UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2009 - June 30, 2010
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : American Mutual Fund, Inc. Reporting Period: July 01, 2009 - June 30, 2010 | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect William Daley | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.6 | Elect William Osborn | Mgmt | For | For | For | |||
1.7 | Elect David Owen | Mgmt | For | For | For | |||
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Davis, III | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.3 | Elect Evert Henkes | Mgmt | For | For | For | |||
1.4 | Elect Margaret McGlynn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||
1.7 | Elect Charles Mueller | Mgmt | For | For | For | |||
1.8 | Elect Harvey Saligman | Mgmt | For | For | For | |||
1.9 | Elect Patrick Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack Woodard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Review of Nuclear Facility | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. R. Brooks | Mgmt | For | For | For | |||
2 | Elect Donald Carlton | Mgmt | For | For | For | |||
3 | Elect James Cordes | Mgmt | For | For | For | |||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||
7 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael Morris | Mgmt | For | For | For | |||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||
10 | Elect Richard Sandor | Mgmt | For | For | For | |||
11 | Elect Kathryn Sullivan | Mgmt | For | For | For | |||
12 | Elect Sara Tucker | Mgmt | For | For | For | |||
13 | Elect John Turner | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Jerry Choate | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Frederick Gluck | Mgmt | For | For | For | |||
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
8 | Elect Frank Herringer | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Doyle | Mgmt | For | For | For | |||
5 | Elect John Hodgson | Mgmt | For | For | For | |||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
7 | Elect Neil Novich | Mgmt | For | For | For | |||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
9 | Elect Paul Severino | Mgmt | For | For | For | |||
10 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AOL INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Richard Dalzell | Mgmt | For | For | For | |||
3 | Elect Karen Dykstra | Mgmt | For | For | For | |||
4 | Elect William Hambrecht | Mgmt | For | For | For | |||
5 | Elect Susan Lyne | Mgmt | For | For | For | |||
6 | Elect Patricia Mitchell | Mgmt | For | For | For | |||
7 | Elect Michael Powell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James Stengel | Mgmt | For | For | For | |||
10 | Elect James Wiatt | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amended and Restated 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amended and Restated Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene Fiedorek | Mgmt | For | For | For | |||
2 | Elect Patricia Graham | Mgmt | For | For | For | |||
3 | Elect F. H. Merelli | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bax | Mgmt | For | For | For | |||
2 | Elect Frank English Jr. | Mgmt | For | For | For | |||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Ilene Gordon | Mgmt | For | For | For | |||
5 | Elect David Johnson | Mgmt | For | For | For | |||
6 | Elect James Wimmer | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Senior Management Incentive Plan | Mgmt | For | For | For | |||
AT&T INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||
4 | Elect James Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect James Kelly | Mgmt | For | For | For | |||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||
9 | Elect John McCoy | Mgmt | For | For | For | |||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||
11 | Elect Laura Tyson | Mgmt | For | For | For | |||
12 | Elect Patricia Upton | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Pension Credit Policy | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Charles Noski | Mgmt | For | For | For | |||
1.10 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rolf Borjesson | Mgmt | For | For | For | |||
2 | Elect Peter Mullin | Mgmt | For | For | For | |||
3 | Elect Patrick Siewert | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement and the Interested Persons Stock Repurchase Provision | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Director & Officer Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
1.12 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.13 | Elect James Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 02/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Bies | Mgmt | For | For | For | |||
2 | Elect William Boardman | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHldr | Against | For | Against | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Allison, IV | Mgmt | For | For | For | |||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||
1.6 | Elect Barry Fitzpatrick | Mgmt | For | For | For | |||
1.7 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||
1.8 | Elect L. Vincent Hackley | Mgmt | For | For | For | |||
1.9 | Elect Jane Helm | Mgmt | For | For | For | |||
1.10 | Elect John Howe, III | Mgmt | For | For | For | |||
1.11 | Elect Kelly King | Mgmt | For | For | For | |||
1.12 | Elect James Maynard | Mgmt | For | For | For | |||
1.13 | Elect Albert McCauley | Mgmt | For | For | For | |||
1.14 | Elect J. Holmes Morrison | Mgmt | For | For | For | |||
1.15 | Elect Nido Qubein | Mgmt | For | For | For | |||
1.16 | Elect Thomas Skains | Mgmt | For | For | For | |||
1.17 | Elect Thomas Thompson | Mgmt | For | For | For | |||
1.18 | Elect Stephen Williams | Mgmt | For | For | For | |||
2 | Increase Authorized Shares | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Overdraft Policies | ShrHldr | Against | Against | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect Andre Berard | Mgmt | For | For | For | |||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | |||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.5 | Elect Robert Brown | Mgmt | For | For | For | |||
