UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2012 - June 30, 2013
Vincent P. Corti
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : American Mutual Fund Reporting Period : July 01, 2012 - June 30, 2013 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
3 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
4 | Elect W. James Farrell | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Muhtar Kent | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect Robert J. Ulrich | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
Adobe Systems Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADBE | CUSIP 00724F101 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amy Banse | Mgmt | For | For | For | ||
2 | Elect Kelly Barlow | Mgmt | For | For | For | ||
3 | Elect Edward Barnholt | Mgmt | For | For | For | ||
4 | Elect Robert Burgess | Mgmt | For | For | For | ||
5 | Elect Frank Calderoni | Mgmt | For | For | For | ||
6 | Elect Michael Cannon | Mgmt | For | For | For | ||
7 | Elect James Daley | Mgmt | For | For | For | ||
8 | Elect Laura Desmond | Mgmt | For | For | For | ||
9 | Elect Charles Geschke | Mgmt | For | For | For | ||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
12 | Elect Robert Sedgewick | Mgmt | For | For | For | ||
13 | Elect John Warnock | Mgmt | For | For | For | ||
14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHoldr | Against | Against | For | ||
Air Products & Chemicals Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APD | CUSIP 009158106 | 01/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William Davis, III | Mgmt | For | For | For | ||
2 | Elect W. Douglas Ford | Mgmt | For | For | For | ||
3 | Elect Evert Henkes | Mgmt | For | For | For | ||
4 | Elect Margaret McGlynn | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
Ameren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEE | CUSIP 023608102 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Stephen F. Brauer | Mgmt | For | For | For | ||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | ||
1.5 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||
1.6 | Elect James C. Johnson | Mgmt | For | For | For | ||
1.7 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||
1.8 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
1.9 | Elect Thomas R. Voss | Mgmt | For | For | For | ||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | ShrHoldr | Against | Against | For | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
7 | Elect Michael G. Morris | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | ||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | ||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | ||
14 | Elect John F. Turner | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | ||
Analog Devices Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Jerald G. Fishman | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect John C. Hodgson | Mgmt | For | For | For | ||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
6 | Elect Neil S. Novich | Mgmt | For | For | For | ||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | ||
8 | Elect Paul J. Severino | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Executive Section 162(m) Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | U.K. Remuneration Report | Mgmt | For | For | For | ||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | ||
2 | Elect Chansoo Joung | Mgmt | For | For | For | ||
3 | Elect William C. Montgomery | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
Arthur J. Gallagher & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AJG | CUSIP 363576109 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William L. Bax | Mgmt | For | For | For | ||
2 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
4 | Elect Elbert O. Hand | Mgmt | For | For | For | ||
5 | Elect David S. Johnson | Mgmt | For | For | For | ||
6 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
7 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
8 | Elect James R. Wimmer | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AT&T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||
4 | Elect James H. Blanchard | Mgmt | For | For | For | ||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
6 | Elect Scott T. Ford | Mgmt | For | For | For | ||
7 | Elect James P. Kelly | Mgmt | For | For | For | ||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
10 | Elect John B. McCoy | Mgmt | For | For | For | ||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Political Spending | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Automatic Data Processing Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/13/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen Alemany | Mgmt | For | For | For | ||
1.2 | Elect Gregory Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Leslie Brun | Mgmt | For | For | For | ||
1.4 | Elect Richard Clark | Mgmt | For | For | For | ||
1.5 | Elect Eric Fast | Mgmt | For | For | For | ||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | ||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||
1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
1.6 | Elect Sheri McCoy | Mgmt | For | For | For | ||
1.7 | Elect Ann S. Moore | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Paula Stern | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | 2013 - 2017 Executive Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Product Safety | ShrHoldr | Against | Against | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
1.4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
1.5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
1.6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
1.7 | Elect Pierre J. Jungels | Mgmt | For | For | For | ||
1.8 | Elect James A. Lash | Mgmt | For | For | For | ||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.10 | Elect James W. Stewart | Mgmt | For | For | For | ||
1.11 | Elect Charles L. Watson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Amendment to the 2002 Director and Officer Long-Term Incentive Plan | Mgmt | For | For | For | ||
Bank of New York Mellon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BK | CUSIP 064058100 | 04/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ruth E. Bruch | Mgmt | For | For | For | ||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
3 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
4 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
5 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
6 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
8 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||
9 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
10 | Elect William C. Richardson | Mgmt | For | For | For | ||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
12 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
BCE Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCE | CUSIP 05534B760 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect Andre Berard | Mgmt | For | For | For | ||
1.3 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.5 | Elect Robert E. Brown | Mgmt | For | For | For | ||
1.6 | Elect George A. Cope | Mgmt | For | For | For | ||
