UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00572
American Mutual Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: October 31
Date of reporting period: July 1, 2014 - June 30, 2015
Michael W. Stockton
American Mutual Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : American Mutual Fund Reporting Period : July 01, 2014 - June 30, 2015 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||
2 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
3 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
4 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
6 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
10 | Elect Robert J. Ulrich | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Genetically Modified Ingredients | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | ||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jaime Ardila | Mgmt | For | For | For | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||
6 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
9 | Elect Paula A. Price | Mgmt | For | For | For | ||
10 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
11 | Elect Frank K. Tang | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Appointment of Statutory Auditor | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Appointment of Special Auditor | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
12 | Elect Michael P. Connors | Mgmt | For | For | For | ||
13 | Elect John A. Edwardson | Mgmt | For | For | For | ||
14 | Elect Peter Menikoff | Mgmt | For | For | For | ||
15 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
16 | Elect Kimberly Ross | Mgmt | For | For | For | ||
17 | Elect Robert W. Scully | Mgmt | For | For | For | ||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
19 | Elect Theodore Shasta | Mgmt | For | For | For | ||
20 | Elect David H. Sidwell | Mgmt | For | For | For | ||
21 | Elect Olivier Steimer | Mgmt | For | For | For | ||
22 | Elect Evan G. Greenberg as chairman of the board | Mgmt | For | For | For | ||
23 | Elect Michael P. Connors | Mgmt | For | For | For | ||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
25 | Elect John A. Edwardson | Mgmt | For | For | For | ||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
27 | Election Of Homburger Ag As Independent Proxy | Mgmt | For | For | For | ||
28 | Amendments to Articles Relating to VeguV (General Amendments) | Mgmt | For | For | For | ||
29 | Amendments to Articles Relating to VeguV (Compensation Provisions) | Mgmt | For | For | For | ||
30 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | ||
31 | Executive Compensation | Mgmt | For | For | For | ||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
33 | Additional or Miscellanious Proposals | ShrHoldr | For | Abstain | Against | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/15/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
13 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Agrium Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGU | CUSIP 008916108 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | ||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | ||
1.3 | Elect M. Marianne Harris | Mgmt | For | For | For | ||
1.4 | Elect Susan A. Henry | Mgmt | For | For | For | ||
1.5 | Elect Russell J. Horner | Mgmt | For | For | For | ||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | ||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | ||
1.8 | Elect Anne McLellan | Mgmt | For | For | For | ||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | ||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | ||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Sourcing Phosphate from Western Sahara | ShrHoldr | Against | Against | For | ||
Ameren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEE | CUSIP 023608102 | 04/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||
1.3 | Elect J. Edward Coleman | Mgmt | For | For | For | ||
1.4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||
1.5 | Elect Walter J. Galvin | Mgmt | For | For | For | ||
1.6 | Elect Richard J. Harshman | Mgmt | For | For | For | ||
1.7 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | ||
1.8 | Elect James C. Johnson | Mgmt | For | For | For | ||
1.9 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHoldr | Against | Against | For | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | ||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
AmerisourceBergen Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ornella Barra | Mgmt | For | For | For | ||
2 | Elect Steven H. Collis | Mgmt | For | For | For | ||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | ||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||
7 | Elect Jane E. Henney | Mgmt | For | For | For | ||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | ||
9 | Elect Michael J. Long | Mgmt | For | For | For | ||
10 | Elect Henry W. McGee | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
7 | Elect Greg C. Garland | Mgmt | For | For | For | ||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect Jose E. Almeida | Mgmt | For | For | For | ||
4 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
5 | Elect James A. Champy | Mgmt | For | For | For | ||
6 | Elect Edward H. Frank | Mgmt | For | For | For | ||
7 | Elect John C. Hodgson | Mgmt | For | For | For | ||
8 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
9 | Elect Neil S. Novich | Mgmt | For | For | For | ||
10 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
11 | Elect Lisa T. Su | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/17/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
5 | Elect James W. Leng | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authorization of Political Donations and Expenditures | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Iger | Mgmt | For | For | For | ||
4 | Elect Andrea Jung | Mgmt | For | For | For | ||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
7 | Elect Sue Wagner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Arthur J. Gallagher & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AJG | CUSIP 363576109 | 06/01/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect William L. Bax | Mgmt | For | For | For | ||
3 | Elect D. John Coldman | Mgmt | For | For | For | ||
4 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
6 | Elect Elbert O. Hand | Mgmt | For | For | For | ||
7 | Elect David S. Johnson | Mgmt | For | For | For | ||
8 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
9 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Approval of the Senior Management Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | ||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
10 | Elect Bruce Burlington | Mgmt | For | For | For | ||
11 | Elect Ann Cairns | Mgmt | For | For | For | ||
12 | Elect Graham Chipchase | Mgmt | For | For | For | ||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | For | For | ||
23 | Amendments to Articles | Mgmt | For | For | For | ||
AT&T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Scott T. Ford | Mgmt | For | For | For | ||
3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
4 | Elect William E. Kennard | Mgmt | For | For | For | ||
5 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
6 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
7 | Elect John B. McCoy | Mgmt | For | For | For | ||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | ||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For | ||
1.2 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
1.3 | Elect Richard T. Clark | Mgmt | For | For | For | ||
1.4 | Elect Eric C. Fast | Mgmt | For | For | For | ||
1.5 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
1.6 | Elect Michael Gregoire | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John P. Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | ||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | ||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | ||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | ||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.12 | Elect Paula Stern | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Bank of New York Mellon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BK | CUSIP 064058100 | 04/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | ||
3 | Elect Edward P. Garden | Mgmt | For | For | For | ||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | ||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | ||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
8 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
9 | Elect John A. Luke, Jr. | Mgmt | For | For | For | ||
10 | Elect Mark A. Nordenberg | Mgmt | For | For | For | ||
11 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
12 | Elect William C. Richardson | Mgmt | For | For | For | ||
13 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
14 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Bank Of Nova Scotia | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNS | CUSIP 064149107 | 04/09/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
1.2 | Elect Guillermo E. Babatz | Mgmt | For | For | For | ||
1.3 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.4 | Elect Charles H. Dallara | Mgmt | For | For | For | ||
1.5 | Elect N. Ashleigh Everett | Mgmt | For | For | For | ||
1.6 | Elect William R. Fatt | Mgmt | For | For | For | ||
1.7 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.8 | Elect Brian J. Porter | Mgmt | For | For | For | ||
1.9 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.10 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.11 | Elect Susan L. Segal | Mgmt | For | For | For | ||
1.12 | Elect Paul D. Sobey | Mgmt | For | For | For | ||
1.13 | Elect Barbara S. Thomas | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Directors' Fees | Mgmt | For | For | For | ||
4 | Amendments to By-Laws Regarding Quorum | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Phasing Out Stock Options | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | ShrHoldr | Against | Against | For | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.3 | Elect J. Michael Evans | Mgmt | For | For | For | ||
1.4 | Elect Ned Goodman | Mgmt | For | For | For | ||
1.5 | Elect Brian L. Greenspun | Mgmt | For | For | For | ||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.7 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||
