UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2011 - June 30, 2012
Vincent P. Corti
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: American Mutual Fund Report Period: July 01, 2011 - June 30, 2012 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect Vance Coffman | Mgmt | For | For | For | |||
3 | Elect Michael Eskew | Mgmt | For | For | For | |||
4 | Elect W. James Farrell | Mgmt | For | For | For | |||
5 | Elect Herbert Henkel | Mgmt | For | For | For | |||
6 | Elect Edward Liddy | Mgmt | For | For | For | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Aulana Peters | Mgmt | For | For | For | |||
9 | Elect Inge Thulin | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the General Employees Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHoldr | Against | Against | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||
3 | Elect James Daley | Mgmt | For | For | For | |||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mario Baeza | Mgmt | For | For | For | |||
2 | Elect Susan Carter | Mgmt | For | For | For | |||
3 | Elect John McGlade | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Johnson | Mgmt | For | For | For | |||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | |||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | |||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | |||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | |||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Coal Risk | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Atkins | Mgmt | For | For | For | |||
2 | Elect David Anderson | Mgmt | For | For | For | |||
3 | Elect James Cordes | Mgmt | For | For | For | |||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||
7 | Elect Michael Morris | Mgmt | For | For | For | |||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||
10 | Elect Richard Sandor | Mgmt | For | For | For | |||
11 | Elect Sara Tucker | Mgmt | For | For | For | |||
12 | Elect John Turner | Mgmt | For | For | For | |||
13 | Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHoldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Hodgson | Mgmt | For | For | For | |||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
6 | Elect Neil Novich | Mgmt | For | For | For | |||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
8 | Elect Paul Severino | Mgmt | For | For | For | |||
9 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | |||
2 | Reduction of Capital | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aon Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | For | For | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Richard Myers | Mgmt | For | For | For | |||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Josey | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bax | Mgmt | For | For | For | |||
2 | Elect Frank English Jr. | Mgmt | For | For | For | |||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Ilene Gordon | Mgmt | For | For | For | |||
5 | Elect Elbert Hand | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Kay McCurdy | Mgmt | For | For | For | |||
8 | Elect Norman Rosenthal | Mgmt | For | For | For | |||
9 | Elect James Wimmer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||
4 | Elect James Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect James Kelly | Mgmt | For | For | For | |||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||
8 | Elect John McCoy | Mgmt | For | For | For | |||
9 | Elect Joyce Roche | Mgmt | For | For | For | |||
10 | Elect Matthew Rose | Mgmt | For | For | For | |||
11 | Elect Laura Tyson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | For | Against | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Richard Clark | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Enrique Salem | Mgmt | For | For | For | |||
1.10 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Andrea Jung | Mgmt | For | Withhold | Against | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann Moore | Mgmt | For | Withhold | Against | |||
1.8 | Elect Gary Rodkin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James Stewart | Mgmt | For | For | For | |||
1.12 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
5 | Elect Richard Kogan | Mgmt | For | For | For | |||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Samuel Scott III | Mgmt | For | For | For | |||
12 | Elect Wesley von Schack | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect Andre Berard | Mgmt | For | For | For | |||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.5 | Elect Robert Brown | Mgmt | For | For | For | |||
1.6 | Elect George Cope | Mgmt | For | For | For | |||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | |||
1.8 | Elect Edward Lumley | Mgmt | For | For | For | |||
1.9 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.10 | Elect James Prentice | Mgmt | For | For | For | |||
1.11 | Elect Robert Simmonds | Mgmt | For | For | For | |||
1.12 | Elect Carole Taylor | Mgmt | For | For | For | |||
1.13 | Elect Paul Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance Objectives and Vesting Period of Options | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | ShrHoldr | Against | Against | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CUSIP 055622104 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Robert Dudley | Mgmt | For | For | For | |||
4 | Elect Iain Conn | Mgmt | For | For | For | |||
5 | Elect Brian Gilvary | Mgmt | For | For | For | |||
6 | Elect Byron Grote | Mgmt | For | For | For | |||
7 | Elect Paul Anderson | Mgmt | For | For | For | |||
8 | Elect Frank Bowman | Mgmt | For | For | For | |||
9 | Elect Antony Burgmans | Mgmt | For | For | For | |||
10 | Elect Cynthia Carroll | Mgmt | For | For | For | |||
11 | Elect George David | Mgmt | For | For | For | |||
12 | Elect Ian Davis | Mgmt | For | For | For | |||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
14 | Elect Brendan Nelson | Mgmt | For | For | For | |||
