UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 - June 30, 2014
Michael W. Stockton
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : American Mutual Fund Reporting Period : July 01, 2013 - June 30, 2014 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Muhtar Kent | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
9 | Elect Robert J. Ulrich | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Labeling of Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Jaime Ardila | Mgmt | For | For | For | ||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
6 | Elect Mark Moody-Stuart | Mgmt | For | For | For | ||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
9 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Reduction of Share Capital | Mgmt | For | For | For | ||
15 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 01/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Payment of Dividends from Legal Reserves | Mgmt | For | For | For | ||
2 | Appoint Independent Proxy | Mgmt | For | For | For | ||
3 | Vote with the position of the board of directors if a new or amended agenda item is put before the meeting | ShrHoldr | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation Of Disposable Profit | Mgmt | For | For | For | ||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Elect John A. Edwardson | Mgmt | For | For | For | ||
5 | Elect Kimberly Ross | Mgmt | For | For | For | ||
6 | Elect Robert W. Scully | Mgmt | For | For | For | ||
7 | Elect David H. Sidwell | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
12 | Elect Michael P. Connors | Mgmt | For | For | For | ||
13 | Elect Peter Menikoff | Mgmt | For | For | For | ||
14 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
16 | Elect Theodore Shasta | Mgmt | For | For | For | ||
17 | Elect Olivier Steimer | Mgmt | For | For | For | ||
18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | ||
19 | Elect Michael Connors | Mgmt | For | For | For | ||
20 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
21 | Elect John A. Edwardson | Mgmt | For | For | For | ||
22 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | ||
24 | Election of Statutory Auditor | Mgmt | For | For | For | ||
25 | Ratification of Auditor | Mgmt | For | For | For | ||
26 | Election of Special Auditor | Mgmt | For | For | For | ||
27 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||
28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | ||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
30 | Transaction of other business | Mgmt | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | ||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHoldr | Against | Against | For | ||
Air Products and Chemicals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APD | CUSIP 009158106 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Chadwick C. Deaton | Mgmt | For | For | For | ||
2 | Elect Edward L. Monser | Mgmt | For | For | For | ||
3 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
4 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
Ameren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | ||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | ||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | ||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | ||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
7 | Elect Greg C. Garland | Mgmt | For | For | For | ||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
4 | Elect James A. Champy | Mgmt | For | For | For | ||
5 | Elect John C. Hodgson | Mgmt | For | For | For | ||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
7 | Elect Neil S. Novich | Mgmt | For | For | For | ||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
6 | Elect James W. Leng | Mgmt | For | For | For | ||
7 | Elect J. Michael Losh | Mgmt | For | For | For | ||
8 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
11 | Elect Gloria Santona | Mgmt | For | For | For | ||
12 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
13 | Accounts and Reports | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | ||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
20 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | Against | Against | ||
21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Mgmt | For | For | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect G. Steven Farris | Mgmt | For | For | For | ||
2 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | ||
3 | Elect Amy H. Nelson | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
2 | Technical Amendment to Articles | Mgmt | For | For | For | ||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | ||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | 2014 Employee Stock Plan | Mgmt | For | Against | Against | ||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHoldr | N/A | Against | N/A | ||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Arthur J. Gallagher & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AJG | CUSIP 363576109 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect William L. Bax | Mgmt | For | For | For | ||
3 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
4 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
5 | Elect Elbert O. Hand | Mgmt | For | For | For | ||
6 | Elect David S. Johnson | Mgmt | For | For | For | ||
7 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
8 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
AT&T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
5 | Elect James P. Kelly | Mgmt | For | For | For | ||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
8 | Elect John B. McCoy | Mgmt | For | For | For | ||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | ||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For | ||
1.2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
1.4 | Elect Richard T. Clark | Mgmt | For | For | For | ||
1.5 | Elect Eric C. Fast | Mgmt | For | For | For | ||
1.6 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John P. Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||
1.10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Approval of Performance Criteria Under the Omnibus Award Plan | Mgmt | For | For | For | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | ||
1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
1.6 | Elect Sara Mathew | Mgmt | For | For | For | ||
1.7 | Elect Sheri McCoy | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Paula Stern | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Product Safety | ShrHoldr | Against | Against | For | ||
Bank of New York Mellon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BK | CUSIP 064058100 | 04/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ruth E. Bruch | Mgmt | For | For | For | ||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
3 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | ||
4 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
5 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
6 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
7 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
11 | Elect William C. Richardson | Mgmt | For | For | For | ||
12 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
13 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Amendments to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.3 | Elect Ned Goodman | Mgmt | For | For | For | ||
1.4 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.5 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
1.6 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
1.7 | Elect Anthony Munk | Mgmt | For | For | For | ||
1.8 | Elect David Naylor | Mgmt | For | For | For | ||
1.9 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.10 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||
1.11 | Elect John L. Thornton | Mgmt | For | For | For | ||
1.12 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Advance Notice Provision | Mgmt | For | For | For | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
1.4 | Elect Ronald E. Deal | Mgmt | For | For | For | ||
1.5 | Elect James A. Faulkner | Mgmt | For | For | For | ||
1.6 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
1.7 | Elect John P. Howe, III | Mgmt | For | For | For | ||
1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
1.9 | Elect Kelly S. King | Mgmt | For | For | For | ||
1.10 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
1.11 | Elect Edward C. Milligan | Mgmt | For | For | For | ||
1.12 | Elect Charles A. Patton | Mgmt | For | For | For | ||
1.13 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
1.15 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
1.17 | Elect Edwin H. Welch | Mgmt | For | For | For | ||
1.18 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
BCE Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCE | CUSIP 05534B760 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect Andre Berard | Mgmt | For | For | For | ||
