UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2008 - June 30, 2009
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
ITEM 1 – Proxy Voting Record
Fund Name : American Mutual Fund, Inc. | ||||||||
Reporting Period: July 01, 2008 - June 30, 2009 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect William Daley | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.6 | Elect William Osborn | Mgmt | For | For | For | |||
1.7 | Elect David Owen | Mgmt | For | For | For | |||
1.8 | Elect W. Ann Reynolds | Mgmt | For | For | For | |||
1.9 | Elect Roy Roberts | Mgmt | For | For | For | |||
1.10 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.11 | Elect William Smithburg | Mgmt | For | For | For | |||
1.12 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.13 | Elect Miles White | Mgmt | For | For | For | |||
2 | 2009 Incentive Stock Program | Mgmt | For | Against | Against | |||
3 | 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Animal Testing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Air Products & Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mario Baeza | Mgmt | For | For | For | |||
1.2 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
1.3 | Elect John McGlade | Mgmt | For | For | For | |||
1.4 | Elect Charles Noski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Allstate Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||
6 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
7 | Elect Joshua Smith | Mgmt | For | For | For | |||
8 | Elect Judith Sprieser | Mgmt | For | For | For | |||
9 | Elect Mary Taylor | Mgmt | For | For | For | |||
10 | Elect Thomas Wilson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Annual Executive Incentive Plan | Mgmt | For | For | For | |||
13 | 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
1.2 | Elect Susan Elliott | Mgmt | For | For | For | |||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Johnson | Mgmt | For | For | For | |||
1.7 | Elect Charles Mueller | Mgmt | For | For | For | |||
1.8 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Gary Rainwater | Mgmt | For | For | For | |||
1.10 | Elect Harvey Saligman | Mgmt | For | For | For | |||
1.11 | Elect Patrick Stokes | Mgmt | For | For | For | |||
1.12 | Elect Thomas Voss | Mgmt | For | For | For | |||
1.13 | Elect Jack Woodard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Releases From the Callaway Plant | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. R. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Donald Carlton | Mgmt | For | For | For | |||
1.3 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Linda Goodspeed | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||
1.6 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Michael Morris | Mgmt | For | For | For | |||
1.8 | Elect Lionel Nowell III | Mgmt | For | For | For | |||
1.9 | Elect Richard Sandor | Mgmt | For | For | For | |||
1.10 | Elect Kathryn Sullivan | Mgmt | For | For | For | |||
1.11 | Elect Sara Tucker | Mgmt | For | For | For | |||
1.12 | Elect John Turner | Mgmt | For | For | For | |||
2 | Elimination of Cumulative Voting and Adoption of Majority Vote for Election of Directors | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect François de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Jerry Choate | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Frederick Gluck | Mgmt | For | For | For | |||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||
8 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
9 | Elect Judith Pelham | Mgmt | For | For | For | |||
10 | Elect J. Paul Reason | Mgmt | For | For | For | |||
11 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
12 | Elect Kevin Sharer | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick Bohen | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank English Jr. | Mgmt | For | For | For | |||
1.2 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ilene Gordon | Mgmt | For | For | For | |||
1.4 | Elect James Wimmer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
AstraZeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Louis Schweitzer | Mgmt | For | For | For | |||
6 | Elect David Brennan | Mgmt | For | For | For | |||
7 | Elect Simon Lowth | Mgmt | For | For | For | |||
8 | Elect Bo Angelin | Mgmt | For | For | For | |||
9 | Elect John Buchanan | Mgmt | For | For | For | |||
10 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
11 | Elect Jane Henney | Mgmt | For | For | For | |||
12 | Elect Michele Hooper | Mgmt | For | For | For | |||
13 | Elect Rudy Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect John Varley | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | EU Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AT&T Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect William Aldinger III | Mgmt | For | For | For | |||
3 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
4 | Elect Reuben Anderson | Mgmt | For | For | For | |||
5 | Elect James Blanchard | Mgmt | For | For | For | |||
6 | Elect August Busch III | Mgmt | For | For | For | |||
7 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
8 | Elect James Kelly | Mgmt | For | For | For | |||
9 | Elect Jon Madonna | Mgmt | For | For | For | |||
10 | Elect Lynn Martin | Mgmt | For | For | For | |||
11 | Elect John McCoy | Mgmt | For | For | For | |||
12 | Elect Mary Metz | Mgmt | For | For | For | |||
13 | Elect Joyce Roché | Mgmt | For | For | For | |||
14 | Elect Laura Tyson | Mgmt | For | For | For | |||
15 | Elect Patricia Upton | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Common Shares | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Pension Credit Policy | ShrHoldr | Against | Against | For | |||
Automatic Data Processing | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/11/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.7 | Elect John Jones | Mgmt | For | For | For | |||
1.8 | Elect Frederic Malek | Mgmt | For | For | For | |||
1.9 | Elect Charles Noski | Mgmt | For | For | For | |||
1.10 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
1.12 | Elect Henry Taub | Mgmt | For | For | For | |||
2 | 2008 Omnibus Award Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cardis | Mgmt | For | For | For | |||
2 | Elect David Pyott | Mgmt | For | For | For | |||
3 | Elect Dean Scarborough | Mgmt | For | For | For | |||
4 | Elect Julia Stewart | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Senior Executive Annual Incentive Plan | Mgmt | For | Against | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Edward Fogarty | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.10 | Elect Paula Stern | Mgmt | For | For | For | |||
1.11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Nanomaterial Report | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Barnet, III | Mgmt | For | For | For | |||
2 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
3 | Elect Virgis Colbert | Mgmt | For | For | For | |||
4 | Elect John Collins | Mgmt | For | For | For | |||
5 | Elect Gary Countryman | Mgmt | For | For | For | |||
6 | Elect Tommy Franks | Mgmt | For | For | For | |||
7 | Elect Charles Gifford | Mgmt | For | For | For | |||
8 | Elect Kenneth Lewis | Mgmt | For | Against | Against | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Walter Massey | Mgmt | For | For | For | |||
11 | Elect Thomas May | Mgmt | For | For | For | |||
12 | Elect Patricia Mitchell | Mgmt | For | For | For | |||
13 | Elect Joseph Prueher | Mgmt | For | For | For | |||
14 | Elect Charles Rossotti | Mgmt | For | For | For | |||
15 | Elect Thomas Ryan | Mgmt | For | For | For | |||
16 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
17 | Elect Robert Tillman | Mgmt | For | For | For | |||
18 | Elect Jackie Ward | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
25 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 12/05/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | Against | Against | |||
2 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Bank Of New York Mellon Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
BJ Services Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJS | CUSIP 055482103 | 01/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Huff | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael Patrick | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2003 Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Black & Decker Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDK | CUSIP 091797100 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nolan Archibald | Mgmt | For | For | For | |||
