UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2016 - June 30, 2017
Laurie D. Neat
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1 : Proxy Voting Record Fund Name : American Mutual Fund Reporting Period : July 01, 2016 - June 30, 2017 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
6 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.7 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Approval of 2017 Incentive Stock Program | Mgmt | For | For | For | ||
6 | Employee Stock Purchase Plan for Non-U.S. Employees | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.3 | Elect Melody B Meyer | Mgmt | For | For | For | ||
1.4 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jaime Ardila Gomez | Mgmt | For | For | For | ||
2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
3 | Elect Herbert Hainer | Mgmt | For | For | For | ||
4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||
6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
9 | Elect Paula A. Price | Mgmt | For | For | For | ||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||
11 | Elect Frank K. Tang | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
Agrium Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGU | CUSIP 008916108 | 11/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
Agrium Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGU | CUSIP 008916108 | 05/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Maura J. Clark | Mgmt | For | For | For | ||
1.2 | Elect David C. Everitt | Mgmt | For | For | For | ||
1.3 | Elect Russell K. Girling | Mgmt | For | For | For | ||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | ||
1.5 | Elect Miranda C. Hubbs | Mgmt | For | For | For | ||
1.6 | Elect Charles V. Magro | Mgmt | For | For | For | ||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||
1.8 | Elect Derek G. Pannell | Mgmt | For | For | For | ||
1.9 | Elect Mayo M. Schmidt | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
5 | Elect Greg C. Garland | Mgmt | For | For | For | ||
6 | Elect Fred Hassan | Mgmt | For | For | For | ||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
9 | Elect Charles M. Holley | Mgmt | For | For | For | ||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect James A. Champy | Mgmt | For | For | For | ||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | ||
5 | Elect Edward H. Frank | Mgmt | For | For | For | ||
6 | Elect Mark M. Little | Mgmt | For | For | For | ||
7 | Elect Neil S. Novich | Mgmt | For | For | For | ||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
9 | Elect Lisa T. Su | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Jin-Yong Cai | Mgmt | For | For | For | ||
4 | Elect Fulvio Conti | Mgmt | For | For | For | ||
5 | Elect Cheryl Francis | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
16 | Accounts and Reports | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
9 | Elect Philip Broadley | Mgmt | For | For | For | ||
10 | Elect Bruce Burlington | Mgmt | For | For | For | ||
11 | Elect Graham Chipchase | Mgmt | For | For | For | ||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
13 | Elect Shriti Vadera | Mgmt | For | For | For | ||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
16 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
AT&T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
4 | Elect Scott T. Ford | Mgmt | For | Against | Against | ||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
6 | Elect William E. Kennard | Mgmt | For | For | For | ||
7 | Elect Michael B. McCallister | Mgmt | For | Against | Against | ||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | Against | Against | ||
10 | Elect Matthew K. Rose | Mgmt | For | Against | Against | ||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter Bisson | �� | Mgmt | For | For | For | |
1.2 | Elect Richard T. Clark | Mgmt | For | For | For | ||
1.3 | Elect Eric C. Fast | Mgmt | For | For | For | ||
1.4 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
1.5 | Elect Michael P. Gregoire | Mgmt | For | For | For | ||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.7 | Elect John P. Jones | Mgmt | For | For | For | ||
1.8 | Elect William J. Ready | Mgmt | For | For | For | ||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||
1.10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Baker Hughes a GE company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 06/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
5 | Approval of Performance Terms under the STI Plan and LTI Plan | Mgmt | For | For | For | ||
Bank of Montreal | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMO | CUSIP 063671101 | 04/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.3 | Elect George A. Cope | Mgmt | For | For | For | ||
1.4 | Elect William A. Downe | Mgmt | For | For | For | ||
1.5 | Elect Christine A. Edwards | Mgmt | For | For | For | ||
1.6 | Elect Martin S. Eichenbaum | Mgmt | For | For | For | ||
1.7 | Elect Ronald H. Farmer | Mgmt | For | For | For | ||
1.8 | Elect Eric R. La Fleche | Mgmt | For | For | For | ||
1.9 | Elect Linda Huber | Mgmt | For | For | For | ||
1.10 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | ||
1.11 | Elect Philip S. Orsino | Mgmt | For | For | For | ||
1.12 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
1.13 | Elect Don M. Wilson III | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Approve Maximum Variable Pay Ratio for Certain European Employees | Mgmt | For | For | For | ||
5 | Advisory vote on Executive Compensation | Mgmt | For | For | For | ||
Bank of New York Mellon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BK | CUSIP 064058100 | 04/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
4 | Elect Edward P. Garden | Mgmt | For | For | For | ||
5 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | ||
6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
7 | Elect John M. Hinshaw | Mgmt | For | For | For | ||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
9 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
10 | Elect Jennifer B. Morgan | Mgmt | For | For | For | ||
11 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||
12 | Elect Elizabeth E. Robinson | Mgmt | For | For | For | ||
13 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | ||
1.3 | Elect Gary A. Doer | Mgmt | For | For | For | ||
1.4 | Elect Kelvin P. M. Dushinky | Mgmt | For | For | For | ||
1.5 | Elect J. Michael Evans | Mgmt | For | For | For | ||
1.6 | Elect Brian L. Greenspun | Mgmt | For | For | For | ||
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.8 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
1.9 | Elect Pablo Marcet | Mgmt | For | For | For | ||
1.10 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
1.11 | Elect Anthony Munk | Mgmt | For | For | For | ||
1.12 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
1.13 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.14 | Elect John L. Thornton | Mgmt | For | For | For | ||
1.15 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
4 | Elect James A. Faulkner | Mgmt | For | For | For | ||
5 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
6 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
7 | Elect Kelly S. King | Mgmt | For | For | For | ||
8 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
9 | Elect Charles A. Patton | Mgmt | For | For | For | ||
10 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
11 | Elect William J. Reuter | Mgmt | For | For | For | ||
12 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
13 | Elect Christine Sears | Mgmt | For | For | For | ||
14 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
15 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
16 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
20 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
BCE Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCE | CUSIP 05534B760 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.3 | Elect Robert E. Brown | Mgmt | For | For | For | ||
1.4 | Elect George A. Cope | Mgmt | For | For | For | ||
1.5 | Elect David F. Denison | Mgmt | For | For | For | ||
1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | ||
1.7 | Elect Ian Greenberg | Mgmt | For | For | For | ||
1.8 | Elect Kathrine Lee | Mgmt | For | For | For | ||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | ||
1.12 | Elect Karen Sheriff | Mgmt | For | For | For | ||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670702 | 05/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | ||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | ||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Against | Against | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
6 | Elect Nils Andersen | Mgmt | For | For | For | ||
7 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
8 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
9 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
10 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
11 | Elect Ann Dowling | Mgmt | For | For | For | ||
12 | Elect Melody B. Meyer | Mgmt | For | For | For | ||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
14 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
15 | Elect John Sawers | Mgmt | For | For | For | ||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
C.H. Robinson Worldwide, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHRW | CUSIP 12541W209 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Scott P. Anderson | Mgmt | For | For | For | ||
2 | Elect Robert Ezrilov | Mgmt | For | For | For | ||
3 | Elect Wayne M. Fortun | Mgmt | For | For | For | ||
4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||
5 | Elect Jodee A. Kozlak | Mgmt | For | For | For | ||
6 | Elect Brian P. Short | Mgmt | For | For | For | ||
7 | Elect James B. Stake | Mgmt | For | For | For | ||
