UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2007 - June 30, 2008
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
ITEM 1 – Proxy Voting Record
Fund Name: American Mutual Fund, Inc.
Reporting Period: July 1, 2007 - June 30, 2008
3M COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Linda G. Alvarado | Mgmt | For | For | For | |||
1.2 | Director George W. Buckley | Mgmt | For | For | For | |||
1.3 | Director Vance D. Coffman | Mgmt | For | For | For | |||
1.4 | Director Michael L. Eskew | Mgmt | For | For | For | |||
1.5 | Director W. James Farrell | Mgmt | For | For | For | |||
1.6 | Director Herbert L. Henkel | Mgmt | For | For | For | |||
1.7 | Director Edward M. Liddy | Mgmt | For | For | For | |||
1.8 | Director Robert S. Morrison | Mgmt | For | For | For | |||
1.9 | Director Aulana L. Peters | Mgmt | For | For | For | |||
1.10 | Director Robert J. Ulrich | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As 3m's Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | To Approve The Long-term Incentive Plan. | Mgmt | For | Against | Against | |||
ABBOTT LABORATORIES | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/25/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director R.s. Austin | Mgmt | For | For | For | |||
1.2 | Director W.m. Daley | Mgmt | For | For | For | |||
1.3 | Director W.j. Farrell | Mgmt | For | For | For | |||
1.4 | Director H.l. Fuller | Mgmt | For | For | For | |||
1.5 | Director W.a. Osborn | Mgmt | For | For | For | |||
1.6 | Director D.a.l. Owen | Mgmt | For | For | For | |||
1.7 | Director B. Powell Jr. | Mgmt | For | For | For | |||
1.8 | Director W.a. Reynolds | Mgmt | For | For | For | |||
1.9 | Director R.s. Roberts | Mgmt | For | For | For | |||
1.10 | Director S.c. Scott Iii | Mgmt | For | For | For | |||
1.11 | Director W.d. Smithburg | Mgmt | For | For | For | |||
1.12 | Director G.f. Tilton | Mgmt | For | For | For | |||
1.13 | Director M.d. White | Mgmt | For | For | For | |||
2.0 | Ratification Of Deloitte & Touche Llp As Auditors | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal - Access To Medicines | ShrHldr | Against | Against | For | |||
4.0 | Shareholder Proposal - Advisory Vote | ShrHldr | Against | Against | For | |||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Michael J. Donahue | Mgmt | For | For | For | |||
1.2 | Director Ursula O. Fairbairn | Mgmt | For | For | For | |||
1.3 | Director John P. Jones Iii | Mgmt | For | For | For | |||
1.4 | Director Lawrence S. Smith | Mgmt | For | For | For | |||
2.0 | Appointment Of Independent Registered Public Accountants. Ratification Of Appointment Of Kpmg Llp, As Independent Registered Public Accountants For Fiscal Year 2008. | Mgmt | For | For | For | |||
ALLTEL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AT | CUSIP 020039103 | 08/29/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Board Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of May 20, 2007, By And Among Alltel Corporation, Atlantis Holdings Llc And Atlantis Merger Sub, Inc. As It May Be Amended From Time To Time. | Mgmt | For | For | For | |||
2.0 | Board Proposal To Adjourn Or Postpone The Special Meeting To A Later Date Or Time, If Necessary Or Appropriate, To Solicit Additional Proxies In Favor Of Proposal Number 1 If There Are Insufficient Votes At The Time Of Such Adjournment Or Postponement To | Mgmt | For | For | For | |||
AMEREN CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Stephen F. Brauer | Mgmt | For | For | For | |||
1.2 | Director Susan S. Elliott | Mgmt | For | For | For | |||
1.3 | Director Walter J. Galvin | Mgmt | For | For | For | |||
1.4 | Director Gayle P.w. Jackson | Mgmt | For | For | For | |||
1.5 | Director James C. Johnson | Mgmt | For | For | For | |||
1.6 | Director Charles W. Mueller | Mgmt | For | For | For | |||
1.7 | Director Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Director Gary L. Rainwater | Mgmt | For | For | For | |||
1.9 | Director Harvey Saligman | Mgmt | For | For | For | |||
1.10 | Director Patrick T. Stokes | Mgmt | For | For | For | |||
1.11 | Director Jack D. Woodard | Mgmt | For | For | For | |||
2.0 | Ratification Of Appointment Of Independent Registered Public Accountants. | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal Relating To Report On Callaway Plant Releases. | ShrHldr | Against | Against | For | |||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director E.r. Brooks | Mgmt | For | For | For | |||
1.2 | Director Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
1.3 | Director Linda A. Goodspeed | Mgmt | For | For | For | |||
1.4 | Director Lester A. Hudson, Jr. | Mgmt | For | For | For | |||
1.5 | Director Lionel L. Nowell Iii | Mgmt | For | For | For | |||
1.6 | Director Kathryn D. Sullivan | Mgmt | For | For | For | |||
1.7 | Director Donald M. Carlton | Mgmt | For | For | For | |||
1.8 | Director John P. Desbarres | Mgmt | For | For | For | |||
1.9 | Director Thomas E. Hoaglin | Mgmt | For | For | For | |||
1.10 | Director Michael G. Morris | Mgmt | For | For | For | |||
1.11 | Director Richard L. Sandor | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2008. | Mgmt | For | For | For | |||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874107 | 05/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Stephen F. Bollenbach | Mgmt | For | For | For | |||
2.0 | Election Of Director: Martin S. Feldstein | Mgmt | For | For | For | |||
3.0 | Election Of Director: Ellen V. Futter | Mgmt | For | For | For | |||
4.0 | Election Of Director: Richard C. Holbrooke | Mgmt | For | For | For | |||
5.0 | Election Of Director: Fred H. Langhammer | Mgmt | For | For | For | |||
6.0 | Election Of Director: George L. Miles, Jr. | Mgmt | For | For | For | |||
7.0 | Election Of Director: Morris W. Offit | Mgmt | For | For | For | |||
8.0 | Election Of Director: James F. Orr Iii | Mgmt | For | For | For | |||
9.0 | Election Of Director: Virginia M. Rometty | Mgmt | For | For | For | |||
10.0 | Election Of Director: Martin J. Sullivan | Mgmt | For | For | For | |||
11.0 | Election Of Director: Michael H. Sutton | Mgmt | For | For | For | |||
12.0 | Election Of Director: Edmund S.w. Tse | Mgmt | For | For | For | |||
13.0 | Election Of Director: Robert B. Willumstad | Mgmt | For | For | For | |||
14.0 | Ratification Of The Selection Of Pricewaterhousecoopers Llp As Aig's Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
15.0 | Shareholder Proposal Relating To The Human Right To Water. | ShrHldr | Against | Against | For | |||
16.0 | Shareholder Proposal Relating To The Reporting Of Political Contributions. | ShrHldr | Against | Against | For | |||
AMGEN INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Dr. David Baltimore | Mgmt | For | For | For | |||
2.0 | Election Of Director: Mr. Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3.0 | Election Of Director: Mr. Jerry D. Choate | Mgmt | For | Against | Against | |||
4.0 | Election Of Director: Dr. Vance D. Coffman | Mgmt | For | For | For | |||
5.0 | Election Of Director: Mr. Frederick W. Gluck | Mgmt | For | Against | Against | |||
6.0 | Election Of Director: Mr. Frank C. Herringer | Mgmt | For | Against | Against | |||
7.0 | Election Of Director: Dr. Gilbert S. Omenn | Mgmt | For | For | For | |||
8.0 | Election Of Director: Ms. Judith C. Pelham | Mgmt | For | For | For | |||
9.0 | Election Of Director: Adm. J. Paul Reason, Usn (retired) | Mgmt | For | Against | Against | |||
10.0 | Election Of Director: Mr. Leonard D. Schaeffer | Mgmt | For | Against | Against | |||
11.0 | Election Of Director: Mr. Kevin W. Sharer | Mgmt | For | For | For | |||
12.0 | To Ratify The Selection Of Ernst & Young Llp As The Company's Independent Registered Public Accountants For The Fiscal Year | Mgmt | For | For | For | |||
13.0 | Stockholder Proposal #1 (simple Majority Vote) | ShrHldr | Against | Against | For | |||
14.0 | Stockholder Proposal #2 (animal Welfare) | ShrHldr | Against | Against | For | |||
AON CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOC | CUSIP 037389103 | 05/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Patrick G. Ryan | Mgmt | For | For | For | |||
1.2 | Director Gregory C. Case | Mgmt | For | For | For | |||
1.3 | Director Fulvio Conti | Mgmt | For | For | For | |||
1.4 | Director Edgar D. Jannotta | Mgmt | For | For | For | |||
1.5 | Director Jan Kalff | Mgmt | For | For | For | |||
1.6 | Director Lester B. Knight | Mgmt | For | For | For | |||
1.7 | Director J. Michael Losh | Mgmt | For | For | For | |||
1.8 | Director R. Eden Martin | Mgmt | For | For | For | |||
1.9 | Director Andrew J. Mckenna | Mgmt | For | For | For | |||
1.10 | Director Robert S. Morrison | Mgmt | For | For | For | |||
1.11 | Director Richard B. Myers | Mgmt | For | For | For | |||
1.12 | Director Richard C. Notebaert | Mgmt | For | For | For | |||
1.13 | Director John W. Rogers, Jr. | Mgmt | For | For | For | |||
1.14 | Director Gloria Santona | Mgmt | For | For | For | |||
1.15 | Director Carolyn Y. Woo | Mgmt | For | For | For | |||
2.0 | Ratification Of Appointment Of Ernst & Young Llp As Aon's Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
APACHE CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: G. Steven Farris | Mgmt | For | For | For | |||
2.0 | Election Of Director: Randolph M. Ferlic | Mgmt | For | For | For | |||
3.0 | Election Of Director: A.d. Frazier, Jr. | Mgmt | For | For | For | |||
4.0 | Election Of Director: John A. Kocur | Mgmt | For | For | For | |||
5.0 | Stockholder Proposal Concerning Reimbursement Of Proxy Expenses | ShrHldr | Against | Against | For | |||
ARTHUR J. GALLAGHER & CO. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Elbert O. Hand | Mgmt | For | For | For | |||
1.2 | Director Kay W. Mccurdy | Mgmt | For | For | For | |||
1.3 | Director Norman L. Rosenthal | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Ernst & Young Llp As The Independent Registered Public Accounting Firm Of The Company For 2008. | Mgmt | For | For | For | |||
3.0 | Elimination Of Supermajority Voting Requirements In The Amended And Restated Certificate Of Incorporation. | Mgmt | For | For | For | |||
4.0 | Phase-out Of The Staggered Board And Implementation Of The Annual Election Of Directors In The Amended And Restated Certificate Of Incorporation. | Mgmt | For | For | For | |||
5.0 | Limitation Of Liability Of Directors Under Delaware Law. | Mgmt | For | For | For | |||
6.0 | Approve Certain Miscellaneous Changes To Update The Company's Current Certificate Of Incorporation. | Mgmt | For | For | For | |||
ASTRAZENECA PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | To Receive The Company's Accounts And The Reports Of The Directors And Auditor For The Year Ended 31 December 2007 | Mgmt | For | For | For | |||
2.0 | To Confirm Dividends | Mgmt | For | For | For | |||
3.0 | To Re-appoint Kpmg Audit Plc, London As Auditor | Mgmt | For | For | For | |||
4.0 | To Authorise The Directors To Agree The Remuneration Of The Auditor | Mgmt | For | For | For | |||
5.1 | Director Louis Schweitzer | Mgmt | For | For | For | |||
5.2 | Director Hakan Mogren | Mgmt | For | For | For | |||
5.3 | Director David Brennan | Mgmt | For | For | For | |||
5.4 | Director Simon Lowth | Mgmt | For | For | For | |||
5.5 | Director John Patterson | Mgmt | For | For | For | |||
5.6 | Director Bo Angelin | Mgmt | For | For | For | |||
5.7 | Director John Buchanan | Mgmt | For | For | For | |||
5.8 | Director Jean-philippe Courtois | Mgmt | For | For | For | |||
5.9 | Director Jane Henney | Mgmt | For | For | For | |||
5.10 | Director Michele Hooper | Mgmt | For | For | For | |||
5.11 | Director Dame Nancy Rothwell | Mgmt | For | For | For | |||
5.12 | Director John Varley | Mgmt | For | For | For | |||
5.13 | Director Marcus Wallenberg | Mgmt | For | For | For | |||
6.0 | To Approve The Directors' Remuneration Report For The Year Ended 31 December 2007 | Mgmt | For | For | For | |||
7.0 | To Authorise Limited Political Donations | Mgmt | For | For | For | |||
8.0 | To Amend Articles Of Association - Directors' Fees | Mgmt | For | For | For | |||
9.0 | To Authorise The Directors To Allot Unissued Shares | Mgmt | For | For | For | |||
10.0 | To Authorise The Directors To Disapply Pre-emption Rights | Mgmt | For | For | For | |||
11.0 | To Authorise The Company To Purchase Its Own Shares | Mgmt | For | For | For | |||
12.0 | To Amend Articles Of Association - Conflicts Of Interest | Mgmt | For | For | For | |||
AT&T INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Randall L. Stephenson | Mgmt | For | For | For | |||
2.0 | Election Of Director: William F. Aldinger Iii | Mgmt | For | For | For | |||
3.0 | Election Of Director: Gilbert F. Amelio | Mgmt | For | For | For | |||
4.0 | Election Of Director: Reuben V. Anderson | Mgmt | For | For | For | |||
5.0 | Election Of Director: James H. Blanchard | Mgmt | For | For | For | |||
6.0 | Election Of Director: August A. Busch Iii | Mgmt | For | For | For | |||
7.0 | Election Of Director: James P. Kelly | Mgmt | For | For | For | |||
8.0 | Election Of Director: Jon C. Madonna | Mgmt | For | For | For | |||
9.0 | Election Of Director: Lynn M. Martin | Mgmt | For | For | For | |||
10.0 | Election Of Director: John B. Mccoy | Mgmt | For | For | For | |||
11.0 | Election Of Director: Mary S. Metz | Mgmt | For | For | For | |||
12.0 | Election Of Director: Joyce M. Roche | Mgmt | For | For | For | |||
13.0 | Election Of Director: Laura D'andrea Tyson | Mgmt | For | For | For | |||
14.0 | Election Of Director: Patricia P. Upton | Mgmt | For | For | For | |||
�� | 15.0 | Ratification Of Appointment Of Independent Auditors. | Mgmt | For | For | For | ||
16.0 | Report On Political Contributions. | ShrHldr | Against | Against | For | |||
17.0 | Pension Credit Policy. | ShrHldr | Against | Against | For | |||
18.0 | Lead Independent Director Bylaw. | ShrHldr | Against | Against | For | |||
19.0 | Serp Policy | ShrHldr | Against | Against | For | |||
20.0 | Advisory Vote On Compensation | ShrHldr | Against | Against | For | |||
AUTOMATIC DATA PROCESSING, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/13/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Gregory D. Brenneman | Mgmt | For | For | For | |||
1.2 | Director Leslie A. Brun | Mgmt | For | For | For | |||
1.3 | Director Gary C. Butler | Mgmt | For | For | For | |||
1.4 | Director Leon G. Cooperman | Mgmt | For | For | For | |||
1.5 | Director Eric C. Fast | Mgmt | For | For | For | |||
1.6 | Director R. Glenn Hubbard | Mgmt | For | For | For | |||
1.7 | Director John P. Jones | Mgmt | For | For | For | |||
1.8 | Director Frederic V. Malek | Mgmt | For | For | For | |||
1.9 | Director Gregory L. Summe | Mgmt | For | For | For | |||
1.10 | Director Henry Taub | Mgmt | For | For | For | |||
2.0 | Appointment Of Deloitte & Touche Llp | Mgmt | For | For | For | |||
AVERY DENNISON CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Peter K. Barker | Mgmt | For | For | For | |||
1.2 | Director Richard M. Ferry | Mgmt | For | For | For | |||
1.3 | Director Ken C. Hicks | Mgmt | For | For | For | |||
1.4 | Director Kent Kresa | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Auditors For The Current Fiscal Year, Which Ends On December 27, 2008 | Mgmt | For | For | For | |||
3.0 | Approval Of The Amended And Restated Employee Stock Option And Incentive Plan | Mgmt | For | Against | Against | |||
AVON PRODUCTS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Director Edward T. Fogarty | Mgmt | For | For | For | |||
1.3 | Director Fred Hassan | Mgmt | For | For | For | |||
1.4 | Director Andrea Jung | Mgmt | For | For | For | |||
1.5 | Director Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.6 | Director Ann S. Moore | Mgmt | For | For | For | |||
1.7 | Director Paul S. Pressler | Mgmt | For | For | For | |||
1.8 | Director Gary M. Rodkin | Mgmt | For | For | For | |||
1.9 | Director Paula Stern | Mgmt | For | For | For | |||
1.10 | Director Lawrence A. Weinbach | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3.0 | Adoption Of The Executive Incentive Plan | Mgmt | For | For | For | |||
4.0 | Resolution Regarding Nanomaterial Product Safety Report | ShrHldr | Against | Against | For | |||
BAKER HUGHES INCORPORATED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Directors Larry D. Brady | Mgmt | For | For | For | |||
1.2 | Directors Clarence P. Cazalot, Jr | Mgmt | For | For | For | |||
1.3 | Directors Chad C. Deaton | Mgmt | For | For | For | |||
1.4 | Directors Edward P. Djerejian | Mgmt | For | For | For | |||
1.5 | Directors Anthony G. Fernandes | Mgmt | For | For | For | |||
1.6 | Directors Claire W. Gargalli | Mgmt | For | For | For | |||
1.7 | Directors Pierre H. Jungels | Mgmt | For | For | For | |||
1.8 | Directors James A. Lash | Mgmt | For | For | For | |||
1.9 | Directors James F. Mccall | Mgmt | For | For | For | |||
1.10 | Directors J. Larry Nichols | Mgmt | For | For | For | |||
1.11 | Directors H. John Riley, Jr. | Mgmt | For | For | For | |||
1.12 | Directors Charles L. Watson | Mgmt | For | For | For | |||
2.0 | Ratification Of Deloitte & Touche As The Company's Independent Registered Public Accounting Firm For Fiscal Year 2008. | Mgmt | For | For | For | |||
3.0 | Proposal To Approve The Performance Criteria For Awards Under The 2002 Director & Officer Long-term Incentive Plan. | Mgmt | For | For | For | |||
4.0 | Such Other Business As May Properly Come Before The Meeting And Any Reconvened Meeting After An Adjournment Thereof. | Mgmt | For | For | For | |||
BANK OF AMERICA CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: William Barnet, Iii | Mgmt | For | For | For | |||
2.0 | Election Of Director: Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
3.0 | Election Of Director: John T. Collins | Mgmt | For | For | For | |||
4.0 | Election Of Director: Gary L. Countryman | Mgmt | For | For | For | |||
5.0 | Election Of Director: Tommy R. Franks | Mgmt | For | For | For | |||
6.0 | Election Of Director: Charles K. Gifford | Mgmt | For | For | For | |||
7.0 | Election Of Director: Kenneth D. Lewis | Mgmt | For | For | For | |||
8.0 | Election Of Director: Monica C. Lozano | Mgmt | For | For | For | |||
9.0 | Election Of Director: Walter E. Massey | Mgmt | For | For | For | |||
10.0 | Election Of Director: Thomas J. May | Mgmt | For | For | For | |||
11.0 | Election Of Director: Patricia E. Mitchell | Mgmt | For | For | For | |||
12.0 | Election Of Director: Thomas M. Ryan | Mgmt | For | For | For | |||
13.0 | Election Of Director: O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
14.0 | Election Of Director: Meredith R. Spangler | Mgmt | For | For | For | |||
15.0 | Election Of Director: Robert L. Tillman | Mgmt | For | For | For | |||
16.0 | Election Of Director: Jackie M. Ward | Mgmt | For | For | For | |||
17.0 | Ratification Of The Independent Registered Public Accounting Firm For 2008 | Mgmt | For | For | For | |||
18.0 | Stockholder Proposal - Stock Options | ShrHldr | Against | Against | For | |||
19.0 | Stockholder Proposal - Advisory Vote On Exec Comp | ShrHldr | Against | Against | For | |||
20.0 | Stockholder Proposal - Determination Of Ceo Comp | ShrHldr | Against | Against | For | |||
21.0 | Stockholder Proposal - Cumulative Voting | ShrHldr | Against | For | Against | |||
22.0 | Stockholder Proposal - Independent Board Chairman | ShrHldr | Against | Against | For | |||
23.0 | Stockholder Proposal - Special Shareholder Meetings | ShrHldr | Against | Against | For | |||
24.0 | Stockholder Proposal - Equator Principles | ShrHldr | Against | Against | For | |||
25.0 | Stockholder Proposal - Human Rights | ShrHldr | Against | Against | For | |||
BANK OF NEW YORK MELLON CORP. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.2 | Director Ruth E. Bruch | Mgmt | For | For | For | |||
1.3 | Director Nicholas M. Donofrio | Mgmt | For | For | For | |||
1.4 | Director Steven G. Elliott | Mgmt | For | For | For | |||
1.5 | Director Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Director Edmund F. Kelly | Mgmt | For | For | For | |||
1.7 | Director Robert P. Kelly | Mgmt | For | For | For | |||
1.8 | Director Richard J. Kogan | Mgmt | For | For | For | |||
1.9 | Director Michael J. Kowalski | Mgmt | For | For | For | |||
1.10 | Director John A. Luke, Jr. | Mgmt | For | For | For | |||
1.11 | Director Robert Mehrabian | Mgmt | For | For | For | |||
1.12 | Director Mark A. Nordenberg | Mgmt | For | For | For | |||
1.13 | Director Catherine A. Rein | Mgmt | For | For | For | |||
1.14 | Director Thomas A. Renyi | Mgmt | For | For | For | |||
1.15 | Director William C. Richardson | Mgmt | For | For | For | |||