15 | Elect Phuthuma Nhleko | Mgmt | For | For | For | |||
16 | Elect Andrew Shilston | Mgmt | For | For | For | |||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||
3 | Elect James Cornelius | Mgmt | For | For | For | |||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan Lacy | Mgmt | For | For | For | |||
8 | Elect Vicki Sato | Mgmt | For | For | For | |||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Canon Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7751 | CUSIP 138006309 | 03/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3.1 | Elect Fujio Mitarai | Mgmt | For | For | For | |||
3.2 | Elect Toshizoh Tanaka | Mgmt | For | For | For | |||
3.3 | Elect Toshiaki Ikoma | Mgmt | For | For | For | |||
3.4 | Elect Kunio Watanabe | Mgmt | For | For | For | |||
3.5 | Elect Yohroku Adachi | Mgmt | For | For | For | |||
3.6 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |||
3.7 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||
3.8 | Elect Toshio Homma | Mgmt | For | For | For | |||
3.9 | Elect Masaki Nakaoka | Mgmt | For | For | For | |||
3.10 | Elect Haruhisa Honda | Mgmt | For | For | For | |||
3.11 | Elect Hideki Ozawa | Mgmt | For | For | For | |||
3.12 | Elect Masaya Maeda | Mgmt | For | For | For | |||
3.13 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||
3.14 | Elect Makoto Araki | Mgmt | For | For | For | |||
3.15 | Elect Hiroyuki Suematsu | Mgmt | For | For | For | |||
3.16 | Elect Shigeyuki Uzawa | Mgmt | For | For | For | |||
3.17 | Elect Kenichi Nagasawa | Mgmt | For | For | For | |||
3.18 | Elect Naoji Ohtsuka | Mgmt | For | For | For | |||
4 | Elect Kengo Uramoto | Mgmt | For | For | For | |||
5 | Retirement Allowances for Director(s) | Mgmt | For | Abstain | Against | |||
6 | Bonus | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
2 | Elect George Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||
7 | Elect John Finn | Mgmt | For | For | For | |||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||
9 | Elect David King | Mgmt | For | For | For | |||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||
10 | Elect John Parker | Mgmt | For | For | For | |||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
13 | Elect Laura Weil | Mgmt | For | For | For | |||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Chuck Hagel | Mgmt | For | For | For | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5 | Elect George Kirkland | Mgmt | For | For | For | |||
6 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
7 | Elect Kevin Sharer | Mgmt | For | For | For | |||
8 | Elect John Stumpf | Mgmt | For | For | For | |||
9 | Elect Ronald Sugar | Mgmt | For | For | For | |||
10 | Elect Carl Ware | Mgmt | For | For | For | |||
11 | Elect John Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John Cahill | Mgmt | For | For | For | |||
3 | Elect Ian Cook | Mgmt | For | For | For | |||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Lindner | Mgmt | For | For | For | |||
2 | Elect Robert Taubman | Mgmt | For | For | For | |||
3 | Elect Reginald Turner | Mgmt | For | For | For | |||
4 | Elect Roger Cregg | Mgmt | For | For | For | |||
5 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
6 | Elect Alfred Piergallini | Mgmt | For | For | For | |||
7 | Elect Nina Vaca | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Conagra Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | |||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | |||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.6 | Elect William Jurgensen | Mgmt | For | For | For | |||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | |||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect James Mulva | Mgmt | For | For | For | |||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||
12 | Elect William Reilly | Mgmt | For | For | For | |||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
14 | Elect Kathryn Turner | Mgmt | For | For | For | |||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CUSIP 12626K203 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect William Egan | Mgmt | For | For | For | |||
7 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
8 | Elect Nicky Hartery | Mgmt | For | For | For | |||
9 | Elect Jan Maarten de Jong | Mgmt | For | For | For | |||
10 | Elect John Kennedy | Mgmt | For | For | For | |||
11 | Elect Myles Lee | Mgmt | For | For | For | |||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
13 | Elect Albert Manifold | Mgmt | For | For | For | |||
14 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
15 | Elect Mark Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Listing References | Mgmt | For | For | For | |||
21 | Amendments to Articles Regarding Director Age Provisions | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect John Breaux | Mgmt | For | For | For | |||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.10 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Dominion Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Barr | Mgmt | For | For | For | |||
2 | Elect Peter Brown | Mgmt | For | For | For | |||
3 | Elect Helen Dragas | Mgmt | For | For | For | |||
4 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
5 | Elect John Harris | Mgmt | For | For | For | |||
6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |||
7 | Elect Mark Kington | Mgmt | For | For | For | |||
8 | Elect Frank Royal | Mgmt | For | For | For | |||
9 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
10 | Elect David Wollard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Establishment of 15% Renewable Energy Goal | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Renewable Energy Policy Options | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Natural Gas | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Board Review of Nuclear Safety Policies | ShrHoldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect John Hess | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis Reilley | Mgmt | For | For | For | |||