1.7 | Elect David F. Denison | Mgmt | For | For | For | ||
1.8 | Elect Anthony S. Fell | Mgmt | For | For | For | ||
1.9 | Elect Edward C. Lumley | Mgmt | For | For | For | ||
1.10 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.11 | Elect James Prentice | Mgmt | For | For | For | ||
1.12 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||
1.13 | Elect Carole Taylor | Mgmt | For | For | For | ||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | ||
5 | Shareholder Proposal Regarding Board Gender Parity | Mgmt | Against | Against | For | ||
6 | Shareholder Proposal Regarding Disclosure of Information Regarding Executive Compensation | Mgmt | Against | Against | For | ||
7 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||
8 | Shareholder Proposal Regarding Gender Diversity Initiatives | Mgmt | Against | Against | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Iain C. Conn | Mgmt | For | For | For | ||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
6 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Antony Burgmans | Mgmt | For | For | For | ||
9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
10 | Elect George David | Mgmt | For | For | For | ||
11 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
12 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
15 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
8 | Elect Elliott Sigal | Mgmt | For | For | For | ||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/02/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||
2 | Elect George Barrett | Mgmt | For | For | For | ||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||
7 | Elect John Finn | Mgmt | For | For | For | ||
8 | Elect Clayton Jones | Mgmt | For | For | For | ||
9 | Elect Gregory Kenny | Mgmt | For | For | For | ||
10 | Elect David King | Mgmt | For | For | For | ||
11 | Elect Richard Notebaert | Mgmt | For | For | For | ||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Carnival plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
4 | Elect Pier L. Foschi | Mgmt | For | For | For | ||
5 | Elect Howard S. Frank | Mgmt | For | For | For | ||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect Sir John Parker | Mgmt | For | For | For | ||
9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
10 | Elect Laura A. Weil | Mgmt | For | For | For | ||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
1.2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
1.3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
1.4 | Elect David R. Goode | Mgmt | For | For | For | ||
1.5 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Peter A. Magowan | Mgmt | For | For | For | ||
1.8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.10 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.11 | Elect Charles D. Powell | Mgmt | For | For | For | ||
1.12 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
1.13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
1.14 | Elect Joshua I. Smith | Mgmt | For | For | For | ||
1.15 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHoldr | Against | Against | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect George L. Kirkland | Mgmt | For | For | For | ||
6 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
7 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Carl Ware | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
1.2 | Elect Charles P. Carey | Mgmt | For | For | For | ||
1.3 | Elect Mark E. Cermak | Mgmt | For | For | For | ||
1.4 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
1.5 | Elect Leo Melamed | Mgmt | For | For | For | ||
1.6 | Elect Joseph Niciforo | Mgmt | For | For | For | ||
1.7 | Elect C.C. Odom II | Mgmt | For | For | For | ||
1.8 | Elect John F. Sandner | Mgmt | For | For | For | ||
1.9 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
Conagra Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/21/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | ||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | ||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | ||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | ||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.6 | Elect William Jurgensen | Mgmt | For | For | For | ||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | ||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | ||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
4 | Elect Jody L Freeman | Mgmt | For | For | For | ||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CUSIP 12626K203 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | ||
5 | Elect Maeve Carton | Mgmt | For | For | For | ||
6 | Elect William P. Egan | Mgmt | For | For | For | ||
7 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | ||
8 | Elect Nicky Hartery | Mgmt | For | For | For | ||
9 | Elect Jan Maarten de Jong | Mgmt | For | For | For | ||
10 | Elect John W. Kennedy | Mgmt | For | For | For | ||
11 | Elect Myles Lee | Mgmt | For | For | For | ||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
13 | Elect Albert Manifold | Mgmt | For | For | For | ||
14 | Elect Daniel Noel O'Connor | Mgmt | For | For | For | ||
15 | Elect Mark S. Towe | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For | ||
7 | Elect John D. McPherson | Mgmt | For | For | For | ||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | ||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CVS Caremark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||
9 | Elect Tony L. White | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Darden Restaurants, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRI | CUSIP 237194105 | 09/18/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Barnes | Mgmt | For | For | For | ||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | ||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | ||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | ||
1.5 | Elect David Hughes | Mgmt | For | For | For | ||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | ||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | ||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | ||
1.10 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Michael Rose | Mgmt | For | For | For | ||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | ||
1.13 | Elect William Simon | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Devon Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.2 | Elect John A. Hill | Mgmt | For | For | For | ||
1.3 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.6 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.7 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.8 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Diamond Offshore Drilling, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DO | CUSIP 25271C102 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Tisch | Mgmt | For | For | For | ||
2 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | ||
3 | Elect John R. Bolton | Mgmt | For | For | For | ||
4 | Elect Charles L. Fabrikant | Mgmt | For | For | For | ||
5 | Elect Paul G. Gaffney II | Mgmt | For | For | For | ||
6 | Elect Edward Grebow | Mgmt | For | For | For | ||
