UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2015 - June 30, 2016
Michael W. Stockton
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: American Mutual Fund Reporting Period: July 01, 2015 - June 30, 2016 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
6 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect Robert J. Ulrich | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Special Meetings | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | ||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | ||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jaime Ardila | Mgmt | For | For | For | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||
6 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
9 | Elect Paula A. Price | Mgmt | For | For | For | ||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||
11 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
12 | Elect Frank K. Tang | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Share Incentive Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Ratification of KPMG | Mgmt | For | For | For | ||
17 | Article Amendment for Proxy Access | Mgmt | For | For | For | ||
18 | Amendment to Articles of Association | Mgmt | For | For | For | ||
19 | Amendments to Memorandum of Association | Mgmt | For | For | For | ||
20 | Plurality Voting in a Contested Election | Mgmt | For | For | For | ||
21 | Set Board Size | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 10/22/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||
2 | Company Name Change | Mgmt | For | For | For | ||
3 | Merger/Acquisition | Mgmt | For | For | For | ||
4 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
8 | Board Compensation | Mgmt | For | For | For | ||
9 | Additional or Miscellanious Proposals | ShrHoldr | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Agrium Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGU | CUSIP 008916108 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Maura J. Clark | Mgmt | For | For | For | ||
1.2 | Elect David C. Everitt | Mgmt | For | For | For | ||
1.3 | Elect Russell K. Girling | Mgmt | For | For | For | ||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | ||
1.5 | Elect Miranda C. Hubbs | Mgmt | For | For | For | ||
1.6 | Elect Charles V. Magro | Mgmt | For | For | For | ||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||
1.8 | Elect Derek G. Pannell | Mgmt | For | For | For | ||
1.9 | Elect Mayo M. Schmidt | Mgmt | For | For | For | ||
1.10 | Elect William S. Simon | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Rights Plan | Mgmt | For | Against | Against | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AmerisourceBergen Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABC | CUSIP 03073E105 | 03/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ornella Barra | Mgmt | For | For | For | ||
2 | Elect Steven H. Collis | Mgmt | For | For | For | ||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | ||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||
7 | Elect Jane E. Henney | Mgmt | For | For | For | ||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | ||
9 | Elect Michael J. Long | Mgmt | For | For | For | ||
10 | Elect Henry W. McGee | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
6 | Elect Greg C. Garland | Mgmt | For | For | For | ||
7 | Elect Fred Hassan | Mgmt | For | For | For | ||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
4 | Elect James A. Champy | Mgmt | For | For | For | ||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | ||
6 | Elect Edward H. Frank | Mgmt | For | For | For | ||
7 | Elect John C. Hodgson | Mgmt | For | For | For | ||
8 | Elect Neil S. Novich | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||
5 | Elect James W. Leng | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authorization of Political Donations and Expenditures | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Arthur J. Gallagher & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AJG | CUSIP 363576109 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect William L. Bax | Mgmt | For | For | For | ||
3 | Elect D. John Coldman | Mgmt | For | For | For | ||
4 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
6 | Elect Elbert O. Hand | Mgmt | For | For | For | ||
7 | Elect David S. Johnson | Mgmt | For | For | For | ||
8 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
9 | Elect Ralph J. Nicoletti | Mgmt | For | For | For | ||
10 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | ||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
10 | Elect Bruce Burlington | Mgmt | For | For | For | ||
11 | Elect Ann Cairns | Mgmt | For | For | For | ||
12 | Elect Graham Chipchase | Mgmt | For | For | For | ||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
AT and T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
6 | Elect William E. Kennard | Mgmt | For | For | For | ||
7 | Elect Michael McCallister | Mgmt | For | For | For | ||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | ||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For | ||
1.2 | Elect Peter Bisson | Mgmt | For | For | For | ||
1.3 | Elect Richard T. Clark | Mgmt | For | For | For | ||
1.4 | Elect Eric C. Fast | Mgmt | For | For | For | ||
1.5 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
1.6 | Elect Michael P. Gregoire | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John P. Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Bank of Montreal | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMO | CUSIP 063671101 | 04/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.3 | Elect George A. Cope | Mgmt | For | For | For | ||
1.4 | Elect William A. Downe | Mgmt | For | For | For | ||
1.5 | Elect Christine A. Edwards | Mgmt | For | For | For | ||
1.6 | Elect Martin S. Eichenbaum | Mgmt | For | For | For | ||
1.7 | Elect Ronald H. Farmer | Mgmt | For | For | For | ||
1.8 | Elect Eric R. La Fleche | Mgmt | For | For | For | ||
1.9 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | ||
1.10 | Elect Philip S. Orsino | Mgmt | For | For | For | ||
1.11 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
1.12 | Elect Don M. Wilson III | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simplifying Financial Statements | ShrHoldr | Against | Against | For | ||
Bank of New York Mellon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BK | CUSIP 064058100 | 04/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
3 | Elect Edward P. Garden | Mgmt | For | For | For | ||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | ||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | ||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | ||
1.3 | Elect Gary A. Doer | Mgmt | For | For | For | ||
1.4 | Elect J. Michael Evans | Mgmt | For | For | For | ||
1.5 | Elect Kelvin P. M. Dushinky | Mgmt | For | For | For | ||
1.6 | Elect Brian L. Greenspun | Mgmt | For | For | For | ||
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.8 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
1.9 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
1.10 | Elect Anthony Munk | Mgmt | For | For | For | ||
1.11 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
1.12 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||
1.14 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
BB and T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
4 | Elect James A. Faulkner | Mgmt | For | For | For | ||
5 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
6 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
7 | Elect Kelly S. King | Mgmt | For | For | For | ||
8 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
9 | Elect Edward C. Milligan | Mgmt | For | For | For | ||
10 | Elect Charles A. Patton | Mgmt | For | For | For | ||
11 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
12 | Elect William J. Reuter | Mgmt | For | For | For | ||
13 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
14 | Elect Christine Sears | Mgmt | For | For | For | ||
15 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
16 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
17 | Elect Edwin H. Welch | Mgmt | For | For | For | ||
18 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
BCE Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCE | CUSIP 05534B760 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.4 | Elect Robert E. Brown | Mgmt | For | For | For | ||
1.5 | Elect George A. Cope | Mgmt | For | For | For | ||
1.6 | Elect David F. Denison | Mgmt | For | For | For | ||
1.7 | Elect Robert P. Dexter | Mgmt | For | For | For | ||
1.8 | Elect Ian Greenberg | Mgmt | For | For | For | ||
1.9 | Elect Kathrine Lee | Mgmt | For | For | For | ||
1.10 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
1.11 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
1.12 | Elect Calin Rovinescu | Mgmt | For | For | For | ||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Senior Management Gender Equality | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Reconstituting the Compensation Committee | ShrHoldr | Against | Against | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670702 | 04/30/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | ||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 05/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