8 | Elect John P. Wiehoff | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Canadian National Railway Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNR | CUSIP 136375102 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Shauneen Bruder | Mgmt | For | For | For | ||
1.2 | Elect Donald J. Carty | Mgmt | For | For | For | ||
1.3 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.4 | Elect Julie Godin | Mgmt | For | For | For | ||
1.5 | Elect Edith E. Holiday | Mgmt | For | For | For | ||
1.6 | Elect Luc Jobin | Mgmt | For | For | For | ||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.8 | Elect Denis Losier | Mgmt | For | For | For | ||
1.9 | Elect Kevin G. Lynch | Mgmt | For | For | For | ||
1.10 | Elect James E. O'Connor | Mgmt | For | For | For | ||
1.11 | Elect Robert Pace | Mgmt | For | For | For | ||
1.12 | Elect Robert L. Phillips | Mgmt | For | For | For | ||
1.13 | Elect Laura Stein | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Canadian Natural Resources Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
1.11 | Elect Annette Verschuren | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | ||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
10 | Elect Catherine G. West | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Amendment of the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Anderson | Mgmt | For | For | For | ||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | ||
3 | Elect George S. Barrett | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | ||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | ||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||
10 | Elect Nancy Killefer | Mgmt | For | For | For | ||
11 | Elect David P. King | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Carnival plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Helen Deeble | Mgmt | For | For | For | ||
4 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
5 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
7 | Elect Sir John Parker | Mgmt | For | For | For | ||
8 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
9 | Elect Laura A. Weil | Mgmt | For | For | For | ||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
14 | Approval of Directors' Remuneration Policy | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Accounts and Reports | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/14/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Debra L. Reed | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
11 | Elect Jim Umpleby | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Amendment to the 2014 Long Term Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Lobbying Priorities | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
3 | Elect Robert E. Denham | Mgmt | For | For | For | ||
4 | Elect Alice P. Gast | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Chubb Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Election of Statutory Auditors | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | ||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
14 | Elect Michael P. Connors | Mgmt | For | For | For | ||
15 | Elect John A. Edwardson | Mgmt | For | For | For | ||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
17 | Elect Kimberly Ross | Mgmt | For | For | For | ||
18 | Elect Robert W. Scully | Mgmt | For | For | For | ||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
20 | Elect Theodore Shasta | Mgmt | For | For | For | ||
21 | Elect David H. Sidwell | Mgmt | For | For | For | ||
22 | Elect Olivier Steimer | Mgmt | For | For | For | ||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | ||
25 | Elect Michael P. Connors | Mgmt | For | For | For | ||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
28 | Elect Robert W. Scully | Mgmt | For | For | For | ||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | ||
30 | Election of Homburger AG as Independent Proxy | Mgmt | For | For | For | ||
31 | Approval of amended and restated Chubb Limited Employee Stock Purchase Plan | Mgmt | For | For | For | ||
32 | Board Compensation | Mgmt | For | For | For | ||
33 | Executive Compensation | Mgmt | For | For | For | ||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
36 | Additional or Miscellaneous Proposals | Mgmt | For | For | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect John T. Chambers | Mgmt | For | For | For | ||
5 | Elect Amy Chang | Mgmt | For | For | For | ||
6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | ||
CME Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
3 | Elect Charles P. Carey | Mgmt | For | For | For | ||
4 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
5 | Elect Ana Dutra | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect Leo Melamed | Mgmt | For | For | For | ||
10 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
11 | Elect John F. Sandner | Mgmt | For | For | For | ||
12 | Elect Terry L. Savage | Mgmt | For | For | For | ||
13 | Elect William R. Shepard | Mgmt | For | For | For | ||
14 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | ||
19 | Approval of the Amendment and Restatement of the Omnibus Stock Plan | Mgmt | For | For | For | ||
CMS Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMS | CUSIP 125896100 | 05/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | ||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | ||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | ||
4 | Elect Stephen E. Ewing | Mgmt | For | For | For | ||
5 | Elect William D. Harvey | Mgmt | For | For | For | ||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | ||
7 | Elect Patricia K. Poppe | Mgmt | For | For | For | ||
8 | Elect John G. Russell | Mgmt | For | For | For | ||
9 | Elect Myrna M. Soto | Mgmt | For | For | For | ||
10 | Elect John G. Sznewajs | Mgmt | For | For | For | ||
11 | Elect Laura H. Wright | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Marc Bolland | Mgmt | For | For | For | ||
4 | Elect Ana Patricia Botin | Mgmt | For | For | For | ||
5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
9 | Elect Muhtar Kent | Mgmt | For | For | For | ||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||
13 | Elect James Quincey | Mgmt | For | For | For | ||
14 | Elect David B. Weinberg | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | ||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | ||
3 | Elect John T. Cahill | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
7 | Elect C. Martin Harris | Mgmt | For | For | For | ||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | ||
9 | Elect Michael B. Polk | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
1.8 | Elect David C. Novak | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
ConAgra Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
1.5 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
1.6 | Elect Joie A. Gregor | Mgmt | For | For | For | ||
1.7 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.8 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.11 | Elect Timothy R. McLevish | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
4 | Elect John V. Faraci | Mgmt | For | For | For | ||
5 | Elect Jody L Freeman | Mgmt | For | For | For | ||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | ||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | ||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CUSIP 12626K203 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | ||
5 | Elect Maeve Carton | Mgmt | For | For | For | ||
6 | Elect Nicky Hartery | Mgmt | For | For | For | ||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | ||
8 | Elect Don McGovern | Mgmt | For | For | For | ||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
10 | Elect Albert Manifold | Mgmt | For | For | For | ||
11 | Elect Senan Murphy | Mgmt | For | For | For | ||
12 | Elect Gillian L Platt | Mgmt | For | For | For | ||
13 | Elect Lucinda Riches | Mgmt | For | For | For | ||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
15 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
23 | Scrip Dividend | Mgmt | For | For | For | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 22822V101 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
3 | Elect Cindy Christy | Mgmt | For | For | For | ||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
6 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
7 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
8 | Elect J. Landis Martin | Mgmt | For | For | For | ||
9 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
10 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
11 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 06/05/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Donna M. Alvarado | Mgmt | N/A | TNA | N/A | ||
1.2 | Elect John B. Breaux | Mgmt | N/A | TNA | N/A | ||
1.3 | Elect Pamela L. Carter | Mgmt | N/A | TNA | N/A | ||
1.4 | Elect Steven T. Halverson | Mgmt | N/A | TNA | N/A | ||
1.5 | Elect E. Hunter Harrison | Mgmt | N/A | TNA | N/A | ||
1.6 | Elect Paul C. Hilal | Mgmt | N/A | TNA | N/A | ||
1.7 | Elect Edward J. Kelly, III | Mgmt | N/A | TNA | N/A | ||
1.8 | Elect John D. McPherson | Mgmt | N/A | TNA | N/A | ||
1.9 | Elect David M. Moffett | Mgmt | N/A | TNA | N/A | ||
1.10 | Elect Dennis H. Reilley | Mgmt | N/A | TNA | N/A | ||
1.11 | Elect Linda H. Riefler | Mgmt | N/A | TNA | N/A | ||
1.12 | Elect J. Steven Whisler | Mgmt | N/A | TNA | N/A | ||
1.13 | Elect John J. Zillmer | Mgmt | N/A | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
5 | Advisory Vote on Reimbursement Arrangements | Mgmt | N/A | TNA | N/A | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 06/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect E. Hunter Harrison | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Advisory Vote on Reimbursement Arrangements | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