7 | Elect Herbert C. Hofmann | Mgmt | For | For | For | ||
8 | Elect Clifford M Sobel | Mgmt | For | For | For | ||
9 | Elect Andrew H. Tisch | Mgmt | For | For | For | ||
10 | Elect Raymond S. Troubh | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Dominion Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Peter W. Brown | Mgmt | For | For | For | ||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect John W. Harris | Mgmt | For | For | For | ||
7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | ||
8 | Elect Mark J. Kington | Mgmt | For | For | For | ||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
12 | Elect David A. Wollard | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHoldr | Against | Against | For | ||
18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | ||
Dover Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOV | CUSIP 260003108 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David H. Benson | Mgmt | For | For | For | ||
2 | Elect Robert W. Cremin | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre M. Ergas | Mgmt | For | For | For | ||
4 | Elect Peter T. Francis | Mgmt | For | For | For | ||
5 | Elect Kristiane C. Graham | Mgmt | For | For | For | ||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
7 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
8 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
9 | Elect Bernard G. Rethore | Mgmt | For | For | For | ||
10 | Elect Michael B. Stubbs | Mgmt | For | For | For | ||
11 | Elect Stephen M. Todd | Mgmt | For | For | For | ||
12 | Elect Stephen K. Wagner | Mgmt | For | For | For | ||
13 | Elect Mary A. Winston | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.5 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.6 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Barnet III | Mgmt | For | For | For | ||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | ||
1.3 | Elect Michael G. Browning | Mgmt | For | For | For | ||
1.4 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.6 | Elect John H. Forsgren | Mgmt | For | For | For | ||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | ||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||
1.9 | Elect John T. Herron | Mgmt | For | For | For | ||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
1.11 | Elect E. Marie McKee | Mgmt | For | For | For | ||
1.12 | Elect E. James Reinsch | Mgmt | For | For | For | ||
1.13 | Elect James T. Rhodes | Mgmt | For | For | For | ||
1.14 | Elect James E. Rogers | Mgmt | For | For | For | ||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
1.16 | Elect Philip R. Sharp | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amended Short-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
E.I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Richard H. Brown | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | ||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
7 | Elect Eleuthere I. Du Pont | Mgmt | For | For | For | ||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | Against | For | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Issuance of Treasury Shares | Mgmt | For | Against | Against | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Eli Lilly and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
3 | Elect R. David Hoover | Mgmt | For | For | For | ||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | ||
Emerson Electric Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMR | CUSIP 291011104 | 02/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Clemens Boersig | Mgmt | For | For | For | ||
1.2 | Elect Joshua Bolton | Mgmt | For | For | For | ||
1.3 | Elect Mathew Levatich | Mgmt | For | For | For | ||
1.4 | Elect Randall Stephenson | Mgmt | For | For | For | ||
1.5 | Elect August Busch III | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
Encana Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ECA | CUSIP 292505104 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | ||
1.2 | Elect Claire S. Farley | Mgmt | For | For | For | ||
1.3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
1.4 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
1.5 | Elect David P. O'Brien | Mgmt | For | For | For | ||
1.6 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | ||
1.8 | Elect Bruce G. Waterman | Mgmt | For | For | For | ||
1.9 | Elect Clayton H. Woitas | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | ||
Ensco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESV | CUSIP G3157S106 | 05/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S Kalman | Mgmt | For | For | For | ||
2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | ||
3 | Elect Mary Francis | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||
9 | Accounts and Reports | Mgmt | For | For | For | ||
10 | Repeal of Classified Board | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Crisp | Mgmt | For | For | For | ||
2 | Elect James Day | Mgmt | For | For | For | ||
3 | Elect Mark Papa | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald Textor | Mgmt | For | For | For | ||
6 | Elect William Thomas | Mgmt | For | For | For | ||
7 | Elect Frank Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | ||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | ||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
11 | Elect Richard W. Mies | Mgmt | For | For | For | ||
12 | Elect William C. Richardson | Mgmt | For | For | For | ||
13 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||
14 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
15 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
16 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Firstenergy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Garmin Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GRMN | CUSIP H2906T109 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph J. Hartnett | Mgmt | For | For | For | ||
2 | Elect Thomas P. Poberezny | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Transaction of Other Business | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||
3 | Elect James Crown | Mgmt | For | For | For | ||
4 | Elect William Fricks | Mgmt | For | For | For | ||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||
6 | Elect John Keane | Mgmt | For | For | For | ||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||
9 | Elect William Osborn | Mgmt | For | For | For | ||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | For | Against | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
19 | Ratification of Auditor | Mgmt | For | Against | Against | ||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Term Limits | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
General Mills, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIS | CUSIP 370334104 | 09/24/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | ||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
3 | Elect Paul Danos | Mgmt | For | For | For | ||
4 | Elect William Esrey | Mgmt | For | For | For | ||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
7 | Elect Heidi Miller | Mgmt | For | For | For | ||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
9 | Elect Steve Odland | Mgmt | For | For | For | ||
