UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2010 - June 30, 2011
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: American Mutual Fund Reporting Period: July 01, 2010 - June 30, 2011 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.10 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Robert Wright | Mgmt | For | For | For | |||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chadwick Deaton | Mgmt | For | For | For | |||
1.2 | Elect Michael Donahue | Mgmt | For | For | For | |||
1.3 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.4 | Elect Lawrence Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
5 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | Against | Against | |||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Anderson | Mgmt | For | For | For | |||
2 | Elect James Cordes | Mgmt | For | For | For | |||
3 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Goodspeed | Mgmt | For | For | For | |||
5 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||
6 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |||
7 | Elect Michael Morris | Mgmt | For | For | For | |||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||
10 | Elect Richard Sandor | Mgmt | For | For | For | |||
11 | Elect Kathryn Sullivan | Mgmt | For | For | For | |||
12 | Elect Sara Tucker | Mgmt | For | For | For | |||
13 | Elect John Turner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Vance Coffman | Mgmt | For | For | For | |||
5 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
6 | Elect Frank Herringer | Mgmt | For | For | For | |||
7 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
8 | Elect Judith Pelham | Mgmt | For | For | For | |||
9 | Elect J. Paul Reason | Mgmt | For | For | For | |||
10 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Doyle | Mgmt | For | For | For | |||
5 | Elect John Hodgson | Mgmt | For | For | For | |||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
7 | Elect Neil Novich | Mgmt | For | For | For | |||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
9 | Elect Paul Severino | Mgmt | For | For | For | |||
10 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
4 | Elect John Kocur | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
9 | Increase of Preferred Stock | Mgmt | For | For | For | |||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bax | Mgmt | For | For | For | |||
2 | Elect Frank English Jr. | Mgmt | For | For | For | |||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Elbert Hand | Mgmt | For | For | For | |||
5 | Elect Ilene Gordon | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Kay McCurdy | Mgmt | For | For | For | |||
8 | Elect Norman Rosenthal | Mgmt | For | For | For | |||
9 | Elect James Wimmer | Mgmt | For | For | For | |||
10 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||
4 | Elect James Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect James Kelly | Mgmt | For | For | For | |||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||
9 | Elect John McCoy | Mgmt | For | For | For | |||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Amendment to the Employees' Savings-Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barker | Mgmt | For | For | For | |||
2 | Elect Ken Hicks | Mgmt | For | For | For | |||
3 | Elect Debra Reed | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.5 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.6 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.7 | Elect James Lash | Mgmt | For | For | For | |||
1.8 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.9 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.10 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of Performance Goals under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Allison, IV | Mgmt | For | For | For | |||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||
1.8 | Elect John Howe, III | Mgmt | For | For | For | |||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||
1.11 | Elect J. Holmes Morrison | Mgmt | For | For | For | |||
1.12 | Elect Nido Qubein | Mgmt | For | For | For | |||
1.13 | Elect Thomas Skains | Mgmt | For | For | For | |||
1.14 | Elect Thomas Thompson | Mgmt | For | For | For | |||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||
2 | Amendment to the short-term incentive plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect Andre Berard | Mgmt | For | For | For | |||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.5 | Elect Robert Brown | Mgmt | For | For | For | |||
1.6 | Elect George Cope | Mgmt | For | For | For | |||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | |||
1.8 | Elect Edward Lumley | Mgmt | For | For | For | |||
1.9 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.10 | Elect Robert Simmonds | Mgmt | For | For | For | |||
1.11 | Elect Carole Taylor | Mgmt | For | For | For | |||
1.12 | Elect Paul Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Critical Mass of Women on Board | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Pay Ratios | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||
3 | Elect James Cornelius | Mgmt | For | For | For | |||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Leif Johansson | Mgmt | For | For | For | |||
8 | Elect Alan Lacy | Mgmt | For | For | For | |||
9 | Elect Vicki Sato | Mgmt | For | For | For | |||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
2 | Elect George Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||
7 | Elect John Finn | Mgmt | For | For | For | |||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||
9 | Elect James Mongan | Mgmt | For | For | For | |||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Code of Regulations | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
