UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund, Inc.
(Exact name of registrant as specified in charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of principal executive offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2006 - June 30, 2007
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and address of agent for service)
ITEM 1 – Proxy Voting Record
Fund Name : American Mutual Fund, Inc.
Reporting Period: 07/01/2006 - 06/30/2007 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP9 002824100 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR R.S. AUSTIN | Mgmt | For | For | For | |||
1.2 | DIRECTOR W.M. DALEY | Mgmt | For | For | For | |||
1.3 | DIRECTOR W.J. FARRELL | Mgmt | For | For | For | |||
1.4 | DIRECTOR H.L. FULLER | Mgmt | For | For | For | |||
1.5 | DIRECTOR R.A. GONZALEZ | Mgmt | For | For | For | |||
1.6 | DIRECTOR D.A.L. OWEN | Mgmt | For | For | For | |||
1.7 | DIRECTOR B. POWELL JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR W.A. REYNOLDS | Mgmt | For | For | For | |||
1.9 | DIRECTOR R.S. ROBERTS | Mgmt | For | For | For | |||
1.10 | DIRECTOR S.C. SCOTT III | Mgmt | For | For | For | |||
1.11 | DIRECTOR W.D. SMITHBURG | Mgmt | For | For | For | |||
1.12 | DIRECTOR G.F. TILTON | Mgmt | For | For | For | |||
1.13 | DIRECTOR M.D. WHITE | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL - ADVISORY VOTE | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL - THE ROLES OF CHAIR AND CEO | ShrHldr | Against | Against | For | |||
Air Products And Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP9 009158106 | 01/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM L. DAVIS III | Mgmt | For | For | For | |||
1.2 | DIRECTOR W. DOUGLAS FORD | Mgmt | For | For | For | |||
1.3 | DIRECTOR EVERT HENKES | Mgmt | For | For | For | |||
1.4 | DIRECTOR MARGARET G. MCGLYNN | Mgmt | For | For | For | |||
2.0 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP9 013817101 | 04/20/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ALAIN J.P. BELDA | Mgmt | For | For | For | |||
1.2 | DIRECTOR CARLOS GHOSN | Mgmt | For | For | For | |||
1.3 | DIRECTOR HENRY B. SCHACHT | Mgmt | For | For | For | |||
1.4 | DIRECTOR FRANKLIN A. THOMAS | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR | Mgmt | For | For | For | |||
Alltel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AT | CUSIP9 020039103 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR SCOTT T. FORD | Mgmt | For | For | For | |||
1.2 | DIRECTOR L.L GELLERSTEDT, III | Mgmt | For | For | For | |||
1.3 | DIRECTOR EMON A. MAHONY, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR RONALD TOWNSEND | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP9 023608102 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STEPHEN F. BRAUER | Mgmt | For | For | For | |||
1.2 | DIRECTOR SUSAN S. ELLIOTT | Mgmt | For | For | For | |||
1.3 | DIRECTOR GAYLE P.W. JACKSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAMES C. JOHNSON | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD A. LIDDY | Mgmt | For | For | For | |||
1.6 | DIRECTOR GORDON R. LOHMAN | Mgmt | For | For | For | |||
1.7 | DIRECTOR CHARLES W. MUELLER | Mgmt | For | For | For | |||
1.8 | DIRECTOR DOUGLAS R. OBERHELMAN | Mgmt | For | For | For | |||
1.9 | DIRECTOR GARY L. RAINWATER | Mgmt | For | For | For | |||
1.10 | DIRECTOR HARVEY SALIGMAN | Mgmt | For | For | For | |||
1.11 | DIRECTOR PATRICK T. STOKES | Mgmt | For | For | For | |||
1.12 | DIRECTOR JACK D. WOODARD | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO REPORT ON CALLAWAY PLANT RELEASES | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP9 025537101 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR E.R. BROOKS | Mgmt | For | For | For | |||
1.2 | DIRECTOR D.M. CARLTON | Mgmt | For | For | For | |||
1.3 | DIRECTOR R.D. CROSBY, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR J.P. DESBARRES | Mgmt | For | For | For | |||
1.5 | DIRECTOR R.W. FRI | Mgmt | For | For | For | |||
1.6 | DIRECTOR L.A. GOODSPEED | Mgmt | For | For | For | |||
1.7 | DIRECTOR W.R. HOWELL | Mgmt | For | For | For | |||
1.8 | DIRECTOR L.A. HUDSON, JR. | Mgmt | For | For | For | |||
1.9 | DIRECTOR M.G. MORRIS | Mgmt | For | For | For | |||
1.10 | DIRECTOR L.L. NOWELL III | Mgmt | For | For | For | |||
1.11 | DIRECTOR R.L. SANDOR | Mgmt | For | For | For | |||
1.12 | DIRECTOR D.G. SMITH | Mgmt | For | For | For | |||
1.13 | DIRECTOR K.D. SULLIVAN | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AEP SENIOR OFFICER INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP9 026874107 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MARSHALL A. COHEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR MARTIN S. FELDSTEIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR ELLEN V. FUTTER | Mgmt | For | For | For | |||
1.4 | DIRECTOR STEPHEN L. HAMMERMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD C. HOLBROOKE | Mgmt | For | For | For | |||
1.6 | DIRECTOR FRED H. LANGHAMMER | Mgmt | For | For | For | |||
1.7 | DIRECTOR GEORGE L. MILES, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR MORRIS W. OFFIT | Mgmt | For | For | For | |||
1.9 | DIRECTOR JAMES F. ORR III | Mgmt | For | For | For | |||
1.10 | DIRECTOR VIRGINIA M. ROMETTY | Mgmt | For | For | For | |||
1.11 | DIRECTOR MARTIN J. SULLIVAN | Mgmt | For | For | For | |||
1.12 | DIRECTOR MICHAEL H. SUTTON | Mgmt | For | For | For | |||
1.13 | DIRECTOR EDMUND S.W. TSE | Mgmt | For | For | For | |||
1.14 | DIRECTOR ROBERT B. WILLUMSTAD | Mgmt | For | For | For | |||
1.15 | DIRECTOR FRANK G. ZARB | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, INC. 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED STOCK OPTIONS. | ShrHldr | Against | Against | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP9 031162100 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Mgmt | For | For | For | |||
5.0 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
6.0 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
7.0 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
8.0 | STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). | ShrHldr | Against | Against | For | |||
9.0 | STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). | ShrHldr | Against | Against | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOC | CUSIP9 037389103 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PATRICK G. RYAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR GREGORY C. CASE | Mgmt | For | For | For | |||
1.3 | DIRECTOR EDGAR D. JANNOTTA | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAN KALFF | Mgmt | For | For | For | |||
1.5 | DIRECTOR LESTER B. KNIGHT | Mgmt | For | For | For | |||
1.6 | DIRECTOR J. MICHAEL LOSH | Mgmt | For | For | For | |||
1.7 | DIRECTOR R. EDEN MARTIN | Mgmt | For | For | For | |||
1.8 | DIRECTOR ANDREW J. MCKENNA | Mgmt | For | For | For | |||
1.9 | DIRECTOR ROBERT S. MORRISON | Mgmt | For | For | For | |||
1.10 | DIRECTOR RICHARD B. MYERS | Mgmt | For | For | For | |||
1.11 | DIRECTOR RICHARD C. NOTEBAERT | Mgmt | For | For | For | |||
1.12 | DIRECTOR JOHN W. ROGERS, JR. | Mgmt | For | For | For | |||
1.13 | DIRECTOR GLORIA SANTONA | Mgmt | For | For | For | |||
1.14 | DIRECTOR CAROLYN Y. WOO | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP9 037411105 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: F.H. MERELLI | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: RAYMOND PLANK | Mgmt | For | For | For | |||
5.0 | APPROVAL OF 2007 OMNIBUS EQUITY COMPENSATION PLAN | Mgmt | For | For | For | |||
6.0 | STOCKHOLDER PROPOSAL CONCERNING REIMBURSEMENT OF PROXY EXPENSES | ShrHldr | Against | Against | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP9 363576109 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM L. BAX | Mgmt | For | For | For | |||
1.2 | DIRECTOR T. KIMBALL BROOKER | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAVID S. JOHNSON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2007. | Mgmt | For | For | For | |||
Astrazeneca Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP9 046353108 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2006 | Mgmt | For | For | For | |||
2.0 | TO CONFIRM DIVIDENDS | Mgmt | For | For | For | |||
3.0 | TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Mgmt | For | For | For | |||
4.0 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Mgmt | For | For | For | |||
5.1 | DIRECTOR LOUIS SCHWEITZER | Mgmt | For | For | For | |||
5.2 | DIRECTOR HAKAN MOGREN | Mgmt | For | For | For | |||
5.3 | DIRECTOR DAVID R BRENNAN | Mgmt | For | For | For | |||
5.4 | DIRECTOR JOHN PATTERSON | Mgmt | For | For | For | |||
5.5 | DIRECTOR JONATHAN SYMONDS | Mgmt | For | For | For | |||
5.6 | DIRECTOR JOHN BUCHANAN | Mgmt | For | For | For | |||
5.7 | DIRECTOR JANE HENNEY | Mgmt | For | For | For | |||
5.8 | DIRECTOR MICHELE HOOPER | Mgmt | For | For | For | |||
5.9 | DIRECTOR JOE JIMENEZ | Mgmt | For | For | For | |||
5.10 | DIRECTOR DAME NANCY ROTHWELL | Mgmt | For | For | For | |||
5.11 | DIRECTOR JOHN VARLEY | Mgmt | For | For | For | |||
5.12 | DIRECTOR MARCUS WALLENBERG | Mgmt | For | For | For | |||
6.0 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2006 | Mgmt | For | For | For | |||
7.0 | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Mgmt | For | For | For | |||
8.0 | TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES | Mgmt | For | For | For | |||
9.0 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | For | |||
10.0 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | For | |||
11.0 | TO AUTHORISE ELECTRONIC COMMUNICATION WITH SHAREHOLDERS | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP9 00206R102 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: AUGUST A. BUSCH III | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: JAMES P. KELLY | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: CHARLES F. KNIGHT | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: JON C. MADONNA | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: LYNN M. MARTIN | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: JOHN B. MCCOY | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: MARY S. METZ | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: TONI REMBE | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Mgmt | For | For | For | |||
16.0 | ELECTION OF DIRECTOR: PATRICIA P. UPTON | Mgmt | For | For | For | |||
17.0 | ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. | Mgmt | For | For | For | |||
18.0 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
19.0 | APPROVE THE AT&T SEVERANCE POLICY | Mgmt | For | For | For | |||
20.0 | STOCKHOLDER PROPOSAL A | ShrHldr | Against | Against | For | |||
21.0 | STOCKHOLDER PROPOSAL B | ShrHldr | Against | For | Against | |||
22.0 | STOCKHOLDER PROPOSAL C | ShrHldr | Against | Against | For | |||
23.0 | STOCKHOLDER PROPOSAL D | ShrHldr | Against | Against | For | |||
24.0 | STOCKHOLDER PROPOSAL E | ShrHldr | Against | Against | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP9 00206R102 | 07/21/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT, DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH CORPORATION, AT&T INC. AND ABC CONSOLIDATION CORP., AS IT MAY BE AMENDED. | Mgmt | For | For | For | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP9 053015103 | 11/14/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR GREGORY D. BRENNEMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR LESLIE A. BRUN | Mgmt | For | For | For | |||
1.3 | DIRECTOR GARY C. BUTLER | Mgmt | For | For | For | |||
1.4 | DIRECTOR LEON G. COOPERMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR R. GLENN HUBBARD | Mgmt | For | For | For | |||
1.6 | DIRECTOR JOHN P. JONES | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANN DIBBLE JORDAN | Mgmt | For | For | For | |||
1.8 | DIRECTOR FREDERIC V. MALEK | Mgmt | For | For | For | |||
1.9 | DIRECTOR HENRY TAUB | Mgmt | For | For | For | |||
1.10 | DIRECTOR ARTHUR F. WEINBACH | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN | Mgmt | For | For | For | |||
3.0 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP9 053611109 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROLF BORJESSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR PETER W. MULLIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR PATRICK T. SIEWERT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON DECEMBER 29, 2007 | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP9 054303102 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W. DON CORNWELL | Mgmt | For | For | For | |||
1.2 | DIRECTOR EDWARD T. FOGARTY | Mgmt | For | For | For | |||
1.3 | DIRECTOR FRED HASSAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR ANDREA JUNG | Mgmt | For | For | For | |||
1.5 | DIRECTOR MARIA ELENA LAGOMASINO | Mgmt | For | For | For | |||
1.6 | DIRECTOR ANN S. MOORE | Mgmt | For | For | For | |||
1.7 | DIRECTOR PAUL S. PRESSLER | Mgmt | For | For | For | |||
1.8 | DIRECTOR GARY M. RODKIN | Mgmt | For | For | For | |||
1.9 | DIRECTOR PAULA STERN | Mgmt | For | For | For | |||
1.10 | DIRECTOR LAWRENCE A. WEINBACH | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS | Mgmt | For | Against | Against | |||
4.0 | RESOLUTION REGARDING BENCHMARKING OF INCENTIVE COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE | ShrHldr | Against | Against | For | |||
Bank Of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP9 060505104 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: WILLIAM BARNET, III | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: JOHN T. COLLINS | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: GARY L. COUNTRYMAN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: TOMMY R. FRANKS | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: W. STEVEN JONES | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: KENNETH D. LEWIS | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: WALTER E. MASSEY | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: THOMAS J. MAY | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: PATRICIA E. MITCHELL | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: THOMAS M. RYAN | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: MEREDITH R. SPANGLER | Mgmt | For | For | For | |||
16.0 | ELECTION OF DIRECTOR: ROBERT L. TILLMAN | Mgmt | For | For | For | |||
17.0 | ELECTION OF DIRECTOR: JACKIE M. WARD | Mgmt | For | For | For | |||
18.0 | RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Mgmt | For | For | For | |||
19.0 | STOCKHOLDER PROPOSAL - STOCK OPTIONS | ShrHldr | Against | Against | For | |||
20.0 | STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS | ShrHldr | Against | Against | For | |||
21.0 | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
Becton, Dickinson And Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP9 075887109 | 01/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CLAIRE FRASER-LIGGETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR HENRY P. BECTON, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR EDWARD F. DEGRAAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR ADEL A.F. MAHMOUD | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMES F. ORR | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN | Mgmt | For | For | For | |||
4.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
Bellsouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 079860102 | 07/21/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH, AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T INC. | Mgmt | For | For | For | |||
BJ Services Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJS | CUSIP9 055482103 | 01/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DON D. JORDAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM H. WHITE | Mgmt | For | For | For | |||
Bristol-myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP9 110122108 | 05/01/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: L.B. CAMPBELL | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: J.M. CORNELIUS | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: L.J. FREEH | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: M. GROBSTEIN | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: L. JOHANSSON | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: J.D. ROBINSON III | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | Mgmt | For | For | For | |||