5 | Elect Lynn J. Good | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
10 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | ShrHoldr | Against | Against | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 04/14/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Brian Gilvary | Mgmt | For | For | For | ||
5 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
6 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
9 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
10 | Elect Ann Dowling | Mgmt | For | For | For | ||
11 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
13 | Elect John Sawers | Mgmt | For | For | For | ||
14 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
C.H. Robinson Worldwide, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHRW | CUSIP 12541W209 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott P. Anderson | Mgmt | For | For | For | ||
2 | Elect Robert Ezrilov | Mgmt | For | For | For | ||
3 | Elect Wayne M. Fortun | Mgmt | For | For | For | ||
4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||
5 | Elect Jodee A. Kozlak | Mgmt | For | For | For | ||
6 | Elect ReBecca Koenig Roloff | Mgmt | For | For | For | ||
7 | Elect Brian P. Short | Mgmt | For | For | For | ||
8 | Elect James B. Stake | Mgmt | For | For | For | ||
9 | Elect John P. Wiehoff | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Canadian National Railway Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNR | CUSIP 136375102 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Donald J. Carty | Mgmt | For | For | For | ||
1.2 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.3 | Elect Edith E. Holiday | Mgmt | For | For | For | ||
1.4 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.5 | Elect Denis Losier | Mgmt | For | For | For | ||
1.6 | Elect Kevin G. Lynch | Mgmt | For | For | For | ||
1.7 | Elect Claude Mongeau | Mgmt | For | For | For | ||
1.8 | Elect James E. O'Connor | Mgmt | For | For | For | ||
1.9 | Elect Robert Pace | Mgmt | For | For | For | ||
1.10 | Elect Robert L. Phillips | Mgmt | For | For | For | ||
1.11 | Elect Laura Stein | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Auditor Tendering Process | ShrHoldr | Against | Against | For | ||
Canadian Natural Resources Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
1.11 | Elect Annette Verschuren | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | ||
4 | Return of Capital and Reduction in Stated Capital | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | ||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
11 | Elect Catherine G. West | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Anderson | Mgmt | For | For | For | ||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | ||
3 | Elect George S. Barrett | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | ||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | ||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||
10 | Elect Nancy Killefer | Mgmt | For | For | For | ||
11 | Elect David P. King | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Carnival plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/14/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
6 | Elect Sir John Parker | Mgmt | For | For | For | ||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
8 | Elect Laura A. Weil | Mgmt | For | For | For | ||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
8 | Elect William A. Osborn | Mgmt | For | For | For | ||
9 | Elect Debra L. Reed | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | ||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
3 | Elect Robert E. Denham | Mgmt | For | For | For | ||
4 | Elect Alice P. Gast | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | Against | For | ||
Chubb Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Election of Statutory Auditors | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
14 | Elect Michael P. Connors | Mgmt | For | For | For | ||
15 | Elect John A. Edwardson | Mgmt | For | For | For | ||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
18 | Elect Kimberly Ross | Mgmt | For | For | For | ||
19 | Elect Robert W. Scully | Mgmt | For | For | For | ||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
21 | Elect Theodore Shasta | Mgmt | For | For | For | ||
22 | Elect David H. Sidwell | Mgmt | For | For | For | ||
23 | Elect Olivier Steimer | Mgmt | For | For | For | ||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | ||
26 | Elect Michael P. Connors | Mgmt | For | For | For | ||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
29 | Elect Robert W. Scully | Mgmt | For | For | For | ||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | ||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | Against | Against | ||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | ||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | ||
35 | Executive Compensation | Mgmt | For | For | For | ||
36 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
37 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect John T. Chambers | Mgmt | For | For | For | ||
5 | Elect Brian L. Halla | Mgmt | For | For | For | ||
6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
4 | Elect Charles P. Carey | Mgmt | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
6 | Elect Ana Dutra | Mgmt | For | For | For | ||
7 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
8 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
9 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
10 | Elect Leo Melamed | Mgmt | For | For | For | ||
11 | Elect William P. Miller II | Mgmt | For | For | For | ||
12 | Elect James E. Oliff | Mgmt | For | For | For | ||
13 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
14 | Elect John F. Sandner | Mgmt | For | For | For | ||
15 | Elect Terry L. Savage | Mgmt | For | For | For | ||
16 | Elect William R. Shepard | Mgmt | For | For | For | ||
17 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Denton | Mgmt | For | For | For | ||
2 | Elect Andrea Guerra | Mgmt | For | For | For | ||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
4 | Elect Victor Luis | Mgmt | For | For | For | ||
5 | Elect Ivan Menezes | Mgmt | For | For | For | ||
6 | Elect William R. Nuti | Mgmt | For | For | For | ||
7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||
8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Marc Bolland | Mgmt | For | For | For | ||
4 | Elect Ana Botin | Mgmt | For | For | For | ||
5 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
6 | Elect Richard M. Daley | Mgmt | For | For | For | ||
7 | Elect Barry Diller | Mgmt | For | For | For | ||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
9 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
10 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
11 | Elect Muhtar Kent | Mgmt | For | For | For | ||
12 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
13 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
14 | Elect Sam Nunn | Mgmt | For | For | For | ||
15 | Elect David B. Weinberg | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Corporate Values in Political Spending | ShrHoldr | Against | Against | For | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John P. Bilbrey | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect C. Martin Harris | Mgmt | For | For | For | ||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
8 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
9 | Elect Michael B. Polk | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Columbia Pipeline Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPGX | CUSIP 198280109 | 06/22/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | Against | Against | ||
4 | Amend 2003 Stock Option Plan | Mgmt | For | Against | Against | ||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N200 | 12/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | ||
Conagra Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/25/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
1.5 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
1.6 | Elect Joie A. Gregor | Mgmt | For | For | For | ||
1.7 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.8 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.11 | Elect Timothy R. McLevish | Mgmt | For | For | For | ||
1.12 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
5 | Elect John V. Faraci | Mgmt | For | For | For | ||
6 | Elect Jody L Freeman | Mgmt | For | For | For | ||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | ||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | ||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CUSIP 12626K203 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
5 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
6 | Elect Ernst Bartschi | Mgmt | For | For | For | ||
7 | Elect Maeve Carton | Mgmt | For | For | For | ||
8 | Elect Nicky Hartery | Mgmt | For | For | For | ||
9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | ||
10 | Elect Rebecca A. McDonald | Mgmt | For | For | For | ||
11 | Elect Don McGovern | Mgmt | For | For | For | ||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
13 | Elect Albert Manifold | Mgmt | For | For | For | ||
14 | Elect Senan Murphy | Mgmt | For | For | For | ||