12 | Elect Laura Weil | Mgmt | For | For | For | |||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Stock Option Plan | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard Gephardt | Mgmt | For | For | For | |||
1.4 | Elect Gregory McCray | Mgmt | For | For | For | |||
1.5 | Elect Michael Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect George Kirkland | Mgmt | For | For | For | |||
7 | Elect Donald Rice | Mgmt | For | For | For | |||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||
12 | Elect Carl Ware | Mgmt | For | For | For | |||
13 | Elect John Watson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | N/A | For | N/A | |||
2 | Elect Ian Cook | Mgmt | N/A | For | N/A | |||
3 | Elect Helene Gayle | Mgmt | N/A | For | N/A | |||
4 | Elect Ellen Hancock | Mgmt | N/A | For | N/A | |||
5 | Elect Joseph Jimenez | Mgmt | N/A | For | N/A | |||
6 | Elect Richard Kogan | Mgmt | N/A | For | N/A | |||
7 | Elect Delano Lewis | Mgmt | N/A | For | N/A | |||
8 | Elect J. Pedro Reinhard | Mgmt | N/A | For | N/A | |||
9 | Elect Stephen Sadove | Mgmt | N/A | For | N/A | |||
10 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
11 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | |||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHoldr | N/A | For | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.9 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Cregg | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Alfred Piergallini | Mgmt | For | For | For | |||
4 | Elect Nina Vaca | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | 2011 Management Incentive Plan | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
ConAgra Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | |||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | |||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.6 | Elect W.G. Jurgensen | Mgmt | For | For | For | |||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | |||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CUSIP 12626K203 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Maeve Carton | Mgmt | For | For | For | |||
5 | Elect William Egan | Mgmt | For | For | For | |||
6 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
7 | Elect Nicky Hartery | Mgmt | For | For | For | |||
8 | Elect Jan Maarten de Jong | Mgmt | For | For | For | |||
9 | Elect John Kennedy | Mgmt | For | For | For | |||
10 | Elect Myles Lee | Mgmt | For | For | For | |||
11 | Elect Albert Manifold | Mgmt | For | For | For | |||
12 | Elect Kieran McGowan | Mgmt | For | For | For | |||
13 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
14 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
15 | Elect Mark Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect John Breaux | Mgmt | For | For | For | |||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Cullen/Frost Bankers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CUSIP 229899109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | |||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | |||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | |||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | |||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | |||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | |||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | |||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | |||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | |||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | |||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | |||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.10 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Barr | Mgmt | For | For | For | |||
2 | Elect Peter Brown | Mgmt | For | For | For | |||
3 | Elect George Davidson, Jr. | Mgmt | For | For | For | |||
4 | Elect Helen Dragas | Mgmt | For | For | For | |||
5 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
6 | Elect John Harris | Mgmt | For | For | For | |||
7 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark Kington | Mgmt | For | For | For | |||
9 | Elect Margaret McKenna | Mgmt | For | For | For | |||
10 | Elect Frank Royal | Mgmt | For | For | For | |||
11 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
12 | Elect David Wollard | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Nuclear Power Plant Construction | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | |||
DTE Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CUSIP 233331107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lillian Bauder | Mgmt | For | For | For | |||
1.2 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Mark Murray | Mgmt | For | For | For | |||
1.4 | Elect Josue Robles, Jr. | Mgmt | For | For | For | |||
1.5 | Elect James Vandenberghe | Mgmt | For | For | For | |||
1.6 | Elect David Brandon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
1.8 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.9 | Elect James Rhodes | Mgmt | For | For | For | |||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||
1.11 | Elect Philip Sharp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Brown | Mgmt | For | For | For | |||
2 | Elect Robert Brown | Mgmt | For | For | For | |||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||
6 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Barrett | Mgmt | For | For | For | |||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||
4 | Elect Gregory Page | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Eskew | Mgmt | For | For | For | |||
2 | Elect Alfred Gilman | Mgmt | For | For | For | |||
3 | Elect Karen Horn | Mgmt | For | For | For | |||
4 | Elect John Lechleiter | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