9 | Elect James Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2012 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
DTE Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CUSIP 233331107 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Eugene Miller | Mgmt | For | For | For | |||
1.4 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Ruth Shaw | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 08/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Merger | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
1.8 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.9 | Elect James Rhodes | Mgmt | For | For | For | |||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||
1.11 | Elect Philip Sharp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Certificate of Incorporation to Reduce the Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Coal Risk | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
E.I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Richard Brown | Mgmt | For | For | For | |||
3 | Elect Robert Brown | Mgmt | For | For | For | |||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | |||
5 | Elect Curtis Crawford | Mgmt | For | For | For | |||
6 | Elect Alexander Cutler | Mgmt | For | For | For | |||
7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||
8 | Elect Marillyn Hewson | Mgmt | For | For | For | |||
9 | Elect Lois Juliber | Mgmt | For | For | For | |||
10 | Elect Ellen Kullman | Mgmt | For | For | For | |||
11 | Elect Lee Thomas | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander Cutler | Mgmt | For | For | For | |||
2 | Elect Arthur Johnson | Mgmt | For | For | For | |||
3 | Elect Deborah McCoy | Mgmt | For | For | For | |||
4 | 2012 Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen Marram | Mgmt | For | For | For | |||
4 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos Fernandez Gonzalez | Mgmt | For | For | For | |||
1.2 | Elect Arthur Golden | Mgmt | For | For | For | |||
1.3 | Elect William Johnson | Mgmt | For | For | For | |||
1.4 | Elect John Menzer | Mgmt | For | For | For | |||
1.5 | Elect August Busch III | Mgmt | For | For | For | |||
1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Dea | Mgmt | For | For | For | |||
1.2 | Elect Randall Eresman | Mgmt | For | For | For | |||
1.3 | Elect Claire Farley | Mgmt | For | For | For | |||
1.4 | Elect Fred Fowler | Mgmt | For | For | For | |||
1.5 | Elect Suzanne Nimocks | Mgmt | For | For | For | |||
1.6 | Elect David O'Brien | Mgmt | For | For | For | |||
1.7 | Elect Jane Peverett | Mgmt | For | For | For | |||
1.8 | Elect Allan Sawin | Mgmt | For | For | For | |||
1.9 | Elect Bruce Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 11/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect Christopher Crane | Mgmt | For | For | For | |||
3 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
4 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
5 | Elect Nelson Diaz | Mgmt | For | For | For | |||
6 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
7 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
8 | Elect Paul Joskow | Mgmt | For | For | For | |||
9 | Elect Richard Mies | Mgmt | For | For | For | |||
10 | Elect John Palms | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Thomas Ridge | Mgmt | For | For | For | |||
13 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect John Rowe | Mgmt | For | For | For | |||
15 | Elect Stephen Steinour | Mgmt | For | For | For | |||
16 | Elect Donald Thompson | Mgmt | For | For | For | |||
17 | Elect Ann Berzin | Mgmt | For | For | For | |||
18 | Elect Yves de Balmann | Mgmt | For | For | For | |||
19 | Elect Robert Lawless | Mgmt | For | For | For | |||
20 | Elect Mayo Shattuck III | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Donald Misheff | Mgmt | For | For | For | |||
1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher Pappas | Mgmt | For | For | For | |||
1.12 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.13 | Elect George Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Garmin Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRMN | CUSIP H2906T109 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
3.1 | Elect Min Kao | Mgmt | For | For | For | |||
3.2 | Elect Charles Peffer | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect James Jones | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
11 | Elect William Osborn | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | Against | Against | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||
11 | Elect Michael Rose | Mgmt | For | For | For | |||
12 | Elect Robert Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy Terrell | Mgmt | For | For | For | |||
14 | 2011 Stock Compensation Plan | Mgmt | For | Against | Against | |||
15 | 2011 Compensation Plan for Non-Employee Directors | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
H.J. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNZ | CUSIP 423074103 | 08/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Johnson | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
4 | Elect John Drosdick | Mgmt | For | For | For | |||
5 | Elect Edith Holiday | Mgmt | For | For | For | |||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||
7 | Elect Dean O'Hare | Mgmt | For | For | For | |||
8 | Elect Nelson Peltz | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Lynn Swann | Mgmt | For | For | For | |||
11 | Elect Thomas Usher | Mgmt | For | For | For | |||
12 | Elect Michael Weinstein | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Harley-Davidson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.3 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.4 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.5 | Elect George Conrades | Mgmt | For | For | For | |||
1.6 | Elect Donald James | Mgmt | For | For | For | |||
