Caldwell & Orkin Funds NPX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06113

The Caldwell & Orkin Funds, Inc.

(Exact name of registrant as specified in charter)

5185 Peachtree Parkway, Suite 370, Norcross, GA 30092-6541

(Address of principal executive offices) (Zip code)

Michael B. Orkin

5185 Peachtree Parkway, Suite 370

Norcross, GA 30092-6541

(Name and Address of Agent for Service)

With copy to:

Reinaldo Pascual, Esq.

Paul Hastings LLP

600 Peachtree Street, N.E., Suite 2400

Atlanta, Georgia 30308

Registrant’s Telephone Number, including Area Code: (678) 533-7850

Date of fiscal year end: April 30

Date of reporting period: July 1, 2012 - June 30, 2013

Item 1 – Proxy Voting Record.

(a) Name of Issuer

(b) Ticker

(c) CUSIP

(d) Meeting Date

(e) Identification of the
Matter Voted On

(f) Issuer(I) or
Shrhldr(SH)

(g) Voted

(h) How

Voted

(i) For /

Against

Mgt

Directors’

Rec

Why Abstaining,

if applicable

Triumph Group, Inc.

TGI

896818-101

7/19/2012

Director Vote.

Yes

For

Triumph Group, Inc.

TGI

896818-101

7/19/2012

Advisory vote on executive compensation.

Yes

For

Triumph Group, Inc.

TGI

896818-101

7/19/2012

Amendment to the certificate of incorporation.

Yes

For

Triumph Group, Inc.

TGI

896818-101

7/19/2012

E&Y as public accounting firm.

Yes

For

BE Aerospace, Inc.

BEAV

073302-101

7/25/2012

Director Vote.

Yes

For

BE Aerospace, Inc.

BEAV

073302-101

7/25/2012

Say on pay vote.

Yes

For

BE Aerospace, Inc.

BEAV

073302-101

7/25/2012

Proposal to amend the certificate of incorporation.

Yes

For

BE Aerospace, Inc.

BEAV

073302-101

7/25/2012

D&T as public accounting firm.

Yes

For

BE Aerospace, Inc.

BEAV

073302-101

7/25/2012

Proposal to amend the long-term incentive plan.

Yes

For

National Grid PLC

NGG

636274-300

7/30/2012

To receive the annual report and accounts.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To declare a final dividend.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

Director Vote.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To reappoint Pricewaterhousecoopers.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To authorize the Directors to set the auditors’ remuneration.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To approve the Directors’ remuneration report.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To authorize the Directors to allot ordinary shares.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To disapply pre-emption rights.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To authorize the company to purchase its own ordinary shares.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To authorize the Directors to hold general meetings on 14 clear days’ notice.

Yes

For

N/A

None

National Grid PLC

NGG

636274-300

7/30/2012

To amend the existing articles of association.

Yes

For

N/A

None

Red Hat, Inc.

RHT

756577-102

8/9/2012

Director Vote.

Yes

For

Red Hat, Inc.

RHT

756577-102

8/9/2012

Pricewaterhousecoopers as public accounting firm.

Yes

For

Red Hat, Inc.

RHT

756577-102

8/9/2012

To approve a resolution relating to executive compensation.

Yes

For

Red Hat, Inc.

RHT

756577-102

8/9/2012

To approve an amendment of 2004 long-term incentive plan.

Yes

For

Red Hat, Inc.

RHT

756577-102

8/9/2012

SH Proposal

Yes

Abstain

For

Against

Lions Gate Entertainment Corp.

LGF

535919-203

9/11/2012

Director Vote.

Yes

For

Lions Gate Entertainment Corp.

LGF

535919-203

9/11/2012

E&Y as accounting firm.

Yes

For

Lions Gate Entertainment Corp.

LGF

535919-203

9/11/2012

Advisory vote to approve executive compensation.

Yes

For

Lions Gate Entertainment Corp.

LGF

535919-203

9/11/2012

Approve 2012 performance incentive plan.

Yes

For

Lions Gate Entertainment Corp.