15 | Elect Lucinda Riches | Mgmt | For | For | For | ||
16 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | ||
18 | Elect Mark S. Towe | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Appointment of Auditor | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
25 | Scrip Dividend | Mgmt | For | For | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Dale N. Hatfield | Mgmt | For | For | For | ||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
9 | Elect J. Landis Martin | Mgmt | For | For | For | ||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect John D. McPherson | Mgmt | For | For | For | ||
7 | Elect David M. Moffett | Mgmt | For | For | For | ||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
5 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
7 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
8 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
9 | Elect William I. Miller | Mgmt | For | For | For | ||
10 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | Against | Against | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | Against | Against | ||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Richard J. Swift | Mgmt | For | For | For | ||
10 | Elect William C. Weldon | Mgmt | For | Against | Against | ||
11 | Elect Tony L. White | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | ||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
7 | Elect Steven M. Rales | Mgmt | For | For | For | ||
8 | Elect John T. Schwieters | Mgmt | For | For | For | ||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect David A. Hager | Mgmt | For | For | For | ||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Duane Radtke | Mgmt | For | For | For | ||
1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.9 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | ||
Diamond Offshore Drilling, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DO | CUSIP 25271C102 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Tisch | Mgmt | For | For | For | ||
2 | Elect Marc Edwards | Mgmt | For | For | For | ||
3 | Elect John R. Bolton | Mgmt | For | For | For | ||
4 | Elect Charles L. Fabrikant | Mgmt | For | For | For | ||
5 | Elect Paul G. Gaffney II | Mgmt | For | For | For | ||
6 | Elect Edward Grebow | Mgmt | For | For | For | ||
7 | Elect Herbert C. Hofmann | Mgmt | For | For | For | ||
8 | Elect Kenneth I. Siegel | Mgmt | For | For | For | ||
9 | Elect Clifford M. Sobel | Mgmt | For | For | For | ||
10 | Elect Andrew H. Tisch | Mgmt | For | For | For | ||
11 | Elect Raymond S. Troubh | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Discover Financial Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DFS | CUSIP 254709108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | ||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | ||
10 | Elect David W. Nelms | Mgmt | For | For | For | ||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | ||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Dominion Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
5 | Elect John W. Harris | Mgmt | For | For | For | ||
6 | Elect Mark J. Kington | Mgmt | For | For | For | ||
7 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
8 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
10 | Elect David A. Wollard | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Financial Analysis of North Ana 3 Construction | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ajay Banga | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect James A. Bell | Mgmt | For | For | For | ||
4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Mark Loughridge | Mgmt | For | For | For | ||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
10 | Elect Paul Polman | Mgmt | For | For | For | ||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
12 | Elect James M. Ringler | Mgmt | For | For | For | ||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Charles G. McClure | Mgmt | For | For | For | ||
1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Corporate Political Spending | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael J. Angelakis | Mgmt | For | For | For | ||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | ||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.4 | Elect John H. Forsgren | Mgmt | For | For | For | ||
1.5 | Elect Lynn J. Good | Mgmt | For | For | For | ||
1.6 | Elect Ann M. Gray | Mgmt | For | For | For | ||
1.7 | Elect John T. Herron | Mgmt | For | For | For | ||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | ||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | ||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Elimination of Supermajority Voting Provisions | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
E. I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Edward D. Breen | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
6 | Elect James L. Gallogly | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | ||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Craig Arnold | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect Richard H. Fearon | Mgmt | For | For | For | ||
7 | Elect Charles E. Golden | Mgmt | For | For | For | ||
8 | Elect Linda A. Hill | Mgmt | For | For | For | ||
9 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
10 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||
11 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
12 | Elect Gregory R. Page | Mgmt | For | For | For | ||
13 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
14 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
15 | Approving Certain Administrative Amendments to Articles of Association | Mgmt | For | For | For | ||
16 | Approving Certain Administrative Amendments to the Memorandum of Association | Mgmt | For | For | For | ||
17 | Amendment to Articles Clarifying Board Size | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | ||
Edison International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
4 | Elect James T. Morris | Mgmt | For | For | For | ||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
7 | Elect William P. Sullivan | Mgmt | For | For | For | ||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
10 | Elect Brett White | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Eli Lilly and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||
2 | Elect R. David Hoover | Mgmt | For | For | For | ||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | ||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | ||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Emerson Electric Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMR | CUSIP 291011104 | 02/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | ||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | ||
1.3 | Elect Mathew S. Levatich | Mgmt | For | For | For | ||
1.4 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of KPMG | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect Al Monaco | Mgmt | For | For | For | ||
1.8 | Elect George K. Petty | Mgmt | For | For | For | ||
1.9 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.11 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Auditor Tendering Process | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect Al Monaco | Mgmt | For | For | For | ||
1.8 | Elect George K. Petty | Mgmt | For | For | For | ||
1.9 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.11 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Auditor Tendering Process | ShrHoldr | Against | Against | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect James C. Day | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald F. Textor | Mgmt | For | For | For | ||
6 | Elect William R. Thomas | Mgmt | For | For | For | ||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | ||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
10 | Elect Richard W. Mies | Mgmt | For | For | For | ||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Adoption of Proxy Access | Mgmt | For | For | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael J. Boskin | Mgmt | For | Withhold | Against | ||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||
1.6 | Elect Jay S. Fishman | Mgmt | For | Withhold | Against | ||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | Withhold | Against | ||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||
1.13 | Elect William C. Weldon | Mgmt | For | Withhold | Against | ||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
Freeport-McMoRan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
1.2 | Elect Gerald J. Ford | Mgmt | For | For | For | ||
1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
1.4 | Elect Andrew Langham | Mgmt | For | For | For | ||
1.5 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
1.6 | Elect Courtney Mather | Mgmt | For | For | For | ||
1.7 | Elect Dustan E. McCoy | Mgmt | For | For | For | ||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Proxy Access | Mgmt | For | For | For | ||
5 | Increase in Authorized Common Stock | Mgmt | For | For | For | ||
6 | Amendment to Articles Regarding Removal of Directors | Mgmt | For | For | For | ||