1.2 | Elect Norman Augustine | Mgmt | For | For | For | |||
1.3 | Elect Barbara Bowles | Mgmt | For | For | For | |||
1.4 | Elect George Buckley | Mgmt | For | For | For | |||
1.5 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
1.6 | Elect Kim Clark | Mgmt | For | For | For | |||
1.7 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
1.8 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | |||
1.9 | Elect Anthony Luiso | Mgmt | For | For | For | |||
1.10 | Elect Robert Ryan | Mgmt | For | For | For | |||
1.11 | Elect Mark Willes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Biggs | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Cook | Mgmt | For | For | For | |||
5 | Elect William Daley | Mgmt | For | For | For | |||
6 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
7 | Elect John McDonnell | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
10 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Foreign Military Sales | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||
3 | Elect James Cornelius | Mgmt | For | For | For | |||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Leif Johansson | Mgmt | For | For | For | |||
8 | Elect Alan Lacy | Mgmt | For | For | For | |||
9 | Elect Vicki Sato | Mgmt | For | For | For | |||
10 | Elect Togo West | Mgmt | For | For | For | |||
11 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Eliminating Supermajority Provisions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anne Bélec | Mgmt | For | For | For | |||
1.2 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
1.3 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
2 | 2003 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Burlington Northern Santa Fe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNI | CUSIP 12189T104 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | |||
2 | Elect Donald Cook | Mgmt | For | For | For | |||
3 | Elect Vilma Martinez | Mgmt | For | For | For | |||
4 | Elect Marc Racicot | Mgmt | For | For | For | |||
5 | Elect Roy Roberts | Mgmt | For | For | For | |||
6 | Elect Matthew Rose | Mgmt | For | For | For | |||
7 | Elect Marc Shapiro | Mgmt | For | For | For | |||
8 | Elect J. Watts, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert West | Mgmt | For | For | For | |||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||
2 | Elect Edward Campbell | Mgmt | For | For | For | |||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||
4 | Elect Stanley Westreich | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 06/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Option Exchange Program | Mgmt | For | Against | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
1.2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect John Finn | Mgmt | For | For | For | |||
1.5 | Elect Philip Francis | Mgmt | For | For | For | |||
1.6 | Elect Gregory Kenny | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Losh | Mgmt | For | For | For | |||
1.8 | Elect John McCoy | Mgmt | For | For | For | |||
1.9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
1.10 | Elect Michael O'Halleran | Mgmt | For | For | For | |||
1.11 | Elect David Raisbeck | Mgmt | For | For | For | |||
1.12 | Elect Jean Spaulding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
5 | Adoption of an Advance Notice Requirement | Mgmt | For | For | For | |||
6 | Amendment to the Articles of Incorporation Regarding Minimum Stated Capital | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Performance-Based Stock Options | ShrHoldr | Against | Against | For | |||
Carnival Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/15/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Micky Arison | Mgmt | For | For | For | |||
1.2 | Elect Richard Capen, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
1.4 | Elect Arnold Donald | Mgmt | For | For | For | |||
1.5 | Elect Pier Foschi | Mgmt | For | For | For | |||
1.6 | Elect Howard Frank | Mgmt | For | For | For | |||
1.7 | Elect Richard Glasier | Mgmt | For | For | For | |||
1.8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
1.9 | Elect Sir John Parker | Mgmt | For | For | For | |||
1.10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
1.11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
1.12 | Elect Laura Weil | Mgmt | For | For | For | |||
1.13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
1.14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Directors' Remuneration Report | Mgmt | For | For | For | |||
6 | Authority to Increase Authorised Capital | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | For | For | |||
8 | Further Amendments to Articles | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CenturyTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Nichols | Mgmt | For | For | For | |||
1.2 | Elect Harvey Perry | Mgmt | For | For | For | |||
1.3 | Elect Jim Reppond | Mgmt | For | For | For | |||
1.4 | Elect Joseph Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Network Management Practices | ShrHoldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Linnet Deily | Mgmt | For | For | For | |||
3 | Elect Robert Denham | Mgmt | For | For | For | |||
4 | Elect Robert Eaton | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||
7 | Elect Sam Nunn | Mgmt | For | For | For | |||
8 | Elect David O'Reilly | Mgmt | For | For | For | |||
9 | Elect Donald Rice | Mgmt | For | For | For | |||
10 | Elect Kevin Sharer | Mgmt | For | For | For | |||
11 | Elect Charles Shoemate | Mgmt | For | For | For | |||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||
13 | Elect Carl Ware | Mgmt | For | For | For | |||
14 | Elect John Watson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of Performance Goals for the Chevron Incentive Plan | Mgmt | For | Against | Against | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Host Country Laws | ShrHoldr | Against | Against | For | |||
Cintas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Adolph | Mgmt | For | For | For | |||
2 | Elect Paul Carter | Mgmt | For | For | For | |||
3 | Elect Gerald Dirvin | Mgmt | For | For | For | |||
4 | Elect Richard Farmer | Mgmt | For | For | For | |||
5 | Elect Scott Farmer | Mgmt | For | For | For | |||
6 | Elect Joyce Hergenhan | Mgmt | For | For | For | |||
7 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
8 | Elect David Phillips | Mgmt | For | For | For | |||
9 | Elect Ronald Tysoe | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
Coca-Cola Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | Abstain | Against | |||
3 | Elect Cathleen Black | Mgmt | For | Abstain | Against | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Alexis Herman | Mgmt | For | Abstain | Against | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Donald Keough | Mgmt | For | For | For | |||
8 | Elect Maria Lagomasino | Mgmt | For | Abstain | Against | |||
9 | Elect Donald McHenry | Mgmt | For | For | For | |||
10 | Elect Sam Nunn | Mgmt | For | For | For | |||
11 | Elect James Robinson, III | Mgmt | For | Abstain | Against | |||
12 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
13 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
14 | Elect James Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
ConAgra Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/25/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | |||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | |||
1.4 | Elect W.G. Jurgensen | Mgmt | For | For | For | |||
1.5 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.6 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.7 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Stinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Harald Norvik | Mgmt | For | For | For | |||
9 | Elect William Reilly | Mgmt | For | For | For | |||
10 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2009 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Director Qualifications | ShrHoldr | Against | Against | For | |||
Covidien, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2552X108 | 03/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Robert Brust | Mgmt | For | For | For | |||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2552X108 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization of the Company From Bermuda to Ireland | Mgmt | For | For | For | |||