LGF

535919-203

9/11/2012

Vote upon other business as may properly come before the meeting.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To reelect Rami Hadar as a Class III Director.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To reelect Yigal Jacoby as Class III Director.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To reelect Nurti Benhamini as an outside director.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To approve the directors’ compensation.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To grant directors options.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To amend the 2006 incentive compensation plan.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To approve the cash compensation paid to outside directors.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To approve that in the event proposal 3A is not approved the attendance fee be set.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To approve that the equity compensation be provided to outside directors.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To amend the 2006 incentive compensation plan.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

Increase Rami Hadar’s monthly base salary from 62,500 to 67,000

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To grant Rami Hadar a bonus of 187,500

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To grant Rami Hadar options to purchase shares.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

To approve amendment to the articles of association.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

If proposal 6 is approved, to aprove the amending and restating the indemnification agreement.

Yes

For

Allot Communications Ltd.

ALLT

M0854Q-105

9/12/2012

The re-appointment of Kost Forer Gabbay & Kasierer as public accounting firm.

Yes

For

Nike, Inc.

NKE

654106-103

9/20/2012

Director Vote.

Yes

For

Nike, Inc.

NKE

654106-103

9/20/2012

Advisory vote to approve executive compensation.

Yes

For

Nike, Inc.

NKE

654106-103

9/20/2012

To amend the articles of incorporation.

Yes

For

Nike, Inc.

NKE

654106-103

9/20/2012

To re-approve the long-term incentive plan.

Yes

For

Nike, Inc.

NKE

654106-103

9/20/2012

Pricewaterhousecoopers as public accounting firm.

Yes

For

Nike, Inc.

NKE

654106-103

9/20/2012

SH Proposal - regarding political contributions disclosure.

Yes

Abstain

For

Against

Beazer Homes USA, Inc.

BZH

07556Q-105

10/11/2012

Amendment to the certificate of incorporation.

Yes

For

Eaton Corporation

ETN

278058-102

10/26/2012

Approving the merger.

Yes

For

Eaton Corporation

ETN

278058-102

10/26/2012

Approving the reduction in capital.

Yes

For

Eaton Corporation

ETN

278058-102

10/26/2012

Approving specified compensatory arrangements for executive officers.

Yes

For

Eaton Corporation

ETN

278058-102

10/26/2012

Approving any motion to adjourn the meeting.

Yes

For

Cisco Systems, Inc.

CSCO

17275R-102

11/15/2012

Director Vote.

Yes

For

Cisco Systems, Inc.

CSCO

17275R-102

11/15/2012

Approval of amendment of the executive incentive plan.

Yes

For

Cisco Systems, Inc.

CSCO

17275R-102

11/15/2012

Approval of executive compensation.

Yes

For

Cisco Systems, Inc.

CSCO

17275R-102

11/15/2012

Pricewaterhousecoopers as public accounting firm.

Yes

For

Cisco Systems, Inc.

CSCO

17275R-102

11/15/2012

Have Cisco’s Board adopt a policy to have an independent Board chairman.

Yes

Abstain

For

Against

Cisco Systems, Inc.

CSCO

17275R-102

11/15/2012

Request Cisco management to prepare a report on “conflict minerals” in Cisco’s supply chain.

Yes

Abstain

For

Against

Beacon Roofing Supply, Inc.

BECN

073685-109

2/13/2013

Director Vote.

Yes

For

Beacon Roofing Supply, Inc.

BECN

073685-109

2/13/2013

E&Y as public accounting firm.

Yes

For

Beacon Roofing Supply, Inc.

BECN

073685-109

2/13/2013

To approve the compensation of named executive officers.

Yes

For

Apple Inc.

AAPL

037833-100

2/27/2013

Director Vote.

Yes

For

Apple Inc.

AAPL

037833-100

2/27/2013

Amendment of articles of incorporation.

Yes

For

Apple Inc.

AAPL

037833-100

2/27/2013

E&Y as public accounting firm.

Yes

For

Apple Inc.