5 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
7 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
8 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
9 | Elect William I. Miller | Mgmt | For | For | For | ||
10 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
15 | Approve a Proxy Access Bylaw | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
10 | Elect Richard J. Swift | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Elect Tony L. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
3 | Elect Robert J. Hugin | Mgmt | For | For | For | ||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | ||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
8 | Elect Steven M. Rales | Mgmt | For | For | For | ||
9 | Elect John T. Schwieters | Mgmt | For | For | For | ||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | ||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | Against | Against | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect David A. Hager | Mgmt | For | For | For | ||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.9 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Approval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||
6 | Approval of the 2017 Long Term Incentive Plan | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Lobbying Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | ||
Dollar General Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DG | CUSIP 256677105 | 05/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | ||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | ||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||
5 | Elect Paula A. Price | Mgmt | For | For | For | ||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | ||
7 | Elect David B. Rickard | Mgmt | For | For | For | ||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | ||
9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
10 | Reapproval of the Material Terms under the Annual Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Dominion Energy Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
5 | Elect John W. Harris | Mgmt | For | For | For | ||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||
7 | Elect Mark J. Kington | Mgmt | For | For | For | ||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | ||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan N. Story | Mgmt | For | For | For | ||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Company Name Change | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ajay Banga | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect James A. Bell | Mgmt | For | For | For | ||
4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Mark Loughridge | Mgmt | For | For | For | ||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
10 | Elect Paul Polman | Mgmt | For | For | For | ||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
12 | Elect James M. Ringler | Mgmt | For | For | For | ||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael J. Angelakis | Mgmt | For | For | For | ||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | ||
1.3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | ||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
1.7 | Elect John T. Herron | Mgmt | For | For | For | ||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | ||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | ||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
1.14 | Elect William E. Webster | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Health Effects of Coal | ShrHoldr | Against | Against | For | ||
E. I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
E. I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Edward D. Breen | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
6 | Elect James L. Gallogly | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | ||
Eaton Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Craig Arnold | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Richard H. Fearon | Mgmt | For | For | For | ||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
8 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
11 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
12 | Elect Dorothy C. Thompson | Mgmt | For | For | For | ||
13 | Amendment to Articles to Adopt Proxy Access | Mgmt | For | For | For | ||
14 | Amendments to Articles Regarding Notice Periods | Mgmt | For | For | For | ||
15 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
20 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | ||
Eli Lilly and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | ||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
4 | Elect David A. Ricks | Mgmt | For | For | For | ||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Emerson Electric Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMR | CUSIP 291011104 | 02/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David N. Farr | Mgmt | For | For | For | ||
1.2 | Elect William R. Johnson | Mgmt | For | For | For | ||
1.3 | Elect Mathew S. Levatich | Mgmt | For | For | For | ||
1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Electioneering Expenditures and Payments to Advocacy Organizations | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Reducing GHG Emissions | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 12/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Amendments to By-Law No. 1 Pursuant to Merger | Mgmt | For | For | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
1.5 | Elect J. Herb England | Mgmt | For | For | For | ||
1.6 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||
1.9 | Elect Al Monaco | Mgmt | For | For | For | ||
1.10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
1.11 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.12 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.13 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report | ShrHoldr | Against | Against | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect Donald F. Textor | Mgmt | For | For | For | ||
6 | Elect William R. Thomas | Mgmt | For | For | For | ||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | ||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
10 | Elect Richard W. Mies | Mgmt | For | For | For | ||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | ||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
2 | Elect James S. Crown | Mgmt | For | For | For | ||
3 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
4 | Elect John M. Keane | Mgmt | For | For | For | ||
5 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
6 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
8 | Elect William A. Osborn | Mgmt | For | For | For | ||
9 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
10 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
11 | Elect Peter A. Wall | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Amendment to the 2012 Equity Compensation Plan | Mgmt | For | For | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
15 | Elect James J. Mulva | Mgmt | For | For | For | ||
16 | Elect James E. Rohr | Mgmt | For | For | For | ||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
18 | Elect James S. Tisch | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | ||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | Against | Against | ||
23 | Ratification of Auditor | Mgmt | For | Against | Against | ||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | ||
General Mills, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIS | CUSIP 370334104 | 09/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
3 | Elect David M. Cordani | Mgmt | For | For | For | ||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
6 | Elect Maria G. Henry | Mgmt | For | For | For | ||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
8 | Elect Steve Odland | Mgmt | For | For | For | ||
9 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
11 | Elect Eric D. Sprunk | Mgmt | For | For | For | ||
12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | ||
13 | Elect Jorge A. Uribe | Mgmt | For | For | For | ||
14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
4 | Elect John C. Martin | Mgmt | For | For | For | ||
5 | Elect John F. Milligan | Mgmt | For | For | For | ||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
Glaxosmithkline plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSK | CINS G3910J112 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Elect Emma Walmsley | Mgmt | For | For | For | ||
5 | Elect Vivienne Cox | Mgmt | For | For | For | ||
6 | Elect Patrick Vallance | Mgmt | For | For | For | ||
7 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||
9 | Elect Manvinder S. Banga | Mgmt | For | For | For | ||
10 | Elect Simon Dingemans | Mgmt | For | For | For | ||
11 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
12 | Elect Jesse Goodman | Mgmt | For | For | For | ||
13 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
14 | Elect Urs Rohner | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
24 | 2017 Performance Share Plan | Mgmt | For | For | For | ||
25 | 2017 Deferred Annual Bonus Plan | Mgmt | For | For | For | ||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
�� | |||||||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
2 | Elect William E. Albrecht | Mgmt | For | For | For | ||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
4 | Elect James R. Boyd | Mgmt | For | For | For | ||
5 | Elect Milton Carroll | Mgmt | For | For | For | ||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | ||
9 | Elect David J. Lesar | Mgmt | For | For | For | ||
10 | Elect Robert A. Malone | Mgmt | For | For | For | ||
11 | Elect J. Landis Martin | Mgmt | For | For | For | ||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