1.3 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.5 | Elect Robert E. Brown | Mgmt | For | For | For | ||
1.6 | Elect George A. Cope | Mgmt | For | For | For | ||
1.7 | Elect David F. Denison | Mgmt | For | For | For | ||
1.8 | Ian Greenberg | Mgmt | For | For | For | ||
1.9 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.10 | Elect James Prentice | Mgmt | For | For | For | ||
1.11 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||
1.12 | Elect Carole Taylor | Mgmt | For | For | For | ||
1.13 | Elect Paul R. Weiss | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Pamela Daley | Mgmt | For | For | For | ||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
5 | Elect Fabrizio Freda | Mgmt | For | For | For | ||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
7 | Elect James Grosfeld | Mgmt | For | For | For | ||
8 | Elect David H. Komansky | Mgmt | For | For | For | ||
9 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
10 | Elect Cheryl D. Mills | Mgmt | For | For | For | ||
11 | Elect Carlos Slim Domit | Mgmt | For | For | For | ||
12 | Elect John S. Varley | Mgmt | For | For | For | ||
13 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
14 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | Against | Against | ||
15 | Reapproval of the Performance Goals under the 1999 Annual Incentive Performance Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
5 | Elect Iain C. Conn | Mgmt | For | For | For | ||
6 | Elect Brian Gilvary | Mgmt | For | For | For | ||
7 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
8 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
9 | Elect Antony Burgmans | Mgmt | For | For | For | ||
10 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
11 | Elect George David | Mgmt | For | For | For | ||
12 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
14 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
15 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
16 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
19 | Executive Directors' Incentive Plan | Mgmt | For | For | For | ||
20 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
5 | Elect Iain C. Conn | Mgmt | For | For | For | ||
6 | Elect Brian Gilvary | Mgmt | For | For | For | ||
7 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
8 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
9 | Elect Antony Burgmans | Mgmt | For | For | For | ||
10 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
11 | Elect George David | Mgmt | For | For | For | ||
12 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
14 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
15 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
16 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
19 | Executive Directors' Incentive Plan | Mgmt | For | For | For | ||
20 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Colleen F. Arnold | Mgmt | For | For | For | ||
2 | Elect George S. Barrett | Mgmt | For | For | For | ||
3 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | ||
7 | Elect John F. Finn | Mgmt | For | For | For | ||
8 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | ||
9 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
10 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||
11 | Elect David P. King | Mgmt | For | For | For | ||
12 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | ||
Carnival plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
6 | Elect Sir John Parker | Mgmt | For | For | For | ||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
8 | Elect Laura A. Weil | Mgmt | For | For | For | ||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
15 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | 2014 Employee Share Plan | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter A. Magowan | Mgmt | For | For | For | ||
7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
9 | Elect William A. Osborn | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect George L. Kirkland | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
9 | Elect John G. Stumpf | Mgmt | For | For | For | ||
10 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
11 | Elect Carl Ware | Mgmt | For | For | For | ||
12 | Elect John S. Watson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
4 | Elect Charles P. Carey | Mgmt | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect J. Dennis Hastert | Mgmt | For | For | For | ||
10 | Elect Leo Melamed | Mgmt | For | For | For | ||
11 | Elect William P. Miller II | Mgmt | For | For | For | ||
12 | Elect James E. Oliff | Mgmt | For | For | For | ||
13 | Elect Edemir Pinto | Mgmt | For | For | For | ||
14 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
15 | Elect John F. Sandner | Mgmt | For | For | For | ||
16 | Elect Terry L. Savage | Mgmt | For | For | For | ||
17 | Elect William R. Shepard | Mgmt | For | For | For | ||
18 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | ||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | ||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||
1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | ||
1.4 | Elect Victor Luis | Mgmt | For | For | For | ||
1.5 | Elect Ivan Menezes | Mgmt | For | For | For | ||
1.6 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||
1.7 | Elect Michael E. Murphy | Mgmt | For | For | For | ||
1.8 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||
1.9 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | 2013 Performance-Based Annual Incentive Plan | Mgmt | For | Against | Against | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Ana Botin | Mgmt | For | For | For | ||
4 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
10 | Elect Muhtar Kent | Mgmt | For | For | For | ||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | 2014 Equity Plan | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Conagra Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | ||
1.2 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
1.3 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
1.4 | Elect Joie A. Gregor | Mgmt | For | For | For | ||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.6 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
1.7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
1.11 | Elect Kenneth E. Stinson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
5 | Elect Jody L Freeman | Mgmt | For | For | For | ||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CUSIP 12626K203 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
5 | Elect Ernst Bartschi | Mgmt | For | For | For | ||
6 | Elect Maeve Carton | Mgmt | For | For | For | ||
7 | Elect William P. Egan | Mgmt | For | For | For | ||
8 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | ||
9 | Elect Nicky Hartery | Mgmt | For | For | For | ||
10 | Elect John W. Kennedy | Mgmt | For | For | For | ||
11 | Elect Don McGovern | Mgmt | For | For | For | ||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
13 | Elect Albert Manifold | Mgmt | For | For | For | ||
14 | Elect Daniel Noel O'Connor | Mgmt | For | For | For | ||
15 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
16 | Elect Mark S. Towe | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||
23 | Scrip Dividend | Mgmt | For | For | For | ||
24 | Performance Share Plan | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For | ||
7 | Elect John D. McPherson | Mgmt | For | For | For | ||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | ||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect William I. Miller | Mgmt | For | For | For | ||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
5 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
6 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
7 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
8 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | For | Against | ||
CVS Caremark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | ||
3 | Elect David W. Dorman | Mgmt | For | For | For | ||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||
9 | Elect Tony L. White | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Darden Restaurants Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRI | CUSIP 237194105 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Shareholder Proposal to Call Special Meeting Regarding Potential Separation of Red Lobster Business | ShrHoldr | N/A | For | N/A | ||
Darden Restaurants, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRI | CUSIP 237194105 | 09/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael W. Barnes | Mgmt | For | For | For | ||
1.2 | Elect Leonard L. Berry | Mgmt | For | For | For | ||
1.3 | Elect Christopher J. Fraleigh | Mgmt | For | For | For | ||
1.4 | Elect Victoria D. Harker | Mgmt | For | For | For | ||
1.5 | Elect David H. Hughes | Mgmt | For | For | For | ||
1.6 | Elect Charles A. Ledsinger, Jr. | Mgmt | For | For | For | ||
