| | | | | | | | | | | | | | | | | | |
(a) Name of Issuer | | (b) Ticker | | (c) CUSIP | | (d) Meeting Date | | (e) Identification of the Matter Voted On | | (f) Issuer(I) or
Shareholder(SH) | | (g) Voted | | (h) How Voted | | (i) For / Against Management | | Directors’ Recommendation |
Macrovision Solutions Corporation | | MVSN | | 55611C-108 | | 7/15/2009 | | Election of the Board of Directors. | | I | | Yes | | F | | For | | For |
Macrovision Solutions Corporation | | MVSN | | 55611C-108 | | 7/15/2009 | | Proposal to change the corporate name of the company. | | I | | Yes | | F | | For | | For |
Macrovision Solutions Corporation | | MVSN | | 55611C-108 | | 7/15/2009 | | E&Y as accounting firm. | | I | | Yes | | F | | For | | For |
General Mills, Inc. | | GIS | | 370334-104 | | 9/21/2009 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
General Mills, Inc. | | GIS | | 370334-104 | | 9/21/2009 | | Adopt the 2009 stock compensation plan. | | I | | Yes | | F | | For | | For |
General Mills, Inc. | | GIS | | 370334-104 | | 9/21/2009 | | KPMG as public accounting firm. | | I | | Yes | | F | | For | | For |
General Mills, Inc. | | GIS | | 370334-104 | | 9/21/2009 | | SH Proposal - advisory vote on executive compensation. | | SH | | Yes | | Abstain | | For | | Abstain |
Coach, Inc. | | COH | | 189754-104 | | 11/5/2009 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
Coach, Inc. | | COH | | 189754-104 | | 11/5/2009 | | To reapprove the performance criteria under the Coach, Inc. 2004 stock incentive plan. | | I | | Yes | | F | | For | | For |
Coach, Inc. | | COH | | 189754-104 | | 11/5/2009 | | SH Proposal | | SH | | Yes | | Abstain | | For | | Against |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | To approve the amendment and restatement of the 2005 stock incentive plan, as set forth in the proxy statement. | | I | | Yes | | F | | For | | For |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | to approve the amendment and restatement of the employee stock purchase plan, as set forth in the proxy statement. | | I | | Yes | | F | | For | | For |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | To ratify the appointment of Pricewaterhousecoopers. | | I | | Yes | | F | | For | | For |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | SH Proposal: amend Cisco’s bylaws to establish a board committee on human rights. | | SH | | Yes | | Abstain | | For | | Against |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | SH Proposal: advisory resolution | | SH | | Yes | | Abstain | | For | | Against |
Cisco Systems, inc. | | CSCO | | 17275R-102 | | 11/12/2009 | | SH Proposal: summarized listing and assesment of steps | | SH | | Yes | | Abstain | | For | | Against |
Microsoft Corporation | | MSFT | | 594918-104 | | 11/19/2009 | | Election of Board of Directors. | | I | | Yes | | F | | For | | For |
Microsoft Corporation | | MSFT | | 594918-104 | | 11/19/2009 | | D&T as auditors. | | I | | Yes | | F | | For | | For |
Microsoft Corporation | | MSFT | | 594918-104 | | 11/19/2009 | | Amendments to amended and restated articles of incorporation. | | I | | Yes | | F | | For | | For |
Microsoft Corporation | | MSFT | | 594918-104 | | 11/19/2009 | | Advisory vote on executive compensation. | | I | | Yes | | F | | For | | For |
Microsoft Corporation | | MSFT | | 594918-104 | | 11/19/2009 | | SH Proposal - Adoption of Healthcare Reform Principles. | | SH | | Yes | | Abstain | | For | | Against |
Microsoft Corporation | | MSFT | | 594918-104 | | 11/19/2009 | | SH Proposal - Disclosure of charitable contributions. | | SH | | Yes | | Abstain | | For | | Against |
China Unicom Limited | | | | 16945R-104 | | 11/3/2009 | | The terms of the share repurchase agreement - the directors are authorized to do all such acts as they consider necessary. | | I | | Yes | | For | | For | | For |
Owens Corning | | OC | | 690742-101 | | 12/3/2009 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
Owens Corning | | OC | | 690742-101 | | 12/3/2009 | | Pricewaterhousecoopers as accounting firm. | | I | | Yes | | F | | For | | For |
The Dress Barn, Inc. | | DBRN | | 261570-105 | | 12/9/2009 | | Vote for election of Directors. | | I | | Yes | | F | | For | | For |
The Dress Barn, Inc. | | DBRN | | 261570-105 | | 12/9/2009 | | Amend and reapprove the performance based awards. | | I | | Yes | | F | | For | | For |
The Dress Barn, Inc. | | DBRN | | 261570-105 | | 12/9/2009 | | D&T as independent auditors. | | I | | Yes | | F | | For | | For |
Walgreen Co. | | WAG | | 931422-109 | | 1/13/2010 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
Walgreen Co. | | WAG | | 931422-109 | | 1/13/2010 | | D&T as accounting firm. | | I | | Yes | | F | | For | | For |