10 | Executive Officer Incentive Plan | Mgmt | For | Against | Against | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Dea | Mgmt | For | For | For | |||
1.2 | Elect Randall Eresman | Mgmt | For | For | For | |||
1.3 | Elect Claire Farley | Mgmt | For | For | For | |||
1.4 | Elect Fred Fowler | Mgmt | For | For | For | |||
1.5 | Elect Barry Harrison | Mgmt | For | For | For | |||
1.6 | Elect Suzanne Nimocks | Mgmt | For | For | For | |||
1.7 | Elect David O'Brien | Mgmt | For | For | For | |||
1.8 | Elect Jane Peverett | Mgmt | For | For | For | |||
1.9 | Elect Allan Sawin | Mgmt | For | For | For | |||
1.10 | Elect Bruce Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
4 | Elect Nelson Diaz | Mgmt | For | For | For | |||
5 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
6 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
7 | Elect Paul Joskow | Mgmt | For | For | For | |||
8 | Elect Richard Mies | Mgmt | For | For | For | |||
9 | Elect John Palms | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Thomas Ridge | Mgmt | For | For | For | |||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
13 | Elect John Rowe | Mgmt | For | For | For | |||
14 | Elect Stephen Steinour | Mgmt | For | For | For | |||
15 | Elect Donald Thompson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.11 | Elect George Smart | Mgmt | For | For | For | |||
1.12 | Elect Wesley Taylor | Mgmt | For | For | For | |||
1.13 | Elect Jesse Williams, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | Against | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 09/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Garmin Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRMN | CUSIP H2906T109 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Financial Statements | Mgmt | For | For | For | |||
2 | Discharge of the Board of Directors and Executive Officers | Mgmt | For | For | For | |||
3.1 | Elect Donald Eller | Mgmt | For | For | For | |||
3.2 | Elect Clifton Pemble | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | 2011 Non-employee Directors' Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect George Joulwan | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect William Osborn | Mgmt | For | For | For | |||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Cumulative Voting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHoldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||
11 | Elect Lois Quam | Mgmt | For | For | For | |||
12 | Elect Michael Rose | Mgmt | For | For | For | |||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||
15 | Executive Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | Against | Against | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | Against | Against | |||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | |||
H.J. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNZ | CUSIP 423074103 | 08/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Johnson | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
4 | Elect John Drosdick | Mgmt | For | For | For | |||
5 | Elect Edith Holiday | Mgmt | For | For | For | |||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||
7 | Elect Dean O'Hare | Mgmt | For | For | For | |||
8 | Elect Nelson Peltz | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Lynn Swann | Mgmt | For | For | For | |||
11 | Elect Thomas Usher | Mgmt | For | For | For | |||
12 | Elect Michael Weinstein | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
6 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
7 | Elect David Lesar | Mgmt | For | For | For | |||
8 | Elect Robert Malone | Mgmt | For | For | For | |||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||
10 | Elect Debra Reed | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.3 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.4 | Elect George Conrades | Mgmt | For | For | For | |||
1.5 | Elect Judson Green | Mgmt | For | For | For | |||
1.6 | Elect Sara Levinson | Mgmt | For | For | For | |||
1.7 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.8 | Elect George Miles, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement for Transactions with an Interested Shareholder | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement for Special Meetings of Shareholders | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for Approval of Certain Matters | Mgmt | For | For | For | |||
5 | Short-Term Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | Against | Against | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | Against | Against | |||
7 | Elect John Hammergren | Mgmt | For | Against | Against | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||
Hudson City Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCBK | CUSIP 443683107 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Hermance, Jr. | Mgmt | For | For | For | |||
2 | Elect William Bardel | Mgmt | For | For | For | |||
3 | Elect Scott Belair | Mgmt | For | For | For | |||
4 | Elect Cornelius Golding | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Crown | Mgmt | For | For | For | |||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert McCormack | Mgmt | For | For | For | |||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
7 | Elect David Speer | Mgmt | For | For | For | |||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||
10 | Elect Anre Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect James Owens | Mgmt | For | For | For | |||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
10 | Elect Joan Spero | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Michael Johns | Mgmt | For | For | For | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||