1.10 | Elect C. David Naylor | Mgmt | For | For | For | ||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.12 | Elect John L. Thornton | Mgmt | For | For | For | ||
1.13 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
4 | Elect Ronald E. Deal | Mgmt | For | For | For | ||
5 | Elect James A. Faulkner | Mgmt | For | For | For | ||
6 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
7 | Elect John P. Howe, III | Mgmt | For | For | For | ||
8 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
9 | Elect Kelly S. King | Mgmt | For | For | For | ||
10 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
11 | Elect Edward C. Milligan | Mgmt | For | For | For | ||
12 | Elect Charles A. Patton | Mgmt | For | For | For | ||
13 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
15 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
16 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
17 | Elect Edwin H. Welch | Mgmt | For | For | For | ||
18 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
BCE Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCE | CUSIP 05534B760 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.4 | Elect Robert E. Brown | Mgmt | For | For | For | ||
1.5 | Elect George A. Cope | Mgmt | For | For | For | ||
1.6 | Elect David F. Denison | Mgmt | For | For | For | ||
1.7 | Elect Robert P. Dexter | Mgmt | For | For | For | ||
1.8 | Elect Ian Greenberg | Mgmt | For | For | For | ||
1.9 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
1.10 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.11 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||
1.12 | Elect Carole Taylor | Mgmt | For | For | For | ||
1.13 | Elect Paul R. Weiss | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Advance Notice Provision and Increase in Quorum | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Environmental and Social Expertise on Board | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Risks From Business Practices | ShrHoldr | Against | Against | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
6 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
9 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CUSIP 055622104 | 04/16/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Brian Gilvary | Mgmt | For | For | For | ||
5 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
6 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Antony Burgmans | Mgmt | For | For | For | ||
9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
10 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
11 | Elect Ann Dowling | Mgmt | For | For | For | ||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
13 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
14 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
17 | Scrip Dividend Alternative | Mgmt | For | For | For | ||
18 | Share Award Plan 2015 | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Amendments to Articles (Technical) | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
25 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Canadian Natural Resources Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
1.11 | Elect Annette M. Verschuren | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Anderson | Mgmt | For | For | For | ||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | ||
3 | Elect George S. Barrett | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | ||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | ||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||
10 | Elect David P. King | Mgmt | For | For | For | ||
11 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | ||
Carnival plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
6 | Elect Sir John Parker | Mgmt | For | For | For | ||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
8 | Elect Laura A. Weil | Mgmt | For | For | For | ||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
8 | Elect William A. Osborn | Mgmt | For | For | For | ||
9 | Elect Debra L. Reed | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Review of Human Rights Policies (2) | ShrHoldr | Against | Against | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | ||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
3 | Elect Robert E. Denham | Mgmt | For | For | For | ||
4 | Elect Alice P. Gast | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
11 | Elect Carl Ware | Mgmt | For | For | For | ||
12 | Elect John S. Watson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect John T. Chambers | Mgmt | For | For | For | ||
5 | Elect Brian L. Halla | Mgmt | For | For | For | ||
6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
9 | Elect Arun Sarin | Mgmt | For | For | For | ||
10 | Elect Steven M. West | Mgmt | For | For | For | ||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
4 | Elect Charles P. Carey | Mgmt | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
6 | Elect Ana Dutra | Mgmt | For | For | For | ||
7 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
8 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
9 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
10 | Elect J. Dennis Hastert | Mgmt | For | For | For | ||
11 | Elect Leo Melamed | Mgmt | For | For | For | ||
12 | Elect William P. Miller II | Mgmt | For | For | For | ||
13 | Elect James E. Oliff | Mgmt | For | For | For | ||
14 | Elect Edemir Pinto | Mgmt | For | For | For | ||
15 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
16 | Elect John F. Sandner | Mgmt | For | For | For | ||
17 | Elect Terry L. Savage | Mgmt | For | For | For | ||
18 | Elect William R. Shepard | Mgmt | For | For | For | ||
19 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
20 | Ratification of Auditor | Mgmt | For | For | For | ||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
22 | Exclusive Forum Bylaw | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David Denton | Mgmt | For | For | For | ||
1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | ||
1.4 | Elect Victor Luis | Mgmt | For | For | For | ||
1.5 | Elect Ivan Menezes | Mgmt | For | For | For | ||
1.6 | Elect William R. Nuti | Mgmt | For | For | For | ||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||
1.8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/29/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Marc Bolland | Mgmt | For | For | For | ||
4 | Elect Ana Botin | Mgmt | For | For | For | ||
5 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
6 | Elect Richard M. Daley | Mgmt | For | For | For | ||
7 | Elect Barry Diller | Mgmt | For | For | For | ||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
9 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
10 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
11 | Elect Muhtar Kent | Mgmt | For | For | For | ||
12 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
13 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
14 | Elect Sam Nunn | Mgmt | For | For | For | ||
15 | Elect David B. Weinberg | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | ShrHoldr | Against | Against | For | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/08/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John P. Bilbrey | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
7 | Elect Delano E. Lewis | Mgmt | For | For | For | ||
8 | Elect Michael B. Polk | Mgmt | For | For | For | ||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
10 | Elect Stephen Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Conagra Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | ||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
1.4 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
1.5 | Elect Joie A. Gregor | Mgmt | For | For | For | ||
1.6 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.7 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
1.8 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
1.9 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.10 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.11 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
1.12 | Elect Kenneth E. Stinson | Mgmt | For | For | For | ||
2 | 2014 Stock Plan | Mgmt | For | Against | Against | ||
3 | 2014 Executive Incentive Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
5 | Elect John V. Faraci | Mgmt | For | For | For | ||
6 | Elect Jody L Freeman | Mgmt | For | For | For | ||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CUSIP 12626K203 | 03/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
CRH Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRH | CUSIP 12626K203 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | ||
5 | Elect Maeve Carton | Mgmt | For | For | For | ||
6 | Elect William P. Egan | Mgmt | For | For | For | ||
7 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | ||
8 | Elect Nicky Hartery | Mgmt | For | For | For | ||
9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | ||
10 | Elect Don McGovern | Mgmt | For | For | For | ||
11 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||
12 | Elect Albert Manifold | Mgmt | For | For | For | ||
13 | Elect Lucinda Riches | Mgmt | For | For | For | ||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | ||
15 | Elect Mark S. Towe | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
23 | Scrip Dividend | Mgmt | For | For | For | ||
24 | Increase in Authorised Capital | Mgmt | For | For | For | ||
25 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | ||
26 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect John D. McPherson | Mgmt | For | For | For | ||
7 | Elect David M. Moffett | Mgmt | For | For | For | ||
8 | Elect Oscar Munoz | Mgmt | For | For | For | ||
9 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
10 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
12 | Elect Michael J. Ward | Mgmt | For | For | For | ||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Amendment to the 2010 Stock and Incentive Award Plan | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
5 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
7 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
8 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
9 | Elect William I. Miller | Mgmt | For | For | For | ||
10 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Richard J. Swift | Mgmt | For | For | For | ||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||