10 | Elect Kendall Powell | Mgmt | For | For | For | ||
11 | Elect Michael Rose | Mgmt | For | For | For | ||
�� | 12 | Elect Robert Ryan | Mgmt | For | For | For | |
13 | Elect Dorothy Terrell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Google Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||
H.J. Heinz Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HNZ | CUSIP 423074103 | 08/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William Johnson | Mgmt | For | For | For | ||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||
4 | Elect John Drosdick | Mgmt | For | For | For | ||
5 | Elect Edith Holiday | Mgmt | For | For | For | ||
6 | Elect Candace Kendle | Mgmt | For | For | For | ||
7 | Elect Dean O'Hare | Mgmt | For | For | For | ||
8 | Elect Nelson Peltz | Mgmt | For | For | For | ||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||
10 | Elect Lynn Swann | Mgmt | For | For | For | ||
11 | Elect Thomas Usher | Mgmt | For | For | For | ||
12 | Elect Michael Weinstein | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Re-approval of Performance Measures of the Stock Incentive Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Harley-Davidson, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOG | CUSIP 412822108 | 04/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
1.3 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
1.4 | Elect Martha F. Brooks | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.7 | Elect Donald A. James | Mgmt | For | For | For | ||
1.8 | Elect Sara Levinson | Mgmt | For | For | For | ||
1.9 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
1.10 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
1.11 | Elect James A. Norling | Mgmt | For | For | For | ||
1.12 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
1.13 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Hasbro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHoldr | Against | Against | For | ||
Hewlett-Packard Co. (de) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc Andreessen | Mgmt | For | Against | Against | ||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||
3 | Elect Rajiv Gupta | Mgmt | For | Against | Against | ||
4 | Elect John Hammergren | Mgmt | For | Against | Against | ||
5 | Elect Raymond. Lane | Mgmt | For | Against | Against | ||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||
9 | Elect G. Kennedy Thompson | Mgmt | For | Against | Against | ||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | ||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Hillshire Brands Co | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Todd Becker | Mgmt | For | For | For | ||
2 | Elect Christopher Begley | Mgmt | For | For | For | ||
3 | Elect Ellen Brothers | Mgmt | For | For | For | ||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||
5 | Elect Sean Connolly | Mgmt | For | For | For | ||
6 | Elect Laurette Koellner | Mgmt | For | For | For | ||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||
8 | Elect Ian Prosser | Mgmt | For | For | For | ||
9 | Elect Jonathan Ward | Mgmt | For | For | For | ||
10 | Elect James White | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | Against | Against | ||
Hudson City Bancorp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCBK | CUSIP 443683107 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Illinois Tool Works Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITW | CUSIP 452308109 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect Susan Crown | Mgmt | For | For | For | ||
3 | Elect Don H. Davis, Jr. | Mgmt | For | For | For | ||
4 | Elect James W. Griffith | Mgmt | For | For | For | ||
5 | Elect Robert C. McCormack | Mgmt | For | For | For | ||
6 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
7 | Elect E. Scott Santi | Mgmt | For | For | For | ||
8 | Elect James A. Skinner | Mgmt | For | For | For | ||
9 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
10 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
11 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
12 | Elect Anre D. Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect James D. Plummer | Mgmt | For | For | For | ||
7 | Elect David S. Pottruck | Mgmt | For | For | For | ||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
9 | Elect David B. Yoffie | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | For | Against | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||
2 | Elect William R. Brody | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect David N. Farr | Mgmt | For | For | For | ||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect James W. Owens | Mgmt | For | For | For | ||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
3 | Elect J. Michael Cook | Mgmt | For | For | For | ||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
5 | Elect Andreas Fibig | Mgmt | For | For | For | ||
6 | Elect Christina A. Gold | Mgmt | For | For | For | ||
7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | ||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||
12 | Elect Douglas D. Tough | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Michael M. E. Johns | Mgmt | For | Against | Against | ||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
9 | Elect William D. Perez | Mgmt | For | Against | Against | ||
10 | Elect Charles Prince | Mgmt | For | Against | Against | ||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Johnson Controls Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David Abney | Mgmt | For | For | For | ||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||
15 | Key Executive Performance Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gordon Gund | Mgmt | For | For | For | ||
1.2 | Elect Mary Laschinger | Mgmt | For | For | For | ||
1.3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||
1.4 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Alm | Mgmt | For | For | For | ||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kla-Tencor Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Akins | Mgmt | For | For | For | ||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||
1.4 | Elect David Wang | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kraft Foods Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRFT | CUSIP 50076Q106 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
2 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
3 | Elect E. Follin Smith | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
6 | Reapproval of the 2012 Performance Incentive Plan | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
Linear Technology Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | ||
1.4 | Elect John Gordon | Mgmt | For | For | For | ||
1.5 | Elect David Lee | Mgmt | For | For | For | ||
1.6 | Elect Richard Moley | Mgmt | For | For | For | ||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
�� | 2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |
3 | Elect David B. Burritt | Mgmt | For | For | For | ||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
8 | Elect James M. Loy | Mgmt | For | For | For | ||