1.7 | Elect William M. Lewis, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | ||
1.9 | Elect Andrew H. Madsen | Mgmt | For | For | For | ||
1.10 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Michael D. Rose | Mgmt | For | For | For | ||
1.12 | Elect Maria A. Sastre | Mgmt | For | For | For | ||
1.13 | Elect William S. Simon | Mgmt | For | For | For | ||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 08/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 08/02/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | N/A | N/A | N/A | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | N/A | N/A | ||
3 | Right to Adjourn Meeting | Mgmt | N/A | N/A | N/A | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Carty | Mgmt | For | For | For | ||
2 | Elect Janet F. Clark | Mgmt | For | For | For | ||
3 | Elect Laura Conigliaro | Mgmt | For | For | For | ||
4 | Elect Michael S. Dell | Mgmt | For | For | For | ||
5 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
6 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
7 | Elect Klaus S. Luft | Mgmt | For | For | For | ||
8 | Elect Alex J. Mandl | Mgmt | For | For | For | ||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Devon Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.4 | Elect John A. Hill | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.7 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.10 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | ||
Diamond Offshore Drilling, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DO | CUSIP 25271C102 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Tisch | Mgmt | For | For | For | ||
2 | Elect Marc Edwards | Mgmt | For | For | For | ||
3 | Elect John R. Bolton | Mgmt | For | For | For | ||
4 | Elect Charles L. Fabrikant | Mgmt | For | For | For | ||
5 | Elect Paul G. Gaffney II | Mgmt | For | For | For | ||
6 | Elect Edward Grebow | Mgmt | For | For | For | ||
7 | Elect Herbert C. Hofmann | Mgmt | For | For | For | ||
8 | Elect Kenneth I. Siegel | Mgmt | For | For | For | ||
9 | Elect Clifford M Sobel | Mgmt | For | For | For | ||
10 | Elect Andrew H. Tisch | Mgmt | For | For | For | ||
11 | Elect Raymond S. Troubh | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the Incentive Compensation Plan for Executive Officers | Mgmt | For | For | For | ||
15 | Equity Incentive Compensation Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | ||
Dominion Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Peter W. Brown | Mgmt | For | For | For | ||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect John W. Harris | Mgmt | For | For | For | ||
7 | Elect Mark J. Kington | Mgmt | For | For | For | ||
8 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
11 | Elect David A. Wollard | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Dover Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOV | CUSIP 260003108 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert W. Cremin | Mgmt | For | For | For | ||
2 | Elect Jean-Pierre M. Ergas | Mgmt | For | For | For | ||
3 | Elect Peter T. Francis | Mgmt | For | For | For | ||
4 | Elect Kristiane C. Graham | Mgmt | For | For | For | ||
5 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
6 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
7 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
8 | Elect Bernard G. Rethore | Mgmt | For | For | For | ||
9 | Elect Michael B. Stubbs | Mgmt | For | For | For | ||
10 | Elect Stephen M. Todd | Mgmt | For | For | For | ||
11 | Elect Stephen K. Wagner | Mgmt | For | For | For | ||
12 | Elect Mary A. Winston | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Eliminate Article 14 Supermajority Requirement | Mgmt | For | For | For | ||
17 | Eliminate Article 15 Supermajority Requirement | Mgmt | For | For | For | ||
18 | Eliminate Article 16 Supermajority Requirement | Mgmt | For | For | For | ||
19 | Amendments to Bylaws Regarding Right to Call Special Meetings | Mgmt | For | For | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
4 | Elect James A. Bell | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Paul Polman | Mgmt | For | For | For | ||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
9 | Elect James M. Ringler | Mgmt | For | For | For | ||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Lillian Bauder | Mgmt | For | For | For | ||
1.3 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.4 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.7 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.8 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.9 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.11 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.12 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.13 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | ||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | ||
1.3 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | ||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | ||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||
1.9 | Elect John T. Herron | Mgmt | For | For | For | ||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
1.11 | Elect William E. Kennard | Mgmt | For | For | For | ||
1.12 | Elect E. Marie McKee | Mgmt | For | For | For | ||
1.13 | Elect E. James Reinsch | Mgmt | For | For | For | ||
1.14 | Elect James T. Rhodes | Mgmt | For | For | For | ||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Restoration of Written Consent | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
E.I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Richard H. Brown | Mgmt | For | For | For | ||
3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | ||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | ||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
12 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Herbicide Use | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Eaton Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Edison International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
3 | Elect France A. Cordova | Mgmt | For | For | For | ||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | ||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | ||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||
8 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | ||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
12 | Elect Brett White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Emerson Electric Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMR | CUSIP 291011104 | 02/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David N. Farr | Mgmt | For | For | For | ||
1.2 | Elect Harriet Green | Mgmt | For | For | For | ||
1.3 | Elect Charles A. Peters | Mgmt | For | For | For | ||
1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | ||
1.5 | Elect August A. Busch III | Mgmt | For | For | For | ||
1.6 | Elect James S. Turley | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect J. Lorne Braithwaite | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect David A. Leslie | Mgmt | For | For | For | ||
1.8 | Elect Al Monaco | Mgmt | For | For | For | ||
1.9 | Elect George K. Petty | Mgmt | For | For | For | ||
1.10 | Elect Charles E. Shultz | Mgmt | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Amendment to Option Plans | Mgmt | For | For | For | ||
4 | Continuation of Shareholder Rights Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Encana Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ECA | CUSIP 292505104 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | ||
1.2 | Elect Claire S. Farley | Mgmt | For | For | For | ||
1.3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
1.4 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
1.5 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
1.6 | Elect Brian G. Shaw | Mgmt | For | For | For | ||
1.7 | Elect Douglas J. Suttles | Mgmt | For | For | For | ||
1.8 | Elect Bruce G. Waterman | Mgmt | For | For | For | ||
1.9 | Elect Clayton H. Woitas | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Advance Notice Provision | Mgmt | For | For | For | ||
Ensco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESV | CUSIP G3157S106 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. Roderick Clark | Mgmt | For | For | For | ||
2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | ||
3 | Elect Mary Francis | Mgmt | For | For | For | ||
4 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
5 | Elect Gerald W. Haddock | Mgmt | For | For | For | ||
6 | Elect Francis S Kalman | Mgmt | For | For | For | ||
7 | Elect Daniel W. Rabun | Mgmt | For | For | For | ||
8 | Elect Keith O. Rattie | Mgmt | For | For | For | ||
9 | Elect Paul E. Rowsey III | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
15 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Accounts and Reports | Mgmt | For | For | For | ||
18 | Approval of Capital Reorganisation | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect James C. Day | Mgmt | For | For | For | ||