1.7 | Elect Sara Levinson | Mgmt | For | For | For | |||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.9 | Elect George Miles, Jr. | Mgmt | For | For | For | |||
1.10 | Elect James Norling | Mgmt | For | For | For | |||
1.11 | Elect Keith Wandell | Mgmt | For | For | For | |||
1.12 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | Against | Against | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | Against | Against | |||
4 | Elect John Hammergren | Mgmt | For | Against | Against | |||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | Against | Against | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | |||
Hudson City Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCBK | CUSIP 443683107 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Denis Salamone | Mgmt | For | For | For | |||
2 | Elect Michael Azzara | Mgmt | For | For | For | |||
3 | Elect Victoria Bruni | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Brutto | Mgmt | For | For | For | |||
2 | Elect Susan Crown | Mgmt | For | For | For | |||
3 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect James Griffith | Mgmt | For | For | For | |||
5 | Elect Robert McCormack | Mgmt | For | For | For | |||
6 | Elect Robert Morrison | Mgmt | For | For | For | |||
7 | Elect James Skinner | Mgmt | For | For | For | |||
8 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
9 | Elect David Speer | Mgmt | For | For | For | |||
10 | Elect Pamela Strobel | Mgmt | For | For | For | |||
11 | Elect Kevin Warren | Mgmt | For | For | For | |||
12 | Elect Anre Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||
3 | Elect Susan Decker | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||
7 | Elect James Plummer | Mgmt | For | For | For | |||
8 | Elect David Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect David Farr | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James Owens | Mgmt | For | For | For | |||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
11 | Elect Virginia Rometty | Mgmt | For | For | For | |||
12 | Elect Joan Spero | Mgmt | For | For | For | |||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
International Flavors & Fragrances Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFF | CUSIP 459506101 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marcello Bottoli | Mgmt | For | For | For | |||
2 | Elect Linda Buck | Mgmt | For | For | For | |||
3 | Elect J. Michael Cook | Mgmt | For | For | For | |||
4 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Andreas Fibig | Mgmt | For | For | For | |||
6 | Elect Alexandra Herzan | Mgmt | For | For | For | |||
7 | Elect Henry Howell, Jr. | Mgmt | For | For | For | |||
8 | Elect Katherine Hudson | Mgmt | For | For | For | |||
9 | Elect Arthur Martinez | Mgmt | For | For | For | |||
10 | Elect Dale Morrison | Mgmt | For | For | For | |||
11 | Elect Douglas Tough | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael Johns | Mgmt | For | Against | Against | |||
6 | Elect Susan Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Leo Mullin | Mgmt | For | For | For | |||
9 | Elect William Perez | Mgmt | For | Against | Against | |||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||
11 | Elect David Satcher | Mgmt | For | For | For | |||
12 | Elect William Weldon | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bell | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect John Dillon | Mgmt | For | For | For | |||
1.3 | Elect James Jenness | Mgmt | For | For | For | |||
1.4 | Elect Donald Knauss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Alm | Mgmt | For | For | For | |||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Fabian Garcia | Mgmt | For | For | For | |||
7 | Elect Mae Jemison | Mgmt | For | For | For | |||
8 | Elect James Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy Karch | Mgmt | For | For | For | |||
10 | Elect Ian Read | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Marc Shapiro | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect John Schlifske | Mgmt | For | For | For | |||
8 | Elect Frank Sica | Mgmt | For | For | For | |||
9 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
11 | Elect Nina Vaca | Mgmt | For | For | For | |||
12 | Elect Stephen Watson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Fur Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Kraft Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Myra Hart | Mgmt | For | For | For | |||
2 | Elect Peter Henry | Mgmt | For | For | For | |||
3 | Elect Lois Juliber | Mgmt | For | For | For | |||
4 | Elect Mark Ketchum | Mgmt | For | For | For | |||
5 | Elect Terry Lundgren | Mgmt | For | For | For | |||
6 | Elect Mackey McDonald | Mgmt | For | For | For | |||
7 | Elect Jorge Mesquita | Mgmt | For | For | For | |||
8 | Elect John Pope | Mgmt | For | For | For | |||
9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Company Name Change | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | Against | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Henderson III | Mgmt | For | For | For | |||
2 | Elect Eric Johnson | Mgmt | For | For | For | |||
3 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
4 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | |||
1.4 | Elect John Gordon | Mgmt | For | For | For | |||
1.5 | Elect David Lee | Mgmt | For | For | For | |||
1.6 | Elect Richard Moley | Mgmt | For | For | For | |||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect James Loy | Mgmt | For | For | For | |||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
9 | Elect Joseph Ralston | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Cook | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
Marathon Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Daberko | Mgmt | For | For | For | |||
1.2 | Elect Donna James | Mgmt | For | For | For | |||
1.3 | Elect Charles Lee | Mgmt | For | For | For | |||
1.4 | Elect Seth Schofield | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven Mills | Mgmt | For | For | For | |||