9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Magna International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MG | CUSIP 559222401 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Scott Bonham | Mgmt | For | For | For | ||
1.2 | Elect Peter G. Bowie | Mgmt | For | For | For | ||
1.3 | Elect J. Trevor Eyton | Mgmt | For | For | For | ||
1.4 | Elect V. Peter Harder | Mgmt | For | For | For | ||
1.5 | Elect Barbara Judge | Mgmt | For | For | For | ||
1.6 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
1.7 | Elect Donald J. Walker | Mgmt | For | For | For | ||
1.8 | Elect Lawrence Worrall | Mgmt | For | For | For | ||
1.9 | Elect William Young | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Marathon Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
6 | Elect Philip Lader | Mgmt | For | For | For | ||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | ||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
5 | Elect Ian Lang | Mgmt | For | For | For | ||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | ||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
13 | Elect R. David Yost | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Mattel, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAT | CUSIP 577081102 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
2 | Elect Trevor A. Edwards | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Dominic Ng | Mgmt | For | For | For | ||
5 | Elect Vasant M. Prabhu | Mgmt | For | For | For | ||
6 | Elect Andrea L. Rich | Mgmt | For | For | For | ||
7 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | ||
9 | Elect Bryan G. Stockton | Mgmt | For | For | For | ||
10 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
11 | Elect Kathy White Loyd | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | ||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | ||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | ||
1.6 | Elect William Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Walter E. Massey | Mgmt | For | For | For | ||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
3 | Elect Roger W. Stone | Mgmt | For | For | For | ||
4 | Elect Miles D. White | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | ||
MeadWestvaco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||
2 | Elect James G. Kaiser | Mgmt | For | For | For | ||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
4 | Elect James M. Kilts | Mgmt | For | For | For | ||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | ||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | ||
10 | Elect Jane L. Warner | Mgmt | For | For | For | ||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | Against | Against | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHoldr | Against | Against | For | ||
Microchip Technology, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCHP | CUSIP 595017104 | 08/17/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | ||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | ||
1.3 | Elect L. B. Day | Mgmt | For | For | For | ||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | ||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | ||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||
3 | Conversion of Debt Instruments | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William Gates III | Mgmt | For | For | For | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||
6 | Elect David Marquardt | Mgmt | For | For | For | ||
7 | Elect Charles Noski | Mgmt | For | For | For | ||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||
9 | Elect John Thompson | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Mondelez International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
6 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
7 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
8 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
10 | Elect Ratan N. Tata | Mgmt | For | For | For | ||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | ShrHoldr | Against | Against | For | ||
Newell Rubbermaid, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | ||
3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | ||
4 | Elect Michael B. Polk | Mgmt | For | For | For | ||
5 | Elect Michael A. Todman | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | 2013 Incentive Plan | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nexen Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NXY | CUSIP 65334H102 | 09/20/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
10 | Elect Robert D. Walter | Mgmt | For | For | For | ||
11 | Elect Alison A. Winter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley Bush | Mgmt | For | For | For | ||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||
6 | Elect Karen Horn | Mgmt | For | For | For | ||
7 | Elect Burton Joyce | Mgmt | For | For | For | ||
8 | Elect Steven Leer | Mgmt | For | For | For | ||
9 | Elect Michael Lockhart | Mgmt | For | For | For | ||
10 | Elect Charles Moorman, IV | Mgmt | For | For | For | ||
11 | Elect Martin Nesbitt | Mgmt | For | For | For | ||
12 | Elect John Thompson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Provide Right to Call a Special Meeting | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NVS | CUSIP 66987V109 | 02/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Compensation Policy | Mgmt | For | For | For | ||
5 | Elect Verena Briner | Mgmt | For | For | For | ||
6 | Elect Jörg Reinhardt | Mgmt | For | For | For | ||
7 | Elect Charles Sawyers | Mgmt | For | For | For | ||
8 | Elect William Winters | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
10 | Miscellaneous Shareholder Proposals or Countermotions | Mgmt | For | Abstain | Against | ||
NYSE Euronext | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NYX | CUSIP 629491101 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andre Bergen | Mgmt | For | For | For | ||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
3 | Elect Marshall N. Carter | Mgmt | For | For | For | ||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | ||
5 | Elect George Cox | Mgmt | For | For | For | ||
6 | Elect Sylvain Hefes | Mgmt | For | For | For | ||
7 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | ||
8 | Elect Lawrence E. Leibowitz | Mgmt | For | For | For | ||
9 | Elect Duncan M. McFarland | Mgmt | For | For | For | ||
10 | Elect James J. McNulty | Mgmt | For | For | For | ||
11 | Elect Duncan L. Niederauer | Mgmt | For | For | For | ||
12 | Elect Luis Maria Viana Palha da Silva | Mgmt | For | For | For | ||
13 | Elect Robert G. Scott | Mgmt | For | For | For | ||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | ||
16 | Elect Brian Williamson | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | ||
20 | Reapproval of Performance Goals under the Omnibus Incentive Plan | Mgmt | For | For | For | ||
21 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
22 | Right to Act by Written Consent | Mgmt | For | For | For | ||
NYSE Euronext | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NYX | CUSIP 629491101 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Old Republic International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORI | CUSIP 680223104 | 05/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jimmy A. Dew | Mgmt | For | For | For | ||