10.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
11.0 | 2007 STOCK AWARD AND INCENTIVE PLAN | Mgmt | For | For | For | |||
12.0 | SENIOR EXECUTIVE PERFORMANCE INCENTIVE PLAN | Mgmt | For | Against | Against | |||
13.0 | EXECUTIVE COMPENSATION DISCLOSURE | ShrHldr | Against | Against | For | |||
14.0 | RECOUPMENT | ShrHldr | Against | Against | For | |||
15.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP9 14149Y108 | 11/08/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JOHN F. FINN | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID W. RAISBECK | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT D. WALTER | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL REGARDING SEVERANCE ARRANGEMENTS. THE BOARD RECOMMENDS A VOTE AGAINST" THIS PROPOSAL. " | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED STOCK OPTIONS. THE BOARD RECOMMENDS A VOTE AGAINST" THIS PROPOSAL. " | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL REGARDING SUBMISSION OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE REPORT FOR AN ANNUAL SHAREHOLDER ADVISORY VOTE. THE BOARD RECOMMENDS A VOTE AGAINST" THIS PROPOSAL. " | ShrHldr | Against | Against | For | |||
Carnival Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP9 143658300 | 04/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICKY ARISON | Mgmt | For | For | For | |||
1.2 | DIRECTOR AMB R.G. CAPEN, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT H. DICKINSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR ARNOLD W. DONALD | Mgmt | For | For | For | |||
1.5 | DIRECTOR PIER LUIGI FOSCHI | Mgmt | For | For | For | |||
1.6 | DIRECTOR HOWARD S. FRANK | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD J. GLASIER | Mgmt | For | For | For | |||
1.8 | DIRECTOR BARONESS HOGG | Mgmt | For | For | For | |||
1.9 | DIRECTOR MODESTO A. MAIDIQUE | Mgmt | For | For | For | |||
1.10 | DIRECTOR SIR JOHN PARKER | Mgmt | For | For | For | |||
1.11 | DIRECTOR PETER G. RATCLIFFE | Mgmt | For | For | For | |||
1.12 | DIRECTOR STUART SUBOTNICK | Mgmt | For | For | For | |||
1.13 | DIRECTOR LAURA WEIL | Mgmt | For | For | For | |||
1.14 | DIRECTOR UZI ZUCKER | Mgmt | For | For | For | |||
2.0 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Mgmt | For | For | For | |||
3.0 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Mgmt | For | For | For | |||
4.0 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2006. | Mgmt | For | For | For | |||
5.0 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT OF CARNIVAL PLC. | Mgmt | For | For | For | |||
6.0 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | Mgmt | For | For | For | |||
7.0 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC. | Mgmt | For | For | For | |||
8.0 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Mgmt | For | For | For | |||
9.0 | TO APPROVE ELECTRONIC COMMUNICATIONS WITH CARNIVAL PLC SHAREHOLDERS. | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP9 166764100 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: S.H. ARMACOST | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: L.F. DEILY | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: R.E. DENHAM | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: R.J. EATON | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: S. GINN | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: F.G. JENIFER | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: S. NUNN | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: D.J. O'REILLY | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: D.B. RICE | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: P.J. ROBERTSON | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: K.W. SHARER | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: C.R. SHOEMATE | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: R.D. SUGAR | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: C. WARE | Mgmt | For | For | For | |||
15.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
16.0 | PROPOSAL TO AMEND CHEVRON'S RESTATED CERTIFICATE OF INCORPORATION TO REPEAL THE SUPERMAJORITY VOTE PROVISIONS | Mgmt | For | For | For | |||
17.0 | ADOPT POLICY AND REPORT ON HUMAN RIGHTS | ShrHldr | Against | Against | For | |||
18.0 | ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS | ShrHldr | Against | Against | For | |||
19.0 | ADOPT POLICY AND REPORT ON ANIMAL WELFARE | ShrHldr | Against | Against | For | |||
20.0 | RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE THE CEO/CHAIRMAN POSITIONS | ShrHldr | Against | Against | For | |||
21.0 | AMEND THE BY-LAWS REGARDING THE STOCKHOLDER RIGHTS PLAN POLICY | ShrHldr | Against | For | Against | |||
22.0 | REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP9 17275R102 | 11/15/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CAROL A. BARTZ | Mgmt | For | For | For | |||
1.2 | DIRECTOR M. MICHELE BURNS | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL D. CAPELLAS | Mgmt | For | For | For | |||
1.4 | DIRECTOR LARRY R. CARTER | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOHN T. CHAMBERS | Mgmt | For | For | For | |||
1.6 | DIRECTOR DR. JOHN L. HENNESSY | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD M. KOVACEVICH | Mgmt | For | For | For | |||
1.8 | DIRECTOR RODERICK C. MCGEARY | Mgmt | For | For | For | |||
1.9 | DIRECTOR STEVEN M. WEST | Mgmt | For | For | For | |||
1.10 | DIRECTOR JERRY YANG | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 28, 2007. | Mgmt | For | For | For | |||
3.0 | PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQ | ShrHldr | Against | Against | For | |||
4.0 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD'S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO'S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2007, AS SET FORTH IN THE ACCOMPANYING | ShrHldr | Against | Against | For | |||
5.0 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP9 172967101 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: ALAIN J.P. BELDA. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: GEORGE DAVID. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: KENNETH T. DERR. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: JOHN M. DEUTCH. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: KLAUS KLEINFELD. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: ANDREW N. LIVERIS. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: ANNE MULCAHY. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: RICHARD D. PARSONS. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: CHARLES PRINCE. | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: JUDITH RODIN. | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: ROBERT E. RUBIN. | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. | Mgmt | For | For | For | |||
15.0 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
16.0 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS. | ShrHldr | Against | Against | For | |||
17.0 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
18.0 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
19.0 | SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
20.0 | STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO WORLDWIDE EMPLOYEES. | ShrHldr | Against | Against | For | |||
21.0 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | ShrHldr | Against | For | Against | |||
22.0 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION. | ShrHldr | Against | Against | For | |||
23.0 | STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. | ShrHldr | Against | Against | For | |||
24.0 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. | ShrHldr | Against | Against | For | |||
Clear Channel Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCU | CUSIP9 184502102 | 03/21/2007 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE CROWN MERGER CO., INC., B TRIPLE CROWN FINCO, LLC, AND T TRIPLE CROWN FINCO, LLC. | Mgmt | For | |||||
2.0 | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 200 | Mgmt | For | |||||
3.0 | IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING. | Mgmt | For | |||||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP9 20825C104 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, JR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | For | |||
3.0 | ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN | Mgmt | For | For | For | |||
4.0 | ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES | Mgmt | For | For | For | |||
5.0 | ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY | Mgmt | For | For | For | |||
6.0 | ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, JR. | Mgmt | For | For | For | |||
7.0 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Mgmt | For | For | For | |||
8.0 | CORPORATE POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
9.0 | GLOBAL WARMING-RENEWABLES | ShrHldr | Against | Against | For | |||
10.0 | QUALIFICATION FOR DIRECTOR NOMINEES | ShrHldr | Against | Against | For | |||
11.0 | DRILLING IN SENSITIVE/PROTECTED AREAS | ShrHldr | Against | Against | For | |||
12.0 | REPORT ON RECOGNITION OF INDIGENOUS RIGHTS | ShrHldr | Against | Against | For | |||
13.0 | COMMUNITY ACCOUNTABILITY | ShrHldr | Against | Against | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP9 25179M103 | 06/06/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR THOMAS F. FERGUSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID M. GAVRIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN RICHELS | Mgmt | For | For | For | |||
2.0 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2007 | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 256669102 | 06/21/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER | Mgmt | For | For | For | |||
2.0 | ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING | Mgmt | For | For | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP9 25746U109 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PETER W. BROWN | Mgmt | For | For | For | |||
1.2 | DIRECTOR GEORGE A. DAVIDSON, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR THOMAS F. FARRELL, II | Mgmt | For | For | For | |||
1.4 | DIRECTOR JOHN W. HARRIS | Mgmt | For | For | For | |||
1.5 | DIRECTOR ROBERT S. JEPSON, JR. | Mgmt | For | For | For | |||
1.6 | DIRECTOR MARK J. KINGTON | Mgmt | For | For | For | |||
1.7 | DIRECTOR BENJAMIN J. LAMBERT III | Mgmt | For | For | For | |||
1.8 | DIRECTOR MARGARET A. MCKENNA | Mgmt | For | For | For | |||
1.9 | DIRECTOR FRANK S. ROYAL | Mgmt | For | For | For | |||
1.10 | DIRECTOR DAVID A. WOLLARD | Mgmt | For | For | For | |||
2.0 | RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE 2007 FINANCIAL STATEMENTS. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT. | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL - TRANSMISSION LINE REPORT. | ShrHldr | Against | Against | For | |||
DTE Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CUSIP9 233331107 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ANTHONY F. EARLEY, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR ALLAN D. GILMOUR | Mgmt | For | For | For | |||
1.3 | DIRECTOR FRANK M. HENNESSEY | Mgmt | For | For | For | |||
1.4 | DIRECTOR GAIL J. MCGOVERN | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMES H. VANDENBERGHE | Mgmt | For | For | For | |||
2.0 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DELOITTE & TOUCHE LLP | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP9 26441C105 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM BARNET, III | Mgmt | For | For | For | |||
1.2 | DIRECTOR G. ALEX BERNHARDT, SR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL G. BROWNING | Mgmt | For | For | For | |||
1.4 | DIRECTOR PHILLIP R. COX | Mgmt | For | For | For | |||
1.5 | DIRECTOR ANN MAYNARD GRAY | Mgmt | For | For | For | |||
1.6 | DIRECTOR JAMES H. HANCE, JR. | Mgmt | For | For | For | |||
1.7 | DIRECTOR JAMES T. RHODES | Mgmt | For | For | For | |||
1.8 | DIRECTOR JAMES E. ROGERS | Mgmt | For | For | For | |||
1.9 | DIRECTOR MARY L. SCHAPIRO | Mgmt | For | For | For | |||
1.10 | DIRECTOR DUDLEY S. TAFT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007 | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP9 26441C105 | 10/24/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROGER AGNELLI | Mgmt | For | For | For | |||
1.2 | DIRECTOR PAUL M. ANDERSON | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM BARNET, III | Mgmt | For | For | For | |||
1.4 | DIRECTOR G. ALEX BERNHARDT, SR. | Mgmt | For | For | For | |||
1.5 | DIRECTOR MICHAEL G. BROWNING | Mgmt | For | For | For | |||
1.6 | DIRECTOR PHILLIP R. COX | Mgmt | For | For | For | |||
1.7 | DIRECTOR WILLIAM T. ESREY | Mgmt | For | For | For | |||
1.8 | DIRECTOR ANN MAYNARD GRAY | Mgmt | For | For | For | |||
1.9 | DIRECTOR JAMES H. HANCE, JR. | Mgmt | For | For | For | |||
1.10 | DIRECTOR DENNIS R. HENDRIX | Mgmt | For | For | For | |||
1.11 | DIRECTOR MICHAEL E.J. PHELPS | Mgmt | For | For | For | |||
1.12 | DIRECTOR JAMES T. RHODES | Mgmt | For | For | For | |||
1.13 | DIRECTOR JAMES E. ROGERS | Mgmt | For | For | For | |||
1.14 | DIRECTOR MARY L. SCHAPIRO | Mgmt | For | For | For | |||
1.15 | DIRECTOR DUDLEY S. TAFT | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE DUKE ENERGY CORPORATION 2006 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006. | Mgmt | For | For | For | |||
E. I. Du Pont De Nemours And Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP9 263534109 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD H. BROWN | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT A. BROWN | Mgmt | For | For | For | |||
1.3 | DIRECTOR BERTRAND P. COLLOMB | Mgmt | For | For | For | |||
1.4 | DIRECTOR CURTIS J. CRAWFORD | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOHN T. DILLON | Mgmt | For | For | For | |||
1.6 | DIRECTOR ELEUTHERE I. DU PONT | Mgmt | For | For | For | |||
1.7 | DIRECTOR CHARLES O. HOLLIDAY, JR | Mgmt | For | For | For | |||
1.8 | DIRECTOR LOIS D. JULIBER | Mgmt | For | For | For | |||
1.9 | DIRECTOR MASAHISA NAITOH | Mgmt | For | For | For | |||
1.10 | DIRECTOR SEAN O'KEEFE | Mgmt | For | For | For | |||
1.11 | DIRECTOR WILLIAM K. REILLY | Mgmt | For | For | For | |||
2.0 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | ON DUPONT EQUITY AND INCENTIVE PLAN | Mgmt | For | For | For | |||
4.0 | ON GENETICALLY MODIFIED FOOD | ShrHldr | Against | Against | For | |||
5.0 | ON PLANT CLOSURE | ShrHldr | Against | Against | For | |||
6.0 | ON REPORT ON PFOA | ShrHldr | Against | Against | For | |||
7.0 | ON COSTS | ShrHldr | Against | Against | For | |||
8.0 | ON GLOBAL WARMING | ShrHldr | Against | Against | For | |||
9.0 | ON CHEMICAL FACILITY SECURITY | ShrHldr | Against | Against | For | |||
Ebay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP9 278642103 | 06/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PHILIPPE BOURGUIGNON | Mgmt | For | For | For | |||
1.2 | DIRECTOR THOMAS J. TIERNEY | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARGARET C. WHITMAN | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE PURCHASE PLAN. | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Eli Lilly And Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP9 532457108 | 04/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W. BISCHOFF | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.M. COOK | Mgmt | For | For | For | |||
1.3 | DIRECTOR F.G. PRENDERGAST | Mgmt | For | For | For | |||
1.4 | DIRECTOR K.P. SEIFERT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
3.0 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
4.0 | REAPPROVE PERFORMANCE GOALS FOR THE COMPANY'S STOCK PLANS. | Mgmt | For | For | For | |||
5.0 | PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY'S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. | ShrHldr | Against | Against | For | |||
6.0 | PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING OF ANIMAL RESEARCH. | ShrHldr | Against | Against | For | |||
7.0 | PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | ShrHldr | Against | For | Against | |||