2 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
1.2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.3 | Elect John Breaux | Mgmt | For | For | For | |||
1.4 | Elect Steven Halverson | Mgmt | For | For | For | |||
1.5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
1.6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
1.7 | Elect John McPherson | Mgmt | For | For | For | |||
1.8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
1.9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
1.10 | Elect Donald Shepard | Mgmt | For | For | For | |||
1.11 | Elect Michael Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect David Hughes | Mgmt | For | For | For | |||
1.4 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.5 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Connie Mack, III | Mgmt | For | For | For | |||
1.7 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.8 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.9 | Elect Michael Rose | Mgmt | For | For | For | |||
1.10 | Elect Maria Sastre | Mgmt | For | For | For | |||
1.11 | Elect Jack Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Howard | Mgmt | For | For | For | |||
1.2 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.3 | Elect J. Todd Mitchell | Mgmt | For | For | For | |||
1.4 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
2 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Brown | Mgmt | For | For | For | |||
2 | Elect George Davidson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Farrell, II | Mgmt | For | For | For | |||
4 | Elect John Harris | Mgmt | For | For | For | |||
5 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |||
6 | Elect Mark Kington | Mgmt | For | For | For | |||
7 | Elect Benjamin Lambert, III | Mgmt | For | For | For | |||
8 | Elect Margeret McKenna | Mgmt | For | For | For | |||
9 | Elect Frank Royal | Mgmt | For | For | For | |||
10 | Elect David Wollard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Fossil Fuel Reduction | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Approval of SERP Benefits | ShrHoldr | Against | Against | For | |||
Dow Chemical Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect John Hess | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect Geoffery Merszei | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect James Ringler | Mgmt | For | For | For | |||
11 | Elect Ruth Shaw | Mgmt | For | For | For | |||
12 | Elect Paul Stern | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding the Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Say on Executive Pay | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Remediation in the Midland Area | ShrHoldr | Against | Against | For | |||
DTE Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CUSIP 233331107 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerard Anderson | Mgmt | For | For | For | |||
1.2 | Elect John Lobbia | Mgmt | For | For | For | |||
1.3 | Elect Eugene Miller | Mgmt | For | For | For | |||
1.4 | Elect Mark Murray | Mgmt | For | For | For | |||
1.5 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ruth Shaw | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Election of Directors by a Majority Vote | ShrHoldr | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet, III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.5 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.6 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
1.7 | Elect James Rhodes | Mgmt | For | For | For | |||
1.8 | Elect James Rogers | Mgmt | For | For | For | |||
1.9 | Elect Philip Sharp | Mgmt | For | For | For | |||
1.10 | Elect Dudley Taft | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander Cutler | Mgmt | For | For | For | |||
2 | Elect Arthur Johnson | Mgmt | For | For | For | |||
3 | Elect Deborah McCoy | Mgmt | For | For | For | |||
4 | Elect Gary Tooker | Mgmt | For | For | For | |||
5 | 2009 Stock Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Feldstein | Mgmt | For | For | For | |||
1.2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
1.3 | Elect Ellen Marram | Mgmt | For | For | For | |||
1.4 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Amendment to the Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Eliminating Supermajority Provisions | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Embarq Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQ | CUSIP 29078E105 | 01/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect August Busch III | Mgmt | For | For | For | |||
1.2 | Elect Arthur Golden | Mgmt | For | For | For | |||
1.3 | Elect Harriet Green | Mgmt | For | For | For | |||
1.4 | Elect William Johnson | Mgmt | For | For | For | |||
1.5 | Elect John Menzer | Mgmt | For | For | For | |||
1.6 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Bruce DeMars | Mgmt | For | For | For | |||
4 | Elect Nelson Diaz | Mgmt | For | For | For | |||
5 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
6 | Elect Paul Joskow | Mgmt | For | For | For | |||
7 | Elect John Palms | Mgmt | For | For | For | |||
8 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
9 | Elect John Rowe | Mgmt | For | For | For | |||
10 | Elect Stephen Steinour | Mgmt | For | For | For | |||
11 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Global Warming Report | ShrHoldr | Against | Against | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||
1.2 | Elect John Barrett | Mgmt | For | For | For | |||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||
1.6 | Elect Kevin Kabat | Mgmt | For | For | For | |||
1.7 | Elect Mitchel Livingston | Mgmt | For | For | For | |||
1.8 | Elect Hendrick Meijer | Mgmt | For | For | For | |||
1.9 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Dudley Taft | Mgmt | For | For | For | |||
1.11 | Elect Thomas Traylor | Mgmt | For | For | For | |||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||
2 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Sale of the Company or Assets | ShrHoldr | Against | Against | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773209 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 12/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
2 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
3 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773209 | 12/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
2 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
3 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.9 | Elect George Smart | Mgmt | For | For | For | |||
1.10 | Elect Wes Taylor | Mgmt | For | For | For | |||
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding a Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
2 | Elect James Crown | Mgmt | For | For | For | |||
3 | Elect William Fricks | Mgmt | For | For | For | |||
4 | Elect Jay Johnson | Mgmt | For | For | For | |||
5 | Elect George Joulwan | Mgmt | For | For | For | |||
6 | Elect Paul Kaminski | Mgmt | For | For | For | |||
7 | Elect John Keane | Mgmt | For | For | For | |||
8 | Elect Deborah Lucas | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect J. Christopher Reyes | Mgmt | For | For | For | |||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||
12 | 2009 Equity Compensation Plan | Mgmt | For | Against | Against | |||
13 | 2009 United Kingdom Share Save Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Executive Death Benefit Payments | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Sir William Castell | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect Douglas Warner III | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Study on Breaking up the Company | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Dividend Payments to Executives | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect Paul Danos | Mgmt | For | For | For | |||
3 | Elect William Esrey | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Judith Hope | Mgmt | For | For | For | |||
6 | Elect Heidi Miller | Mgmt | For | For | For | |||
7 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
8 | Elect Steve Odland | Mgmt | For | For | For | |||
9 | Elect Kendall Powell | Mgmt | For | For | For | |||
10 | Elect Lois Quam | Mgmt | For | For | For | |||