1.6 | Elect George Cope | Mgmt | For | For | For | |||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | |||
1.8 | Elect Donna Soble Kaufman | Mgmt | For | For | For | |||
1.9 | Elect Brian Levitt | Mgmt | For | For | For | |||
1.10 | Elect Edward Lumley | Mgmt | For | For | For | |||
1.11 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
1.12 | Elect Paul Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BJ Services Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJS | CUSIP 055482103 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||
3 | Elect James Cornelius | Mgmt | For | For | For | |||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Leif Johansson | Mgmt | For | For | For | |||
8 | Elect Alan Lacy | Mgmt | For | For | For | |||
9 | Elect Vicki Sato | Mgmt | For | For | For | |||
10 | Elect Togo West, Jr. | Mgmt | For | For | For | |||
11 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement Applicable to Common Shareholders | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement Applicable to Preferred Shareholders | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Burlington Northern Santa Fe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNI | CUSIP 12189T104 | 02/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
2 | Elect George Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Bruce Downey | Mgmt | For | For | For | |||
6 | Elect John Finn | Mgmt | For | For | For | |||
7 | Elect Gregory Kenny | Mgmt | For | For | For | |||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||
9 | Elect David Raisbeck | Mgmt | For | For | For | |||
10 | Elect Jean Spaulding | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
12 | Elect Laura Weil | Mgmt | For | For | For | |||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Retention of Shares After Retirement | Mgmt | Against | Against | For | |||
CenturyTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William Owens | Mgmt | For | For | For | |||
1.4 | Elect Glen Post III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | 2010 Executive Officer Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Network Management Practices | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Limitations on Executive Compensation | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Linnet Deily | Mgmt | For | For | For | |||
3 | Elect Robert Denham | Mgmt | For | For | For | |||
4 | Elect Robert Eaton | Mgmt | For | For | For | |||
5 | Elect Chuck Hagel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||
8 | Elect George Kirkland | Mgmt | For | For | For | |||
9 | Elect Sam Nunn | Mgmt | For | For | For | |||
10 | Elect Donald Rice | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Charles Shoemate | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Elect Carl Ware | Mgmt | For | For | For | |||
16 | Elect John Watson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Payments to Governments | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||
Cintas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Adolph | Mgmt | For | For | For | |||
2 | Elect Paul Carter | Mgmt | For | For | For | |||
3 | Elect Gerald Dirvin | Mgmt | For | For | For | |||
4 | Elect Richard Farmer | Mgmt | For | For | For | |||
5 | Elect Scott Farmer | Mgmt | For | For | For | |||
6 | Elect Joyce Hergenhan | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
9 | Elect David Phillips | Mgmt | For | For | For | |||
10 | Elect Ronald Tysoe | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHldr | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | For | For | For | |||
ConAgra Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | |||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | |||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.6 | Elect W.G. Jurgensen | Mgmt | For | For | For | |||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | |||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | |||
2 | 2009 Stock Plan | Mgmt | For | Against | Against | |||
3 | Executive Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
12 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
13 | Elect Kathryn Turner | Mgmt | For | For | For | |||
14 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding TRI Chemicals | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John Breaux | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2010 Stock and Incentive Award Plan | Mgmt | For | For | For | |||
Cullen/Frost Bankers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CUSIP 229899109 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Crawford Edwards | Mgmt | For | For | For | |||
1.2 | Elect Ruben Escobedo | Mgmt | For | For | For | |||
1.3 | Elect Patrick Frost | Mgmt | For | For | For | |||
1.4 | Elect David Haemisegger | Mgmt | For | For | For | |||
1.5 | Elect Richard Evans, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Karen Jennings | Mgmt | For | For | For | |||
1.7 | Elect Richard Kleberg, III | Mgmt | For | For | For | |||
1.8 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect David Hughes | Mgmt | For | For | For | |||
1.5 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Connie Mack, III | Mgmt | For | For | For | |||
1.8 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.9 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.10 | Elect Michael Rose | Mgmt | For | For | For | |||
1.11 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Richels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Dominion Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Barr | Mgmt | For | For | For | |||
2 | Elect Peter Brown | Mgmt | For | For | For | |||
3 | Elect George Davidson, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas Farrell, II | Mgmt | For | For | For | |||
5 | Elect John Harris | Mgmt | For | For | For | |||
6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |||
7 | Elect Mark Kington | Mgmt | For | For | For | |||