8.0 | PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BYLAWS. | ShrHldr | Against | For | Against | |||
9.0 | PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE MAJORITY VOTE STANDARD. | ShrHldr | Against | For | Against | |||
Embarq Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQ | CUSIP9 29078E105 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PETER C. BROWN | Mgmt | For | For | For | |||
1.2 | DIRECTOR STEVEN A. DAVIS | Mgmt | For | For | For | |||
1.3 | DIRECTOR DANIEL R. HESSE | Mgmt | For | For | For | |||
1.4 | DIRECTOR JOHN P. MULLEN | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM A. OWENS | Mgmt | For | For | For | |||
1.6 | DIRECTOR DINESH C. PALIWAL | Mgmt | For | For | For | |||
1.7 | DIRECTOR STEPHANIE M. SHERN | Mgmt | For | For | For | |||
1.8 | DIRECTOR LAURIE A. SIEGEL | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP9 291011104 | 02/06/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR C. FERNANDEZ G | Mgmt | For | For | For | |||
1.2 | DIRECTOR W. J. GALVIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR R. L. RIDGWAY | Mgmt | For | For | For | |||
1.4 | DIRECTOR R. L. STEPHENSON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP9 30161N101 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: MS. SUE L. GIN | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: MR. DON THOMPSON | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR | Mgmt | For | For | For | |||
7.0 | RATIFICATION OF INDEPENDENT ACCOUNTANT | Mgmt | For | For | For | |||
8.0 | AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING IN 2008 | Mgmt | For | For | For | |||
9.0 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF FUTURE EXECUTIVE SEVERANCE BENEFITS | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP9 30231G102 | 05/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR M.J. BOSKIN | Mgmt | For | For | For | |||
1.2 | DIRECTOR W.W. GEORGE | Mgmt | For | For | For | |||
1.3 | DIRECTOR J.R. HOUGHTON | Mgmt | For | For | For | |||
1.4 | DIRECTOR W.R. HOWELL | Mgmt | For | For | For | |||
1.5 | DIRECTOR R.C. KING | Mgmt | For | For | For | |||
1.6 | DIRECTOR P.E. LIPPINCOTT | Mgmt | For | For | For | |||
1.7 | DIRECTOR M.C. NELSON | Mgmt | For | For | For | |||
1.8 | DIRECTOR S.J. PALMISANO | Mgmt | For | For | For | |||
1.9 | DIRECTOR S.S. REINEMUND | Mgmt | For | For | For | |||
1.10 | DIRECTOR W.V. SHIPLEY | Mgmt | For | For | For | |||
1.11 | DIRECTOR J.S. SIMON | Mgmt | For | For | For | |||
1.12 | DIRECTOR R.W. TILLERSON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) | Mgmt | For | For | For | |||
3.0 | CUMULATIVE VOTING (PAGE 45) | ShrHldr | Against | For | Against | |||
4.0 | SPECIAL SHAREHOLDER MEETINGS (PAGE 47) | ShrHldr | Against | Against | For | |||
5.0 | BOARD CHAIRMAN AND CEO (PAGE 47) | ShrHldr | Against | Against | For | |||
6.0 | DIVIDEND STRATEGY (PAGE 48) | ShrHldr | Against | For | Against | |||
7.0 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 50) | ShrHldr | Against | Against | For | |||
8.0 | CEO COMPENSATION DECISIONS (PAGE 51) | ShrHldr | Against | For | Against | |||
9.0 | EXECUTIVE COMPENSATION REPORT (PAGE 52) | ShrHldr | Against | Against | For | |||
10.0 | EXECUTIVE COMPENSATION LIMIT (PAGE 53) | ShrHldr | Against | Against | For | |||
11.0 | INCENTIVE PAY RECOUPMENT (PAGE 54) | ShrHldr | Against | Against | For | |||
12.0 | POLITICAL CONTRIBUTIONS REPORT (PAGE 55) | ShrHldr | Against | Against | For | |||
13.0 | AMENDMENT OF EEO POLICY (PAGE 57) | ShrHldr | Against | For | Against | |||
14.0 | COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) | ShrHldr | Against | Against | For | |||
15.0 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) | ShrHldr | Against | Against | For | |||
16.0 | CO2 INFORMATION AT THE PUMP (PAGE 61) | ShrHldr | Against | Against | For | |||
17.0 | RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) | ShrHldr | Against | Against | For | |||
Federal Home Loan Mortgage Corporati | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 313400301 | 06/08/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: GEOFFREY T. BOISI | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: MICHELLE ENGLER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: ROBERT R. GLAUBER | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: RICHARD KARL GOELTZ | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: THOMAS S. JOHNSON | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: WILLIAM M. LEWIS, JR. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: SHAUN F. O'MALLEY | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: JEFFREY M. PEEK | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: NICOLAS P. RETSINAS | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: STEPHEN A. ROSS | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: RICHARD F. SYRON | Mgmt | For | For | For | |||
14.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
15.0 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 1995 DIRECTORS' STOCK COMPENSATION PLAN. | Mgmt | For | For | For | |||
Federal Home Loan Mortgage Corporati | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 313400301 | 09/08/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BARBARA T. ALEXANDER | Mgmt | For | For | For | |||
1.2 | DIRECTOR GEOFFREY T. BOISI | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHELLE ENGLER | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT R. GLAUBER | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD KARL GOELTZ | Mgmt | For | For | For | |||
1.6 | DIRECTOR THOMAS S. JOHNSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR WILLIAM M. LEWIS, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR EUGENE M. MCQUADE | Mgmt | For | For | For | |||
1.9 | DIRECTOR SHAUN F. O'MALLEY | Mgmt | For | For | For | |||
1.10 | DIRECTOR JEFFREY M. PEEK | Mgmt | For | For | For | |||
1.11 | DIRECTOR RONALD F. POE | Mgmt | For | For | For | |||
1.12 | DIRECTOR STEPHEN A. ROSS | Mgmt | For | For | For | |||
1.13 | DIRECTOR RICHARD F. SYRON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2006. | Mgmt | For | For | For | |||
3.0 | A STOCKHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP9 319963104 | 05/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: DAVID A. COULTER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: HENRY C. DUQUES | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: RICHARD P. KIPHART | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: JOAN E. SPERO | Mgmt | For | For | For | |||
5.0 | THE APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES ISSUABLE UNDER THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN BY 12,500,000 SHARES OF COMPANY COMMON STOCK. | Mgmt | For | For | For | |||
6.0 | THE APPROVAL OF THE 2006 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN AND THE ALLOCATION OF 1,500,000 SHARES OF COMPANY COMMON STOCK TO THE PLAN. | Mgmt | For | For | For | |||
7.0 | THE APPROVAL OF AMENDMENTS TO THE COMPANY'S 2002 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
8.0 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2007. | Mgmt | For | For | For | |||
First Horizon National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHN | CUSIP9 320517105 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT C. BLATTBERG** | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL D. ROSE** | Mgmt | For | For | For | |||
1.3 | DIRECTOR LUKE YANCY III** | Mgmt | For | For | For | |||
1.4 | DIRECTOR GERALD L. BAKER* | Mgmt | For | For | For | |||
2.0 | RE-APPROVAL OF FHNC'S 2002 MANAGEMENT INCENTIVE PLAN, AS AMENDED. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP9 337932107 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PAUL T. ADDISON | Mgmt | For | For | For | |||
1.2 | DIRECTOR ANTHONY J. ALEXANDER | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL J. ANDERSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR DR. CAROL A. CARTWRIGHT | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM T. COTTLE | Mgmt | For | For | For | |||
1.6 | DIRECTOR ROBERT B. HEISLER, JR. | Mgmt | For | For | For | |||
1.7 | DIRECTOR ERNEST J. NOVAK, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR CATHERINE A. REIN | Mgmt | For | For | For | |||
1.9 | DIRECTOR GEORGE M. SMART | Mgmt | For | For | For | |||
1.10 | DIRECTOR WES M. TAYLOR | Mgmt | For | For | For | |||
1.11 | DIRECTOR JESSE T. WILLIAMS, SR. | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE PLAN | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL | ShrHldr | Against | For | Against | |||
Gannett Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCI | CUSIP9 364730101 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CHARLES B. FRUIT | Mgmt | For | For | For | |||
1.2 | DIRECTOR ARTHUR H. HARPER | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN JEFFRY LOUIS | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION AND BY-LAWS TO DECLASSIFY THE COMPANY'S BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL CONCERNING INDEPENDENT BOARD CHAIRMAN. | ShrHldr | Against | For | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP9 369550108 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: N.D. CHABRAJA | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: J.S. CROWN | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: W.P. FRICKS | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: C.H. GOODMAN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: J.L. JOHNSON | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: G.A. JOULWAN | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: P.G. KAMINSKI | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: J.M. KEANE | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: D.J. LUCAS | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: L.L. LYLES | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: C.E. MUNDY, JR. | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: R. WALMSLEY | Mgmt | For | For | For | |||
13.0 | SELECTION OF INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
14.0 | SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR-PERFORMANCE STANDARD | ShrHldr | Against | Against | For | |||
15.0 | SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE BASED STOCK OPTIONS | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP9 369604103 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES I. CASH, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR SIR WILLIAM M. CASTELL | Mgmt | For | For | For | |||
1.3 | DIRECTOR ANN M. FUDGE | Mgmt | For | For | For | |||
1.4 | DIRECTOR CLAUDIO X. GONZALEZ | Mgmt | For | For | For | |||
1.5 | DIRECTOR SUSAN HOCKFIELD | Mgmt | For | For | For | |||
1.6 | DIRECTOR JEFFREY R. IMMELT | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANDREA JUNG | Mgmt | For | For | For | |||
1.8 | DIRECTOR ALAN G.(A.G.) LAFLEY | Mgmt | For | For | For | |||
1.9 | DIRECTOR ROBERT W. LANE | Mgmt | For | For | For | |||
1.10 | DIRECTOR RALPH S. LARSEN | Mgmt | For | For | For | |||
1.11 | DIRECTOR ROCHELLE B. LAZARUS | Mgmt | For | For | For | |||
1.12 | DIRECTOR SAM NUNN | Mgmt | For | For | For | |||
1.13 | DIRECTOR ROGER S. PENSKE | Mgmt | For | For | For | |||
1.14 | DIRECTOR ROBERT J. SWIERINGA | Mgmt | For | For | For | |||
1.15 | DIRECTOR DOUGLAS A. WARNER III | Mgmt | For | For | For | |||
1.16 | DIRECTOR ROBERT C. WRIGHT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF KPMG | Mgmt | For | For | For | |||
3.0 | ADOPTION OF MAJORITY VOTING FOR DIRECTORS | Mgmt | For | For | For | |||
4.0 | APPROVAL OF 2007 LONG TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
5.0 | APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Mgmt | For | Against | Against | |||
6.0 | CUMULATIVE VOTING | ShrHldr | Against | Against | For | |||
7.0 | CURB OVER-EXTENDED DIRECTORS | ShrHldr | Against | Against | For | |||
8.0 | ONE DIRECTOR FROM THE RANKS OF RETIREES | ShrHldr | Against | Against | For | |||
9.0 | INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
10.0 | ELIMINATE DIVIDEND EQUIVALENTS | ShrHldr | Against | Against | For | |||
11.0 | REPORT ON CHARITABLE CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
12.0 | GLOBAL WARMING REPORT | ShrHldr | Against | Against | For | |||
13.0 | ETHICAL CRITERIA FOR MILITARY CONTRACTS | ShrHldr | Against | Against | For | |||
14.0 | REPORT ON PAY DIFFERENTIAL | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP9 370334104 | 09/25/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PAUL DANOS | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM T. ESREY | Mgmt | For | For | For | |||
1.3 | DIRECTOR RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
1.4 | DIRECTOR JUDITH RICHARDS HOPE | Mgmt | For | For | For | |||
1.5 | DIRECTOR HEIDI G. MILLER | Mgmt | For | For | For | |||
1.6 | DIRECTOR H. OCHOA-BRILLEMBOURG | Mgmt | For | For | For | |||
1.7 | DIRECTOR STEVE ODLAND | Mgmt | For | For | For | |||
1.8 | DIRECTOR KENDALL J. POWELL | Mgmt | For | For | For | |||
1.9 | DIRECTOR MICHAEL D. ROSE | Mgmt | For | For | For | |||
1.10 | DIRECTOR ROBERT L. RYAN | Mgmt | For | For | For | |||
1.11 | DIRECTOR STEPHEN W. SANGER | Mgmt | For | For | For | |||
1.12 | DIRECTOR A. MICHAEL SPENCE | Mgmt | For | For | For | |||
1.13 | DIRECTOR DOROTHY A. TERRELL | Mgmt | For | For | For | |||
2.0 | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Mgmt | For | Against | Against | |||
4.0 | STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY ENGINEERED FOOD PRODUCTS. | ShrHldr | Against | Against | For | |||
H.j. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 423074103 | 08/16/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W.R. JOHNSON | Mgmt | For | Did Not Vote | ||||
1.2 | DIRECTOR C.E. BUNCH | Mgmt | For | For | ||||
1.3 | DIRECTOR M.C. CHOKSI | Mgmt | For | For | ||||
1.4 | DIRECTOR L.S. COLEMAN, JR. | Mgmt | For | For | ||||
1.5 | DIRECTOR P.H. COORS | Mgmt | For | For | ||||
1.6 | DIRECTOR J.G. DROSDICK | Mgmt | For | For | ||||
1.7 | DIRECTOR E.E. HOLIDAY | Mgmt | For | For | ||||
1.8 | DIRECTOR C. KENDLE | Mgmt | For | For | ||||
1.9 | DIRECTOR D.R. O'HARE | Mgmt | For | For | ||||
1.10 | DIRECTOR D.H. REILLEY | Mgmt | For | For | ||||
1.11 | DIRECTOR L.C. SWANN | Mgmt | For | For | ||||
1.12 | DIRECTOR T.J. USHER | Mgmt | For | For | ||||
2.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | ||||
H.j. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 423074103 | 08/16/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR NELSON PELTZ | ShrHlder | For | Did Not Vote | ||||
1.2 | DIRECTOR PETER W. MAY | ShrHlder | For | Did Not Vote | ||||
1.3 | DIRECTOR EDWARD P. GARDEN | ShrHlder | For | Did Not Vote | ||||
1.4 | DIRECTOR GREG NORMAN | ShrHlder | For | Did Not Vote | ||||
1.5 | DIRECTOR MICHAEL F. WEINSTEIN | ShrHlder | For | Did Not Vote | ||||
1.6 | DIRECTOR WILLIAM JOHNSON | ShrHlder | For | Did Not Vote | ||||
1.7 | DIRECTOR LEONARD S. COLEMAN | ShrHlder | For | Did Not Vote | ||||
1.8 | DIRECTOR EDITH E. HOLIDAY | ShrHlder | For | Did Not Vote | ||||
1.9 | DIRECTOR CANDACE KENDLE | ShrHlder | For | Did Not Vote | ||||
1.10 | DIRECTOR DEAN R. O'HARE | ShrHlder | For | Did Not Vote | ||||
1.11 | DIRECTOR LYNN C. SWANN | ShrHlder | For | Did Not Vote | ||||
1.12 | DIRECTOR THOMAS J. USHER | ShrHlder | For | Did Not Vote | ||||
2.0 | TO REPEAL ANY PROVISIONS OF THE COMPANY'S BY-LAWS AND AMENDMENTS TO THE COMPANY'S BY-LAWS ADOPTED UNILATERALLY BY THE BOARD OF DIRECTORS AFTER JUNE 12, 2002 AND BEFORE ANY OF THE TRIAN GROUP'S NOMINEES JOIN THE BOARD, IF ELECTED. | ShrHlder | For | Abstain | ||||
3.0 | TO RATIFY THE COMPANY'S AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS HEINZ'S INDEPENDENT AUDITORS FOR FISCAL 2007. | ShrHlder | For | Did Not Vote | ||||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP9 406216101 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: K.M. BADER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: A.M. BENNETT | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: J.R. BOYD | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: M. CARROLL | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: R.L. CRANDALL | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: K.T DERR | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: S.M. GILLIS | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: W.R. HOWELL | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: D.J. LESAR | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: J.L. MARTIN | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: J.A. PRECOURT | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: D.L. REED | Mgmt | For | For | For | |||