AAPL

037833-100

2/27/2013

Approve executive compensation.

Yes

For

Apple Inc.

AAPL

037833-100

2/27/2013

SH Proposal - “Executives to Retain Significant Stock”

Yes

Abstain

For

Against

Apple Inc.

AAPL

037833-100

2/27/2013

SH Proposal - “Board Committee on Human Rights”

Yes

Abstain

For

Against

Qualcomm Incorporated

QCOM

747525-103

3/5/2013

Director Vote.

Yes

For

Qualcomm Incorporated

QCOM

747525-103

3/5/2013

To approve the long-term incentive plan.

Yes

For

Qualcomm Incorporated

QCOM

747525-103

3/5/2013

Pricewaterhousecoopers as public accountants.

Yes

For

Qualcomm Incorporated

QCOM

747525-103

3/5/2013

Advisory approval of the company’s executive compensation.

Yes

For

The Walt Disney Company

DIS

254687-106

3/6/2013

Director Vote.

Yes

For

The Walt Disney Company

DIS

254687-106

3/6/2013

Pricewaterhousecoopers as public accountants.

Yes

For

The Walt Disney Company

DIS

254687-106

3/6/2013

Approve the executive performance plan.

Yes

For

The Walt Disney Company

DIS

254687-106

3/6/2013

Approve the advisory resolution on executive compensation.

Yes

For

The Walt Disney Company

DIS

254687-106

3/6/2013

SH Proposal - relating to proxy access.

Yes

Abstain

For

Against

The Walt Disney Company

DIS

254687-106

3/6/2013

SH Proposal - relating to future separation of chairman and chief executive officer.

Yes

Abstain

For

Against

Toll Brothers, Inc.

TOLL

889478-103

3/13/2013

Director Vote.

Yes

For

Toll Brothers, Inc.

TOLL

889478-103

3/13/2013

E&Y as public accounting firm.

Yes

For

Toll Brothers, Inc.

TOLL

889478-103

3/13/2013

The approval of the compensation of named executive officers.

Yes

For

Toll Brothers, Inc.

TOLL

889478-103

3/13/2013

The re-approval of the stock incentive plah for employees.

Yes

For

Toll Brothers, Inc.

TOLL

889478-103

3/13/2013

SH Proposal - majority voting standard in the election of directors.

Yes

Abstain

For

Against

Starbucks Corporation

SBUX

855244-109

3/20/2013

Director Vote.

Yes

For

Starbucks Corporation

SBUX

855244-109

3/20/2013

Approval of advisory resolution on executive compensation.

Yes

For

Starbucks Corporation

SBUX

855244-109

3/20/2013

Approval of the long-term equity incentive plan.

Yes

For

Starbucks Corporation

SBUX

855244-109

3/20/2013

D&T as public accounting firm.

Yes

For

Starbucks Corporation

SBUX

855244-109

3/20/2013

SH Proposal - prohibit political spending.

Yes

Abstain

For

Against

Lennar Corporation

LEN

526057-104

4/10/2013

Director Vote.

Yes

For

Lennar Corporation

LEN

526057-104

4/10/2013

To approve the compensation of named executive officers.

Yes

For

Lennar Corporation

LEN

526057-104

4/10/2013

D&T as public accounting firm.

Yes

For

A.O. Smith Corporation

AOS

831865-209

4/15/2013

Director Vote.

Yes

For

A.O. Smith Corporation

AOS

831865-209

4/15/2013

Approve the compensation of executive officers.

Yes

For

A.O. Smith Corporation

AOS

831865-209

4/15/2013

E&Y as public accounting firm.

Yes

For

A.O. Smith Corporation

AOS

831865-209

4/15/2013

Approve an amendment to certificate of incorporation.

Yes

For

A.O. Smith Corporation

AOS

831865-209

4/15/2013

Approve an amendment to certificate of incorporation.

Yes

For

The Sherwin-Williams Company

SHW

824348-106

4/17/2013

Director Vote.