7 | 2016 Stock Incentive Plan | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Enhanced Oil Recovery | ShrHoldr | Against | Against | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary T. Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
3 | Elect James S. Crown | Mgmt | For | For | For | ||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
5 | Elect William P. Fricks | Mgmt | For | For | For | ||
6 | Elect John M. Keane | Mgmt | For | For | For | ||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
9 | Elect James N. Mattis | Mgmt | For | For | For | ||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
11 | Elect William A. Osborn | Mgmt | For | For | For | ||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
12 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
13 | Elect James J. Mulva | Mgmt | For | For | For | ||
14 | Elect James E. Rohr | Mgmt | For | For | For | ||
15 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | Against | Against | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | ||
General Mills, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIS | CUSIP 370334104 | 09/29/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
3 | Elect David M. Cordani | Mgmt | For | For | For | ||
4 | Elect Paul Danos | Mgmt | For | For | For | ||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
6 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
7 | Elect Steve Odland | Mgmt | For | For | For | ||
8 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
9 | Elect Michael D. Rose | Mgmt | For | For | For | ||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
11 | Elect Dorothy A. Terrell | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Glaxosmithkline plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSK | CINS G3910J112 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Manvinder S. Banga | Mgmt | For | For | For | ||
4 | Elect Jesse Goodman | Mgmt | For | For | For | ||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||
6 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||
7 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | ||
9 | Elect Simon Dingemans | Mgmt | For | For | For | ||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
12 | Elect Urs Rohner | Mgmt | For | For | For | ||
13 | Elect Moncef Slaoui | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | ||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
3 | Elect James R. Boyd | Mgmt | For | For | For | ||
4 | Elect Milton Carroll | Mgmt | For | For | For | ||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | ||
8 | Elect David J. Lesar | Mgmt | For | For | For | ||
9 | Elect Robert A. Malone | Mgmt | For | For | For | ||
10 | Elect J. Landis Martin | Mgmt | For | For | For | ||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
12 | Elect Debra L. Reed | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Hasbro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAS | CUSIP 418056107 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
3 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
4 | Elect Michael R. Burns | Mgmt | For | For | For | ||
5 | Elect Crispin Davis | Mgmt | For | For | For | ||
6 | Elect Lisa Gersh | Mgmt | For | For | For | ||
7 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
8 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
9 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
10 | Elect Edward M. Philip | Mgmt | For | For | For | ||
11 | Elect Richard S. Stoddart | Mgmt | For | For | For | ||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Hewlett Packard Enterprise Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPE | CUSIP 42824C109 | 03/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel Ammann | Mgmt | For | For | For | ||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | ||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | ||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | ||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | ||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
12 | Elect Lip-Bu Tan | Mgmt | For | For | For | ||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
14 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
HP Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPQ | CUSIP 40434L | 04/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||
3 | Elect Carl Bass | Mgmt | For | For | For | ||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | ||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | ||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||
9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
10 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||
11 | Elect Subra Suresh | Mgmt | For | For | For | ||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 10/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Illinois Tool Works Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITW | CUSIP 452308109 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect Susan Crown | Mgmt | For | For | For | ||
3 | Elect James W. Griffith | Mgmt | For | For | For | ||
4 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
5 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
6 | Elect E. Scott Santi | Mgmt | For | For | For | ||
7 | Elect James A. Skinner | Mgmt | For | For | For | ||
8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
10 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
11 | Elect Anre D. Williams | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
15 | Re-approval of the 2011 Cash Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
7 | Elect James D. Plummer | Mgmt | For | For | For | ||
8 | Elect David S. Pottruck | Mgmt | For | For | For | ||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
10 | Elect David B. Yoffie | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
Inter Pipeline Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPL | CUSIP 45833V109 | 05/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Richard Shaw | Mgmt | For | For | For | ||
2.2 | Elect David Fesyk | Mgmt | For | For | For | ||
2.3 | Elect Lorne Brown | Mgmt | For | For | For | ||
2.4 | Elect Duane Keinick | Mgmt | For | For | For | ||
2.5 | Elect Alison Taylor Love | Mgmt | For | For | For | ||
2.6 | Elect William Robertson | Mgmt | For | For | For | ||
2.7 | Elect Brant G. Sangster | Mgmt | For | For | For | ||
2.8 | Elect Margaret A. McKenzie | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
3 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
4 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
5 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
6 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
7 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
8 | Elect Vincent Tese | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
3 | Elect David N. Farr | Mgmt | For | For | For | ||
4 | Elect Mark Fields | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
12 | Elect Joan E. Spero | Mgmt | For | For | For | ||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||
14 | Elect Peter R. Voser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
3 | Elect Michael L. Ducker | Mgmt | For | For | For | ||
4 | Elect David R. Epstein | Mgmt | For | For | For | ||
5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
6 | Elect John F. Ferraro | Mgmt | For | For | For | ||
7 | Elect Andreas Fibig | Mgmt | For | For | For | ||
8 | Elect Christina A. Gold | Mgmt | For | For | For | ||
9 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
10 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Invesco Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVZ | CUSIP G491BT108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||
2 | Elect Martin L. Flanagan | Mgmt | For | For | For | ||
3 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||
4 | Elect Ben F. Johnson III | Mgmt | For | For | For | ||
5 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||
6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
7 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | 2016 Global Equity Incentive Plan | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | Against | Against | ||
9 | Elect Charles Prince | Mgmt | For | Against | Against | ||
10 | Elect A. Eugene Washington | Mgmt | For | Against | Against | ||
11 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David P. Abney | Mgmt | For | For | For | ||
1.2 | Elect Natalie A. Black | Mgmt | For | For | For | ||
1.3 | Elect Julie L. Bushman | Mgmt | For | For | For | ||
1.4 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
1.5 | Elect Richard Goodman | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
1.7 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.8 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
1.9 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
1.10 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mary Laschinger | Mgmt | For | For | For | ||
1.2 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
1.3 | Elect Carolyn Tastad | Mgmt | For | For | For | ||
1.4 | Elect Noel Wallace | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Cage Free Eggs | ShrHoldr | For | For | For | ||
5 | Shareholder Proposal Regarding Eliminating Supermajority Provisions | ShrHoldr | Against | For | Against | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
6 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