Walgreen Co. | | WAG | | 931422-109 | | 1/13/2010 | | Amend and restate the Walgreen Co. Executive Stock Option Plan. | | I | | Yes | | F | | For | | For |
Walgreen Co. | | WAG | | 931422-109 | | 1/13/2010 | | SH Proposal - re: voting requirements | | SH | | Yes | | Abstain | | For | | Against |
Walgreen Co. | | WAG | | 931422-109 | | 1/13/2010 | | SH Proposal - re: future stock option grants | | SH | | Yes | | Abstain | | For | | Against |
Walgreen Co. | | WAG | | 931422-109 | | 1/13/2010 | | SH Proposal - re: written report on charitable donations. | | SH | | Yes | | Abstain | | For | | Against |
Washington Federal, Inc. | | WFSL | | 938824-109 | | 1/20/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Washington Federal, Inc. | | WFSL | | 938824-109 | | 1/20/2010 | | D&T as accountants for fiscal year 2010. | | I | | Yes | | For | | For | | For |
Berkshire Hathaway, Inc. | | BRKA | | 084670-207 | | 1/20/2010 | | To approve an amendment to the restated certificate of incorporation | | I | | Yes | | For | | For | | For |
Berkshire Hathaway, Inc. | | BRKA | | 084670-207 | | 1/20/2010 | | To approve an amendment to the current certificate of common stock. | | I | | Yes | | For | | For | | For |
Berkshire Hathaway, Inc. | | BRKA | | 084670-207 | | 1/20/2010 | | To approve an amendment to the certificate of common stock. | | I | | Yes | | For | | For | | For |
Berkshire Hathaway, Inc. | | BRKA | | 084670-207 | | 1/20/2010 | | To approve an amendment to the current certificate of common stock. | | I | | Yes | | For | | For | | For |
Berkshire Hathaway, Inc. | | BRKA | | 084670-207 | | 1/20/2010 | | To approve an amendment to the current certificate to remove the requirement to issue physical stock certificates for shares. | | I | | Yes | | For | | For | | For |
D.R. Horton, Inc. | | DHI | | 23331A-109 | | 1/28/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
D.R. Horton, Inc. | | DHI | | 23331A-109 | | 1/28/2010 | | To approve Section 382 rights agreement to help protect our tax attributes. | | I | | Yes | | For | | For | | For |
D.R. Horton, Inc. | | DHI | | 23331A-109 | | 1/28/2010 | | To appoint Pricewaterhousecoopers as accounting firm. | | I | | Yes | | For | | For | | For |
TFS Financial Corporation | | TFSL | | 87240R-107 | | 2/25/2010 | | Election for the Board of Directors. | | I | | Yes | | For | | For | | For |
TFS Financial Corporation | | TFSL | | 87240R-107 | | 2/25/2010 | | D&T as accountants. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 2/23/2010 | | To increase the number of authorized shares of common stock from 10 billion to 11.3 billion. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 2/23/2010 | | To approve the adjournment of the special meeting. | | I | | Yes | | For | | For | | For |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | Amendments to the employee stock plan. | | I | | Yes | | F | | For | | For |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | Amendments to the director stock option plan. | | I | | Yes | | F | | For | | For |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | To hold an advisory vote on executive compensation. | | I | | Yes | | F | | For | | For |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | E&Y as accounting firm. | | I | | Yes | | F | | For | | For |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | SH Proposal - sustainability report. | | SH | | Yes | | Abstain | | For | | Against |
Apple, Inc. | | AAPL | | 037833-100 | | 2/25/2010 | | SH Proposal - Amend corporate by-laws establishing a Board committee on sustainability | | SH | | Yes | | Abstain | | For | | Against |
Hewlett-Packard Company | | HPQ | | 428236-103 | | 3/17/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236-103 | | 3/17/2010 | | Appointment of the accounting firm. | | I | | Yes | | For | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236-103 | | 3/17/2010 | | Approve the amended and restated stock incentive plan. | | I | | Yes | | For | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236-103 | | 3/17/2010 | | Proposal to conduct an annual advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214-103 | | 4/20/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214-103 | | 4/20/2010 | | Increase the company’s authorized shares from 100 million to 200 million. | | I | | Yes | | For | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214-103 | | 4/20/2010 | | To amend the 2003 stock incentive plan. | | I | | Yes | | For | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214-103 | | 4/20/2010 | | To amend the executive incentive plan. | | I | | Yes | | For | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214-103 | | 4/20/2010 | | To consider and approve an advisory proposal. | | I | | Yes | | For | | For | | For |