13.0 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Mgmt | For | For | For | |||
14.0 | PROPOSAL ON HUMAN RIGHTS REVIEW. | ShrHldr | Against | Against | For | |||
15.0 | PROPOSAL ON POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
16.0 | PROPOSAL ON STOCKHOLDER RIGHTS PLAN. | ShrHldr | Against | For | Against | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP9 412822108 | 04/28/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BARRY K. ALLEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR RICHARD I. BEATTIE | Mgmt | For | For | For | |||
1.3 | DIRECTOR JUDSON C. GREEN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS. | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP9 42809H107 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR N.F. BRADY | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.B. COLLINS | Mgmt | For | For | For | |||
1.3 | DIRECTOR T.H. KEAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR F.A. OLSON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD. | TNA | For | |||||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP9 428236103 | 03/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: S.M. BALDAUF | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: R.A. HACKBORN | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: J.H. HAMMERGREN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: M.V. HURD | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: R.L. RYAN | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: L.S. SALHANY | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: G.K. THOMPSON | Mgmt | For | For | For | |||
9.0 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2007 | Mgmt | For | For | For | |||
10.0 | STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS OF HEWLETT-PACKARD COMPANY | ShrHldr | Against | Against | For | |||
11.0 | STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE ROLES OF CEO AND CHAIRMAN" " | ShrHldr | Against | Against | For | |||
12.0 | STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE POISON PILL TO SHAREHOLDER VOTE" " | ShrHldr | Against | For | Against | |||
13.0 | STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE" " | ShrHldr | Against | Against | For | |||
Huntington Bancshares Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBAN | CUSIP9 446150104 | 05/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE ISSUANCE OF THE CORPORATION'S COMMON STOCK, WITHOUT PAR VALUE, IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 20, 2006, BY AND AMONG THE CORPORATION, PENGUIN ACQUISITION, LLC, A MARYLAN | Mgmt | For | For | For | |||
2.1 | DIRECTOR THOMAS E. HOAGLIN | Mgmt | For | For | For | |||
2.2 | DIRECTOR DAVID P. LAUER | Mgmt | For | For | For | |||
2.3 | DIRECTOR KATHLEEN H. RANSIER | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE, LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE YEAR 2007. | Mgmt | For | For | For | |||
4.0 | APPROVAL OF THE 2007 STOCK AND LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
5.0 | APPROVAL OF THE FIRST AMENDMENT TO THE MANAGEMENT INCENTIVE PLAN. | Mgmt | For | For | For | |||
6.0 | APPROVAL TO AMEND THE CORPORATION'S CHARTER TO INCREASE THE AUTHORIZED COMMON STOCK OF THE CORPORATION FROM 500,000,000 TO 1,000,000,000 SHARES. | Mgmt | For | For | For | |||
7.0 | IN THEIR DISCRETION TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Mgmt | For | For | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP9 452308109 | 05/04/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM F. ALDINGER | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL J. BIRCK | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARVIN D. BRAILSFORD | Mgmt | For | For | For | |||
1.4 | DIRECTOR SUSAN CROWN | Mgmt | For | For | For | |||
1.5 | DIRECTOR DON H. DAVIS, JR. | Mgmt | For | For | For | |||
1.6 | DIRECTOR ROBERT C. MCCORMACK | Mgmt | For | For | For | |||
1.7 | DIRECTOR ROBERT S. MORRISON | Mgmt | For | For | For | |||
1.8 | DIRECTOR JAMES A. SKINNER | Mgmt | For | For | For | |||
1.9 | DIRECTOR HAROLD B. SMITH | Mgmt | For | For | For | |||
1.10 | DIRECTOR DAVID B. SPEER | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2007. | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP9 458140100 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: CRAIG R. BARRETT | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: SUSAN L. DECKER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: D. JAMES GUZY | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: REED E. HUNDT | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: JANE E. SHAW | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: JOHN L. THORNTON | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Mgmt | For | For | For | |||
12.0 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
13.0 | AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Mgmt | For | For | For | |||
14.0 | APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE PLAN | Mgmt | For | For | For | |||
15.0 | STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
International Business Machines Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP9 459200101 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR C. BLACK | Mgmt | For | For | For | |||
1.2 | DIRECTOR K.I. CHENAULT | Mgmt | For | For | For | |||
1.3 | DIRECTOR J. DORMANN | Mgmt | For | For | For | |||
1.4 | DIRECTOR M.L. ESKEW | Mgmt | For | For | For | |||
1.5 | DIRECTOR S.A. JACKSON | Mgmt | For | For | For | |||
1.6 | DIRECTOR M. MAKIHARA | Mgmt | For | For | For | |||
1.7 | DIRECTOR L.A. NOTO | Mgmt | For | For | For | |||
1.8 | DIRECTOR J.W. OWENS | Mgmt | For | For | For | |||
1.9 | DIRECTOR S.J. PALMISANO | Mgmt | For | For | For | |||
1.10 | DIRECTOR J.E. SPERO | Mgmt | For | For | For | |||
1.11 | DIRECTOR S. TAUREL | Mgmt | For | For | For | |||
1.12 | DIRECTOR L.H. ZAMBRANO | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION | Mgmt | For | For | For | |||
4.0 | AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION OUTSIDE THE ORDINARY COURSE OF BUSINESS | Mgmt | For | For | For | |||
5.0 | AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF SHARES OF THE CORPORATION | Mgmt | For | For | For | |||
6.0 | AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION OF THE CORPORATION | Mgmt | For | For | For | |||
7.0 | STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
8.0 | STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT MEDICAL | ShrHldr | Against | Against | For | |||
9.0 | STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
10.0 | STOCKHOLDER PROPOSAL ON: OFFSHORING | ShrHldr | Against | Against | For | |||
11.0 | STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR DIRECTORS | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP9 460146103 | 05/07/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTORS DAVID J. BRONCZEK | Mgmt | For | For | For | |||
1.2 | DIRECTORS MARTHA F. BROOKS | Mgmt | For | For | For | |||
1.3 | DIRECTORS LYNN LAVERTY ELSENHANS | Mgmt | For | For | For | |||
1.4 | DIRECTORS JOHN L. TOWNSEND, III | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL CONCERNING MAJORITY VOTING. | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP9 478160104 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MARY S. COLEMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JAMES G. CULLEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL M.E. JOHNS | Mgmt | For | For | For | |||
1.4 | DIRECTOR ARNOLD G. LANGBO | Mgmt | For | For | For | |||
1.5 | DIRECTOR SUSAN L. LINDQUIST | Mgmt | For | For | For | |||
1.6 | DIRECTOR LEO F. MULLIN | Mgmt | For | For | For | |||
1.7 | DIRECTOR CHRISTINE A. POON | Mgmt | For | For | For | |||
1.8 | DIRECTOR CHARLES PRINCE | Mgmt | For | For | For | |||
1.9 | DIRECTOR STEVEN S REINEMUND | Mgmt | For | For | For | |||
1.10 | DIRECTOR DAVID SATCHER | Mgmt | For | For | For | |||
1.11 | DIRECTOR WILLIAM C. WELDON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR DIRECTOR NOMINEES | ShrHldr | Against | Against | For | |||
4.0 | PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP9 478366107 | 01/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT L. BARNETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR EUGENIO C. REYES-RETANA | Mgmt | For | For | For | |||
1.3 | DIRECTOR JEFFREY A. JOERRES | Mgmt | For | For | For | |||
1.4 | DIRECTOR RICHARD F. TEERLINK | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE JOHNSON CONTROLS, INC. 2007 STOCK OPTION PLAN. | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP9 46625H100 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CRANDALL C. BOWLES | Mgmt | For | For | For | |||
1.2 | DIRECTOR STEPHEN B. BURKE | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES S. CROWN | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAMES DIMON | Mgmt | For | For | For | |||
1.5 | DIRECTOR ELLEN V. FUTTER | Mgmt | For | For | For | |||
1.6 | DIRECTOR WILLIAM H. GRAY, III | Mgmt | For | For | For | |||
1.7 | DIRECTOR LABAN P. JACKSON, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR ROBERT I. LIPP | Mgmt | For | For | For | |||
1.9 | DIRECTOR DAVID C. NOVAK | Mgmt | For | For | For | |||
1.10 | DIRECTOR LEE R. RAYMOND | Mgmt | For | For | For | |||
1.11 | DIRECTOR WILLIAM C. WELDON | Mgmt | For | For | For | |||
2.0 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | STOCK OPTIONS | ShrHldr | Against | Against | For | |||
4.0 | PERFORMANCE-BASED RESTRICTED STOCK | ShrHldr | Against | Against | For | |||
5.0 | EXECUTIVE COMPENSATION APPROVAL | ShrHldr | Against | Against | For | |||
6.0 | SEPARATE CHAIRMAN | ShrHldr | Against | Against | For | |||
7.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
8.0 | MAJORITY VOTING FOR DIRECTORS | ShrHldr | Against | Against | For | |||
9.0 | POLITICAL CONTRIBUTIONS REPORT | ShrHldr | Against | Against | For | |||
10.0 | SLAVERY APOLOGY REPORT | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP9 487836108 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BENJAMIN S. CARSON, SR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR GORDON GUND | Mgmt | For | For | For | |||
1.3 | DIRECTOR DOROTHY A. JOHNSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR A. MCLAUGHLIN KOROLOGOS | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2007 | Mgmt | For | For | For | |||
3.0 | SHAREOWNER PROPOSAL TO PREPARE A SUSTAINABILITY REPORT | ShrHldr | Against | Against | For | |||
4.0 | SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE REQUIREMENT | ShrHldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP9 494368103 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: JAMES M. JENNESS | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Mgmt | For | For | For | |||
4.0 | APPROVAL OF AUDITORS | Mgmt | For | For | For | |||
5.0 | APPROVAL OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD OF DIRECTORS AND TO MAKE CERTAIN TECHNICAL CHANGES | Mgmt | For | For | For | |||
6.0 | STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING | ShrHldr | Against | For | Against | |||
7.0 | STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR CONVENTIONS | ShrHldr | Against | Against | For | |||
8.0 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE FEASIBILITY OF PHASING OUT USE OF NON-FSC CERTIFIED FIBER | ShrHldr | Against | Against | For | |||
Leggett & Platt, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP9 524660107 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RAYMOND F. BENTELE | Mgmt | For | For | For | |||
1.2 | DIRECTOR RALPH W. CLARK | Mgmt | For | For | For | |||
1.3 | DIRECTOR HARRY M. CORNELL, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT TED ENLOE, III | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD T. FISHER | Mgmt | For | For | For | |||
1.6 | DIRECTOR KARL G. GLASSMAN | Mgmt | For | For | For | |||
1.7 | DIRECTOR DAVID S. HAFFNER | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOSEPH W. MCCLANATHAN | Mgmt | For | For | For | |||
1.9 | DIRECTOR JUDY C. ODOM | Mgmt | For | For | For | |||
1.10 | DIRECTOR MAURICE E. PURNELL, JR. | Mgmt | For | For | For | |||
1.11 | DIRECTOR PHOEBE A. WOOD | Mgmt | For | For | For | |||
1.12 | DIRECTOR FELIX E. WRIGHT | Mgmt | For | For | For | |||
2.0 | THE RATIFICATION OF THE BOARD'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
3.0 | A SHAREHOLDER PROPOSAL REQUESTING THE ADDITION OF SEXUAL ORIENTATION TO THE COMPANY'S WRITTEN NON-DISCRIMINATION POLICY. | ShrHldr | Against | Against | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP9 534187109 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM J. AVERY | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM H. CUNNINGHAM | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM P. PAYNE | Mgmt | For | For | For | |||
1.4 | DIRECTOR PATRICK S. PITTARD | Mgmt | For | For | For | |||
1.5 | DIRECTOR JILL S. RUCKELSHAUS | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE LINCOLN NATIONAL CORPORATION AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | For | |||
4.0 | TO APPROVE THE LINCOLN NATIONAL CORPORATION STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS. | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP9 535678106 | 11/01/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT H. SWANSON, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID S. LEE | Mgmt | For | For | For | |||
1.3 | DIRECTOR LOTHAR MAIER | Mgmt | For | For | For | |||
1.4 | DIRECTOR RICHARD M. MOLEY | Mgmt | For | For | For | |||
1.5 | DIRECTOR THOMAS S. VOLPE | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2007. | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP9 548661107 | 05/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID W. BERNAUER | Mgmt | For | For | For | |||
1.2 | DIRECTOR LEONARD L. BERRY | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAWN E. HUDSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT A. NIBLOCK | Mgmt | For | For | For | |||
2.0 | TO APPROVE AN AMENDMENT TO THE LOWE'S COMPANIES EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | For | |||
3.0 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES. | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT ON WOOD PROCUREMENT. | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION OF EACH DIRECTOR. | ShrHldr | Against | For | Against | |||
7.0 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE AGREEMENTS. | ShrHldr | Against | Against | For | |||
8.0 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION PLAN. | ShrHldr | Against | Against | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGA | CUSIP9 559222401 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL D. HARRIS | Mgmt | For | For | For | |||
1.2 | DIRECTOR LOUIS E. LATAIF | Mgmt | For | For | For | |||
1.3 | DIRECTOR KLAUS MANGOLD | Mgmt | For | For | For | |||
1.4 | DIRECTOR DONALD RESNICK | Mgmt | For | For | For | |||
1.5 | DIRECTOR FRANK STRONACH | Mgmt | For | For | For | |||
1.6 | DIRECTOR FRANZ VRANITZKY | Mgmt | For | For | For | |||
1.7 | DIRECTOR DONALD J. WALKER | Mgmt | For | For | For | |||
1.8 | DIRECTOR SIEGFRIED WOLF | Mgmt | For | For | For | |||
1.9 | DIRECTOR LAWRENCE D. WORRALL | Mgmt | For | For | For | |||
2.0 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION, BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE ORDINARY RESOLUTION AUTHORIZING THE AMENDMENT OF THE CORPORATION'S STOCK OPTION PLAN. | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP9 565849106 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES F. BOLDEN, JR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES R. LEE | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DENNIS H. REILLEY | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: JOHN W. SNOW | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: THOMAS J. USHER | Mgmt | For | For | For | |||