13 | Elect Debra L. Reed | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | Against | Against | ||
Hasbro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAS | CUSIP 418056107 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
2 | Elect Michael R. Burns | Mgmt | For | For | For | ||
3 | Elect Hope Cochran | Mgmt | For | For | For | ||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | ||
5 | Elect Lisa Gersh | Mgmt | For | For | For | ||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
9 | Elect Edward M. Philip | Mgmt | For | For | For | ||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | ||
11 | Elect Mary Beth West | Mgmt | For | For | For | ||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | ||
16 | Amendment to the 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
Hewlett Packard Enterprise Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPE | CUSIP 42824C109 | 03/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel Ammann | Mgmt | For | For | For | ||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | ||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | ||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | ||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | ||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
12 | Elect Lip-Bu Tan | Mgmt | For | For | For | ||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
14 | Elect Mary A. Wilderotter | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | ||
2 | Elect William S. Ayer | Mgmt | For | For | For | ||
3 | Elect Kevin Burke | Mgmt | For | For | For | ||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
5 | Elect David M. Cote | Mgmt | For | For | For | ||
6 | Elect D. Scott Davis | Mgmt | For | For | For | ||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
8 | Elect Judd Gregg | Mgmt | For | For | For | ||
9 | Elect Clive Hollick | Mgmt | For | For | For | ||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
11 | Elect George Paz | Mgmt | For | For | For | ||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
13 | Elect Robin L. Washington | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
HP Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | ||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||
3 | Elect Carl Bass | Mgmt | For | For | For | ||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | ||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | ||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | ||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | ||
10 | Elect Subra Suresh | Mgmt | For | For | For | ||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
12 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Huntington Bancshares Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HBAN | CUSIP 446150104 | 04/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lizabeth A. Ardisana | Mgmt | For | For | For | ||
1.2 | Elect Ann B. Crane | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Cubbin | Mgmt | For | For | For | ||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Endres | Mgmt | For | For | For | ||
1.6 | Elect Gina D. France | Mgmt | For | For | For | ||
1.7 | Elect J. Michael Hochschwender | Mgmt | For | For | For | ||
1.8 | Elect Chris Inglis | Mgmt | For | For | For | ||
1.9 | Elect Peter J. Kight | Mgmt | For | For | For | ||
1.10 | Elect Jonathan A. Levy | Mgmt | For | For | For | ||
1.11 | Elect Eddie R. Munson | Mgmt | For | For | For | ||
1.12 | Elect Richard W. Neu | Mgmt | For | For | For | ||
1.13 | Elect David L. Porteous | Mgmt | For | For | For | ||
1.14 | Elect Kathleen H. Ransier | Mgmt | For | For | For | ||
1.15 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Illinois Tool Works Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITW | CUSIP 452308109 | 05/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect Susan Crown | Mgmt | For | For | For | ||
3 | Elect James W. Griffith | Mgmt | For | For | For | ||
4 | Elect Jay L. Henderson | Mgmt | For | For | For | ||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
6 | Elect E. Scott Santi | Mgmt | For | For | For | ||
7 | Elect James A. Skinner | Mgmt | For | For | For | ||
8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
10 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
11 | Elect Anre D. Williams | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
4 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
8 | Elect David S. Pottruck | Mgmt | For | For | For | ||
9 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
11 | Elect David Bruce Yoffie | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
Inter Pipeline Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPL | CUSIP 45833V109 | 05/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Richard Shaw | Mgmt | For | For | For | ||
2.2 | Elect David Fesyk | Mgmt | For | For | For | ||
2.3 | Elect Lorne Brown | Mgmt | For | For | For | ||
2.4 | Elect Duane Keinick | Mgmt | For | For | For | ||
2.5 | Elect Alison Taylor Love | Mgmt | For | For | For | ||
2.6 | Elect William Robertson | Mgmt | For | For | For | ||
2.7 | Elect Brant G. Sangster | Mgmt | For | For | For | ||
2.8 | Elect Margaret A. McKenzie | Mgmt | For | For | For | ||
2.9 | Elect Christian Bayle | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Amendment and Renewal of Shareholder Rights Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 10/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ann M. Cairns | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | ||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
5 | Elect Lord Hague of Richmond | Mgmt | For | For | For | ||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
11 | Elect Vincent Tese | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Approval of 2017 Omnibus Employee Incentive Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Omnibus Non-Employee Director Incentive Plan | Mgmt | For | For | For | ||
16 | Technical Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | ||
17 | Technical Amendments to Articles Regarding Bylaws Reference | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding ESG Disclosure Report | ShrHoldr | Against | Against | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
3 | Elect David N. Farr | Mgmt | For | For | For | ||
4 | Elect Mark Fields | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Peter R. Voser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
3 | Elect Michael L. Ducker | Mgmt | For | For | For | ||
4 | Elect David R. Epstein | Mgmt | For | For | For | ||
5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
6 | Elect John F. Ferraro | Mgmt | For | For | For | ||
7 | Elect Andreas Fibig | Mgmt | For | For | For | ||
8 | Elect Christina A. Gold | Mgmt | For | For | For | ||
9 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
10 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of the French Sub-Plan under the 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
Invesco Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | ||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | ||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | ||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | ||
6 | Elect Denis Kessler | Mgmt | For | For | For | ||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | ||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | Against | Against | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
7 | Elect William D. Perez | Mgmt | For | For | For | ||
8 | Elect Charles Prince | Mgmt | For | For | For | ||
9 | Elect A. Eugene Washington | Mgmt | For | Against | Against | ||
10 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Re-approval of the material terms of performance goals under the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Johnson Controls International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David P. Abney | Mgmt | For | For | For | ||
2 | Elect Natalie A. Black | Mgmt | For | For | For | ||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
4 | Elect Brian Duperreault | Mgmt | For | For | For | ||
5 | Elect Jeffrey A. Joerres | Mgmt | For | Against | Against | ||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
7 | Elect George R. Oliver | Mgmt | For | For | For | ||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | ||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
11 | Elect R. David Yost | Mgmt | For | For | For | ||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect Todd A. Combs | Mgmt | For | For | For | ||
6 | Elect James S. Crown | Mgmt | For | For | For | ||
7 | Elect James Dimon | Mgmt | For | For | For | ||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John Bryant | Mgmt | For | For | For | ||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
1.4 | Elect La June Montgomery Tabron | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Approval of 2017 LTIP | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 04/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Christa Quarles | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Elect Michael D. White | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
4 | Elect John T. Cahill | Mgmt | For | For | For | ||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
6 | Elect Feroz Dewan | Mgmt | For | For | For | ||
7 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
10 | Elect John C. Pope | Mgmt | For | For | For | ||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | ||
Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect James A. Runde | Mgmt | For | For | For | ||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
9 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
10 | Elect James M. Loy | Mgmt | For | For | For | ||
11 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
12 | Elect Anne Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