1.16 | Director Samuel C. Scott Iii | Mgmt | For | For | For | |||
1.17 | Director John P. Surma | Mgmt | For | For | For | |||
1.18 | Director Wesley W. Von Schack | Mgmt | For | For | For | |||
2.0 | Proposal To Approve The Adoption Of Long-term Incentive Plan. | Mgmt | For | For | For | |||
3.0 | Proposal To Approve The Adoption Of Employee Stock Purchase Plan. | Mgmt | For | For | For | |||
4.0 | Proposal To Approve The Adoption Of Executive Incentive Compensation Plan. | Mgmt | For | Against | Against | |||
5.0 | Ratification Of Appointment Of Kpmg Llp As Independent Registered Public Accountants. | Mgmt | For | For | For | |||
6.0 | Stockholder Proposal With Respect To Cumulative Voting. | ShrHldr | Against | For | Against | |||
7.0 | Stockholder Proposal Requesting Annual Vote On An Advisory Resolution To Ratify Executive Compensation. | ShrHldr | Against | Against | For | |||
BECTON, DICKINSON AND COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Director Marshall O. Larsen | Mgmt | For | For | For | |||
1.3 | Director Gary A. Mecklenburg | Mgmt | For | For | For | |||
1.4 | Director Cathy E. Minehan | Mgmt | For | For | For | |||
1.5 | Director Alfred Sommer | Mgmt | For | For | For | |||
2.0 | Ratification Of Selection Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3.0 | Annual Election Of Directors | ShrHldr | Against | For | Against | |||
4.0 | Cumulative Voting | ShrHldr | Against | For | Against | |||
5.0 | Environmental Report | ShrHldr | Against | Against | For | |||
BJ SERVICES COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJS | CUSIP 055482103 | 02/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director L. William Heiligbrodt | Mgmt | For | For | For | |||
1.2 | Director James L. Payne | Mgmt | For | For | For | |||
1.3 | Director J.w. Stewart | Mgmt | For | For | For | |||
2.0 | To Approve The Bj Services Company 2008 Employee Stock Purchase Plan. | Mgmt | For | For | For | |||
3.0 | To Ratify The Appointment Of Deloitte & Touche Llp As The Company's Independent Auditor For The Fiscal Year 2008. | Mgmt | For | For | For | |||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: L.b. Campbell | Mgmt | For | For | For | |||
2.0 | Election Of Director: J.m. Cornelius | Mgmt | For | For | For | |||
3.0 | Election Of Director: L.j. Freeh | Mgmt | For | For | For | |||
4.0 | Election Of Director: L.h. Glimcher, M.d. | Mgmt | For | For | For | |||
5.0 | Election Of Director: M. Grobstein | Mgmt | For | For | For | |||
6.0 | Election Of Director: L. Johansson | Mgmt | For | For | For | |||
7.0 | Election Of Director: A.j. Lacy | Mgmt | For | For | For | |||
8.0 | Election Of Director: V.l. Sato, Ph.d. | Mgmt | For | For | For | |||
9.0 | Election Of Director: T.d. West, Jr. | Mgmt | For | For | For | |||
10.0 | Election Of Director: R.s. Williams, M.d. | Mgmt | For | For | For | |||
11.0 | Ratification Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
12.0 | Executive Compensation Disclosure | ShrHldr | Against | Against | For | |||
BRUNSWICK CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Cambria W. Dunaway | Mgmt | For | For | For | |||
1.2 | Director Dustan E. Mccoy | Mgmt | For | For | For | |||
1.3 | Director Ralph C. Stayer | Mgmt | For | For | For | |||
2.0 | Ratification Of The Audit Committee's Selection Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Patrick W. Gross | Mgmt | For | For | For | |||
2.0 | Election Of Director: Ann Fritz Hackett | Mgmt | For | For | For | |||
3.0 | Election Of Director: Pierre E. Leroy | Mgmt | For | For | For | |||
4.0 | Ratification Of Ernst & Young Llp As Independent Auditors Of The Corporation For 2008. | Mgmt | For | For | For | |||
5.0 | Approval And Adoption Of Capital One's Amended And Restated Associate Stock Purchase Plan. | Mgmt | For | For | For | |||
6.0 | Stockholder Proposal: Stockholder Advisory Vote On Executive Compensation. | ShrHldr | Against | Against | For | |||
CARDINAL HEALTH, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/07/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Colleen F. Arnold | Mgmt | For | For | For | |||
1.2 | Director R. Kerry Clark | Mgmt | For | For | For | |||
1.3 | Director George H. Conrades | Mgmt | For | For | For | |||
1.4 | Director Calvin Darden | Mgmt | For | For | For | |||
1.5 | Director John F. Finn | Mgmt | For | For | For | |||
1.6 | Director Philip L. Francis | Mgmt | For | For | For | |||
1.7 | Director Gregory B. Kenny | Mgmt | For | For | For | |||
1.8 | Director Richard C. Notebaert | Mgmt | For | For | For | |||
1.9 | Director David W. Raisbeck | Mgmt | For | For | For | |||
1.10 | Director Robert D. Walter | Mgmt | For | For | For | |||
2.0 | Proposal To Ratify The Selection Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending June 30, 2008. | Mgmt | For | For | For | |||
3.0 | Proposal To Approve Amendments To The Code Of Regulations To Reduce The Shareholder Supermajority Vote Requirements To A Majority Vote. | Mgmt | For | For | For | |||
4.0 | Proposal To Adopt And Approve The 2007 Nonemployee Directors Equity Incentive Plan. | Mgmt | For | For | For | |||
5.0 | Shareholder Proposal Regarding An Annual Shareholder Advisory Vote On Executive Compensation. | ShrHldr | Against | Against | For | |||
6.0 | Shareholder Proposal Regarding Performance-based Stock Options. | ShrHldr | Against | Against | For | |||
CARNIVAL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Micky Arison | Mgmt | For | For | For | |||
1.2 | Director Ambassador R G Capen Jr | Mgmt | For | For | For | |||
1.3 | Director Robert H. Dickinson | Mgmt | For | For | For | |||
1.4 | Director Arnold W. Donald | Mgmt | For | For | For | |||
1.5 | Director Pier Luigi Foschi | Mgmt | For | For | For | |||
1.6 | Director Howard S. Frank | Mgmt | For | For | For | |||
1.7 | Director Richard J. Glasier | Mgmt | For | For | For | |||
1.8 | Director Modesto A. Maidique | Mgmt | For | For | For | |||
1.9 | Director Sir John Parker | Mgmt | For | For | For | |||
1.10 | Director Peter G. Ratcliffe | Mgmt | For | For | For | |||
1.11 | Director Stuart Subotnick | Mgmt | For | For | For | |||
1.12 | Director Laura Weil | Mgmt | For | For | For | |||
1.13 | Director Uzi Zucker | Mgmt | For | For | For | |||
2.0 | To Re-appoint Pricewaterhousecoopers Llp As Independent Auditors For Carnival Plc And To Ratify The Selection Of Pricewaterhousecoopers Llp As The Independent Registered Certified Public Accounting Firm For Carnival Corporation. | Mgmt | For | For | For | |||
3.0 | To Authorize The Audit Committee Of Carnival Plc To Agree To The Remuneration Of The Independent Auditors. | Mgmt | For | For | For | |||
4.0 | To Receive The Accounts And Reports For Carnival Plc For The Financial Year Ended November 30, 2007. | Mgmt | For | For | For | |||
5.0 | To Approve The Directors' Remuneration Report Of Carnival Plc. | Mgmt | For | For | For | |||
6.0 | To Approve Limits On The Authority To Allot Shares By Carnival Plc. | Mgmt | For | For | For | |||
7.0 | To Approve The Disapplication Of Pre-emption Rights For Carnival Plc. | Mgmt | For | For | For | |||
8.0 | To Approve A General Authority For Carnival Plc To Buy Back Carnival Plc Ordinary Shares In The Open Market. | Mgmt | For | For | For | |||
CHEVRON CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: S.h. Armacost | Mgmt | For | For | For | |||
2.0 | Election Of Director: L.f. Deily | Mgmt | For | For | For | |||
3.0 | Election Of Director: R.e. Denham | Mgmt | For | For | For | |||
4.0 | Election Of Director: R.j. Eaton | Mgmt | For | For | For | |||
5.0 | Election Of Director: S. Ginn | Mgmt | For | For | For | |||
6.0 | Election Of Director: F.g. Jenifer | Mgmt | For | For | For | |||
7.0 | Election Of Director: J.l. Jones | Mgmt | For | For | For | |||
8.0 | Election Of Director: S. Nunn | Mgmt | For | For | For | |||
9.0 | Election Of Director: D.j. O'reilly | Mgmt | For | For | For | |||
10.0 | Election Of Director: D.b. Rice | Mgmt | For | For | For | |||
11.0 | Election Of Director: P.j. Robertson | Mgmt | For | For | For | |||
12.0 | Election Of Director: K.w. Sharer | Mgmt | For | For | For | |||
13.0 | Election Of Director: C.r. Shoemate | Mgmt | For | For | For | |||
14.0 | Election Of Director: R.d. Sugar | Mgmt | For | For | For | |||
15.0 | Election Of Director: C. Ware | Mgmt | For | For | For | |||
16.0 | Ratification Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
17.0 | Proposal To Amend Chevron's Restated Certificate Of Incorporation To Increase The Number Of Authorized Shares Of Common Stock | Mgmt | For | For | For | |||
18.0 | Adopt Policy To Separate The Ceo/chairman Positions | ShrHldr | Against | Against | For | |||
19.0 | Adopt Policy And Report On Human Rights | ShrHldr | Against | Against | For | |||
20.0 | Report On Environmental Impact Of Canadian Oil Sands Operations | ShrHldr | Against | Against | For | |||
21.0 | Adopt Goals And Report On Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
22.0 | Review And Report On Guidelines For Country Selection | ShrHldr | Against | Against | For | |||
23.0 | Report On Host Country Laws | ShrHldr | Against | Against | For | |||
CINTAS CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/23/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Gerald S. Adolph | Mgmt | For | For | For | |||
1.2 | Director Paul R. Carter | Mgmt | For | For | For | |||
1.3 | Director Gerald V. Dirvin | Mgmt | For | For | For | |||
1.4 | Director Richard T. Farmer | Mgmt | For | For | For | |||
1.5 | Director Scott D. Farmer | Mgmt | For | For | For | |||
1.6 | Director Joyce Hergenhan | Mgmt | For | For | For | |||
1.7 | Director Roger L. Howe | Mgmt | For | For | For | |||
1.8 | Director Robert J. Kohlhepp | Mgmt | For | For | For | |||
1.9 | Director David C. Phillips | Mgmt | For | For | For | |||
2.0 | Ratification Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For Fiscal 2008. | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal To Adopt A Policy That The Chairman Of The Board Of Directors Be An Independent Director Who Has Not Previously Served As An Executive Officer Of Cintas. | ShrHldr | Against | Against | For | |||
4.0 | Shareholder Proposal To Amend Cintas' Articles Of Incorporation To Provide That The Director Nominees Be Elected By The Affirmative Vote Of The Majority Of Votes Cast At The Annual Meeting Of Shareholders. | ShrHldr | Against | Against | For | |||
CISCO SYSTEMS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Carol A. Bartz | Mgmt | For | For | For | |||
2.0 | Election Of Director: M. Michele Burns | Mgmt | For | For | For | |||
3.0 | Election Of Director: Michael D. Capellas | Mgmt | For | For | For | |||
4.0 | Election Of Director: Larry R. Carter | Mgmt | For | For | For | |||
5.0 | Election Of Director: John T. Chambers | Mgmt | For | For | For | |||
6.0 | Election Of Director: Brian L. Halla | Mgmt | For | For | For | |||
7.0 | Election Of Director: Dr. John L. Hennessy | Mgmt | For | For | For | |||
8.0 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||
9.0 | Election Of Director: Roderick C. Mcgeary | Mgmt | For | For | For | |||
10.0 | Election Of Director: Michael K. Powell | Mgmt | For | For | For | |||
11.0 | Election Of Director: Steven M. West | Mgmt | For | For | For | |||
12.0 | Election Of Director: Jerry Yang | Mgmt | For | For | For | |||
13.0 | To Approve The Amendment And Extension Of The 2005 Stock Incentive Plan. | Mgmt | For | Against | Against | |||
14.0 | To Approve The Executive Incentive Plan With Respect To Current And Future Covered Employees And Executive Officers. | Mgmt | For | For | For | |||
15.0 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As Cisco's Independent Registered Public Accounting Firm For The Fiscal Year Ending July 26, 2008. | Mgmt | For | For | For | |||
16.0 | Proposal Submitted By Shareholders Requesting The Board To Establish A Board Committee On Human Rights. | ShrHldr | Against | Against | For | |||
17.0 | Proposal Submitted By A Shareholder Requesting That The Board Establish A Pay-for-superior-performance Standard In The Company's Executive Compensation Plan For Senior Executives. | ShrHldr | Against | Against | For | |||
18.0 | Proposal Submitted By Shareholders Requesting The Board To Adopt A Policy That Shareholders Be Given The Opportunity At Each Annual Meeting Of Shareholders To Vote On An Advisory Resolution To Ratify The Compensation Of The Named Executive Officers. | ShrHldr | Against | Against | For | |||
19.0 | Proposal Submitted By Shareholders Requesting The Board To Publish A Report To Shareholders Within Six Months Providing A Summarized Listing And Assessment Of Concrete Steps Cisco Could Reasonably Take To Reduce The Likelihood That Its Business Practices | ShrHldr | Against | Against | For | |||
CITIGROUP INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: C. Michael Armstrong | Mgmt | For | For | For | |||
2.0 | Election Of Director: Alain J.p. Belda | Mgmt | For | Against | Against | |||
3.0 | Election Of Director: Sir Winfried Bischoff | Mgmt | For | For | For | |||
4.0 | Election Of Director: Kenneth T. Derr | Mgmt | For | Against | Against | |||
5.0 | Election Of Director: John M. Deutch | Mgmt | For | For | For | |||
6.0 | Election Of Director: Roberto Hernandez Ramirez | Mgmt | For | For | For | |||
7.0 | Election Of Director: Andrew N. Liveris | Mgmt | For | For | For | |||
8.0 | Election Of Director: Anne Mulcahy | Mgmt | For | For | For | |||
9.0 | Election Of Director: Vikram Pandit | Mgmt | For | For | For | |||
10.0 | Election Of Director: Richard D. Parsons | Mgmt | For | Against | Against | |||
11.0 | Election Of Director: Judith Rodin | Mgmt | For | For | For | |||
12.0 | Election Of Director: Robert E. Rubin | Mgmt | For | For | For | |||
13.0 | Election Of Director: Robert L. Ryan | Mgmt | For | For | For | |||
14.0 | Election Of Director: Franklin A. Thomas | Mgmt | For | For | For | |||
15.0 | Proposal To Ratify The Selection Of Kpmg Llp As Citigroup's Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
16.0 | Stockholder Proposal Requesting A Report On Prior Governmental Service Of Certain Individuals. | ShrHldr | Against | Against | For | |||
17.0 | Stockholder Proposal Requesting A Report On Political Contributions. | ShrHldr | Against | Against | For | |||
18.0 | Stockholder Proposal Requesting That Executive Compensation Be Limited To 100 Times The Average Compensation Paid To Worldwide Employees. | ShrHldr | Against | Against | For | |||
19.0 | Stockholder Proposal Requesting That Two Candidates Be Nominated For Each Board Position. | ShrHldr | Against | Against | For | |||
20.0 | Stockholder Proposal Requesting A Report On The Equator Principles. | ShrHldr | Against | Against | For | |||
21.0 | Stockholder Proposal Requesting The Adoption Of Certain Employment Principles For Executive Officers. | ShrHldr | Against | Against | For | |||
22.0 | Stockholder Proposal Requesting That Citi Amend Its Ghg Emissions Policies. | ShrHldr | Against | Against | For | |||
23.0 | Stockholder Proposal Requesting A Report On How Investment Policies Address Or Could Address Human Rights Issues. | ShrHldr | Against | Against | For | |||
24.0 | Stockholder Proposal Requesting An Independent Board Chairman. | ShrHldr | Against | Against | For | |||
25.0 | Stockholder Proposal Requesting An Advisory Vote To Ratify Executive Compensation. | ShrHldr | Against | Against | For | |||
26.0 | Please Indicate If You Would Like To Keep Your Vote Confidential Under The Current Policy. | Mgmt | N/A | For | N/A | |||
CONAGRA FOODS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Mogens C. Bay | Mgmt | For | For | For | |||
1.2 | Director Steven F. Goldstone | Mgmt | For | For | For | |||
1.3 | Director W.g. Jurgensen | Mgmt | For | For | For | |||
1.4 | Director Ruth Ann Marshall | Mgmt | For | For | For | |||
1.5 | Director Gary M. Rodkin | Mgmt | For | For | For | |||
1.6 | Director Andrew J. Schindler | Mgmt | For | For | For | |||
2.0 | Ratify The Appointment Of Independent Auditors | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||
CONOCOPHILLIPS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Harold W. Mcgraw Iii | Mgmt | For | For | For | |||
2.0 | Election Of Director: James J. Mulva | Mgmt | For | For | For | |||
3.0 | Election Of Director: Bobby S. Shackouls | Mgmt | For | For | For | |||
4.0 | To Amend Amended And Restated By-laws And Restated Certificate Of Incorporation To Provide For The Annual Election Of Directors | Mgmt | For | For | For | |||
5.0 | To Ratify Appointment Of Ernst & Young Llp As Conocophillips Independent Registered Public Accounting Firm For 2008 | Mgmt | For | For | For | |||
6.0 | Qualifications For Director Nominees | ShrHldr | Against | Against | For | |||
7.0 | Report On Recognition Of Indigenous Rights | ShrHldr | Against | Against | For | |||
8.0 | Advisory Vote On Executive Compensation | ShrHldr | Against | Against | For | |||
9.0 | Political Contributions | ShrHldr | Against | Against | For | |||
10.0 | Greenhouse Gas Reduction | ShrHldr | Against | Against | For | |||
11.0 | Community Accountability | ShrHldr | Against | Against | For | |||
12.0 | Drilling In Sensitive/protected Areas | ShrHldr | Against | Against | For | |||
13.0 | Environmental Impact | ShrHldr | Against | Against | For | |||
14.0 | Global Warming | ShrHldr | Against | Against | For | |||
COVIDIEN LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CINS G2552X108 | 03/18/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Craig Arnold | Mgmt | For | For | For | |||
2.0 | Election Of Director: Robert H. Brust | Mgmt | For | For | For | |||
3.0 | Election Of Director: John M. Connors, Jr. | Mgmt | For | For | For | |||
4.0 | Election Of Director: Christopher J. Coughlin | Mgmt | For | For | For | |||
5.0 | Election Of Director: Timothy M. Donahue | Mgmt | For | For | For | |||
6.0 | Election Of Director: Kathy J. Herbert | Mgmt | For | For | For | |||
7.0 | Election Of Director: Randall J. Hogan, Iii | Mgmt | For | For | For | |||
8.0 | Election Of Director: Richard J. Meelia | Mgmt | For | For | For | |||
9.0 | Election Of Director: Dennis H. Reilley | Mgmt | For | For | For | |||
10.0 | Election Of Director: Tadataka Yamada | Mgmt | For | For | For | |||
11.0 | Election Of Director: Joseph A. Zaccagnino | Mgmt | For | For | For | |||
12.0 | Appointment Of Independent Auditors And Authorization Of The Audit Committee To Set The Auditors' Remuneration | Mgmt | For | For | For | |||
DARDEN RESTAURANTS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Leonard L. Berry | Mgmt | For | For | For | |||
1.2 | Director Odie C. Donald | Mgmt | For | For | For | |||
1.3 | Director David H. Hughes | Mgmt | For | For | For | |||
1.4 | Director Charles A Ledsinger, Jr | Mgmt | For | For | For | |||
1.5 | Director William M. Lewis, Jr. | Mgmt | For | For | For | |||
1.6 | Director Senator Connie Mack Iii | Mgmt | For | For | For | |||
1.7 | Director Andrew H. (drew) Madsen | Mgmt | For | For | For | |||
1.8 | Director Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.9 | Director Michael D. Rose | Mgmt | For | For | For | |||
1.10 | Director Maria A. Sastre | Mgmt | For | For | For | |||
1.11 | Director Jack A. Smith | Mgmt | For | For | For | |||
1.12 | Director Rita P. Wilson | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Kpmg Llp As Our Independent Registered Public Accounting Firm For The Fiscal Year Ending May 25, 2008. | Mgmt | For | For | For | |||
DEVON ENERGY CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/04/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director David A. Hager | Mgmt | For | For | For | |||
1.2 | Director John A. Hill | Mgmt | For | For | For | |||
1.3 | Director Mary P. Ricciardello | Mgmt | For | For | For | |||
2.0 | Ratify The Appointment Of The Company's Independent Auditors For 2008 | Mgmt | For | For | For | |||
3.0 | Amend The Restated Certificate Of Incorporation To Increase The Number Of Authorized Shares Of Common Stock | Mgmt | For | For | For | |||
4.0 | Amend The Restated Certificate Of Incorporation To Provide For The Annual Election Of Directors | Mgmt | For | For | For | |||
DOMINION RESOURCES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/09/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Peter W. Brown | Mgmt | For | For | For | |||
2.0 | Election Of Director: George A. Davidson, Jr. | Mgmt | For | For | For | |||
3.0 | Election Of Director: Thomas F. Farrell, Ii | Mgmt | For | For | For | |||
4.0 | Election Of Director: John W. Harris | Mgmt | For | For | For | |||
5.0 | Election Of Director: Robert S. Jepson, Jr. | Mgmt | For | For | For | |||
6.0 | Election Of Director: Mark J. Kington | Mgmt | For | For | For | |||