11 | Elect Michael Rose | Mgmt | For | For | For | |||
12 | Elect Robert Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy Terrell | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Procter & Gamble Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Chenault | Mgmt | For | Withhold | Against | |||
1.2 | Elect Scott Cook | Mgmt | For | Withhold | Against | |||
1.3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
1.4 | Elect Alan Lafley | Mgmt | For | For | For | |||
1.5 | Elect Charles Lee | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lynn Martin | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.9 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
1.10 | Elect Margaret Whitman | Mgmt | For | Withhold | Against | |||
1.11 | Elect Patricia Woertz | Mgmt | For | For | For | |||
1.12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Rotation of Annual Meeting Location | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation | ShrHoldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Larry Page | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder proposal regarding political contribution disclosure | ShrHoldr | For | For | For | |||
5 | Shareholder proposal regarding internet censorship | ShrHoldr | Against | Against | For | |||
6 | Shareholder proposal regarding health care reform | ShrHoldr | Against | Against | For | |||
H.J. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNZ | CUSIP 423074103 | 08/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Johnson | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
4 | Elect John Drosdick | Mgmt | For | For | For | |||
5 | Elect Edith Holiday | Mgmt | For | For | For | |||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||
7 | Elect Dean O'Hare | Mgmt | For | For | For | |||
8 | Elect Nelson Peltz | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Lynn Swann | Mgmt | For | For | For | |||
11 | Elect Thomas Usher | Mgmt | For | For | For | |||
12 | Elect Michael Weinstein | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of the Supermajority Requirement Regarding Provisions Relating to Limitation of Director Liability and Director and Officer Indemnification | Mgmt | For | For | For | |||
15 | Elimination of the Supermajority Requirement Regarding Certain Business Combinations | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | Abstain | Against | |||
3 | Elect Milton Carroll | Mgmt | For | Abstain | Against | |||
4 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
5 | Elect James Hackett | Mgmt | For | Abstain | Against | |||
6 | Elect David Lesar | Mgmt | For | For | For | |||
7 | Elect Robert Malone | Mgmt | For | For | For | |||
8 | Elect J. Landis Martin | Mgmt | For | For | For | |||
9 | Elect Jay Precourt | Mgmt | For | For | For | |||
10 | Elect Debra Reed | Mgmt | For | Abstain | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1993 Stock and Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Low-Carbon Energy Research and Development | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Abstain | N/A | |||
19 | Shareholder Proposal Regarding Iraq Operations | ShrHoldr | Against | Against | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.2 | Elect Donald James | Mgmt | For | For | For | |||
1.3 | Elect James Norling | Mgmt | For | For | For | |||
1.4 | Elect James Ziemer | Mgmt | For | For | For | |||
2 | 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Hess | Mgmt | For | For | For | |||
1.2 | Elect Samuel Bodman | Mgmt | For | For | For | |||
1.3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
1.4 | Elect Craig Matthews | Mgmt | For | For | For | |||
1.5 | Elect Ernst von Metzsch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
2 | Elect Sari Baldauf | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Mark Hurd | Mgmt | For | For | For | |||
6 | Elect Joel Hyatt | Mgmt | For | For | For | |||
7 | Elect John Joyce | Mgmt | For | For | For | |||
8 | Elect Robert Ryan | Mgmt | For | For | For | |||
9 | Elect Lucille Salhany | Mgmt | For | For | For | |||
10 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Home Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect David Batchelder | Mgmt | For | For | For | |||
3 | Elect Francis Blake | Mgmt | For | For | For | |||
4 | Elect Ari Bousbib | Mgmt | For | For | For | |||
5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Energy Usage | ShrHoldr | Against | Against | For | |||
Honda Motor Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMC | CUSIP 438128308 | 06/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3.1 | Elect Satoshi Aoki | Mgmt | For | For | For | |||
3.2 | Elect Takeo Fukui | Mgmt | For | For | For | |||
3.3 | Elect Koichi Kondoh | Mgmt | For | For | For | |||
3.4 | Elect Atsuyoshi Hyogo | Mgmt | For | For | For | |||
3.5 | Elect Mikio Yoshimi | Mgmt | For | For | For | |||
3.6 | Elect Takanobu Itoh | Mgmt | For | For | For | |||
3.7 | Elect Shigeru Takagi | Mgmt | For | For | For | |||
3.8 | Elect Akio Hamada | Mgmt | For | For | For | |||
3.9 | Elect Tetsuo Iwamura | Mgmt | For | For | For | |||
3.10 | Elect Tatsuhiro Ohyama | Mgmt | For | For | For | |||
3.11 | Elect Fumihiko Ike | Mgmt | For | For | For | |||
3.12 | Elect Masaya Yamashita | Mgmt | For | For | For | |||
3.13 | Elect Kensaku Hohgen | Mgmt | For | For | For | |||
3.14 | Elect Shoh Minekawa | Mgmt | For | For | For | |||
3.15 | Elect Hiroshi Soda | Mgmt | For | For | For | |||
3.16 | Elect Takuji Yamada | Mgmt | For | For | For | |||
3.17 | Elect Yoichi Hohjoh | Mgmt | For | For | For | |||
3.18 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | |||
3.19 | Elect Hiroshi Kobayashi | Mgmt | For | For | For | |||
3.20 | Elect Tsuneo Tanai | Mgmt | For | For | For | |||
3.21 | Elect Takuji Yamada | Mgmt | For | For | For | |||
4 | Elect Hideki Okada | Mgmt | For | For | For | |||
5 | Bonus | Mgmt | For | For | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Aldinger III | Mgmt | For | For | For | |||
2 | Elect Marvin Brailsford | Mgmt | For | For | For | |||
3 | Elect Susan Crown | Mgmt | For | For | For | |||
4 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert McCormack | Mgmt | For | For | For | |||
6 | Elect Robert Morrison | Mgmt | For | For | For | |||
7 | Elect James Skinner | Mgmt | For | For | For | |||
8 | Elect Harold Smith | Mgmt | For | For | For | |||
9 | Elect David Speer | Mgmt | For | For | For | |||
10 | Elect Pamela Strobel | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Approval of SERP Benefits | ShrHoldr | Against | Against | For | |||
Ingersoll-Rand Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G4776G101 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect Jared Cohon | Mgmt | For | For | For | |||
3 | Elect Gary Forsee | Mgmt | For | For | For | |||
4 | Elect Peter Godsoe | Mgmt | For | For | For | |||
5 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Theodore Martin | Mgmt | For | For | For | |||
9 | Elect Patricia Nachtigal | Mgmt | For | For | For | |||
10 | Elect Orin Smith | Mgmt | For | For | For | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Incentive Stock Plan of 2007 | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Ingersoll-Rand Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G4776G101 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization of the Company From Bermuda to Ireland | Mgmt | For | For | For | |||
2 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect John Thornton | Mgmt | For | For | For | |||
10 | Elect Frank Yeary | Mgmt | For | For | For | |||
11 | Elect David Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Stock Option Exchange Program | Mgmt | For | Against | Against | |||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect Cathleen Black | Mgmt | For | For | For | |||
3 | Elect William Brody | Mgmt | For | For | For | |||
4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Taizo Nishimuro | Mgmt | For | For | For | |||
8 | Elect James Owens | Mgmt | For | For | For | |||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
10 | Elect Joan Spero | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Lorenzo H. Zambrano | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of Long-Term Incentive Performance Terms | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Executive Compensation and Pension Income | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Faraci | Mgmt | For | For | For | |||
