | ||||||||||||||||||||
5 | J. MICHAEL LUTTIG | Withheld | Against | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE FUND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028786929 | 3S7 | 6000 | 0 | 14-Apr-2010 | 14-Apr-2010 |
TEMPLETON EMERGING MKTS INCOME FUND | |||||||||||||||||||||||
Security | 880192109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TEI | Meeting Date | 26-Feb-2010 | ||||||||||||||||||||
ISIN | US8801921094 | Agenda | 933179346 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | FRANK J. CROTHERS | Withheld | Against | ||||||||||||||||||||
2 | FRANK A. OLSON | Withheld | Against | ||||||||||||||||||||
3 | CHARLES B. JOHNSON | Withheld | Against | ||||||||||||||||||||
4 | GREGORY E. JOHNSON | Withheld | Against | ||||||||||||||||||||
5 | J. MICHAEL LUTTIG | Withheld | Against | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 25000 | 0 | 06-Jan-2010 | 06-Jan-2010 |
TEMPLETON GLOBAL INCOME FUND | |||||||||||||||||||||||
Security | 880198106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GIM | Meeting Date | 26-Feb-2010 | ||||||||||||||||||||
ISIN | US8801981064 | Agenda | 933179334 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | FRANK J. CROTHERS | Withheld | Against | ||||||||||||||||||||
2 | LARRY D. THOMPSON | Withheld | Against | ||||||||||||||||||||
3 | CHARLES B. JOHNSON | Withheld | Against | ||||||||||||||||||||
4 | GREGORY E. JOHNSON | Withheld | Against | ||||||||||||||||||||
5 | J. MICHAEL LUTTIG | Withheld | Against | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING AUGUST 31, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 50000 | 0 | 06-Jan-2010 | 06-Jan-2010 |
TEPPCO PARTNERS, L.P. | |||||||||||||||||||||||
Security | 872384102 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TPP | Meeting Date | 23-Oct-2009 | ||||||||||||||||||||
ISIN | US8723841024 | Agenda | 933144735 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 28, 2009 BY AND AMONG ENTERPRISE PRODUCTS PARTNERS L.P., ENTERPRISE PRODUCTS GP, LLC, ENTERPRISE SUB B LLC, TEPPCO PARTNERS, L.P. AND TEXAS EASTERN PRODUCTS PIPELINE COMPANY, LLC, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), AND THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT ("MERGER"). | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 6100 | 0 | 15-Sep-2009 | 15-Sep-2009 |
THE HERSHEY COMPANY | |||||||||||||||||||||||
Security | 427866108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HSY | Meeting Date | 04-May-2010 | ||||||||||||||||||||
ISIN | US4278661081 | Agenda | 933203337 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | P.M. ARWAY | For | For | ||||||||||||||||||||
2 | R.F. CAVANAUGH | For | For | ||||||||||||||||||||
3 | C.A. DAVIS | For | For | ||||||||||||||||||||
4 | J.E. NEVELS | For | For | ||||||||||||||||||||
5 | T.J. RIDGE | For | For | ||||||||||||||||||||
6 | D.L. SHEDLARZ | For | For | ||||||||||||||||||||
7 | D.J. WEST | For | For | ||||||||||||||||||||
8 | L.S. ZIMMERMAN | For | For | ||||||||||||||||||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 2500 | 0 | 24-Mar-2010 | 24-Mar-2010 |
THE PROCTER & GAMBLE COMPANY | |||||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 13-Oct-2009 | ||||||||||||||||||||
ISIN | US7427181091 | Agenda | 933134241 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||||||||||||||||
02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | AMEND THE COMPANY'S CODE OF REGULATIONS | Management | For | For | |||||||||||||||||||
04 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||||||||||||||
05 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
06 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 6000 | 0 | 27-Aug-2009 | 27-Aug-2009 |
THE SOUTHERN COMPANY | |||||||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SO | Meeting Date | 26-May-2010 | ||||||||||||||||||||
ISIN | US8425871071 | Agenda | 933245905 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | J.P. BARANCO | For | For | ||||||||||||||||||||
2 | J.A. BOSCIA | For | For | ||||||||||||||||||||
3 | H.A. CLARK III | For | For | ||||||||||||||||||||
4 | H.W. HABERMEYER, JR. | For | For | ||||||||||||||||||||
5 | V.M. HAGEN | For | For | ||||||||||||||||||||
6 | W.A. HOOD, JR. | For | For | ||||||||||||||||||||
7 | D.M. JAMES | For | For | ||||||||||||||||||||
8 | J.N. PURCELL | For | For | ||||||||||||||||||||
9 | D.M. RATCLIFFE | For | For | ||||||||||||||||||||
10 | W.G. SMITH, JR. | For | For | ||||||||||||||||||||
11 | L.D. THOMPSON | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For | |||||||||||||||||||
03 | AMENDMENT OF COMPANY'S BY-LAWS REGARDING MAJORITY VOTING AND CUMULATIVE VOTING | Management | For | For | |||||||||||||||||||
04 | AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION REGARDING CUMULATIVE VOTING | Management | For | For | |||||||||||||||||||
05 | AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL ON CLIMATE CHANGE ENVIRONMENTAL REPORT | Shareholder | Against | For | |||||||||||||||||||