4 | Elect Mark G. Papa | Mgmt | For | For | For | ||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHoldr | Against | Against | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | ||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | ||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
11 | Elect Richard W. Mies | Mgmt | For | For | For | ||
12 | Elect William C. Richardson | Mgmt | For | For | For | ||
13 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
14 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
15 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Pay Ratio | ShrHoldr | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||
1.5 | Elect Jay S. Fishman | Mgmt | For | Withhold | Against | ||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
1.8 | Elect William W. George | Mgmt | For | Withhold | Against | ||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | Withhold | Against | ||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Firstenergy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | ||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | ||
1.13 | Elect George M. Smart | Mgmt | For | For | For | ||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Freeport-McMoran Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCXPRA | CUSIP 35671D857 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | ||
1.5 | Elect James C. Flores | Mgmt | For | For | For | ||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | ||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | ||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | ||
1.14 | Elect James R. Moffett | Mgmt | For | Withhold | Against | ||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | ||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Annual Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
Freeport-McMoran Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | ||
1.5 | Elect James C. Flores | Mgmt | For | For | For | ||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | ||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | ||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | ||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | ||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary T. Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
3 | Elect James S. Crown | Mgmt | For | For | For | ||
4 | Elect William P. Fricks | Mgmt | For | For | For | ||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | ||
6 | Elect John M. Keane | Mgmt | For | For | For | ||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
8 | Elect James N. Mattis | Mgmt | For | For | For | ||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
10 | Elect William A. Osborn | Mgmt | For | For | For | ||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | ||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
12 | Elect James J. Mulva | Mgmt | For | For | For | ||
13 | Elect James E. Rohr | Mgmt | For | For | For | ||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
19 | Ratification of Auditor | Mgmt | For | Against | Against | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | ||
General Mills, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
3 | Elect Paul Danos | Mgmt | For | For | For | ||
4 | Elect William T. Esrey | Mgmt | For | For | For | ||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | ||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
9 | Elect Steve Odland | Mgmt | For | For | For | ||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
11 | Elect Michael D. Rose | Mgmt | For | For | For | ||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHoldr | Against | Against | For | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
2 | Elect James R. Boyd | Mgmt | For | For | For | ||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | ||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | ||
8 | Elect David J. Lesar | Mgmt | For | For | For | ||
9 | Elect Robert A. Malone | Mgmt | For | For | For | ||
10 | Elect J. Landis Martin | Mgmt | For | For | For | ||
11 | Elect Debra L. Reed | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
Harley-Davidson, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOG | CUSIP 412822108 | 04/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
1.3 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
1.4 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.6 | Elect Donald A. James | Mgmt | For | For | For | ||
1.7 | Elect Sara Levinson | Mgmt | For | For | For | ||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
1.9 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
1.10 | Elect James A. Norling | Mgmt | For | For | For | ||
1.11 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
1.12 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
2 | 2014 Incentive Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Hasbro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAS | CUSIP 418056107 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||
1.13 | Elect Richard S. Stoddart | Mgmt | For | For | For | ||
1.14 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Hewlett-Packard Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | ||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | ||
8 | Elect Gary M Reiner | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect James A. Skinner | Mgmt | For | For | For | ||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | Against | Against | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
10 | Elect Karen Katen | Mgmt | For | For | For | ||
11 | Elect Mark Vadon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
Honda Motor | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HMC | CUSIP 438128308 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2.1 | Elect Fumihiko Ike | Mgmt | For | For | For | ||
2.2 | Elect Takanobu Itoh | Mgmt | For | For | For | ||
2.3 | Elect Tetsuo Iwamura | Mgmt | For | For | For | ||
2.4 | Elect Takashi Yamamoto | Mgmt | For | For | For | ||
2.5 | Elect Yoshiharu Yamamoto | Mgmt | For | For | For | ||
2.6 | Elect Toshihiko Nonaka | Mgmt | For | For | For | ||
2.7 | Elect Masahiro Yoshida | Mgmt | For | For | For | ||
2.8 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | ||
2.9 | Elect Hideko Kunii | Mgmt | For | For | For | ||
2.10 | Elect Yuji Shiga | Mgmt | For | For | For | ||
2.11 | Elect Kohhei Takeuchi | Mgmt | For | For | For | ||
2.12 | Elect Shinji Aoyama | Mgmt | For | For | For | ||
2.13 | Elect Noriya Kaihara | Mgmt | For | For | For | ||
HSBC Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSBA | CUSIP 404280406 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | ||
5 | Elect Kathleen Casey | Mgmt | For | For | For | ||
6 | Elect Jonathan Evans | Mgmt | For | For | For | ||
7 | Elect Marc Moses | Mgmt | For | For | For | ||
8 | Elect Jonathan Symonds | Mgmt | For | For | For | ||
9 | Elect Safra A. Catz | Mgmt | For | For | For | ||
10 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
11 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||
12 | Elect Joachim Faber | Mgmt | For | For | For | ||
13 | Elect Rona Fairhead | Mgmt | For | For | For | ||
14 | Elect Renato Fassbind | Mgmt | For | For | For | ||
15 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
16 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
17 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
18 | Elect John P Lipsky | Mgmt | For | For | For | ||
19 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||
20 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
21 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
29 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Hudson City Bancorp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCBK | CUSIP 443683107 | 12/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Cornelius E. Golding | Mgmt | For | For | For | ||
2 | Elect Donald O. Quest | Mgmt | For | For | For | ||
3 | Elect Joseph G. Sponholz | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
6 | Elect William J. McDonald | Mgmt | For | For | For | ||
7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
8 | Elect David B. Nash | Mgmt | For | For | For | ||
9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Illinois Tool Works Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITW | CUSIP 452308109 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect Susan Crown | Mgmt | For | For | For | ||
3 | Elect Don H. Davis, Jr. | Mgmt | For | For | For | ||
4 | Elect James W. Griffith | Mgmt | For | For | For | ||
5 | Elect Robert C. McCormack | Mgmt | For | For | For | ||
6 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
7 | Elect E. Scott Santi | Mgmt | For | For | For | ||
8 | Elect James A. Skinner | Mgmt | For | For | For | ||
9 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
10 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