M&T Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTB | CUSIP 55261F104 | 04/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brent D. Baird | Mgmt | For | For | For | ||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||
1.3 | Elect Robert T. Brady | Mgmt | For | For | For | ||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||
1.5 | Elect Gary N. Geisel | Mgmt | For | For | For | ||
1.6 | Elect Richard A. Grossi | Mgmt | For | For | For | ||
1.7 | Elect John D. Hawke Jr. | Mgmt | For | For | For | ||
1.8 | Elect Newton P.S. Merrill | Mgmt | For | For | For | ||
1.9 | Elect Melinda R. Rich | Mgmt | For | For | For | ||
1.10 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Denis J. Salamone | Mgmt | For | For | For | ||
1.12 | Elect David S. Scharfstein | Mgmt | For | For | For | ||
1.13 | Elect Herbert L. Washington | Mgmt | For | For | For | ||
1.14 | Elect Robert G. Wilmers | Mgmt | For | For | For | ||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
12 | Elect R. David Yost | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William (Bill) P. Sullivan | Mgmt | For | For | For | ||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.3 | Elect Tracy C. Accardi | Mgmt | For | For | For | ||
1.4 | Elect James R. Bergman | Mgmt | For | For | For | ||
1.5 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
1.6 | Elect Robert E. Grady | Mgmt | For | For | For | ||
1.7 | Elect William D. Watkins | Mgmt | For | For | For | ||
1.8 | Elect MaryAnn Wright | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Exclusive Forum Provision | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd H. Dean | Mgmt | For | Against | Against | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect John Mulligan | Mgmt | For | For | For | ||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Miles D. White | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
Mckesson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCK | CUSIP 58155Q103 | 07/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | ||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | ||
4 | Elect John H. Hammergren | Mgmt | For | For | For | ||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||
6 | Elect Donald R. Knauss | Mgmt | For | For | For | ||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | ||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | ||
9 | Elect Susan R. Salka | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Elect Preetha Reddy | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Adoption of Proxy Access | Mgmt | For | For | For | ||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | For | For | ||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | ||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | ||
4 | Elect Satya Nadella | Mgmt | For | For | For | ||
5 | Elect Charles H. Noski | Mgmt | For | For | For | ||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect John W. Stanton | Mgmt | For | For | For | ||
10 | Elect John W. Thompson | Mgmt | For | For | For | ||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
7 | Elect Nelson Peltz | Mgmt | For | For | For | ||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
10 | Elect Christiana Shi | Mgmt | For | For | For | ||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | ||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
3 | Elect David L. Chicoine | Mgmt | For | For | For | ||
4 | Elect Janice L. Fields | Mgmt | For | For | For | ||
5 | Elect Hugh Grant | Mgmt | For | For | For | ||
6 | Elect Arthur H. Harper | Mgmt | For | For | For | ||
7 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | ||
9 | Elect C. Steven McMillan | Mgmt | For | For | For | ||
10 | Elect Jon R. Moeller | Mgmt | For | For | For | ||
11 | Elect George H. Poste | Mgmt | For | For | For | ||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
13 | Elect Patricia Verduin | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | ||
Moody's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCO | CUSIP 615369105 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
2 | Elect Jorge A. Bermudez | Mgmt | For | For | For | ||
3 | Elect Darrell Duffie | Mgmt | For | For | For | ||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | ||
5 | Elect Ewald Kist | Mgmt | For | For | For | ||
6 | Elect Raymond W. McDaniel, Jr. | Mgmt | For | For | For | ||
7 | Elect Henry A. McKinnell, Jr. | Mgmt | For | For | For | ||
8 | Elect Leslie F. Seidman | Mgmt | For | For | For | ||
9 | Elect Bruce Van Saun | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
2 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
3 | Elect Timothy S. Gitzel | Mgmt | For | For | For | ||
4 | Elect Denise C. Johnson | Mgmt | For | For | For | ||
5 | Elect Emery N. Koenig | Mgmt | For | For | For | ||
6 | Elect Robert L. Lumpkins | Mgmt | For | For | For | ||
7 | Elect William T. Monahan | Mgmt | For | For | For | ||
8 | Elect James C. O'Rourke | Mgmt | For | For | For | ||
9 | Elect James L. Popowich | Mgmt | For | For | For | ||
10 | Elect David T. Seaton | Mgmt | For | For | For | ||
11 | Elect Steven M. Seibert | Mgmt | For | For | For | ||
12 | Elect Kelvin W. Westbrook | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CUSIP 641069406 | 04/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Compensation Report | Mgmt | For | Against | Against | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Paul Bulcke | Mgmt | For | For | For | ||
6 | Elect Andreas Koopmann | Mgmt | For | For | For | ||
7 | Elect Henri de Castries | Mgmt | For | For | For | ||
8 | Elect Beat Hess | Mgmt | For | For | For | ||
9 | Elect Renato Fassbind | Mgmt | For | For | For | ||
10 | Elect Steven G. Hoch | Mgmt | For | For | For | ||
11 | Elect Naina Lal Kidwai | Mgmt | For | For | For | ||
12 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
13 | Elect Ann Veneman | Mgmt | For | For | For | ||
14 | Elect Eva Cheng | Mgmt | For | For | For | ||
15 | Elect Ruth Khasaya Oniang'o | Mgmt | For | For | For | ||
16 | Elect Patrick Aebischer | Mgmt | For | For | For | ||
17 | Elect Ulf M. Schneider | Mgmt | For | For | For | ||
18 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
19 | Appoint Paul Bulcke as Board Chair | Mgmt | For | For | For | ||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | For | For | ||
21 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Appointment of Auditor | Mgmt | For | For | For | ||
25 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
26 | Board Compensation | Mgmt | For | For | For | ||
27 | Executive Compensation | Mgmt | For | Against | Against | ||
28 | Additional or Miscellaneous Proposals | ShrHoldr | Against | Abstain | N/A | ||
NetApp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTAP | CUSIP 64110D104 | 09/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
2 | Elect Jeffry R. Allen | Mgmt | For | For | For | ||
3 | Elect Alan L. Earhart | Mgmt | For | For | For | ||
4 | Elect Gerald D. Held | Mgmt | For | For | For | ||
5 | Elect Kathryn M. Hill | Mgmt | For | For | For | ||
6 | Elect George Kurian | Mgmt | For | For | For | ||
7 | Elect George T. Shaheen | Mgmt | For | For | For | ||
8 | Elect Stephen M. Smith | Mgmt | For | For | For | ||
9 | Elect Robert T. Wall | Mgmt | For | For | For | ||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Newell Brands Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ian G.H. Ashken | Mgmt | For | For | For | ||
2 | Elect Thomas E. Clarke | Mgmt | For | For | For | ||
3 | Elect Kevin C. Conroy | Mgmt | For | For | For | ||
4 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
5 | Elect Michael T. Cowhig | Mgmt | For | For | For | ||
6 | Elect Domenico De Sole | Mgmt | For | For | For | ||
7 | Elect Martin E. Franklin | Mgmt | For | For | For | ||
8 | Elect Ros L'Esperance | Mgmt | For | For | For | ||
9 | Elect Michael B. Polk | Mgmt | For | For | For | ||
10 | Elect Steven J. Strobel | Mgmt | For | For | For | ||
11 | Elect Michael A. Todman | Mgmt | For | For | For | ||
12 | Elect Raymond G. Viault | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | ||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | ||
8 | Elect Steven F. Leer | Mgmt | For | For | For | ||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | ||
10 | Elect Amy E. Miles | Mgmt | For | For | For | ||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
12 | Elect James A. Squires | Mgmt | For | For | For | ||
13 | Elect John R. Thompson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Northrop Grumman Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | ||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
7 | Elect William H. Hernandez | Mgmt | For | For | For | ||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
10 | Elect Gary Roughead | Mgmt | For | For | For | ||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
12 | Elect James S. Turley | Mgmt | For | For | For | ||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CUSIP 66987V109 | 02/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
5 | Board Compensation | Mgmt | For | For | For | ||
6 | Executive Compensation | Mgmt | For | For | For | ||
7 | Compensation Report | Mgmt | For | For | For | ||
8 | Elect Jorg Reinhardt as Chairman | Mgmt | For | For | For | ||
9 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
10 | Elect Dimitri Azar | Mgmt | For | For | For | ||
11 | Elect Ton Buchner | Mgmt | For | For | For | ||
12 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
13 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
14 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
15 | Elect Pierre Landolt | Mgmt | For | For | For | ||
16 | Elect Andreas von Planta | Mgmt | For | For | For | ||
17 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
18 | Elect Enrico Vanni | Mgmt | For | For | For | ||