7 | Elect James M. Jenness | Mgmt | For | For | For | ||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
9 | Elect Ian C. Read | Mgmt | For | For | For | ||
10 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
11 | Elect Michael D. White | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | REAPPROVAL OF PERFORMANCE GOALS UNDER THE 2011 EQUITY PARTICIPATION PLAN | Mgmt | For | For | For | ||
15 | Amendment to the 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | ||
Kinder Morgan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMI | CUSIP 49456B101 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
1.2 | Elect Steven J. Kean | Mgmt | For | For | For | ||
1.3 | Elect Ted A. Gardner | Mgmt | For | For | For | ||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Gary L. Hultquist | Mgmt | For | For | For | ||
1.6 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
1.8 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
1.9 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | ||
1.10 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
1.11 | Elect C. Park Shaper | Mgmt | For | For | For | ||
1.12 | Elect William A. Smith | Mgmt | For | For | For | ||
1.13 | Elect Joel V. Staff | Mgmt | For | For | For | ||
1.14 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
1.15 | Elect Perry M. Waughtal | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | ||
4 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 02/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Approval of extension of the Outside Director Accelerated Vesting Policy | Mgmt | For | For | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||
3 | Elect John T. Dickson | Mgmt | For | For | For | ||
4 | Elect Emiko Higashi | Mgmt | For | For | For | ||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | ||
6 | Elect Gary B. Moore | Mgmt | For | For | For | ||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | ||
8 | Elect Robert A. Rango | Mgmt | For | For | For | ||
9 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
10 | Elect David C. Wang | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kraft Foods Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
4 | Elect John T. Cahill | Mgmt | For | For | For | ||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
9 | Elect John C. Pope | Mgmt | For | For | For | ||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect Susan M. Phillips | Mgmt | For | For | For | ||
9 | Elect James A. Runde | Mgmt | For | For | For | ||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
11 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
Linear Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Swanson, Jr. | Mgmt | For | For | For | ||
2 | Elect Lothar Maier | Mgmt | For | For | For | ||
3 | Elect Arthur C. Agnos | Mgmt | For | For | For | ||
4 | Elect John J. Gordon | Mgmt | For | For | For | ||
5 | Elect David S. Lee | Mgmt | For | For | For | ||
6 | Elect Richard M. Moley | Mgmt | For | For | For | ||
7 | Elect Thomas S. Volpe | Mgmt | For | For | For | ||
8 | Amendment to 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
9 | Elect James M. Loy | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Re-approval of the 2011 Incentive Performance Award Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
4 | Elect Elaine La Roche | Mgmt | For | For | For | ||
5 | Elect Maria Silvia Bastos Marques | Mgmt | For | For | For | ||
6 | Elect Steven A. Mills | Mgmt | For | For | For | ||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
8 | Elect Marc D. Oken | Mgmt | For | For | For | ||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
10 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
11 | Elect R. David Yost | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | ||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | ||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | ||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect Walter E. Massey | Mgmt | For | For | For | ||
9 | Elect John Mulligan | Mgmt | For | For | For | ||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | ShrHoldr | Against | Against | For | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||
8 | Elect Michael Grobstein | Mgmt | For | For | For | ||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | ||
12 | Elect Elliott Sigal | Mgmt | For | For | For | ||
13 | Elect Robert Singer | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Medtronic, plc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Elect Preetha Reddy | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | ||
4 | Elect Satya Nadella | Mgmt | For | For | For | ||
5 | Elect Charles H. Noski | Mgmt | For | For | For | ||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect John W. Stanton | Mgmt | For | For | For | ||
10 | Elect John W. Thompson | Mgmt | For | For | For | ||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
7 | Elect Nelson Peltz | Mgmt | For | For | For | ||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect David L. Chicoine | Mgmt | For | For | For | ||
3 | Elect Janice L. Fields | Mgmt | For | For | For | ||
4 | Elect Hugh Grant | Mgmt | For | For | For | ||
5 | Elect Arthur H. Harper | Mgmt | For | For | For | ||
6 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
7 | Elect Marcos M. Lutz | Mgmt | For | For | For | ||
8 | Elect C. Steven McMillan | Mgmt | For | For | For | ||
9 | Elect Jon R. Moeller | Mgmt | For | For | For | ||
10 | Elect William U. Parfet | Mgmt | For | For | For | ||
11 | Elect George H. Poste | Mgmt | For | For | For | ||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
13 | Elect Patricia Verduin | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
2 | Decrease of Authorized Common Stock | Mgmt | For | For | For | ||
3 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
4 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
5 | Elect Timothy S. Gitzel | Mgmt | For | For | For | ||
6 | Elect Denise C. Johnson | Mgmt | For | For | For | ||
7 | Elect Emery N. Koenig | Mgmt | For | For | For | ||
8 | Elect Robert L. Lumpkins | Mgmt | For | For | For | ||
9 | Elect William T. Monahan | Mgmt | For | For | For | ||
10 | Elect James C. O'Rourke | Mgmt | For | For | For | ||
11 | Elect James L. Popowich | Mgmt | For | For | For | ||
12 | Elect David T. Seaton | Mgmt | For | For | For | ||
13 | Elect Steven M. Seibert | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NetApp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTAP | CUSIP 64110D104 | 09/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
2 | Elect Jeffry R. Allen | Mgmt | For | For | For | ||
3 | Elect Tor R. Braham | Mgmt | For | For | For | ||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | ||
5 | Elect Gerald D. Held | Mgmt | For | For | For | ||
6 | Elect Kathryn M. Hill | Mgmt | For | For | For | ||
7 | Elect George Kurian | Mgmt | For | For | For | ||
8 | Elect George T. Shaheen | Mgmt | For | For | For | ||
9 | Elect Robert T. Wall | Mgmt | For | For | For | ||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Newell Brands Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 04/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Elect Thomas E. Clarke | Mgmt | For | For | For | ||
4 | Elect Kevin C. Conroy | Mgmt | For | For | For | ||
5 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
6 | Elect Michael T. Cowhig | Mgmt | For | For | For | ||
7 | Elect Domenico De Sole | Mgmt | For | For | For | ||
8 | Elect Michael B. Polk | Mgmt | For | For | For | ||
9 | Elect Steven J. Strobel | Mgmt | For | For | For | ||
10 | Elect Michael A. Todman | Mgmt | For | For | For | ||
11 | Elect Raymond G. Viault | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect James E. Craddock | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
8 | Elect David L. Stover | Mgmt | For | For | For | ||
9 | Elect Scott D. Urban | Mgmt | For | For | For | ||
10 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
11 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect Steven F. Leer | Mgmt | For | For | For | ||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | ||
8 | Elect Amy E. Miles | Mgmt | For | For | For | ||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
10 | Elect James A. Squires | Mgmt | For | For | For | ||
11 | Elect John R. Thompson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Northrop Grumman Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | ||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
7 | Elect William H. Hernandez | Mgmt | For | For | For | ||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
10 | Elect Richard B. Myers | Mgmt | For | For | For | ||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
13 | Elect James S. Turley | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CUSIP 66987V109 | 02/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
3 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
6 | Board Compensation | Mgmt | For | For | For | ||
7 | Executive Compensation | Mgmt | For | For | For | ||
8 | Compensation Report | Mgmt | For | For | For | ||
9 | Elect Jorg Reinhardt as Chairman | Mgmt | For | For | For | ||
10 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
11 | Elect Dimitri Azar | Mgmt | For | For | For | ||
12 | Elect Srikant Datar | Mgmt | For | For | For | ||