1.2 | Elect Stacey Mobley | Mgmt | For | For | For | |||
1.3 | Elect William Walter | Mgmt | For | For | For | |||
1.4 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | 2009 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Sustainable Forestry | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Michael Johns | Mgmt | For | For | For | |||
4 | Elect Arnold Langbo | Mgmt | For | For | For | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Leo Mullin | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect David Satcher | Mgmt | For | For | For | |||
10 | Elect William Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.3 | Elect Southwood Morcott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Key Executive Performance Plan ("KEPP") | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Dillon | Mgmt | For | For | For | |||
1.2 | Elect James Jenness | Mgmt | For | For | For | |||
1.3 | Elect Donald Knauss | Mgmt | For | For | For | |||
1.4 | Elect Robert Steele | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | 2009 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Alm | Mgmt | For | For | For | |||
2 | Elect Dennis Beresford | Mgmt | For | For | For | |||
3 | Elect John Bergstrom | Mgmt | For | For | For | |||
4 | Elect Abelardo Bru | Mgmt | For | For | For | |||
5 | Elect Robert Decherd | Mgmt | For | For | For | |||
6 | Elect Thomas Falk | Mgmt | For | For | For | |||
7 | Elect Mae Jemison | Mgmt | For | For | For | |||
8 | Elect Ian Read | Mgmt | For | For | For | |||
9 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Reapproval of Performance Goals under the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraft Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Myra Hart | Mgmt | For | For | For | |||
3 | Elect Lois Juliber | Mgmt | For | For | For | |||
4 | Elect Mark Ketchum | Mgmt | For | For | For | |||
5 | Elect Richard Lerner | Mgmt | For | For | For | |||
6 | Elect John Pope | Mgmt | For | For | For | |||
7 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
8 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
9 | Elect Deborah Wright | Mgmt | For | For | For | |||
10 | Elect Frank Zarb | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding the Right to Call Special Metings | ShrHoldr | Against | For | Against | |||
Leggett & Platt, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524660107 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Clark | Mgmt | For | For | For | |||
2 | Elect Robert Enloe, III | Mgmt | For | For | For | |||
3 | Elect Richard Fisher | Mgmt | For | For | For | |||
4 | Elect Karl Glassman | Mgmt | For | For | For | |||
5 | Elect David Haffner | Mgmt | For | For | For | |||
6 | Elect Joseph McClanathan | Mgmt | For | For | For | |||
7 | Elect Judy Odom | Mgmt | For | For | For | |||
8 | Elect Maurice Purnell, Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe Wood | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | 2009 Key Officers Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Henderson, III | Mgmt | For | For | For | |||
1.2 | Elect Eric Johnson | Mgmt | For | For | For | |||
1.3 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
1.4 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Amended and Restated Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Linear Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/05/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Lee | Mgmt | For | For | For | |||
1.3 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.4 | Elect Richard Moley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For | |||
2 | Elect Nolan Archibald | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Gwendolyn King | Mgmt | For | For | For | |||
6 | Elect James Loy | Mgmt | For | For | For | |||
7 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
8 | Elect Joseph Ralston | Mgmt | For | For | For | |||
9 | Elect Frank Savage | Mgmt | For | Abstain | Against | |||
10 | Elect James Schneider | Mgmt | For | For | For | |||
11 | Elect Anne Stevens | Mgmt | For | For | For | |||
12 | Elect Robert Stevens | Mgmt | For | For | For | |||
13 | Elect James Ukropina | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||
1.2 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.3 | Elect Stephen Page | Mgmt | For | For | For | |||
1.4 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Principles of Health Care Reform | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGA | CUSIP 559222401 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Stronach | Mgmt | For | For | For | |||
1.2 | Elect Michael Harris | Mgmt | For | For | For | |||
1.3 | Elect Lady Judge | Mgmt | For | For | For | |||
1.4 | Elect Louis Lataif | Mgmt | For | For | For | |||
1.5 | Elect Donald Resnick | Mgmt | For | For | For | |||
1.6 | Elect Belinda Stronach | Mgmt | For | For | For | |||
1.7 | Elect Franz Vranitzky | Mgmt | For | For | For | |||
1.8 | Elect Donald Walker | Mgmt | For | For | For | |||
1.9 | Elect Siegfried Wolf | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Worrall | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Manpower Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
1.2 | Elect John Walter | Mgmt | For | For | For | |||
1.3 | Elect Marc Bolland | Mgmt | For | For | For | |||
1.4 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
2 | Ratification of the appointment of Roberto Mendoza to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Implementation of the MacBride Principles in Northern Ireland | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Bolden, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory Boyce | Mgmt | For | For | For | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect David Daberko | Mgmt | For | For | For | |||
5 | Elect William Davis, III | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Philip Lader | Mgmt | For | For | For | |||
8 | Elect Charles Lee | Mgmt | For | For | For | |||
9 | Elect Michael Phelps | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect Seth Schofield | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Gwendolyn King | Mgmt | For | For | For | |||
3 | Elect Marc Oken | Mgmt | For | For | For | |||
4 | Elect David Olsen | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Dean Scarborough | Mgmt | For | For | For | |||
10 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
11 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
12 | Elect Kathy White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Company Product Responsibility | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | Against | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 12/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | For | For | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||
3 | Elect James Kaiser | Mgmt | For | For | For | |||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||
5 | Elect James Kilts | Mgmt | For | For | For | |||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||
11 | Elect Edward Straw | Mgmt | For | For | For | |||
12 | Elect Jane Warner | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.2 | Elect William Hawkins | Mgmt | For | For | For | |||
1.3 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
1.4 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.5 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.6 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2008 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 589331107 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect Steven Goldstone | Mgmt | For | For | For | |||
6 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
7 | Elect Harry Jacobson | Mgmt | For | For | For | |||
8 | Elect William Kelley | Mgmt | For | For | For | |||
9 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
10 | Elect Carlos Represas | Mgmt | For | For | For | |||
11 | Elect Thomas Shenk | Mgmt | For | For | For | |||
12 | Elect Anne Tatlock | Mgmt | For | For | For | |||
13 | Elect Samuel Thier | Mgmt | For | For | For | |||
14 | Elect Wendell Weeks | Mgmt | For | For | For | |||