7.0 | Election Of Director: Benjamin J. Lambert, Iii | Mgmt | For | For | For | |||
8.0 | Election Of Director: Margaret A. Mckenna | Mgmt | For | For | For | |||
9.0 | Election Of Director: Frank S. Royal | Mgmt | For | For | For | |||
10.0 | Election Of Director: David A. Wollard | Mgmt | For | For | For | |||
11.0 | Ratify The Appointment Of Independent Auditors For 2008. | Mgmt | For | For | For | |||
DTE ENERGY COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CUSIP 233331107 | 05/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Lillian Bauder | Mgmt | For | For | For | |||
1.2 | Director W. Frank Fountain, Jr. | Mgmt | For | For | For | |||
1.3 | Director Josue Robles, Jr. | Mgmt | For | For | For | |||
1.4 | Director James H. Vandenberghe | Mgmt | For | For | For | |||
1.5 | Director Ruth G. Shaw | Mgmt | For | For | For | |||
2.0 | Independent Registered Public Accounting Firm Deloitte & Touche Llp | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal Regarding Political Contributions | ShrHldr | Against | Against | For | |||
DUKE ENERGY CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director William Barnet, Iii | Mgmt | For | For | For | |||
1.2 | Director G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Director Michael G. Browning | Mgmt | For | For | For | |||
1.4 | Director Daniel R. Dimicco | Mgmt | For | For | For | |||
1.5 | Director Ann Maynard Gray | Mgmt | For | For | For | |||
1.6 | Director James H. Hance, Jr. | Mgmt | For | For | For | |||
1.7 | Director James T. Rhodes | Mgmt | For | For | For | |||
1.8 | Director James E. Rogers | Mgmt | For | For | For | |||
1.9 | Director Mary L. Schapiro | Mgmt | For | For | For | |||
1.10 | Director Philip R. Sharp | Mgmt | For | For | For | |||
1.11 | Director Dudley S. Taft | Mgmt | For | For | For | |||
2.0 | Ratification Of Deloitte & Touche Llp As Duke Energy Corporation's Independent Public Accountant For 2008 | Mgmt | For | For | For | |||
3.0 | Approval Of The Amended And Restated Duke Energy Corporation Executive Short-term Incentive Plan | Mgmt | For | For | For | |||
E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/30/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Richard H. Brown | Mgmt | For | For | For | |||
1.2 | Director Robert A. Brown | Mgmt | For | For | For | |||
1.3 | Director Bertrand P. Collomb | Mgmt | For | For | For | |||
1.4 | Director Curtis J. Crawford | Mgmt | For | For | For | |||
1.5 | Director Alexander M. Cutler | Mgmt | For | For | For | |||
1.6 | Director John T. Dillon | Mgmt | For | For | For | |||
1.7 | Director Eleuthere I. Du Pont | Mgmt | For | For | For | |||
1.8 | Director Marillyn A. Hewson | Mgmt | For | For | For | |||
1.9 | Director Charles O. Holliday, Jr | Mgmt | For | For | For | |||
1.10 | Director Lois D. Juliber | Mgmt | For | For | For | |||
1.11 | Director Sean O'keefe | Mgmt | For | For | For | |||
1.12 | Director William K. Reilly | Mgmt | For | For | For | |||
2.0 | On Ratification Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3.0 | On Plant Closure | ShrHldr | Against | Against | For | |||
4.0 | On Separation Of Positions Of Chairman And Ceo | ShrHldr | Against | Against | For | |||
5.0 | On Global Warming Report | ShrHldr | Against | Against | For | |||
6.0 | On Amendment To Human Rights Policy | ShrHldr | Against | Against | For | |||
7.0 | On Shareholder Say On Executive Pay | ShrHldr | Against | Against | For | |||
ELI LILLY AND COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director M.l. Eskew | Mgmt | For | For | For | |||
1.2 | Director A.g. Gilman | Mgmt | For | For | For | |||
1.3 | Director K.n. Horn | Mgmt | For | For | For | |||
1.4 | Director J.c. Lechleiter | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment By The Audit Committee Of The Board Of Directors Of Ernst & Young Llp As Principal Independent Auditors For 2008 | Mgmt | For | For | For | |||
3.0 | Approve Amendments To The Articles Of Incorporation To Provide For The Declassification Of The Board | Mgmt | For | For | For | |||
4.0 | Approve Amendments To The Articles Of Incorporation To Provide For Election Of Directors By Majority Vote | Mgmt | For | For | For | |||
5.0 | Amending The Company's Stock Plans | Mgmt | For | For | For | |||
6.0 | Proposal By Shareholders On International Outsourcing Of Animal Research | ShrHldr | Against | Against | For | |||
7.0 | Proposal By Shareholders On Allowing Shareholders To Amend The Company's Bylaws | ShrHldr | Against | For | Against | |||
8.0 | Proposal By Shareholders On Adopting A Simple Majority Vote Standard | ShrHldr | Against | For | Against | |||
9.0 | Proposal By Shareholders On Reporting Company's Political Contributions | ShrHldr | Against | Against | For | |||
EMBARQ CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQ | CUSIP 29078E105 | 05/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Peter C. Brown | Mgmt | For | For | For | |||
1.2 | Director Steven A. Davis | Mgmt | For | For | For | |||
1.3 | Director Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Director Thomas A. Gerke | Mgmt | For | For | For | |||
1.5 | Director John P. Mullen | Mgmt | For | For | For | |||
1.6 | Director William A. Owens | Mgmt | For | For | For | |||
1.7 | Director Dinesh C. Paliwal | Mgmt | For | For | For | |||
1.8 | Director Stephanie M. Shern | Mgmt | For | For | For | |||
1.9 | Director Laurie A. Siegel | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Kpmg Llp As Our Independent Registered Public Accounting Firm For Our 2008 Fiscal Year. | Mgmt | For | For | For | |||
3.0 | To Approve The Embarq Corporation 2008 Equity Incentive Plan. | Mgmt | For | Against | Against | |||
4.0 | To Approve The Embarq Corporation 2008 Employee Stock Purchase Plan. | Mgmt | For | For | For | |||
5.0 | To Approve The Material Terms Of Performance Goals For Qualified Performance-based Compensation. | Mgmt | For | For | For | |||
6.0 | To Consider A Shareholder Proposal, If Properly Presented, Seeking To Require An Advisory Vote On Compensation. | ShrHldr | Against | Against | For | |||
EMERSON ELECTRIC CO. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director D.n. Farr | Mgmt | For | For | For | |||
1.2 | Director R.b. Horton | Mgmt | For | For | For | |||
1.3 | Director C.a. Peters | Mgmt | For | For | For | |||
1.4 | Director J.w. Prueher | Mgmt | For | For | For | |||
2.0 | Ratification Of Kpmg Llp As Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
EOG RESOURCES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director George A. Alcorn | Mgmt | For | For | For | |||
1.2 | Director Charles R. Crisp | Mgmt | For | For | For | |||
1.3 | Director Mark G. Papa | Mgmt | For | For | For | |||
1.4 | Director H. Leighton Steward | Mgmt | For | For | For | |||
1.5 | Director Donald F. Textor | Mgmt | For | For | For | |||
1.6 | Director Frank G. Wisner | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment By The Audit Committee Of The Board Of Directors Of Deloitte & Touche Llp, Independent Public Accountants, As Auditors For The Company For The Year Ending December 31, 2008. | Mgmt | For | For | For | |||
3.0 | To Approve The Eog Resources, Inc. 2008 Omnibus Equity Compensation Plan. | Mgmt | For | For | For | |||
EXELON CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Bruce Demars | Mgmt | For | For | For | |||
2.0 | Election Of Director: Nelson A. Diaz | Mgmt | For | For | For | |||
3.0 | Election Of Director: Paul L. Joskow | Mgmt | For | For | For | |||
4.0 | Election Of Director: John W. Rowe | Mgmt | For | For | For | |||
5.0 | The Ratification Of Pricewaterhousecoopers Llp As Exelon's Independent Account For 2008. | Mgmt | For | For | For | |||
6.0 | A Shareholder Recommendation To Prepare A Report Showing That Exelon's Actions To Reduce Global Warming Have Reduced Mean Global Temperature And Avoided Disasters. | ShrHldr | Against | Against | For | |||
FAIRPOINT COMMUNICATIONS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRP | CUSIP 305560104 | 06/18/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Claude C. Lilly | Mgmt | For | For | For | |||
1.2 | Director Robert S. Lilien | Mgmt | For | For | For | |||
1.3 | Director Thomas F. Gilbane, Jr. | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2008. | Mgmt | For | For | For | |||
3.0 | To Approve The Fairpoint Communications, Inc. 2008 Long Term Incentive Plan. | Mgmt | For | Against | Against | |||
4.0 | To Approve The Fairpoint Communications, Inc. 2008 Annual Incentive Plan. | Mgmt | For | For | For | |||
FANNIE MAE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNM | CUSIP 313586109 | 05/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Stephen B. Ashley | Mgmt | For | For | For | |||
2.0 | Election Of Director: Dennis R. Beresford | Mgmt | For | For | For | |||
3.0 | Election Of Director: Louis J. Freeh | Mgmt | For | For | For | |||
4.0 | Election Of Director: Brenda J. Gaines | Mgmt | For | For | For | |||
5.0 | Election Of Director: Karen N. Horn, Ph.d. | Mgmt | For | For | For | |||
6.0 | Election Of Director: Bridget A. Macaskill | Mgmt | For | For | For | |||
7.0 | Election Of Director: Daniel H. Mudd | Mgmt | For | For | For | |||
8.0 | Election Of Director: Leslie Rahl | Mgmt | For | For | For | |||
9.0 | Election Of Director: John C. Sites, Jr. | Mgmt | For | For | For | |||
10.0 | Election Of Director: Greg C. Smith | Mgmt | For | For | For | |||
11.0 | Election Of Director: H. Patrick Swygert | Mgmt | For | For | For | |||
12.0 | Election Of Director: John K. Wulff | Mgmt | For | For | For | |||
13.0 | Proposal To Ratify The Selection Of Deloitte & Touche Llp As Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
14.0 | Proposal To Authorize Cumulative Voting. | ShrHldr | Against | For | Against | |||
FANNIE MAE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNM | CUSIP 313586109 | 12/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Stephen B. Ashley | Mgmt | For | For | For | |||
1.2 | Director Dennis R. Beresford | Mgmt | For | For | For | |||
1.3 | Director Louis J. Freeh | Mgmt | For | For | For | |||
1.4 | Director Brenda J. Gaines | Mgmt | For | For | For | |||
1.5 | Director Karen N. Horn, Ph.d. | Mgmt | For | For | For | |||
1.6 | Director Bridget A. Macaskill | Mgmt | For | For | For | |||
1.7 | Director Daniel H. Mudd | Mgmt | For | For | For | |||
1.8 | Director Leslie Rahl | Mgmt | For | For | For | |||
1.9 | Director John C. Sites, Jr. | Mgmt | For | For | For | |||
1.10 | Director Greg C. Smith | Mgmt | For | For | For | |||
1.11 | Director H. Patrick Swygert | Mgmt | For | For | For | |||
1.12 | Director John K. Wulff | Mgmt | For | For | For | |||
2.0 | Proposal To Ratify The Selection Of Deloitte & Touche Llp As Independent Registered Public Accounting Firm For 2007. | Mgmt | For | For | For | |||
3.0 | Proposal To Approve An Amendment To The Fannie Mae Stock Compensation Plan Of 2003. | Mgmt | For | For | For | |||
4.0 | Proposal To Require Shareholder Advisory Vote On Executive Compensation. | ShrHldr | Against | Against | For | |||
5.0 | Proposal To Authorize Cumulative Voting. | ShrHldr | Against | For | Against | |||
FEDERAL HOME LOAN MORTGAGE CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRE | CUSIP 313400301 | 06/06/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Barbara T. Alexander | Mgmt | For | For | For | |||
1.2 | Director Geoffrey T. Boisi | Mgmt | For | For | For | |||
1.3 | Director Michelle Engler | Mgmt | For | For | For | |||
1.4 | Director Robert R. Glauber | Mgmt | For | For | For | |||
1.5 | Director Richard Karl Goeltz | Mgmt | For | For | For | |||
1.6 | Director Thomas S. Johnson | Mgmt | For | For | For | |||
1.7 | Director Jerome P. Kenney | Mgmt | For | For | For | |||
1.8 | Director William M. Lewis, Jr. | Mgmt | For | For | For | |||
1.9 | Director Nicolas P. Retsinas | Mgmt | For | For | For | |||
1.10 | Director Stephen A. Ross | Mgmt | For | For | For | |||
1.11 | Director Richard F. Syron | Mgmt | For | For | For | |||
2.0 | Ratification Of Appointment Of Pricewaterhousecoopers Llp As Independent Auditors For Fiscal Year 2008. | Mgmt | For | For | For | |||
3.0 | Approval Of Amended And Restated 2004 Stock Compensation Plan. | Mgmt | For | For | For | |||
FIRST HORIZON NATIONAL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHN | CUSIP 320517105 | 04/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Simon F. Cooper* | Mgmt | For | For | For | |||
1.2 | Director James A. Haslam, Iii* | Mgmt | For | For | For | |||
1.3 | Director Colin V. Reed* | Mgmt | For | For | For | |||
1.4 | Director Mary F. Sammons* | Mgmt | For | For | For | |||
1.5 | Director Robert B. Carter** | Mgmt | For | For | For | |||
2.0 | Approval Of Amendments To Fhnc's Amended And Restated Charter To Provide For Declassification Of Fhnc's Board Of Directors. | Mgmt | For | For | For | |||
3.0 | Approval Of Amendments To Fhnc's Amended And Restated Charter And Amended And Restated Bylaws To Eliminate The Requirement Of A Supermajority Vote For Certain Amendments To The Amended And Restated Charter And Amended And Restated Bylaws. | Mgmt | For | For | For | |||
4.0 | Ratification Of Appointment Of Kpmg Llp As Auditors. | Mgmt | For | For | For | |||
FIRSTENERGY CORP. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Director Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Director Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Director Dr. Carol A. Cartwright | Mgmt | For | For | For | |||
1.5 | Director William T. Cottle | Mgmt | For | For | For | |||
1.6 | Director Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Director Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.8 | Director Catherine A. Rein | Mgmt | For | For | For | |||
1.9 | Director George M. Smart | Mgmt | For | For | For | |||
1.10 | Director Wes M. Taylor | Mgmt | For | For | For | |||
1.11 | Director Jesse T. Williams, Sr. | Mgmt | For | For | For | |||
2.0 | Ratification Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal: Reduce The Percentage Of Shareholders Required To Call Special Shareholder Meeting | ShrHldr | Against | Against | For | |||
4.0 | Shareholder Proposal: Establish Shareholder Proponent Engagement Process | ShrHldr | Against | For | Against | |||
5.0 | Shareholder Proposal: Adopt Simple Majority Vote | ShrHldr | Against | For | Against | |||
6.0 | Shareholder Proposal: Adopt A Majority Vote Standard For The Election Of Directors | ShrHldr | Against | For | Against | |||
GENERAL DYNAMICS CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: N.d. Chabraja | Mgmt | For | For | For | |||
2.0 | Election Of Director: J.s. Crown | Mgmt | For | For | For | |||
3.0 | Election Of Director: W.p. Fricks | Mgmt | For | For | For | |||
4.0 | Election Of Director: C.h. Goodman | Mgmt | For | For | For | |||
5.0 | Election Of Director: J.l. Johnson | Mgmt | For | For | For | |||
6.0 | Election Of Director: G.a. Joulwan | Mgmt | For | For | For | |||
7.0 | Election Of Director: P.g. Kaminski | Mgmt | For | For | For | |||
8.0 | Election Of Director: J.m. Keane | Mgmt | For | For | For | |||
9.0 | Election Of Director: D.j. Lucas | Mgmt | For | For | For | |||
10.0 | Election Of Director: L.l. Lyles | Mgmt | For | For | For | |||
11.0 | Election Of Director: C.e. Mundy, Jr. | Mgmt | For | For | For | |||
12.0 | Election Of Director: J.c. Reyes | Mgmt | For | For | For | |||
13.0 | Election Of Director: R. Walmsley | Mgmt | For | For | For | |||
14.0 | Selection Of Independent Auditors | Mgmt | For | For | For | |||
15.0 | Shareholder Proposal With Regard To Ethical Criteria For Military Contracts | ShrHldr | Against | Against | For | |||
16.0 | Shareholder Proposal With Regard To Special Shareholder Meetings | ShrHldr | Against | Against | For | |||
GENERAL ELECTRIC COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: James I. Cash, Jr. | Mgmt | For | For | For | |||
2.0 | Election Of Director: Sir William M. Castell | Mgmt | For | For | For | |||
3.0 | Election Of Director: Ann M. Fudge | Mgmt | For | For | For | |||
4.0 | Election Of Director: Claudio X. Gonzalez | Mgmt | For | For | For | |||
5.0 | Election Of Director: Susan Hockfield | Mgmt | For | For | For | |||
6.0 | Election Of Director: Jeffrey R. Immelt | Mgmt | For | For | For | |||
7.0 | Election Of Director: Andrea Jung | Mgmt | For | For | For | |||
8.0 | Election Of Director: Alan G. (a.g.) Lafley | Mgmt | For | For | For | |||
9.0 | Election Of Director: Robert W. Lane | Mgmt | For | For | For | |||
10.0 | Election Of Director: Ralph S. Larsen | Mgmt | For | For | For | |||
11.0 | Election Of Director: Rochelle B. Lazarus | Mgmt | For | For | For | |||
12.0 | Election Of Director: James J. Mulva | Mgmt | For | For | For | |||
13.0 | Election Of Director: Sam Nunn | Mgmt | For | For | For | |||
14.0 | Election Of Director: Roger S. Penske | Mgmt | For | For | For | |||
15.0 | Election Of Director: Robert J. Swieringa | Mgmt | For | For | For | |||
16.0 | Election Of Director: Douglas A. Warner Iii | Mgmt | For | For | For | |||
17.0 | Ratification Of Kpmg | Mgmt | For | For | For | |||
18.0 | Cumulative Voting | ShrHldr | Against | For | Against | |||
19.0 | Separate The Roles Of Ceo And Chairman | ShrHldr | Against | Against | For | |||
20.0 | Recoup Unearned Management Bonuses | ShrHldr | Against | Against | For | |||
21.0 | Curb Over-extended Directors | ShrHldr | Against | Against | For | |||
22.0 | Report On Charitable Contributions | ShrHldr | Against | Against | For | |||
23.0 | Global Warming Report | ShrHldr | Against | Against | For | |||
24.0 | Advisory Vote On Executive Compensation | ShrHldr | Against | Against | For | |||
GENERAL MILLS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Paul Danos | Mgmt | For | For | For | |||
2.0 | Election Of Director: William T. Esrey | Mgmt | For | For | For | |||
3.0 | Election Of Director: Raymond V. Gilmartin | Mgmt | For | For | For | |||
4.0 | Election Of Director: Judith Richards Hope | Mgmt | For | For | For | |||
5.0 | Election Of Director: Heidi G. Miller | Mgmt | For | For | For | |||
6.0 | Election Of Director: Hilda Ochoa-brillembourg | Mgmt | For | For | For | |||
7.0 | Election Of Director: Steve Odland | Mgmt | For | For | For | |||
8.0 | Election Of Director: Kendall J. Powell | Mgmt | For | For | For | |||
9.0 | Election Of Director: Michael D. Rose | Mgmt | For | For | For | |||
10.0 | Election Of Director: Robert L. Ryan | Mgmt | For | For | For | |||
11.0 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||
12.0 | Election Of Director: A. Michael Spence | Mgmt | For | For | For | |||
13.0 | Election Of Director: Dorothy A. Terrell | Mgmt | For | For | For | |||
14.0 | Ratify The Appointment Of Kpmg Llp As General Mills' Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
15.0 | Adopt The 2007 Stock Compensation Plan. | Mgmt | For | Against | Against | |||
H.J. HEINZ COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNZ | CUSIP 423074103 | 08/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director W.r. Johnson | Mgmt | For | For | For | |||
1.2 | Director C.e. Bunch | Mgmt | For | For | For | |||
1.3 | Director L.s. Coleman, Jr. | Mgmt | For | For | For | |||
1.4 | Director J.g. Drosdick | Mgmt | For | For | For | |||
1.5 | Director E.e. Holiday | Mgmt | For | For | For | |||
1.6 | Director C. Kendle | Mgmt | For | For | For | |||
1.7 | Director D.r. O'hare | Mgmt | For | For | For | |||
1.8 | Director N. Peltz | Mgmt | For | For | For | |||
1.9 | Director D.h. Reilley | Mgmt | For | For | For | |||
1.10 | Director L.c. Swann | Mgmt | For | For | For | |||
1.11 | Director T.j. Usher | Mgmt | For | For | For | |||
1.12 | Director M.f. Weinstein | Mgmt | For | For | For | |||
2.0 | Ratification Of Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | To Amend And Extend The Amended And Restated Global Stock Purchase Plan. | Mgmt | For | For | For | |||
4.0 | To Approve Performance Metrics Under The Fiscal Year 2003 Stock Incentive Plan. | Mgmt | For | For | For | |||
5.0 | To Amend The Company By-laws And Articles Of Incorporation To Reduce The Shareholder Vote Required To Amend Limitation Of Director Liability And Director And Officer Indemnification. | Mgmt | For | For | For | |||
6.0 | To Amend The Company Articles Of Incorporation To Reduce The Shareholder Vote Required To Approve Certain Business Combinations. | Mgmt | For | For | For | |||
7.0 | To Amend The Company Articles Of Incorporation To Require A Majority Voting Standard In The Election Of Directors. | Mgmt | For | For | For | |||
HALLIBURTON COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: A.m. Bennett | Mgmt | For | For | For | |||