8 | Elect William Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect David Satcher | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie Black | Mgmt | For | For | For | |||
1.2 | Elect Robert Cornog | Mgmt | For | For | For | |||
1.3 | Elect William Lacy | Mgmt | For | For | For | |||
1.4 | Elect Stephen Roell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to the Annual Incentive Performance Plan | Mgmt | For | For | For | |||
5 | Amendment to the Long-Term Incentive Performance Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
1.3 | Elect Sterling Speirn | Mgmt | For | For | For | |||
1.4 | Elect John Zabriskie | Mgmt | For | For | For | |||
2 | Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Alm | Mgmt | For | For | For | |||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||
7 | Elect James Jenness | Mgmt | For | For | For | |||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||
9 | Elect Ian Read | Mgmt | For | For | For | |||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | 2011 Equity Participation Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect Frank Sica | Mgmt | For | For | For | |||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
Kraft Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Myra Hart | Mgmt | For | For | For | |||
3 | Elect Peter Henry | Mgmt | For | For | For | |||
4 | Elect Lois Juliber | Mgmt | For | For | For | |||
5 | Elect Mark Ketchum | Mgmt | For | For | For | |||
6 | Elect Richard Lerner | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect John Pope | Mgmt | For | For | For | |||
9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Glass | Mgmt | For | For | For | |||
2 | Elect Gary Kelly | Mgmt | For | For | For | |||
3 | Elect Michael Mee | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Restated Articles of Incorporation to Allow Shareholders to Amend the Bylaws | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | |||
1.4 | Elect John Gordon | Mgmt | For | For | For | |||
1.5 | Elect David Lee | Mgmt | For | For | For | |||
1.6 | Elect Richard Moley | Mgmt | For | For | For | |||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect James Loy | Mgmt | For | For | For | |||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
9 | Elect Joseph Ralston | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Incentive Performance Award Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.6 | Elect Robert Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect David Daberko | Mgmt | For | For | For | |||
5 | Elect William Davis, III | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Philip Lader | Mgmt | For | For | For | |||
8 | Elect Charles Lee | Mgmt | For | For | For | |||
9 | Elect Michael Phelps | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect Seth Schofield | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||
6 | Elect Steven Mills | Mgmt | For | For | For | |||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||
8 | Elect Marc Oken | Mgmt | For | For | For | |||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
11 | Elect Kathy White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHoldr | Against | Against | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||
3 | Elect James Kaiser | Mgmt | For | For | For | |||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||
5 | Elect James Kilts | Mgmt | For | For | For | |||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||
11 | Elect Jane Warner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||
9 | Elect William Kelley | Mgmt | For | For | For | |||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | Against | Against | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laura Ipsen | Mgmt | For | For | For | |||
2 | Elect William Parfet | Mgmt | For | For | For | |||
3 | Elect George Poste | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Abstain | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Stephen Elop | Mgmt | For | For | For | |||
6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.4 | Elect Per Karlsson | Mgmt | For | For | For | |||
6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | |||
6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | |||
6.7 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Stock Option Program 2011 | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Baliles | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Karen Horn | Mgmt | For | For | For | |||
4 | Elect J. Paul Reason | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/22/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Management and Board Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Policy | Mgmt | For | TNA | N/A | |||
5 | Re-elect Ann Fudge | Mgmt | For | TNA | N/A | |||
6 | Re-elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
7 | Re-elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
8 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 04/08/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Merger Agreement | Mgmt | For | TNA | N/A | |||
2 | Approval of Share Issuance | Mgmt | For | TNA | N/A | |||
3 | Additional and/or Counter-Proposals | Mgmt | For | TNA | N/A | |||
NYSE Euronext | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYX | CUSIP 629491101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andre Bergen | Mgmt | For | For | For | |||
2 | Elect Ellyn Brown | Mgmt | For | For | For | |||
3 | Elect Marshall Carter | Mgmt | For | For | For | |||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | |||
5 | Elect Patricia Cloherty | Mgmt | For | For | For | |||
6 | Elect George Cox | Mgmt | For | For | For | |||
7 | Elect Sylvain Hefes | Mgmt | For | For | For | |||
8 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | |||
9 | Elect Duncan McFarland | Mgmt | For | For | For | |||
10 | Elect James McNulty | Mgmt | For | For | For | |||