13 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
14 | Elect Pierre Landolt | Mgmt | For | For | For | ||
15 | Elect Andreas von Planta | Mgmt | For | For | For | ||
16 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
17 | Elect Enrico Vanni | Mgmt | For | For | For | ||
18 | Elect William T. Winters | Mgmt | For | For | For | ||
19 | Elect Ton Buchner | Mgmt | For | For | For | ||
20 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
21 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | ||
25 | Appointment of Auditor | Mgmt | For | For | For | ||
26 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | Abstain | N/A | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | ||
1.2 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
1.4 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
1.5 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
1.6 | Elect Laurette T. Koellner | Mgmt | For | For | For | ||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
1.8 | Elect John H. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Bundled Amendments to the Certificate of Incorporation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Old Republic International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORI | CUSIP 680223104 | 05/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jimmy A. Dew | Mgmt | For | For | For | ||
1.2 | Elect John M. Dixon | Mgmt | For | For | For | ||
1.3 | Elect Dennis P. Van Mieghem | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Omnicom Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OMC | CUSIP 681919106 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Wren | Mgmt | For | For | For | ||
2 | Elect Bruce Crawford | Mgmt | For | For | For | ||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
7 | Elect Susan S. Denison | Mgmt | For | For | For | ||
8 | Elect Michael A. Henning | Mgmt | For | For | For | ||
9 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||
10 | Elect John R. Murphy | Mgmt | For | For | For | ||
11 | Elect John R. Purcell | Mgmt | For | For | For | ||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | ||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Paychex, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAYX | CUSIP 704326107 | 10/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | ||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | ||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||
5 | Elect Grant M. Inman | Mgmt | For | For | For | ||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||
12 | 2015 Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Cesar Conde | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Dina Dublon | Mgmt | For | For | For | ||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
8 | Elect William R. Johnson | Mgmt | For | For | For | ||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
10 | Elect David C. Page | Mgmt | For | For | For | ||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
13 | Elect Daniel Vasella | �� | Mgmt | For | For | For | |
14 | Elect Alberto Weisser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
6 | Elect James M. Kilts | Mgmt | For | For | For | ||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect Ian C. Read | Mgmt | For | For | For | ||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
11 | Elect James C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | For | Against | ||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C | 05/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis Chew | Mgmt | For | For | For | ||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | ||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect John W. Estey | Mgmt | For | For | For | ||
1.4 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.5 | Elect C. Steven Hoffman | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
1.8 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
1.10 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.11 | Elect Jochen E. Tilk | Mgmt | For | For | For | ||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
1.13 | Elect Zoe A. Yujnovich | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Sourcing Phosphate from Western Sahara | ShrHoldr | Against | Against | For | ||
PPL Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 69351T106 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
2 | Elect John W. Conway | Mgmt | For | For | For | ||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
6 | Elect William H. Spence | Mgmt | For | For | For | ||
7 | Elect Natica von Althann | Mgmt | For | For | For | ||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
9 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | 2016 Short-Term Incentive Plan | Mgmt | For | For | For | ||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Ira D. Hall | Mgmt | For | For | For | ||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
7 | Elect Larry D. McVay | Mgmt | For | For | For | ||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
9 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of 162(m) Performance Measures | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/17/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter B. Delaney | Mgmt | For | For | For | ||
2 | Elect Mark Donegan | Mgmt | For | For | For | ||
3 | Elect Don R. Graber | Mgmt | For | For | For | ||
4 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
5 | Elect Vernon E. Oechsle | Mgmt | For | For | For | ||
6 | Elect James F. Palmer | Mgmt | For | For | For | ||
7 | Elect Rick Schmidt | Mgmt | For | For | For | ||
8 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
9 | Elect Timothy A. Wicks | Mgmt | For | For | For | ||
10 | Elect Janet C. Wolfenbarger | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 11/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | Against | Against | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
Principal Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFG | CUSIP 74251V102 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael T. Dan | Mgmt | For | For | For | ||
2 | Elect C. Daniel Gelatt | Mgmt | For | For | For | ||
3 | Elect Sandra L. Helton | Mgmt | For | For | For | ||
4 | Elect Blair C. Pickerell | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Quest Diagnostics Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGX | CUSIP 74834L100 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jenne K. Britell | Mgmt | For | For | For | ||
2 | Elect Vicky B. Gregg | Mgmt | For | For | For | ||
3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
4 | Elect Timothy L. Main | Mgmt | For | For | For | ||
5 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||
6 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||
8 | Elect Daniel C. Stanzione | Mgmt | For | For | For | ||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
10 | Elect John B. Ziegler | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect James W. Crownover | Mgmt | For | For | For | ||
4 | Elect Ann E. Dunwoody | Mgmt | For | For | For | ||
5 | Elect William J. Flynn | Mgmt | For | For | For | ||
6 | Elect Manuel Kadre | Mgmt | For | For | For | ||
7 | Elect Michael Larson | Mgmt | For | For | For | ||
8 | Elect W. Lee Nutter | Mgmt | For | For | For | ||
9 | Elect Donald W. Slager | Mgmt | For | For | For | ||
10 | Elect John M. Trani | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to Bylaws to Implement Proxy Access | Mgmt | For | For | For | ||
14 | Adoption of Exclusive Forum | Mgmt | For | For | For | ||
Resmed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMD | CUSIP 761152107 | 11/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter C. Farrell | Mgmt | For | For | For | ||
2 | Elect Gary W. Pace | Mgmt | For | For | For | ||
3 | Elect Ronald Taylor | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
RioCan Real Estate Investment Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REI.UN | CUSIP 766910103 | 06/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bonnie Brooks | Mgmt | For | For | For | ||
2 | Elect Clare R. Copeland | Mgmt | For | For | For | ||
3 | Elect Paul Godfrey | Mgmt | For | For | For | ||
4 | Elect Dale H. Lastman | Mgmt | For | For | For | ||
5 | Elect Jane Marshall | Mgmt | For | For | For | ||
6 | Elect Sharon Sallows | Mgmt | For | For | For | ||
7 | Elect Edward Sonshine | Mgmt | For | For | For | ||
8 | Elect Luc Vanneste | Mgmt | For | For | For | ||
9 | Elect Charles M. Winograd | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Keith D. Nosbusch | Mgmt | For | For | For | ||
1.2 | Elect William T. McCormick, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of an Amendment to the 2012 Long-Term Incentives Plan | Mgmt | For | For | For | ||
5 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
Ross Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROST | CUSIP 778296103 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Balmuth | Mgmt | For | For | For | ||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||
3 | Elect Michael J. Bush | Mgmt | For | For | For | ||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | ||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