11 | Elect Tony L. White | Mgmt | For | For | For | ||
12 | Ratification of Auditor | �� | Mgmt | For | For | For | |
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
Darden Restaurants Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRI | CUSIP 237194105 | 10/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Election of Betsy S. Atkins | Mgmt | N/A | For | N/A | ||
1.2 | Election of Margaret Shan Atkins | Mgmt | N/A | For | N/A | ||
1.3 | Election of Jean M. Birch | Mgmt | N/A | For | N/A | ||
1.4 | Election of Bradley D. Blum | Mgmt | N/A | For | N/A | ||
1.5 | Election of Peter A. Feld | Mgmt | N/A | For | N/A | ||
1.6 | Election of James P. Fogarty | Mgmt | N/A | For | N/A | ||
1.7 | Election of Cynthia T. Jamison | Mgmt | N/A | For | N/A | ||
1.8 | Election of William H. Lenehan | Mgmt | N/A | For | N/A | ||
1.9 | Election of Lionel L. Nowell, III | Mgmt | N/A | For | N/A | ||
1.10 | Election of Jeffrey C. Smith | Mgmt | N/A | For | N/A | ||
1.11 | Election of Charles M. Sonsteby | Mgmt | N/A | For | N/A | ||
1.12 | Election of Alan N. Stillman | Mgmt | N/A | For | N/A | ||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | ||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
4 | Amend Bylaws to Provide for Proxy Access | Mgmt | N/A | For | N/A | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | Against | N/A | ||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | N/A | Against | N/A | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/03/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.4 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.6 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.7 | Elect Duane Radtke | Mgmt | For | For | For | ||
1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.9 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Carbon Asset Risk | ShrHoldr | Against | Against | For | ||
Diamond Offshore Drilling, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DO | CUSIP 25271C102 | 05/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Tisch | Mgmt | For | For | For | ||
2 | Elect Marc Edwards | Mgmt | For | For | For | ||
3 | Elect John R. Bolton | Mgmt | For | For | For | ||
4 | Elect Charles L. Fabrikant | Mgmt | For | For | For | ||
5 | Elect Paul G. Gaffney II | Mgmt | For | For | For | ||
6 | Elect Edward Grebow | Mgmt | For | For | For | ||
7 | Elect Herbert C. Hofmann | Mgmt | For | For | For | ||
8 | Elect Kenneth I. Siegel | Mgmt | For | For | For | ||
9 | Elect Clifford M Sobel | Mgmt | For | For | For | ||
10 | Elect Andrew H. Tisch | Mgmt | For | For | For | ||
11 | Elect Raymond S. Troubh | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Discover Financial Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Gregory C. Case | Mgmt | For | For | For | ||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | ||
9 | Elect David W. Nelms | Mgmt | For | For | For | ||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Dominion Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
5 | Elect John W. Harris | Mgmt | For | For | For | ||
6 | Elect Mark J. Kington | Mgmt | For | For | For | ||
7 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
8 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
10 | Elect David A. Wollard | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Ending Nuclear Construction | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Greenhouse Gas Impacts of Biomass | ShrHoldr | Against | Against | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ajay Banga | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect James A. Bell | Mgmt | For | For | For | ||
4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Mark Loughridge | Mgmt | For | For | For | ||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
10 | Elect Paul Polman | Mgmt | For | For | For | ||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
12 | Elect James M. Ringler | Mgmt | For | For | For | ||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
DTE Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTE | CUSIP 233331107 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
1.7 | Elect James B. Nicholson | Mgmt | For | For | For | ||
1.8 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Josue Robles, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
1.11 | Elect David A. Thomas | Mgmt | For | For | For | ||
1.12 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||
4 | Approval of the Executive Performance Plan | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Du Pont (E.I.) De Nemours & Co | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
1.2 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.3 | Elect Robert A. Brown | Mgmt | For | For | For | ||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
1.6 | Elect James L. Gallogly | Mgmt | For | For | For | ||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
1.8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
1.9 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
1.10 | Elect Ulf M. Schneider | Mgmt | For | For | For | ||
1.11 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
1.12 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHoldr | Against | Against | For | ||
Duke Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DUK | CUSIP 26441C204 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael G. Browning | Mgmt | For | For | For | ||
2 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | ||
3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
4 | Elect John H. Forsgren | Mgmt | For | For | For | ||
5 | Elect Lynn J. Good | Mgmt | For | For | For | ||
6 | Elect Ann M. Gray | Mgmt | For | For | For | ||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||
8 | Elect John T. Herron | Mgmt | For | For | For | ||
9 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
10 | Elect William E. Kennard | Mgmt | For | For | For | ||
11 | Elect E. Marie McKee | Mgmt | For | For | For | ||
12 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
13 | Elect James T. Rhodes | Mgmt | For | For | For | ||
14 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Eaton Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/22/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
5 | Elect Charles E. Golden | Mgmt | For | For | For | ||
6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
8 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||
9 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
10 | Elect Gregory R. Page | Mgmt | For | For | For | ||
11 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
13 | 2015 Stock Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Edison International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | ||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
6 | Elect William P. Sullivan | Mgmt | For | For | For | ||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
9 | Elect Brett White | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
Emerson Electric Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMR | CUSIP 291011104 | 02/03/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Arthur F. Golden | Mgmt | For | For | For | ||
1.2 | Elect William R. Johnson | Mgmt | For | For | For | ||
1.3 | Elect Candace Kendle | Mgmt | For | For | For | ||
1.4 | Elect James S. Turley | Mgmt | For | For | For | ||
1.5 | Elect August A. Busch III | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2015 Incentive Shares Plan | Mgmt | For | For | For | ||
4 | Reapproval of Performance Measures of Annual Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect Al Monaco | Mgmt | For | For | For | ||
1.8 | Elect George K. Petty | Mgmt | For | For | For | ||
1.9 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.11 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | ||
Ensco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESV | CUSIP G3157S106 | 05/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. Roderick Clark | Mgmt | For | For | For | ||
2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | ||
3 | Elect Mary Francis | Mgmt | For | For | For | ||
4 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
5 | Elect Gerald W. Haddock | Mgmt | For | For | For | ||
6 | Elect Francis S Kalman | Mgmt | For | For | For | ||
7 | Elect Keith O. Rattie | Mgmt | For | For | For | ||
8 | Elect Paul E. Rowsey III | Mgmt | For | For | For | ||
9 | Elect Carl G. Trowell | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
11 | Ratification of U.S. Auditor | Mgmt | For | For | For | ||
12 | Ratification of U.K. Statutory Auditor | Mgmt | For | For | For | ||
13 | Authority to Set U.K. Auditor's Fees | Mgmt | For | For | For | ||
14 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
15 | Approval of Material Terms of the Performance Goals Under the 2005 Cash Incentive Plan | Mgmt | For | For | For | ||
16 | Advisory Vote of the Director's Remuneration Report | Mgmt | For | Against | Against | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Accounts and Reports | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect James C. Day | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald F. Textor | Mgmt | For | For | For | ||
6 | Elect William R. Thomas | Mgmt | For | For | For | ||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHoldr | Against | Against | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
9 | Elect Richard W. Mies | Mgmt | For | For | For | ||
10 | Elect William C. Richardson | Mgmt | For | For | For | ||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael J. Boskin | Mgmt | For | Withhold | Against | ||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | ||
1.5 | Elect Jay S. Fishman | Mgmt | For | Withhold | Against | ||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | Withhold | Against | ||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | ||
1.12 | Elect William C. Weldon | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
Firstenergy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FE | CUSIP 337932107 | 05/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
1.3 | Elect William T. Cottle | Mgmt | For | For | For | ||
1.4 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
1.6 | Elect Charles E. Jones | Mgmt | For | For | For | ||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | ||
1.12 | Elect George M. Smart | Mgmt | For | For | For | ||