Umpqua Holdings Corporation | | UMPQ | | 904214-103 | | 4/20/2010 | | Moss Adams as independent auditor. | | I | | Yes | | For | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/20/2010 | | Vote for election of directors. | | I | | Yes | | F | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/20/2010 | | Amend and restate the 2006 equity and performance incentive plan. | | I | | Yes | | F | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/20/2010 | | E&Y as public accounting firm. | | I | | Yes | | F | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/20/2010 | | SH Proposal - Relating to majority voting. | | SH | | Yes | | Abstain | | For | | Against |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | Ratify the public accounting firm. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | Increase the number of authorized shares from 11.3 billion to 12.8. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | Ad advisory vote approving executive compensation. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | Approve an amendment to the 2003 key associate stock plan. | | I | | Yes | | For | | For | | For |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | SH Proposal - Disclosure of government employment. | | SH | | Yes | | Abstain | | For | | Against |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | SH Proposal - non-deductible pay. | | SH | | Yes | | Abstain | | For | | Against |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | SH Proposal - special stockholder meetings. | | SH | | Yes | | Abstain | | For | | Against |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | SH Proposal - advisory vote on executive compensation. | | SH | | Yes | | Abstain | | For | | Against |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | SH Proposal - succession planning. | | SH | | Yes | | Abstain | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Bank of America Corporation | | BAC | | 060505- 104 | | 4/28/2010 | | SH Proposal - derivatives trading. | | SH | | Yes | | Abstain | | For | | Against |
Bank of America Corporation | | BAC | | 060505-104 | | 4/28/2010 | | SH Proposal - recoup incentive compensation. | | SH | | Yes | | Abstain | | For | | Against |
International Business Machines Corp. | | IBM | | 459200-101 | | 4/27/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
International Business Machines Corp. | | IBM | | 459200-101 | | 4/27/2010 | | Ratification of appointment of independent registered public accounting firm. | | I | | Yes | | For | | For | | For |
International Business Machines Corp. | | IBM | | 459200-101 | | 4/27/2010 | | SH Proposal - executive compensation annual incentive payout. | | SH | | Yes | | Against | | For | | Against |
International Business Machines Corp. | | IBM | | 459200-101 | | 4/27/2010 | | SH Proposal on cumulative voting. | | SH | | Yes | | Against | | For | | Against |
International Business Machines Corp. | | IBM | | 459200-101 | | 4/27/2010 | | SH Proposal - new threshold for calling special meetings. | | SH | | Yes | | Against | | For | | Against |
International Business Machines Corp. | | IBM | | 459200-101 | | 4/27/2010 | | SH Proposal - advisory vote on executive compensation. | | SH | | Yes | | Against | | For | | Against |
Hudson City Bancorp, Inc. | | HCBK | | 443683-107 | | 4/21/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Hudson City Bancorp, Inc. | | HCBK | | 443683-107 | | 4/21/2010 | | Adoption of the executive officer annual incentive plan. | | I | | Yes | | For | | For | | For |
Hudson City Bancorp, Inc. | | HCBK | | 443683-107 | | 4/21/2010 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340-103 | | 4/21/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340-103 | | 4/21/2010 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For |
Metlife, Inc. | | MET | | 59156R-108 | | 4/27/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Metlife, Inc. | | MET | | 59156R-108 | | 4/27/2010 | | D&T as independent auditors. | | I | | Yes | | For | | For | | For |
Metlife, Inc. | | MET | | 59156R-108 | | 4/27/2010 | | SH Proposal on cumulative voting. | | SH | | Yes | | Abstain | | For | | Against |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | KPMG as accounting firm. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | Proposal to approve amendments to the Citigroup 2009 stock incentive plan. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | Proposal to approve the TARP repayment shares. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | Proposal to approve Citi’s 2009 executive compensation. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | Proposal to ratify the tax benefits preservation plan. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | Proposal to approve the reverse stock split extension. | | I | | Yes | | For | | For | | For |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | SH Proposal - political non-partisanship. | | SH | | Yes | | Abstain | | For | | Against |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | SH Proposal - requesting a report on political contributions. | | SH | | Yes | | Abstain | | For | | Against |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | SH Proposal - requesting a report on collateral for over the counter derivatives trades. | | SH | | Yes | | Abstain | | For | | Against |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | SH Proposal - requesting that SHs holding 10% or above have the right to call special SH meetings. | | SH | | Yes | | Abstain | | For | | Against |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | SH Proposal - requesting that executive officers retain 75% of the shares acquired through compensation plans for two years following termination of employment. | | SH | | Yes | | Abstain | | For | | Against |
Citigroup Inc. | | C | | 172967-101 | | 4/20/2010 | | SH Proposal - requesting reimbursement of expenses incurred by a SH in a contested election of directors. | | SH | | Yes | | Abstain | | For | | Against |
Pepsico, Inc. | | PEP | | 713448-108 | | 5/5/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Pepsico, Inc. | | PEP | | 713448-108 | | 5/5/2010 | | Approval of independent registered public accountants. | | I | | Yes | | For | | For | | For |
Pepsico, Inc. | | PEP | | 713448-108 | | 5/5/2010 | | Approval of amendment to Pepsico, Inc. 2007 long term incentive plan. | | I | | Yes | | For | | For | | For |
Pepsico, Inc. | | PEP | | 713448-108 | | 5/5/2010 | | SH Proposal - charitable contributions report. | | SH | | Yes | | Abstain | | For | | Against |
Pepsico, Inc. | | PEP | | 713448-108 | | 5/5/2010 | | SH Proposal - right to call special shareholders meeting. | | SH | | Yes | | Abstain | | For | | Against |
Pepsico, Inc. | | PEP | | 713448-108 | | 5/5/2010 | | SH Proposal - public policy report. | | SH | | Yes | | Abstain | | For | | Against |
Anworth Mortgage Asset Corporation | | ANH | | 037347-101 | | 5/21/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Anworth Mortgage Asset Corporation | | ANH | | 037347-101 | | 5/21/2010 | | McGladrey & Pullen as accounting firm. | | I | | Yes | | For | | For | | For |
SBA Communications Corporation | | SBAC | | 78388J-106 | | 5/6/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
SBA Communications Corporation | | SBAC | | 78388J-106 | | 5/6/2010 | | E&Y as accounting firm. | | I | | Yes | | For | | For | | For |
SBA Communications Corporation | | SBAC | | 78388J-106 | | 5/6/2010 | | Amendment to articles of incorporation | | I | | Yes | | For | | For | | For |
SBA Communications Corporation | | SBAC | | 78388J-106 | | 5/6/2010 | | To approve the 2010 performance and equity incentive plan. | | I | | Yes | | For | | For | | For |
Helix Energy Solutions Group, Inc. | | HLX | | 42330P-107 | | 5/12/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Helix Energy Solutions Group, Inc. | | HLX | | 42330P-107 | | 5/12/2010 | | E&Y as accounting firm. | | I | | Yes | | For | | For | | For |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/5/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/5/2010 | | Proposal to approve the second amended and restated Tenet Healthcare 2008 stock incentive plan. | | I | | Yes | | For | | For | | |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/5/2010 | | Proposal to approve the Tenet Healthcare Corporation ninth amended and restated 1995 employee stock purchase plan. | | I | | Yes | | For | | For | | |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/5/2010 | | D&T as public accountants. | | I | | Yes | | For | | For | | |
McDermott International, Inc. | | MDR | | 580037-109 | | 5/7/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
McDermott International, Inc. | | MDR | | 580037-109 | | 5/7/2010 | | Ratification of appointment of independent registered public accounting firm. | | I | | Yes | | For | | For | | For |
American Tower Corporation | | AMT | | 029912-201 | | 5/12/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
American Tower Corporation | | AMT | | 029912-201 | | 5/12/2010 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Forest Oil Corporation | | FST | | 346091-705 | | 5/12/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Forest Oil Corporation | | FST | | 346091-705 | | 5/12/2010 | | Amendment to the stock incentive plan. | | I | | Yes | | For | | For | | For |
Forest Oil Corporation | | FST | | 346091-705 | | 5/12/2010 | | E&Y as accounting firm. | | I | | Yes | | For | | For | | For |