19 | Elect William T. Winters | Mgmt | For | For | For | ||
20 | Elect Frans van Houten | Mgmt | For | For | For | ||
21 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | ||
25 | Appointment of Auditor | Mgmt | For | For | For | ||
26 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | Abstain | N/A | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | ||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | ||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | ||
1.8 | Elect John H. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | For | Against | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | ||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | ||
4 | Elect John E. Feick | Mgmt | For | For | For | ||
5 | Elect Margaret M. Foran | Mgmt | For | For | For | ||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
7 | Elect Vicki A. Hollub | Mgmt | For | For | For | ||
8 | Elect William R. Klesse | Mgmt | For | For | For | ||
9 | Elect Jack B. Moore | Mgmt | For | For | For | ||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
Old Republic International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORI | CUSIP 680223104 | 05/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James C. Hellauer | Mgmt | For | For | For | ||
1.2 | Elect Arnold L. Steiner | Mgmt | For | For | For | ||
1.3 | Elect Fredricka Taubitz | Mgmt | For | For | For | ||
1.4 | Elect Aldo C. Zucaro | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Omnicom Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OMC | CUSIP 681919106 | 05/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Wren | Mgmt | For | For | For | ||
2 | Elect Bruce Crawford | Mgmt | For | For | For | ||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | ||
5 | Elect Robert Charles Clark | Mgmt | For | For | For | ||
6 | Elect Leonard S. Coleman | Mgmt | For | For | For | ||
7 | Elect Susan S. Denison | Mgmt | For | For | For | ||
8 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||
9 | Elect John R. Murphy | Mgmt | For | For | For | ||
10 | Elect John R. Purcell | Mgmt | For | For | For | ||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
12 | Elect Valerie M. Williams | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.11 | Elect Renee J. James | Mgmt | For | For | For | ||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | ||
1.13 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Paychex, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAYX | CUSIP 704326107 | 10/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | ||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | ||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||
5 | Elect Grant M. Inman | Mgmt | For | For | For | ||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | Against | Against | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Cesar Conde | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Dina Dublon | Mgmt | For | For | For | ||
6 | Elect Rona A. Fairhead | Mgmt | For | Against | Against | ||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
8 | Elect William R. Johnson | Mgmt | For | For | For | ||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
10 | Elect David C. Page | Mgmt | For | Against | Against | ||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | Against | Against | ||
13 | Elect Darren Walker | Mgmt | For | For | For | ||
14 | Elect Alberto Weisser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | ||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
7 | Elect James M. Kilts | Mgmt | For | For | For | ||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
12 | Elect James C. Smith | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis Chew | Mgmt | For | For | For | ||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | ||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | ||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | ||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | For | Against | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 11/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect John W. Estey | Mgmt | For | For | For | ||
1.4 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.5 | Elect C. Steven Hoffman | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
1.8 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.9 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.10 | Elect Jochen E. Tilk | Mgmt | For | For | For | ||
1.11 | Elect Zoe A. Yujnovich | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
PPL Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 69351T106 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
2 | Elect John W. Conway | Mgmt | For | For | For | ||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
6 | Elect William H. Spence | Mgmt | For | For | For | ||
7 | Elect Natica von Althann | Mgmt | For | For | For | ||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
9 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | For | Against | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
6 | Elect Larry D. McVay | Mgmt | For | For | For | ||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||
8 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
9 | Elect Robert L. Wood | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Approval of Amendments to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
Principal Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFG | CUSIP 74251V102 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
2 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||
3 | Elect Dennis H. Ferro | Mgmt | For | For | For | ||
4 | Elect Scott M. Mills | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Prudential Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CUSIP 744320102 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | ||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||
3 | Elect Mark B. Grier | Mgmt | For | For | For | ||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | ||
7 | Elect George Paz | Mgmt | For | For | For | ||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
9 | Elect Christine A. Poon | Mgmt | For | For | For | ||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | ||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | ||
12 | Elect Michael A. Todman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Quest Diagnostics Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGX | CUSIP 74834L100 | 05/16/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jenne K. Britell | Mgmt | For | For | For | ||
2 | Elect Vicky B. Gregg | Mgmt | For | For | For | ||
3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
4 | Elect Timothy L. Main | Mgmt | For | For | For | ||
5 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | ||
6 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | ||
8 | Elect Daniel C. Stanzione | Mgmt | For | For | For | ||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the Long-Term Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Manuel Kadre | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect William J. Flynn | Mgmt | For | For | For | ||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | ||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | ||
6 | Elect Michael Larson | Mgmt | For | For | For | ||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
8 | Elect Donald W. Slager | Mgmt | For | For | For | ||
9 | Elect John M. Trani | Mgmt | For | For | For | ||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/07/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven R. Kalmanson | Mgmt | For | For | For | ||
1.2 | Elect James P. Keane | Mgmt | For | For | For | ||
1.3 | Elect Blake D. Moret | Mgmt | For | For | For | ||
1.4 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
1.5 | Elect Thomas W. Rosamilia | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Rockwell Collins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COL | CUSIP 774341101 | 02/02/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Chris A. Davis | Mgmt | For | For | For | ||
1.2 | Elect Ralph E. Eberhart | Mgmt | For | For | For | ||
1.3 | Elect David Lilley | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Rockwell Collins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COL | CUSIP 774341101 | 03/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Ross Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROST | CUSIP 778296103 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Balmuth | Mgmt | For | For | For | ||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||
3 | Elect Michael J. Bush | Mgmt | For | For | For | ||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | ||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
7 | Elect George P. Orban | Mgmt | For | For | For | ||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | ||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | ||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||
11 | Elect Barbara Rentler | Mgmt | For | For | For | ||
12 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Royal Bank Of Canada | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RY | CUSIP 780087102 | 04/06/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Andrew A. Chisholm | Mgmt | For | For | For | ||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.3 | Elect Toos N. Daruvala | Mgmt | For | For | For | ||
1.4 | Elect David F. Denison | Mgmt | For | For | For | ||
1.5 | Elect Richard L. George | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Michael H. McCain | Mgmt | For | For | For | ||
1.8 | Elect David I. McKay | Mgmt | For | For | For | ||
1.9 | Elect Heather E.L. Munroe-Blum | Mgmt | For | For | For | ||
1.10 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||
1.11 | Elect Kathleen P. Taylor | Mgmt | For | For | For | ||
1.12 | Elect Bridget A. van Kralingen | Mgmt | For | For | For | ||