1.13 | Elect Jerry Sue Thornton | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2015 Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Reporting and Reducing Carbon Emissions | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Freeport-McMoRan Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 06/10/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | ||
1.5 | Elect James C. Flores | Mgmt | For | For | For | ||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | ||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | ||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | ||
1.14 | Elect James R. Moffett | Mgmt | For | Withhold | Against | ||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | ||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary T. Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
3 | Elect James S. Crown | Mgmt | For | For | For | ||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
5 | Elect William P. Fricks | Mgmt | For | For | For | ||
6 | Elect John M. Keane | Mgmt | For | For | For | ||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
8 | Elect James N. Mattis | Mgmt | For | For | For | ||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
10 | Elect William A. Osborn | Mgmt | For | For | For | ||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/22/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Susan Hockfield | Mgmt | For | For | For | ||
7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
8 | Elect Andrea Jung | Mgmt | For | For | For | ||
9 | Elect Robert W. Lane | Mgmt | For | For | For | ||
10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
11 | Elect James J. Mulva | Mgmt | For | For | For | ||
12 | Elect James E. Rohr | Mgmt | For | For | For | ||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
14 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
15 | Elect James S. Tisch | Mgmt | For | For | For | ||
16 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | Against | Against | ||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
General Mills, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIS | CUSIP 370334104 | 09/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
3 | Elect Paul Danos | Mgmt | For | For | For | ||
4 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | ||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
9 | Elect Steve Odland | Mgmt | For | For | For | ||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
11 | Elect Michael D. Rose | Mgmt | For | For | For | ||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John W. Madigan | Mgmt | For | For | For | ||
6 | Elect John C. Martin | Mgmt | For | For | For | ||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHoldr | Against | Against | For | ||
Glaxosmithkline plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSK | CINS G3910J112 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||
4 | Elect Urs Rohner | Mgmt | For | For | For | ||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | ||
9 | Elect Simon Dingemans | Mgmt | For | For | For | ||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | ||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | ||
15 | Elect Hans Wijers | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
24 | GlaxoSmithKline Share Value Plan | Mgmt | For | For | For | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.9 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.10 | Elect K. Ram Shriram | Mgmt | For | Withhold | Against | ||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | ||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
3 | Elect James R. Boyd | Mgmt | For | For | For | ||
4 | Elect Milton Carroll | Mgmt | For | For | For | ||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | ||
8 | Elect David J. Lesar | Mgmt | For | For | For | ||
9 | Elect Robert A. Malone | Mgmt | For | For | For | ||
10 | Elect J. Landis Martin | Mgmt | For | For | For | ||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
12 | Elect Debra L. Reed | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | Against | Against | ||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Hasbro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAS | CUSIP 418056107 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
1.3 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
1.4 | Elect Michael R. Burns | Mgmt | For | For | For | ||
1.5 | Elect Lisa Gersh | Mgmt | For | For | For | ||
1.6 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
1.7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
1.8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
1.9 | Elect Edward M. Philip | Mgmt | For | For | For | ||
1.10 | Elect Richard S. Stoddart | Mgmt | For | For | For | ||
1.11 | Elect Linda K. Zecher | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Honda Motor Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7267 | CUSIP 438128308 | 06/17/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2.1 | Elect Fumihiko Ike | Mgmt | For | For | For | ||
2.2 | Elect Takanobu Itoh | Mgmt | For | For | For | ||
2.3 | Elect Tetsuo Iwamura | Mgmt | For | For | For | ||
2.4 | Elect Kohichi Fukuo | Mgmt | For | For | For | ||
2.5 | Elect Yoshiyuki Matsumoto | Mgmt | For | For | For | ||
2.6 | Elect Yohshi Yamane | Mgmt | For | For | For | ||
2.7 | Elect Takahiro Hachigoh | Mgmt | For | For | For | ||
2.8 | Elect Masahiro Yoshida | Mgmt | For | For | For | ||
2.9 | Elect Kohhei Takeuchi | Mgmt | For | For | For | ||
2.10 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | ||
2.11 | Elect Hideko Kunii | Mgmt | For | For | For | ||
2.12 | Elect Shinji Aoyama | Mgmt | For | For | For | ||
2.13 | Elect Noriya Kaihara | Mgmt | For | For | For | ||
2.14 | Elect Masayuki Igarashi | Mgmt | For | For | For | ||
3 | Elect Hideo Takaura | Mgmt | For | For | For | ||
4 | Elect Mayumi Tamura | Mgmt | For | For | For | ||
HSBC Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSBA | CUSIP 404280406 | 04/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Phillip Ameen | Mgmt | For | For | For | ||
4 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
5 | Elect Kathleen Casey | Mgmt | For | For | For | ||
6 | Elect Safra A. Catz | Mgmt | For | For | For | ||
7 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
8 | Elect Lord Evans of Weardale | Mgmt | For | For | For | ||
9 | Elect Joachim Faber | Mgmt | For | For | For | ||
10 | Elect Rona Fairhead | Mgmt | For | For | For | ||
11 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
12 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
14 | Elect John P. Lipsky | Mgmt | For | For | For | ||
15 | Elect Rachel Lomax | Mgmt | For | For | For | ||
16 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
17 | Elect Marc Moses | Mgmt | For | For | For | ||
18 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||
19 | Elect Jonathan Symonds | Mgmt | For | For | For | ||
20 | Appointment of Auditor | Mgmt | For | For | For | ||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
26 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
28 | UK Sharesave Plan | Mgmt | For | For | For | ||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Hudson City Bancorp, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCBK | CUSIP 443683107 | 12/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William G. Bardel | Mgmt | For | For | For | ||
2 | Elect Scott A. Belair | Mgmt | For | For | For | ||
3 | Elect Anthony J. Fabiano | Mgmt | For | For | For | ||
4 | Elect Cornelius E. Golding | Mgmt | For | For | For | ||
5 | Elect Donald O. Quest | Mgmt | For | For | For | ||
6 | Elect Joseph G. Sponholz | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/16/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
6 | Elect William J. McDonald | Mgmt | For | For | For | ||
7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
8 | Elect David B. Nash | Mgmt | For | For | For | ||
9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Illinois Tool Works Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITW | CUSIP 452308109 | 05/08/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect Susan Crown | Mgmt | For | For | For | ||
3 | Elect James W. Griffith | Mgmt | For | For | For | ||
4 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
5 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
6 | Elect E. Scott Santi | Mgmt | For | For | For | ||
7 | Elect James A. Skinner | Mgmt | For | For | For | ||
8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
10 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
11 | Elect Anre D. Williams | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
4 | Elect Susan L. Decker | Mgmt | For | For | For | ||
5 | Elect John J. Donahoe | Mgmt | For | For | For | ||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
8 | Elect James D. Plummer | Mgmt | For | For | For | ||
9 | Elect David S. Pottruck | Mgmt | For | For | For | ||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
11 | Elect David B. Yoffie | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
Inter Pipeline Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IPL | CUSIP 45833V109 | 05/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Richard Shaw | Mgmt | For | For | For | ||
2.2 | Elect David Fesyk | Mgmt | For | For | For | ||
2.3 | Elect Lorne Brown | Mgmt | For | For | For | ||
2.4 | Elect Duane Keinick | Mgmt | For | For | For | ||
2.5 | Elect Alison Taylor Love | Mgmt | For | For | For | ||
2.6 | Elect William Robertson | Mgmt | For | For | For | ||
2.7 | Elect Brant G. Sangster | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Intercontinental Exchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/15/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
3 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
4 | Elect Terrence F. Martell | Mgmt | For | For | For | ||
5 | Elect Callum McCarthy | Mgmt | For | For | For | ||
6 | Elect Robert Reid | Mgmt | For | For | For | ||
7 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
8 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
9 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
10 | Elect Vincent Tese | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Technical Charter Amendments Related to Sale of Euronext | Mgmt | For | For | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||
2 | Elect William R. Brody | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect David N. Farr | Mgmt | For | For | For | ||