2.0 | Election Of Director: J.r. Boyd | Mgmt | For | For | For | |||
3.0 | Election Of Director: M. Carroll | Mgmt | For | For | For | |||
4.0 | Election Of Director: K.t. Derr | Mgmt | For | For | For | |||
5.0 | Election Of Director: S.m. Gillis | Mgmt | For | For | For | |||
6.0 | Election Of Director: J.t. Hackett | Mgmt | For | For | For | |||
7.0 | Election Of Director: D.j. Lesar | Mgmt | For | For | For | |||
8.0 | Election Of Director: J.l. Martin | Mgmt | For | For | For | |||
9.0 | Election Of Director: J.a. Precourt | Mgmt | For | For | For | |||
10.0 | Election Of Director: D.l. Reed | Mgmt | For | For | For | |||
11.0 | Proposal For Ratification Of The Selection Of Auditors. | Mgmt | For | For | For | |||
12.0 | Proposal On Reapproval Of Material Terms Of Performance Goals Under 1993 Stock And Incentive Plan. | Mgmt | For | For | For | |||
13.0 | Proposal On Human Rights Policy. | ShrHldr | Against | Against | For | |||
14.0 | Proposal On Political Contributions. | ShrHldr | Against | Against | For | |||
15.0 | Proposal On Human Rights Board Committee. | ShrHldr | Against | Against | For | |||
HARLEY-DAVIDSON, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/26/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director George H. Conrades | Mgmt | For | For | For | |||
1.2 | Director Sara L. Levinson | Mgmt | For | For | For | |||
1.3 | Director George L. Miles, Jr. | Mgmt | For | For | For | |||
1.4 | Director Jochen Zeitz | Mgmt | For | For | For | |||
2.0 | Ratification Of Selection Of Ernst & Young Llp, Independent Registered Public Accounting Firm, To Be The Auditors. | Mgmt | For | For | For | |||
HESS CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director E.e. Holiday | Mgmt | For | For | For | |||
1.2 | Director J.h. Mullin | Mgmt | For | For | For | |||
1.3 | Director J.j. O'connor | Mgmt | For | For | For | |||
1.4 | Director F.b. Walker | Mgmt | For | For | For | |||
1.5 | Director R.n. Wilson | Mgmt | For | For | For | |||
2.0 | Ratification Of The Selection Of Ernst & Young Llp As Independent Auditors For Fiscal Year Ending December 31, 2008. | Mgmt | For | For | For | |||
3.0 | Proposal To Declassify The Board Of Directors. | Mgmt | For | For | For | |||
4.0 | Approval Of The 2008 Long-term Incentive Plan. | Mgmt | For | For | For | |||
HEWLETT-PACKARD COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: L.t. Babbio, Jr. | Mgmt | For | For | For | |||
2.0 | Election Of Director: S.m. Baldauf | Mgmt | For | For | For | |||
3.0 | Election Of Director: R.a. Hackborn | Mgmt | For | For | For | |||
4.0 | Election Of Director: J.h. Hammergren | Mgmt | For | For | For | |||
5.0 | Election Of Director: M.v. Hurd | Mgmt | For | For | For | |||
6.0 | Election Of Director: J.z. Hyatt | Mgmt | For | For | For | |||
7.0 | Election Of Director: J.r. Joyce | Mgmt | For | For | For | |||
8.0 | Election Of Director: R.l. Ryan | Mgmt | For | For | For | |||
9.0 | Election Of Director: L.s. Salhany | Mgmt | For | For | For | |||
10.0 | Election Of Director: G.k. Thompson | Mgmt | For | For | For | |||
11.0 | To Ratify The Appointment Of The Independent Registered Public Accounting Firm For The Fiscal Year Ending October 31, 2008 | Mgmt | For | For | For | |||
HONDA MOTOR CO., LTD. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMC | CINS 438128308 | 06/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Distribution Of Dividends | Mgmt | For | For | For | |||
2.1 | Director Satoshi Aoki | Mgmt | For | For | For | |||
2.2 | Director Takeo Fukui | Mgmt | For | For | For | |||
2.3 | Director Koichi Kondo | Mgmt | For | For | For | |||
2.4 | Director Atsuyoshi Hyogo | Mgmt | For | For | For | |||
2.5 | Director Mikio Yoshimi | Mgmt | For | For | For | |||
2.6 | Director Takanobu Ito | Mgmt | For | For | For | |||
2.7 | Director Masaaki Kato | Mgmt | For | For | For | |||
2.8 | Director Akira Takano | Mgmt | For | For | For | |||
2.9 | Director Shigeru Takagi | Mgmt | For | For | For | |||
2.10 | Director Tetsuo Iwamura | Mgmt | For | For | For | |||
2.11 | Director Tatsuhiro Oyama | Mgmt | For | For | For | |||
2.12 | Director Fumihiko Ike | Mgmt | For | For | For | |||
2.13 | Director Satoru Kishi | Mgmt | For | For | For | |||
2.14 | Director Kensaku Hogen | Mgmt | For | For | For | |||
2.15 | Director Hiroyuki Yoshino | Mgmt | For | For | For | |||
2.16 | Director Sho Minekawa | Mgmt | For | For | For | |||
2.17 | Director Akio Hamada | Mgmt | For | For | For | |||
2.18 | Director Masaya Yamashita | Mgmt | For | For | For | |||
2.19 | Director Hiroshi Soda | Mgmt | For | For | For | |||
2.20 | Director Takuji Yamada | Mgmt | For | For | For | |||
2.21 | Director Yoichi Hojo | Mgmt | For | For | For | |||
3.0 | Election Of Corporate Auditor: Fumihiko Saito | Mgmt | For | For | For | |||
4.0 | Election Of Corporate Auditor: Toru Onda | Mgmt | For | For | For | |||
5.0 | Payment Of Bonus To Directors And Corporate Auditors For The 84th Fiscal Year | Mgmt | For | For | For | |||
6.0 | Payment Of Retirement Allowance To Retiring Directors And Corporate Auditors For Their Respective Services And Payment Of Retirement Allowance To Directors And Corporate Auditors In Relation To The Abolition Of The System Of Payment Of Retirement Allowanc | Mgmt | For | Abstain | Against | |||
7.0 | Revision Of Amounts Of Remuneration Payable To Directors And Corporate Auditors | Mgmt | For | Abstain | Against | |||
8.0 | Partial Amendment To The Articles Of Incorporation | Mgmt | For | For | For | |||
HUNTINGTON BANCSHARES INCORPORATED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBAN | CUSIP 446150104 | 04/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Don M. Casto Iii | Mgmt | For | For | For | |||
1.2 | Director Michael J. Endres | Mgmt | For | For | For | |||
1.3 | Director Wm.j. Lhota | Mgmt | For | For | For | |||
1.4 | Director David L. Porteous | Mgmt | For | For | For | |||
2.0 | Approval To Amend The Corporation's Charter To Declassify The Board Of Directors. | Mgmt | For | For | For | |||
3.0 | Ratification Of Appointment Of Deloitte & Touche Llp To Serve As The Independent Registered Public Accounting Firm For The Corporation For The Year 2008. | Mgmt | For | For | For | |||
ILLINOIS TOOL WORKS INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/02/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: William F. Aldinger | Mgmt | For | For | For | |||
2.0 | Election Of Director: Marvin D. Brailsford | Mgmt | For | For | For | |||
3.0 | Election Of Director: Susan Crown | Mgmt | For | For | For | |||
4.0 | Election Of Director: Don H. Davis, Jr. | Mgmt | For | For | For | |||
5.0 | Election Of Director: Robert C. Mccormack | Mgmt | For | For | For | |||
6.0 | Election Of Director: Robert S. Morrison | Mgmt | For | For | For | |||
7.0 | Election Of Director: James A. Skinner | Mgmt | For | For | For | |||
8.0 | Election Of Director: Harold B. Smith | Mgmt | For | For | For | |||
9.0 | Election Of Director: David B. Speer | Mgmt | For | For | For | |||
10.0 | Election Of Director: Pamela B. Strobel | Mgmt | For | For | For | |||
11.0 | Reapproval Of The Performance Factors And Award Limit Under The Executive Incentive Plan. | Mgmt | For | For | For | |||
12.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As Itw's Independent Public Accountants For 2008. | Mgmt | For | For | For | |||
INGERSOLL-RAND COMPANY LIMITED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G4776G101 | 06/04/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director A.c. Berzin | Mgmt | For | For | For | |||
1.2 | Director G.d. Forsee | Mgmt | For | For | For | |||
1.3 | Director P.c. Godsoe | Mgmt | For | For | For | |||
1.4 | Director H.l. Henkel | Mgmt | For | For | For | |||
1.5 | Director C.j. Horner | Mgmt | For | For | For | |||
1.6 | Director H.w. Lichtenberger | Mgmt | For | For | For | |||
1.7 | Director T.e. Martin | Mgmt | For | For | For | |||
1.8 | Director P. Nachtigal | Mgmt | For | For | For | |||
1.9 | Director O.r. Smith | Mgmt | For | For | For | |||
1.10 | Director R.j. Swift | Mgmt | For | For | For | |||
1.11 | Director T.l. White | Mgmt | For | For | For | |||
2.0 | Approval Of The Amended And Restated Bye-laws Of The Company. | Mgmt | For | For | For | |||
4.0 | Shareholder Proposal To Require A Shareholder Vote On An Advisory Resolution With Respect To Executive Compensation. | ShrHldr | Against | Against | For | |||
3.0 | Appointment Of Independent Auditors And Authorization Of Board Of Directors To Fix The Auditors' Remuneration. | Mgmt | For | For | For | |||
INTEL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Craig R. Barrett | Mgmt | For | For | For | |||
2.0 | Election Of Director: Charlene Barshefsky | Mgmt | For | For | For | |||
3.0 | Election Of Director: Carol A. Bartz | Mgmt | For | For | For | |||
4.0 | Election Of Director: Susan L. Decker | Mgmt | For | For | For | |||
5.0 | Election Of Director: Reed E. Hundt | Mgmt | For | For | For | |||
6.0 | Election Of Director: Paul S. Otellini | Mgmt | For | For | For | |||
7.0 | Election Of Director: James D. Plummer | Mgmt | For | For | For | |||
8.0 | Election Of Director: David S. Pottruck | Mgmt | For | For | For | |||
9.0 | Election Of Director: Jane E. Shaw | Mgmt | For | For | For | |||
10.0 | Election Of Director: John L. Thornton | Mgmt | For | For | For | |||
11.0 | Election Of Director: David B. Yoffie | Mgmt | For | For | For | |||
12.0 | Ratification Of Selection Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For The Current Year. | Mgmt | For | For | For | |||
13.0 | Stockholder Proposal To Amend The Bylaws To Establish A Board Committee On Sustainability. | ShrHldr | Against | Against | For | |||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director C. Black | Mgmt | For | For | For | |||
1.2 | Director W.r. Brody | Mgmt | For | For | For | |||
1.3 | Director K.i. Chenault | Mgmt | For | For | For | |||
1.4 | Director M.l. Eskew | Mgmt | For | For | For | |||
1.5 | Director S.a. Jackson | Mgmt | For | For | For | |||
1.6 | Director L.a. Noto | Mgmt | For | For | For | |||
1.7 | Director J.w. Owens | Mgmt | For | For | For | |||
1.8 | Director S.j. Palmisano | Mgmt | For | For | For | |||
1.9 | Director J.e. Spero | Mgmt | For | For | For | |||
1.10 | Director S. Taurel | Mgmt | For | For | For | |||
1.11 | Director L.h. Zambrano | Mgmt | For | For | For | |||
2.0 | Ratification Of Appointment Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3.0 | Stockholder Proposal On Cumulative Voting | ShrHldr | Against | For | Against | |||
4.0 | Stockholder Proposal On Executive Compensation | ShrHldr | Against | Against | For | |||
5.0 | Stockholder Proposal On Board Committee On Human Rights | ShrHldr | Against | Against | For | |||
6.0 | Stockholder Proposal On Special Meetings | ShrHldr | Against | Against | For | |||
7.0 | Stockholder Proposal On Advisory Vote On Executive Compensation | ShrHldr | Against | Against | For | |||
INTERNATIONAL PAPER COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Samir G. Gibara* | Mgmt | For | For | For | |||
1.2 | Director John F. Turner* | Mgmt | For | For | For | |||
1.3 | Director Alberto Weisser* | Mgmt | For | For | For | |||
1.4 | Director J. Steven Whisler** | Mgmt | For | For | For | |||
2.0 | Ratification Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
3.0 | Company Proposal Concerning Majority Voting In Non-contested Director Elections. | Mgmt | For | For | For | |||
4.0 | Company Proposal Concerning Annual Election Of Directors. | Mgmt | For | For | For | |||
5.0 | Company Proposal To Remove Supermajority Voting Provisions (article Vii). | Mgmt | For | For | For | |||
6.0 | Company Proposal To Remove Supermajority Voting Provisions (article Viii). | Mgmt | For | For | For | |||
7.0 | Shareowner Proposal Concerning Majority Voting. | ShrHldr | Against | Against | For | |||
8.0 | Shareowner Proposal Concerning Sustainable Forestry. | ShrHldr | Against | Against | For | |||
JOHNSON & JOHNSON | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Mary Sue Coleman | Mgmt | For | For | For | |||
1.2 | Director James G. Cullen | Mgmt | For | For | For | |||
1.3 | Director Michael M.e. Johns | Mgmt | For | For | For | |||
1.4 | Director Arnold G. Langbo | Mgmt | For | For | For | |||
1.5 | Director Susan L. Lindquist | Mgmt | For | For | For | |||
1.6 | Director Leo F. Mullin | Mgmt | For | For | For | |||
1.7 | Director William D. Perez | Mgmt | For | For | For | |||
1.8 | Director Christine A. Poon | Mgmt | For | For | For | |||
1.9 | Director Charles Prince | Mgmt | For | For | For | |||
1.10 | Director Steven S Reinemund | Mgmt | For | For | For | |||
1.11 | Director David Satcher | Mgmt | For | For | For | |||
1.12 | Director William C. Weldon | Mgmt | For | For | For | |||
2.0 | Ratification Of Appointment Of Pricewaterhousecoopers Llp As Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal: Advisory Vote On Executive Compensation Policies And Disclosure | ShrHldr | Against | Against | For | |||
JOHNSON CONTROLS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Director Robert A. Cornog | Mgmt | For | For | For | |||
1.3 | Director William H. Lacy | Mgmt | For | For | For | |||
1.4 | Director Stephen A. Roell | Mgmt | For | For | For | |||
2.0 | Ratification Of Pricewaterhousecoopers As Independent Auditors For 2008. | Mgmt | For | For | For | |||
JPMORGAN CHASE & CO. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Crandall C. Bowles | Mgmt | For | For | For | |||
2.0 | Election Of Director: Stephen B. Burke | Mgmt | For | For | For | |||
3.0 | Election Of Director: David M. Cote | Mgmt | For | For | For | |||
4.0 | Election Of Director: James S. Crown | Mgmt | For | For | For | |||
5.0 | Election Of Director: James Dimon | Mgmt | For | For | For | |||
6.0 | Election Of Director: Ellen V. Futter | Mgmt | For | For | For | |||
7.0 | Election Of Director: William H. Gray, Iii | Mgmt | For | For | For | |||
8.0 | Election Of Director: Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9.0 | Election Of Director: Robert I. Lipp | Mgmt | For | For | For | |||
10.0 | Election Of Director: David C. Novak | Mgmt | For | For | For | |||
11.0 | Election Of Director: Lee R. Raymond | Mgmt | For | For | For | |||
12.0 | Election Of Director: William C. Weldon | Mgmt | For | For | For | |||
13.0 | Appointment Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
14.0 | Approval Of Amendment To 2005 Long-term Incentive Plan | Mgmt | For | For | For | |||
15.0 | Reapproval Of Key Executive Performance Plan | Mgmt | For | Against | Against | |||
16.0 | Governmental Service Report | ShrHldr | Against | Against | For | |||
17.0 | Political Contributions Report | ShrHldr | Against | Against | For | |||
18.0 | Independent Chairman Of The Board | ShrHldr | Against | Against | For | |||
19.0 | Executive Compensation Approval | ShrHldr | Against | Against | For | |||
20.0 | Two Candidates Per Directorship | ShrHldr | Against | Against | For | |||
21.0 | Human Rights And Investment Report | ShrHldr | Against | Against | For | |||
22.0 | Lobbying Priorities Report | ShrHldr | Against | Against | For | |||
KELLOGG COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director David Mackay | Mgmt | For | For | For | |||
1.2 | Director Sterling Speirn | Mgmt | For | For | For | |||
1.3 | Director John Zabriskie | Mgmt | For | For | For | |||
2.0 | Ratification Of Pricewaterhousecoopers Llp As Independent Registered Public Accounting Firm For 2008 | Mgmt | For | For | For | |||
3.0 | Shareowner Proposal To Enact A Majority Vote Requirement | ShrHldr | Against | Against | For | |||
KIMBERLY-CLARK CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/17/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John R. Alm | Mgmt | For | For | For | |||
2.0 | Election Of Director: John F. Bergstrom | Mgmt | For | For | For | |||
3.0 | Election Of Director: Robert W. Decherd | Mgmt | For | For | For | |||
4.0 | Election Of Director: Ian C. Read | Mgmt | For | For | For | |||
5.0 | Election Of Director: G. Craig Sullivan | Mgmt | For | For | For | |||
6.0 | Ratification Of Auditors | Mgmt | For | For | For | |||
7.0 | Approval Of Amended And Restated Certificate Of Incorporation To Eliminate Supermajority Voting Provisions | Mgmt | For | For | For | |||
8.0 | Stockholder Proposal Regarding Qualifications For Director Nominees | ShrHldr | Against | Against | For | |||
9.0 | Stockholder Proposal Regarding Adoption Of Global Human Rights Standards Based On International Labor Conventions | ShrHldr | Against | Against | For | |||
10.0 | Stockholder Proposal Regarding Special Shareholder Meetings | ShrHldr | Against | Against | For | |||
11.0 | Stockholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
12.0 | Stockholder Proposal Regarding Amendment Of Bylaws To Establish A Board Committee On Sustainability | ShrHldr | Against | Against | For | |||
KLA-TENCOR CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Edward W. Barnholt | Mgmt | For | For | For | |||
1.2 | Director Stephen P. Kaufman | Mgmt | For | For | For | |||
1.3 | Director Richard P. Wallace | Mgmt | For | For | For | |||
2.0 | To Approve An Amendment To The 2004 Equity Incentive Plan (2004 Equity Plan") To A) Increase The Number Of Shares Reserved For Issuance Under The 2004 Equity Plan By 8,500,000 Shares, B) Expand And Reapprove The List Of Corporate Performance Goals To Whic | Mgmt | For | For | For | |||
3.0 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending June 30, 2008. | Mgmt | For | For | For | |||
LEGGETT & PLATT, INCORPORATED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524660107 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Raymond F. Bentele | Mgmt | For | For | For | |||
1.2 | Director Ralph W. Clark | Mgmt | For | For | For | |||
1.3 | Director Robert Ted Enloe, Iii | Mgmt | For | For | For | |||
1.4 | Director Richard T. Fisher | Mgmt | For | For | For | |||
1.5 | Director Karl G. Glassman | Mgmt | For | For | For | |||
1.6 | Director David S. Haffner | Mgmt | For | For | For | |||
1.7 | Director Joseph W. Mcclanathan | Mgmt | For | For | For | |||
1.8 | Director Judy C. Odom | Mgmt | For | For | For | |||
1.9 | Director Maurice E. Purnell, Jr. | Mgmt | For | For | For | |||
1.10 | Director Phoebe A. Wood | Mgmt | For | For | For | |||
2.0 | The Ratification Of The Board's Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For The Year Ending December 31, 2008. | Mgmt | For | For | For | |||
3.0 | Amendment And Restatement Of The Company's Flexible Stock Plan. | Mgmt | For | Against | Against | |||
4.0 | A Shareholder Proposal Requesting The Addition Of Sexual Orientation And Gender Identity To The Company's Written Non-discrimination Policy. | ShrHldr | Against | Against | For | |||
LINCOLN NATIONAL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director J. Patrick Barrett | Mgmt | For | For | For | |||
1.2 | Director Dennis R. Glass | Mgmt | For | For | For | |||
1.3 | Director Michael F. Mee | Mgmt | For | For | For | |||
1.4 | Director David A. Stonecipher | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Ernst & Young Llp, As Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
LINEAR TECHNOLOGY CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/07/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Robert H. Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Director David S. Lee | Mgmt | For | For | For | |||
1.3 | Director Lothar Maier | Mgmt | For | For | For | |||
1.4 | Director Richard M. Moley | Mgmt | For | For | For | |||
1.5 | Director Thomas S. Volpe | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending June 29, 2008. | Mgmt | For | For | For | |||
LOWE'S COMPANIES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Robert A. Ingram | Mgmt | For | For | For | |||
1.2 | Director Robert L. Johnson | Mgmt | For | For | For | |||
1.3 | Director Richard K. Lochridge | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | To Approve The Amendments To Lowe's Articles Of Incorporation Eliminating The Classified Structure Of The Board Of Directors. | Mgmt | For | For | For | |||
4.0 | Shareholder Proposal Regarding Supermajority Vote Requirements. | ShrHldr | Against | For | Against | |||
5.0 | Shareholder Proposal Regarding Executive Compensation Plan. | ShrHldr | Against | Against | For | |||
MAGNA INTERNATIONAL INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGA | CINS 559222401 | 05/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Frank Stronach | Mgmt | For | For | For | |||
1.2 | Director Michael D. Harris | Mgmt | For | For | For | |||
1.3 | Director Lady Barbara Judge | Mgmt | For | For | For | |||