6.0 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2007. | Mgmt | For | For | For | |||
7.0 | APPROVAL OF 2007 INCENTIVE COMPENSATION PLAN. | Mgmt | For | For | For | |||
8.0 | BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS TO ELIMINATE THE SUPERMAJORITY VOTE PROVISION. | Mgmt | For | For | For | |||
9.0 | BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Mgmt | For | For | For | |||
Marsh & Mclennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP9 571748102 | 05/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: ZACHARY W. CARTER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: OSCAR FANJUL | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
4.0 | APPROVAL OF AMENDMENT OF STOCK PURCHASE PLAN FOR INTERNATIONAL EMPLOYEES | Mgmt | For | For | For | |||
5.0 | STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP9 577081102 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL J. DOLAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT A. ECKERT | Mgmt | For | For | For | |||
1.3 | DIRECTOR DR. FRANCES FERGUSSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR TULLY M. FRIEDMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR DOMINIC NG | Mgmt | For | For | For | |||
1.6 | DIRECTOR DR. ANDREA L. RICH | Mgmt | For | For | For | |||
1.7 | DIRECTOR RONALD L. SARGENT | Mgmt | For | For | For | |||
1.8 | DIRECTOR DEAN A. SCARBOROUGH | Mgmt | For | For | For | |||
1.9 | DIRECTOR CHRISTOPHER A. SINCLAIR | Mgmt | For | For | For | |||
1.10 | DIRECTOR G. CRAIG SULLIVAN | Mgmt | For | For | For | |||
1.11 | DIRECTOR KATHY BRITTAIN WHITE | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
3.0 | BOARD ADOPTION OF DIRECTOR ELECTION MAJORITY VOTING STANDARD AND STOCKHOLDER APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION ELIMINATING CUMULATIVE VOTING. | Mgmt | For | Against | Against | |||
4.0 | APPROVAL OF THE MATTEL INCENTIVE PLAN AND THE MATERIAL TERMS OF ITS PERFORMANCE GOALS. | Mgmt | For | For | For | |||
5.0 | STOCKHOLDER PROPOSAL REGARDING COMPENSATION OF THE TOP FIVE MEMBERS OF MANAGEMENT. | ShrHldr | Against | Against | For | |||
6.0 | STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF CEO AND CHAIRMAN. | ShrHldr | Against | For | Against | |||
7.0 | STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS BY THE BOARD OF DIRECTORS. | ShrHldr | Against | Against | For | |||
8.0 | STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. | ShrHldr | Against | Against | For | |||
Meadwestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP9 583334107 | 04/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES M. KILTS | Mgmt | For | For | For | |||
1.2 | DIRECTOR DOUGLAS S. LUKE | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT C. MCCORMACK | Mgmt | For | For | For | |||
1.4 | DIRECTOR EDWARD M. STRAW | Mgmt | For | For | For | |||
1.5 | DIRECTOR JANE L. WARNER | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S CORPORATE GOVERNANCE DOCUMENTS TO PROVIDE FOR THE ELECTION OF DIRECTORS BY MAJORITY VOTE. | ShrHldr | Against | Against | For | |||
4.0 | STOCKHOLDER PROPOSAL TO REDEEM THE COMPANY'S SHAREHOLDER RIGHTS PLAN. | ShrHldr | Against | For | Against | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP9 585055106 | 08/24/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD H. ANDERSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL R. BONSIGNORE | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT C. POZEN | Mgmt | For | For | For | |||
1.4 | DIRECTOR GORDON M. SPRENGER | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL." " | ShrHldr | Against | Against | For | |||
Mellon Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEL | CUSIP9 58551A108 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JARED L. COHON | Mgmt | For | For | For | |||
1.2 | DIRECTOR IRA J. GUMBERG | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT P. KELLY | Mgmt | For | For | For | |||
1.4 | DIRECTOR DAVID S. SHAPIRA | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOHN P. SURMA | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO AMEND THE BY-LAWS OF MELLON FINANCIAL CORPORATION. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO APPROVE THE ADOPTION OF AMENDMENTS TO MELLON FINANCIAL CORPORATION LONG TERM PROFIT INCENTIVE PLAN (2004). | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS. | Mgmt | For | For | For | |||
Mellon Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEL | CUSIP9 58551A108 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 3, 2006, AND AMENDED AND RESTATED AS OF FEBRUARY 23, 2007, AND FURTHER AMENDED AND RESTATED AS OF MARCH 30, 2007, BY AND BETWEEN MELLON FINANCIAL CORPORATION, THE BANK OF | Mgmt | For | For | For | |||
2.0 | TO APPROVE A PROVISION IN THE CERTIFICATE OF INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF THE VOTING POWER REPRESENTED BY THE OUTSTANDING VOTING SHARES OF NEWCO, ALL AS MORE FULLY DESCRIBED IN THE PROXY ST | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO'S CERTIFICATE OF INCORPORATION. | Mgmt | For | For | For | |||
4.0 | TO ADJOURN THE MELLON SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP9 589331107 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD T. CLARK | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHNNETTA B. COLE | Mgmt | For | For | For | |||
1.3 | DIRECTOR W.B. HARRISON, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR WILLIAM N. KELLEY | Mgmt | For | For | For | |||
1.5 | DIRECTOR ROCHELLE B. LAZARUS | Mgmt | For | For | For | |||
1.6 | DIRECTOR THOMAS E. SHENK | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANNE M. TATLOCK | Mgmt | For | For | For | |||
1.8 | DIRECTOR SAMUEL O. THIER | Mgmt | For | For | For | |||
1.9 | DIRECTOR WENDELL P. WEEKS | Mgmt | For | For | For | |||
1.10 | DIRECTOR PETER C. WENDELL | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS CONTAINED IN THE RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | For | |||
4.0 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS IMPOSED UNDER NEW JERSEY LAW ON CORPORATIONS ORGANIZED BEFORE 1969. | Mgmt | For | For | For | |||
5.0 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO LIMIT THE SIZE OF THE BOARD TO NO MORE THAN 18 DIRECTORS. | Mgmt | For | For | For | |||
6.0 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO REPLACE ITS CUMULATIVE VOTING FEATURE WITH A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS. | Mgmt | For | Against | Against | |||
7.0 | STOCKHOLDER PROPOSAL CONCERNING PUBLICATION OF POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
8.0 | STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP9 595017104 | 08/18/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STEVE SANGHI | Mgmt | For | For | For | |||
1.2 | DIRECTOR ALBERT J. HUGO-MARTINEZ | Mgmt | For | For | For | |||
1.3 | DIRECTOR L.B. DAY | Mgmt | For | For | For | |||
1.4 | DIRECTOR MATTHEW W. CHAPMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR WADE F. MEYERCORD | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30% LIMITATION ON THE NUMBER OF SHARES THAT CAN BE GRANTED AS RESTRICTED STOCK UNITS SO THAT WE CAN CONTINUE GRANTING RESTRICTED STOCK UNITS INSTEAD OF STOCK OPTIONS A | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS FOR PERFORMANCE-BASED COMPENSATION" UNDER 162(M) OF THE INTER | Mgmt | For | For | For | |||
4.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP9 594918104 | 11/14/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: DINA DUBLON | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: HELMUT PANKE | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: JON A. SHIRLEY | Mgmt | For | For | For | |||
10.0 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Mgmt | For | For | For | |||
11.0 | SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS | ShrHldr | Against | Against | For | |||
12.0 | SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN EQUAL EMPLOYMENT OPPORTUNITY POLICY | ShrHldr | Against | Against | For | |||
13.0 | SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR | ShrHldr | Against | Against | For | |||
Nike, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP9 654106103 | 09/18/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JILL K. CONWAY | Mgmt | For | For | For | |||
1.2 | DIRECTOR ALAN B. GRAF, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR JEANNE P. JACKSON | Mgmt | For | For | For | |||
2.0 | SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS REPORT. | ShrHldr | Against | Against | For | |||
3.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Nokia Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK | CUSIP9 654902204 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE INCOME STATEMENTS AND BALANCE SHEETS. | Mgmt | For | For | For | |||
2.0 | APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | Mgmt | For | For | For | |||
4.0 | APPROVAL OF THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. | Mgmt | For | For | For | |||
5.0 | APPROVAL OF THE REMUNERATION TO BE PAID TO THE MEMBERS OF THE BOARD. | Mgmt | For | For | For | |||
6.0 | APPROVAL OF THE COMPOSITION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
7.1 | DIRECTOR GEORG EHRNROOTH | Mgmt | For | For | For | |||
7.2 | DIRECTOR LALITA D. GUPTE | Mgmt | For | For | For | |||
7.3 | DIRECTOR DANIEL R. HESSE | Mgmt | For | For | For | |||
7.4 | DIRECTOR DR. BENGT HOLMSTROM | Mgmt | For | For | For | |||
7.5 | DIRECTOR DR. HENNING KAGERMANN | Mgmt | For | For | For | |||
7.6 | DIRECTOR OLLI-PEKKA KALLASVUO | Mgmt | For | For | For | |||
7.7 | DIRECTOR PER KARLSSON | Mgmt | For | For | For | |||
7.8 | DIRECTOR JORMA OLLILA | Mgmt | For | For | For | |||
7.9 | DIRECTOR DAME MARJORIE SCARDINO | Mgmt | For | For | For | |||
7.10 | DIRECTOR KEIJO SUILA | Mgmt | For | For | For | |||
7.11 | DIRECTOR VESA VAINIO | Mgmt | For | For | For | |||
8.0 | APPROVAL OF THE REMUNERATION TO BE PAID TO THE AUDITOR. | Mgmt | For | For | For | |||
9.0 | APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
10.0 | APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL. | Mgmt | For | For | For | |||
11.0 | APPROVAL OF THE REDUCTION OF THE SHARE ISSUE PREMIUM. | Mgmt | For | For | For | |||
12.0 | APPROVAL OF THE PROPOSAL OF THE BOARD ON THE RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES ISSUED BASED ON STOCK OPTIONS | Mgmt | For | For | For | |||
13.0 | APPROVAL OF THE AUTHORIZATION TO THE BOARD ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. | Mgmt | For | For | For | |||
14.0 | AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. | Mgmt | For | For | For | |||
15.0 | MARK THE FOR" BOX IF YOU WISH TO INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15 " | TNA | For | |||||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP9 655844108 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ALSTON D. CORRELL | Mgmt | For | For | For | |||
1.2 | DIRECTOR LANDON HILLIARD | Mgmt | For | For | For | |||
1.3 | DIRECTOR BURTON M. JOYCE | Mgmt | For | For | For | |||
1.4 | DIRECTOR JANE MARGARET O'BRIEN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP9 666807102 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: CHARLES R. LARSON | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: RICHARD B. MYERS | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: PHILIP A. ODEEN | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: AULANA L. PETERS | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: KEVIN W. SHARER | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: RONALD D. SUGAR | Mgmt | For | For | For | |||
11.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Mgmt | For | For | For | |||
12.0 | PROPOSAL TO AMEND THE COMPANY'S 1995 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | Mgmt | For | For | For | |||
13.0 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN MILITARY SALES. | ShrHldr | Against | Against | For | |||
14.0 | SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
15.0 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | ShrHldr | Against | Against | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP9 681919106 | 05/22/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JOHN D. WREN | Mgmt | For | For | For | |||
1.2 | DIRECTOR BRUCE CRAWFORD | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT CHARLES CLARK | Mgmt | For | For | For | |||
1.4 | DIRECTOR LEONARD S. COLEMAN, JR. | Mgmt | For | For | For | |||
1.5 | DIRECTOR ERROL M. COOK | Mgmt | For | For | For | |||
1.6 | DIRECTOR SUSAN S. DENISON | Mgmt | For | For | For | |||
1.7 | DIRECTOR MICHAEL A. HENNING | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOHN R. MURPHY | Mgmt | For | For | For | |||
1.9 | DIRECTOR JOHN R. PURCELL | Mgmt | For | For | For | |||
1.10 | DIRECTOR LINDA JOHNSON RICE | Mgmt | For | For | For | |||
1.11 | DIRECTOR GARY L. ROUBOS | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2007 | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE 2007 INCENTIVE AWARD PLAN | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP9 68389X105 | 10/09/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JEFFREY O. HENLEY | Mgmt | For | For | For | |||
1.2 | DIRECTOR LAWRENCE J. ELLISON | Mgmt | For | For | For | |||
1.3 | DIRECTOR DONALD L. LUCAS | Mgmt | For | For | For | |||
1.4 | DIRECTOR MICHAEL J. BOSKIN | Mgmt | For | For | For | |||
1.5 | DIRECTOR JACK F. KEMP | Mgmt | For | For | For | |||
1.6 | DIRECTOR JEFFREY S. BERG | Mgmt | For | For | For | |||
1.7 | DIRECTOR SAFRA A. CATZ | Mgmt | For | For | For | |||
1.8 | DIRECTOR HECTOR GARCIA-MOLINA | Mgmt | For | For | For | |||
1.9 | DIRECTOR H. RAYMOND BINGHAM | Mgmt | For | For | For | |||
1.10 | DIRECTOR CHARLES E. PHILLIPS, JR | Mgmt | For | For | For | |||
1.11 | DIRECTOR NAOMI O. SELIGMAN | Mgmt | For | For | For | |||
2.0 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN. | Mgmt | For | Against | Against | |||
3.0 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007. | Mgmt | For | For | For | |||
4.0 | PROPOSAL FOR THE APPROVAL OF THE AMENDED AND RESTATED 1993 DIRECTORS' STOCK PLAN. | Mgmt | For | Against | Against | |||
Pentair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP9 709631105 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR GLYNIS A. BRYAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM T. MONAHAN | Mgmt | For | For | For | |||
1.3 | DIRECTOR T. MICHAEL GLENN | Mgmt | For | For | For | |||
1.4 | DIRECTOR DAVID H.Y. HO | Mgmt | For | For | For | |||
2.0 | TO AMEND OUR ARTICLES OF INCORPORATION TO ADOPT A MAJORITY VOTING STANDARD FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
3.0 | TO AMEND OUR ARTICLES OF INCORPORATION AND OUR BY-LAWS TO PROVIDE FOR THE ELECTION OF UP TO ELEVEN DIRECTORS. | Mgmt | For | For | For | |||
4.0 | TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR SHAREHOLDERS THAT WE ADD SEXUAL ORIENTATION TO OUR WRITTEN NON-DISCRIMINATION POLICY. | ShrHldr | Against | Against | For | |||
5.0 | TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR SHAREHOLDERS THAT WE ISSUE A SUSTAINABILITY REPORT TO SHAREHOLDERS. | ShrHldr | Against | Against | For | |||
6.0 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
Pepsico, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP9 713448108 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: D. DUBLON | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: V.J. DZAU | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: R.L. HUNT | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: A. IBARGUEN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: A.C. MARTINEZ | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: I.K. NOOYI | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: J.J. SCHIRO | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: D. VASELLA | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: M.D. WHITE | Mgmt | For | For | For | |||
11.0 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | For | |||
12.0 | APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY STATEMENT P. 37) | Mgmt | For | For | For | |||
13.0 | SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS (PROXY STATEMENT P. 44) | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP9 717081103 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DENNIS A. AUSIELLO | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL S. BROWN | Mgmt | For | For | For | |||