6 | Elect Alex Gorsky | Mgmt | For | For | For | ||
7 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
8 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
9 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
12 | Elect Joan E. Spero | Mgmt | For | For | For | ||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||
14 | Elect Peter R. Voser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
3 | Elect Michael L. Ducker | Mgmt | For | For | For | ||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
5 | Elect John F. Ferraro | Mgmt | For | For | For | ||
6 | Elect Andreas Fibig | Mgmt | For | For | For | ||
7 | Elect Christina A. Gold | Mgmt | For | For | For | ||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
10 | Elect Dale Morrison | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Stock Award and Incentive Plan | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | Against | Against | ||
9 | Elect Charles Prince | Mgmt | For | Against | Against | ||
10 | Elect A. Eugene Washington | Mgmt | For | Against | Against | ||
11 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | ||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | ||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For | ||
1.2 | Elect John T. Dillon | Mgmt | For | For | For | ||
1.3 | Elect Zachary Gund | Mgmt | For | For | For | ||
1.4 | Elect James M. Jenness | Mgmt | For | For | For | ||
1.5 | Elect Donald R. Knauss | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
6 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
7 | Elect James M. Jenness | Mgmt | For | For | For | ||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
9 | Elect Ian C. Read | Mgmt | For | For | For | ||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
11 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Kinder Morgan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMI | CUSIP 49456B101 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
1.2 | Elect Steven J. Kean | Mgmt | For | For | For | ||
1.3 | Elect Ted A. Gardner | Mgmt | For | For | For | ||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Gary L. Hultquist | Mgmt | For | For | For | ||
1.6 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | ||
1.7 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
1.8 | Elect Michael Miller | Mgmt | For | For | For | ||
1.9 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
1.10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | ||
1.11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
1.12 | Elect C. Park Shaper | Mgmt | For | For | For | ||
1.13 | Elect William A. Smith | Mgmt | For | For | For | ||
1.14 | Elect Joel V. Staff | Mgmt | For | For | For | ||
1.15 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
1.16 | Elect Perry M. Waughtal | Mgmt | For | For | For | ||
2 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | ||
3 | Approval of the 2015 Annual Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Amendments to Certificate of Incorporation to Comply with Jones Act | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
1.2 | Elect Robert M. Calderoni | Mgmt | For | For | For | ||
1.3 | Elect John T. Dickson | Mgmt | For | For | For | ||
1.4 | Elect Emiko Higashi | Mgmt | For | For | For | ||
1.5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | ||
1.6 | Elect Gary B. Moore | Mgmt | For | For | For | ||
1.7 | Elect Robert A. Rango | Mgmt | For | For | For | ||
1.8 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kraft Foods Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRFT | CUSIP 50076Q106 | 05/05/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect L. Kevin Cox | Mgmt | For | For | For | ||
4 | Elect Myra M. Hart | Mgmt | For | For | For | ||
5 | Elect Peter B. Henry | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
9 | Elect John C. Pope | Mgmt | For | For | For | ||
10 | Elect E. Follin Smith | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Related to Sustainability Report | ShrHoldr | Against | Against | For | ||
Linear Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Swanson, Jr. | Mgmt | For | For | For | ||
2 | Elect Lothar Maier | Mgmt | For | For | For | ||
3 | Elect Arthur C. Agnos | Mgmt | For | For | For | ||
4 | Elect John J. Gordon | Mgmt | For | For | For | ||
5 | Elect David S. Lee | Mgmt | For | For | For | ||
6 | Elect Richard M. Moley | Mgmt | For | For | For | ||
7 | Elect Thomas S. Volpe | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
6 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
9 | Elect James M. Loy | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
4 | Elect Ian Lang | Mgmt | For | For | For | ||
5 | Elect Elaine La Roche | Mgmt | For | For | For | ||
6 | Elect Maria Silvia Bastos Marques | Mgmt | For | For | For | ||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
12 | Elect R. David Yost | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Mattel, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAT | CUSIP 577081102 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Dolan | Mgmt | For | For | For | ||
2 | Elect Trevor A. Edwards | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Ann Lewnes | Mgmt | For | For | For | ||
5 | Elect Dominic Ng | Mgmt | For | For | For | ||
6 | Elect Vasant M. Prabhu | Mgmt | For | For | For | ||
7 | Elect Dean Scarborough | Mgmt | For | For | For | ||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | ||
9 | Elect Dirk Van de Put | Mgmt | For | For | For | ||
10 | Elect Kathy White Loyd | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2010 Equity and Long-Term Compensation Plan | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | ||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | ||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | ||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect Walter E. Massey | Mgmt | For | For | For | ||
9 | Elect Andrew J. McKenna | Mgmt | For | For | For | ||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
12 | Elect Roger W. Stone | Mgmt | For | For | For | ||
13 | Elect Miles D. White | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Report of Values in Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Educating the Public On Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Report on Palm Oil | ShrHoldr | Against | Against | For | ||
McGraw Hill Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHFI | CUSIP 580645109 | 04/29/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
2 | Elect William D. Green | Mgmt | For | For | For | ||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
4 | Elect Rebecca Jacoby | Mgmt | For | For | For | ||
5 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
6 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
7 | Elect Douglas L. Peterson | Mgmt | For | For | For | ||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
11 | Elect Sidney Taurel | Mgmt | For | For | For | ||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
13 | Approve the Performance Goals Under the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||
8 | Elect Michael Grobstein | Mgmt | For | For | For | ||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | ||
12 | Elect Elliott Sigal | Mgmt | For | For | For | ||
13 | Elect Robert Singer | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
MeadWestvaco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MWV | CUSIP 583334107 | 06/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
Medtronic Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||
1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
1.6 | Elect James T. Lenehan | Mgmt | For | For | For | ||
1.7 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
1.10 | Elect Preetha Reddy | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | ||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | ||
8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | ||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Maria Klawe | Mgmt | For | For | For | ||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | ||
5 | Elect Satya Nadella | Mgmt | For | For | For | ||
6 | Elect Charles H. Noski | Mgmt | For | For | For | ||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect John W. Stanton | Mgmt | For | For | For | ||
10 | Elect John W. Thompson | Mgmt | For | For | For | ||
11 | Advisory Vote On Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 609207105 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
7 | Elect Nelson Peltz | Mgmt | For | For | For | ||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
10 | Elect Patrick Siewert | Mgmt | For | For | For | ||
11 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect Janice L. Fields | Mgmt | For | For | For | ||
3 | Elect Hugh Grant | Mgmt | For | For | For | ||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | ||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | ||
7 | Elect William U. Parfet | Mgmt | For | For | For | ||
8 | Elect George H. Poste | Mgmt | For | For | For | ||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
2 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
3 | Elect Denise C. Johnson | Mgmt | For | For | For | ||
4 | Elect Robert L. Lumpkins | Mgmt | For | For | For | ||
5 | Elect William T. Monahan | Mgmt | For | For | For | ||
6 | Elect James L. Popowich | Mgmt | For | For | For | ||
7 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
8 | Elect Steven M. Seibert | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
National Grid Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NG | CUSIP 636274300 | 07/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||
6 | Elect Thomas B. King | Mgmt | For | For | For | ||
7 | Elect John Pettigrew | Mgmt | For | For | For | ||
8 | Elect Philip Aiken | Mgmt | For | For | For | ||
9 | Elect Nora Brownell | Mgmt | For | For | For | ||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | ||
11 | Elect Therese Esperdy | Mgmt | For | For | For | ||
12 | Elect Paul Golby | Mgmt | For | For | For | ||
13 | Elect Ruth Kelly | Mgmt | For | For | For | ||
14 | Elect Mark Williamson | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
19 | Amendment to the Long-Term Performance Plan | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Scrip Dividend | Mgmt | For | For | For | ||