1.2 | Elect John M. Dixon | Mgmt | For | For | For | ||
1.3 | Elect Dennis P. Van Mieghem | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Oracle Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||
1.12 | Elect Naomi Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
PACCAR Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCAR | CUSIP 693718108 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alison J. Carnwath | Mgmt | For | For | For | ||
2 | Elect Luiz Kaufmann | Mgmt | For | For | For | ||
3 | Elect John M. Pigott | Mgmt | For | For | For | ||
4 | Elect Gregory M. E. Spierkel | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Paychex Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAYX | CUSIP 704326107 | 10/23/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||
2 | Elect Joseph Doody | Mgmt | For | For | For | ||
3 | Elect David Flaschen | Mgmt | For | For | For | ||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||
5 | Elect Grant Inman | Mgmt | For | For | For | ||
6 | Elect Pamela Joseph | Mgmt | For | For | For | ||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||
8 | Elect Joseph Tucci | Mgmt | For | For | For | ||
9 | Elect Joseph Velli | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Pentair Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNR | CUSIP H6169Q108 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect T. Michael Glenn | Mgmt | For | For | For | ||
2 | Elect David H. Y. Ho | Mgmt | For | For | For | ||
3 | Elect Ronald L. Merriman | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||
6 | Appointment of Statutory Auditor | Mgmt | For | For | For | ||
7 | Appointment of Auditor | Mgmt | For | For | For | ||
8 | Appointment of Special Auditor | Mgmt | For | For | For | ||
9 | Allocation of Net Loss | Mgmt | For | For | For | ||
10 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Approval of Performance Goals and Related Matters under the 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||
Pentair Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNR | CUSIP 709631105 | 09/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reverse Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
5 | Elect William H. Gray, III | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect Constance J. Horner | Mgmt | For | For | For | ||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||
9 | Elect George A. Lorch | Mgmt | For | For | For | ||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David R. Andrews | Mgmt | For | For | For | ||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
5 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
6 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
7 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
8 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
9 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Pitney Bowes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBI | CUSIP 724479100 | 05/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda Alvarado | Mgmt | For | For | For | ||
2 | Elect Anne Busquet | Mgmt | For | For | For | ||
3 | Elect Roger Fradin | Mgmt | For | For | For | ||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | ||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | ||
6 | Elect Marc Lautenbach | Mgmt | For | For | For | ||
7 | Elect Eduardo Menasce | Mgmt | For | For | For | ||
8 | Elect Michael Roth | Mgmt | For | For | For | ||
9 | Elect David Shedlarz | Mgmt | For | For | For | ||
10 | Elect David Snow, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | 2013 Stock Plan | Mgmt | For | Against | Against | ||
PPL Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||
1.2 | Elect John W. Conway | Mgmt | For | For | For | ||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | ||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | ||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
1.10 | Elect William H. Spence | Mgmt | For | For | For | ||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | ||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Bret K. Clayton | Mgmt | For | For | For | ||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
5 | Elect Edward G. Galante | Mgmt | For | For | For | ||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
7 | Elect Ira D. Hall | Mgmt | For | For | For | ||
8 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
9 | Elect Larry D. McVay | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||
Principal Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFG | CUSIP 74251V102 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael T. Dan | Mgmt | For | For | For | ||
2 | Elect C. Daniel Gelatt | Mgmt | For | For | For | ||
3 | Elect Sandra L. Helton | Mgmt | For | For | For | ||
4 | Elect Larry D. Zimpleman | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Public Service Enterprise Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEG | CUSIP 744573106 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | ||
2 | Elect William V. Hickey | Mgmt | For | For | For | ||
3 | Elect Ralph Izzo | Mgmt | For | For | For | ||
4 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
5 | Elect David Lilley | Mgmt | For | For | For | ||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||
7 | Elect Hak Cheol Shin | Mgmt | For | For | For | ||
8 | Elect Richard J. Swift | Mgmt | For | For | For | ||
9 | Elect Susan Tomasky | Mgmt | For | For | For | ||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Questar Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STR | CUSIP 748356102 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Teresa Beck | Mgmt | For | For | For | ||
2 | Elect R. D. Cash | Mgmt | For | For | For | ||
3 | Elect Laurence M. Downes | Mgmt | For | For | For | ||
4 | Elect Christopher A. Helms | Mgmt | For | For | For | ||
5 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | ||
7 | Elect Harris H. Simmons | Mgmt | For | For | For | ||
8 | Elect Bruce A. Williamson | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James W. Crownover | Mgmt | For | For | For | ||
2 | Elect William J. Flynn | Mgmt | For | For | For | ||
3 | Elect Michael Larson | Mgmt | For | For | For | ||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | ||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||
6 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
7 | Elect Donald W. Slager | Mgmt | For | For | For | ||
8 | Elect Allan C. Sorensen | Mgmt | For | For | For | ||
9 | Elect John M. Trani | Mgmt | For | For | For | ||
10 | Elect Michael W. Wickham | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Rockwell Automation Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry Johnson | Mgmt | For | For | For | ||
1.2 | Elect William McCormick, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Keith Nosbusch | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Royal Bank Of Canada | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RY | CUSIP 780087 | 02/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
1.2 | Elect David F. Denison | Mgmt | For | For | For | ||
1.3 | Elect Paule Gauthier | Mgmt | For | For | For | ||