7 | Elect George P. Orban | Mgmt | For | For | For | ||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | ||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | ||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||
11 | Elect Barbara Rentler | Mgmt | For | For | For | ||
12 | Second Amended and Restated Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Royal Bank Of Canada | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RY | CUSIP 780087102 | 04/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.3 | Elect Toos N. Daruvala | Mgmt | For | For | For | ||
1.4 | Elect David F. Denison | Mgmt | For | For | For | ||
1.5 | Elect Richard L. George | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Michael H. McCain | Mgmt | For | For | For | ||
1.8 | Elect David I. McKay | Mgmt | For | For | For | ||
1.9 | Elect Heather E.L. Munroe-Blum | Mgmt | For | For | For | ||
1.10 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||
1.11 | Elect Edward Sonshine | Mgmt | For | For | For | ||
1.12 | Elect Kathleen P. Taylor | Mgmt | For | For | For | ||
1.13 | Elect Bridget A. van Kralingen | Mgmt | For | For | For | ||
1.14 | Elect Thierry Vandal | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Simplifying Financial Statements | ShrHoldr | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 01/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | Against | Against | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 05/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
6 | Elect Simon Henry | Mgmt | For | For | For | ||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Hans Wijers | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | ||
S&P Global Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHFI | CUSIP 580645109 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
2 | Elect William D. Green | Mgmt | For | For | For | ||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
4 | Elect Rebecca Jacoby | Mgmt | For | For | For | ||
5 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
6 | Elect Douglas L. Peterson | Mgmt | For | For | For | ||
7 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
9 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
10 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
11 | Company Name Change | Mgmt | For | For | For | ||
12 | Reduce the Required Minimum Number of Directors from 12 Members to 8 Members. | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
5 | Elect Michael E. Marks | Mgmt | For | For | For | ||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
10 | Elect Henri Seydoux | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
15 | Ratification of Board Size | Mgmt | For | For | For | ||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
Scripps Networks Interactive Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNI | CUSIP 811065101 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | ||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | ||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | ||
3 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
4 | Elect William D. Jones | Mgmt | For | For | For | ||
5 | Elect William G. Ouchi | Mgmt | For | For | For | ||
6 | Elect Debra L. Reed | Mgmt | For | For | For | ||
7 | Elect William C. Rusnack | Mgmt | For | For | For | ||
8 | Elect William P. Rutledge | Mgmt | For | For | For | ||
9 | Elect Lynn Schenk | Mgmt | For | For | For | ||
10 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
11 | Elect James C. Yardley | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CUSIP 826197501 | 01/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Appointment of Auditor | Mgmt | For | For | For | ||
5 | Elect Nicola Leibinger-Kammuller | Mgmt | For | For | For | ||
6 | Elect Jim Hagemann Snabe | Mgmt | For | For | For | ||
7 | Elect Werner Wenning | Mgmt | For | For | For | ||
8 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | ||
9 | Spin-off and Transfer Agreement | Mgmt | For | For | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | ||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Snap-on Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNA | CUSIP 833034101 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Karen L. Daniel | Mgmt | For | For | For | ||
2 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
3 | Elect James P. Holden | Mgmt | For | For | For | ||
4 | Elect Nathan J. Jones | Mgmt | For | For | For | ||
5 | Elect Harry W. Knueppel | Mgmt | For | For | For | ||
6 | Elect W. Dudley Lehman | Mgmt | For | For | For | ||
7 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | ||
8 | Elect Gregg M. Sherrill | Mgmt | For | For | For | ||
9 | Elect Donald J. Stebbins | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Spectra Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
2 | Elect F. Anthony Comper | Mgmt | For | For | For | ||
3 | Elect Austin A. Adams | Mgmt | For | For | For | ||
4 | Elect Joseph Alvarado | Mgmt | For | For | For | ||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
6 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||
8 | Elect Miranda C. Hubbs | Mgmt | For | For | For | ||
9 | Elect Michael McShane | Mgmt | For | For | For | ||
10 | Elect Michael G. Morris | Mgmt | For | For | For | ||
11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
4 | Elect Robert M. Gates | Mgmt | For | For | For | ||
5 | Elect Mellody Hobson | Mgmt | For | For | For | ||
6 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Acess | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | ||
4 | Elect William C. Freda | Mgmt | For | For | For | ||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louise L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
7 | Elect William U. Parfet | Mgmt | For | For | For | ||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sun Life Financial Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLF | CUSIP 866796105 | 05/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | ||
1.2 | Elect John H. Clappison | Mgmt | For | For | For | ||
1.3 | Elect Dean A. Connor | Mgmt | For | For | For | ||
1.4 | Elect Martin J.G. Glynn | Mgmt | For | For | For | ||
1.5 | Elect M. Marianne Harris | Mgmt | For | For | For | ||
1.6 | Elect Sara G. Lewis | Mgmt | For | For | For | ||
1.7 | Elect Scott F. Powers | Mgmt | For | For | For | ||
1.8 | Elect Real Raymond | Mgmt | For | For | For | ||
1.9 | Elect Hugh D. Segal | Mgmt | For | For | For | ||
1.10 | Elect Barbara G. Stymiest | Mgmt | For | For | For | ||
1.11 | Elect James H. Sutcliffe | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | ||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
4 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
7 | Elect Yong Nam | Mgmt | For | For | For | ||
8 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Elect Thomas J. Lynch as Chairman | Mgmt | For | For | For | ||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Appoint Deloitte and Touche as auditor | Mgmt | For | For | For | ||
23 | Appoint Deloitte AG, Zurich as Swiss registered auditor | Mgmt | For | For | For | ||
24 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Executive Compensation | Mgmt | For | For | For | ||
27 | Board Compensation | Mgmt | For | For | For | ||
28 | Appropriation of Earnings | Mgmt | For | For | For | ||
29 | Declaration of Dividend | Mgmt | For | For | For | ||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
31 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
32 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Telus Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 87971M996 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
1.2 | Elect Micheline Bouchard | Mgmt | For | For | For | ||
1.3 | Elect Ray Chan | Mgmt | For | For | For | ||
1.4 | Elect Stockwell Day | Mgmt | For | For | For | ||
1.5 | Elect Lisa de Wilde | Mgmt | For | For | For | ||
1.6 | Elect Darren Entwistle | Mgmt | For | For | For | ||
1.7 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
1.8 | Elect John S. Lacey | Mgmt | For | For | For | ||
1.9 | Elect William A. MacKinnon | Mgmt | For | For | For | ||
1.10 | Elect John P. Manley | Mgmt | For | For | For | ||
1.11 | Elect Sarabjit S. Marwah | Mgmt | For | For | For | ||
1.12 | Elect David L. Mowat | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/21/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Janet F. Clark | Mgmt | For | For | For | ||
5 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
6 | Elect Ronald Kirk | Mgmt | For | For | For | ||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
9 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
4 | Elect J. Frank Brown | Mgmt | For | For | For | ||
5 | Elect Albert P. Carey | Mgmt | For | For | For | ||
6 | Elect Armando Codina | Mgmt | For | For | For | ||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
10 | Elect Karen Katen | Mgmt | For | For | For | ||
11 | Elect Craig A. Menear | Mgmt | For | For | For | ||
12 | Elect Mark Vadon | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
The PNC Financial Services Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
3 | Elect William S. Demchak | Mgmt | For | For | For | ||
4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
5 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
6 | Elect Kay Coles James | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