15 | Elect Peter Wendell | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Microchip Technology Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect William Gates, III | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Reed Hastings | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Policies of Internet Censorship | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janine Fields | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK | CUSIP 654902204 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Georg Ehrnrooth | Mgmt | For | For | For | |||
6.2 | Elect Lalita Gupte | Mgmt | For | For | For | |||
6.3 | Elect Bengt Holmström | Mgmt | For | For | For | |||
6.4 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.5 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For | |||
6.6 | Elect Per Karlsson | Mgmt | For | For | For | |||
6.7 | Elect Jorma Ollila | Mgmt | For | For | For | |||
6.8 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.10 | Elect Keijo Suila | Mgmt | For | For | For | |||
6.11 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | Abstain | Abstain | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Carp | Mgmt | For | For | For | |||
1.2 | Elect Steven Leer | Mgmt | For | For | For | |||
1.3 | Elect Michael Lockhart | Mgmt | For | For | For | |||
1.4 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Coleman | Mgmt | For | For | For | |||
2 | Elect Thomas Fargo | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding a Report on Space Based Weapons | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVS | CUSIP 66987V109 | 02/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | REDUCTION OF SHARE CAPITAL | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding an Advisory Vote on Compensation (Say on Pay) | Mgmt | Against | Against | For | |||
6 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Elect Srikant Datar | Mgmt | For | For | For | |||
9 | Elect Andreas von Planta | Mgmt | For | For | For | |||
10 | Elect Wendelin Wiedeking | Mgmt | For | For | For | |||
11 | Elect Rolf Zinkernagel | Mgmt | For | For | For | |||
12 | Elect William Brody | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Transaction of Other Business | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Harvey Gantt | Mgmt | For | For | For | |||
1.3 | Elect Bernard Kasriel | Mgmt | For | For | For | |||
1.4 | Elect Christopher Kearney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Report on Human Rights | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Wren | Mgmt | For | For | For | |||
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
1.3 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.4 | Elect Robert Clark | Mgmt | For | For | For | |||
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Errol Cook | Mgmt | For | For | For | |||
1.7 | Elect Susan Denison | Mgmt | For | For | For | |||
1.8 | Elect Michael Henning | Mgmt | For | For | For | |||
1.9 | Elect John Murphy | Mgmt | For | For | For | |||
1.10 | Elect John Purcell | Mgmt | For | For | For | |||
1.11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
1.12 | Elect Gary Roubos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/10/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.3 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.4 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.5 | Elect Jack Kemp | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.7 | Elect Safra Catz | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.10 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Naomi Seligman | Mgmt | For | For | For | |||
1.12 | Elect George Conrades | Mgmt | For | For | For | |||
1.13 | Elect Bruce Chizen | Mgmt | For | For | For | |||
2 | 2009 Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation | ShrHoldr | Against | Against | For | |||
Pentair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP 709631105 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Haggerty | Mgmt | For | For | For | |||
2 | Elect Randall Hogan | Mgmt | For | For | For | |||
3 | Elect David Jones | Mgmt | For | For | For | |||
4 | Executive Officer Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Michael White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect Robert Burt | Mgmt | For | For | For | |||
5 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect Jeffrey Kindler | Mgmt | For | For | For | |||
10 | Elect George Lorch | Mgmt | For | For | For | |||
11 | Elect Dana Mead | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect William Steere, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Stock Option Policy | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anne Busquet | Mgmt | For | For | For | |||
2 | Elect Anne Fuchs | Mgmt | For | For | For | |||
3 | Elect James Keyes | Mgmt | For | For | For | |||
4 | Elect David Shedlarz | Mgmt | For | For | For | |||
5 | Elect David Snow | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 12/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Potash Corp of Saskatchewan | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect William Doyle | Mgmt | For | For | For | |||
1.3 | Elect John Estey | Mgmt | For | For | For | |||
1.4 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.6 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.7 | Elect Keith Martell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.9 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For | |||
1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For | |||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2009 Performance Option Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | Mgmt | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Conway | Mgmt | For | For | For | |||
1.2 | Elect E. Allen Deaver | Mgmt | For | For | For | |||
1.3 | Elect James Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.3 | Elect Edward Galante | Mgmt | For | For | For | |||
1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.5 | Elect Ira Hall | Mgmt | For | For | For | |||
1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.7 | Elect Larry McVay | Mgmt | For | For | For | |||
1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.9 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | 2009 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Progress Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGN | CUSIP 743263105 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bostic, Jr. | Mgmt | For | For | For | |||
2 | Elect Harris Deloach | Mgmt | For | For | For | |||
3 | Elect James Hyler, Jr. | Mgmt | For | For | For | |||
4 | Elect William Johnson | Mgmt | For | For | For | |||
5 | Elect Robert Jones | Mgmt | For | For | For | |||
6 | Elect W. Steven Jones | Mgmt | For | For | For | |||
7 | Elect E. Marie McKee | Mgmt | For | For | For | |||
8 | Elect John Mullin, III | Mgmt | For | For | For | |||
9 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||
11 | Elect Theresa Stone | Mgmt | For | For | For | |||
12 | Elect Alfred Tollison, Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2009 Executive Incentive Plan | Mgmt | For | Against | Against | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Conrad Harper | Mgmt | For | For | For | |||
1.3 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.4 | Elect David Lilley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Renyi | Mgmt | For | For | For | |||
1.6 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Rattie | Mgmt | For | For | For | |||
1.2 | Elect Harris Simmons | Mgmt | For | For | For | |||
1.3 | Elect M. W. Scoggins | Mgmt | For | For | For | |||
1.4 | Elect James Harmon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board and Change in Board Size | Mgmt | For | For | For | |||
4 | Clarification of the Director Liability Standard | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Cash Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
R.R. Donnelley & Sons Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP 257867101 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||
4 | Elect E. V. Goings | Mgmt | For | For | For | |||
5 | Elect Judith Hamilton | Mgmt | For | For | For | |||
6 | Elect Susan Ivey | Mgmt | For | For | For | |||
7 | Elect Thomas Johnson | Mgmt | For | For | For | |||
8 | Elect John Pope | Mgmt | For | For | For | |||
9 | Elect Michael Riordan | Mgmt | For | For | For | |||
10 | Elect Oliver Sockwell | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding a Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||
1.2 | Elect Verne Istock | Mgmt | For | For | For | |||