Yes

For

The Sherwin-Williams Company

SHW

824348-106

4/17/2013

Advisory approval of executive compensation.

Yes

For

The Sherwin-Williams Company

SHW

824348-106

4/17/2013

Amendment to articles of incorporation.

Yes

For

The Sherwin-Williams Company

SHW

824348-106

4/17/2013

E&Y as public accounting firm.

Yes

For

PPG Industries, Inc.

PPG

693506-107

4/18/2013

Director Vote.

Yes

For

PPG Industries, Inc.

PPG

693506-107

4/18/2013

To approve the compensation of named executive officers.

Yes

For

PPG Industries, Inc.

PPG

693506-107

4/18/2013

Approve an amendment to the articles of incorporation.

Yes

For

PPG Industries, Inc.

PPG

693506-107

4/18/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

PPG Industries, Inc.

PPG

693506-107

4/18/2013

SH Proposal - to adopt a simple majority vote.

Yes

Abstain

For

Against

Ebay Inc.

EBAY

278642-103

4/18/2013

Director Vote.

Yes

For

Ebay Inc.

EBAY

278642-103

4/18/2013

To approve the compensation of named executive officers.

Yes

For

Ebay Inc.

EBAY

278642-103

4/18/2013

SH Proposal - corporate lobbying disclosure.

Yes

Abstain

For

Against

Ebay Inc.

EBAY

278642-103

4/18/2013

SH Proposal - privacy and data security.

Yes

Against

For

Against

Ebay Inc.

EBAY

278642-103

4/18/2013

Pricewaterhousecoopers as independent auditors.

Yes

For

American Electric Power Company, Inc.

AEP

025537-101

4/23/2013

Director Vote.

Yes

For

American Electric Power Company, Inc.

AEP

025537-101

4/23/2013

D&T as public accounting firm.

Yes

For

American Electric Power Company, Inc.

AEP

025537-101

4/23/2013

Advisory approval of the company’s executive compensation.

Yes

For

American Electric Power Company, Inc.

AEP

025537-101

4/23/2013

SH Proposal - lobbying disclosure report.

Yes

Abstain

For

Against

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

Director Vote.

Yes

For

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

Ratification of public accounting firm.

Yes

For

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

To approve executive compensation.

Yes

For

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

SH Proposal - on independent board chair

Yes

Abstain

For

Against

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

SH Proposal - on lobbying report.

Yes

Abstain

For

Against

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

SH Proposal - on genetically engineered seed

Yes

Abstain

For

Against

E.I. Du Pont De Nemours And Company

263534-109

4/24/2013

SH Proposal - on executive compensation report

Yes

Abstain

For

Against

The Ryland Group, Inc.

RYL

783764-103

4/24/2013

Director Vote.

Yes

For

The Ryland Group, Inc.

RYL

783764-103

4/24/2013

Approve executive compensation.

Yes

For

The Ryland Group, Inc.

RYL

783764-103

4/24/2013

Approve senior executive performance plan.

Yes

For

The Ryland Group, Inc.

RYL

783764-103

4/24/2013

E&Y as public accounting firm.

Yes

For

General Electric Company

369604-103

4/24/2013

Director Vote.

Yes

For

General Electric Company

369604-103

4/24/2013

Advisory approval of executive compensation.

Yes

For

General Electric Company

369604-103

4/24/2013

Ratification of selection of public accounting firm.

Yes

For

General Electric Company

369604-103

4/24/2013

Cessation of all stock options and bonuses.

Yes

Abstain

For

Against

General Electric Company

369604-103

4/24/2013

Director term limits.

Yes

Abstain

For

Against

General Electric Company

369604-103

4/24/2013

Independent chairman.

Yes

Abstain

For

Against

General Electric Company

369604-103

4/24/2013

Right to act by written consent.

Yes

Abstain

For

Against

General Electric Company

369604-103

4/24/2013

Executives to retain significant stock.

Yes

Abstain

For

Against

General Electric Company

369604-103

4/24/2013

Multiple candidate elections.

Yes

Abstain

For

Against

Citigroup Inc.