1.3 | DIRECTOR M. ANTHONY BURNS | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT N. BURT | Mgmt | For | For | For | |||
1.5 | DIRECTOR W. DON CORNWELL | Mgmt | For | For | For | |||
1.6 | DIRECTOR WILLIAM H. GRAY, III | Mgmt | For | For | For | |||
1.7 | DIRECTOR CONSTANCE J. HORNER | Mgmt | For | For | For | |||
1.8 | DIRECTOR WILLIAM R. HOWELL | Mgmt | For | For | For | |||
1.9 | DIRECTOR JEFFREY B. KINDLER | Mgmt | For | For | For | |||
1.10 | DIRECTOR GEORGE A. LORCH | Mgmt | For | For | For | |||
1.11 | DIRECTOR DANA G. MEAD | Mgmt | For | For | For | |||
1.12 | DIRECTOR WILLIAM C. STEERE, JR. | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION. | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE FEASIBILITY OF AMENDING PFIZER'S CORPORATE POLICY ON LABORATORY ANIMAL CARE AND USE. | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS FOR DIRECTOR NOMINEES. | ShrHldr | Against | Against | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP9 724479100 | 05/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR LINDA G. ALVARADO | Mgmt | For | For | For | |||
1.2 | DIRECTOR ERNIE GREEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN S. MCFARLANE | Mgmt | For | For | For | |||
1.4 | DIRECTOR EDUARDO R. MENASCE | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE PITNEY BOWES INC. 2007 STOCK PLAN. | Mgmt | For | For | For | |||
4.0 | APPROVAL OF AMENDMENT TO BY-LAWS OF PITNEY BOWES INC. TO REQUIRE MAJORITY VOTE TO ELECT DIRECTORS IN AN UNCONTESTED ELECTION. | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP9 69351T106 | 05/23/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STUART HEYDT | Mgmt | For | For | For | |||
1.2 | DIRECTOR CRAIG A. ROGERSON | Mgmt | For | For | For | |||
1.3 | DIRECTOR W. KEITH SMITH | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | SHAREOWNER PROPOSAL | ShrHldr | Against | For | Against | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP9 74005P104 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JOSE P. ALVES | Mgmt | For | For | For | |||
1.2 | DIRECTOR RONALD L. KUEHN, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR H. MITCHELL WATSON, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT L. WOOD | Mgmt | For | For | For | |||
2.0 | SHAREHOLDER PROPOSAL REGARDING DIRECTOR ELECTION PROCESS. | ShrHldr | Against | For | Against | |||
3.0 | SHAREHOLDER PROPOSAL REGARDING STOCKHOLDER RIGHTS PLAN VOTE. | ShrHldr | Against | For | Against | |||
4.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Mgmt | For | For | For | |||
Progress Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGN | CUSIP9 743263105 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: J. BOSTIC. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: D. BURNER. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: R. DAUGHERTY. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: H. DELOACH. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: R. JONES. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: W. JONES. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: R. MCGEHEE. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: E. MCKEE. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: J. MULLIN. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: C. SALADRIGAS. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: T. STONE. | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: A. TOLLISON. | Mgmt | For | For | For | |||
13.0 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS PROGRESS ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
14.0 | THE PROPOSAL RELATING TO THE APPROVAL OF THE PROGRESS ENERGY, INC. 2007 EQUITY INCENTIVE PLAN. | Mgmt | For | For | For | |||
Public Service Enterprise Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP9 744573106 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ERNEST H. DREW* | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM V. HICKEY** | Mgmt | For | For | For | |||
1.3 | DIRECTOR RALPH IZZO** | Mgmt | For | For | For | |||
1.4 | DIRECTOR RICHARD J. SWIFT** | Mgmt | For | For | For | |||
2.0 | APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK FROM 500 MILLION TO 1 BILLION SHARES. | Mgmt | For | For | For | |||
3.0 | APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION PLAN FOR OUTSIDE DIRECTORS. | Mgmt | For | For | For | |||
4.0 | APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS, IF ELIMINATION OF CUMULATIVE VOTING PURSUANT TO PROPOSAL 5 IS APPROVED. | Mgmt | For | Against | Against | |||
5.0 | APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL 4 IS APPROVED. | Mgmt | For | Against | Against | |||
6.0 | APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE PRE-EMPTIVE RIGHTS. | Mgmt | For | For | For | |||
7.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2007. | Mgmt | For | For | For | |||
Public Service Enterprise Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP9 744573106 | 11/21/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CAROLINE DORSA * | Mgmt | For | For | For | |||
1.2 | DIRECTOR E. JAMES FERLAND * | Mgmt | For | For | For | |||
1.3 | DIRECTOR ALBERT R. GAMPER, JR. * | Mgmt | For | For | For | |||
1.4 | DIRECTOR RALPH IZZO ** | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2006. | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. | ShrHldr | Against | For | Against | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP9 748356102 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR TERESA BECK | Mgmt | For | For | For | |||
1.2 | DIRECTOR R.D. CASH | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT E. MCKEE | Mgmt | For | For | For | |||
1.4 | DIRECTOR GARY G. MICHAEL | Mgmt | For | For | For | |||
1.5 | DIRECTOR CHARLES B. STANLEY | Mgmt | For | For | For | |||
R.R. Donnelley & Sons Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP9 257867101 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: THOMAS J. QUINLAN III | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: OLIVER R. SOCKWELL | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF THE COMPANY'S AUDITORS. | Mgmt | For | For | For | |||
5.0 | APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
6.0 | APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE SUPERMAJORITY VOTE REQUIREMENT FOR MERGERS, CONSOLIDATIONS OR ASSET SALES. | Mgmt | For | For | For | |||
7.0 | STOCKHOLDER PROPOSAL TO ADOPT UN GLOBAL COMPACT. | ShrHldr | Against | Against | For | |||
8.0 | STOCKHOLDER PROPOSAL TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS. | ShrHldr | Against | Against | For | |||
Royal Caribbean Cruises Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS V7780T103 | 05/31/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM L. KIMSEY | Mgmt | For | For | For | |||
1.2 | DIRECTOR GERT W. MUNTHE | Mgmt | For | For | For | |||
1.3 | DIRECTOR THOMAS J. PRITZKER | Mgmt | For | For | For | |||
1.4 | DIRECTOR BERNT REITAN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
Sara Lee Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLE | CUSIP9 803111103 | 10/26/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR B. BARNES | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.T. BATTENBERG III | Mgmt | For | For | For | |||
1.3 | DIRECTOR C. BEGLEY | Mgmt | For | For | For | |||
1.4 | DIRECTOR C. CARROLL | Mgmt | For | For | For | |||
1.5 | DIRECTOR V. COLBERT | Mgmt | For | For | For | |||
1.6 | DIRECTOR J. CROWN | Mgmt | For | For | For | |||
1.7 | DIRECTOR W. DAVIS | Mgmt | For | For | For | |||
1.8 | DIRECTOR L. KOELLNER | Mgmt | For | For | For | |||
1.9 | DIRECTOR C. VAN LEDE | Mgmt | For | For | For | |||
1.10 | DIRECTOR I. PROSSER | Mgmt | For | For | For | |||
1.11 | DIRECTOR R. RIDGWAY | Mgmt | For | For | For | |||
1.12 | DIRECTOR J. WARD | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SARA LEE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2007. | Mgmt | For | For | For | |||
3.0 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO POSITIONS. | ShrHldr | Against | Against | For | |||
4.0 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING THE COMPENSATION DISCUSSION AND ANALYSIS. | ShrHldr | Against | Against | For | |||
Schering-Plough Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CUSIP9 806605101 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR HANS W. BECHERER | Mgmt | For | For | For | |||
1.2 | DIRECTOR THOMAS J. COLLIGAN | Mgmt | For | For | For | |||
1.3 | DIRECTOR FRED HASSAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR C. ROBERT KIDDER | Mgmt | For | For | For | |||
1.5 | DIRECTOR PHILIP LEDER, M.D. | Mgmt | For | For | For | |||
1.6 | DIRECTOR EUGENE R. MCGRATH | Mgmt | For | For | For | |||
1.7 | DIRECTOR CARL E. MUNDY, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR ANTONIO M. PEREZ | Mgmt | For | For | For | |||
1.9 | DIRECTOR PATRICIA F. RUSSO | Mgmt | For | For | For | |||
1.10 | DIRECTOR JACK L. STAHL | Mgmt | For | For | For | |||
1.11 | DIRECTOR KATHRYN C. TURNER | Mgmt | For | For | For | |||
1.12 | DIRECTOR ROBERT F.W. VAN OORDT | Mgmt | For | For | For | |||
1.13 | DIRECTOR ARTHUR F. WEINBACH | Mgmt | For | For | For | |||
2.0 | RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2007 | Mgmt | For | For | For | |||
3.0 | APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION AND BY-LAWS TO REDUCE SHAREHOLDER SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE | Mgmt | For | For | For | |||
4.0 | APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELECT DIRECTORS BY A MAJORITY VOTE RATHER THAN A PLURALITY VOTE | Mgmt | For | For | For | |||
5.0 | SHAREHOLDER PROPOSAL RELATING TO EQUITY GRANTS | ShrHldr | Against | Against | For | |||
Schlumberger Limited (schlumberger N | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP9 806857108 | 04/11/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR P. CAMUS | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.S. GORELICK | Mgmt | For | For | For | |||
1.3 | DIRECTOR A. GOULD | Mgmt | For | For | For | |||
1.4 | DIRECTOR T. ISAAC | Mgmt | For | For | For | |||
1.5 | DIRECTOR N. KUDRYAVTSEV | Mgmt | For | For | For | |||
1.6 | DIRECTOR A. LAJOUS | Mgmt | For | For | For | |||
1.7 | DIRECTOR M.E. MARKS | Mgmt | For | For | For | |||
1.8 | DIRECTOR D. PRIMAT | Mgmt | For | For | For | |||
1.9 | DIRECTOR L.R. REIF | Mgmt | For | For | For | |||
1.10 | DIRECTOR T.I. SANDVOLD | Mgmt | For | For | For | |||
1.11 | DIRECTOR N. SEYDOUX | Mgmt | For | For | For | |||
1.12 | DIRECTOR L.G. STUNTZ | Mgmt | For | For | For | |||
1.13 | DIRECTOR R. TALWAR | Mgmt | For | For | For | |||
2.0 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Seagate Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G7945J104 | 10/26/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECT FRANK J. BIONDI, JR. AS A DIRECTOR. | Mgmt | For | For | For | |||
2.0 | ELECT WILLIAM W. BRADLEY AS A DIRECTOR. | Mgmt | For | For | For | |||
3.0 | ELECT MICHAEL R. CANNON AS A DIRECTOR. | Mgmt | For | For | For | |||
4.0 | ELECT JAMES A. DAVIDSON AS A DIRECTOR. | Mgmt | For | For | For | |||
5.0 | ELECT DONALD E. KIERNAN AS A DIRECTOR. | Mgmt | For | For | For | |||
6.0 | ELECT STEPHEN J. LUCZO AS A DIRECTOR. | Mgmt | For | For | For | |||
7.0 | ELECT DAVID F. MARQUARDT AS A DIRECTOR. | Mgmt | For | For | For | |||
8.0 | ELECT LYDIA M. MARSHALL AS A DIRECTOR. | Mgmt | For | For | For | |||
9.0 | ELECT C.S. PARK AS A DIRECTOR. | Mgmt | For | For | For | |||
10.0 | ELECT GREGORIO REYES AS A DIRECTOR. | Mgmt | For | For | For | |||
11.0 | ELECT JOHN W. THOMPSON AS A DIRECTOR. | Mgmt | For | For | For | |||
12.0 | ELECT WILLIAM D. WATKINS AS A DIRECTOR. | Mgmt | For | For | For | |||
13.0 | APPROVE AN INCREASE IN SHARES ELIGIBLE FOR ISSUANCE UNDER 2004 STOCK COMPENSATION PLAN IN THE AMOUNT OF 36 MILLION SHARES. | Mgmt | For | Against | Against | |||
14.0 | APPROVE AN INCREASE IN THE ISSUABLE SHARES FOR PURCHASE UNDER EMPLOYEE STOCK PURCHASE PLAN IN THE AMOUNT OF 10 MILLION SHARES. | Mgmt | For | For | For | |||
15.0 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Sonoco Products Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SON | CUSIP9 835495102 | 04/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR F.L.H. COKER | Mgmt | For | For | For | |||
1.2 | DIRECTOR C.C. FORT | Mgmt | For | For | For | |||
1.3 | DIRECTOR J.H. MULLIN, III | Mgmt | For | For | For | |||
1.4 | DIRECTOR T.E. WHIDDON | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY. | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP9 844741108 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR COLLEEN C. BARRETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID W. BIEGLER | Mgmt | For | For | For | |||
1.3 | DIRECTOR LOUIS E. CALDERA | Mgmt | For | For | For | |||
1.4 | DIRECTOR C. WEBB CROCKETT | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM H. CUNNINGHAM | Mgmt | For | For | For | |||
1.6 | DIRECTOR TRAVIS C. JOHNSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR HERBERT D. KELLEHER | Mgmt | For | For | For | |||
1.8 | DIRECTOR GARY C. KELLY | Mgmt | For | For | For | |||
1.9 | DIRECTOR NANCY B. LOEFFLER | Mgmt | For | For | For | |||
1.10 | DIRECTOR JOHN T. MONTFORD | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE SOUTHWEST AIRLINES CO. 2007 EQUITY INCENTIVE PLAN | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 | Mgmt | For | For | For | |||
5.0 | APPROVAL OF A SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE MAJORITY VOTE WITH RESPECT TO CERTAIN MATTERS | ShrHldr | Against | Against | For | |||
Sprint Nextel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP9 852061100 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: KEITH J. BANE | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: ROBERT R. BENNETT | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: GARY D. FORSEE | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: V. JANET HILL | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: LINDA KOCH LORIMER | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Mgmt | For | For | For | |||
11.0 | TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2007. | Mgmt | For | For | For | |||
12.0 | TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | For | |||
13.0 | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | ShrHldr | Against | Against | For | |||
Sunoco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUN | CUSIP9 86764P109 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR R.J. DARNALL | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.G. DROSDICK | Mgmt | For | For | For | |||
1.3 | DIRECTOR U.O. FAIRBAIRN | Mgmt | For | For | For | |||
1.4 | DIRECTOR T.P. GERRITY | Mgmt | For | For | For | |||
1.5 | DIRECTOR R.B. GRECO | Mgmt | For | For | For | |||
1.6 | DIRECTOR J.P. JONES, III | Mgmt | For | For | For | |||
1.7 | DIRECTOR J.G. KAISER | Mgmt | For | For | For | |||
1.8 | DIRECTOR R.A. PEW | Mgmt | For | For | For | |||
1.9 | DIRECTOR G.J. RATCLIFFE | Mgmt | For | For | For | |||
1.10 | DIRECTOR J.W. ROWE | Mgmt | For | For | For | |||
1.11 | DIRECTOR J.K. WULFF | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP9 87612E106 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CALVIN DARDEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR ANNE M. MULCAHY | Mgmt | For | For | For | |||
1.3 | DIRECTOR STEPHEN W. SANGER | Mgmt | For | For | For | |||
1.4 | DIRECTOR GREGG W. STEINHAFEL | Mgmt | For | For | For | |||
2.0 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | COMPANY PROPOSAL TO APPROVE THE OFFICER SHORT-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
5.0 | SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP9 882508104 | 04/19/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: J.R. ADAMS. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: D.L. BOREN. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: D.A. CARP. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: C.S. COX. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: T.J. ENGIBOUS. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: D.R. GOODE. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: P.H. PATSLEY. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: W.R. SANDERS. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: R.J. SIMMONS. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: R.K. TEMPLETON. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: C.T. WHITMAN. | Mgmt | For | For | For | |||