8 | Elect Margeret McKenna | Mgmt | For | For | For | |||
9 | Elect Frank Royal | Mgmt | For | For | For | |||
10 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect David Wollard | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement to Amend Articles of Incorporation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement Regarding Setting the Exact Number of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement Regarding Removal of a Director for Cause | Mgmt | For | For | For | |||
17 | Clarifying Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Nuclear Power Plant Construction | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
DTE Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CUSIP 233331107 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Allan Gilmour | Mgmt | For | For | For | |||
1.3 | Elect Frank Hennessey | Mgmt | For | For | For | |||
1.4 | Elect Gail McGovern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet, III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
1.8 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.9 | Elect James Rhodes | Mgmt | For | For | For | |||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||
1.11 | Elect Philip Sharp | Mgmt | For | For | For | |||
2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Bodman | Mgmt | For | For | For | |||
2 | Elect Richard Brown | Mgmt | For | For | For | |||
3 | Elect Robert Brown | Mgmt | For | For | For | |||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | |||
5 | Elect Curtis Crawford | Mgmt | For | For | For | |||
6 | Elect Alexander Cutler | Mgmt | For | For | For | |||
7 | Elect John Dillon | Mgmt | For | For | For | |||
8 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||
9 | Elect Marillyn Hewson | Mgmt | For | For | For | |||
10 | Elect Lois Juliber | Mgmt | For | For | For | |||
11 | Elect Ellen Kullman | Mgmt | For | For | For | |||
12 | Elect William Reilly | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendment to Human Rights Policy Regarding Seed Saving Rights | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Bluedorn | Mgmt | For | For | For | |||
2 | Elect Christopher Connor | Mgmt | For | For | For | |||
3 | Elect Michael Critelli | Mgmt | For | For | For | |||
4 | Elect Charles Golden | Mgmt | For | For | For | |||
5 | Elect Ernie Green | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Exclusion of CEOs from Compensation Committee | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens Boersig | Mgmt | For | For | For | |||
1.2 | Elect Carlos Fernandez G. | Mgmt | For | For | For | |||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.4 | Elect Randall Stephenson | Mgmt | For | For | For | |||
1.5 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Re-approval of Performance Measures under the Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the Executive Officer Annual Bonus Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Triggering Event | ShrHldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
4 | Elect Bruce DeMars | Mgmt | For | For | For | |||
5 | Elect Nelson Diaz | Mgmt | For | For | For | |||
6 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
7 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
8 | Elect Paul Joskow | Mgmt | For | For | For | |||
9 | Elect Richard Mies | Mgmt | For | For | For | |||
10 | Elect John Palms | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Thomas Ridge | Mgmt | For | For | For | |||
13 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect John Rowe | Mgmt | For | For | For | |||
15 | Elect Stephen Steinour | Mgmt | For | For | For | |||
16 | Elect Donald Thompson | Mgmt | For | For | For | |||
17 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.9 | Elect George Smart | Mgmt | For | For | For | |||
1.10 | Elect Wes Taylor | Mgmt | For | For | For | |||
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
2 | Elect James Crown | Mgmt | For | For | For | |||
3 | Elect William Fricks | Mgmt | For | For | For | |||
4 | Elect Jay Johnson | Mgmt | For | For | For | |||
5 | Elect George Joulwan | Mgmt | For | For | For | |||
6 | Elect Paul Kaminski | Mgmt | For | For | For | |||
7 | Elect John Keane | Mgmt | For | For | For | |||
8 | Elect Lester Lyles | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Space Weapons | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Sir William Castell | Mgmt | For | For | For | |||
4 | Elect Ann Fudge | Mgmt | For | For | For | |||
5 | Elect Susan Hockfield | Mgmt | For | For | For | |||
6 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
7 | Elect Andrea Jung | Mgmt | For | For | For | |||
8 | Elect Alan Lafley | Mgmt | For | For | For | |||
9 | Elect Robert Lane | Mgmt | For | For | For | |||
10 | Elect Ralph Larsen | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect James Mulva | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect Roger Penske | Mgmt | For | For | For | |||
15 | Elect Robert Swieringa | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Hope | Mgmt | For | For | For | |||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||
11 | Elect Lois Quam | Mgmt | For | For | For | |||
12 | Elect Michael Rose | Mgmt | For | For | For | |||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||
15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Larry Page | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.8 | Elect K. Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Behavorial Advertising | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights in China | ShrHldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
6 | Elect James Hackett | Mgmt | For | For | For | |||
7 | Elect David Lesar | Mgmt | For | For | For | |||
8 | Elect Robert Malone | Mgmt | For | For | For | |||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||
10 | Elect Debra Reed | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.3 | Elect Judson Green | Mgmt | For | For | For | |||