11 | Elect Duncan Niederauer | Mgmt | For | For | For | |||
12 | Elect Ricardo Espirito Santo Salgado | Mgmt | For | For | For | |||
13 | Elect Robert Scott | Mgmt | For | For | For | |||
14 | Elect Jackson Tai | Mgmt | For | For | For | |||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
16 | Elect Brian Williamson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 3 Years | N/A | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Old Republic International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORI | CUSIP 680223104 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Hellauer | Mgmt | For | For | For | |||
1.2 | Elect Arnold Steiner | Mgmt | For | For | For | |||
1.3 | Elect Fredricka Taubitz | Mgmt | For | For | For | |||
1.4 | Elect Aldo Zucaro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Grant Inman | Mgmt | For | For | For | |||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||
5 | Elect Joseph Tucci | Mgmt | For | For | For | |||
6 | Elect Joseph Velli | Mgmt | For | For | For | |||
7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Pentair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP 709631105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Abi-Karam | Mgmt | For | For | For | |||
2 | Elect Jerry Burris | Mgmt | For | For | For | |||
3 | Elect Ronald Merriman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHoldr | Against | Against | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney Adkins | Mgmt | For | For | For | |||
2 | Elect Murray Martin | Mgmt | For | For | For | |||
3 | Elect Michael Roth | Mgmt | For | For | For | |||
4 | Elect Robert Weissman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Removal of Directors from Office | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement for Bylaw Alteration, Adoption, Amendment or Repeal | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the Key Employees Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||
1.2 | Elect John Conway | Mgmt | For | For | For | |||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.7 | Elect James Miller | Mgmt | For | For | For | |||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||
1.9 | Elect Natica von Althann | Mgmt | For | For | For | |||
1.10 | Elect Keith Williamson | Mgmt | For | For | For | |||
2 | Short-term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
1.3 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.4 | Elect Edward Galante | Mgmt | For | For | For | |||
1.5 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.6 | Elect Ira Hall | Mgmt | For | For | For | |||
1.7 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.8 | Elect Larry McVay | Mgmt | For | For | For | |||
1.9 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.10 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Approval of Performance Goals Under the 162(m) Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | |||
Progress Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGN | CUSIP 743263105 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect James Bostic, Jr. | Mgmt | For | For | For | |||
3 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||
4 | Elect James Hyler, Jr. | Mgmt | For | For | For | |||
5 | Elect William Johnson | Mgmt | For | For | For | |||
6 | Elect Robert Jones | Mgmt | For | For | For | |||
7 | Elect W. Steven Jones | Mgmt | For | For | For | |||
8 | Elect Melquiades Martinez | Mgmt | For | For | For | |||
9 | Elect E. Marie McKee | Mgmt | For | For | For | |||
10 | Elect John Mullin III | Mgmt | For | For | For | |||
11 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |||
12 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||
13 | Elect Theresa Stone | Mgmt | For | For | For | |||
14 | Elect Alfred Tollison, Jr. | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For | |||
2 | Elect Conrad Harper | Mgmt | For | For | For | |||
3 | Elect William Hickey | Mgmt | For | For | For | |||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect David Lilley | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard Swift | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Beck | Mgmt | For | For | For | |||
2 | Elect R. D. Cash | Mgmt | For | For | For | |||
3 | Elect Laurence Downes | Mgmt | For | For | For | |||
4 | Elect Ronald Jibson | Mgmt | For | For | For | |||
5 | Elect Gary Michael | Mgmt | For | For | For | |||
6 | Elect Bruce Williamson | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
R.R. Donnelley & Sons Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||
7 | Elect John Pope | Mgmt | For | For | For | |||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Crownover | Mgmt | For | For | For | |||
2 | Elect John Croghan | Mgmt | For | For | For | |||
3 | Elect William Flynn | Mgmt | For | For | For | |||
4 | Elect Michael Larson | Mgmt | For | For | For | |||
5 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
6 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
7 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald Slager | Mgmt | For | For | For | |||
9 | Elect Allan Sorensen | Mgmt | For | For | For | |||
10 | Elect John Trani | Mgmt | For | For | For | |||
11 | Elect Michael Wickham | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
14 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Parfet | Mgmt | For | For | For | |||
1.2 | Elect Steven Kalmanson | Mgmt | For | For | For | |||
1.3 | Elect James Keane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Linda Stuntz | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
6 | Elect Guy Elliott | Mgmt | For | For | For | |||
7 | Elect Simon Henry | Mgmt | For | For | For | |||
8 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Jorma Ollila | Mgmt | For | For | For | |||