1.4 | Director Louis E. Lataif | Mgmt | For | For | For | |||
1.5 | Director Klaus Mangold | Mgmt | For | For | For | |||
1.6 | Director Donald Resnick | Mgmt | For | For | For | |||
1.7 | Director Belinda Stronach | Mgmt | For | For | For | |||
1.8 | Director Franz Vranitzky | Mgmt | For | For | For | |||
1.9 | Director Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Director Gregory C. Wilkins | Mgmt | For | For | For | |||
1.11 | Director Siegfried Wolf | Mgmt | For | For | For | |||
1.12 | Director James D. Wolfensohn | Mgmt | For | For | For | |||
1.13 | Director Lawrence D. Worrall | Mgmt | For | For | For | |||
2.0 | Re-appointment Of Ernst & Young Llp As The Independent Auditor Of The Corporation, Based On The Recommendation Of The Audit Committee Of The Board Of Directors, And Authorization Of The Audit Committee To Fix The Independent Auditor's Remuneration. | Mgmt | For | For | For | |||
MAGNA INTERNATIONAL INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGA | CINS 559222401 | 08/28/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | The Special Resolution Approving The Plan Of Arrangement (the Arrangement") Under Section 182 Of The Business Corporations Act (ontario) Involving The Corporation, Open Joint Stock Company Russian Machines, The Stronach Trust, Holding Companies Of Certain | Mgmt | For | For | For | |||
MARATHON OIL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Charles F. Bolden, Jr. | Mgmt | For | For | For | |||
2.0 | Election Of Director: Gregory H. Boyce | Mgmt | For | For | For | |||
3.0 | Election Of Director: Shirley Ann Jackson | Mgmt | For | For | For | |||
4.0 | Election Of Director: Philip Lader | Mgmt | For | For | For | |||
5.0 | Election Of Director: Charles R. Lee | Mgmt | For | For | For | |||
6.0 | Election Of Director: Dennis H. Reilley | Mgmt | For | For | For | |||
7.0 | Election Of Director: Seth E. Schofield | Mgmt | For | For | For | |||
8.0 | Election Of Director: John W. Snow | Mgmt | For | For | For | |||
9.0 | Election Of Director: Thomas J. Usher | Mgmt | For | For | For | |||
10.0 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As Our Independent Auditor For 2008 | Mgmt | For | For | For | |||
11.0 | Stockholder Proposal To Amend Our By-laws To Allow Stockholders To Call Special Meetings | ShrHldr | Against | Against | For | |||
12.0 | Stockholder Proposal To Adopt A Policy For Ratification Of Executive Compensation | ShrHldr | Against | Against | For | |||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Stephen R. Hardis | Mgmt | For | For | For | |||
2.0 | Election Of Director: The Rt. Hon. Lord Lang Of Monkton, Dl | Mgmt | For | For | For | |||
3.0 | Election Of Director: Morton O. Schapiro | Mgmt | For | For | For | |||
4.0 | Election Of Director: Adele Simmons | Mgmt | For | For | For | |||
5.0 | Election Of Director: Brian Duperreault | Mgmt | For | For | For | |||
6.0 | Election Of Director: Bruce P. Nolop | Mgmt | For | For | For | |||
7.0 | Ratification Of Selection Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
8.0 | Proposal To Amend Mmc's Restated Certificate Of Incorporation To Eliminate Classified Board Structure | Mgmt | For | For | For | |||
9.0 | Stockholder Proposal: Political Contributions | ShrHldr | Against | Against | For | |||
MATTEL, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Michael J. Dolan | Mgmt | For | For | For | |||
2.0 | Election Of Director: Robert A. Eckert | Mgmt | For | For | For | |||
3.0 | Election Of Director: Dr. Frances D. Fergusson | Mgmt | For | For | For | |||
4.0 | Election Of Director: Tully M. Friedman | Mgmt | For | For | For | |||
5.0 | Election Of Director: Dominic Ng | Mgmt | For | For | For | |||
6.0 | Election Of Director: Vasant M. Prabhu | Mgmt | For | For | For | |||
7.0 | Election Of Director: Dr. Andrea L. Rich | Mgmt | For | For | For | |||
8.0 | Election Of Director: Ronald L. Sargent | Mgmt | For | For | For | |||
9.0 | Election Of Director: Dean A. Scarborough | Mgmt | For | For | For | |||
10.0 | Election Of Director: Christopher A. Sinclair | Mgmt | For | For | For | |||
11.0 | Election Of Director: G. Craig Sullivan | Mgmt | For | For | For | |||
12.0 | Election Of Director: Kathy Brittain White | Mgmt | For | For | For | |||
13.0 | Ratification Of The Selection Of Pricewaterhousecoopers Llp As Mattel's Independent Registered Public Accounting Firm For The Year Ending December 31, 2008. | Mgmt | For | For | For | |||
14.0 | Stockholder Proposal Regarding Certain Reports By The Board Of Directors. | ShrHldr | Against | Against | For | |||
MEADWESTVACO CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Michael E. Campbell | Mgmt | For | For | For | |||
1.2 | Director Dr. Thomas W. Cole, Jr. | Mgmt | For | For | For | |||
1.3 | Director James M. Kilts | Mgmt | For | For | For | |||
1.4 | Director Susan J. Kropf | Mgmt | For | For | For | |||
1.5 | Director Douglas S. Luke | Mgmt | For | For | For | |||
1.6 | Director Robert C. Mccormack | Mgmt | For | For | For | |||
1.7 | Director Timothy H. Powers | Mgmt | For | For | For | |||
1.8 | Director Edward M. Straw | Mgmt | For | For | For | |||
1.9 | Director Jane L. Warner | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
3.0 | Proposal To Amend The Amended And Restated Certificate Of Incorporation To Permit The Adoption Of Majority Voting In Uncontested Director Elections. | Mgmt | For | For | For | |||
MEDTRONIC, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/23/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director David L. Calhoun | Mgmt | For | For | For | |||
1.2 | Director Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
1.3 | Director James T. Lenehan | Mgmt | For | For | For | |||
1.4 | Director Kendall J. Powell | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As Medtronic's Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | To Amend Medtronic's Restated Articles Of Incorporation To Provide For The Annual Election Of All Directors. | Mgmt | For | For | For | |||
MERCK & CO., INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 589331107 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Richard T. Clark | Mgmt | For | For | For | |||
2.0 | Election Of Director: Johnnetta B. Cole, Ph.d. | Mgmt | For | For | For | |||
3.0 | Election Of Director: Thomas H. Glocer | Mgmt | For | For | For | |||
4.0 | Election Of Director: Steven F. Goldstone | Mgmt | For | For | For | |||
5.0 | Election Of Director: William B. Harrison, Jr. | Mgmt | For | For | For | |||
6.0 | Election Of Director: Harry R. Jacobson, M.d. | Mgmt | For | For | For | |||
7.0 | Election Of Director: William N. Kelley, M.d. | Mgmt | For | For | For | |||
8.0 | Election Of Director: Rochelle B. Lazarus | Mgmt | For | For | For | |||
9.0 | Election Of Director: Thomas E. Shenk, Ph.d. | Mgmt | For | For | For | |||
10.0 | Election Of Director: Anne M. Tatlock | Mgmt | For | For | For | |||
11.0 | Election Of Director: Samuel O. Thier, M.d. | Mgmt | For | For | For | |||
12.0 | Election Of Director: Wendell P. Weeks | Mgmt | For | For | For | |||
13.0 | Election Of Director: Peter C. Wendell | Mgmt | For | For | For | |||
14.0 | Ratification Of The Appointment Of The Company's Independent Registered Public Accounting Firm For 2008 | Mgmt | For | For | For | |||
15.0 | Stockholder Proposal Concerning Management Compensation | ShrHldr | Against | Against | For | |||
16.0 | Stockholder Proposal Concerning An Advisory Vote On Executive Compensation | ShrHldr | Against | Against | For | |||
17.0 | Stockholder Proposal Concerning Special Shareholder Meetings | ShrHldr | Against | Against | For | |||
18.0 | Stockholder Proposal Concerning An Independent Lead Director | ShrHldr | Against | Against | For | |||
MGIC INVESTMENT CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTG | CUSIP 552848103 | 05/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director David S. Engelman | Mgmt | For | For | For | |||
1.2 | Director Kenneth M. Jastrow, Ii | Mgmt | For | For | For | |||
1.3 | Director Daniel P. Kearney | Mgmt | For | For | For | |||
1.4 | Director Donald T. Nicolaisen | Mgmt | For | For | For | |||
2.0 | Approval Of Performance Goals For Certain Awards Under Mgic Investment Corporation's 2002 Stock Incentive Plan. | Mgmt | For | For | For | |||
3.0 | Approval Of Performance Goals For Mgic Investment Corporation's Annual Bonus Plan That Includes Such Goals. | Mgmt | For | For | For | |||
4.0 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm Of Mgic Investment Corporation. | Mgmt | For | For | For | |||
MGIC INVESTMENT CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTG | CUSIP 552848103 | 06/27/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Approval Of The Issuance Of More Than 19.99% Of Mgic Investment Corporation's Common Stock On Conversion Of Convertible Debentures. | Mgmt | For | For | For | |||
2.0 | Approval Of An Amendment To Our Articles Of Incorporation To Increase Our Authorized Common Stock From 300,000,000 To 460,000,000 Shares. | Mgmt | For | For | For | |||
3.0 | Approval Of An Amendment To Our Articles Of Incorporation To Implement Majority Voting For The Election Of Directors In Uncontested Elections. | Mgmt | For | For | For | |||
MICROCHIP TECHNOLOGY INCORPORATED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Director Albert J. Hugo-martinez | Mgmt | For | For | For | |||
1.3 | Director L.b. Day | Mgmt | For | For | For | |||
1.4 | Director Matthew W. Chapman | Mgmt | For | For | For | |||
1.5 | Director Wade F. Meyercord | Mgmt | For | For | For | |||
2.0 | Proposal To Approve An Amendment To The Internal Revenue Code Section 162(m) Performance Measures Under Our 2004 Equity Incentive Plan That Allows Us To Recognize Quarterly As Well As Annual Performance Measurements, To Set Performance Measurements In Per | Mgmt | For | For | For | |||
3.0 | Proposal To Ratify The Appointment Of Ernst & Young Llp As The Independent Registered Public Accounting Firm Of Microchip For The Fiscal Year Ending March 31, 2008. | Mgmt | For | For | For | |||
MICROSOFT CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/13/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: William H. Gates, Iii | Mgmt | For | For | For | |||
2.0 | Election Of Director: Steven A. Ballmer | Mgmt | For | For | For | |||
3.0 | Election Of Director: James I. Cash Jr., Phd | Mgmt | For | For | For | |||
4.0 | Election Of Director: Dina Dublon | Mgmt | For | For | For | |||
5.0 | Election Of Director: Raymond V. Gilmartin | Mgmt | For | For | For | |||
6.0 | Election Of Director: Reed Hastings | Mgmt | For | For | For | |||
7.0 | Election Of Director: David F. Marquardt | Mgmt | For | For | For | |||
8.0 | Election Of Director: Charles H. Noski | Mgmt | For | For | For | |||
9.0 | Election Of Director: Dr. Helmut Panke | Mgmt | For | For | For | |||
10.0 | Election Of Director: Jon A. Shirley | Mgmt | For | For | For | |||
11.0 | Ratification Of The Selection Of Deloitte & Touche Llp As The Company's Independent Auditor. | Mgmt | For | For | For | |||
12.0 | Shareholder Proposal - Adoption Of Policies On Internet Censorship. | ShrHldr | Against | Against | For | |||
13.0 | Shareholder Proposal - Establishment Of Board Committee On Human Rights. | ShrHldr | Against | Against | For | |||
MONSANTO COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John W. Bachmann | Mgmt | For | For | For | |||
2.0 | Election Of Director: William U. Parfet | Mgmt | For | For | For | |||
3.0 | Election Of Director: George H. Poste, Ph.d., D.v.m. | Mgmt | For | For | For | |||
4.0 | Ratification Of Appointment Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
5.0 | Shareowner Proposal One | ShrHldr | Against | Against | For | |||
6.0 | Shareowner Proposal Two | ShrHldr | Against | Against | For | |||
NOKIA CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK | CINS 654902204 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Approval Of The Annual Accounts. | Mgmt | For | For | For | |||
2.0 | Approval Of The Distribution Of The Profit For The Year, Payment Of Dividend. | Mgmt | For | For | For | |||
3.0 | Approval Of The Discharge Of The Chairman, The Members Of The Board Of Directors, And The President, From Liability. | Mgmt | For | For | For | |||
4.0 | Approval Of The Remuneration To The Members Of The Board Of Directors. | Mgmt | For | Against | Against | |||
5.0 | Approval Of The Number Of The Members Of The Board Of Directors. | Mgmt | For | For | For | |||
6.1 | Director Georg Ehrnrooth | Mgmt | For | For | For | |||
6.2 | Director Lalita D. Gupte | Mgmt | For | For | For | |||
6.3 | Director Bengt Holmstrom | Mgmt | For | For | For | |||
6.4 | Director Henning Kagermann | Mgmt | For | For | For | |||
6.5 | Director Olli-pekka Kallasvuo | Mgmt | For | For | For | |||
6.6 | Director Per Karlsson | Mgmt | For | For | For | |||
6.7 | Director Jorma Ollila | Mgmt | For | For | For | |||
6.8 | Director Marjorie Scardino | Mgmt | For | For | For | |||
6.9 | Director Risto Siilasmaa | Mgmt | For | For | For | |||
6.10 | Director Keijo Suila | Mgmt | For | For | For | |||
7.0 | Approval Of The Auditor Remuneration. | Mgmt | For | For | For | |||
8.0 | Approval Of The Re-election Of Pricewaterhousecoopers Oy As The Auditors For Fiscal Year 2008. | Mgmt | For | For | For | |||
9.0 | Approval Of The Authorization To The Board Of Directors To Resolve To Repurchase Nokia Shares. | Mgmt | For | For | For | |||
10.0 | Mark The For" Box If You Wish To Instruct Nokia's Legal Counsels To Vote In Their Discretion On Your Behalf Only Upon Item 11. " | Mgmt | N/A | For | N/A | |||
NORFOLK SOUTHERN CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Gerald L. Baliles | Mgmt | For | For | For | |||
1.2 | Director Gene R. Carter | Mgmt | For | For | For | |||
1.3 | Director Karen N. Horn | Mgmt | For | For | For | |||
1.4 | Director J. Paul Reason | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Kpmg Llp, Independent Registered Public Accounting Firm, As Norfolk Southern's Independent Auditors For The Year Ending December 31, 2008. | Mgmt | For | For | For | |||
NORTHROP GRUMMAN CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Lewis W. Coleman | Mgmt | For | For | For | |||
2.0 | Election Of Director: Thomas B. Fargo | Mgmt | For | For | For | |||
3.0 | Election Of Director: Victor H. Fazio | Mgmt | For | For | For | |||
4.0 | Election Of Director: Donald E. Felsinger | Mgmt | For | For | For | |||
5.0 | Election Of Director: Stephen E. Frank | Mgmt | For | For | For | |||
6.0 | Election Of Director: Phillip Frost | Mgmt | For | For | For | |||
7.0 | Election Of Director: Charles R. Larson | Mgmt | For | For | For | |||
8.0 | Election Of Director: Richard B. Myers | Mgmt | For | For | For | |||
9.0 | Election Of Director: Aulana L. Peters | Mgmt | For | For | For | |||
10.0 | Election Of Director: Kevin W. Sharer | Mgmt | For | For | For | |||
11.0 | Election Of Director: Ronald D. Sugar | Mgmt | For | For | For | |||
12.0 | Proposal To Ratify The Appointment Of Deloitte & Touche Llp As The Company's Independent Auditor. | Mgmt | For | For | For | |||
13.0 | Proposal To Approve The Performance Criteria For The 2001 Long Term Incentive Stock Plan. | Mgmt | For | Against | Against | |||
14.0 | Shareholder Proposal Regarding A Report On Foreign Military Sales. | ShrHldr | Against | Against | For | |||
15.0 | Shareholder Proposal Regarding A Vote On Executive Compensation. | ShrHldr | Against | Against | For | |||
16.0 | Shareholder Proposal Regarding Tax Gross Up Payments. | ShrHldr | Against | Against | For | |||
OMNICOM GROUP INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director John D. Wren | Mgmt | For | For | For | |||
1.2 | Director Bruce Crawford | Mgmt | For | For | For | |||
1.3 | Director Robert Charles Clark | Mgmt | For | For | For | |||
1.4 | Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
1.5 | Director Errol M. Cook | Mgmt | For | For | For | |||
1.6 | Director Susan S. Denison | Mgmt | For | For | For | |||
1.7 | Director Michael A. Henning | Mgmt | For | For | For | |||
1.8 | Director John R. Murphy | Mgmt | For | For | For | |||
1.9 | Director John R. Purcell | Mgmt | For | For | For | |||
1.10 | Director Linda Johnson Rice | Mgmt | For | For | For | |||
1.11 | Director Gary L. Roubos | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Kpmg Llp As Our Independent Auditors For 2008. | Mgmt | For | For | For | |||
ORACLE CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Jeffrey O. Henley | Mgmt | For | For | For | |||
1.2 | Director Lawrence J. Ellison | Mgmt | For | For | For | |||
1.3 | Director Donald L. Lucas | Mgmt | For | For | For | |||
1.4 | Director Michael J. Boskin | Mgmt | For | For | For | |||
1.5 | Director Jack F. Kemp | Mgmt | For | For | For | |||
1.6 | Director Jeffrey S. Berg | Mgmt | For | For | For | |||
1.7 | Director Safra A. Catz | Mgmt | For | For | For | |||
1.8 | Director Hector Garcia-molina | Mgmt | For | For | For | |||
1.9 | Director H. Raymond Bingham | Mgmt | For | For | For | |||
1.10 | Director Charles E. Phillips, Jr | Mgmt | For | For | For | |||
1.11 | Director Naomi O. Seligman | Mgmt | For | For | For | |||
2.0 | Proposal For The Approval Of The Adoption Of The Fiscal Year 2008 Executive Bonus Plan. | Mgmt | For | Against | Against | |||
3.0 | Proposal To Ratify The Selection Of Ernst & Young Llp As Independent Registered Public Accounting Firm Of The Company For The Fiscal Year Ending May 31, 2008. | Mgmt | For | For | For | |||
4.0 | Stockholder Proposal On The Amendment To The Corporate Bylaws Establishing A Board Committee On Human Rights. | ShrHldr | Against | Against | For | |||
5.0 | Stockholder Proposal On An Open Source Report. | ShrHldr | Against | Against | For | |||
PENTAIR, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP 709631105 | 05/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Leslie Abi-karam | Mgmt | For | For | For | |||
1.2 | Director Jerry W. Burris | Mgmt | For | For | For | |||
1.3 | Director Ronald L. Merriman | Mgmt | For | For | For | |||
2.0 | To Approve The Pentair, Inc. 2008 Omnibus Stock Incentive Plan. | Mgmt | For | Against | Against | |||
3.0 | To Ratify The Appointment Of Deloitte & Touche Llp As Our Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
PEPSICO, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: I.m. Cook | Mgmt | For | For | For | |||
2.0 | Election Of Director: D. Dublon | Mgmt | For | For | For | |||
3.0 | Election Of Director: V.j. Dzau | Mgmt | For | For | For | |||
4.0 | Election Of Director: R.l. Hunt | Mgmt | For | For | For | |||
5.0 | Election Of Director: A. Ibarguen | Mgmt | For | For | For | |||
6.0 | Election Of Director: A.c. Martinez | Mgmt | For | For | For | |||
7.0 | Election Of Director: I.k. Nooyi | Mgmt | For | For | For | |||
8.0 | Election Of Director: S.p. Rockefeller | Mgmt | For | For | For | |||
9.0 | Election Of Director: J.j. Schiro | Mgmt | For | For | For | |||
10.0 | Election Of Director: L.g. Trotter | Mgmt | For | For | For | |||
11.0 | Election Of Director: D. Vasella | Mgmt | For | For | For | |||
12.0 | Election Of Director: M.d. White | Mgmt | For | For | For | |||
13.0 | Approval Of Independent Registered Public Accountants | Mgmt | For | For | For | |||
14.0 | Shareholder Proposal - Beverage Container Recycling Report (proxy Statement P. 43) | ShrHldr | Against | Against | For | |||
15.0 | Shareholder Proposal - Genetically Engineered Products Report (proxy Statement P. 45) | ShrHldr | Against | Against | For | |||
16.0 | Shareholder Proposal - Right To Water Policy (proxy Statement P. 46) | ShrHldr | Against | Against | For | |||
17.0 | Shareholder Proposal - Global Warming Report (proxy Statement P. 48) | ShrHldr | Against | Against | For | |||
18.0 | Shareholder Proposal - Advisory Vote On Compensation (proxy Statement P. 49) | ShrHldr | Against | Against | For | |||
PFIZER INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Dennis A. Ausiello | Mgmt | For | For | For | |||
2.0 | Election Of Director: Michael S. Brown | Mgmt | For | For | For | |||
3.0 | Election Of Director: M. Anthony Burns | Mgmt | For | For | For | |||
4.0 | Election Of Director: Robert N. Burt | Mgmt | For | For | For | |||
5.0 | Election Of Director: W. Don Cornwell | Mgmt | For | For | For | |||
6.0 | Election Of Director: William H. Gray, Iii | Mgmt | For | For | For | |||
7.0 | Election Of Director: Constance J. Horner | Mgmt | For | For | For | |||
8.0 | Election Of Director: William R. Howell | Mgmt | For | For | For | |||
9.0 | Election Of Director: James M. Kilts | Mgmt | For | For | For | |||
10.0 | Election Of Director: Jeffrey B. Kindler | Mgmt | For | For | For | |||