172967-424

4/24/2013

Director Vote.

Yes

For

Citigroup Inc.

172967-424

4/24/2013

KPMG as public accounting firm.

Yes

For

Citigroup Inc.

172967-424

4/24/2013

Advisory approval of 2012 executive compensation.

Yes

For

Citigroup Inc.

172967-424

4/24/2013

Amendment to the stock incentive plan.

Yes

For

Citigroup Inc.

172967-424

4/24/2013

SH Proposal - executives retain a portion of their stock until retirement age.

Yes

Abstain

For

Against

Citigroup Inc.

172967-424

4/24/2013

SH Proposal - report on lobbying and grassroots lobbying contributions.

Yes

Abstain

For

Against

Citigroup Inc.

172967-424

4/24/2013

SH Proposal - the Board institute a policy to make it more practical to deny indemnification.

Yes

Abstain

For

Against

Eaton Corporation

ETN

G29183-103

4/24/2013

Director Vote.

Yes

For

Eaton Corporation

ETN

G29183-103

4/24/2013

E&Y as auditor.

Yes

For

Eaton Corporation

ETN

G29183-103

4/24/2013

Approving executive incentive compensation plan.

Yes

For

Eaton Corporation

ETN

G29183-103

4/24/2013

Approving the executive strategic incentive plan.

Yes

For

Eaton Corporation

ETN

G29183-103

4/24/2013

Approval of the executive compensation.

Yes

For

Eaton Corporation

ETN

G29183-103

4/24/2013

Authorizing the company to make market purchases of company shares.

Yes

For

Eaton Corporation

ETN

G29183-103

4/24/2013

Authorizing the price range at which the company can reissue shares.

Yes

For

Delphi Automotive PLC

DLPH

G27823-106

4/25/2013

Director Vote.

Yes

For

Delphi Automotive PLC

DLPH

G27823-106

4/25/2013

To re-appoint auditors.

Yes

For

Delphi Automotive PLC

DLPH

G27823-106

4/25/2013

Say on pay vote.

Yes

For

Agnico-Eagle Mines Limited

AEM

008474-108

4/26/2013

Director Vote.

Yes

For

Agnico-Eagle Mines Limited

AEM

008474-108

4/26/2013

E&Y as auditor.

Yes

For

Agnico-Eagle Mines Limited

AEM

008474-108

4/26/2013

Approving an amendment to the stock option plan.

Yes

For

Agnico-Eagle Mines Limited

AEM

008474-108

4/26/2013

Approving an amendment to change the company’s name.

Yes

For

Agnico-Eagle Mines Limited

AEM

008474-108

4/26/2013

An ordinary resolution confirming an amendment to the company’s by-laws.

Yes

For

Agnico-Eagle Mines Limited

AEM

008474-108

4/26/2013

Advisory resolution accepting the executive compensation.

Yes

For

Harley-Davidson, Inc.

HOG

412822-108

4/27/2013

Director Vote.

Yes

For

Harley-Davidson, Inc.

HOG

412822-108

4/27/2013

Approval of the compensation of executive officers.

Yes

For

Harley-Davidson, Inc.

HOG

412822-108

4/27/2013

E&Y as public accounting firm.

Yes

For

Fortune Brands Home & Security, Inc.

FBHS

34964C-106

4/29/2013

Director Vote.

Yes

For

Fortune Brands Home & Security, Inc.

FBHS

34964C-106

4/29/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

Fortune Brands Home & Security, Inc.

FBHS

34964C-106

4/29/2013

Advisory vote to approve executive compensation.

Yes

For

Fortune Brands Home & Security, Inc.

FBHS

34964C-106

4/29/2013

Approval of the long-term incentive plan.

Yes

For

Fortune Brands Home & Security, Inc.

FBHS

34964C-106

4/29/2013

Approval of the annual executive incentive compensation plan.

Yes

For

The Hershey Company

HSY

427866-108

4/30/2013

Director Vote.

Yes

For

The Hershey Company

HSY

427866-108

4/30/2013

KPMG as independent auditors.