1.4 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Employee Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Director Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicholas Brady | Mgmt | For | For | For | |||
1.2 | Elect Gregory Hill | Mgmt | For | For | For | |||
1.3 | Elect Thomas Kean | Mgmt | For | For | For | |||
1.4 | Elect Frank Olson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
3 | Elect Sari Baldauf | Mgmt | For | For | For | |||
4 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
5 | Elect John Hammergren | Mgmt | For | For | For | |||
6 | Elect Mark Hurd | Mgmt | For | For | For | |||
7 | Elect Joel Hyatt | Mgmt | For | For | For | |||
8 | Elect John Joyce | Mgmt | For | For | For | |||
9 | Elect Robert Ryan | Mgmt | For | For | For | |||
10 | Elect Lucille Salhany | Mgmt | For | For | For | |||
11 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Adopt Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marvin Brailsford | Mgmt | For | For | For | |||
2 | Elect Susan Crown | Mgmt | For | For | For | |||
3 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert McCormack | Mgmt | For | For | For | |||
5 | Elect Robert Morrison | Mgmt | For | For | For | |||
6 | Elect James Skinner | Mgmt | For | For | For | |||
7 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
8 | Elect David Speer | Mgmt | For | For | For | |||
9 | Elect Pamela Strobel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect Cathleen Black | Mgmt | For | For | For | |||
3 | Elect William Brody | Mgmt | For | For | For | |||
4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Taizo Nishimuro | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
12 | Elect Joan Spero | Mgmt | For | For | For | |||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||
14 | Elect Lorenzo Zambrano | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Bronczek | Mgmt | For | For | For | |||
2 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||
3 | Elect John Faraci | Mgmt | For | For | For | |||
4 | Elect Stacey Mobley | Mgmt | For | For | For | |||
5 | Elect John Townsend, III | Mgmt | For | For | For | |||
6 | Elect William Walter | Mgmt | For | For | For | |||
7 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the By-Laws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Michael Johns | Mgmt | For | For | For | |||
4 | Elect Susan Lindquist | Mgmt | For | For | For | |||
5 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
6 | Elect Leo Mullin | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect David Satcher | Mgmt | For | For | For | |||
10 | Elect William Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Robert Barnett | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Gordon Gund | Mgmt | For | For | For | |||
1.3 | Elect Dorothy Johnson | Mgmt | For | For | For | |||
1.4 | Elect Ann Korologos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Alm | Mgmt | For | For | For | |||
2 | Elect Dennis Beresford | Mgmt | For | For | For | |||
3 | Elect John Bergstrom | Mgmt | For | For | For | |||
4 | Elect Abelardo Bru | Mgmt | For | For | For | |||
5 | Elect Robert Decherd | Mgmt | For | For | For | |||
6 | Elect Thomas Falk | Mgmt | For | For | For | |||
7 | Elect Mae Jemison | Mgmt | For | For | For | |||
8 | Elect James Jenness | Mgmt | For | For | For | |||
9 | Elect Ian Read | Mgmt | For | For | For | |||
10 | Elect Linda Rice | Mgmt | For | For | For | |||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Akins | Mgmt | For | For | For | |||
1.2 | Elect Robert Bond | Mgmt | For | For | For | |||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |||
1.4 | Elect David Wang | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraft Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 01/14/2010 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | A PROPOSAL TO APPROVE ISSUING UP TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. | Mgmt | For | N/A | N/A | |||
2 | A PROPOSAL TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. | Mgmt | For | N/A | N/A | |||
Kraft Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |||
2 | Elect Myra Hart | Mgmt | For | For | For | |||
3 | Elect Lois Juliber | Mgmt | For | For | For | |||
4 | Elect Mark Ketchum | Mgmt | For | For | For | |||
5 | Elect Richard Lerner | Mgmt | For | For | For | |||
6 | Elect Mackey McDonald | Mgmt | For | For | For | |||
7 | Elect John Pope | Mgmt | For | For | For | |||
8 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Elect Frank Zarb | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Avery | Mgmt | For | For | For | |||
1.2 | Elect William Cunningham | Mgmt | For | For | For | |||
1.3 | Elect William Payne | Mgmt | For | For | For | |||
1.4 | Elect Patrick Pittard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Lee | Mgmt | For | For | For | |||
1.3 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.4 | Elect Richard Moley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | 2009 Executive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For | |||
2 | Elect Nolan Archibald | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Gwendolyn King | Mgmt | For | For | For | |||
6 | Elect James Loy | Mgmt | For | For | For | |||
7 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
8 | Elect Joseph Ralston | Mgmt | For | For | For | |||
9 | Elect James Schneider | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Space Weapons | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bernauer | Mgmt | For | For | For | |||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.3 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.4 | Elect Robert Niblock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Manpower Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gina Boswell | Mgmt | For | For | For | |||
1.2 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.3 | Elect Terry Hueneke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Articles to Provide For Majority Vote For Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to Bylaws to Provide For Majority Vote For Election of Directors | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect David Daberko | Mgmt | For | For | For | |||