11 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
12 | Elect Anre D. Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Removal of Supermajority Vote Requirements | Mgmt | For | For | For | ||
16 | Removal of Board Size Provision | Mgmt | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | Against | Against | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
7 | Elect James D. Plummer | Mgmt | For | For | For | ||
8 | Elect David S. Pottruck | Mgmt | For | Against | Against | ||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
10 | Elect David B. Yoffie | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
IntercontinentalExchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
3 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
4 | Elect Sylvian Hefes | Mgmt | For | For | For | ||
5 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | ||
6 | Elect Terrence F. Martell | Mgmt | For | For | For | ||
7 | Elect Callum McCarthy | Mgmt | For | For | For | ||
8 | Elect James J. McNulty | Mgmt | For | For | For | ||
9 | Elect Robert Reid | Mgmt | For | For | For | ||
10 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
11 | Elect Robert G. Scott | Mgmt | For | For | For | ||
12 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
13 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
14 | Elect Vincent Tese | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Company Name Change | Mgmt | For | For | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||
2 | Elect William R. Brody | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect David N. Farr | Mgmt | For | For | For | ||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect James W. Owens | Mgmt | For | For | For | ||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
11 | Elect Joan E. Spero | Mgmt | For | For | For | ||
12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
13 | Elect Lorenzo H. Zambrano Trevino | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | Mgmt | For | For | For | ||
17 | 2014 Employees Stock Purchase Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
3 | Elect J. Michael Cook | Mgmt | For | For | For | ||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
5 | Elect Andreas Fibig | Mgmt | For | For | For | ||
6 | Elect Christina A. Gold | Mgmt | For | For | For | ||
7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | ||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||
12 | Elect Douglas D. Tough | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||
2 | Elect James G. Cullen | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
9 | Elect William D. Perez | Mgmt | For | For | For | ||
10 | Elect Charles Prince | Mgmt | For | For | For | ||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | ||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John Bryant | Mgmt | For | For | For | ||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | ||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Alm | Mgmt | For | For | For | ||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | ||
1.3 | Elect Stephen P. Kaufman | Mgmt | For | For | For | ||
1.4 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of the Material Terms under the Performance Bonus Plan | Mgmt | For | For | For | ||
Kraft Foods Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRFT | CUSIP 50076Q106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect L. Kevin Cox | Mgmt | For | For | For | ||
2 | Elect Myra M. Hart | Mgmt | For | For | For | ||
3 | Elect Peter B. Henry | Mgmt | For | For | For | ||
4 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHoldr | For | For | For | ||
Linear Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Swanson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
1.3 | Elect Arthur C. Agnos | Mgmt | For | For | For | ||
1.4 | Elect John J. Gordon | Mgmt | For | For | For | ||
1.5 | Elect David S. Lee | Mgmt | For | For | For | ||
1.6 | Elect Richard M. Moley | Mgmt | For | For | For | ||
1.7 | Elect Thomas S. Volpe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Lockheed Martin Corporation | ���� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
6 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
9 | Elect James M. Loy | Mgmt | For | For | For | ||
10 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||
11 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
12 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2011 Incentive Performance Award Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
4 | Elect Ian Lang | Mgmt | For | For | For | ||
5 | Elect Elaine La Roche | Mgmt | For | For | For | ||
6 | Elect Steven A. Mills | Mgmt | For | For | For | ||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
8 | Elect Marc D. Oken | Mgmt | For | For | For | ||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | ||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
12 | Elect R. David Yost | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Mattel, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAT | CUSIP 577081102 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
2 | Elect Trevor A. Edwards | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Dominic Ng | Mgmt | For | For | For | ||
5 | Elect Vasant M. Prabhu | Mgmt | For | For | For | ||
6 | Elect Andrea L. Rich | Mgmt | For | For | For | ||
7 | Elect Dean A. Scarborough | Mgmt | For | For | For | ||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | ||
9 | Elect Bryan G. Stockton | Mgmt | For | For | For | ||
10 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
11 | Elect Kathy White Loyd | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | ||
1.3 | Elect James R. Bergman | Mgmt | For | Withhold | Against | ||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert E. Grady | Mgmt | For | Withhold | Against | ||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
3 | Elect Walter E. Massey | Mgmt | For | For | For | ||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | ||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
7 | Elect Roger W. Stone | Mgmt | For | For | For | ||
8 | Elect Miles D. White | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
McGraw Hill Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHFI | CUSIP 580645109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
2 | Elect William D. Green | Mgmt | For | For | For | ||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
4 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
5 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
6 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
7 | Elect Douglas L. Peterson | Mgmt | For | For | For | ||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
11 | Elect Sidney Taurel | Mgmt | For | For | For | ||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
MeadWestvaco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | ||
2 | Elect James G. Kaiser | Mgmt | For | For | For | ||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | ||
8 | Elect Jane L. Warner | Mgmt | For | For | For | ||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | ||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | ||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | ||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | ||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven A. Ballmer | Mgmt | For | Against | Against | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William H. Gates III | Mgmt | For | Against | Against | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | ||
6 | Elect David F. Marquardt | Mgmt | For | For | For | ||
7 | Elect Charles H. Noski | Mgmt | For | For | For | ||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
9 | Elect John W. Thompson | Mgmt | For | For | For | ||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 50075N104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
6 | Elect Nelson Peltz | Mgmt | For | For | For | ||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
11 | Elect Ratan N. Tata | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
3 | Elect William U. Parfet | Mgmt | For | For | For | ||
4 | Elect George H. Poste | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||
2 | Elect Denise C. Johnson | Mgmt | For | For | For | ||
3 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
4 | Elect James L. Popowich | Mgmt | For | For | For | ||
5 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
6 | Elect Steven M. Seibert | Mgmt | For | For | For | ||
7 | 2014 Stock and Incentive Plan | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy S. Gitzel | Mgmt | For | For | For | ||
2 | Elect William R. Graber | Mgmt | For | For | For | ||
3 | Elect Emery N. Koenig | Mgmt | For | For | For | ||
4 | Elect David T. Seaton | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
National Grid Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NG | CUSIP 636274300 | 07/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||