8 | Elect Bruce Nolop | Mgmt | For | For | For | |||
9 | Elect Marc Oken | Mgmt | For | For | For | |||
10 | Elect Morton Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Manoogian | Mgmt | For | For | For | |||
2 | Elect John Plant | Mgmt | For | For | For | |||
3 | Elect Mary Ann Van Lokeren | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Trevor Edwards | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
10 | Elect Bryan Stockton | Mgmt | For | For | For | |||
11 | Elect Dirk Van de Put | Mgmt | For | For | For | |||
12 | Elect Kathy White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | For | For | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Eckert | Mgmt | For | For | For | |||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | |||
4 | Elect Andrew McKenna | Mgmt | For | For | For | |||
5 | Elect Donald Thompson | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | |||
9 | Right to Call Special Meetings | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | |||
McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect William Green | Mgmt | For | For | For | |||
4 | Elect Linda Lorimer | Mgmt | For | For | For | |||
5 | Elect Harold McGraw III | Mgmt | For | For | For | |||
6 | Elect Robert McGraw | Mgmt | For | For | For | |||
7 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
9 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
10 | Elect Kurt Schmoke | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Richard Thornburgh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||
3 | Elect James Kaiser | Mgmt | For | For | For | |||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||
5 | Elect James Kilts | Mgmt | For | For | For | |||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Gracia Martore | Mgmt | For | For | For | |||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||
11 | Elect Jane Warner | Mgmt | For | For | For | |||
12 | Elect Alan Wilson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHoldr | Against | Against | For | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Amendment to the Executive Management Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | Against | Against | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
Nexen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXY | CUSIP 65334H102 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Berry | Mgmt | For | For | For | |||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | |||
1.3 | Elect Thomas Ebbern | Mgmt | For | For | For | |||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | |||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | |||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.7 | Elect Eric Newell | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Kevin Reinhart | Mgmt | For | For | For | |||
1.10 | Elect Francis Saville | Mgmt | For | For | For | |||
1.11 | Elect Arthur Scace | Mgmt | For | For | For | |||
1.12 | Elect John Willson | Mgmt | For | For | For | |||
1.13 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Abstain | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Bruce Brown | Mgmt | For | For | For | |||
6.2 | Elect Stephen Elop | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.4 | Elect Jouko Karvinen | Mgmt | For | For | For | |||
6.5 | Elect Finn Helge Lund | Mgmt | For | For | For | |||
6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.7 | Elect Marten Mickos | Mgmt | For | For | For | |||
6.8 | Elect Elizabeth Nelson | Mgmt | For | For | For | |||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert Miller | Mgmt | For | For | For | |||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert Walter | Mgmt | For | For | For | |||
11 | Elect Alison Winter | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Baliles | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley Bush | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect Karen Horn | Mgmt | For | For | For | |||
7 | Elect Steven Leer | Mgmt | For | For | For | |||
8 | Elect Michael Lockhart | Mgmt | For | For | For | |||
9 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
10 | Elect J. Paul Reason | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||
5 | Elect William Brody | Mgmt | For | For | For | |||
6 | Elect Srikant Datar | Mgmt | For | For | For | |||
7 | Elect Andreas von Planta | Mgmt | For | For | For | |||
8 | Elect Wendelin Wiedeking | Mgmt | For | For | For | |||
9 | Elect Rolf Zinkernagel | Mgmt | For | For | For | |||
10 | Elect Dimitri Azar | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Miscellaneous Shareholder Proposals or Countermotions | Mgmt | For | Abstain | Against | |||
NYSE Euronext | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYX | CUSIP 629491101 | 07/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Supermajority Voting Requirements for Amendments to Articles and for Certain Corporate Events | Mgmt | For | For | For | |||
3 | Supermajority Voting Requirements for the Appointment and Removal of Directors of Holdco | Mgmt | For | For | For | |||
4 | Adoption of Classified Board Structure for Holdco | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NYSE Euronext | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYX | CUSIP 629491101 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andre Bergen | Mgmt | For | For | For | |||
2 | Elect Ellyn Brown | Mgmt | For | For | For | |||
3 | Elect Marshall Carter | Mgmt | For | For | For | |||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | |||
5 | Elect Patricia Cloherty | Mgmt | For | For | For | |||
6 | Elect George Cox | Mgmt | For | For | For | |||
7 | Elect Sylvain Hefes | Mgmt | For | For | For | |||
8 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | |||
9 | Elect Duncan McFarland | Mgmt | For | For | For | |||
10 | Elect James McNulty | Mgmt | For | For | For | |||
11 | Elect Duncan Niederauer | Mgmt | For | For | For | |||
12 | Elect Ricardo Salgado | Mgmt | For | For | For | |||