Rosetta Resources, Inc. | | ROSE | | 777779-307 | | 5/7/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Rosetta Resources, Inc. | | ROSE | | 777779-307 | | 5/7/2010 | | Pricewaterhousecoopers as accounting firm. | | I | | Yes | | For | | For | | For |
Swift Energy Company | | SFY | | 870738-101 | | 5/11/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Swift Energy Company | | SFY | | 870738-101 | | 5/11/2010 | | To amend the 2005 stock compensation plan. | | I | | Yes | | For | | For | | For |
Swift Energy Company | | SFY | | 870738-101 | | 5/11/2010 | | E&Y as auditor. | | I | | Yes | | For | | For | | For |
Akamai Technologies, Inc. | | AKAM | | 00971T-101 | | 5/19/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Akamai Technologies, Inc. | | AKAM | | 00971T-101 | | 5/19/2010 | | Pricewaterhousecoopers as independent auditors. | | I | | Yes | | For | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904-101 | | 5/26/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904-101 | | 5/26/2010 | | The amendment of the 2001 long-term incentive plan. | | I | | Yes | | For | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904-101 | | 5/26/2010 | | The amendment of the 2001 incentive bonus plan. | | I | | Yes | | For | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904-101 | | 5/26/2010 | | D&T as accounting firm. | | I | | Yes | | For | | For | | For |
Atmel Corporation | | ATML | | 049513-104 | | 5/19/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Atmel Corporation | | ATML | | 049513-104 | | 5/19/2010 | | To approve the employee stock purchase plan. | | I | | Yes | | For | | For | | For |
Atmel Corporation | | ATML | | 049513-104 | | 5/19/2010 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Masco Corporation | | MAS | | 574599-106 | | 5/11/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Masco Corporation | | MAS | | 574599-106 | | 5/11/2010 | | Pricewaterhousecoopers as independent auditors. | | I | | Yes | | For | | For | | For |
Masco Corporation | | MAS | | 574599-106 | | 5/11/2010 | | Proposal to amend the 2005 long term stock incentive plan. | | I | | Yes | | For | | For | | For |
Cypress Semiconductor Corporation | | CY | | 232806-109 | | 5/14/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Cypress Semiconductor Corporation | | CY | | 232806-109 | | 5/14/2010 | | Pricewaterhousecoopers as accounting firm. | | I | | Yes | | For | | For | | For |
Range Resources Corporation | | RRC | | 75281A-109 | | 5/19/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Range Resources Corporation | | RRC | | 75281A-109 | | 5/19/2010 | | To amend the 2005 equity-based compensation plan. | | I | | Yes | | For | | For | | For |
Range Resources Corporation | | RRC | | 75281A-109 | | 5/19/2010 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Gap Inc. | | GPS | | 364760-108 | | 5/18/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Gap Inc. | | GPS | | 364760-108 | | 5/18/2010 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Gap Inc. | | GPS | | 364760-108 | | 5/18/2010 | | Approval of the executive management incentive compensation award plan. | | I | | Yes | | For | | For | | For |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | Selection of independent registered public accounting firm. | | I | | Yes | | For | | For | | For |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | Approval of tax benefit preservation plan. | | I | | Yes | | For | | For | | For |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | SH Proposal: relating to disclosing any prior government affiliation | | SH | | Yes | | Abstain | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | SH Proposal: consideration of a recapitalization plan. | | SH | | Yes | | Abstain | | For | | Against |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | SH Proposal: disclosing policies and procedures rlated to political contributions. | | SH | | Yes | | Abstain | | For | | Against |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | SH Proposal: regarding advisory vote. | | SH | | Yes | | Abstain | | For | | Against |
Ford Motor Company | | F | | 345370-860 | | 5/13/2010 | | SH Proposal: the company not funding projects solely concerned with CO2 reduction. | | SH | | Yes | | Abstain | | For | | Against |
Skyworks Solutions, Inc. | | SWKS | | 83088M-102 | | 5/11/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Skyworks Solutions, Inc. | | SWKS | | 83088M-102 | | 5/11/2010 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For |