6 | Elect Thomas B. King | Mgmt | For | For | For | ||
7 | Elect Nick Winser | Mgmt | For | For | For | ||
8 | Elect Philip Aiken | Mgmt | For | For | For | ||
9 | Elect Nora Brownell | Mgmt | For | For | For | ||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | ||
11 | Elect Paul Golby | Mgmt | For | For | For | ||
12 | Elect Ruth Kelly | Mgmt | For | For | For | ||
13 | Elect Maria Richter | Mgmt | For | For | For | ||
14 | Elect Mark Williamson | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Newell Rubbermaid, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin C. Conroy | Mgmt | For | For | For | ||
2 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
3 | Elect Michael T. Cowhig | Mgmt | For | For | For | ||
4 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | ||
5 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | ||
6 | Elect Michael B. Polk | Mgmt | For | For | For | ||
7 | Elect Michael A. Todman | Mgmt | For | For | For | ||
8 | Elect Raymond G. Viault | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||
9 | Elect Brad D. Smith | Mgmt | For | For | For | ||
10 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
11 | Elect Robert D. Walter | Mgmt | For | For | For | ||
12 | Elect Alison A. Winter | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect Karen N. Horn | Mgmt | For | For | For | ||
7 | Elect Steven F. Leer | Mgmt | For | For | For | ||
8 | Elect Michael D. Lockhart | Mgmt | For | For | For | ||
9 | Elect Amy E. Miles | Mgmt | For | For | For | ||
10 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
12 | Elect James A Squires | Mgmt | For | For | For | ||
13 | Elect John R. Thompson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CUSIP 66987V109 | 02/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Board Compensation | Mgmt | For | For | For | ||
5 | Executive Compensation | Mgmt | For | For | For | ||
6 | Elect Jorg Reinhardt | Mgmt | For | For | For | ||
7 | Elect Dimitri Azar | Mgmt | For | For | For | ||
8 | Elect Verena A. Briner | Mgmt | For | For | For | ||
9 | Elect Srikant Datar | Mgmt | For | For | For | ||
10 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
11 | Elect Pierre Landolt | Mgmt | For | For | For | ||
12 | Elect Ulrich Lehner | Mgmt | For | For | For | ||
13 | Elect Andreas von Planta | Mgmt | For | For | For | ||
14 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
15 | Elect Enrico Vanni | Mgmt | For | For | For | ||
16 | Elect William T. Winters | Mgmt | For | For | For | ||
17 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | For | For | ||
18 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | For | For | ||
19 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | For | For | ||
20 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | For | For | ||
21 | Appointment of Auditor | Mgmt | For | For | For | ||
22 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
23 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHoldr | N/A | Abstain | N/A | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | ||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | ||
1.3 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||
1.4 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
1.6 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
1.7 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
1.8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
1.9 | Elect John H. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Old Republic International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORI | CUSIP 680223104 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James C. Hellauer | Mgmt | For | For | For | ||
1.2 | Elect Arnold L. Steiner | Mgmt | For | For | For | ||
1.3 | Elect Fredricka Taubitz | Mgmt | For | For | For | ||
1.4 | Elect Aldo C. Zucaro | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
PACCAR Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCAR | CUSIP 693718108 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John M. Fluke, Jr. | Mgmt | For | For | For | ||
2 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
3 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
4 | Elect Mark A. Schulz | Mgmt | For | For | For | ||
5 | Renewal of the Restricted Stock and Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Paychex, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAYX | CUSIP 704326107 | 10/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | ||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | ||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||
5 | Elect Grant M. Inman | Mgmt | For | For | For | ||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
5 | Elect Constance J. Horner | Mgmt | For | For | For | ||
6 | Elect James M. Kilts | Mgmt | For | For | For | ||
7 | Elect George A. Lorch | Mgmt | For | For | For | ||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis Chew | Mgmt | For | For | For | ||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
11 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Pitney Bowes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBI | CUSIP 724479100 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | ||
3 | Elect Roger Fradin | Mgmt | For | For | For | ||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | ||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | ||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | ||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | ||
8 | Elect Michael I. Roth | Mgmt | For | For | For | ||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | ||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Directors' Stock Plan | Mgmt | For | For | For | ||
PNC Financial Services Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard O. Berndt | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Paul W. Chellgren | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Kay Coles James | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | ||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | ||
14 | Elect George H. Walls, Jr. | Mgmt | For | For | For | ||
15 | Elect Helge H. Wehmeier | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHoldr | Against | Against | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | ||
1.4 | Elect John W. Estey | Mgmt | For | For | For | ||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | ||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | ||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
PPL Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||
2 | Elect John W. Conway | Mgmt | For | For | For | ||
3 | Elect Philip G. Cox | Mgmt | For | For | For | ||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | ||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | ||
7 | Elect Stuart Heydt | Mgmt | For | For | For | ||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
10 | Elect William H. Spence | Mgmt | For | For | For | ||
11 | Elect Natica von Althann | Mgmt | For | For | For | ||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
6 | Elect Ira D. Hall | Mgmt | For | For | For | ||
7 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
8 | Elect Larry D. McVay | Mgmt | For | For | For | ||
9 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | ||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | ||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | ||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
Principal Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFG | CUSIP 74251V102 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
2 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Dennis H. Ferro | Mgmt | For | For | For | ||
5 | 2014 Director's Stock Plan | Mgmt | For | For | For | ||
6 | 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
Public Service Enterprise Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEG | CUSIP 744573106 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | ||
2 | Elect William V. Hickey | Mgmt | For | For | For | ||
3 | Elect Ralph Izzo | Mgmt | For | For | For | ||
4 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
5 | Elect David Lilley | Mgmt | For | For | For | ||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||
7 | Elect Hak Cheol Shin | Mgmt | For | For | For | ||
8 | Elect Richard J. Swift | Mgmt | For | For | For | ||
9 | Elect Susan Tomasky | Mgmt | For | For | For | ||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Elimination of Supermajority Requirements for Business Combinations | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirements for Director Removal | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Requirements for Bylaw Amendments | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
QUALCOMM Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | ||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
11 | Elect Francisco Ros | Mgmt | For | For | For | ||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | ||