07 | STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 9500 | 0 | 20-Apr-2010 | 20-Apr-2010 |
THE TRAVELERS COMPANIES, INC. | |||||||||||||||||||||||
Security | 89417E109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TRV | Meeting Date | 04-May-2010 | ||||||||||||||||||||
ISIN | US89417E1091 | Agenda | 933205115 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | For | |||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 1000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
TOTAL S.A. | |||||||||||||||||||||||
Security | 89151E109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TOT | Meeting Date | 21-May-2010 | ||||||||||||||||||||
ISIN | US89151E1091 | Agenda | 933256489 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
O1 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS DATED DECEMBER 31, 2009. | Management | For | For | |||||||||||||||||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS DATED DECEMBER 31, 2009. | Management | For | For | |||||||||||||||||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND. | Management | For | For | |||||||||||||||||||
O4 | AGREEMENTS COVERED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE. | Management | For | For | |||||||||||||||||||
O5 | COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE, CONCERNING MR. CHRISTOPHE DE MARGERIE. | Management | For | For | |||||||||||||||||||
O6 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY. | Management | For | For | |||||||||||||||||||
O7 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O8 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O9 | APPOINTMENT OF MR. GUNNAR BROCK AS A DIRECTOR. | Management | Against | Against | |||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
O13 | RENEWAL OF THE APPOINTMENT OF ERNST AND YOUNG AUDIT AS STATUTORY AUDITORS. | Management | For | For | |||||||||||||||||||
O14 | RENEWAL OF THE APPOINTMENT OF KPMG AUDIT (A DIVISION OF KPMG S.A.) AS STATUTORY AUDITORS. | Management | For | For | |||||||||||||||||||
O15 | APPOINTMENT OF AUDITEX AS ALTERNATE AUDITORS. | Management | For | For | |||||||||||||||||||
O16 | APPOINTMENT OF KPMG AUDIT IS AS ALTERNATE AUDITOR. | Management | For | For | |||||||||||||||||||
E17 | SHARE CAPITAL INCREASES WITH PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | |||||||||||||||||||
E18 | SHARE CAPITAL INCREASES BY PUBLIC OFFERING WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | |||||||||||||||||||
E19 | SHARE CAPITAL INCREASES IN EXCHANGE FOR EQUITY SECURITIES CONTRIBUTED TO THE COMPANY. | Management | For | For | |||||||||||||||||||
E20 | SHARE CAPITAL INCREASES BY THE ISSUANCE OF COMMON SHARES RESERVED TO EMPLOYEES. | Management | For | For | |||||||||||||||||||
E21 | ALLOCATION OF STOCK OPTIONS. | Management | For | For | |||||||||||||||||||
A | AMENDMENT OF THE ARTICLES OF ASSOCIATION CONCERNING THE PUBLICATION OF THE INTERNAL CHARTERS FOR COLLECTIVE INVESTMENT FUNDS WHOSE ASSETS ARE MORE THAN 0.5% OF THE CAPITAL OF THE COMPANY. | Shareholder | Against | For | |||||||||||||||||||
Z | PLEASE BE ADVISED YOU MAY VOTE ONLY ON ONE OF THE FOLLOWING: FOR PROPOSAL 10 VOTE "FOR" APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS MR: CLAUDE CLEMENTE FOR PROPOSAL 11 VOTE "AGAINST" APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS MR: PHILIPPE MARCHANDISE FOR PROPOSAL 12 VOTE "ABSTAIN" APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS MR. MOHAMMED ZAKI | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 10000 | 0 | 26-Apr-2010 | 26-Apr-2010 |
TYCO ELECTRONICS LTD | |||||||||||||||||||||||
Security | H8912P106 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 08-Oct-2009 | ||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 933138504 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE MADE IN TWO INSTALLMENTS ON OR BEFORE MARCH 26, 2010 (THE END OF THE SECOND FISCAL QUARTER OF 2010). | Management | For | For | |||||||||||||||||||
02 | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 18000 | 0 | 15-Sep-2009 | 15-Sep-2009 |
TYCO ELECTRONICS LTD | |||||||||||||||||||||||
Security | H8912P106 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 08-Oct-2009 | ||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 933148391 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE MADE IN TWO INSTALLMENTS ON OR BEFORE MARCH 26, 2010 (THE END OF THE SECOND FISCAL QUARTER OF 2010). | Management | For | For | |||||||||||||||||||
02 | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 18000 | 0 | 29-Sep-2009 | 29-Sep-2009 |
VAN KAMPEN SENIOR INCOME TRUST | |||||||||||||||||||||||
Security | 920961109 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | VVR | Meeting Date | 16-Apr-2010 | ||||||||||||||||||||
ISIN | US9209611097 | Agenda | 933197697 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT WITH INVESCO ADVISERS, INC. | Management | For | For | |||||||||||||||||||