Intel Corporation | | INTC | | 458140-100 | | 5/19/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Intel Corporation | | INTC | | 458140-100 | | 5/19/2010 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Intel Corporation | | INTC | | 458140-100 | | 5/19/2010 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Crown Castle International Corp. | | CCI | | 228227-104 | | 5/18/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Crown Castle International Corp. | | CCI | | 228227-104 | | 5/18/2010 | | KPMG as public accountants. | | I | | Yes | | For | | For | | For |
Google Inc. | | GOOG | | 38259P-508 | | 5/13/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Google Inc. | | GOOG | | 38259P-508 | | 5/13/2010 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Google Inc. | | GOOG | | 38259P-508 | | 5/13/2010 | | Amendment to 2994 stock plan. | | I | | Yes | | For | | For | | For |
Google Inc. | | GOOG | | 38259P-508 | | 5/13/2010 | | SH Proposal: sustainability report. | | SH | | Yes | | Abstain | | For | | Against |
Google Inc. | | GOOG | | 38259P-508 | | 5/13/2010 | | SH Proposal: regarding online advertising. | | SH | | Yes | | Abstain | | For | | Against |
Google Inc. | | GOOG | | 38259P-508 | | 5/13/2010 | | SH Proposal: regarding the adoption of Human Rights principles. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | Proposal to ratify the appointment of KPMG. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | Proposal to approve the material terms of performance goals. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: cumulative voting. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: executive officer compensation. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: special sh meetings. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: sh actions by written consent. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: independent chairman of the board. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: employment diversity report. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/20/2010 | | SH Proposal: reincorporation in North Dakota. | | SH | | Yes | | Abstain | | For | | Against |
VMWare, Inc. | | VMW | | 928563-402 | | 5/21/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Pioneer Natural Resources Company | | PXD | | 723787-107 | | 5/14/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Pioneer Natural Resources Company | | PXD | | 723787-107 | | 5/14/2010 | | Ratification of selection of independent auditors. | | I | | Yes | | For | | For | | For |
Pioneer Natural Resources Company | | PXD | | 723787-107 | | 5/14/2010 | | SH Proposal: relating to majority voting for Directors. | | SH | | Yes | | Abstain | | For | | Against |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To receive the annual report and accounts for the year ended 31 December 2009. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To declare a final dividend. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To approve the directors’ remuneration report. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To re-elect Young Sohn as a Director. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To re-elect Warren East as a Director. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To re-elect Kathleen O’Donovan as a Director. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To re-appoint Pricewaterhousecoopers as auditors of the company. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To authorize the Directors to fix the remuneration of the auditors. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To grant the Directors authority to allot share capital. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To disapply pre-emption rights. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To authorize the company to make market purchases of its own shares. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To authorize the company to hold general meetings on 14 days’ notice. | | I | | Yes | | For | | For | | For |
ARM Holdings PLC | | ARM | | 042068-106 | | 5/14/2010 | | To approve the adoption of new articles of association. | | I | | Yes | | For | | For | | For |
Sybase, Inc. | | SY | | 871130-100 | | 5/13/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Sybase, Inc. | | SY | | 871130-100 | | 5/13/2010 | | E&Y as accounting firm. | | I | | Yes | | For | | For | | For |
Sybase, Inc. | | SY | | 871130-100 | | 5/13/2010 | | Approve the amended executive leadership team incentive plan. | | I | | Yes | | For | | For | | For |
St. Mary Land & Exploration Company | | SM | | 792228-108 | | 5/26/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
St. Mary Land & Exploration Company | | SM | | 792228-108 | | 5/26/2010 | | Amendment to the equity incentive plan. | | I | | Yes | | For | | For | | For |
St. Mary Land & Exploration Company | | SM | | 792228-108 | | 5/26/2010 | | Amendment to the certificate of incorporation. | | I | | Yes | | For | | For | | For |