11.0 | Election Of Director: George A. Lorch | Mgmt | For | For | For | |||
12.0 | Election Of Director: Dana G. Mead | Mgmt | For | For | For | |||
13.0 | Election Of Director: Suzanne Nora Johnson | Mgmt | For | For | For | |||
14.0 | Election Of Director: William C. Steere, Jr. | Mgmt | For | For | For | |||
15.0 | Proposal To Ratify The Selection Of Kpmg Llp As Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
16.0 | Shareholder Proposal Regarding Stock Options. | ShrHldr | Against | Against | For | |||
17.0 | Shareholder Proposal Requesting Separation Of Chairman And Ceo Roles. | ShrHldr | Against | Against | For | |||
PITNEY BOWES INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Rodney C. Adkins | Mgmt | For | For | For | |||
2.0 | Election Of Director: Michael J. Critelli | Mgmt | For | For | For | |||
3.0 | Election Of Director: Murray D. Martin | Mgmt | For | For | For | |||
4.0 | Election Of Director: Michael I. Roth | Mgmt | For | For | For | |||
5.0 | Election Of Director: Robert E. Weissman | Mgmt | For | For | For | |||
6.0 | Ratification Of The Audit Committee's Selection Of Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual/ Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director W.j. Doyle | Mgmt | For | For | For | |||
1.2 | Director J.w. Estey | Mgmt | For | For | For | |||
1.3 | Director W. Fetzer Iii | Mgmt | For | For | For | |||
1.4 | Director C.s. Hoffman | Mgmt | For | For | For | |||
1.5 | Director D.j. Howe | Mgmt | For | For | For | |||
1.6 | Director A.d. Laberge | Mgmt | For | For | For | |||
1.7 | Director K.g. Martell | Mgmt | For | For | For | |||
1.8 | Director J.j. Mccaig | Mgmt | For | For | For | |||
1.9 | Director M. Mogford | Mgmt | For | For | For | |||
1.10 | Director P.j. Schoenhals | Mgmt | For | For | For | |||
1.11 | Director E.r. Stromberg | Mgmt | For | For | For | |||
1.12 | Director E. Viyella De Paliza | Mgmt | For | For | For | |||
2.0 | The Appointment Of Deloitte & Touche Llp As Auditors Of The Corporation. | Mgmt | For | For | For | |||
3.0 | The Resolution (attached As Appendix B To The Accompanying Management Proxy Circular) Approving The Adoption Of A New Performance Option Plan, The Full Text Of Which Is Attached As Appendix C To The Accompanying Management Proxy Circular. | Mgmt | For | For | For | |||
4.0 | The Shareholder Proposal (attached As Appendix D To The Accompanying Management Proxy Circular). | ShrHldr | Against | Against | For | |||
PPL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Frederick M. Bernthal | Mgmt | For | For | For | |||
1.2 | Director Louise K. Goeser | Mgmt | For | For | For | |||
1.3 | Director Keith H. Williamson | Mgmt | For | For | For | |||
2.0 | Company Proposal To Amend And Restate The Company's Articles Of Incorporation To Eliminate Supermajority Voting Requirements | Mgmt | For | For | For | |||
3.0 | Ratification Of The Appointment Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
PRAXAIR, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Nance K. Dicciani | Mgmt | For | For | For | |||
1.2 | Director Edward G. Galante | Mgmt | For | For | For | |||
1.3 | Director Ira D. Hall | Mgmt | For | For | For | |||
1.4 | Director Raymond W. Leboeuf | Mgmt | For | For | For | |||
1.5 | Director Larry D. Mcvay | Mgmt | For | For | For | |||
1.6 | Director Wayne T. Smith | Mgmt | For | For | For | |||
1.7 | Director H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||
1.8 | Director Robert L. Wood | Mgmt | For | For | For | |||
2.0 | Proposal To Amend The Certificate Of Incorporation Regarding The Election Of Directors By Majority Vote. | Mgmt | For | For | For | |||
3.0 | Proposal To Ratify The Appointment Of The Independent Auditor. | Mgmt | For | For | For | |||
PROGRESS ENERGY, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGN | CUSIP 743263105 | 05/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: J. Bostic | Mgmt | For | For | For | |||
2.0 | Election Of Director: D. Burner | Mgmt | For | For | For | |||
3.0 | Election Of Director: H. Deloach | Mgmt | For | For | For | |||
4.0 | Election Of Director: W. Johnson | Mgmt | For | For | For | |||
5.0 | Election Of Director: R. Jones | Mgmt | For | For | For | |||
6.0 | Election Of Director: W. Jones | Mgmt | For | For | For | |||
7.0 | Election Of Director: E. Mckee | Mgmt | For | For | For | |||
8.0 | Election Of Director: J. Mullin | Mgmt | For | For | For | |||
9.0 | Election Of Director: C. Pryor | Mgmt | For | For | For | |||
10.0 | Election Of Director: C. Saladrigas | Mgmt | For | For | For | |||
11.0 | Election Of Director: T. Stone | Mgmt | For | For | For | |||
12.0 | Election Of Director: A. Tollison | Mgmt | For | For | For | |||
13.0 | Ratification Of The Selection Of Deloitte & Touche Llp As Progress Energy's Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
14.0 | The Proposal Regarding Executive Compensation. | ShrHldr | Against | Against | For | |||
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Conrad K. Harper | Mgmt | For | For | For | |||
1.2 | Director Shirley Ann Jackson | Mgmt | For | For | For | |||
1.3 | Director Thomas A. Renyi | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As Independent Auditor For The Year 2008. | Mgmt | For | For | For | |||
3.0 | Stockholder Proposal Relating To Executive Compensation. | ShrHldr | Against | Against | For | |||
4.0 | Stockholder Proposal Relating To The Nomination Of Directors. | ShrHldr | Against | Against | For | |||
5.0 | Stockholder Proposal Relating To The Election Of Directors. | ShrHldr | Against | Against | For | |||
QUESTAR CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Phillips S. Baker, Jr. | Mgmt | For | For | For | |||
1.2 | Director L. Richard Flury | Mgmt | For | For | For | |||
1.3 | Director Bruce A. Williamson | Mgmt | For | For | For | |||
1.4 | Director James A. Harmon | Mgmt | For | For | For | |||
2.0 | Ratification Of Independent Accounting Firm | Mgmt | For | For | For | |||
3.0 | Declassification Of Board Of Directors | Mgmt | N/A | For | N/A | |||
R.R. DONNELLEY & SONS COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP 257867101 | 05/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Thomas J. Quinlan, Iii | Mgmt | For | For | For | |||
2.0 | Election Of Director: Stephen M. Wolf | Mgmt | For | For | For | |||
3.0 | Election Of Director: Lee A. Chaden | Mgmt | For | For | For | |||
4.0 | Election Of Director: E.v. (rick) Goings | Mgmt | For | For | For | |||
5.0 | Election Of Director: Judith H. Hamilton | Mgmt | For | For | For | |||
6.0 | Election Of Director: Thomas S. Johnson | Mgmt | For | For | For | |||
7.0 | Election Of Director: John C. Pope | Mgmt | For | For | For | |||
8.0 | Election Of Director: Michael T. Riordan | Mgmt | For | For | For | |||
9.0 | Election Of Director: Oliver R. Sockwell | Mgmt | For | For | For | |||
10.0 | Ratification Of The Company's Auditors. | Mgmt | For | For | For | |||
11.0 | Approval Of Amended 2004 Performance Incentive Plan. | Mgmt | For | For | For | |||
12.0 | Stockholder Proposal With Respect To A Sustainable Forestry Report. | ShrHldr | Against | Against | For | |||
13.0 | Stockholder Proposal With Respect To Special Stockholder Meetings. | ShrHldr | Against | Against | For | |||
ROCKWELL AUTOMATION, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Bruce M. Rockwell | Mgmt | For | For | For | |||
1.2 | Director Joseph F. Toot, Jr. | Mgmt | For | For | For | |||
2.0 | To Approve The Selection Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | To Approve The Rockwell Automation, Inc. 2008 Long-term Incentives Plan. | Mgmt | For | For | For | |||
ROSS STORES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Stuart G. Moldaw | Mgmt | For | For | For | |||
1.2 | Director George P. Orban | Mgmt | For | For | For | |||
1.3 | Director Donald H. Seiler | Mgmt | For | For | For | |||
2.0 | To Approve Adoption Of The Ross Stores, Inc. 2008 Equity Incentive Plan. | Mgmt | For | Against | Against | |||
3.0 | To Ratify The Appointment Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending January 31, 2009. | Mgmt | For | For | For | |||
ROYAL CARIBBEAN CRUISES LTD. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCL | CUSIP V7780T103 | 05/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Laura D.s. Laviada | Mgmt | For | For | For | |||
1.2 | Director Eyal Ofer | Mgmt | For | For | For | |||
1.3 | Director William K. Reilly | Mgmt | For | For | For | |||
1.4 | Director A. Alexander Wilhelmsen | Mgmt | For | For | For | |||
2.0 | Approval Of Royal Caribbean Cruises Ltd. 2008 Equity Plan. | Mgmt | For | For | For | |||
3.0 | Ratification Of Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Certified Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
4.0 | The Shareholder Proposal Set Forth In The Accompanying Proxy Statement. | ShrHldr | Against | Against | For | |||
ROYAL DUTCH SHELL PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSA | CINS 780259206 | 05/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Adoption Of Annual Report & Accounts | Mgmt | For | For | For | |||
2.0 | Approval Of Remuneration Report | Mgmt | For | For | For | |||
3.0 | Election Of Dr. Josef Ackermann As A Director Of The Company | Mgmt | For | For | For | |||
4.0 | Re-election Of Sir Peter Job As A Director Of The Company | Mgmt | For | For | For | |||
5.0 | Re-election Of Lawrence Ricciardi As A Director Of The Company | Mgmt | For | For | For | |||
6.0 | Re-election Of Peter Voser As A Director Of The Company | Mgmt | For | For | For | |||
7.0 | Re-appointment Of Auditors | Mgmt | For | For | For | |||
8.0 | Remuneration Of Auditors | Mgmt | For | For | For | |||
9.0 | Authority To Allot Shares | Mgmt | For | For | For | |||
10.0 | Disapplication Of Pre-emption Rights | Mgmt | For | For | For | |||
11.0 | Authority To Purchase Own Shares | Mgmt | For | For | For | |||
12.0 | Authority For Certain Donations And Expenditure | Mgmt | For | For | For | |||
13.0 | Amendments To Long-term Incentive Plan | Mgmt | For | For | For | |||
14.0 | Amendments To Restricted Share Plan | Mgmt | For | For | For | |||
15.0 | Adoption Of New Articles Of Association | Mgmt | For | For | For | |||
SAP AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS 803054204 | 06/03/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Resolution On The Appropriation Of The Retained Earnings Of The Fiscal Year 2007 | Mgmt | For | For | For | |||
2.0 | Resolution On The Formal Approval Of The Acts Of The Executive Board In The Fiscal Year 2007 | Mgmt | For | For | For | |||
3.0 | Resolution On The Formal Approval Of The Acts Of The Supervisory Board In The Fiscal Year 2007 | Mgmt | For | For | For | |||
4.0 | Appointment Of The Auditor Of The Financial Statements And Group Financial Statements For The Fiscal Year 2008 | Mgmt | For | For | For | |||
5.0 | Election To The Supervisory Board | Mgmt | For | For | For | |||
6.0 | Resolution On The Authorization To Acquire And Use Treasury Shares, All As More Fully Described In The Proxy Statement | Mgmt | For | For | For | |||
7.0 | Resolution On The Authorization To Use Existing Treasury Shares, All As More Fully Described In The Proxy Statement | Mgmt | For | For | For | |||
8.0 | Resolution On The Authorization To Use Equity Derivatives In Connection With The Acquisition Of Treasury Shares | Mgmt | For | For | For | |||
9.0 | Resolution On The Amendment Of Section 4 Of The Articles Of Incorporation Due To The Expiry Of Authorized Capital Iii | Mgmt | For | For | For | |||
10.0 | Resolution On The Amendment Of Section 23 Of The Articles Of Incorporation, All As More Fully Described In The Proxy Statement | Mgmt | For | For | For | |||
SCHERING-PLOUGH CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CUSIP 806605101 | 05/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Hans W. Becherer | Mgmt | For | For | For | |||
1.2 | Director Thomas J. Colligan | Mgmt | For | For | For | |||
1.3 | Director Fred Hassan | Mgmt | For | For | For | |||
1.4 | Director C. Robert Kidder | Mgmt | For | For | For | |||
1.5 | Director Eugene R. Mcgrath | Mgmt | For | For | For | |||
1.6 | Director Carl E. Mundy, Jr. | Mgmt | For | For | For | |||
1.7 | Director Antonio M. Perez | Mgmt | For | For | For | |||
1.8 | Director Patricia F. Russo | Mgmt | For | For | For | |||
1.9 | Director Jack L. Stahl | Mgmt | For | For | For | |||
1.10 | Director Craig B. Thompson, M.d. | Mgmt | For | For | For | |||
1.11 | Director Kathryn C. Turner | Mgmt | For | For | For | |||
1.12 | Director Robert F.w. Van Oordt | Mgmt | For | For | For | |||
1.13 | Director Arthur F. Weinbach | Mgmt | For | For | For | |||
2.0 | Ratify The Designation Of Deloitte & Touche Llp To Audit The Books And Accounts For 2008. | Mgmt | For | For | For | |||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director P. Camus | Mgmt | For | For | For | |||
1.2 | Director J.s. Gorelick | Mgmt | For | For | For | |||
1.3 | Director A. Gould | Mgmt | For | For | For | |||
1.4 | Director T. Isaac | Mgmt | For | For | For | |||
1.5 | Director N. Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Director A. Lajous | Mgmt | For | For | For | |||
1.7 | Director M.e. Marks | Mgmt | For | For | For | |||
1.8 | Director D. Primat | Mgmt | For | For | For | |||
1.9 | Director L.r. Reif | Mgmt | For | For | For | |||
1.10 | Director T.i. Sandvold | Mgmt | For | For | For | |||
1.11 | Director N. Seydoux | Mgmt | For | For | For | |||
1.12 | Director L.g. Stuntz | Mgmt | For | For | For | |||
2.0 | Adoption And Approval Of Financials And Dividends | Mgmt | For | For | For | |||
3.0 | Approval Of Adoption Of The Schlumberger 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4.0 | Approval Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
SEAGATE TECHNOLOGY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945J104 | 10/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Elect Frank J. Biondi, Jr. As A Director | Mgmt | For | For | For | |||
2.0 | Elect William W. Bradley As A Director | Mgmt | For | For | For | |||
3.0 | Elect James A. Davidson As A Director | Mgmt | For | For | For | |||
4.0 | Elect Donald E. Kiernan As A Director | Mgmt | For | For | For | |||
5.0 | Elect Stephen J. Luczo As A Director | Mgmt | For | For | For | |||
6.0 | Elect David F. Marquardt As A Director | Mgmt | For | For | For | |||
7.0 | Elect Lydia M. Marshall As A Director | Mgmt | For | For | For | |||
8.0 | Elect C.s. Park As A Director | Mgmt | For | For | For | |||
9.0 | Elect Gregorio Reyes As A Director | Mgmt | For | For | For | |||
10.0 | Elect John W. Thompson As A Director | Mgmt | For | For | For | |||
11.0 | Elect William D. Watkins As A Director | Mgmt | For | For | For | |||
12.0 | Proposal To Approve Amendments To Seagate Technology's 2004 Stock Compensation Plan. | Mgmt | For | Against | Against | |||
13.0 | Proposal To Ratify The Appointment Of Ernst & Young Llp To Serve As Independent Registered Accounting Firm Of Seagate Technology For The Fiscal Year Ending June 27, 2008. | Mgmt | For | For | For | |||
SONOCO PRODUCTS COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SON | CUSIP 835495102 | 04/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director C.j. Bradshaw* | Mgmt | For | For | For | |||
1.2 | Director J.l. Coker* | Mgmt | For | For | For | |||
1.3 | Director L.w. Newton* | Mgmt | For | For | For | |||
1.4 | Director M.d. Oken* | Mgmt | For | For | For | |||
1.5 | Director P.r. Rollier** | Mgmt | For | For | For | |||
2.0 | To Approve The 2008 Long-term Incentive Plan. | Mgmt | For | For | For | |||
3.0 | To Ratify The Selection Of Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm For The Company. | Mgmt | For | For | For | |||
SOUTHWEST AIRLINES CO. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director David W. Biegler | Mgmt | For | For | For | |||
1.2 | Director Louis E. Caldera | Mgmt | For | For | For | |||
1.3 | Director C. Webb Crockett | Mgmt | For | For | For | |||
1.4 | Director William H. Cunningham | Mgmt | For | For | For | |||
1.5 | Director Travis C. Johnson | Mgmt | For | For | For | |||
1.6 | Director Gary C. Kelly | Mgmt | For | For | For | |||
1.7 | Director Nancy B. Loeffler | Mgmt | For | For | For | |||
1.8 | Director John T. Montford* | Mgmt | For | For | For | |||
2.0 | Ratification Of The Selection Of Ernst & Young Llp As The Company's Independent Auditors For The Fiscal Year Ending December 31, 2008. | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal: Directors To Be Elected By Majority Vote Bylaw. | ShrHldr | Against | For | Against | |||
4.0 | Shareholder Proposal: Independent Compensation Committee. | ShrHldr | Against | Against | For | |||
5.0 | Shareholder Proposal: Sustainability Reporting. | ShrHldr | Against | Against | For | |||
SPECTRA ENERGY CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Paul M. Anderson | Mgmt | For | For | For | |||
1.2 | Director Austin A. Adams | Mgmt | For | For | For | |||
1.3 | Director F. Anthony Comper | Mgmt | For | For | For | |||
1.4 | Director Michael Mcshane | Mgmt | For | For | For | |||
2.0 | Approval Of The Spectra Energy Corp 2007 Long-term Incentive Plan | Mgmt | For | For | For | |||
3.0 | Approval Of The Spectra Energy Corp Executive Short-term Incentive Plan | Mgmt | For | For | For | |||
4.0 | Ratification Of Deloitte & Touche Llp As Spectra Energy's Independent Public Accountant For 2008 | Mgmt | For | For | For | |||
SPECTRA ENERGY CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 10/31/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Pamela L. Carter | Mgmt | For | For | For | |||
1.2 | Director William T. Esrey | Mgmt | For | For | For | |||
1.3 | Director Fred J. Fowler | Mgmt | For | For | For | |||
1.4 | Director Dennis R. Hendrix | Mgmt | For | For | For | |||
2.0 | Proposal To Ratify The Selection Of Deloitte & Touche Llp As Spectra Energy's Independent Public Accountants For 2007. | Mgmt | For | For | For | |||
SPRINT NEXTEL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP 852061100 | 05/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Robert R. Bennett | Mgmt | For | For | For | |||
2.0 | Election Of Director: Gordon M. Bethune | Mgmt | For | For | For | |||
3.0 | Election Of Director: Larry C. Glasscock | Mgmt | For | For | For | |||
4.0 | Election Of Director: James H. Hance, Jr. | Mgmt | For | For | For | |||
5.0 | Election Of Director: Daniel R. Hesse | Mgmt | For | For | For | |||
6.0 | Election Of Director: V. Janet Hill | Mgmt | For | For | For | |||
7.0 | Election Of Director: Irvine O. Hockaday, Jr. | Mgmt | For | For | For | |||
8.0 | Election Of Director: Rodney O'neal | Mgmt | For | For | For | |||
9.0 | Election Of Director: Ralph V. Whitworth | Mgmt | For | For | For | |||
10.0 | To Ratify The Appointment Of Kpmg Llp As The Independent Registered Public Accounting Firm Of Sprint Nextel For 2008. | Mgmt | For | For | For | |||
11.0 | To Vote On A Shareholder Proposal Concerning Special Shareholder Meetings. | ShrHldr | Against | Against | For | |||
SUNOCO, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUN | CUSIP 86764P109 | 05/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director R.j. Darnall | Mgmt | For | For | For | |||
1.2 | Director J.g. Drosdick | Mgmt | For | For | For | |||
1.3 | Director G.w. Edwards | Mgmt | For | For | For | |||
1.4 | Director U.o. Fairbairn | Mgmt | For | For | For | |||
1.5 | Director T.p. Gerrity | Mgmt | For | For | For | |||
1.6 | Director R.b. Greco | Mgmt | For | For | For | |||
1.7 | Director J.p. Jones, Iii | Mgmt | For | For | For | |||
1.8 | Director J.g. Kaiser | Mgmt | For | For | For | |||
1.9 | Director R.a. Pew | Mgmt | For | For | For | |||
1.10 | Director G.j. Ratcliffe | Mgmt | For | For | For | |||
1.11 | Director J.w. Rowe | Mgmt | For | For | For | |||
1.12 | Director J.k. Wulff | Mgmt | For | For | For | |||
2.0 | Approval Of The Sunoco, Inc. Long-term Performance Enhancement Plan Ii. | Mgmt | For | For | For | |||
3.0 | Ratification Of The Appointment Of Ernst & Young Llp As Independent Registered Public Accounting Firm For Fiscal Year 2008. | Mgmt | For | For | For | |||
TARGET CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 05/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Roxanne S. Austin | Mgmt | For | For | For | |||
2.0 | Election Of Director: James A. Johnson | Mgmt | For | For | For | |||
3.0 | Election Of Director: Mary E. Minnick | Mgmt | For | For | For | |||
4.0 | Election Of Director: Derica W. Rice | Mgmt | For | For | For | |||
5.0 | Company Proposal To Ratify The Appointment Of Ernst & Young Llp As Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