1B | TO APPROVE A MASTER SUBADVISORY AGREEMENT BETWEEN INVESCO ADVISERS, INC. AND ITS AFFILIATES. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 150000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
VAN KAMPEN SENIOR INCOME TRUST | |||||||||||||||||||||||
Security | 920961109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Aug-2010 | |||||||||||||||||||||
ISIN | Agenda | 933305078 - Management | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | R. CRAIG KENNEDY | Withheld | Against | ||||||||||||||||||||
2 | JACK E. NELSON | Withheld | Against | ||||||||||||||||||||
3 | COLIN D. MEADOWS | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 150000 | 0 | 28-Jun-2010 | 28-Jun-2010 |
VARIAN MEDICAL SYSTEMS, INC. | |||||||||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VAR | Meeting Date | 11-Feb-2010 | ||||||||||||||||||||
ISIN | US92220P1057 | Agenda | 933178534 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | JOHN SEELY BROWN | Withheld | Against | ||||||||||||||||||||
2 | R. ANDREW ECKERT | Withheld | Against | ||||||||||||||||||||
3 | MARK R. LARET | Withheld | Against | ||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. SECOND AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS THEREUNDER. | Management | For | For | |||||||||||||||||||
03 | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 5500 | 0 | 06-Jan-2010 | 06-Jan-2010 |
VENTAS, INC. | |||||||||||||||||||||||
Security | 92276F100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VTR | Meeting Date | 30-Apr-2010 | ||||||||||||||||||||
ISIN | US92276F1003 | Agenda | 933203301 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | DEBRA A. CAFARO | For | For | ||||||||||||||||||||
2 | DOUGLAS CROCKER II | For | For | ||||||||||||||||||||
3 | RONALD G. GEARY | For | For | ||||||||||||||||||||
4 | JAY M. GELLERT | For | For | ||||||||||||||||||||
5 | ROBERT D. REED | For | For | ||||||||||||||||||||
6 | SHELI Z. ROSENBERG | For | For | ||||||||||||||||||||
7 | JAMES D. SHELTON | For | For | ||||||||||||||||||||
8 | THOMAS C. THEOBALD | For | For | ||||||||||||||||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSAL 3 | Management | For | For | |||||||||||||||||||
03 | ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 1000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
VERIZON COMMUNICATIONS INC. | |||||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 06-May-2010 | ||||||||||||||||||||
ISIN | US92343V1044 | Agenda | 933212451 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: JOHN R. STAFFORD | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
04 | PROHIBIT GRANTING STOCK OPTIONS | Shareholder | Against | For | |||||||||||||||||||
05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For | |||||||||||||||||||
06 | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Shareholder | Against | For | |||||||||||||||||||
07 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | |||||||||||||||||||
08 | ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | Shareholder | Against | For | |||||||||||||||||||
09 | SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | Shareholder | Against | For | |||||||||||||||||||
10 | EXECUTIVE STOCK RETENTION REQUIREMENTS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028784994 | 3S7 | 20000 | 0 | 24-Mar-2010 | 24-Mar-2010 | ||||||||||||||||||
1028876083 | 3S7 | 3000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
VODAFONE GROUP PLC | |||||||||||||||||||||||
Security | 92857W209 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VOD | Meeting Date | 27-Jul-2010 | ||||||||||||||||||||
ISIN | US92857W2098 | Agenda | 933299681 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2010 | Management | For | For | |||||||||||||||||||
02 | TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | |||||||||||||||||||
03 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | |||||||||||||||||||
04 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | |||||||||||||||||||
05 | TO RE-ELECT MICHEL COMBES AS A DIRECTOR | Management | For | For | |||||||||||||||||||
06 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | |||||||||||||||||||
07 | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | |||||||||||||||||||
08 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) | Management | For | For | |||||||||||||||||||
09 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||||||||||||||
10 | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) | Management | For | For | |||||||||||||||||||
11 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) | Management | For | For | |||||||||||||||||||
12 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE, MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||||||||||||||
13 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||||||||||||||
14 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||||||||||||||
15 | TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY SHARE | Management | For | For | |||||||||||||||||||