1.13 | Elect Thierry Vandal | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Withdrawing From Tax Havens | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Compensation Disclosure and Binding Say on Pay Vote | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Size of Board | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Shareholder Approval of Retirement or Severance Agreements | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Placement of Shareholder Proposals in Proxy Statement | ShrHoldr | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
S&P Global Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPGI | CUSIP 78409V104 | 04/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marco Alvera | Mgmt | For | For | For | ||
2 | Elect William D. Green | Mgmt | For | For | For | ||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
4 | Elect Stephanie C. Hill | Mgmt | For | For | For | ||
5 | Elect Rebecca Jacoby | Mgmt | For | For | For | ||
6 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
7 | Elect Maria R. Morris | Mgmt | For | For | For | ||
8 | Elect Douglas L. Peterson | Mgmt | For | For | For | ||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
Scripps Networks Interactive Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNI | CUSIP 811065101 | 05/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jarl Mohn | Mgmt | For | N/A | N/A | ||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | N/A | N/A | ||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | N/A | N/A | ||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | N/A | N/A | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | ||
3 | Elect Andres Conesa | Mgmt | For | For | For | ||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
6 | Elect William D. Jones | Mgmt | For | For | For | ||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
8 | Elect William G. Ouchi | Mgmt | For | For | For | ||
9 | Elect Debra L. Reed | Mgmt | For | For | For | ||
10 | Elect William C. Rusnack | Mgmt | For | For | For | ||
11 | Elect Lynn Schenk | Mgmt | For | For | For | ||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
13 | Elect James C. Yardley | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | ||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
3 | Elect Karen N. Horn | Mgmt | For | For | For | ||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | ||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | ||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Spectra Energy Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 12/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 10/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Elect Stuart M. Essig | Mgmt | For | For | For | ||
4 | Elect Barbara B. Hill | Mgmt | For | For | For | ||
5 | Elect Michael A. Rocca | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | 2016 Stock Incentive Plan | Mgmt | For | For | For | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
9 | Amend Bylaws to Implement Proxy Access | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
5 | Elect Robert M. Gates | Mgmt | For | For | For | ||
6 | Elect Mellody Hobson | Mgmt | For | For | For | ||
7 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
8 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | ||
9 | Elect Satya Nadella | Mgmt | For | For | For | ||
10 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | ||
11 | Elect Clara Shih | Mgmt | For | For | For | ||
12 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
13 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
14 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect William C. Freda | Mgmt | For | For | For | ||
6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Sean O'Sullivan | Mgmt | For | For | For | ||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 05/03/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louise L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
7 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||
8 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Amendment to the 2011 Performance Incentive Award Plan | Mgmt | For | For | For | ||
12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Sun Life Financial Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLF | CUSIP 866796105 | 05/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Dean A. Connor | Mgmt | For | For | For | ||
1.3 | Elect Stephanie Coyles | Mgmt | For | For | For | ||
1.4 | Elect Martin J.G. Glynn | Mgmt | For | For | For | ||
1.5 | Elect M. Marianne Harris | Mgmt | For | For | For | ||
1.6 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||
1.7 | Elect Christopher J. McCormick | Mgmt | For | For | For | ||
1.8 | Elect Scott F. Powers | Mgmt | For | For | For | ||
1.9 | Elect Real Raymond | Mgmt | For | For | For | ||
1.10 | Elect Hugh D. Segal | Mgmt | For | For | For | ||
1.11 | Elect Barbara Stymiest | Mgmt | For | For | For | ||
1.12 | Elect A. Greig Woodring | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CUSIP 874039100 | 06/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A | ||
3 | Amendments to Articles | Mgmt | For | N/A | N/A | ||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | N/A | N/A | ||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | N/A | N/A | ||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | N/A | N/A | ||
Telus Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 87971M996 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
1.2 | Elect Ray Chan | Mgmt | For | For | For | ||
1.3 | Elect Stockwell Day | Mgmt | For | For | For | ||
1.4 | Elect Lisa de Wilde | Mgmt | For | For | For | ||
1.5 | Elect Darren Entwistle | Mgmt | For | For | For | ||
1.6 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
1.7 | Elect Kathy Kinloch | Mgmt | For | For | For | ||
1.8 | Elect John S. Lacey | Mgmt | For | For | For | ||
1.9 | Elect William A. MacKinnon | Mgmt | For | For | For | ||
1.10 | Elect John P. Manley | Mgmt | For | For | For | ||
1.11 | Elect Sarabjit S. Marwah | Mgmt | For | For | For | ||
1.12 | Elect Claude Mongeau | Mgmt | For | For | For | ||
1.13 | Elect David L. Mowat | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
5 | Elect Janet F. Clark | Mgmt | For | For | For | ||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
7 | Elect J.M. Hobby | Mgmt | For | For | For | ||
8 | Elect Ronald Kirk | Mgmt | For | For | For | ||
9 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
The Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 05/01/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
10 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
11 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Report Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Report On Arms Sales to Israel | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando Codina | Mgmt | For | For | For | ||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
11 | Elect Karen L. Katen | Mgmt | For | For | For | ||
12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
13 | Elect Mark Vadon | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
3 | Elect William S. Demchak | Mgmt | For | For | For | ||
4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
5 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
6 | Elect Kay Coles James | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
9 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
10 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
11 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
12 | Elect Michael J. Ward | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Scott D. Cook | Mgmt | For | For | For | ||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
7 | Elect David. S. Taylor | Mgmt | For | For | For | ||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
2 | Elect Charles A. Davis | Mgmt | For | For | For | ||
3 | Elect Roger N. Farah | Mgmt | For | For | For | ||
4 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
5 | Elect Susan Patricia Griffith | Mgmt | For | For | For | ||
6 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
7 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
11 | Approval of the 2017 Executive Annual Incentive Plan | Mgmt | For | For | For | ||
12 | Approval of the 2017 Directors Equity Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
The Southern Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SO | CUSIP 842587107 | 05/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | ||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | ||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | ||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
5 | Elect David J. Grain | Mgmt | For | For | For | ||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For | ||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
9 | Elect Donald M. James | Mgmt | For | For | For | ||
10 | Elect John D. Johns | Mgmt | For | For | For | ||
11 | Elect Dale E. Klein | Mgmt | For | For | For | ||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | ||
13 | Elect Steven R. Specker | Mgmt | For | For | For | ||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | ||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies | ShrHoldr | Against | Against | For | ||
The Walt Disney Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
2 | Elect John S. Chen | Mgmt | For | For | For | ||
3 | Elect Jack Dorsey | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
9 | Elect Mark G. Parker | Mgmt | For | For | For | ||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
11 | Elect Orin C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
3 | Elect Robert Charles Clark | Mgmt | For | For | For | ||
4 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
7 | Elect Fred Hassan | Mgmt | For | For | For | ||