22 | Capitalisation of Accounts (Scrip Dividend Scheme) | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Newell Rubbermaid, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas E. Clarke | Mgmt | For | For | For | ||
2 | Elect Kevin C. Conroy | Mgmt | For | For | For | ||
3 | Elect Scott S. Cowen | Mgmt | For | For | For | ||
4 | Elect Michael T. Cowhig | Mgmt | For | For | For | ||
5 | Elect Domenico De Sole | Mgmt | For | For | For | ||
6 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | ||
7 | Elect Christopher D. O'Leary | Mgmt | For | For | For | ||
8 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | ||
9 | Elect Michael B. Polk | Mgmt | For | For | For | ||
10 | Elect Steven J. Strobel | Mgmt | For | For | For | ||
11 | Elect Michael A. Todman | Mgmt | For | For | For | ||
12 | Elect Raymond G. Viault | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
5 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
7 | Elect David L. Stover | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
14 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||
15 | 2015 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect Karen N. Horn | Mgmt | For | For | For | ||
7 | Elect Steven F. Leer | Mgmt | For | For | For | ||
8 | Elect Michael D. Lockhart | Mgmt | For | For | For | ||
9 | Elect Amy E. Miles | Mgmt | For | For | For | ||
10 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
12 | Elect James A Squires | Mgmt | For | For | For | ||
13 | Elect John R. Thompson | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Amendment to Executive Management Incentive Plan | Mgmt | For | For | For | ||
17 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CUSIP 66987V109 | 02/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
5 | Amendments to Articles Relating to VeguV | Mgmt | For | For | For | ||
6 | Board Compensation | Mgmt | For | For | For | ||
7 | Executive Compensation | Mgmt | For | For | For | ||
8 | Compensation Report | Mgmt | For | For | For | ||
9 | Elect Jorg Reinhardt as Chairman | Mgmt | For | For | For | ||
10 | Elect Dimitri Azar | Mgmt | For | For | For | ||
11 | Elect Verena A. Briner | Mgmt | For | For | For | ||
12 | Elect Srikant Datar | Mgmt | For | For | For | ||
13 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
14 | Elect Pierre Landolt | Mgmt | For | For | For | ||
15 | Elect Andreas von Planta | Mgmt | For | For | For | ||
16 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
17 | Elect Enrico Vanni | Mgmt | For | For | For | ||
18 | Elect William T. Winters | Mgmt | For | For | For | ||
19 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
20 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | For | For | ||
21 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Appointment of Auditor | Mgmt | For | For | For | ||
25 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
26 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | Abstain | N/A | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | ||
1.2 | Elect Harvey B. Gantt | Mgmt | For | For | For | ||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | ||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | ||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
1.8 | Elect John H. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Old Republic International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORI | CUSIP 680223104 | 05/22/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Harrington Bischof | Mgmt | For | For | For | ||
1.2 | Elect Spencer LeRoy III | Mgmt | For | Withhold | Against | ||
1.3 | Elect Charles F. Titterton | Mgmt | For | For | For | ||
1.4 | Elect Steven R. Walker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
PACCAR Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCAR | CUSIP 693718108 | 04/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark C. Pigott | Mgmt | For | For | For | ||
2 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
3 | Elect Ronald E. Armstrong | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Paychex, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAYX | CUSIP 704326107 | 10/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | ||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | ||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||
5 | Elect Grant M. Inman | Mgmt | For | For | For | ||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect William R. Johnson | Mgmt | For | For | For | ||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
10 | Elect David C. Page | Mgmt | For | For | For | ||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
13 | Elect Daniel Vasella | Mgmt | For | For | For | ||
14 | Elect Alberto Weisser | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
8 | Elect Ian C. Read | Mgmt | For | For | For | ||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
10 | Elect James C. Smith | Mgmt | For | For | For | ||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHoldr | Against | Against | For | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C108 | 05/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis Chew | Mgmt | For | For | For | ||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | ||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Pitney Bowes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBI | CUSIP 724479100 | 05/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | ||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | ||
3 | Elect Roger Fradin | Mgmt | For | For | For | ||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | ||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | ||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | ||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | ||
8 | Elect Michael I. Roth | Mgmt | For | For | For | ||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | ||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
PNC Financial Services Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
2 | Elect Paul W. Chellgren | Mgmt | For | For | For | ||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Kay Coles James | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | ||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect John W. Estey | Mgmt | For | For | For | ||
1.4 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.5 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||
1.6 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.7 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
1.8 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
1.10 | Elect Jochen E. Tilk | Mgmt | For | For | For | ||
1.11 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Approval of the 2015 Performance Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Amendments to By-laws | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Sourcing Phosphate from Western Sahara | ShrHoldr | Against | Against | For | ||
PPL Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 69351T106 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
2 | Elect Frederick M. Bernthal | Mgmt | For | For | For | ||
3 | Elect John W. Conway | Mgmt | For | For | For | ||
4 | Elect Philip G. Cox | Mgmt | For | For | For | ||
5 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
6 | Elect Louise K. Goeser | Mgmt | For | For | For | ||
7 | Elect Stuart E. Graham | Mgmt | For | For | For | ||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
10 | Elect William H. Spence | Mgmt | For | For | For | ||
11 | Elect Natica von Althann | Mgmt | For | For | For | ||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
13 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | ||
14 | Amendment of Company’s Articles to Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHoldr | Against | Against | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Ira D. Hall | Mgmt | For | For | For | ||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
7 | Elect Larry D. McVay | Mgmt | For | For | For | ||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
9 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
10 | Elect Robert L. Wood | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mark Donegan | Mgmt | For | For | For | ||
2 | Elect Don R. Graber | Mgmt | For | For | For | ||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
4 | Elect Daniel J. Murphy | Mgmt | For | For | For | ||
5 | Elect Vernon E. Oechsle | Mgmt | For | For | For | ||
6 | Elect Rick Schmidt | Mgmt | For | For | For | ||
7 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
8 | Elect Timothy A. Wicks | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Principal Financial Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFG | CUSIP 74251V102 | 05/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roger C. Hochschild | Mgmt | For | For | For | ||
2 | Elect Daniel J. Houston | Mgmt | For | For | For | ||
3 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Procter & Gamble Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Angela F. Braly | Mgmt | For | For | For | ||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
3 | Elect Scott D. Cook | Mgmt | For | For | For | ||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | ||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | 2014 Stock and Incentive Equity Compensation Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
QUALCOMM Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | ||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | ||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||
7 | Elect Sherry Lansing | Mgmt | For | For | For | ||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
10 | Elect Duane A. Nelles | Mgmt | For | For | For | ||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
12 | Elect Francisco Ros | Mgmt | For | For | For | ||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | ||
15 | Elect Marc I. Stern | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Quest Diagnostics Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DGX | CUSIP 74834L100 | 05/15/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jenne K. Britell | Mgmt | For | For | For | ||
2 | Elect Vicky B. Gregg | Mgmt | For | For | For | ||
3 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
4 | Elect Timothy L. Main | Mgmt | For | For | For | ||
5 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
6 | Elect Daniel C. Stanzione | Mgmt | For | For | For | ||
7 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