16 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | |||||||||||||||||||
17 | TO RE-APPOINT DELOITTE LLP AS AUDITORS | Management | For | For | |||||||||||||||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||||||||||||||
19 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||||||||||||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE- EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
S21 | TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
S22 | TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | Management | For | For | |||||||||||||||||||
24 | TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE SHARE INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 40000 | 0 | 15-Jun-2010 | 15-Jun-2010 |
W. R. BERKLEY CORPORATION | |||||||||||||||||||||||
Security | 084423102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WRB | Meeting Date | 18-May-2010 | ||||||||||||||||||||
ISIN | US0844231029 | Agenda | 933230738 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | W. ROBERT BERKLEY, JR. | Withheld | Against | ||||||||||||||||||||
2 | RONALD E. BLAYLOCK | Withheld | Against | ||||||||||||||||||||
3 | MARK E. BROCKBANK | Withheld | Against | ||||||||||||||||||||
4 | MARY C. FARRELL | Withheld | Against | ||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR W. R. BERKLEY CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 1000 | 0 | 07-Apr-2010 | 07-Apr-2010 |
WAL-MART STORES, INC. | |||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 04-Jun-2010 | ||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933249939 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |||||||||||||||||||
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | |||||||||||||||||||
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | Management | For | For | |||||||||||||||||||
05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For | |||||||||||||||||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||||||||
07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For | |||||||||||||||||||
08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
09 | POULTRY SLAUGHTER | Shareholder | Against | For | |||||||||||||||||||
10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 15000 | 0 | 20-Apr-2010 | 20-Apr-2010 |
WALTER ENERGY, INC. | |||||||||||||||||||||||
Security | 93317Q105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WLT | Meeting Date | 21-Apr-2010 | ||||||||||||||||||||
ISIN | US93317Q1058 | Agenda | 933218643 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | HOWARD L. CLARK, JR. | For | For | ||||||||||||||||||||
2 | JERRY W. KOLB | For | For | ||||||||||||||||||||
3 | PATRICK A. KRIEGSHAUSER | For | For | ||||||||||||||||||||
4 | JOSEPH B. LEONARD | For | For | ||||||||||||||||||||
5 | BERNARD G. RETHORE | For | For | ||||||||||||||||||||
6 | GEORGE R. RICHMOND | For | For | ||||||||||||||||||||
7 | MICHAEL T. TOKARZ | For | For | ||||||||||||||||||||
8 | A.J. WAGNER | For | For | ||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 5000 | 0 | 31-Mar-2010 | 31-Mar-2010 |
WESTERN ASSET/CLAYMORE LINKED OPP & INC | |||||||||||||||||||||||
Security | 95766R104 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WIW | Meeting Date | 27-Apr-2010 | ||||||||||||||||||||
ISIN | US95766R1041 | Agenda | 933175956 - Opposition | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE FUND AND CLAYMORE ADVISORS, LLC. | Management | For | * | |||||||||||||||||||
2A | TO APPROVE A NEW INVESTMENT MANAGEMENT BETWEEN CLAYMORE ADVISORS, LLC AND WESTERN ASSET MANAGEMENT COMPANY. | Management | For | * | |||||||||||||||||||
2B | TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT AMONG CLAYMORE ADVISORS, LLC, WESTERN ASSET MANAGEMENT COMPANY AND WESTERN ASSET MANAGEMENT COMPANY PTE. LTD. (SINGAPORE). | Management | For | * | |||||||||||||||||||
2C | TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT AMONG CLAYMORE ADVISORS, LLC, WESTERN ASSET MANAGEMENT COMPANY AND WESTERN ASSET MANAGEMENT COMPANY LIMITED (LONDON). | Management | For | * | |||||||||||||||||||
2D | TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT AMONG CLAYMORE ADVISORS, LLC, WESTERN ASSET MANAGEMENT COMPANY AND WESTERN ASSET MANAGEMENT COMPANY LTD. (JAPAN). | Management | For | * | |||||||||||||||||||
*Management Position Unknown | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 25000 | 0 | 18-Dec-2009 | 18-Dec-2009 |
WESTERN ASSET/CLAYMORE LINKED OPP & INC | |||||||||||||||||||||||
Security | 95766R104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WIW | Meeting Date | 25-May-2010 | ||||||||||||||||||||
ISIN | US95766R1041 | Agenda | 933248406 - Opposition | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | RONALD E. TOUPIN, JR. | Withheld | * | ||||||||||||||||||||
2 | R. JAY GERKEN | Withheld | * | ||||||||||||||||||||
*Management Position Unknown | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 40000 | 0 | 20-Apr-2010 | 20-Apr-2010 |