St. Mary Land & Exploration Company | | SM | | 792228-108 | | 5/26/2010 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768-203 | | 5/18/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768-203 | | 5/18/2010 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768-203 | | 5/18/2010 | | In their discretion on such other business as may properly come before the mtg. | | I | | Yes | | For | | For | | For |
Sirius XM Radio Inc. | | SIRI | | 82967N-108 | | 5/27/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Sirius XM Radio Inc. | | SIRI | | 82967N-108 | | 5/27/2010 | | Short-term SH rights plan | | I | | Yes | | For | | For | | For |
Sirius XM Radio Inc. | | SIRI | | 82967N-108 | | 5/27/2010 | | Amendment to Certificate of Incorporation to effect a reverse stock split | | I | | Yes | | For | | For | | For |
Sirius XM Radio Inc. | | SIRI | | 82967N-108 | | 5/27/2010 | | KPMG as registered public accountants. | | I | | Yes | | For | | For | | For |
J Crew Group, Inc. | | JCG | | 46612H-402 | | 6/8/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
J Crew Group, Inc. | | JCG | | 46612H-402 | | 6/8/2010 | | Amendment to the 2008 equity incentive plan. | | I | | Yes | | For | | For | | For |
J Crew Group, Inc. | | JCG | | 46612H-402 | | 6/8/2010 | | Approve the executive management bonus plan. | | I | | Yes | | For | | For | | For |
J Crew Group, Inc. | | JCG | | 46612H-402 | | 6/8/2010 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For |
Teradyne, Inc. | | TER | | 880770-102 | | 5/28/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Teradyne, Inc. | | TER | | 880770-102 | | 5/28/2010 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/9/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/9/2010 | | Appointment of independent auditors. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/9/2010 | | Adopt simple majority vote. | | I | | Yes | | Abstain | | For | | Against |
The Talbots, Inc. | | TLB | | 874161-102 | | 5/20/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
The Talbots, Inc. | | TLB | | 874161-102 | | 5/20/2010 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 6/14/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 6/14/2010 | | E&Y as auditors. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 6/14/2010 | | SH Proposal: hydraulic fracturing | | SH | | Yes | | Against | | For | | Against |
Deckers Outdoor Corporation | | DECK | | 243537-107 | | 5/27/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Deckers Outdoor Corporation | | DECK | | 243537-107 | | 5/27/2010 | | KPMG as accounting firm. | | I | | Yes | | For | | For | | For |
Deckers Outdoor Corporation | | DECK | | 243537-107 | | 5/27/2010 | | Increase the authorized number of shares from 50,000,000 to 125,000,000. | | I | | Yes | | For | | For | | For |
Liberty Media Corporation | | LINTA | | 53071M-104 | | 6/24/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Liberty Media Corporation | | LINTA | | 53071M-104 | | 6/24/2010 | | Proposal to adopt the 2010 incentive plan. | | I | | Yes | | For | | For | | For |
Liberty Media Corporation | | LINTA | | 53071M-104 | | 6/24/2010 | | KPMG as independent auditors. | | I | | Yes | | For | | For | | For |
Chico’s FAS, Inc. | | CHS | | 168615-102 | | 6/24/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Chico’s FAS, Inc. | | CHS | | 168615-102 | | 6/24/2010 | | Proposal to approve cash bonus incentive plan. | | I | | Yes | | For | | For | | For |
Chico’s FAS, Inc. | | CHS | | 168615-102 | | 6/24/2010 | | E&Y as public accountants. | | I | | Yes | | For | | For | | For |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | To approve an amendment to our long term incentive plan. | | I | | Yes | | For | | For | | For |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | SH Proposal - annual cash bonuses to named executive officers. | | SH | | Yes | | Abstain | | For | | Against |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | SH Proposal - executive participation in derivative or speculative transactions. | | SH | | Yes | | Abstain | | For | | Against |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | SH Proposal - advisory SH vote on executive compensation. | | SH | | Yes | | Abstain | | For | | Against |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | SH Proposal - advisory SH vote on executive and director compensation. | | SH | | Yes | | Abstain | | For | | Against |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | SH Proposal - relating to hydraulic fracturing. | | SH | | Yes | | Abstain | | For | | Against |
Chesapeake Energy Corporation | | CHK | | 165167-107 | | 6/11/2010 | | SH Proposal - sustainability report. | | SH | | Yes | | Abstain | | For | | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