8 | Elect John B. Ziegler | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to Employee Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Republic Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RSG | CUSIP 760759100 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | ||
2 | Elect Tomago Collins | Mgmt | For | For | For | ||
3 | Elect James W. Crownover | Mgmt | For | For | For | ||
4 | Elect Ann E. Dunwoody | Mgmt | For | For | For | ||
5 | Elect William J. Flynn | Mgmt | For | For | For | ||
6 | Elect Manuel Kadre | Mgmt | For | For | For | ||
7 | Elect Michael Larson | Mgmt | For | For | For | ||
8 | Elect W. Lee Nutter | Mgmt | For | For | For | ||
9 | Elect Donald W. Slager | Mgmt | For | For | For | ||
10 | Elect John M. Trani | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Resmed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMD | CUSIP 761152107 | 11/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Farrell | Mgmt | For | For | For | ||
2 | Elect Christopher G. Roberts | Mgmt | For | For | For | ||
3 | Elect John P. Wareham | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/03/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | ||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | ||
1.3 | Elect Verne G. Istock | Mgmt | For | For | For | ||
1.4 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | ||
1.5 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
Ross Stores, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROST | CUSIP 778296103 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Balmuth | Mgmt | For | For | For | ||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | ||
3 | Elect Michael J. Bush | Mgmt | For | For | For | ||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | ||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | ||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | ||
7 | Elect George P. Orban | Mgmt | For | For | For | ||
8 | Elect Michael J. O'Sullivan | Mgmt | For | For | For | ||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | ||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | ||
11 | Elect Barbara Rentler | Mgmt | For | For | For | ||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
4 | Elect Guy Elliott | Mgmt | For | For | For | ||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
6 | Elect Simon Henry | Mgmt | For | For | For | ||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
11 | Elect Hans Wijers | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Scrip Dividend | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
Schlumberger Ltd. (Netherlands Antilles) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Michael E. Marks | Mgmt | For | For | For | ||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Scripps Networks Interactive Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNI | CUSIP 811065101 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | ||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | ||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/13/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | ||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | ||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
5 | Elect William D. Jones | Mgmt | For | For | For | ||
6 | Elect William G. Ouchi | Mgmt | For | For | For | ||
7 | Elect Debra L. Reed | Mgmt | For | For | For | ||
8 | Elect William C. Rusnack | Mgmt | For | For | For | ||
9 | Elect William P. Rutledge | Mgmt | For | For | For | ||
10 | Elect Lynn Schenk | Mgmt | For | For | For | ||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | ||
13 | Elect James C. Yardley | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CUSIP 826197501 | 01/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Amendments to Compensation Policy | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Nathalie von Siemens | Mgmt | For | For | For | ||
7 | Elect Norbert Reithofer | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
11 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | For | For | ||
�� | |||||||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CINS D69671218 | 01/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Amendments to Compensation Policy | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Elect Nathalie von Siemens | Mgmt | For | For | For | ||
13 | Elect Norbert Reithofer | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | For | For | ||
18 | Amendments to Articles | Mgmt | For | For | For | ||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | For | For | ||
Snap-on Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNA | CUSIP 833034101 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Karen L. Daniel | Mgmt | For | For | For | ||
2 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
3 | Elect Nathan J. Jones | Mgmt | For | For | For | ||
4 | Elect Harry W. Knueppel | Mgmt | For | For | For | ||
5 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | ||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | ||
7 | Elect Donald J. Stebbins | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2011 Incentive Stock and Awards Plan | Mgmt | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Southern Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SO | CUSIP 842587107 | 05/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | ||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | ||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | ||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
5 | Elect David J. Grain | Mgmt | For | For | For | ||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For | ||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
9 | Elect Donald M. James | Mgmt | For | For | For | ||
10 | Elect John D. Johns | Mgmt | For | For | For | ||
11 | Elect Dale E. Klein | Mgmt | For | For | For | ||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | ||
13 | Elect Steven R. Specker | Mgmt | For | For | For | ||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | ||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | ||
16 | Approval of the Outside Directors Stock Plan | Mgmt | For | For | For | ||
17 | Amendment to Allow Action by Written Consent of Shareholders | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Spectra Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
2 | Elect F. Anthony Comper | Mgmt | For | For | For | ||
3 | Elect Austin A. Adams | Mgmt | For | For | For | ||
4 | Elect Joseph Alvarado | Mgmt | For | For | For | ||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
6 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | ||
8 | Elect Miranda C. Hubbs | Mgmt | For | For | For | ||
9 | Elect Michael McShane | Mgmt | For | For | For | ||
10 | Elect Michael G. Morris | Mgmt | For | For | For | ||
11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John W. Brown | Mgmt | For | For | For | ||
2 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Approval of the Management Incentive Compensation Plan | Mgmt | For | For | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
6 | Elect Olden Lee | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect William C. Freda | Mgmt | For | For | For | ||
6 | Elect Linda A. Hill | Mgmt | For | For | For | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/29/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
7 | Elect William U. Parfet | Mgmt | For | For | For | ||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sun Life Financial Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLF | CUSIP 866796105 | 05/06/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | ||
1.2 | Elect John H. Clappison | Mgmt | For | For | For | ||
1.3 | Elect Dean A. Connor | Mgmt | For | For | For | ||
1.4 | Elect Martin J.G. Glynn | Mgmt | For | For | For | ||
1.5 | Elect M. Marianne Harris | Mgmt | For | For | For | ||
1.6 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | ||
1.7 | Elect Sara G. Lewis | Mgmt | For | For | For | ||
1.8 | Elect Real Raymond | Mgmt | For | For | For | ||
1.9 | Elect Hugh D. Segal | Mgmt | For | For | For | ||
1.10 | Elect Barbara G. Stymiest | Mgmt | For | For | For | ||
1.11 | Elect James H. Sutcliffe | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | ||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | ||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | ||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/03/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
5 | Elect Yong Nam | Mgmt | For | For | For | ||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
7 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||
8 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
9 | Elect David P. Steiner | Mgmt | For | For | For | ||
10 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
11 | Elect Laura H. Wright | Mgmt | For | For | For | ||
12 | Elect Thomas J. Lynch as Chairman | Mgmt | For | For | For | ||
13 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
14 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
15 | Elect David P. Steiner | Mgmt | For | For | For | ||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Deloitte and Touche | Mgmt | For | For | For | ||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
25 | Amendments to Articles Relating to Swiss Ordinance | Mgmt | For | For | For | ||
26 | Amendments to Articles Relating to Swiss Ordinance | Mgmt | For | For | For | ||
27 | Amendment to Majority Vote Standard for Shareholder Resolutions | Mgmt | For | For | For | ||
28 | Adoption of Plurality Vote Standard in Contested Elections | Mgmt | For | For | For | ||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
30 | Executive Compensation | Mgmt | For | For | For | ||
31 | Board Compensation | Mgmt | For | For | For | ||
32 | Appropriation of Earnings | Mgmt | For | For | For | ||
33 | Declaration of Dividend | Mgmt | For | For | For | ||
34 | Renewal of Authorized Capital | Mgmt | For | For | For | ||
35 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
36 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Telus Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 87971M996 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
1.2 | Elect Micheline Bouchard | Mgmt | For | For | For | ||
1.3 | Elect R. John Butler | Mgmt | For | For | For | ||
1.4 | Elect Ray Chan | Mgmt | For | For | For | ||
1.5 | Elect Stockwell Day | Mgmt | For | For | For | ||