14 | Elect Marc I. Stern | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Quest Diagnostics Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGX | CUSIP 74834L100 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy L. Main | Mgmt | For | For | For | ||
2 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
3 | Elect Daniel C. Stanzione | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
6 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James W. Crownover | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | ||
4 | Elect William J. Flynn | Mgmt | For | For | For | ||
5 | Elect Michael Larson | Mgmt | For | For | For | ||
6 | Elect W. Lee Nutter | Mgmt | For | For | For | ||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
8 | Elect Donald W. Slager | Mgmt | For | For | For | ||
9 | Elect Allan C. Sorensen | Mgmt | For | For | For | ||
10 | Elect John M. Trani | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Resmed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMD | CUSIP 761152107 | 11/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol J. Burt | Mgmt | For | For | For | ||
2 | Elect Richard Sulpizio | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Amendment to the 2009 Incentive Award Plan | Mgmt | For | Against | Against | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven R. Kalmanson | Mgmt | For | For | For | ||
1.2 | Elect James P. Keane | Mgmt | For | For | For | ||
1.3 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | Against | Against | ||
Ross Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROST | CUSIP 778296103 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Balmuth | Mgmt | For | For | For | ||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||
3 | Elect Michael J. Bush | Mgmt | For | For | For | ||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | ||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||
6 | Elect George P. Orban | Mgmt | For | For | For | ||
7 | Elect Lawrence S. Peiros | Mgmt | For | For | For | ||
8 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Euleen Goh | Mgmt | For | For | For | ||
5 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Simon Henry | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Jorma Ollila | Mgmt | For | For | For | ||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
13 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Long Term Incentive Plan | Mgmt | For | For | For | ||
22 | Deferred Bonus Plan | Mgmt | For | For | For | ||
23 | Restricted Share Plan | Mgmt | For | For | For | ||
24 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Tony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | ||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
Scripps Networks Interactive Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNI | CUSIP 811065101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | ||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | ||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | ||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | ||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
5 | Elect William D. Jones | Mgmt | For | For | For | ||
6 | Elect William G. Ouchi | Mgmt | For | For | For | ||
7 | Elect Debra L. Reed | Mgmt | For | For | For | ||
8 | Elect William C. Rusnack | Mgmt | For | For | For | ||
9 | Elect William P. Rutledge | Mgmt | For | For | For | ||
10 | Elect Lynn Schenk | Mgmt | For | For | For | ||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | ||
13 | Elect James C. Yardley | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CUSIP 826197501 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Compensation Policy | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Jim Hagemann Snabe | Mgmt | For | For | For | ||
7 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
9 | Cancellation of Conditional Share Capital | Mgmt | For | For | For | ||
10 | Amendments to Articles | Mgmt | For | For | For | ||
Snap-on Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNA | CUSIP 833034101 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roxanne Decyk | Mgmt | For | For | For | ||
2 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | ||
3 | Elect Gregg M. Sherrill | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Southern Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SO | CUSIP 842587107 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | ||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | ||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | ||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
5 | Elect David J. Grain | Mgmt | For | For | For | ||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For | ||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
9 | Elect Donald M. James | Mgmt | For | For | For | ||
10 | Elect Dale E. Klein | Mgmt | For | For | For | ||
11 | Elect William G. Smith, Jr. | Mgmt | For | For | For | ||
12 | Elect Steven R. Specker | Mgmt | For | For | For | ||
13 | Elect E. Jenner Wood III | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Spectra Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
2 | Elect Austin A. Adams | Mgmt | For | For | For | ||
3 | Elect Joseph Alvarado | Mgmt | For | For | For | ||
4 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
5 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
6 | Elect F. Anthony Comper | Mgmt | For | For | For | ||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||
8 | Elect Michael McShane | Mgmt | For | For | For | ||
9 | Elect Michael G. Morris | Mgmt | For | For | For | ||
10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Methane Emissions Reduction Targets | ShrHoldr | Against | Against | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | ||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | ||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Management Incentive Compensation Plan | Mgmt | For | Against | Against | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
6 | Elect Olden Lee | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
3 | Elect Peter Coym | Mgmt | For | For | For | ||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
5 | Elect Amelia C. Fawcett | Mgmt | For | Abstain | Against | ||
6 | Elect Linda A. Hill | Mgmt | For | Abstain | Against | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Robert S. Kaplan | Mgmt | For | Abstain | Against | ||
9 | Elect Richard P. Sergel | Mgmt | For | Abstain | Against | ||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
7 | Elect William U. Parfet | Mgmt | For | For | For | ||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sun Life Financial Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLF | CUSIP 866796105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Richard H. Booth | Mgmt | For | For | For | ||
1.3 | Elect John H. Clappison | Mgmt | For | For | For | ||
1.4 | Elect Dean A. Connor | Mgmt | For | For | For | ||
1.5 | Elect Martin J.G. Glynn | Mgmt | For | For | For | ||
1.6 | Elect M. Marianne Harris | Mgmt | For | For | For | ||
1.7 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | ||
1.8 | Elect Real Raymond | Mgmt | For | For | For | ||
1.9 | Elect Hugh D. Segal | Mgmt | For | For | For | ||
1.10 | Elect Barbara G. Stymiest | Mgmt | For | For | For | ||
1.11 | Elect James H. Sutcliffe | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Adoption of Advance Notice Policy | Mgmt | For | For | For | ||
4 | Amendment to By-Laws Regarding Electronic Distribution | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Ronald Kirk | Mgmt | For | For | For | ||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
The Bank of Nova Scotia | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNS | CUSIP 064149107 | 04/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Guillermo E. Babatz | Mgmt | For | For | For | ||
1.2 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.3 | Elect C.J. Chen | Mgmt | For | For | For | ||
1.4 | Elect Charles H. Dallara | Mgmt | For | For | For | ||
1.5 | Elect David A. Dodge | Mgmt | For | For | For | ||
1.6 | Elect N. Ashleigh Everett | Mgmt | For | For | For | ||
1.7 | Elect John C. Kerr | Mgmt | For | For | For | ||
1.8 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.9 | Elect Brian J. Porter | Mgmt | For | For | For | ||
1.10 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.11 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.12 | Elect Susan L. Segal | Mgmt | For | For | For | ||
1.13 | Elect Paul D. Sobey | Mgmt | For | For | For | ||
1.14 | Elect Barbara S. Thomas | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Filling Anticipated Board Vacancies with Female Nominees | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Phasing Out Stock Options | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Actions in Response to OECD Plans | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Response to Shareholder Vote on Compensation | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Pension Plan Disclosure | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Retention of Directors' Shares After Retirement | ShrHoldr | Against | Against | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Angela F. Braly | Mgmt | For | For | For | ||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