12.0 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP9 020002101 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: JAMES G. ANDRESS | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: ROBERT D. BEYER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: W. JAMES FARRELL | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: JACK M. GREENBERG | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: RONALD T. LEMAY | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: J. CHRISTOPHER REYES | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: THOMAS J. WILSON | Mgmt | For | For | For | |||
14.0 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
15.0 | AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS. | Mgmt | For | For | For | |||
The Bank Of New York Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP9 064057102 | 04/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MR. BIONDI | Mgmt | For | For | For | |||
1.2 | DIRECTOR MR. DONOFRIO | Mgmt | For | For | For | |||
1.3 | DIRECTOR MR. HASSELL | Mgmt | For | For | For | |||
1.4 | DIRECTOR MR. KOGAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR MR. KOWALSKI | Mgmt | For | For | For | |||
1.6 | DIRECTOR MR. LUKE | Mgmt | For | For | For | |||
1.7 | DIRECTOR MS. REIN | Mgmt | For | For | For | |||
1.8 | DIRECTOR MR. RENYI | Mgmt | For | For | For | |||
1.9 | DIRECTOR MR. RICHARDSON | Mgmt | For | For | For | |||
1.10 | DIRECTOR MR. SCOTT | Mgmt | For | For | For | |||
1.11 | DIRECTOR MR. VAUGHAN | Mgmt | For | For | For | |||
2.0 | A VOTE FOR" RATIFICATION OF AUDITORS " | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE MAJORITY VOTING | ShrHldr | Against | For | Against | |||
4.0 | SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
The Bank Of New York Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP9 064057102 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED AND RESTATED AS OF 3/30/07, BY AND BETWEEN MELLON FINANCIAL CORPORATION, THE BANK OF NEW YORK COMPANY, INC. AND TH | Mgmt | For | For | For | |||
2.0 | TO APPROVE A PROVISION IN THE CERTIFICATE OF INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF THE OUTSTANDING VOTING SHARES OF NEWCO FOR DIRECT SHAREHOLDER AMENDMENT OF ARTICLE V OF THE BY-LAWS, ALL AS MORE FU | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO'S CERTIFICATE OF INCORPORATION. | Mgmt | For | For | For | |||
4.0 | TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP9 097023105 | 04/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: JOHN H. BIGGS | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: JOHN E. BRYSON | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: LINDA Z. COOK | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: WILLIAM M. DALEY | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: RICHARD D. NANULA | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Mgmt | For | For | For | |||
12.0 | ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | For | |||
13.0 | PREPARE A REPORT ON FOREIGN MILITARY SALES. | ShrHldr | Against | Against | For | |||
14.0 | DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. | ShrHldr | Against | Against | For | |||
15.0 | PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
16.0 | PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
17.0 | SEPARATE THE ROLES OF CEO AND CHAIRMAN. | ShrHldr | Against | Against | For | |||
18.0 | SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. | ShrHldr | Against | Against | For | |||
19.0 | ADVISORY VOTE ON COMPENSATION DISCUSSION AND ANALYSIS. | ShrHldr | Against | Against | For | |||
20.0 | ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS. | ShrHldr | Against | Against | For | |||
21.0 | RECOUP UNEARNED MANAGEMENT BONUSES. | ShrHldr | Against | Against | For | |||
The Coca-cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP9 191216100 | 04/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: BARRY DILLER | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: SAM NUNN | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Mgmt | For | For | For | |||
12.0 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
13.0 | APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY | Mgmt | For | For | For | |||
14.0 | SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION | ShrHldr | Against | Against | For | |||
15.0 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON THE COMPENSATION COMMITTEE REPORT | ShrHldr | Against | Against | For | |||
16.0 | SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL TESTING | ShrHldr | Against | Against | For | |||
17.0 | SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT ON EXTRACTION OF WATER IN INDIA | ShrHldr | Against | Against | For | |||
18.0 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | ShrHldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP9 260543103 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ARNOLD A. ALLEMANG | Mgmt | For | For | For | |||
1.2 | DIRECTOR JACQUELINE K. BARTON | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES A. BELL | Mgmt | For | For | For | |||
1.4 | DIRECTOR JEFF M. FETTIG | Mgmt | For | For | For | |||
1.5 | DIRECTOR BARBARA H. FRANKLIN | Mgmt | For | For | For | |||
1.6 | DIRECTOR JOHN B. HESS | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANDREW N. LIVERIS | Mgmt | For | For | For | |||
1.8 | DIRECTOR GEOFFERY E. MERSZEI | Mgmt | For | For | For | |||
1.9 | DIRECTOR WITHDRAWN | Mgmt | For | For | For | |||
1.10 | DIRECTOR JAMES M. RINGLER | Mgmt | For | For | For | |||
1.11 | DIRECTOR RUTH G. SHAW | Mgmt | For | For | For | |||
1.12 | DIRECTOR PAUL G. STERN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | For | |||
4.0 | STOCKHOLDER PROPOSAL ON BHOPAL. | ShrHldr | Against | Against | For | |||
5.0 | STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED SEED. | ShrHldr | Against | Against | For | |||
6.0 | STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION IN THE MIDLAND AREA. | ShrHldr | Against | Against | For | |||
7.0 | STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS TO RESPIRATORY PROBLEMS. | ShrHldr | Against | Against | For | |||
The E.W. Scripps Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSP | CUSIP9 811054204 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID A. GALLOWAY | Mgmt | For | For | For | |||
1.2 | DIRECTOR NICHOLAS B. PAUMGARTEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR RONALD W. TYSOE | Mgmt | For | For | For | |||
1.4 | DIRECTOR JULIE A. WRIGLEY | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP9 437076102 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: JOHN L. CLENDENIN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: MILLEDGE A. HART, III | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: BONNIE G. HILL | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: KENNETH G. LANGONE | Mgmt | For | For | For | |||
12.0 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008 | Mgmt | For | For | For | |||
13.0 | SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION | ShrHldr | Against | For | Against | |||
14.0 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT DISCLOSURE | ShrHldr | Against | Against | For | |||
15.0 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | ShrHldr | Against | Against | For | |||
16.0 | SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES | ShrHldr | Against | Against | For | |||
17.0 | SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS | ShrHldr | Against | Against | For | |||
18.0 | SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION | ShrHldr | Against | Against | For | |||
19.0 | SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR PERFORMANCE | ShrHldr | Against | Against | For | |||
20.0 | SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP | ShrHldr | Against | Against | For | |||
21.0 | SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO | ShrHldr | Against | Against | For | |||
The Servicemaster Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 81760N109 | 06/28/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 18, 2007, AMONG SERVICEMASTER, CDRSVM TOPCO, INC. (CDRSVM PARENT") AND CDRSVM ACQ. CO., INC., WHICH PROVIDES FOR THE MERGER OF CDRSVM ACQ. CO., INC., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF CDRSVM P | Mgmt | For | For | For | |||
2.0 | ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER REFERRED TO IN ITEM 1. | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP9 842587107 | 05/23/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR J.P. BARANCO | Mgmt | For | For | For | |||
1.2 | DIRECTOR D.J. BERN | Mgmt | For | For | For | |||
1.3 | DIRECTOR F.S. BLAKE | Mgmt | For | For | For | |||
1.4 | DIRECTOR T.F. CHAPMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR H.W. HABERMEYER, JR. | Mgmt | For | For | For | |||
1.6 | DIRECTOR D.M. JAMES | Mgmt | For | For | For | |||
1.7 | DIRECTOR J.N. PURCELL | Mgmt | For | For | For | |||
1.8 | DIRECTOR D.M. RATCLIFFE | Mgmt | For | For | For | |||
1.9 | DIRECTOR W.G. SMITH, JR. | Mgmt | For | For | For | |||
1.10 | DIRECTOR G.J. ST. PE | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REPORT | ShrHldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP9 872540109 | 06/05/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID A. BRANDON | Mgmt | For | For | For | |||
1.2 | DIRECTOR BERNARD CAMMARATA | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAVID T. CHING | Mgmt | For | For | For | |||
1.4 | DIRECTOR MICHAEL F. HINES | Mgmt | For | For | For | |||
1.5 | DIRECTOR AMY B. LANE | Mgmt | For | For | For | |||
1.6 | DIRECTOR CAROL MEYROWITZ | Mgmt | For | For | For | |||
1.7 | DIRECTOR JOHN F. O'BRIEN | Mgmt | For | For | For | |||
1.8 | DIRECTOR ROBERT F. SHAPIRO | Mgmt | For | For | For | |||
1.9 | DIRECTOR WILLOW B. SHIRE | Mgmt | For | For | For | |||
1.10 | DIRECTOR FLETCHER H. WILEY | Mgmt | For | For | For | |||
2.0 | APPROVAL OF MATERIAL TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL REGARDING ELECTION OF DIRECTORS BY MAJORITY VOTE. | ShrHldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP9 89417E109 | 05/01/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ALAN L. BELLER | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN H. DASBURG | Mgmt | For | For | For | |||
1.3 | DIRECTOR JANET M. DOLAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR KENNETH M. DUBERSTEIN | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAY S. FISHMAN | Mgmt | For | For | For | |||
1.6 | DIRECTOR LAWRENCE G. GRAEV | Mgmt | For | For | For | |||
1.7 | DIRECTOR PATRICIA L. HIGGINS | Mgmt | For | For | For | |||
1.8 | DIRECTOR THOMAS R. HODGSON | Mgmt | For | For | For | |||
1.9 | DIRECTOR C.L. KILLINGSWORTH, JR. | Mgmt | For | For | For | |||
1.10 | DIRECTOR ROBERT I. LIPP | Mgmt | For | For | For | |||
1.11 | DIRECTOR BLYTHE J. MCGARVIE | Mgmt | For | For | For | |||
1.12 | DIRECTOR GLEN D. NELSON, MD | Mgmt | For | For | For | |||
1.13 | DIRECTOR LAURIE J. THOMSEN | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP9 959802109 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DINYAR S. DEVITRE | Mgmt | For | For | For | |||
1.2 | DIRECTOR BETSY D. HOLDEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR CHRISTINA A. GOLD | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE WESTERN UNION COMPANY 2006 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE WESTERN UNION COMPANY SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN | Mgmt | For | Against | Against | |||
4.0 | RATIFICATION OF SELECTION OF AUDITORS | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP9 902124106 | 03/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DENNIS C. BLAIR | Mgmt | For | For | For | |||
1.2 | DIRECTOR EDWARD D. BREEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR BRIAN DUPERREAULT | Mgmt | For | For | For | |||
1.4 | DIRECTOR BRUCE S. GORDON | Mgmt | For | For | For | |||
1.5 | DIRECTOR RAJIV L. GUPTA | Mgmt | For | For | For | |||
1.6 | DIRECTOR JOHN A. KROL | Mgmt | For | For | For | |||
1.7 | DIRECTOR H. CARL MCCALL | Mgmt | For | For | For | |||
1.8 | DIRECTOR BRENDAN R. O'NEILL | Mgmt | For | For | For | |||
1.9 | DIRECTOR WILLIAM S. STAVROPOULOS | Mgmt | For | For | For | |||
1.10 | DIRECTOR SANDRA S. WIJNBERG | Mgmt | For | For | For | |||
1.11 | DIRECTOR JEROME B. YORK | Mgmt | For | For | For | |||
2.0 | RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP9 902124106 | 03/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANY'S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4. | Mgmt | For | For | For | |||
2.0 | APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYE-LAWS. | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP9 902973304 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR V. BUYNISKI GLUCKMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR ARTHUR D. COLLINS, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR OLIVIA F. KIRTLEY | Mgmt | For | For | For | |||
1.4 | DIRECTOR JERRY W. LEVIN | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD G. REITEN | Mgmt | For | For | For | |||
2.0 | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE U.S. BANCORP 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION. | Mgmt | For | For | For | |||
5.0 | SHAREHOLDER PROPOSAL: ANNUAL RATIFICATION OF EXECUTIVE OFFICER COMPENSATION. | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL: LIMIT BENEFITS PROVIDED UNDER OUR SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. | ShrHldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP9 907818108 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR A.H. CARD, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR E.B. DAVIS, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR T.J. DONOHUE | Mgmt | For | For | For | |||
1.4 | DIRECTOR A.W. DUNHAM | Mgmt | For | For | For | |||
1.5 | DIRECTOR J.R. HOPE | Mgmt | For | For | For | |||
1.6 | DIRECTOR C.C. KRULAK | Mgmt | For | For | For | |||
1.7 | DIRECTOR M.W. MCCONNELL | Mgmt | For | For | For | |||
1.8 | DIRECTOR T.F. MCLARTY III | Mgmt | For | For | For | |||
1.9 | DIRECTOR S.R. ROGEL | Mgmt | For | For | For | |||
1.10 | DIRECTOR J.R. YOUNG | Mgmt | For | For | For | |||
2.0 | APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING. | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP9 911312106 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL J. BURNS | Mgmt | For | For | For | |||
1.2 | DIRECTOR D. SCOTT DAVIS | Mgmt | For | For | For | |||
1.3 | DIRECTOR STUART E. EIZENSTAT | Mgmt | For | For | For | |||
1.4 | DIRECTOR MICHAEL L. ESKEW | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMES P. KELLY | Mgmt | For | For | For | |||
1.6 | DIRECTOR ANN M. LIVERMORE | Mgmt | For | For | For | |||
1.7 | DIRECTOR VICTOR A. PELSON | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOHN W. THOMPSON | Mgmt | For | For | For | |||
1.9 | DIRECTOR CAROL B. TOME | Mgmt | For | For | For | |||
1.10 | DIRECTOR BEN VERWAAYEN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP9 913017109 | 04/11/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR LOUIS R. CHENEVERT | Mgmt | For | For | For | |||
1.2 | DIRECTOR GEORGE DAVID | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN V. FARACI | Mgmt | For | For | For | |||
1.4 | DIRECTOR JEAN-PIERRE GARNIER | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMIE S. GORELICK | Mgmt | For | For | For | |||
1.6 | DIRECTOR CHARLES R. LEE | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD D. MCCORMICK | Mgmt | For | For | For | |||
1.8 | DIRECTOR HAROLD MCGRAW III | Mgmt | For | For | For | |||
1.9 | DIRECTOR RICHARD B. MYERS | Mgmt | For | For | For | |||
1.10 | DIRECTOR FRANK P. POPOFF | Mgmt | For | For | For | |||
1.11 | DIRECTOR H. PATRICK SWYGERT | Mgmt | For | For | For | |||
1.12 | DIRECTOR ANDRE VILLENEUVE | Mgmt | For | For | For | |||
1.13 | DIRECTOR H.A. WAGNER | Mgmt | For | For | For | |||
1.14 | DIRECTOR CHRISTINE TODD WHITMAN | Mgmt | For | For | For | |||
2.0 | APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 | Mgmt | For | For | For | |||