8 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Toronto-Dominion Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TD | CUSIP 891160509 | 03/30/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | ||
1.3 | Elect Brian C. Ferguson | Mgmt | For | For | For | ||
1.4 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
1.5 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
1.6 | Elect Jean-Rene Halde | Mgmt | For | For | For | ||
1.7 | Elect David E. Kepler | Mgmt | For | For | For | ||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.9 | Elect Alan N. MacGibbon | Mgmt | For | For | For | ||
1.10 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
1.11 | Elect Bharat B. Masrani | Mgmt | For | For | For | ||
1.12 | Elect Irene R. Miller | Mgmt | For | For | For | ||
1.13 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
1.14 | Elect Claude Mongeau | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Withdrawing from Tax Havens | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Adjustments to Compensation in the Event of Major Layoffs | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Creation of Technology Committee | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Compensation Disclosure and Binding Say on Pay Vote | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Shareholder Approval of Retirement or Severance Agreements | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Size of Board | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
TransCanada Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRP | CUSIP 89353D107 | 05/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kevin E. Benson | Mgmt | For | For | For | ||
1.2 | Elect Derek H. Burney | Mgmt | For | For | For | ||
1.3 | Elect Stephan Cretier | Mgmt | For | For | For | ||
1.4 | Elect Russell K. Girling | Mgmt | For | For | For | ||
1.5 | Elect S. Barry Jackson | Mgmt | For | For | For | ||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | ||
1.7 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
1.8 | Elect Mary Pat Salomone | Mgmt | For | For | For | ||
1.9 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.10 | Elect D. Michael G. Stewart | Mgmt | For | For | For | ||
1.11 | Elect Siim A. Vanaselja | Mgmt | For | For | For | ||
1.12 | Elect Richard E. Waugh | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
3 | Elect Marc N. Casper | Mgmt | For | For | For | ||
4 | Elect Andrew Cecere | Mgmt | For | For | For | ||
5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
6 | Elect Richard K. Davis | Mgmt | For | For | For | ||
7 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
8 | Elect Roland Hernandez | Mgmt | For | For | For | ||
9 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
11 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
12 | Elect David B. O'Maley | Mgmt | For | For | For | ||
13 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
14 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
15 | Elect Scott W. Wine | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
Unilever plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULVR | CUSIP 904767704 | 04/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Unilever Share Plan 2017 | Mgmt | For | For | For | ||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | ||
7 | Elect Vittorio Colao | Mgmt | For | For | For | ||
8 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
10 | Elect Judith Hartmann | Mgmt | For | For | For | ||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | ||
12 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | ||
13 | Elect Youngme E. Moon | Mgmt | For | For | For | ||
14 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | ||
15 | Elect Paul Polman | Mgmt | For | For | For | ||
16 | Elect John Rishton | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David P. Abney | Mgmt | For | For | For | ||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
4 | Elect William R. Johnson | Mgmt | For | For | For | ||
5 | Elect Candace Kendle | Mgmt | For | For | For | ||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
8 | Elect Franck J. Moison | Mgmt | For | For | For | ||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
10 | Elect John T. Stankey | Mgmt | For | For | For | ||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | ||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | ||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
7 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | ||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | ||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | ||
8 | Elect Robert D. Reed | Mgmt | For | For | For | ||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||
10 | Elect James D. Shelton | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Waste Connections Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | ||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | ||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | ||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | ||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | ||
1.6 | Elect Susan Lee | Mgmt | For | For | For | ||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Stock Split | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect James C Fish | Mgmt | For | For | For | ||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
8 | Elect John C. Pope | Mgmt | For | For | For | ||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Weingarten Realty Investors | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WRI | CUSIP 948741103 | 04/24/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Andrew M. Alexander | Mgmt | For | For | For | ||
1.2 | Elect Stanford Alexander | Mgmt | For | For | For | ||
1.3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | ||
1.4 | Elect James W. Crownover | Mgmt | For | For | For | ||
1.5 | Elect Stephen A. Lasher | Mgmt | For | For | For | ||
1.6 | Elect Thomas L. Ryan | Mgmt | For | For | For | ||
1.7 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | ||
1.8 | Elect C. Park Shaper | Mgmt | For | For | For | ||
1.9 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect John S. Chen | Mgmt | For | For | For | ||
3 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Donald M. James | Mgmt | For | For | For | ||
7 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect James H. Quigley | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | ||
14 | Elect Susan Swenson | Mgmt | For | For | For | ||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | ||
3 | Elect Greg Creed | Mgmt | For | For | For | ||
4 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
5 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | ||
7 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
8 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
9 | Elect John D. Liu | Mgmt | For | For | For | ||
10 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
11 | Elect William D. Perez | Mgmt | For | For | For | ||
12 | Elect Larry O. Spencer | Mgmt | For | For | For | ||
13 | Elect Michael D. White | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/31/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
5 | Elect Grace Puma | Mgmt | For | For | For | ||
6 | Elect Christiana Shi | Mgmt | For | For | For | ||
7 | Elect Sabrina L. Simmons | Mgmt | For | For | For | ||
8 | Elect Jerry D. Stritzke | Mgmt | For | For | For | ||
9 | Elect Frits Dirk van Paasschen | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Willis Towers Watson PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WLTW | CUSIP G96629103 | 06/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
2 | Elect Victor F. Ganzi | Mgmt | For | For | For | ||
3 | Elect John J. Haley | Mgmt | For | For | For | ||
4 | Elect Wendy E. Lane | Mgmt | For | For | For | ||
5 | Elect James F. McCann | Mgmt | For | For | For | ||
6 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||
7 | Elect Jaymin Patel | Mgmt | For | For | For | ||
8 | Elect Linda D. Rabbitt | Mgmt | For | For | For | ||
9 | Elect Paul Thomas | Mgmt | For | For | For | ||
10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
11 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Amendment to Articles to adopt Proxy Access | Mgmt | For | For | For | ||
16 | Amendments to Adopt Plurality Voting Standard in Contested Elections | Mgmt | For | For | For | ||
17 | Authorization of Board to Set Board Size | Mgmt | For | For | For | ||
18 | Amendments to Advance Notice Provision and Other Amendments in Connection with Ireland Companies Act of 2014 | Mgmt | For | For | For | ||
19 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | ||
20 | Authority to Issue Shares | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
Xcel Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEL | CUSIP 98389B100 | 05/17/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
2 | Elect Richard K. Davis | Mgmt | For | For | For | ||
3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | ||
4 | Elect Richard T. O'Brien | Mgmt | For | For | For | ||
5 | Elect Christopher J. Policinski | Mgmt | For | For | For | ||
6 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||
8 | Elect James J. Sheppard | Mgmt | For | For | For | ||
9 | Elect David A. Westerlund | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | ||
12 | Elect Daniel Yohannes | Mgmt | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis Segers | Mgmt | For | For | For | ||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
3 | Elect Saar Gillai | Mgmt | For | For | For | ||
4 | Elect Ronald Jankov | Mgmt | For | For | For | ||
5 | Elect Thomas H. Lee | Mgmt | For | For | For | ||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
7 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
8 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 28, 2017 |