1.4 | Elect Richard L. George | Mgmt | For | For | For | ||
1.5 | Elect Timothy J. Hearn | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | ||
1.8 | Elect Brandt C. Louie | Mgmt | For | For | For | ||
1.9 | Elect Michael H. McCain | Mgmt | For | For | For | ||
1.10 | Elect Heather E.L. Munroe-Blum | Mgmt | For | For | For | ||
1.11 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
1.12 | Elect David P. O'Brien | Mgmt | For | For | For | ||
1.13 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
1.14 | Elect Edward Sonshine | Mgmt | For | For | For | ||
1.15 | Elect Kathleen P. Taylor | Mgmt | For | For | For | ||
1.16 | Elect Bridget A. van Kralingen | Mgmt | For | For | For | ||
1.17 | Elect Victor L. Young | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Governance of Pension Plans | Mgmt | Against | Against | For | ||
5 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | Mgmt | Against | Against | For | ||
6 | Shareholder Proposal Regarding Executive Gender Equality | Mgmt | Against | Against | For | ||
7 | Shareholder Proposal Regarding Pay Ratio | Mgmt | Against | Against | For | ||
8 | Shareholder Proposal Regarding Disclosure of Summary of Annual Meeting | Mgmt | Against | Against | For | ||
9 | Shareholder Proposal Regarding Shareholder Bill of Rights | Mgmt | Against | Against | For | ||
10 | Shareholder Proposal Regarding Revocation of Auditor | Mgmt | Against | Against | For | ||
11 | Shareholder Proposal Regarding Director Compensation | Mgmt | Against | Against | For | ||
12 | Shareholder Proposal Regarding Board Size | Mgmt | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Josef Ackermann | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Simon Henry | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
8 | Elect Jorma Ollila | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Peter Voser | Mgmt | For | For | For | ||
12 | Elect Hans Wijers | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SI | CUSIP 826197501 | 01/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Elect Josef Ackermann | Mgmt | For | For | For | ||
6 | Elect Gerd von Brandenstein | Mgmt | For | For | For | ||
7 | Elect Gerhard Cromme | Mgmt | For | For | For | ||
8 | Elect Michael Diekmann | Mgmt | For | For | For | ||
9 | Elect Hans Gaul | Mgmt | For | For | For | ||
10 | Elect Peter Gruss | Mgmt | For | For | For | ||
11 | Elect Nicola Leibinger-Kammüller | Mgmt | For | For | For | ||
12 | Elect Gérard Mestrallet | Mgmt | For | For | For | ||
13 | Elect Güler Sabanci | Mgmt | For | For | For | ||
14 | Elect Werner Wenning | Mgmt | For | For | For | ||
15 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | For | For | ||
16 | Spin-Off of Osram Licht AG | Mgmt | For | For | For | ||
17 | Countermotion A (Allocation of Profits/Dividends) | Mgmt | N/A | For | N/A | ||
Snap-on Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNA | CUSIP 833034101 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Fiedler | Mgmt | For | For | For | ||
2 | Elect James P. Holden | Mgmt | For | For | For | ||
3 | Elect W. Dudley Lehman | Mgmt | For | For | For | ||
4 | Elect Edward H. Rensi | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
Southwest Airlines Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||
5 | Elect John G. Denison | Mgmt | For | For | For | ||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||
8 | Elect John T. Montford | Mgmt | For | For | For | ||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Spectra Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William T. Esrey | Mgmt | For | For | For | ||
2 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
3 | Elect Austin A. Adams | Mgmt | For | For | For | ||
4 | Elect Joseph Alvarado | Mgmt | For | For | For | ||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
6 | Elect F. Anthony Comper | Mgmt | For | For | For | ||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||
8 | Elect Dennis R. Hendrix | Mgmt | For | For | For | ||
9 | Elect Michael McShane | Mgmt | For | For | For | ||
10 | Elect Michael G. Morris | Mgmt | For | For | For | ||
11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Peter Coym | Mgmt | For | For | For | ||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Howard L. Lance | Mgmt | For | For | For | ||
7 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
8 | Elect William U. Parfet | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
The Bank of Nova Scotia | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNS | CUSIP 064149107 | 04/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.2 | Elect C.J. Chen | Mgmt | For | For | For | ||
1.3 | Elect David A. Dodge | Mgmt | For | For | For | ||
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For | ||
1.5 | Elect John C. Kerr | Mgmt | For | For | For | ||
1.6 | Elect John T. Mayberry | Mgmt | For | For | For | ||
1.7 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.8 | Elect Brian J. Porter | Mgmt | For | For | For | ||
1.9 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.10 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.11 | Elect Susan L. Segal | Mgmt | For | For | For | ||
1.12 | Elect Paul D. Sobey | Mgmt | For | For | For | ||
1.13 | Elect Barbara S. Thomas | Mgmt | For | For | For | ||
1.14 | Elect Richard E. Waugh | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Governance of Pension Plans | Mgmt | Against | Against | For | ||
5 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | Mgmt | Against | Against | For | ||
6 | Shareholder Proposal Regarding Retention of Directors' Shares After Retirement | Mgmt | Against | Against | For | ||
The Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
4 | Elect Richard M. Daley | Mgmt | For | For | For | ||
5 | Elect Barry Diller | Mgmt | For | For | For | ||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||
16 | Elect Jacob Wallenberg | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
The Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Approval of Stock Split | Mgmt | For | For | For | ||
The Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
4 | Elect James A. Bell | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Paul Polman | Mgmt | For | For | For | ||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
9 | Elect James M. Ringler | Mgmt | For | For | For | ||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
9 | Elect Karen Katen | Mgmt | For | For | For | ||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | Against | Against | ||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | ||
The McGraw-Hill Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pedro Aspe | Mgmt | For | For | For | ||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
3 | Elect William D. Green | Mgmt | For | For | For | ||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | ||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
14 | Company Name Change | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||
4 | Elect William Demchak | Mgmt | For | For | For | ||
5 | Elect Kay Coles James | Mgmt | For | For | For | ||
6 | Elect Richard Kelson | Mgmt | For | For | For | ||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | ||