13 | Elect Robert Scott | Mgmt | For | For | For | |||
14 | Elect Jackson Tai | Mgmt | For | For | For | |||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
16 | Elect Brian Williamson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Old Republic International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORI | CUSIP 680223104 | 05/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harrington Bischof | Mgmt | For | For | For | |||
1.2 | Elect Leo Knight, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Charles Titterton | Mgmt | For | For | For | |||
1.4 | Elect Steven Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect Joseph Doody | Mgmt | For | For | For | |||
3 | Elect David Flaschen | Mgmt | For | For | For | |||
4 | Elect Phillip Horsley | Mgmt | For | For | For | |||
5 | Elect Grant Inman | Mgmt | For | For | For | |||
6 | Elect Pamela Joseph | Mgmt | For | For | For | |||
7 | Elect Martin Mucci | Mgmt | For | For | For | |||
8 | Elect Joseph Tucci | Mgmt | For | For | For | |||
9 | Elect Joseph Velli | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Pentair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP 709631105 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Haggerty | Mgmt | For | For | For | |||
2 | Elect Randall Hogan | Mgmt | For | For | For | |||
3 | Elect David Jones | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect William Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Andrews | Mgmt | For | For | For | |||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
5 | Elect Fred Fowler | Mgmt | For | For | For | |||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | |||
7 | Elect Roger Kimmel | Mgmt | For | For | For | |||
8 | Elect Richard Meserve | Mgmt | For | For | For | |||
9 | Elect Forrest Miller | Mgmt | For | For | For | |||
10 | Elect Rosendo Parra | Mgmt | For | For | For | |||
11 | Elect Barbara Rambo | Mgmt | For | For | For | |||
12 | Elect Barry Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney Adkins | Mgmt | For | For | For | |||
2 | Elect Anne Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect James Keyes | Mgmt | For | For | For | |||
6 | Elect Murray Martin | Mgmt | For | For | For | |||
7 | Elect Michael Roth | Mgmt | For | For | For | |||
8 | Elect David Shedlarz | Mgmt | For | For | For | |||
9 | Elect David Snow, Jr. | Mgmt | For | For | For | |||
10 | Elect Robert Weissman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||
1.2 | Elect John Conway | Mgmt | For | For | For | |||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.7 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||
1.9 | Elect William Spence | Mgmt | For | For | For | |||
1.10 | Elect Natica von Althann | Mgmt | For | For | For | |||
1.11 | Elect Keith Williamson | Mgmt | For | For | For | |||
2 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
1.3 | Elect Bret Clayton | Mgmt | For | For | For | |||
1.4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.5 | Elect Edward Galante | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Ira Hall | Mgmt | For | For | For | |||
1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.9 | Elect Larry McVay | Mgmt | For | For | For | |||
1.10 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.11 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Principal Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFG | CUSIP 74251V102 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Keyser | Mgmt | For | For | For | |||
2 | Elect Luca Maestri | Mgmt | For | For | For | |||
3 | Elect Elizabeth Tallett | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Progress Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGN | CUSIP 743263105 | 08/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For | |||
2 | Elect Conrad Harper | Mgmt | For | For | For | |||
3 | Elect William Hickey | Mgmt | For | For | For | |||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect David Lilley | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard Swift | Mgmt | For | For | For | |||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Beck | Mgmt | For | For | For | |||
2 | Elect R. D. Cash | Mgmt | For | For | For | |||
3 | Elect Laurence Downes | Mgmt | For | For | For | |||
4 | Elect Ronald Jibson | Mgmt | For | For | For | |||
5 | Elect Gary Michael | Mgmt | For | For | For | |||
6 | Elect Keith Rattie | Mgmt | For | For | For | |||
7 | Elect Harris Simmons | Mgmt | For | For | For | |||
8 | Elect Bruce Williamson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Crownover | Mgmt | For | For | For | |||
2 | Elect William Flynn | Mgmt | For | For | For | |||
3 | Elect Michael Larson | Mgmt | For | For | For | |||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
6 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||
7 | Elect Donald Slager | Mgmt | For | For | For | |||
8 | Elect Allan Sorensen | Mgmt | For | For | For | |||
9 | Elect John Trani | Mgmt | For | For | For | |||
10 | Elect Michael Wickham | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||
1.2 | Elect Verne Istock | Mgmt | For | For | For | |||
1.3 | Elect David Speer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2012 Long Term Incentives Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Bank Of Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RY | CUSIP 780087102 | 03/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
1.2 | Elect Paule Gauthier | Mgmt | For | For | For | |||
1.3 | Elect Richard George | Mgmt | For | For | For | |||
1.4 | Elect Tim Hearn | Mgmt | For | For | For | |||
1.5 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.6 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.7 | Elect Brandt Louie | Mgmt | For | For | For | |||
1.8 | Elect Michael McCain | Mgmt | For | For | For | |||
1.9 | Elect Heather Munroe-Blum | Mgmt | For | For | For | |||
1.10 | Elect Gordon Nixon | Mgmt | For | For | For | |||
1.11 | Elect David O'Brien | Mgmt | For | For | For | |||