3.0 | SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS | ShrHldr | Against | Against | For | |||
4.0 | SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES | ShrHldr | Against | Against | For | |||
5.0 | SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
6.0 | SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
7.0 | SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE | ShrHldr | Against | Against | For | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | CUSIP9 91529Y106 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR E. MICHAEL CAULFIELD | Mgmt | For | For | For | |||
1.2 | DIRECTOR RONALD E. GOLDSBERRY | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL J. PASSARELLA | Mgmt | For | For | For | |||
2.0 | APPROVAL OF STOCK INCENTIVE PLAN OF 2007 | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP9 92343V104 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: JAMES R. BARKER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: RICHARD L. CARRION | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: M. FRANCES KEETH | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: ROBERT W. LANE | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: HUGH B. PRICE | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: WALTER V. SHIPLEY | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: JOHN W. SNOW | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: JOHN R. STAFFORD | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: ROBERT D. STOREY | Mgmt | For | For | For | |||
16.0 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
17.0 | ELIMINATE STOCK OPTIONS | ShrHldr | Against | Against | For | |||
18.0 | SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS | ShrHldr | Against | Against | For | |||
19.0 | COMPENSATION CONSULTANT DISCLOSURE | ShrHldr | Against | Against | For | |||
20.0 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
21.0 | LIMIT SERVICE ON OUTSIDE BOARDS | ShrHldr | Against | Against | For | |||
22.0 | SHAREHOLDER APPROVAL OF FUTURE POISON PILL | ShrHldr | Against | Against | For | |||
23.0 | REPORT ON CHARITABLE CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP9 918204108 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR EDWARD E. CRUTCHFIELD | Mgmt | For | For | For | |||
1.2 | DIRECTOR GEORGE FELLOWS | Mgmt | For | For | For | |||
1.3 | DIRECTOR DANIEL R. HESSE | Mgmt | For | For | For | |||
1.4 | DIRECTOR CLARENCE OTIS, JR. | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF VF'S 1996 STOCK COMPENSATION PLAN. | Mgmt | For | Against | Against | |||
3.0 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Mgmt | For | For | For | |||
Wachovia Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WB | CUSIP9 929903102 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ERNEST S. RADY*** | Mgmt | For | For | For | |||
1.2 | DIRECTOR JERRY GITT** | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN T. CASTEEN, III* | Mgmt | For | For | For | |||
1.4 | DIRECTOR MARYELLEN C. HERRINGER* | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOSEPH NEUBAUER* | Mgmt | For | For | For | |||
1.6 | DIRECTOR TIMOTHY D. PROCTOR* | Mgmt | For | For | For | |||
1.7 | DIRECTOR VAN L. RICHEY* | Mgmt | For | For | For | |||
1.8 | DIRECTOR DONA DAVIS YOUNG* | Mgmt | For | For | For | |||
2.0 | A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ARTICLES OF INCORPORATION TO ELIMINATE THE PROVISIONS CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
3.0 | A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Mgmt | For | For | For | |||
4.0 | A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2007. | Mgmt | For | For | For | |||
5.0 | A STOCKHOLDER PROPOSAL REGARDING NON-BINDING STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
6.0 | A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS OF DIRECTOR NOMINEES. | ShrHldr | Against | Against | For | |||
7.0 | A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
8.0 | A STOCKHOLDER PROPOSAL REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | ShrHldr | Against | Against | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP9 931142103 | 06/01/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: JAMES W. BREYER | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: M. MICHELE BURNS | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: ROGER C. CORBETT | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: DAVID D. GLASS | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: JACK C. SHEWMAKER | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: JIM C. WALTON | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: S. ROBSON WALTON | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: LINDA S. WOLF | Mgmt | For | For | For | |||
16.0 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Mgmt | For | For | For | |||
17.0 | CHARITABLE CONTRIBUTIONS REPORT | ShrHldr | Against | Against | For | |||
18.0 | UNIVERSAL HEALTH CARE POLICY | ShrHldr | Against | Against | For | |||
19.0 | PAY-FOR-SUPERIOR-PERFORMANCE | ShrHldr | Against | Against | For | |||
20.0 | EQUITY COMPENSATION GLASS CEILING | ShrHldr | Against | Against | For | |||
21.0 | COMPENSATION DISPARITY | ShrHldr | Against | Against | For | |||
22.0 | BUSINESS SOCIAL RESPONSIBILITY REPORT | ShrHldr | Against | Against | For | |||
23.0 | EXECUTIVE COMPENSATION VOTE | ShrHldr | Against | Against | For | |||
24.0 | POLITICAL CONTRIBUTIONS REPORT | ShrHldr | Against | Against | For | |||
25.0 | SOCIAL AND REPUTATION IMPACT REPORT | ShrHldr | Against | Against | For | |||
26.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
27.0 | QUALIFICATIONS FOR DIRECTOR NOMINEES | ShrHldr | Against | Against | For | |||
Mgmt | ||||||||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP9 931422109 | 01/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID W. BERNAUER | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM C. FOOTE | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES J. HOWARD | Mgmt | For | For | For | |||
1.4 | DIRECTOR ALAN G. MCNALLY | Mgmt | For | For | For | |||
1.5 | DIRECTOR CORDELL REED | Mgmt | For | For | For | |||
1.6 | DIRECTOR JEFFREY A. REIN | Mgmt | For | For | For | |||
1.7 | DIRECTOR NANCY M. SCHLICHTING | Mgmt | For | For | For | |||
1.8 | DIRECTOR DAVID Y. SCHWARTZ | Mgmt | For | For | For | |||
1.9 | DIRECTOR JAMES A. SKINNER | Mgmt | For | For | For | |||
1.10 | DIRECTOR MARILOU M. VON FERSTEL | Mgmt | For | For | For | |||
1.11 | DIRECTOR CHARLES R. WALGREEN III | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE AMENDED AND RESTATED WALGREEN CO. RESTRICTED PERFORMANCE SHARE PLAN. | Mgmt | For | For | For | |||
Washington Mutual, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP9 939322103 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ANNE V. FARRELL | Mgmt | For | For | For | |||
1.2 | DIRECTOR STEPHEN E. FRANK | Mgmt | For | For | For | |||
1.3 | DIRECTOR KERRY K. KILLINGER | Mgmt | For | For | For | |||
1.4 | DIRECTOR THOMAS C. LEPPERT | Mgmt | For | For | For | |||
1.5 | DIRECTOR CHARLES M. LILLIS | Mgmt | For | For | For | |||
1.6 | DIRECTOR PHILLIP D. MATTHEWS | Mgmt | For | For | For | |||
1.7 | DIRECTOR REGINA T. MONTOYA | Mgmt | For | For | For | |||
1.8 | DIRECTOR MICHAEL K. MURPHY | Mgmt | For | For | For | |||
1.9 | DIRECTOR MARGARET OSMER MCQUADE | Mgmt | For | For | For | |||
1.10 | DIRECTOR MARY E. PUGH | Mgmt | For | For | For | |||
1.11 | DIRECTOR WILLIAM G. REED, JR. | Mgmt | For | For | For | |||
1.12 | DIRECTOR ORIN C. SMITH | Mgmt | For | For | For | |||
1.13 | DIRECTOR JAMES H. STEVER | Mgmt | For | For | For | |||
2.0 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2007 | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO THE COMPANY'S EXECUTIVE RETIREMENT PLAN POLICIES | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO THE COMPANY'S DIRECTOR ELECTION PROCESS | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL RELATING TO THE COMPANY'S DIRECTOR NOMINEE QUALIFICATION REQUIREMENTS | ShrHldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMI | CUSIP9 94106L109 | 05/04/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO ELECT: FRANK M. CLARK, JR. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO ELECT: PATRICK W. GROSS | Mgmt | For | For | For | |||
4.0 | PROPOSAL TO ELECT: THOMAS I. MORGAN | Mgmt | For | For | For | |||
5.0 | PROPOSAL TO ELECT: JOHN C. POPE | Mgmt | For | For | For | |||
6.0 | PROPOSAL TO ELECT: W. ROBERT REUM | Mgmt | For | For | For | |||
7.0 | PROPOSAL TO ELECT: STEVEN G. ROTHMEIER | Mgmt | For | For | For | |||
8.0 | PROPOSAL TO ELECT: DAVID P. STEINER | Mgmt | For | For | For | |||
9.0 | PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER | Mgmt | For | For | For | |||
10.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP9 949746101 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: JOHN S. CHEN. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: LLOYD H. DEAN. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: SUSAN E. ENGEL. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: ROBERT L. JOSS. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: DONALD B. RICE. | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: STEPHEN W. SANGER. | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: SUSAN G. SWENSON. | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: JOHN G. STUMPF. | Mgmt | For | For | For | |||
16.0 | ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. | Mgmt | For | For | For | |||
17.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
18.0 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF BOARD CHAIRMAN AND CEO POSITIONS. | ShrHldr | Against | Against | For | |||
19.0 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
20.0 | STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. | ShrHldr | Against | Against | For | |||
21.0 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME MORTGAGE DISCLOSURE ACT (HMDA) DATA. | ShrHldr | Against | Against | For | |||
22.0 | STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION GOALS FOR WELLS FARGO AND ITS CUSTOMERS. | ShrHldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP9 962166104 | 04/19/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STEVEN R. ROGEL | Mgmt | For | For | For | |||
1.2 | DIRECTOR DEBRA A. CAFARO | Mgmt | For | For | For | |||
1.3 | DIRECTOR RICHARD H. SINKFIELD | Mgmt | For | For | For | |||
1.4 | DIRECTOR D. MICHAEL STEUERT | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMES N. SULLIVAN | Mgmt | For | For | For | |||
1.6 | DIRECTOR KIM WILLIAMS | Mgmt | For | For | For | |||
2.0 | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
3.0 | SHAREHOLDER PROPOSAL ON MAJORITY VOTE | ShrHldr | Against | For | Against | |||
4.0 | SHAREHOLDER PROPOSAL ON WOOD SUPPLY | ShrHldr | Against | Against | For | |||
5.0 | APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT OF AUDITORS | Mgmt | For | For | For | |||
WM. Wrigley Jr. Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWY | CUSIP9 982526105 | 03/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR THOMAS A. KNOWLTON | Mgmt | For | For | For | |||
1.2 | DIRECTOR STEVEN B. SAMPLE | Mgmt | For | For | For | |||
1.3 | DIRECTOR ALEX SHUMATE | Mgmt | For | For | For | |||
1.4 | DIRECTOR WILLIAM D. PEREZ | Mgmt | For | For | For | |||
2.0 | AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
3.0 | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Wyeth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYE | CUSIP9 983024100 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: ROBERT ESSNER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: JOHN D. FEERICK | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, PH.D. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: VICTOR F. GANZI | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., PH.D., M.P.H. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: BERNARD POUSSOT | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: GARY L. ROGERS | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: WALTER V. SHIPLEY | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: JOHN R. TORELL III | Mgmt | For | For | For | |||
14.0 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Mgmt | For | For | For | |||
15.0 | VOTE TO AMEND THE CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | Mgmt | For | For | For | |||
16.0 | VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE PLAN FOR TAX COMPLIANCE | Mgmt | For | For | For | |||
17.0 | DISCLOSURE OF ANIMAL WELFARE POLICY | ShrHldr | Against | Against | For | |||
18.0 | REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS IN CANADA | ShrHldr | Against | Against | For | |||
19.0 | DISCLOSURE OF POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
20.0 | RECOUPMENT OF INCENTIVE BONUSES | ShrHldr | Against | Against | For | |||
21.0 | INTERLOCKING DIRECTORSHIPS | ShrHldr | Against | Against | For | |||
22.0 | PROPOSAL WITHDRAWN. NO VOTE REQUIRED | TNA | Against | |||||
23.0 | SEPARATING THE ROLES OF CHAIRMAN AND CEO | ShrHldr | Against | Against | For | |||
24.0 | STOCKHOLDER ADVISORY VOTE ON COMPENSATION | ShrHldr | Against | Against | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP9 98389B100 | 05/23/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR C. CONEY BURGESS | Mgmt | For | For | For | |||
1.2 | DIRECTOR FREDRIC W. CORRIGAN | Mgmt | For | For | For | |||
1.3 | DIRECTOR RICHARD K. DAVIS, | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROGER R. HEMMINGHAUS | Mgmt | For | For | For | |||
1.5 | DIRECTOR A. BARRY HIRSCHFELD | Mgmt | For | For | For | |||
1.6 | DIRECTOR RICHARD C. KELLY, | Mgmt | For | For | For | |||
1.7 | DIRECTOR DOUGLAS W. LEATHERDALE | Mgmt | For | For | For | |||
1.8 | DIRECTOR ALBERT F. MORENO | Mgmt | For | For | For | |||
1.9 | DIRECTOR DR. MARGARET R. PRESKA, | Mgmt | For | For | For | |||
1.10 | DIRECTOR A. PATRICIA SAMPSON | Mgmt | For | For | For | |||
1.11 | DIRECTOR RICHARD H. TRULY | Mgmt | For | For | For | |||
1.12 | DIRECTOR DAVID A. WESTERLUND | Mgmt | For | For | For | |||
1.13 | DIRECTOR TIMOTHY V. WOLF | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS XCEL ENERGY INC.'S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2007 | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLE OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO FINANCIAL PERFORMANCE CRITERIA FOR THE COMPANY'S EXECUTIVE COMPENSATION PLANS | ShrHldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP9 988498101 | 05/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID W. DORMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR MASSIMO FERRAGAMO | Mgmt | For | For | For | |||
1.3 | DIRECTOR J. DAVID GRISSOM | Mgmt | For | For | For | |||
1.4 | DIRECTOR BONNIE G. HILL | Mgmt | For | For | For | |||
1.5 | DIRECTOR ROBERT HOLLAND, JR. | Mgmt | For | For | For | |||
1.6 | DIRECTOR KENNETH G. LANGONE | Mgmt | For | For | For | |||
1.7 | DIRECTOR JONATHAN S. LINEN | Mgmt | For | For | For | |||
1.8 | DIRECTOR THOMAS C. NELSON | Mgmt | For | For | For | |||
1.9 | DIRECTOR DAVID C. NOVAK | Mgmt | For | For | For | |||
1.10 | DIRECTOR THOMAS M. RYAN | Mgmt | For | For | For | |||
1.11 | DIRECTOR JACKIE TRUJILLO | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 17 OF PROXY) | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO THE MACBRIDE PRINCIPLES (PAGE 19 OF PROXY) | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY SHAREHOLDER VOTE TO RATIFY EXECUTIVE COMPENSATION (PAGE 21 OF PROXY) | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL RELATING TO A PAY FOR SUPERIOR PERFORMANCE PROPOSAL (PAGE 24 OF PROXY) | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL RELATING TO A FUTURE SEVERANCE AGREEMENTS PROPOSAL (PAGE 27 OF PROXY) | ShrHldr | Against | For | Against | |||
7.0 | SHAREHOLDER PROPOSAL RELATING TO SUSTAINABLE FISH (PAGE 29 OF PROXY) | ShrHldr | Against | Against | For | |||
8.0 | SHAREHOLDER PROPOSAL RELATING TO A PROPOSAL REGARDING ANIMAL WELFARE (PAGE 32 OF PROXY) | ShrHldr | Against | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND, INC.
(Registrant)
By /s/ James K. Dunton |
James K. Dunton, Vice Chairman and Principal Executive Officer |
Date: August 29, 2007 |