13 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
14 | Elect Peter Voser | Mgmt | For | For | For | |||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Cancellation of Conditional Capital VI | Mgmt | For | For | For | |||
6 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
7 | Intra-company Control Agreements | Mgmt | For | For | For | |||
Sara Lee Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLE | CUSIP 803111103 | 10/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Begley | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Virgis Colbert | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect Laurette Koellner | Mgmt | For | For | For | |||
6 | Elect Cornelis van Lede | Mgmt | For | For | For | |||
7 | Elect John McAdam | Mgmt | For | For | For | |||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||
9 | Elect Norman Sorensen | Mgmt | For | For | For | |||
10 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||
11 | Elect Jonathan Ward | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||
2 | Elect Peter Currie | Mgmt | For | For | For | |||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
8 | Elect Michael Marks | Mgmt | For | For | For | |||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years | Against | |||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
18 | Amendements to Articles | Mgmt | For | For | For | |||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CUSIP 826197501 | 01/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A | |||
2 | Ratification of Management Board Acts | Mgmt | For | N/A | N/A | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
10 | Intra-company Contracts | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Corporate Purpose | Mgmt | Against | For | Against | |||
13 | Countermotion A (Supervisory Board Members' Fees) | Mgmt | Against | Against | For | |||
14 | Countermotion B (Allocation of Profits/Dividends) | Mgmt | Against | Against | For | |||
Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juanita Baranco | Mgmt | For | For | For | |||
1.2 | Elect Jon Boscia | Mgmt | For | For | For | |||
1.3 | Elect Henry Clark III | Mgmt | For | For | For | |||
1.4 | Elect Thomas Fanning | Mgmt | For | For | For | |||
1.5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Veronica Hagen | Mgmt | For | For | For | |||
1.7 | Elect Warren Hood, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald James | Mgmt | For | For | For | |||
1.9 | Elect Dale Klein | Mgmt | For | For | For | |||
1.10 | Elect J. Neal Purcell | Mgmt | For | For | For | |||
1.11 | Elect William Smith, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Steven Specker | Mgmt | For | For | For | |||
1.13 | Elect Larry Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
5 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect Douglas Brooks | Mgmt | For | For | For | |||
3 | Elect William Cunningham | Mgmt | For | For | For | |||
4 | Elect John Denison | Mgmt | For | For | For | |||
5 | Elect Gary Kelly | Mgmt | For | For | For | |||
6 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
7 | Elect John Montford | Mgmt | For | For | For | |||
8 | Elect Thomas Nealon | Mgmt | For | For | For | |||
9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Esrey | Mgmt | For | For | For | |||
1.2 | Elect Gregory Ebel | Mgmt | For | For | For | |||
1.3 | Elect Austin Adams | Mgmt | For | For | For | |||
1.4 | Elect Paul Anderson | Mgmt | For | For | For | |||
1.5 | Elect Pamela Carter | Mgmt | For | For | For | |||
1.6 | Elect F. Anthony Comper | Mgmt | For | For | For | |||
1.7 | Elect Peter Hamilton | Mgmt | For | For | For | |||
1.8 | Elect Dennis Hendrix | Mgmt | For | For | For | |||
1.9 | Elect Michael McShane | Mgmt | For | For | For | |||
1.10 | Elect Joseph Netherland | Mgmt | For | For | For | |||
1.11 | Elect Michael Phelps | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Long-Term Incentive PLan | Mgmt | For | For | For | |||
4 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||
4 | Elect James Johnson | Mgmt | For | For | For | |||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Derica Rice | Mgmt | For | For | For | |||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
The Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||
13 | Elect John Surma | Mgmt | For | For | For | |||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
The Bank of Nova Scotia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CUSIP 064149107 | 04/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.2 | Elect C.J. Chen | Mgmt | For | For | For | |||
1.3 | Elect David Dodge | Mgmt | For | For | For | |||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | |||
1.5 | Elect John Kerr | Mgmt | For | For | For | |||
1.6 | Elect Michael Kirby | Mgmt | For | For | For | |||
1.7 | Elect John Mayberry | Mgmt | For | For | For | |||
1.8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Alexis E. Rovzar de la Torre | Mgmt | For | For | For | |||
1.10 | Elect Indira Samarasekera | Mgmt | For | For | For | |||
1.11 | Elect Allan Shaw | Mgmt | For | For | For | |||
1.12 | Elect Paul Sobey | Mgmt | For | For | For | |||
1.13 | Elect Barbara Thomas | Mgmt | For | For | For | |||
1.14 | Elect Richard Waugh | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendment to By-Law Regarding Director Retirement Age | Mgmt | For | For | For | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Critical Mass of Women on Board | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | |||
8 | Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens | Mgmt | Against | Against | For | |||
9 | Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Demonstration of Pay for Performance | Mgmt | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Bryson | Mgmt | For | For | For | |||