TEXAS INSTRUMENTS INCORPORATED | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: J.r. Adams | Mgmt | For | For | For | |||
2.0 | Election Of Director: D.l. Boren | Mgmt | For | For | For | |||
3.0 | Election Of Director: D.a. Carp | Mgmt | For | For | For | |||
4.0 | Election Of Director: C.s. Cox | Mgmt | For | For | For | |||
5.0 | Election Of Director: D.r. Goode | Mgmt | For | For | For | |||
6.0 | Election Of Director: P.h. Patsley | Mgmt | For | For | For | |||
7.0 | Election Of Director: W.r. Sanders | Mgmt | For | For | For | |||
8.0 | Election Of Director: R.j. Simmons | Mgmt | For | For | For | |||
9.0 | Election Of Director: R.k. Templeton | Mgmt | For | For | For | |||
10.0 | Election Of Director: C.t. Whitman | Mgmt | For | For | For | |||
11.0 | Board Proposal To Ratify The Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
12.0 | Stockholder Proposal Regarding Qualifications For Director Nominees. | ShrHldr | Against | Against | For | |||
THE ALLSTATE CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: F. Duane Ackerman | Mgmt | For | For | For | |||
2.0 | Election Of Director: Robert D. Beyer | Mgmt | For | For | For | |||
3.0 | Election Of Director: W. James Farrell | Mgmt | For | For | For | |||
4.0 | Election Of Director: Jack M. Greenberg | Mgmt | For | For | For | |||
5.0 | Election Of Director: Ronald T. Lemay | Mgmt | For | For | For | |||
6.0 | Election Of Director: J. Christopher Reyes | Mgmt | For | For | For | |||
7.0 | Election Of Director: H. John Riley, Jr. | Mgmt | For | For | For | |||
8.0 | Election Of Director: Joshua I. Smith | Mgmt | For | For | For | |||
9.0 | Election Of Director: Judith A. Sprieser | Mgmt | For | For | For | |||
10.0 | Election Of Director: Mary Alice Taylor | Mgmt | For | For | For | |||
11.0 | Election Of Director: Thomas J. Wilson | Mgmt | For | For | For | |||
12.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As Allstate's Independent Registered Public Accountant For 2008. | Mgmt | For | For | For | |||
13.0 | Stockholder Proposal Calling For Cumulative Voting In The Election Of Directors. | ShrHldr | Against | For | Against | |||
14.0 | Stockholder Proposal Seeking The Right To Call Special Shareholder Meetings. | ShrHldr | Against | Against | For | |||
15.0 | Stockholder Proposal Seeking An Advisory Resolution To Ratify Compensation Of The Named Executive Officers. | ShrHldr | Against | Against | For | |||
THE BOEING COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John H. Biggs | Mgmt | For | For | For | |||
2.0 | Election Of Director: John E. Bryson | Mgmt | For | For | For | |||
3.0 | Election Of Director: Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4.0 | Election Of Director: Linda Z. Cook | Mgmt | For | For | For | |||
5.0 | Election Of Director: William M. Daley | Mgmt | For | For | For | |||
6.0 | Election Of Director: Kenneth M. Duberstein | Mgmt | For | For | For | |||
7.0 | Election Of Director: James L. Jones | Mgmt | For | For | For | |||
8.0 | Election Of Director: Edward M. Liddy | Mgmt | For | For | For | |||
9.0 | Election Of Director: John F. Mcdonnell | Mgmt | For | For | For | |||
10.0 | Election Of Director: W. James Mcnerney, Jr. | Mgmt | For | For | For | |||
11.0 | Election Of Director: Mike S. Zafirovski | Mgmt | For | For | For | |||
12.0 | Advisory Vote On Appointment Of Deloitte & Touche Llp As Independent Auditor. | Mgmt | For | For | For | |||
13.0 | Prepare A Report On Foreign Military Sales | ShrHldr | Against | Against | For | |||
14.0 | Adopt Health Care Principles | ShrHldr | Against | Against | For | |||
15.0 | Adopt, Implement And Monitor Human Rights Policies | ShrHldr | Against | Against | For | |||
16.0 | Require An Independent Lead Director | ShrHldr | Against | Against | For | |||
17.0 | Require Performance-based Stock Options | ShrHldr | Against | Against | For | |||
18.0 | Require An Advisory Vote On Named Executive Officer Compensation | ShrHldr | Against | Against | For | |||
19.0 | Require Shareholder Approval Of Future Severance Arrangements | ShrHldr | Against | Against | For | |||
THE COCA-COLA COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Herbert A. Allen | Mgmt | For | For | For | |||
2.0 | Election Of Director: Ronald W. Allen | Mgmt | For | For | For | |||
3.0 | Election Of Director: Cathleen P. Black | Mgmt | For | For | For | |||
4.0 | Election Of Director: Barry Diller | Mgmt | For | For | For | |||
5.0 | Election Of Director: Alexis M. Herman | Mgmt | For | For | For | |||
6.0 | Election Of Director: E. Neville Isdell | Mgmt | For | For | For | |||
7.0 | Election Of Director: Muhtar Kent | Mgmt | For | For | For | |||
8.0 | Election Of Director: Donald R. Keough | Mgmt | For | For | For | |||
9.0 | Election Of Director: Donald F. Mchenry | Mgmt | For | For | For | |||
10.0 | Election Of Director: Sam Nunn | Mgmt | For | For | For | |||
11.0 | Election Of Director: James D. Robinson Iii | Mgmt | For | For | For | |||
12.0 | Election Of Director: Peter V. Ueberroth | Mgmt | For | For | For | |||
13.0 | Election Of Director: Jacob Wallenberg | Mgmt | For | For | For | |||
14.0 | Election Of Director: James B. Williams | Mgmt | For | For | For | |||
15.0 | Ratification Of The Appointment Of Ernst & Young Llp As Independent Auditors | Mgmt | For | For | For | |||
16.0 | Approval Of The Coca-cola Company 2008 Stock Option Plan | Mgmt | For | Against | Against | |||
17.0 | Shareowner Proposal Regarding An Advisory Vote On Executive Compensation | ShrHldr | Against | Against | For | |||
18.0 | Shareowner Proposal Regarding An Independent Board Chair | ShrHldr | Against | Against | For | |||
19.0 | Shareowner Proposal Regarding A Board Committee On Human Rights | ShrHldr | Against | Against | For | |||
THE DOW CHEMICAL COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Arnold A. Allemang | Mgmt | For | For | For | |||
1.2 | Director Jacqueline K. Barton | Mgmt | For | For | For | |||
1.3 | Director James A. Bell | Mgmt | For | For | For | |||
1.4 | Director Jeff M. Fettig | Mgmt | For | For | For | |||
1.5 | Director Barbara H. Franklin | Mgmt | For | For | For | |||
1.6 | Director John B. Hess | Mgmt | For | For | For | |||
1.7 | Director Andrew N. Liveris | Mgmt | For | For | For | |||
1.8 | Director Geoffery E. Merszei | Mgmt | For | For | For | |||
1.9 | Director Dennis H. Reilley | Mgmt | For | For | For | |||
1.10 | Director James M. Ringler | Mgmt | For | For | For | |||
1.11 | Director Ruth G. Shaw | Mgmt | For | For | For | |||
1.12 | Director Paul G. Stern | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of The Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | Stockholder Proposal On Chemicals With Links To Respiratory Problems. | ShrHldr | Against | Against | For | |||
4.0 | Stockholder Proposal On Environmental Remediation In The Midland Area. | ShrHldr | Against | Against | For | |||
5.0 | Stockholder Proposal On Genetically Engineered Seed. | ShrHldr | Against | Against | For | |||
6.0 | Stockholder Proposal On A Compensation Plan. | ShrHldr | Against | Against | For | |||
THE HOME DEPOT, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: F. Duane Ackerman | Mgmt | For | For | For | |||
2.0 | Election Of Director: David H. Batchelder | Mgmt | For | For | For | |||
3.0 | Election Of Director: Francis S. Blake | Mgmt | For | For | For | |||
4.0 | Election Of Director: Ari Bousbib | Mgmt | For | For | For | |||
5.0 | Election Of Director: Gregory D. Brenneman | Mgmt | For | For | For | |||
6.0 | Election Of Director: Albert P. Carey | Mgmt | For | For | For | |||
7.0 | Election Of Director: Armando Codina | Mgmt | For | For | For | |||
8.0 | Election Of Director: Brian C. Cornell | Mgmt | For | For | For | |||
9.0 | Election Of Director: Bonnie G. Hill | Mgmt | For | For | For | |||
10.0 | Election Of Director: Karen L. Katen | Mgmt | For | For | For | |||
11.0 | To Ratify The Appointment Of Kpmg Llp As The Independent Registered Public Accounting Firm Of The Company For The Fiscal Year Ending February 1, 2009 | Mgmt | For | For | For | |||
12.0 | To Approve The Material Terms Of Officer Performance Goals Under The Management Incentive Plan | Mgmt | For | Against | Against | |||
13.0 | To Approve An Amendment To The Company's Employee Stock Purchase Plan To Increase The Number Of Reserved Shares | Mgmt | For | For | For | |||
14.0 | Shareholder Proposal Regarding Political Nonpartisanship | ShrHldr | Against | Against | For | |||
15.0 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHldr | Against | Against | For | |||
16.0 | Shareholder Proposal Regarding Employment Diversity Report Disclosure | ShrHldr | Against | Against | For | |||
17.0 | Shareholder Proposal Regarding Executive Officer Compensation | ShrHldr | Against | Against | For | |||
18.0 | Shareholder Proposal Regarding Pay-for-superior Performance | ShrHldr | Against | Against | For | |||
THE SOUTHERN COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director J.p. Baranco | Mgmt | For | For | For | |||
1.2 | Director D.j. Bern | Mgmt | For | For | For | |||
1.3 | Director F.s. Blake | Mgmt | For | For | For | |||
1.4 | Director J.a. Boscia | Mgmt | For | For | For | |||
1.5 | Director T.f. Chapman | Mgmt | For | For | For | |||
1.6 | Director H.w. Habermeyer, Jr. | Mgmt | For | For | For | |||
1.7 | Director W.a. Hood, Jr. | Mgmt | For | For | For | |||
1.8 | Director D.m. James | Mgmt | For | For | For | |||
1.9 | Director J.n. Purcell | Mgmt | For | For | For | |||
1.10 | Director D.m. Ratcliffe | Mgmt | For | For | For | |||
1.11 | Director W.g. Smith, Jr. | Mgmt | For | For | For | |||
1.12 | Director G.j. St Pe | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For 2008 | Mgmt | For | For | For | |||
3.0 | Amendment Of Company's By-laws Regarding Majority Voting And Cumulative Voting | Mgmt | For | For | For | |||
4.0 | Amendment Of Company's Certificate Of Incorporation Regarding Cumulative Voting | Mgmt | For | For | For | |||
5.0 | Stockholder Proposal On Environmental Report | ShrHldr | Against | Against | For | |||
THE TRAVELERS COMPANIES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/06/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Alan L. Beller | Mgmt | For | For | For | |||
2.0 | Election Of Director: John H. Dasburg | Mgmt | For | For | For | |||
3.0 | Election Of Director: Janet M. Dolan | Mgmt | For | For | For | |||
4.0 | Election Of Director: Kenneth M. Duberstein | Mgmt | For | For | For | |||
5.0 | Election Of Director: Jay S. Fishman | Mgmt | For | For | For | |||
6.0 | Election Of Director: Lawrence G. Graev | Mgmt | For | For | For | |||
7.0 | Election Of Director: Patricia L. Higgins | Mgmt | For | For | For | |||
8.0 | Election Of Director: Thomas R. Hodgson | Mgmt | For | For | For | |||
9.0 | Election Of Director: Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10.0 | Election Of Director: Robert I. Lipp | Mgmt | For | For | For | |||
11.0 | Election Of Director: Blythe J. Mcgarvie | Mgmt | For | For | For | |||
12.0 | Election Of Director: Glen D. Nelson, Md | Mgmt | For | For | For | |||
13.0 | Election Of Director: Laurie J. Thomsen | Mgmt | For | For | For | |||
14.0 | Proposal To Ratify The Selection Of Kpmg Llp As Travelers' Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
TIME WARNER INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317105 | 05/16/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: James L. Barksdale | Mgmt | For | For | For | |||
2.0 | Election Of Director: Jeffrey L. Bewkes | Mgmt | For | For | For | |||
3.0 | Election Of Director: Stephen F. Bollenbach | Mgmt | For | For | For | |||
4.0 | Election Of Director: Frank J. Caufield | Mgmt | For | For | For | |||
5.0 | Election Of Director: Robert C. Clark | Mgmt | For | For | For | |||
6.0 | Election Of Director: Mathias Dopfner | Mgmt | For | For | For | |||
7.0 | Election Of Director: Jessica P. Einhorn | Mgmt | For | For | For | |||
8.0 | Election Of Director: Reuben Mark | Mgmt | For | For | For | |||
9.0 | Election Of Director: Michael A. Miles | Mgmt | For | For | For | |||
10.0 | Election Of Director: Kenneth J. Novack | Mgmt | For | For | For | |||
11.0 | Election Of Director: Richard D. Parsons | Mgmt | For | For | For | |||
12.0 | Election Of Director: Deborah C. Wright | Mgmt | For | For | For | |||
13.0 | Company Proposal To Amend The Company's Restated Certificate Of Incorporation To Eliminate The Remaining Super-majority Vote Requirements. | Mgmt | For | For | For | |||
14.0 | Company Proposal To Approve The Amended And Restated Time Warner Inc. Annual Bonus Plan For Executive Officers. | Mgmt | For | For | For | |||
15.0 | Ratification Of Auditors. | Mgmt | For | For | For | |||
16.0 | Stockholder Proposal Regarding Separation Of Roles Of Chairman And Ceo. | ShrHldr | Against | Against | For | |||
TYCO ELECTRONICS LTD. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP G9144P105 | 03/10/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Pierre R. Brondeau | Mgmt | For | For | For | |||
1.2 | Director Ram Charan | Mgmt | For | For | For | |||
1.3 | Director Juergen W. Gromer | Mgmt | For | For | For | |||
1.4 | Director Robert M. Hernandez | Mgmt | For | For | For | |||
1.5 | Director Thomas J. Lynch | Mgmt | For | For | For | |||
1.6 | Director Daniel J. Phelan | Mgmt | For | For | For | |||
1.7 | Director Frederic M. Poses | Mgmt | For | For | For | |||
1.8 | Director Lawrence S. Smith | Mgmt | For | For | For | |||
1.9 | Director Paula A. Sneed | Mgmt | For | For | For | |||
1.10 | Director David P. Steiner | Mgmt | For | For | For | |||
1.11 | Director Sandra S. Wijnberg | Mgmt | For | For | For | |||
2.0 | Appointment Of Deloitte & Touche Llp As Tyco Electronics' Independent Auditor And Authorization Of The Audit Committee Of The Board Of Directors To Set The Independent Auditor's Remuneration | Mgmt | For | For | For | |||
TYCO INTERNATIONAL LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G9143X208 | 03/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Dennis C. Blair | Mgmt | For | For | For | |||
1.2 | Director Edward D. Breen | Mgmt | For | For | For | |||
1.3 | Director Brian Duperreault | Mgmt | For | For | For | |||
1.4 | Director Bruce S. Gordon | Mgmt | For | For | For | |||
1.5 | Director Rajiv L. Gupta | Mgmt | For | For | For | |||
1.6 | Director John A. Krol | Mgmt | For | For | For | |||
1.7 | Director Brendan R. O'neill | Mgmt | For | For | For | |||
1.8 | Director William S. Stavropoulos | Mgmt | For | For | For | |||
1.9 | Director Sandra S. Wijnberg | Mgmt | For | For | For | |||
1.10 | Director Jerome B. York | Mgmt | For | For | For | |||
1.11 | Director Timothy M. Donahue | Mgmt | For | For | For | |||
2.0 | Re-appointment Of Deloitte & Touche Llp As Tyco's Independent Auditors And Authorization For The Audit Committee Of The Board Of Directors To Set The Auditors' Remuneration | Mgmt | For | For | For | |||
3.0 | Amendments To The Company's Bye-laws | Mgmt | For | For | For | |||
U.S. BANCORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director To Serve Until The Annual Meeting In 2009: Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2.0 | Election Of Director To Serve Until The Annual Meeting In 2009: Joel W. Johnson | Mgmt | For | For | For | |||
3.0 | Election Of Director To Serve Until The Annual Meeting In 2009: David B. O'maley | Mgmt | For | For | For | |||
4.0 | Election Of Director To Serve Until The Annual Meeting In 2009: O'dell M. Owens, M.d., M.p.h. | Mgmt | For | For | For | |||
5.0 | Election Of Director To Serve Until The Annual Meeting In 2009: Craig D. Schnuck | Mgmt | For | For | For | |||
6.0 | Ratify Selection Of Ernst & Young Llp As Independent Auditor For The 2008 Fiscal Year. | Mgmt | For | For | For | |||
7.0 | Shareholder Proposal: Annual Ratification Of Executive Officer Compensation. | ShrHldr | Against | Against | For | |||
8.0 | Shareholder Proposal: Separate The Roles Of Chairman And Chief Executive Officer. | ShrHldr | Against | Against | For | |||
UNITED PARCEL SERVICE, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Director Michael J. Burns | Mgmt | For | For | For | |||
1.3 | Director D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Director Stuart E. Eizenstat | Mgmt | For | For | For | |||
1.5 | Director Michael L. Eskew | Mgmt | For | For | For | |||
1.6 | Director Ann M. Livermore | Mgmt | For | For | For | |||
1.7 | Director Rudy Markham | Mgmt | For | For | For | |||
1.8 | Director John W. Thompson | Mgmt | For | For | For | |||
1.9 | Director Carol B. Tome | Mgmt | For | For | For | |||
1.10 | Director Ben Verwaayen | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As Ups's Independent Registered Public Accountants For The Year Ending December 31, 2008. | Mgmt | For | For | For | |||
UNITED TECHNOLOGIES CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/09/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Louis R. Chenevert | Mgmt | For | For | For | |||
1.2 | Director George David | Mgmt | For | For | For | |||
1.3 | Director John V. Faraci | Mgmt | For | For | For | |||
1.4 | Director Jean-pierre Garnier | Mgmt | For | For | For | |||
1.5 | Director Jamie S. Gorelick | Mgmt | For | For | For | |||
1.6 | Director Charles R. Lee | Mgmt | For | For | For | |||
1.7 | Director Richard D. Mccormick | Mgmt | For | For | For | |||
1.8 | Director Harold Mcgraw Iii | Mgmt | For | For | For | |||
1.9 | Director Richard B. Myers | Mgmt | For | For | For | |||
1.10 | Director H. Patrick Swygert | Mgmt | For | For | For | |||
1.11 | Director Andre Villeneuve | Mgmt | For | For | For | |||
1.12 | Director Christine Todd Whitman | Mgmt | For | For | For | |||
2.0 | Appointment Of Independent Auditors | Mgmt | For | For | For | |||
3.0 | Approval Of Amendment To The 2005 Long-term Incentive Plan | Mgmt | For | For | For | |||
4.0 | Shareowner Proposal: Principles For Health Care Reform | ShrHldr | Against | Against | For | |||
5.0 | Shareowner Proposal: Global Set Of Corporate Standards | ShrHldr | Against | Against | For | |||
6.0 | Shareowner Proposal: Pay For Superior Performance | ShrHldr | Against | Against | For | |||
7.0 | Shareowner Proposal: Offsets For Foreign Military Sales | ShrHldr | Against | Against | For | |||
VERIZON COMMUNICATIONS INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Richard L. Carrion | Mgmt | For | For | For | |||
2.0 | Election Of Director: M. Frances Keeth | Mgmt | For | For | For | |||
3.0 | Election Of Director: Robert W. Lane | Mgmt | For | For | For | |||
4.0 | Election Of Director: Sandra O. Moose | Mgmt | For | For | For | |||
5.0 | Election Of Director: Joseph Neubauer | Mgmt | For | For | For | |||
6.0 | Election Of Director: Donald T. Nicolaisen | Mgmt | For | For | For | |||
7.0 | Election Of Director: Thomas H. O'brien | Mgmt | For | For | For | |||
8.0 | Election Of Director: Clarence Otis, Jr. | Mgmt | For | For | For | |||
9.0 | Election Of Director: Hugh B. Price | Mgmt | For | For | For | |||
10.0 | Election Of Director: Ivan G. Seidenberg | Mgmt | For | For | For | |||
11.0 | Election Of Director: John W. Snow | Mgmt | For | For | For | |||
12.0 | Election Of Director: John R. Stafford | Mgmt | For | For | For | |||
13.0 | Ratification Of Appointment Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
14.0 | Eliminate Stock Options | ShrHldr | Against | Against | For | |||
15.0 | Gender Identity Nondiscrimination Policy | ShrHldr | Against | Against | For | |||
16.0 | Separate Offices Of Chairman And Ceo | ShrHldr | Against | Against | For | |||
VF CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Mackey J. Mcdonald | Mgmt | For | For | For | |||
1.2 | Director Barbara S. Feigin | Mgmt | For | For | For | |||
1.3 | Director Juan Ernesto De Bedout | Mgmt | For | For | For | |||
1.4 | Director Ursula O. Fairbairn | Mgmt | For | For | For | |||
1.5 | Director Eric C. Wiseman | Mgmt | For | For | For | |||
2.0 | Re-approve Certain Material Terms Of Vf's Amended And Restated Executive Incentive Compensation Plan. | Mgmt | For | For | For | |||
3.0 | Ratification Of The Selection Of Pricewaterhousecoopers Llp As Vf's Independent Registered Public Accounting Firm For The Fiscal Year Ending January 3, 2009. | Mgmt | For | For | For | |||
WACHOVIA CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WB | CUSIP 929903102 | 04/22/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John D. Baker, Ii | Mgmt | For | For | For | |||
2.0 | Election Of Director: Peter C. Browning | Mgmt | For | For | For | |||
3.0 | Election Of Director: John T. Casteen, Iii | Mgmt | For | For | For | |||
4.0 | Election Of Director: Jerry Gitt | Mgmt | For | For | For | |||
5.0 | Election Of Director: William H. Goodwin, Jr. | Mgmt | For | For | For | |||