1.6 | Elect Lisa de Wilde | Mgmt | For | For | For | ||
1.7 | Elect Darren Entwistle | Mgmt | For | For | For | ||
1.8 | Elect Ruston E.T. Goepel | Mgmt | For | For | For | ||
1.9 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
1.10 | Elect John S. Lacey | Mgmt | For | For | For | ||
1.11 | Elect William A. MacKinnon | Mgmt | For | For | For | ||
1.12 | Elect John P. Manley | Mgmt | For | For | For | ||
1.13 | Elect Sarabjit S. Marwah | Mgmt | For | For | For | ||
1.14 | Elect Joe Natale | Mgmt | For | For | For | ||
1.15 | Elect Donald Woodley | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/16/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Ronald Kirk | Mgmt | For | For | For | ||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ari Bousbib | Mgmt | For | For | For | ||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
3 | Elect J. Frank Brown | Mgmt | For | For | For | ||
4 | Elect Albert P. Carey | Mgmt | For | For | For | ||
5 | Elect Armando M. Codina | Mgmt | For | For | For | ||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
8 | Elect Karen Katen | Mgmt | For | For | For | ||
9 | Elect Craig A. Menear | Mgmt | For | For | For | ||
10 | Elect Mark Vadon | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/15/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
2 | Elect Charles A. Davis | Mgmt | For | For | For | ||
3 | Elect Roger N. Farah | Mgmt | For | For | For | ||
4 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
5 | Elect Stephen R. Hardis | Mgmt | For | For | For | ||
6 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
7 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
11 | 2015 Equity Incentive Plan | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | ||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
8 | Elect Peter W. May | Mgmt | For | For | For | ||
9 | Elect William A. Shutzer | Mgmt | For | For | For | ||
10 | Elect Robert Singer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 10/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect Fred Hassan | Mgmt | For | For | For | ||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Toronto-Dominion Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TD | CUSIP 891160509 | 03/26/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
1.2 | Elect John L. Bragg | Mgmt | For | For | For | ||
1.3 | Elect Amy Woods Brinkley | Mgmt | For | For | For | ||
1.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | ||
1.5 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
1.6 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
1.7 | Elect David E. Kepler | Mgmt | For | For | For | ||
1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
1.9 | Elect Alan N. MacGibbon | Mgmt | For | For | For | ||
1.10 | Elect Harold H. MacKay | Mgmt | For | For | For | ||
1.11 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
1.12 | Elect Bharat B. Masrani | Mgmt | For | For | For | ||
1.13 | Elect Irene R. Miller | Mgmt | For | For | For | ||
1.14 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
1.15 | Elect Claude Mongeau | Mgmt | For | For | For | ||
1.16 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | ||
1.17 | Elect Helen K. Sinclair | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Using Pay Ratio as Compensation Benchmark | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Phasing Out Stock Options | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Equitable Treatment Under Pension Plans | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Credit Card Business Practices | ShrHoldr | Against | Against | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Richard K. Davis | Mgmt | For | For | For | ||
4 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
5 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
6 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
7 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
9 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
10 | Elect David B. O'Maley | Mgmt | For | For | For | ||
11 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
12 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
13 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
14 | Elect Scott W. Wine | Mgmt | For | For | For | ||
15 | 2015 Stock Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Unilever plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULVR | CUSIP 904767704 | 04/30/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Paul Polman | Mgmt | For | For | For | ||
4 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||
5 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
6 | Elect Louise O. Fresco | Mgmt | For | For | For | ||
7 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
8 | Elect Mary MA Xuezheng | Mgmt | For | For | For | ||
9 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||
10 | Elect John Rishton | Mgmt | For | For | For | ||
11 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
12 | Elect Michael Treschow | Mgmt | For | For | For | ||
13 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | ||
14 | Elect Vittorio Colao | Mgmt | For | For | For | ||
15 | Elect Judith Hartmann | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
6 | Elect John J. Koraleski | Mgmt | For | For | For | ||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal regarding Independent Chairman | ShrHoldr | Against | For | Against | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David P. Abney | Mgmt | For | For | For | ||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
4 | Elect D. Scott Davis | Mgmt | For | For | For | ||
5 | Elect William R. Johnson | Mgmt | For | For | For | ||
6 | Elect Candace Kendle | Mgmt | For | For | For | ||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
8 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
10 | Elect John T. Stankey | Mgmt | For | For | For | ||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
13 | Approval of the 2015 Omnibus Incentive Equity Compensation Plan | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John V. Faraci | Mgmt | For | For | For | ||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/14/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||
4 | Elect Ronald G. Geary | Mgmt | For | For | For | ||
5 | Elect Jay M. Gellert | Mgmt | For | For | For | ||
6 | Elect Richard I. Gilchrist | Mgmt | For | For | For | ||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||
8 | Elect Douglas M. Pasquale | Mgmt | For | For | For | ||
9 | Elect Robert D. Reed | Mgmt | For | For | For | ||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | ||
11 | Elect James D. Shelton | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Waste Management, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WM | CUSIP 94106L109 | 05/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
3 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
6 | Elect John C. Pope | Mgmt | For | For | For | ||
7 | Elect W. Robert Reum | Mgmt | For | For | For | ||
8 | Elect David P. Steiner | Mgmt | For | For | For | ||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
6 | Elect Susan E. Engel | Mgmt | For | For | For | ||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
8 | Elect Donald M. James | Mgmt | For | For | For | ||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
10 | Elect Federico F. Pena | Mgmt | For | For | For | ||
11 | Elect James H. Quigley | Mgmt | For | For | For | ||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
14 | Elect John G. Stumpf | Mgmt | For | For | For | ||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Whirlpool Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | ||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | ||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
7 | Elect John D. Liu | Mgmt | For | For | For | ||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
9 | Elect William D. Perez | Mgmt | For | For | For | ||
10 | Elect Michael A. Todman | Mgmt | For | For | For | ||
11 | Elect Michael D. White | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/29/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Patrick J. Connolly | Mgmt | For | For | For | ||
5 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
6 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
7 | Elect Ted W. Hall | Mgmt | For | For | For | ||
8 | Elect Sabrina L. Simmons | Mgmt | For | For | For | ||
9 | Elect Lorraine Twohill | Mgmt | For | For | For | ||
10 | Amendment to the 2001 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Willis Group Holdings PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSH | CUSIP G96666105 | 07/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dominic Casserley | Mgmt | For | For | For | ||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | ||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | ||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | ||
7 | Elect Francisco Luzon Lopez | Mgmt | For | For | For | ||
8 | Elect James F. McCann | Mgmt | For | For | For | ||
9 | Elect Jaymin Patel | Mgmt | For | For | For | ||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | ||
11 | Elect Michael Somers | Mgmt | For | For | For | ||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||
16 | Authority to Issue Shares | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Set Meeting Location | Mgmt | For | For | For | ||
Xcel Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEL | CUSIP 98389B100 | 05/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
2 | Elect Richard K. Davis | Mgmt | For | For | For | ||
3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | ||
4 | Elect Albert F. Moreno | Mgmt | For | For | For | ||
5 | Elect Richard T. O'Brien | Mgmt | For | For | For | ||
6 | Elect Christopher J. Policinski | Mgmt | For | For | For | ||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||
8 | Elect James J. Sheppard | Mgmt | For | For | For | ||
9 | Elect David A. Westerlund | Mgmt | For | For | For | ||
10 | Elect Kim Williams | Mgmt | For | For | For | ||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
3 | Elect John L. Doyle | Mgmt | For | For | For | ||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | ||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN MUTUAL FUND
(Registrant)
By /s/ Paul F. Roye |
Paul F. Roye, Executive Vice President and Principal Executive Officer |
Date: August 27, 2015 |