1.12 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
1.13 | Elect Edward Sonshine | Mgmt | For | For | For | |||
1.14 | Elect Kathleen Taylor | Mgmt | For | For | For | |||
1.15 | Elect Bridget van Kralingen | Mgmt | For | For | For | |||
1.16 | Elect Victor Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding the Performance Objectives and Vesting Period of Options | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Composition of the Compensation Committee | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses for Director Candidates | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses for Shareholder Proposals | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Shareholder Approval of Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Definition of Director Independence | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Loans | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Auditor Rotation | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259107 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
13 | Elect Peter Voser | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
13 | Elect Peter Voser | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Sara Lee Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLE | CUSIP 803111103 | 10/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Begley | Mgmt | For | For | For | |||
2 | Elect Jan Bennink | Mgmt | For | For | For | |||
3 | Elect Crandall Bowles | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Cornelis van Lede | Mgmt | For | For | For | |||
8 | Elect John McAdam | Mgmt | For | For | For | |||
9 | Elect Ian Prosser | Mgmt | For | For | For | |||
10 | Elect Norman Sorensen | Mgmt | For | For | For | |||
11 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||
12 | Elect Jonathan Ward | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael Marks | Mgmt | For | For | For | |||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CUSIP 826197501 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | Mgmt | Against | Against | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karen Daniel | Mgmt | For | For | For | |||
2 | Elect Nathan Jones | Mgmt | For | For | For | |||
3 | Elect Harry Kneuppel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas Brooks | Mgmt | For | For | For | |||
4 | Elect William Cunningham | Mgmt | For | For | For | |||
5 | Elect John Denison | Mgmt | For | For | For | |||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
8 | Elect John Montford | Mgmt | For | For | For | |||
9 | Elect Thomas Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Esrey | Mgmt | For | For | For | |||
1.2 | Elect Gregory Ebel | Mgmt | For | For | For | |||
1.3 | Elect Austin Adams | Mgmt | For | For | For | |||
1.4 | Elect Joseph Alvarado | Mgmt | For | For | For | |||
1.5 | Elect Pamela Carter | Mgmt | For | For | For | |||
1.6 | Elect F. Anthony Comper | Mgmt | For | For | For | |||
1.7 | Elect Peter Hamilton | Mgmt | For | For | For | |||
1.8 | Elect Dennis Hendrix | Mgmt | For | For | For | |||
1.9 | Elect Michael McShane | Mgmt | For | For | For | |||
1.10 | Elect Joseph Netherland | Mgmt | For | For | For | |||
1.11 | Elect Michael Phelps | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Brown | Mgmt | For | For | For | |||
2 | Elect Daniel Starks | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
8 | Elect John Rowe | Mgmt | For | For | For | |||
9 | Elect Joshua Smith | Mgmt | For | For | For | |||
10 | Elect Judith Sprieser | Mgmt | For | For | For | |||
11 | Elect Mary Taylor | Mgmt | For | For | For | |||
12 | Elect Thomas Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Approve the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
The Bank of Nova Scotia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CUSIP 064149107 | 04/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.2 | Elect C.J. Chen | Mgmt | For | For | For | |||
1.3 | Elect David Dodge | Mgmt | For | For | For | |||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | |||
1.5 | Elect John Kerr | Mgmt | For | For | For | |||
1.6 | Elect John Mayberry | Mgmt | For | For | For | |||
1.7 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.8 | Elect Indira Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Susan Segal | Mgmt | For | For | For | |||
1.10 | Elect Allan Shaw | Mgmt | For | For | For | |||
1.11 | Elect Paul Sobey | Mgmt | For | For | For | |||
1.12 | Elect Barbara Thomas | Mgmt | For | For | For | |||
1.13 | Elect Richard Waugh | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding the Performance Objectives and Vesting Period of Options | Mgmt | Against | Against | For | |||
5 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | |||
6 | Shareholder Proposal Regarding Composition of the Compensation Committee | Mgmt | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Linda Cook | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence Kellner | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan Schwab | Mgmt | For | For | For | |||
10 | Elect Ronald Williams | Mgmt | For | For | For | |||
11 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Richard Daley | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | For | For | |||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||
9 | Elect Donald Keough | Mgmt | For | For | For | |||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
16 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
17 | Elect James Williams | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Baranco | Mgmt | For | For | For | |||
2 | Elect Jon Boscia | Mgmt | For | For | For | |||
3 | Elect Henry Clark III | Mgmt | For | For | For | |||
4 | Elect Thomas Fanning | Mgmt | For | For | For | |||
5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
6 | Elect Veronica Hagen | Mgmt | For | For | For | |||
7 | Elect Warren Hood, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald James | Mgmt | For | For | For | |||