8 | Elect Anthony Massaro | Mgmt | For | For | For | ||
9 | Elect Jane Pepper | Mgmt | For | For | For | ||
10 | Elect James Rohr | Mgmt | For | For | For | ||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||
12 | Elect Lorene Steffes | Mgmt | For | For | For | ||
13 | Elect Dennis Strigl | Mgmt | For | For | For | ||
14 | Elect Thomas Usher | Mgmt | For | For | For | ||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | ||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHoldr | Against | Against | For | ||
The Southern Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SO | CUSIP 842587107 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | ||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | ||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | ||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
5 | Elect David J. Grain | Mgmt | For | For | For | ||
6 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | ||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
8 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For | ||
9 | Elect Donald M. James | Mgmt | For | For | For | ||
10 | Elect Dale E. Klein | Mgmt | For | For | For | ||
11 | Elect William G. Smith, Jr. | Mgmt | For | For | For | ||
12 | Elect Steven R. Specker | Mgmt | For | For | For | ||
13 | Elect E. Jenner Wood III | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors | Mgmt | For | For | For | ||
17 | Elimination of Certain Supermajority Vote Requirements | Mgmt | For | For | For | ||
18 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
5 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
6 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
7 | Elect Peter W. May | Mgmt | For | For | For | ||
8 | Elect William A. Shutzer | Mgmt | For | For | For | ||
9 | Elect Robert S. Singer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carole Black | Mgmt | For | For | For | ||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
4 | Elect David C. Chang | Mgmt | For | For | For | ||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||
7 | Elect Donna A. James | Mgmt | For | For | For | ||
8 | Elect Don Logan | Mgmt | For | For | For | ||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||
Toronto-Dominion Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TD | CUSIP 891160509 | 04/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
1.2 | Elect Hugh J. Bolton | Mgmt | For | For | For | ||
1.3 | Elect John L. Bragg | Mgmt | For | For | For | ||
1.4 | Elect Amy W. Brinkley | Mgmt | For | For | For | ||
1.5 | Elect W. Edmund Clark | Mgmt | For | For | For | ||
1.6 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
1.7 | Elect Henry H. Ketcham | Mgmt | For | For | For | ||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.9 | Elect Harold H. MacKay | Mgmt | For | For | For | ||
1.10 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
1.11 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||
1.12 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
1.13 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | ||
1.14 | Elect Helen K. Sinclair | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Governance of Pension Plans | Mgmt | Against | Against | For | ||
5 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | Mgmt | Against | Against | For | ||
6 | Shareholder Proposal Regarding Pay Ratio | Mgmt | Against | Against | For | ||
7 | Shareholder Proposal Regarding Executive Gender Equality | Mgmt | Against | Against | For | ||
8 | Shareholder Proposal Regarding Disclosure of Summary of Annual Meeting | Mgmt | Against | Against | For | ||
9 | Shareholder Proposal Regarding Director Elections | Mgmt | Against | Against | For | ||
10 | Shareholder Proposal Regarding Vote on Director and Executive Compensation | Mgmt | Against | Against | For | ||
11 | Shareholder Proposal Regarding Restricting Compensation | Mgmt | Against | Against | For | ||
Twenty-First Century Fox Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWSA | CUSIP 65248E104 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect Thomas J. Donohue | Mgmt | For | For | For | ||
4 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
6 | Elect John J. Koraleski | Mgmt | For | For | For | ||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
13 | Elect James R. Young | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Michael J. Burns | Mgmt | For | For | For | ||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
6 | Elect William R. Johnson | Mgmt | For | For | For | ||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Unitedhealth Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
4 | Elect Robert W. Lane | Mgmt | For | For | For | ||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
10 | Elect Hugh B. Price | Mgmt | For | For | For | ||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
4 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
5 | Elect John C. Pope | Mgmt | For | For | For | ||
6 | Elect W. Robert Reum | Mgmt | For | For | For | ||
7 | Elect David P. Steiner | Mgmt | For | For | For | ||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
7 | Elect Donald M. James | Mgmt | For | For | For | ||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Mary Ann Casati | Mgmt | For | For | For | ||
5 | Elect Patrick J. Connolly | Mgmt | For | For | For | ||
6 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
7 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
8 | Elect Ted W. Hall | Mgmt | For | For | For | ||
9 | Elect Michael R. Lynch | Mgmt | For | For | For | ||
10 | Elect Lorraine Twohill | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Xcel Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEL | CUSIP 98389B100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
2 | Elect Fredric W. Corrigan | Mgmt | For | For | For | ||
3 | Elect Richard K. Davis | Mgmt | For | For | For | ||
4 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | ||
5 | Elect Albert F. Moreno | Mgmt | For | For | For | ||
6 | Elect Richard T. O'Brien | Mgmt | For | For | For | ||
7 | Elect Christopher J. Policinski | Mgmt | For | For | For | ||
8 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||
9 | Elect James J. Sheppard | Mgmt | For | For | For | ||
10 | Elect David A. Westerlund | Mgmt | For | For | For | ||
11 | Elect Kim Williams | Mgmt | For | For | For | ||
12 | Elect Timothy V. Wolf | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||
3 | Elect John Doyle | Mgmt | For | For | For | ||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Yum Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
5 | Elect J. David Grissom | Mgmt | For | For | For | ||
6 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
7 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
9 | Elect David C. Novak | Mgmt | For | For | For | ||
10 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | ||
12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of Material Terms Under the Long Term Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Recycling Strategy for Food and Beverage Packaging | ShrHoldr | Against | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, President and Principal Executive Officer |
Date: August 27, 2013 |