WESTERN ASSET/CLAYMORE LINKED SEC & INC | |||||||||||||||||||||||
Security | 95766Q106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WIA | Meeting Date | 25-May-2010 | ||||||||||||||||||||
ISIN | US95766Q1067 | Agenda | 933253685 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
Vote Is Contrary To Policy | |||||||||||||||||||||||
Comments-BMC Fund, Inc. (the “Fund”) believes that it is in the best interests of the Fund and its shareholders for portfolio companies to be able to elect a full slate of directors at each annual meeting. | |||||||||||||||||||||||
1 | MICHAEL LARSON | Withheld | Against | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028791192 | 3S7 | 15000 | 0 | 26-Apr-2010 | 26-Apr-2010 |
WESTERN DIGITAL CORPORATION | |||||||||||||||||||||||
Security | 958102105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WDC | Meeting Date | 11-Nov-2009 | ||||||||||||||||||||
ISIN | US9581021055 | Agenda | 933148137 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: PETER D. BEHRENDT | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN F. COYNE | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: HENRY T. DENERO | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: MICHAEL D. LAMBERT | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: ROGER H. MOORE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: THOMAS E. PARDUN | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: ARIF SHAKEEL | Management | For | For | |||||||||||||||||||
02 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2004 PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
03 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR ENDING JULY 2, 2010. | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028876083 | 3S7 | 6000 | 0 | 22-Oct-2009 | 22-Oct-2009 |
WINDSTREAM CORPORATION | |||||||||||||||||||||||
Security | 97381W104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WIN | Meeting Date | 05-May-2010 | ||||||||||||||||||||
ISIN | US97381W1045 | Agenda | 933211043 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: CAROL B. ARMITAGE | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: SAMUEL E. BEALL, III | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: FRANCIS X. FRANTZ | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JEFFERY R. GARDNER | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JEFFREY T. HINSON | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: JUDY K. JONES | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY | Management | For | For | |||||||||||||||||||
02 | TO ADOPT AND APPROVE THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
03 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) RESOLUTION CONCERNING THE COMPANY'S EXECUTIVE COMPENSATION POLICIES | Management | For | For | |||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010 | Management | For | For | |||||||||||||||||||
05 | HOLDING EQUITY UNTIL RETIREMENT | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028789517 | 3S7 | 10000 | 0 | 08-Apr-2010 | 08-Apr-2010 |
WYETH | |||||||||||||||||||||||
Security | 983024100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYE | Meeting Date | 20-Jul-2009 | ||||||||||||||||||||
ISIN | US9830241009 | Agenda | 933114869 - Management | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 25, 2009, AMONG PFIZER INC., WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE AMENDED FROM TIME TO TIME | Management | For | For | |||||||||||||||||||
02 | VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||||||||||||||
3A | ELECTION OF DIRECTOR: ROBERT M. AMEN | Management | For | For | |||||||||||||||||||
3B | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | |||||||||||||||||||
3C | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||||||||||||||
3D | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For | |||||||||||||||||||
3E | ELECTION OF DIRECTOR: ROBERT LANGER | Management | For | For | |||||||||||||||||||
3F | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For | |||||||||||||||||||
3G | ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE | Management | For | For | |||||||||||||||||||
3H | ELECTION OF DIRECTOR: MARY LAKE POLAN | Management | For | For | |||||||||||||||||||
3I | ELECTION OF DIRECTOR: BERNARD POUSSOT | Management | For | For | |||||||||||||||||||
3J | ELECTION OF DIRECTOR: GARY L. ROGERS | Management | For | For | |||||||||||||||||||
3K | ELECTION OF DIRECTOR: JOHN R. TORELL III | Management | For | For | |||||||||||||||||||
04 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Management | For | For | |||||||||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS | Shareholder | Against | For | |||||||||||||||||||
06 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
1028783405 | 3S7 | 20000 | 0 | 01-Jul-2009 | 01-Jul-2009 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
By: /s/ Paul H. Broyhill
Paul H. Broyhill, Chief Executive Officer
Date: August 6, 2010