1.3 | Elect Donald Parfet | Mgmt | For | For | For | |||
1.4 | Elect David Speer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Simon Henry | Mgmt | For | For | For | |||
4 | Elect Lord Kerr | Mgmt | For | For | For | |||
5 | Elect Wim Kok | Mgmt | For | For | For | |||
6 | Elect Nick Land | Mgmt | For | For | For | |||
7 | Elect Jorma Ollila | Mgmt | For | For | For | |||
8 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
9 | Elect Hans Wijers | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | EU Political Donations | Mgmt | For | For | For | |||
SAP AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Schering-Plough Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CUSIP 806605101 | 05/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Colligan | Mgmt | For | For | For | |||
1.2 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.3 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
1.4 | Elect Eugene McGrath | Mgmt | For | For | For | |||
1.5 | Elect Antonio Perez | Mgmt | For | For | For | |||
1.6 | Elect Patricia Russo | Mgmt | For | For | For | |||
1.7 | Elect Jack Stahl | Mgmt | For | For | For | |||
1.8 | Elect Craig Thompson | Mgmt | For | For | For | |||
1.9 | Elect Kathryn Turner | Mgmt | For | For | For | |||
1.10 | Elect Robert van Oordt | Mgmt | For | For | For | |||
1.11 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | Against | For | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Michael Marks | Mgmt | For | For | For | |||
1.8 | Elect Leo Reif | Mgmt | For | For | For | |||
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
1.11 | Elect Linda Stuntz | Mgmt | For | For | For | |||
2 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding an Advisory Vote on Compensation Report (Say on Pay) | ShrHoldr | Against | Against | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Smith International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SII | CUSIP 832110100 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Kelley | Mgmt | For | For | For | |||
1.2 | Elect Luiz Rodolfo Landim Machado | Mgmt | For | For | For | |||
1.3 | Elect Doug Rock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Southern Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juanita Baranco | Mgmt | For | For | For | |||
1.2 | Elect Francis Blake | Mgmt | For | For | For | |||
1.3 | Elect Jon Boscia | Mgmt | For | For | For | |||
1.4 | Elect Thomas Chapman | Mgmt | For | For | For | |||
1.5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Veronica Hagen | Mgmt | For | For | For | |||
1.7 | Elect Warren Hood, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald James | Mgmt | For | For | For | |||
1.9 | Elect J. Neal Purcell | Mgmt | For | For | For | |||
1.10 | Elect David Ratcliffe | Mgmt | For | For | For | |||
1.11 | Elect William Smith, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Gerald St. Pé | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | Against | Against | |||
4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reduction | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Executive Pension Plan Policy | ShrHoldr | Against | Against | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Biegler | Mgmt | For | For | For | |||
1.2 | Elect C. Webb Crockett | Mgmt | For | For | For | |||
1.3 | Elect William Cunningham | Mgmt | For | For | For | |||
1.4 | Elect John Denison | Mgmt | For | For | For | |||
1.5 | Elect Travis Johnson | Mgmt | For | For | For | |||
1.6 | Elect Gary Kelly | Mgmt | For | For | For | |||
1.7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
1.8 | Elect John Montford | Mgmt | For | For | For | |||
1.9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
2 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
Spectra Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | 05/07/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board | Mgmt | For | For | For | |||
2.1 | Elect Gregory Ebel | Mgmt | For | For | For | |||
2.2 | Elect Peter Hamilton | Mgmt | For | For | For | |||
2.3 | Elect Michael Phelps | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/09/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
Sunoco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUN | CUSIP 86764P109 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Darnall | Mgmt | For | For | For | |||
1.2 | Elect Gary Edwards | Mgmt | For | For | For | |||
1.3 | Elect Lynn Laverty Elsenhans | Mgmt | For | For | For | |||
1.4 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.5 | Elect Thomas Gerrity | Mgmt | For | For | For | |||
1.6 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
1.7 | Elect John Jones, III | Mgmt | For | For | For | |||
1.8 | Elect James Kaiser | Mgmt | For | For | For | |||
1.9 | Elect John Rowe | Mgmt | For | For | For | |||
1.10 | Elect John Wulff | Mgmt | For | For | For | |||
2 | Amendment to the Retainer Stock Plan for Outside Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 05/28/2009 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fix the Number of Directors at Twelve | Mgmt | N/A | N/A | N/A | |||
2.1 | Elect William Ackman | Mgmt | N/A | N/A | N/A | |||
2.2 | Elect Michael Ashner | Mgmt | N/A | N/A | N/A | |||
2.3 | Elect James Donald | Mgmt | N/A | N/A | N/A | |||
2.4 | Elect Richard Vague | Mgmt | N/A | N/A | N/A | |||
3 | Elect Ronald Gilson | Mgmt | N/A | N/A | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | |||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | N/A | N/A | N/A | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | N/A | N/A | N/A | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fix the Number of Directors at Twelve | Mgmt | For | For | For | |||
2 | Elect Mary Dillon | Mgmt | For | For | For | |||
3 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
4 | Elect George Tamke | Mgmt | For | For | For | |||
5 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Adams | Mgmt | For | For | For | |||
2 | Elect David Boren | Mgmt | For | For | For | |||
3 | Elect Daniel Carp | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect David Goode | Mgmt | For | For | For | |||
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
7 | Elect Pamela Patsley | Mgmt | For | For | For | |||
8 | Elect Wayne Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth Simmons | Mgmt | For | For | For | |||
10 | Elect Richard Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | 2009 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317105 | 01/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allison Jr. | Mgmt | For | For | For | |||
2 | Elect James Barksdale | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Döpfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Michael Miles | Mgmt | For | For | For | |||
10 | Elect Kenneth Novack | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
TOYOTA MOTOR CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TM | CUSIP 892331307 | 06/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Fujio Choh | Mgmt | For | For | For | |||
4 | Stock Option Plan | Mgmt | For | For | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Beller | Mgmt | For | For | For | |||
2 | Elect John Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Robert Lipp | Mgmt | For | For | For | |||
11 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of the Amended and Restated 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||
Tyco Electronics, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP G9144P105 | 06/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation from Bermuda to Switzerland | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
3 | Increase in Registered Share Capital | Mgmt | For | For | For | |||
4 | Approval of Dividend in the Form of a Reduction of Registered Captial | Mgmt | For | For | For | |||
5 | Confirmation of Swiss Law as the Authoritative Legislation Governing the Company | Mgmt | For | For | For | |||
6 | Approve Company Name | Mgmt | For | For | For | |||
7 | Change of Company Purpose | Mgmt | For | For | For | |||
8 | Approval of the Swiss Articles of Association | Mgmt | For | For | For | |||
9 | Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business | Mgmt | For | For | For | |||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||
11 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