2 | Elect David Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Cook | Mgmt | For | For | For | |||
5 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
6 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect John McDonnell | Mgmt | For | For | For | |||
9 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
10 | Elect Susan Schwab | Mgmt | For | For | For | |||
11 | Elect Ronald Williams | Mgmt | For | For | For | |||
12 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Donald Keough | Mgmt | For | For | For | |||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||
12 | Elect James Robinson III | Mgmt | For | For | For | |||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
14 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
15 | Elect James Williams | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHoldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||
7 | Elect John Hess | Mgmt | For | For | For | |||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||
9 | Elect Paul Polman | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect James Ringler | Mgmt | For | For | For | |||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||
13 | Elect Paul Stern | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||
15 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | |||
The McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect Douglas Daft | Mgmt | For | For | For | |||
4 | Elect Willaim Green | Mgmt | For | For | For | |||
5 | Elect Linda Lorimer | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect Robert McGraw | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
10 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Kurt Schmoke | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Thomson Reuters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRI | CUSIP 884903105 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Thomson | Mgmt | For | For | For | |||
1.2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
1.3 | Elect Thomas Glocer | Mgmt | For | For | For | |||
1.4 | Elect Manvinder Banga | Mgmt | For | For | For | |||
1.5 | Elect Mary Cirillo | Mgmt | For | For | For | |||
1.6 | Elect Steven Denning | Mgmt | For | For | For | |||
1.7 | Elect Lawton Fitt | Mgmt | For | For | For | |||
1.8 | Elect Roger Martin | Mgmt | For | For | For | |||
1.9 | Elect Sir Deryck Maughan | Mgmt | For | For | For | |||
1.10 | Elect Kenneth Olisa | Mgmt | For | For | For | |||
1.11 | Elect Vance Opperman | Mgmt | For | For | For | |||
1.12 | Elect John Thompson | Mgmt | For | For | For | |||
1.13 | Elect Peter Thomson | Mgmt | For | For | For | |||
1.14 | Elect John Tory | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | For | For | |||
11 | Elect Kenneth Novack | Mgmt | For | For | For | |||
12 | Elect Paul Wachter | Mgmt | For | For | For | |||
13 | Elect Deborah Wright | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Actions adversely affecting preferred stock | Mgmt | For | For | For | |||
17 | Removal of directors | Mgmt | For | For | For | |||
18 | Changing the authorized amount of capital stock. | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect William Johnson | Mgmt | For | For | For | |||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John Thompson | Mgmt | For | For | For | |||
11 | Elect Carol Tome | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan de Bedout | Mgmt | For | For | For | |||
1.2 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.3 | Elect Eric Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect William Hall | Mgmt | For | For | For | |||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pastora Cafferty | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Patrick Gross | Mgmt | For | For | For | |||
4 | Elect John Pope | Mgmt | For | For | For | |||
5 | Elect W. Robert Reum | Mgmt | For | For | For | |||
6 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
7 | Elect David Steiner | Mgmt | For | For | For | |||
8 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
Willis Group Holdings Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bradley | Mgmt | For | For | For | |||
2 | Elect Joseph Califano Jr. | Mgmt | For | For | For | |||
3 | Elect Anna Catalano | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Elect Robyn Kravit | Mgmt | For | For | For | |||
7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||
8 | Elect Wendy Lane | Mgmt | For | For | For | |||
9 | Elect James McCann | Mgmt | For | For | For | |||
10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||
11 | Elect Douglas Roberts | Mgmt | For | For | For | |||
12 | Elect Michael Somers | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Share Repurchase | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fredric Corrigan | Mgmt | For | For | For | |||
2 | Elect Richard Davis | Mgmt | For | For | For | |||
3 | Elect Benjamin Fowke III | Mgmt | For | For | For | |||
4 | Elect Richard Kelly | Mgmt | For | For | For | |||
5 | Elect Albert Moreno | Mgmt | For | For | For | |||
6 | Elect Christopher PoliCINSki | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect James Sheppard | Mgmt | For | For | For | |||
9 | Elect David Westerlund | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Timothy Wolf | Mgmt | For | For | For | |||
12 | Amendment to the Non-Employee Directors' Stock Equivalent Plan | Mgmt | For | For | For | |||
13 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Robert Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
16 | Right to Call a Special Meeting | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ James K. Dunton |
James K. Dunton, Vice Chairman and Principal Executive Officer |
Date: August 26, 2011 |