6.0 | Election Of Director: Maryellen C. Herringer | Mgmt | For | For | For | |||
7.0 | Election Of Director: Robert A. Ingram | Mgmt | For | For | For | |||
8.0 | Election Of Director: Donald M. James | Mgmt | For | For | For | |||
9.0 | Election Of Director: Mackey J. Mcdonald | Mgmt | For | For | For | |||
10.0 | Election Of Director: Joseph Neubauer | Mgmt | For | For | For | |||
11.0 | Election Of Director: Timothy D. Proctor | Mgmt | For | For | For | |||
12.0 | Election Of Director: Ernest S. Rady | Mgmt | For | For | For | |||
13.0 | Election Of Director: Van L. Richey | Mgmt | For | For | For | |||
14.0 | Election Of Director: Ruth G. Shaw | Mgmt | For | For | For | |||
15.0 | Election Of Director: Lanty L. Smith | Mgmt | For | For | For | |||
16.0 | Election Of Director: G. Kennedy Thompson | Mgmt | For | For | For | |||
17.0 | Election Of Director: Dona Davis Young | Mgmt | For | For | For | |||
18.0 | A Wachovia Proposal To Ratify The Appointment Of Kpmg Llp As Auditors For The Year 2008. | Mgmt | For | For | For | |||
19.0 | A Stockholder Proposal Regarding Non-binding Stockholder Vote Ratifying Executive Compensation. | ShrHldr | Against | Against | For | |||
20.0 | A Stockholder Proposal Regarding Reporting Political Contributions. | ShrHldr | Against | Against | For | |||
21.0 | A Stockholder Proposal Regarding The Nomination Of Directors. | ShrHldr | Against | Against | For | |||
WAL-MART STORES, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/06/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Aida M. Alvarez | Mgmt | For | For | For | |||
2.0 | Election Of Director: James W. Breyer | Mgmt | For | For | For | |||
3.0 | Election Of Director: M. Michele Burns | Mgmt | For | For | For | |||
4.0 | Election Of Director: James I. Cash, Jr. | Mgmt | For | For | For | |||
5.0 | Election Of Director: Roger C. Corbett | Mgmt | For | For | For | |||
6.0 | Election Of Director: Douglas N. Daft | Mgmt | For | For | For | |||
7.0 | Election Of Director: David D. Glass | Mgmt | For | For | For | |||
8.0 | Election Of Director: Gregory B. Penner | Mgmt | For | For | For | |||
9.0 | Election Of Director: Allen I. Questrom | Mgmt | For | For | For | |||
10.0 | Election Of Director: H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11.0 | Election Of Director: Arne M. Sorenson | Mgmt | For | For | For | |||
12.0 | Election Of Director: Jim C. Walton | Mgmt | For | For | For | |||
13.0 | Election Of Director: S. Robson Walton | Mgmt | For | For | For | |||
14.0 | Election Of Director: Christopher J. Williams | Mgmt | For | For | For | |||
15.0 | Election Of Director: Linda S. Wolf | Mgmt | For | For | For | |||
16.0 | Approval Of Management Incentive Plan, As Amended And Restated | Mgmt | For | For | For | |||
17.0 | Ratification Of Ernst & Young Llp As Independent Accountants | Mgmt | For | For | For | |||
18.0 | Amend Equal Employment Opportunity Policy | ShrHldr | Against | Against | For | |||
19.0 | Pay-for-superior-performance | ShrHldr | Against | Against | For | |||
20.0 | Recoupment Of Senior Executive Compensation Policy | ShrHldr | Against | Against | For | |||
21.0 | Establish Human Rights Committee | ShrHldr | Against | Against | For | |||
22.0 | Advisory Vote On Executive Compensation | ShrHldr | Against | Against | For | |||
23.0 | Political Contributions Report | ShrHldr | Against | Against | For | |||
24.0 | Social And Reputation Impact Report | ShrHldr | Against | Against | For | |||
25.0 | Special Shareholders' Meeting | ShrHldr | Against | Against | For | |||
WALGREEN CO. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director William C. Foote | Mgmt | For | For | For | |||
1.2 | Director Alan G. Mcnally | Mgmt | For | For | For | |||
1.3 | Director Cordell Reed | Mgmt | For | For | For | |||
1.4 | Director Jeffrey A. Rein | Mgmt | For | For | For | |||
1.5 | Director Nancy M. Schlichting | Mgmt | For | For | For | |||
1.6 | Director David Y. Schwartz | Mgmt | For | For | For | |||
1.7 | Director Alejandro Silva | Mgmt | For | For | For | |||
1.8 | Director James A. Skinner | Mgmt | For | For | For | |||
1.9 | Director Marilou M. Von Ferstel | Mgmt | For | For | For | |||
1.10 | Director Charles R. Walgreen Iii | Mgmt | For | For | For | |||
2.0 | Ratification Of The Appointment Of Deloitte & Touche Llp As Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||
3.0 | Shareholder Proposal Regarding Reports Disclosing Charitable Contributions. | ShrHldr | Against | Against | For | |||
4.0 | Shareholder Proposal Regarding Shareholder Vote On The Adoption, Maintenance Or Extension Of Any Poison Pill. | ShrHldr | Against | For | Against | |||
5.0 | Shareholder Proposal That The Chairman Of The Board Be An Independent Director Who Has Not Previously Served As An Executive Officer Of Walgreen Co. | ShrHldr | Against | For | Against | |||
WASHINGTON MUTUAL, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 939322103 | 04/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Stephen I. Chazen - Term Will Expire In 2009 | Mgmt | For | For | For | |||
2.0 | Election Of Director: Stephen E. Frank - Term Will Expire In 2009 | Mgmt | For | Abstain | Against | |||
3.0 | Election Of Director: Kerry K. Killinger - Term Will Expire In 2009 | Mgmt | For | For | For | |||
4.0 | Election Of Director: Thomas C. Leppert - Term Will Expire In 2009 | Mgmt | For | For | For | |||
5.0 | Election Of Director: Charles M. Lillis - Term Will Expire In 2009 | Mgmt | For | Abstain | Against | |||
6.0 | Election Of Director: Phillip D. Matthews - Term Will Expire In 2009 | Mgmt | For | Abstain | Against | |||
7.0 | Election Of Director: Regina T. Montoya - Term Will Expire In 2009 | Mgmt | For | For | For | |||
8.0 | Election Of Director: Michael K. Murphy - Term Will Expire In 2009 | Mgmt | For | For | For | |||
9.0 | Election Of Director: Margaret Osmer Mcquade - Term Will Expire In 2009 | Mgmt | For | Abstain | Against | |||
10.0 | Election Of Director: Mary E. Pugh - Term Will Expire In 2009 | Mgmt | For | Abstain | Against | |||
11.0 | Election Of Director: William G. Reed, Jr. - Term Will Expire In 2009 | Mgmt | For | For | For | |||
12.0 | Election Of Director: Orin C. Smith - Term Will Expire In 2009 | Mgmt | For | For | For | |||
13.0 | Election Of Director: James H. Stever - Term Will Expire In 2009 | Mgmt | For | Abstain | Against | |||
14.0 | Company Proposal To Ratify The Appointment Of Deloitte & Touche Llp As The Company's Independent Auditor For 2008 | Mgmt | For | For | For | |||
15.0 | Company Proposal To Approve An Amendment To The Company's Amended And Restated 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16.0 | Shareholder Proposal Regarding An Independent Board Chair | ShrHldr | Against | Against | For | |||
17.0 | Shareholder Proposal Regarding The Company's Director Election Process | ShrHldr | Against | Against | For | |||
WASHINGTON MUTUAL, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 939322103 | 06/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Company Proposal To Approve An Amendment To The Amended And Restated Articles Of Incorporation Of The Company To Increase The Number Of Authorized Shares Of Common Stock From 1,600,000,000 To 3,000,000,000 (and, Correspondingly, Increase The Total Number | Mgmt | For | For | For | |||
2.0 | Company Proposal To Approve The Conversion Of The Series S And Series T Preferred Stock Into Common Stock And The Exercise Of Warrants To Purchase Common Stock, In Each Case Issued To The Investors Pursuant To The Company's Recent Equity Investment Transa | Mgmt | For | For | For | |||
WASTE MANAGEMENT, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMI | CUSIP 94106L109 | 05/09/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Proposal To Elect: Pastora San Juan Cafferty | Mgmt | For | For | For | |||
2.0 | Proposal To Elect: Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3.0 | Proposal To Elect: Patrick W. Gross | Mgmt | For | For | For | |||
4.0 | Proposal To Elect: Thomas I. Morgan | Mgmt | For | For | For | |||
5.0 | Proposal To Elect: John C. Pope | Mgmt | For | For | For | |||
6.0 | Proposal To Elect: W. Robert Reum | Mgmt | For | For | For | |||
7.0 | Proposal To Elect: Steven G. Rothmeier | Mgmt | For | For | For | |||
8.0 | Proposal To Elect: David P. Steiner | Mgmt | For | For | For | |||
9.0 | Proposal To Elect: Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10.0 | Proposal To Ratify The Appointment Of Ernst & Young Llp As The Independent Registered Public Accounting Firm For 2008. | Mgmt | For | For | For | |||
11.0 | Proposal Relating To Disclosure Of Political Contributions, If Properly Presented At The Meeting. | ShrHldr | Against | Against | For | |||
WELLS FARGO & COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John S. Chen | Mgmt | For | For | For | |||
2.0 | Election Of Director: Lloyd H. Dean | Mgmt | For | For | For | |||
3.0 | Election Of Director: Susan E. Engel | Mgmt | For | For | For | |||
4.0 | Election Of Director: Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5.0 | Election Of Director: Robert L. Joss | Mgmt | For | For | For | |||
6.0 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||
7.0 | Election Of Director: Richard D. Mccormick | Mgmt | For | For | For | |||
8.0 | Election Of Director: Cynthia H. Milligan | Mgmt | For | For | For | |||
9.0 | Election Of Director: Nicholas G. Moore | Mgmt | For | For | For | |||
10.0 | Election Of Director: Philip J. Quigley | Mgmt | For | For | For | |||
11.0 | Election Of Director: Donald B. Rice | Mgmt | For | For | For | |||
12.0 | Election Of Director: Judith M. Runstad | Mgmt | For | For | For | |||
13.0 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||
14.0 | Election Of Director: John G. Stumpf | Mgmt | For | For | For | |||
15.0 | Election Of Director: Susan G. Swenson | Mgmt | For | For | For | |||
16.0 | Election Of Director: Michael W. Wright | Mgmt | For | For | For | |||
17.0 | Proposal To Ratify Appointment Of Kpmg Llp As Independent Auditors For 2008. | Mgmt | For | For | For | |||
18.0 | Proposal To Approve The Performance-based Compensation Policy. | Mgmt | For | Against | Against | |||
19.0 | Proposal To Approve The Amended And Restated Long-term Incentive Compensation Plan. | Mgmt | For | Against | Against | |||
20.0 | Proposal Regarding A By-laws Amendment To Require An Independent Chairman. | ShrHldr | Against | Against | For | |||
21.0 | Proposal Regarding An Executive Compensation Advisory Vote. | ShrHldr | Against | Against | For | |||
22.0 | Proposal Regarding A Pay-for-superior-performance" Compensation Plan. " | ShrHldr | Against | Against | For | |||
23.0 | Proposal Regarding Human Rights Issues In Investment Policies. | ShrHldr | Against | Against | For | |||
24.0 | Proposal Regarding A Neutral Sexual Orientation Employment Policy. | ShrHldr | Against | Against | For | |||
25.0 | Proposal Regarding A Report On Racial Disparities In Mortgage Lending. | ShrHldr | Against | Against | For | |||
WEYERHAEUSER COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/17/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John I. Kieckhefer | Mgmt | For | For | For | |||
2.0 | Election Of Director: Arnold G. Langbo | Mgmt | For | For | For | |||
3.0 | Election Of Director: Charles R. Williamson | Mgmt | For | For | For | |||
4.0 | Shareholder Proposal On The Chairman Position | ShrHldr | Against | Against | For | |||
5.0 | Approval, On An Advisory Basis, Of The Appointment Of Auditors | Mgmt | For | For | For | |||
WHIRLPOOL CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Herman Cain | Mgmt | For | For | For | |||
2.0 | Election Of Director: Jeff M. Fettig | Mgmt | For | For | For | |||
3.0 | Election Of Director: Miles L. Marsh | Mgmt | For | For | For | |||
4.0 | Election Of Director: Paul G. Stern | Mgmt | For | For | For | |||
5.0 | Stockholder Proposal To Elect Each Director Annually. | ShrHldr | Against | For | Against | |||
6.0 | Stockholder Proposal To Eliminate Supermajority Stockholder Vote Requirements. | ShrHldr | Against | For | Against | |||
WM. WRIGLEY JR. COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWY | CUSIP 982526105 | 03/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: John Rau A Vote Against This Proposal Will Count As A Withheld Vote | Mgmt | For | For | For | |||
2.0 | Election Of Director: Richard K. Smucker A Vote Against This Proposal Will Count As A Withheld Vote | Mgmt | For | For | For | |||
3.0 | Election Of Director: William Wrigley, Jr. A Vote Against This Proposal Will Count As A Withheld Vote | Mgmt | For | For | For | |||
4.0 | To Ratify The Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm (independent Auditors) For The Year Ending December 31, 2008. | Mgmt | For | For | For | |||
WYETH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYE | CUSIP 983024100 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Robert M. Amen | Mgmt | For | For | For | |||
2.0 | Election Of Director: Michael J. Critelli | Mgmt | For | For | For | |||
3.0 | Election Of Director: Robert Essner | Mgmt | For | For | For | |||
4.0 | Election Of Director: John D. Feerick | Mgmt | For | For | For | |||
5.0 | Election Of Director: Frances D. Fergusson | Mgmt | For | For | For | |||
6.0 | Election Of Director: Victor F. Ganzi | Mgmt | For | For | For | |||
7.0 | Election Of Director: Robert Langer | Mgmt | For | For | For | |||
8.0 | Election Of Director: John P. Mascotte | Mgmt | For | For | For | |||
9.0 | Election Of Director: Raymond J. Mcguire | Mgmt | For | For | For | |||
10.0 | Election Of Director: Mary Lake Polan | Mgmt | For | For | For | |||
11.0 | Election Of Director: Bernard Poussot | Mgmt | For | For | For | |||
12.0 | Election Of Director: Gary L. Rogers | Mgmt | For | For | For | |||
13.0 | Election Of Director: John R. Torell Iii | Mgmt | For | For | For | |||
14.0 | Vote To Ratify Pricewaterhousecoopers Llp As Our Independent Registered Public Accounting Firm For 2008 | Mgmt | For | For | For | |||
15.0 | Vote To Amend And Restate The Wyeth 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
16.0 | Vote To Adopt The Wyeth 2008 Non-employee Director Stock Incentive Plan | Mgmt | For | For | For | |||
17.0 | Stockholder Proposal On Reporting The Company's Political Contributions And Trade Association Payments | ShrHldr | Against | Against | For | |||
18.0 | Stockholder Proposal On Adoption Of A By-law For The Recoupment Of Incentive Bonuses | ShrHldr | Against | Against | For | |||
XCEL ENERGY INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director C. Coney Burgess | Mgmt | For | For | For | |||
1.2 | Director Fredric W. Corrigan | Mgmt | For | For | For | |||
1.3 | Director Richard K. Davis | Mgmt | For | For | For | |||
1.4 | Director Roger R. Hemminghaus | Mgmt | For | For | For | |||
1.5 | Director A. Barry Hirschfeld | Mgmt | For | For | For | |||
1.6 | Director Richard C. Kelly | Mgmt | For | For | For | |||
1.7 | Director Douglas W. Leatherdale | Mgmt | For | For | For | |||
1.8 | Director Albert F. Moreno | Mgmt | For | For | For | |||
1.9 | Director Dr. Margaret R. Preska | Mgmt | For | For | For | |||
1.10 | Director A. Patricia Sampson | Mgmt | For | For | For | |||
1.11 | Director Richard H. Truly | Mgmt | For | For | For | |||
1.12 | Director David A. Westerlund | Mgmt | For | For | For | |||
1.13 | Director Timothy V. Wolf | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Deloitte & Touche Llp As Xcel Energy, Inc's Principal Independent Accountants For 2008. | Mgmt | For | For | For | |||
3.0 | To Approve An Amendment To Our Restated Articles Of Incorporation To Adopt A Majority Voting Standard In Uncontested Elections. | Mgmt | For | For | For | |||
4.0 | To Consider A Shareholder Proposal Relating To The Separation Of The Role Of Chairman Of The Board And Chief Executive Officer, If Properly Presented At The Annual Meeting. | ShrHldr | Against | Against | For | |||
5.0 | To Consider A Shareholder Proposal Relating To Comprehensive Health Care Reform, If Properly Presented At The Annual Meeting. | ShrHldr | Against | Against | For | |||
XILINX, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Willem P. Roelandts | Mgmt | For | For | For | |||
1.2 | Director John L. Doyle | Mgmt | For | For | For | |||
1.3 | Director Jerald G. Fishman | Mgmt | For | For | For | |||
1.4 | Director Philip T. Gianos | Mgmt | For | For | For | |||
1.5 | Director William G. Howard, Jr. | Mgmt | For | For | For | |||
1.6 | Director J. Michael Patterson | Mgmt | For | For | For | |||
1.7 | Director Marshall C. Turner | Mgmt | For | For | For | |||
1.8 | Director E.w. Vanderslice | Mgmt | For | For | For | |||
2.0 | Proposal To Amend The Company's 1990 Employee Qualified Stock Purchase Plan To Increase The Number Of Shares Reserved For Issuance Thereunder By 2,000,000 Shares. | Mgmt | For | For | For | |||
3.0 | Proposal To Amend The Company's 2007 Equity Incentive Plan To Increase The Number Of Shares Reserved For Issuance Thereunder By 5,000,000 Shares. | Mgmt | For | Against | Against | |||
4.0 | Proposal To Ratify The Appointment Of Ernst & Young Llp As The Company's External Auditors For Fiscal Year 2008. | Mgmt | For | For | For | |||
XL CAPITAL LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CINS G98255105 | 04/25/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director Herbert N. Haag | Mgmt | For | For | For | |||
1.2 | Director Ellen E. Thrower | Mgmt | For | For | For | |||
1.3 | Director John M. Vereker | Mgmt | For | For | For | |||
2.0 | To Ratify The Appointment Of Pricewaterhousecoopers Llp, New York, New York To Act As The Independent Registered Public Accounting Firm Of The Company For The Fiscal Year Ending December 31, 2008. | Mgmt | For | For | For | |||
3.0 | To Approve The Amendment And Restatement Of The Company's Directors Stock & Option Plan. | Mgmt | For | For | For | |||
YUM! BRANDS, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Director David W. Dorman | Mgmt | For | For | For | |||
1.2 | Director Massimo Ferragamo | Mgmt | For | For | For | |||
1.3 | Director J. David Grissom | Mgmt | For | For | For | |||
1.4 | Director Bonnie G. Hill | Mgmt | For | For | For | |||
1.5 | Director Robert Holland, Jr. | Mgmt | For | For | For | |||
1.6 | Director Kenneth G. Langone | Mgmt | For | For | For | |||
1.7 | Director Jonathan S. Linen | Mgmt | For | For | For | |||
1.8 | Director Thomas C. Nelson | Mgmt | For | For | For | |||
1.9 | Director David C. Novak | Mgmt | For | For | For | |||
1.10 | Director Thomas M. Ryan | Mgmt | For | For | For | |||
1.11 | Director Jing-shyh S. Su | Mgmt | For | For | For | |||
1.12 | Director Jackie Trujillo | Mgmt | For | For | For | |||
1.13 | Director Robert D. Walter | Mgmt | For | For | For | |||
2.0 | Ratification Of Independent Auditors (page 17 Of Proxy) | Mgmt | For | For | For | |||
3.0 | Proposal To Approve An Amendment To The Company's Articles Of Incorporation Requiring A Majority Vote For Election Of A Director In Uncontested Elections (page 19 Of Proxy) | Mgmt | For | For | For | |||
4.0 | Proposal To Approve The Company's Long Term Incentive Plan As Amended (page 21 Of Proxy) | Mgmt | For | For | For | |||
5.0 | Shareholder Proposal Relating To The Macbride Principles (page 32 Of Proxy) | ShrHldr | Against | Against | For | |||
6.0 | Shareholder Proposal Relating To An Advisory Shareholder Vote To Ratify Executive Compensation (page 35 Of Proxy) | ShrHldr | Against | Against | For | |||
7.0 | Shareholder Proposal Relating To Food Supply Chain Security And Sustainability (page 39 Of Proxy) | ShrHldr | Against | Against | For | |||
8.0 | Shareholder Proposal Relating To Animal Welfare (page 42 Of Proxy) | ShrHldr | Against | Against | For | |||
ZIONS BANCORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 04/24/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Election Of Director: Jerry C. Atkin | Mgmt | For | For | For | |||
2.0 | Election Of Director: Stephen D. Quinn | Mgmt | For | For | For | |||
3.0 | Election Of Director: Shelley Thomas Williams | Mgmt | For | For | For | |||
4.0 | To Approve Shareholder Resolution Requesting Board Take Action To Declassify Directors' Terms Of Office. | Mgmt | N/A | For | N/A | |||
5.0 | To Ratify The Appointment Of The Company's Independent Auditors For Fiscal 2008. | Mgmt | For | For | For | |||
6.0 | To Transact Any Other Such Business As May Properly Come Before The Meeting. | Mgmt | N/A | For | N/A | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND, INC.
(Registrant)
By /s/ James K. Dunton |
James K. Dunton, Vice Chairman, President and Principal Executive Officer |
Date: August 27, 2008 |