4 | Elect William Davis, III | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Michael Phelps | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Seth Schofield | Mgmt | For | For | For | |||
11 | Elect John Snow | Mgmt | For | For | For | |||
12 | Elect Thomas Usher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Baker | Mgmt | For | For | For | |||
2 | Elect Zachary Carter | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Oscar Fanjul | Mgmt | For | For | For | |||
5 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||
8 | Elect Marc Oken | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Dean Scarborough | Mgmt | For | For | For | |||
10 | Elect Christopher Sinclair | Mgmt | For | For | For | |||
11 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
12 | Elect Kathy White | Mgmt | For | For | For | |||
13 | 2010 Equity and Long-Term Compensation Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 12/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Executive Bonus Plan | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter Massey | Mgmt | For | For | For | |||
2 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger Stone | Mgmt | For | For | For | |||
4 | Elect Miles White | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHldr | Against | Against | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||
3 | Elect James Kaiser | Mgmt | For | For | For | |||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||
5 | Elect James Kilts | Mgmt | For | For | For | |||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||
11 | Elect Edward Straw | Mgmt | For | For | For | |||
12 | Elect Jane Warner | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.3 | Elect William Hawkins | Mgmt | For | For | For | |||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.5 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.8 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect Steven Goldstone | Mgmt | For | For | For | |||
6 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
7 | Elect Harry Jacobson | Mgmt | For | For | For | |||
8 | Elect William Kelley | Mgmt | For | For | For | |||
9 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect Carlos Represas | Mgmt | For | For | For | |||
12 | Elect Patricia Russo | Mgmt | For | For | For | |||
13 | Elect Thomas Shenk | Mgmt | For | For | For | |||
14 | Elect Anne Tatlock | Mgmt | For | For | For | |||
15 | Elect Craig Thompson | Mgmt | For | For | For | |||
16 | Elect Wendell Weeks | Mgmt | For | For | For | |||
17 | Elect Peter Wendell | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |||
20 | 2010 Non-Employee Directors Stock Option Plan | Mgmt | For | For | For | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Gates, III | Mgmt | For | For | For | |||
2 | Elect Steven Ballmer | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank AtLee, III | Mgmt | For | For | For | |||
2 | Elect David Chicoine | Mgmt | For | For | For | |||
3 | Elect Arthur Harper | Mgmt | For | For | For | |||
4 | Elect Gwendolyn King | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
NOKIA OYJ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Lalita Gupte | Mgmt | For | For | For | |||
6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | For | For | |||
6.4 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For | |||
6.5 | Elect Per Karlsson | Mgmt | For | For | For | |||
6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.7 | Elect Jorma Ollila | Mgmt | For | For | For | |||
6.8 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.10 | Elect Keijo Suila | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Alston Correll | Mgmt | For | For | For | |||
3 | Elect Landon Hilliard | Mgmt | For | For | For | |||
4 | Elect Burton Joyce | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to Articles of Incorporation to Declassify the Board | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Amendment to the Executive Management Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | CUSIP 665859104 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Bynoe | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
1.3 | Elect Susan Crown | Mgmt | For | For | For | |||
1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||
1.5 | Elect Robert Lane | Mgmt | For | For | For | |||
1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||
1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.8 | Elect John Rowe | Mgmt | For | For | For | |||
1.9 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||
1.12 | Elect Charles Tribbett III | Mgmt | For | For | For | |||
1.13 | Elect Frederick Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Thomas Fargo | Mgmt | For | For | For | |||
4 | Elect Victor Fazio | Mgmt | For | For | For | |||
5 | Elect Donald Felsinger | Mgmt | For | For | For | |||
6 | Elect Stephen Frank | Mgmt | For | For | For | |||
7 | Elect Bruce Gordon | Mgmt | For | For | For | |||
8 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl Krapek | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect Aulana Peters | Mgmt | For | For | For | |||
12 | Elect Kevin Sharer | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Certificate Regarding to the Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment Certificate of Northrop Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendment Regarding Advisory Vote on Compensation Policy | Mgmt | For | For | For | |||
6 | Elect Marjorie Yang | Mgmt | For | For | For | |||
7 | Elect Daniel Vasella | Mgmt | For | For | For | |||
8 | Elect Hans-Jorg Rudloff | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Wren | Mgmt | For | For | For | |||
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
1.3 | Elect Alan Batkin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert Clark | Mgmt | For | For | For | |||
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Errol Cook | Mgmt | For | For | For | |||