3 | Elect Scott D. Cook | Mgmt | For | For | For | ||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | ||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
2 | Elect Charles A. Davis | Mgmt | For | For | For | ||
3 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
4 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
5 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
6 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
7 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | ||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
8 | Elect Peter W. May | Mgmt | For | For | For | ||
9 | Elect William A. Shutzer | Mgmt | For | For | For | ||
10 | Elect Robert S. Singer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2014 Employee Incentive Plan | Mgmt | For | For | For | ||
Time Warner Cable Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carole Black | Mgmt | For | For | For | ||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
4 | Elect David C. Chang | Mgmt | For | For | For | ||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||
7 | Elect Donna A. James | Mgmt | For | For | For | ||
8 | Elect Don Logan | Mgmt | For | For | For | ||
9 | Elect Robert D. Marcus | Mgmt | For | For | For | ||
10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
11 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
13 | Elect John E. Sununu | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | ||
Time Warner Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Döpfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect Fred Hassan | Mgmt | For | For | For | ||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Toronto-Dominion Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TD | CUSIP 891160509 | 04/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
1.2 | Elect John L. Bragg | Mgmt | For | For | For | ||
1.3 | Elect Amy W. Brinkley | Mgmt | For | For | For | ||
1.4 | Elect W. Edmund Clark | Mgmt | For | For | For | ||
1.5 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
1.6 | Elect David E. Kepler | Mgmt | For | For | For | ||
1.7 | Elect Henry H. Ketcham | Mgmt | For | For | For | ||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.9 | Elect Alan N. MacGibbon | Mgmt | For | For | For | ||
1.10 | Elect Harold H. MacKay | Mgmt | For | For | For | ||
1.11 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
1.12 | Elect Bharat B. Masrani | Mgmt | For | For | For | ||
1.13 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||
1.14 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
1.15 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | ||
1.16 | Elect Helen K. Sinclair | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Increase Aggregate Pool of Directors' Fees | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Phasing Out Stock Options | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Actions in Response to OECD Plans | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Pension Plan Disclosure | ShrHoldr | Against | Against | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Unilever plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULVR | CUSIP 904767704 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Paul Polman | Mgmt | For | For | For | ||
5 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||
6 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
7 | Elect Louise O. Fresco | Mgmt | For | For | For | ||
8 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
9 | Elect Byron E. Grote | Mgmt | For | For | For | ||
10 | Elect Mary Ma | Mgmt | For | For | For | ||
11 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||
12 | Elect Malcolm Rifkind | Mgmt | For | For | For | ||
13 | Elect John Rishton | Mgmt | For | For | For | ||
14 | Elect Kees J. Storm | Mgmt | For | For | For | ||
15 | Elect Michael Treschow | Mgmt | For | For | For | ||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
5 | Elect John J. Koraleski | Mgmt | For | For | For | ||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
4 | Elect D. Scott Davis | Mgmt | For | For | For | ||
5 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||
6 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
7 | Elect William R. Johnson | Mgmt | For | For | For | ||
8 | Elect Candace Kendle | Mgmt | For | For | For | ||
9 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
10 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
12 | Elect Carol B. Tome | Mgmt | For | For | For | ||
13 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Unitedhealth Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
5 | Elect Robert W. Lane | Mgmt | For | For | For | ||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Adoption of Proxy Access | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHoldr | Against | Against | For | ||
Walgreen Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||
3 | Elect Steven A. Davis | Mgmt | For | For | For | ||
4 | Elect William C. Foote | Mgmt | For | For | For | ||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | ||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | ||
7 | Elect Alan G. McNally | Mgmt | For | For | For | ||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | ||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||
12 | Elect James A. Skinner | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
4 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
5 | Elect John C. Pope | Mgmt | For | For | For | ||
6 | Elect W. Robert Reum | Mgmt | For | For | For | ||
7 | Elect David P. Steiner | Mgmt | For | For | For | ||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
7 | Elect Donald M. James | Mgmt | For | For | For | ||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect James H. Quigley | Mgmt | For | For | For | ||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
7 | Elect William T. Kerr | Mgmt | For | For | For | ||
8 | Elect John D. Liu | Mgmt | For | For | For | ||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
10 | Elect William D. Perez | Mgmt | For | For | For | ||
11 | Elect Michael A. Todman | Mgmt | For | For | For | ||
12 | Elect Michael D. White | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Patrick J. Connolly | Mgmt | For | For | For | ||
5 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
6 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
7 | Elect Ted W. Hall | Mgmt | For | For | For | ||
8 | Elect Michael R. Lynch | Mgmt | For | For | For | ||
9 | Elect Lorraine Twohill | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
Willis Group Holdings PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSH | CUSIP G96666105 | 07/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dominic Casserley | Mgmt | For | For | For | ||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | ||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | ||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | ||
7 | Elect Francisco Luzon Lopez | Mgmt | For | For | For | ||
8 | Elect James F. McCann | Mgmt | For | For | For | ||
9 | Elect Jaymin Patel | Mgmt | For | For | For | ||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | ||
11 | Elect Michael Somers | Mgmt | For | For | For | ||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Xcel Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEL | CUSIP 98389B100 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
2 | Elect Richard K. Davis | Mgmt | For | For | For | ||
3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | ||
4 | Elect Albert F. Moreno | Mgmt | For | For | For | ||
5 | Elect Richard T. O'Brien | Mgmt | For | For | For | ||
6 | Elect Christopher J. Policinski | Mgmt | For | For | For | ||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||
8 | Elect James J. Sheppard | Mgmt | For | For | For | ||
9 | Elect David A. Westerlund | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
3 | Elect John L. Doyle | Mgmt | For | For | For | ||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | ||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Yum! Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
5 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
7 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
8 | Elect David C. Novak | Mgmt | For | For | For | ||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
10 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | ||
11 | Elect Robert D. Walter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Re-Approval of the Performance Measures of the Executive Incentive Compensation Plan | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 27, 2014 |