9 | Elect Dale Klein | Mgmt | For | For | For | |||
10 | Elect William Smith, Jr. | Mgmt | For | For | For | |||
11 | Elect Steven Specker | Mgmt | For | For | For | |||
12 | Elect Larry Thompson | Mgmt | For | For | For | |||
13 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
The Toronto-Dominion Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TD | CUSIP 891160509 | 03/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bennett | Mgmt | For | For | For | |||
1.2 | Elect Hugh Bolton | Mgmt | For | For | For | |||
1.3 | Elect John Bragg | Mgmt | For | For | For | |||
1.4 | Elect Amy Brinkley | Mgmt | For | For | For | |||
1.5 | Elect W. Edmund Clark | Mgmt | For | For | For | |||
1.6 | Elect Colleen Goggins | Mgmt | For | For | For | |||
1.7 | Elect Henry Ketcham | Mgmt | For | For | For | |||
1.8 | Elect Brian Levitt | Mgmt | For | For | For | |||
1.9 | Elect Harold MacKay | Mgmt | For | For | For | |||
1.10 | Elect Karen Maidment | Mgmt | For | For | For | |||
1.11 | Elect Irene Miller | Mgmt | For | For | For | |||
1.12 | Elect Nadir Mohamed | Mgmt | For | For | For | |||
1.13 | Elect Wilbur Prezzano | Mgmt | For | For | For | |||
1.14 | Elect Helen Sinclair | Mgmt | For | For | For | |||
1.15 | Elect John Thompson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independence of Directors | Mgmt | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Directors' Shares After Retirement | Mgmt | Against | Against | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Annual Bonus Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
7 | Elect Joel Johnson | Mgmt | For | For | For | |||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
9 | Elect Jerry Levin | Mgmt | For | For | For | |||
10 | Elect David O'Maley | Mgmt | For | For | For | |||
11 | Elect O'Dell Owens | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect William Johnson | Mgmt | For | For | For | |||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||
8 | Elect Ann Livermore | Mgmt | For | For | For | |||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect John Thompson | Mgmt | For | For | For | |||
12 | Elect Carol Tome | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
V.F. Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hurst | Mgmt | For | For | For | |||
1.2 | Elect Laura Lang | Mgmt | For | For | For | |||
1.3 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.4 | Elect Raymond Viault | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
4 | Elect Robert Lane | Mgmt | For | For | For | |||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Hugh Price | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect William Hall | Mgmt | For | For | For | |||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect Pastora Cafferty | Mgmt | For | For | For | |||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Patrick Gross | Mgmt | For | For | For | |||
5 | Elect John Pope | Mgmt | For | For | For | |||
6 | Elect W. Robert Reum | Mgmt | For | For | For | |||
7 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
8 | Elect David Steiner | Mgmt | For | For | For | |||
9 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||
5 | Elect Susan Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald James | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Federico Pena | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect John Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP 969904101 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laura Alber | Mgmt | For | For | For | |||
2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
4 | Elect Mary Casati | Mgmt | For | For | For | |||
5 | Elect Patrick Connolly | Mgmt | For | For | For | |||
6 | Elect Adrian Dillon | Mgmt | For | For | For | |||
7 | Elect Anthony Greener | Mgmt | For | For | For | |||
8 | Elect Ted Hall | Mgmt | For | For | For | |||
9 | Elect Michael Lynch | Mgmt | For | For | For | |||
10 | Elect Lorraine Twohill | Mgmt | For | For | For | |||
11 | Amendment to the 2001 Incentive Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bradley | Mgmt | For | For | For | |||
2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna Catalano | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Elect Robyn Kravit | Mgmt | For | For | For | |||
7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||
8 | Elect Wendy Lane | Mgmt | For | For | For | |||
9 | Elect James McCann | Mgmt | For | For | For | |||
10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||
11 | Elect Douglas Roberts | Mgmt | For | For | For | |||
12 | Elect Michael Somers | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gail Boudreaux | Mgmt | For | For | For | |||
2 | Elect Fredric Corrigan | Mgmt | For | For | For | |||
3 | Elect Richard Davis | Mgmt | For | For | For | |||
4 | Elect Benjamin Fowke III | Mgmt | For | For | For | |||
5 | Elect Albert Moreno | Mgmt | For | For | For | |||
6 | Elect Christopher Policinski | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect James Sheppard | Mgmt | For | For | For | |||
9 | Elect David Westerlund | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Timothy Wolf | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
14 | Amendments to Articles of Incorporation Regarding Terms of Preferred Stock | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect Mirian Graddick-Weir | Mgmt | For | For | For | |||
4 | Elect J. David Grissom | Mgmt | For | For | For | |||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
6 | Elect Jonathan Linen | Mgmt | For | For | For | |||
7 | Elect Thomas Nelson | Mgmt | For | For | For | |||
8 | Elect David Novak | Mgmt | For | For | For | |||
9 | Elect Thomas Ryan | Mgmt | For | For | For | |||
10 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
11 | Elect Robert Walter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHoldr | Against | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, President and Principal Executive Officer |
Date: August 24, 2012 |