1.7 | Elect Susan Denison | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael Henning | Mgmt | For | Withhold | Against | |||
1.9 | Elect John Murphy | Mgmt | For | For | For | |||
1.10 | Elect John Purcell | Mgmt | For | For | For | |||
1.11 | Elect Linda Rice | Mgmt | For | Withhold | Against | |||
1.12 | Elect Gary Roubos | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | 2010 Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Grant Inman | Mgmt | For | For | For | |||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||
5 | Elect Jonathan Judge | Mgmt | For | For | For | |||
6 | Elect Joseph Tucci | Mgmt | For | For | For | |||
7 | Elect Joseph Velli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Pentair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP 709631105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glynis A. Bryan | Mgmt | For | For | For | |||
2 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Elect William T. Monahan | Mgmt | For | For | For | |||
5 | Amendment to the 2008 Omnibus Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Public Policy Issues | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect Robert Burt | Mgmt | For | For | For | |||
5 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
6 | Elect Frances Fergusson | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Constance Horner | Mgmt | For | For | For | |||
9 | Elect James Kilts | Mgmt | For | For | For | |||
10 | Elect Jeffrey Kindler | Mgmt | For | For | For | |||
11 | Elect George Lorch | Mgmt | For | For | For | |||
12 | Elect John Mascotte | Mgmt | For | For | For | |||
13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
14 | Elect Stephen Sanger | Mgmt | For | For | For | |||
15 | Elect William Steere, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Amendment to Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Stock Option Policy | ShrHldr | Against | Against | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect Ernie Green | Mgmt | For | For | For | |||
3 | Elect John McFarlane | Mgmt | For | For | For | |||
4 | Elect Eduardo Menasce | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to Declassify the Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stuart Graham | Mgmt | For | For | For | |||
1.2 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.3 | Elect Craig Rogerson | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.3 | Elect Edward Galante | Mgmt | For | For | For | |||
1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.5 | Elect Ira Hall | Mgmt | For | For | For | |||
1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.7 | Elect Larry McVay | Mgmt | For | For | For | |||
1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.9 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Progress Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGN | CUSIP 743263105 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect James Bostic, Jr. | Mgmt | For | For | For | |||
3 | Elect Harris DeLoach | Mgmt | For | For | For | |||
4 | Elect James Hyler, Jr. | Mgmt | For | For | For | |||
5 | Elect William Johnson | Mgmt | For | For | For | |||
6 | Elect Robert Jones | Mgmt | For | For | For | |||
7 | Elect W. Steven Jones | Mgmt | For | For | For | |||
8 | Elect Melquiades Martinez | Mgmt | For | For | For | |||
9 | Elect E. Marie McKee | Mgmt | For | For | For | |||
10 | Elect John Mullin, III | Mgmt | For | For | For | |||
11 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |||
12 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||
13 | Elect Theresa Stone | Mgmt | For | For | For | |||
14 | Elect Alfred Tollison, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For | |||
2 | Elect Conrad Harper | Mgmt | For | For | For | |||
3 | Elect William Hickey | Mgmt | For | For | For | |||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect David Lilley | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard Swift | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Teresa Beck | Mgmt | For | For | For | |||
1.2 | Elect R. D. Cash | Mgmt | For | For | For | |||
1.3 | Elect James Harmon | Mgmt | For | For | For | |||
1.4 | Elect Robert McKee III | Mgmt | For | For | For | |||
1.5 | Elect Gary Michael | Mgmt | For | For | For | |||
1.6 | Elect Charles Stanley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Annual Management Incentive Plan II | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
R.R. Donnelley & Sons Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP 257867101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |||
2 | Elect Stephen Wolf | Mgmt | For | For | For | |||
3 | Elect Lee Chaden | Mgmt | For | For | For | |||
4 | Elect Judith Hamilton | Mgmt | For | For | For | |||
5 | Elect Susan Ivey | Mgmt | For | For | For | |||
6 | Elect Thomas Johnson | Mgmt | For | For | For | |||
7 | Elect John Pope | Mgmt | For | For | For | |||
8 | Elect Michael Riordan | Mgmt | For | For | For | |||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding a Sustainable Procurement Policy | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | For | Against | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O'Connor | Mgmt | For | For | For | |||
2 | Elect John Croghan | Mgmt | For | For | For | |||
3 | Elect James Crownover | Mgmt | For | For | For | |||
4 | Elect William Flynn | Mgmt | For | For | For | |||
5 | Elect David Foley | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
8 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
9 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||
10 | Elect Allan Sorensen | Mgmt | For | For | For | |||
11 | Elect John Trani | Mgmt | For | For | For | |||
12 | Elect Michael Wickham | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Johnson | Mgmt | For | For | For | |||
1.2 | Elect William McCormick, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Keith Nosbusch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Long-Term Incentives Plan | Mgmt | For | Against | Against | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259107 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |||