9 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
10 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
11 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
12 | Elect Michael J. Ward | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2016 Incentive Award Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Procter and Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/13/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Scott D. Cook | Mgmt | For | For | For | ||
5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
6 | Elect Alan G. Lafley | Mgmt | For | For | For | ||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect David. S. Taylor | Mgmt | For | For | For | ||
10 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
2 | Elect Charles A. Davis | Mgmt | For | For | For | ||
3 | Elect Roger N. Farah | Mgmt | For | For | For | ||
4 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
5 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
6 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
7 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
8 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
9 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
10 | Elimination of Supermajority Requirements for Common Shareholders | Mgmt | For | For | For | ||
11 | Elimination of Supermajority Requirements for Voting Preference Shares | Mgmt | For | For | For | ||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carole Black | Mgmt | For | Against | Against | ||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
3 | Elect David C. Chang | Mgmt | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
5 | Elect Peter R. Haje | Mgmt | For | Against | Against | ||
6 | Elect Donna A. James | Mgmt | For | For | For | ||
7 | Elect Don Logan | Mgmt | For | For | For | ||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | Against | Against | ||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
11 | Elect Edward D. Shirley | Mgmt | For | Against | Against | ||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect Fred Hassan | Mgmt | For | For | For | ||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Toronto-Dominion Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TD | CUSIP 891160509 | 03/31/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | ||
1.3 | Elect Brian C. Ferguson | Mgmt | For | For | For | ||
1.4 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
1.5 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
1.6 | Elect Jean-Rene Halde | Mgmt | For | For | For | ||
1.7 | Elect David E. Kepler | Mgmt | For | For | For | ||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.9 | Elect Alan N. MacGibbon | Mgmt | For | For | For | ||
1.10 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
1.11 | Elect Bharat B. Masrani | Mgmt | For | For | For | ||
1.12 | Elect Irene R. Miller | Mgmt | For | For | For | ||
1.13 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
1.14 | Elect Claude Mongeau | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simplifying Financial Statements | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Optimizing Quebec's Public Finances | ShrHoldr | Against | Against | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
3 | Elect Marc N. Casper | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
7 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
8 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Scott W. Wine | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Unilever plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULVR | CUSIP 904767704 | 04/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | ||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
5 | Elect Vittorio Colao | Mgmt | For | For | For | ||
6 | Elect Louise O. Fresco | Mgmt | For | For | For | ||
7 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
8 | Elect Judith Hartmann | Mgmt | For | For | For | ||
9 | Elect Mary MA Xuezheng | Mgmt | For | For | For | ||
10 | Elect Paul Polman | Mgmt | For | For | For | ||
11 | Elect John Rishton | Mgmt | For | For | For | ||
12 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
13 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | ||
15 | Elect Youngme E. Moon | Mgmt | For | For | For | ||
16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David P. Abney | Mgmt | For | For | For | ||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
4 | Elect William R. Johnson | Mgmt | For | For | For | ||
5 | Elect Candace Kendle | Mgmt | For | For | For | ||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
9 | Elect John T. Stankey | Mgmt | For | For | For | ||
10 | Elect Carol B. Tome | Mgmt | For | For | For | ||
11 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John V. Faraci | Mgmt | For | For | For | ||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | ||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
6 | Elect Douglas M. Pasquale | Mgmt | For | For | For | ||
7 | Elect Robert D. Reed | Mgmt | For | For | For | ||
8 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||
9 | Elect James D. Shelton | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
7 | Elect John C. Pope | Mgmt | For | For | For | ||
8 | Elect W. Robert Reum | Mgmt | For | For | For | ||
9 | Elect David P. Steiner | Mgmt | For | For | For | ||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Wells Fargo and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
6 | Elect Susan E. Engel | Mgmt | For | For | For | ||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
8 | Elect Donald M. James | Mgmt | For | For | For | ||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
10 | Elect Federico F. Pena | Mgmt | For | For | For | ||
11 | Elect James H. Quigley | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Westrock Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WRK | CUSIP 96145D105 | 02/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | ||
2 | Elect J. Powell Brown | Mgmt | For | For | For | ||
3 | Elect Michael E. Campbell | Mgmt | For | For | For | ||
4 | Elect Terrell K. Crews | Mgmt | For | For | For | ||
5 | Elect Russell M. Currey | Mgmt | For | For | For | ||
6 | Elect G. Stephen Felker | Mgmt | For | For | For | ||
7 | Elect Lawrence L. Gellerstedt, III | Mgmt | For | For | For | ||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
9 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
10 | Elect James E. Nevels | Mgmt | For | For | For | ||
11 | Elect Timothy H. Powers | Mgmt | For | For | For | ||
12 | Elect Steven C. Voorhees | Mgmt | For | For | For | ||
13 | Elect Bettina M. Whyte | Mgmt | For | For | For | ||
14 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Approval of the 2016 Incentive Stock Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
3 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
4 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
5 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
7 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
8 | Elect John D. Liu | Mgmt | For | For | For | ||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
10 | Elect William D. Perez | Mgmt | For | For | For | ||
11 | Elect Michael D. White | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 06/02/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Patrick J. Connolly | Mgmt | For | For | For | ||
5 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
6 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
7 | Elect Ted W. Hall | Mgmt | For | For | For | ||
8 | Elect Sabrina L. Simmons | Mgmt | For | For | For | ||
9 | Elect Jerry D. Stritzke | Mgmt | For | For | For | ||
10 | Elect Lorraine Twohill | Mgmt | For | For | For | ||
11 | Amendment to the 2001 Incentive Bonus Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Xcel Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEL | CUSIP 98389B100 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
2 | Elect Richard K. Davis | Mgmt | For | For | For | ||
3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | ||
4 | Elect Richard T. O'Brien | Mgmt | For | For | For | ||
5 | Elect Christopher J. Policinski | Mgmt | For | For | For | ||
6 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||
8 | Elect James J. Sheppard | Mgmt | For | For | For | ||
9 | Elect David A. Westerlund | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
3 | Elect William G. Howard, Jr. | Mgmt | For | For | For | ||
4 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
5 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
6 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
7 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Yum! Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
2 | Elect Brian C. Cornell | Mgmt | For | For | For | ||
3 | Elect Greg Creed | Mgmt | For | For | For | ||
4 | Elect David W. Dorman | Mgmt | For | For | For | ||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
7 | Elect Keith Meister | Mgmt | For | For | For | ||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
10 | Elect P. Justin Skala | Mgmt | For | For | For | ||
11 | Elect Elane B. Stock | Mgmt | For | For | For | ||
12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Labeling Genetically Modified Organisms | ShrHoldr | Against | Against | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 26, 2016 |