12 | Amendments to Articles to Limit the Number of Shares that may be Registered and/or Voted by a Single Shareholder or Group to 15% of the Registered Share Capital | Mgmt | For | Against | Against | |||
13 | Adoption of Supermajority Voting Requirement | Mgmt | For | Against | Against | |||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco Electronics, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP G9144P105 | 06/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
1.2 | Elect Ram Charan | Mgmt | For | For | For | |||
1.3 | Elect Juergen Gromer | Mgmt | For | For | For | |||
1.4 | Elect Robert Hernandez | Mgmt | For | For | For | |||
1.5 | Elect Thomas Lynch | Mgmt | For | For | For | |||
1.6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
1.7 | Elect Frederic Poses | Mgmt | For | For | For | |||
1.8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
1.9 | Elect Paula Sneed | Mgmt | For | For | For | |||
1.10 | Elect David Steiner | Mgmt | For | For | For | |||
1.11 | Elect John Van Scoter | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G9143X208 | 03/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation from Bermuda to Switzerland | Mgmt | For | For | For | |||
2 | Change of Par Value | Mgmt | For | For | For | |||
3 | Approve Company Name | Mgmt | For | For | For | |||
4 | Change of Company Purpose | Mgmt | For | For | For | |||
5 | Approval of the Swiss Articles of Association | Mgmt | For | For | For | |||
6 | Confirmation of Swiss Law as the Authoritative Legislation Governing the Company | Mgmt | For | For | For | |||
7 | Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business | Mgmt | For | For | For | |||
8 | Appointment of Special Auditor | Mgmt | For | For | For | |||
9 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of Dividend in the Form of a Reduction of Registered Captial | Mgmt | For | For | For | |||
11 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G9143X208 | 03/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Breen | Mgmt | For | For | For | |||
1.2 | Elect Timothy Donahue | Mgmt | For | For | For | |||
1.3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
1.4 | Elect Bruce Gordon | Mgmt | For | For | For | |||
1.5 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
1.6 | Elect John Krol | Mgmt | For | For | For | |||
1.7 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
1.8 | Elect William Stavropoulos | Mgmt | For | For | For | |||
1.9 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
1.10 | Elect Jerome York | Mgmt | For | For | For | |||
1.11 | Elect R. David Yost | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock and Incentive Plan | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Richard Davis | Mgmt | For | For | For | |||
4 | Elect Joel Johnson | Mgmt | For | For | For | |||
5 | Elect David O'Maley | Mgmt | For | For | For | |||
6 | Elect O'Dell Owens | Mgmt | For | For | For | |||
7 | Elect Craig Schnuck | Mgmt | For | For | For | |||
8 | Elect Patrick Stokes | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect José Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
United Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect George David | Mgmt | For | For | For | |||
1.3 | Elect John Faraci | Mgmt | For | For | For | |||
1.4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.7 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.8 | Elect Charles Lee | Mgmt | For | For | For | |||
1.9 | Elect Richard McCormick | Mgmt | For | For | For | |||
1.10 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.11 | Elect Richard Myers | Mgmt | For | For | For | |||
1.12 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.13 | Elect André Villeneuve | Mgmt | For | For | For | |||
1.14 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Offsets for Foreign Military Sales | ShrHoldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrión | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Sandra Moose | Mgmt | For | For | For | |||
5 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
6 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
7 | Elect Thomas O'Brien | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect John Snow | Mgmt | For | For | For | |||
12 | Elect John Stafford | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | 2009 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Elimination of Stock Options | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hurst | Mgmt | For | For | For | |||
1.2 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.3 | Elect M. Rust Sharp | Mgmt | For | For | For | |||
1.4 | Elect Raymond Viault | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Allen Questrom | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pay for Superior Performance | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options | ShrHoldr | Against | Against | For | |||
Walgreen Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Foote | Mgmt | For | For | For | |||
1.2 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.3 | Elect Alan McNally | Mgmt | For | For | For | |||
1.4 | Elect Cordell Reed | Mgmt | For | For | For | |||
1.5 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
1.6 | Elect David Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Alejandro Silva | Mgmt | For | For | For | |||
1.8 | Elect James Skinner | Mgmt | For | For | For | |||
1.9 | Elect Marilou von Ferstel | Mgmt | For | For | For | |||
1.10 | Elect Charles Walgreen III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 1982 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMI | CUSIP 94106L109 | 05/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pastora Cafferty | Mgmt | For | For | For | |||
2 | Elect Frank Clark | Mgmt | For | For | For | |||
3 | Elect Patrick Gross | Mgmt | For | For | For | |||
4 | Elect John Pope | Mgmt | For | For | For | |||
5 | Elect W. Robert Reum | Mgmt | For | For | For | |||
6 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
7 | Elect David Steiner | Mgmt | For | For | For | |||
8 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Elimination of Supermajority Voting | ShrHoldr | Against | For | Against | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra Cafaro | Mgmt | For | For | For | |||
2 | Elect Nicole Piasecki | Mgmt | For | For | For | |||
3 | Elect Mark Emmert | Mgmt | For | For | For | |||
4 | Elect Daniel Fulton | Mgmt | For | For | For | |||
5 | Elect Wayne Murdy | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Elimination of Supermajority Vote Requirements | ShrHoldr | Against | For | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary DiCamillo | Mgmt | For | For | For | |||
2 | Elect Kathleen Hempel | Mgmt | For | For | For | |||
3 | Elect Michael Todman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Performance Excellence Plan | Mgmt | For | For | For | |||
6 | Amendment to Declassify the Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Vote Provisions | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Vote Provisions | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Coney Burgess | Mgmt | For | For | For | |||
2 | Elect Fredric Corrigan | Mgmt | For | For | For | |||
3 | Elect Richard Davis | Mgmt | For | For | For | |||
4 | Elect Richard Kelly | Mgmt | For | For | For | |||
5 | Elect Albert Moreno | Mgmt | For | For | For | |||
6 | Elect Margaret Preska | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect Richard Truly | Mgmt | For | For | For | |||
9 | Elect David Westerlund | Mgmt | For | For | For | |||
10 | Elect Timothy Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
1.3 | Elect John Doyle | Mgmt | For | For | For | |||
1.4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
1.5 | Elect Philip Gianos | Mgmt | For | For | For | |||
1.6 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
1.8 | Elect Marshall Turner | Mgmt | For | For | For | |||
1.9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
2 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Jackie Trujillo | Mgmt | For | For | For | |||
13 | Elect Robert Walter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Vote on Poison Pill | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Food Supply Chain Security and Sustainability | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND, INC.
(Registrant)
By /s/ James K. Dunton |
James K. Dunton, Vice Chairman and Principal Executive Officer |
Date: August 26, 2009 |