8 | Elect Wim Kok | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
11 | Elect Jorma Ollila | Mgmt | For | For | For | |||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
13 | Elect Peter Voser | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Scrip Dividend | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Adoption of New Articles | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Report on Oil Sands Projects | Mgmt | Against | Against | For | |||
SAP AG (ADR) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amend Article 17(3) | Mgmt | For | For | For | |||
8 | Amend Article 18(2) | Mgmt | For | For | For | |||
9 | Amend Article 18(5) | Mgmt | For | For | For | |||
10 | Amend Article 18(6) | Mgmt | For | For | For | |||
11 | Amend Article 19(2) | Mgmt | For | For | For | |||
12 | Amend Article 20(4) | Mgmt | For | For | For | |||
13 | Cancel Existing Authorized Capital I & II | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
15 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
16 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Sara Lee Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLE | CUSIP 803111103 | 10/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brenda Barnes | Mgmt | For | For | For | |||
2 | Elect Christopher Begley | Mgmt | For | For | For | |||
3 | Elect Crandall Bowles | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Cornelis van Lede | Mgmt | For | For | For | |||
8 | Elect John McAdam | Mgmt | For | For | For | |||
9 | Elect Sir Ian Prosser | Mgmt | For | For | For | |||
10 | Elect Norman Sorensen | Mgmt | For | For | For | |||
11 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||
12 | Elect Jonathan Ward | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Michael Marks | Mgmt | For | For | For | |||
1.8 | Elect Leo Reif | Mgmt | For | For | For | |||
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
1.11 | Elect Peter Currie | Mgmt | For | For | For | |||
1.12 | Elect K.V. Kamath | Mgmt | For | For | For | |||
2 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect Douglas Brooks | Mgmt | For | For | For | |||
3 | Elect William Cunningham | Mgmt | For | For | For | |||
4 | Elect John Denison | Mgmt | For | For | For | |||
5 | Elect Travis Johnson | Mgmt | For | For | For | |||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
8 | Elect John Montford | Mgmt | For | For | For | |||
9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Esrey | Mgmt | For | For | For | |||
1.2 | Elect Gregory Ebel | Mgmt | For | For | For | |||
1.3 | Elect Pamela Carter | Mgmt | For | For | For | |||
1.4 | Elect Peter Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Dennis Hendrix | Mgmt | For | For | For | |||
1.6 | Elect Michael Phelps | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Staples Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Long Term Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Ronald Logue | Mgmt | For | For | For | |||
11 | Elect Richard Sergel | Mgmt | For | For | For | |||
12 | Elect Ronald Skates | Mgmt | For | For | For | |||
13 | Elect Gregory Summe | Mgmt | For | For | For | |||
14 | Elect Robert Weissman | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
Sunoco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUN | CUSIP 86764P109 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Edwards | Mgmt | For | For | For | |||
1.2 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||
1.3 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.4 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
1.5 | Elect John Jones, III | Mgmt | For | For | For | |||
1.6 | Elect James Kaiser | Mgmt | For | For | For | |||
1.7 | Elect John Rowe | Mgmt | For | For | For | |||
1.8 | Elect John Wulff | Mgmt | For | For | For | |||
2 | Senior Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Long-Term Performance Enhancement Plan III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Calvin Darden | Mgmt | For | For | For | |||
2 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
3 | Elect Stephen Sanger | Mgmt | For | For | For | |||
4 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Amendment and Restatement of the Articles of Incorporation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect David Boren | Mgmt | For | For | For | |||
3 | Elect Daniel Carp | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect David Goode | Mgmt | For | For | For | |||
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
7 | Elect Pamela Patsley | Mgmt | For | For | For | |||
8 | Elect Wayne Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth Simmons | Mgmt | For | For | For | |||
10 | Elect Richard Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Biggs | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect David Calhoun | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda Cook | Mgmt | For | For | For | |||
6 | Elect William Daley | Mgmt | For | For | For | |||
7 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
8 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
9 | Elect John McDonnell | Mgmt | For | For | For | |||
10 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan Schwab | Mgmt | For | For | For | |||
12 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Military Contracts/Sales | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Cathleen Black | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Alexis Herman | Mgmt | For | For | For | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Donald Keough | Mgmt | For | For | For | |||
8 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
9 | Elect Donald McHenry | Mgmt | For | For | For | |||
10 | Elect Sam Nunn | Mgmt | For | For | For | |||
11 | Elect James Robinson III | Mgmt | For | For | For | |||
12 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
13 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
14 | Elect James Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Performance Based Restricted Equity Compensation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect John Hess | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect Paul Polman | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect James Ringler | Mgmt | For | For | For | |||
11 | Elect Ruth Shaw | Mgmt | For | For | For | |||
12 | Elect Paul Stern | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Environmental Remediation in the Midland Area | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect David Batchelder | Mgmt | For | For | For | |||
3 | Elect Francis Blake | Mgmt | For | For | For | |||
4 | Elect Ari Bousbib | Mgmt | For | For | For | |||
5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of Material Terms of Performance Goals Under the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Chenault | Mgmt | For | Against | Against | |||
2 | Elect Scott Cook | Mgmt | For | Against | Against | |||
3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
4 | Elect Alan Lafley | Mgmt | For | For | For | |||
5 | Elect Charles Lee | Mgmt | For | Against | Against | |||
6 | Elect Lynn Martin | Mgmt | For | For | For | |||
7 | Elect Robert McDonald | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
10 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | Against | Against | |||
12 | Elect Patricia Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendments to Code of Regulations | Mgmt | For | For | For | |||
16 | 2009 Stock and Incentive Compensation Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juanita Baranco | Mgmt | For | For | For | |||
1.2 | Elect Jon Boscia | Mgmt | For | For | For | |||
1.3 | Elect Henry Clark III | Mgmt | For | For | For | |||
1.4 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Veronica Hagen | Mgmt | For | For | For | |||
1.6 | Elect Warren Hood, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Donald James | Mgmt | For | For | For | |||
1.8 | Elect J. Neal Purcell | Mgmt | For | For | For | |||
1.9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
1.10 | Elect William Smith, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Larry Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | Against | Against | |||
4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Beller | Mgmt | For | For | For | |||
2 | Elect John Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | For | For | |||
11 | Elect Kenneth Novack | Mgmt | For | For | For | |||
12 | Elect Deborah Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Tyco Electronics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 10/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Dividend in the Form of a Reduction of Par Value | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||
9 | Elect David O'Maley | Mgmt | For | For | For | |||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect John Faraci | Mgmt | For | For | For | |||
1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.7 | Elect Charles Lee | Mgmt | For | For | For | |||
1.8 | Elect Richard McCormick | Mgmt | For | For | For | |||
1.9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.10 | Elect Richard Myers | Mgmt | For | For | For | |||
1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
1.13 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Sandra Moose | Mgmt | For | For | For | |||
5 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
6 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
7 | Elect Thomas O'Brien | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Elect John Stafford | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Stock Option Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Retention of Shares after Retirement | ShrHldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Carucci | Mgmt | For | For | For | |||
1.2 | Elect Juliana Chugg | Mgmt | For | For | For | |||
1.3 | Elect George Fellows | Mgmt | For | For | For | |||
1.4 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 1996 Stock Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal Mart Stores Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2005 Stock Incentive Plan, Renamed the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pastora Cafferty | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Patrick Gross | Mgmt | For | For | For | |||
4 | Elect John Pope | Mgmt | For | For | For | |||
5 | Elect W. Robert Reum | Mgmt | For | For | For | |||
6 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
7 | Elect David Steiner | Mgmt | For | For | For | |||
8 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Elimination of the Supermajority Requirement | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Sinkfield | Mgmt | For | For | For | |||
2 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
3 | Elect Kim Williams | Mgmt | For | For | For | |||
4 | Repeal of Classified Board and Removal of Supermajority Voting Provisions | Mgmt | For | For | For | |||
5 | Issuance of Common Stock | Mgmt | For | For | For | |||
6 | Increase Authorized Shares | Mgmt | For | For | For | |||
7 | Amendment to the Articles to Impose Ownership and Transfer Restrictions | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainable Forestry | ShrHldr | Against | Against | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fredric Corrigan | Mgmt | For | For | For | |||
2 | Elect Richard Davis | Mgmt | For | For | For | |||
3 | Elect Benjamin Fowke III | Mgmt | For | For | For | |||
4 | Elect Richard Kelly | Mgmt | For | For | For | |||
5 | Elect Albert Moreno | Mgmt | For | For | For | |||
6 | Elect Christopher Policinski | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect David Westerlund | Mgmt | For | For | For | |||
9 | Elect Kim Williams | Mgmt | For | For | For | |||
10 | Elect Timothy Wolf | Mgmt | For | For | For | |||
11 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Robert Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND, INC.
(Registrant)
By /s/ James K. Dunton |
James K. Dunton, Vice Chairman and Principal Executive Officer |
Date: August 26, 2010 |