Yes

For

The Hershey Company

HSY

427866-108

4/30/2013

Approve a resolution approving executive compensation.

Yes

For

Spirit Aerosystems Holdings Inc.

SPR

848574-109

4/30/2013

Director Vote.

Yes

For

Spirit Aerosystems Holdings Inc.

SPR

848574-109

4/30/2013

Ratify the selection of Pricewaterhousecoopers.

Yes

For

Brunswick Corporation

117043-109

5/1/2013

Director Vote.

Yes

For

Brunswick Corporation

117043-109

5/1/2013

Approval of the compensation of executive officers.

Yes

For

Brunswick Corporation

117043-109

5/1/2013

Approval of senior management incentive plan.

Yes

For

Brunswick Corporation

117043-109

5/1/2013

E&Y as public accounting firm.

Yes

For

Kansas City Southern

KSU

485170-302

5/2/2013

Director Vote.

Yes

For

Kansas City Southern

KSU

485170-302

5/2/2013

KPMG as public accounting firm.

Yes

For

Kansas City Southern

KSU

485170-302

5/2/2013

Re-approval of the stock option and performance award plan.

Yes

For

Kansas City Southern

KSU

485170-302

5/2/2013

Approving the compensation of named executive officers.

Yes

For

Kansas City Southern

KSU

485170-302

5/2/2013

SH Proposal - elect each director annually.

Yes

Against

For

Against

Starwood Property Trust Inc.

STWD

85571B-105

5/2/2013

Director Vote.

Yes

For

Starwood Property Trust Inc.

STWD

85571B-105

5/2/2013

To approve the company’s executive compensation.

Yes

For

Starwood Property Trust Inc.

STWD

85571B-105

5/2/2013

D&T as public accounting firm.

Yes

For

Starwood Property Trust Inc.

STWD

85571B-105

5/2/2013

To approve an amendment to the manager equity plan.

Yes

For

Louisiana-Pacific Corporation

LPX

546347-105

5/3/2013

Director Vote.

Yes

For

Louisiana-Pacific Corporation

LPX

546347-105

5/3/2013

D&T as auditors.

Yes

For

Louisiana-Pacific Corporation

LPX

546347-105

5/3/2013

Advisory vote on executive compensation.

Yes

For

Louisiana-Pacific Corporation

LPX

546347-105

5/3/2013

Approval of the omnibus stock award plan.

Yes

For

Kinder Morgan Inc.

KMI

49456B-101

5/7/2013

Director Vote.

Yes

For

Kinder Morgan Inc.

KMI

49456B-101

5/7/2013

Pricewaterhousecoopers as accounting firm.

Yes

For

Masco Corporation

MAS

574599-106

5/7/2013

Director Vote.

Yes

For

Masco Corporation

MAS

574599-106

5/7/2013

To approve executive compensation.

Yes

For

Masco Corporation

MAS

574599-106

5/7/2013

Pricewaterhousecoopers as auditors.

Yes

For

Masco Corporation

MAS

574599-106

5/7/2013

To amend the company’s certificate of incorporation.

Yes

For

Masco Corporation

MAS

574599-106

5/7/2013

To approve the performance metrics for compensation.

Yes

For

Autonation, Inc.

05329W-102

5/8/2013

Director Vote.

Yes

For

Autonation, Inc.

05329W-102

5/8/2013

KPMG as public accounting firm.

Yes

For

Autonation, Inc.

05329W-102

5/8/2013

SH Proposal - special meetings.

Yes

Against

For

Against

Autonation, Inc.

05329W-102

5/8/2013

SH Proposal - equity awards.

Yes

Against

For

Against

Autonation, Inc.

05329W-102

5/8/2013

SH Proposal - political contributions.

Yes

Abstain

For

Against

Enbridge Inc.

ENB

29250N-105

5/8/2013

Director Vote.

Yes

For

Enbridge Inc.

ENB

29250N-105

5/8/2013

Pricewaterhousecoopers as auditors.

Yes

For

Enbridge Inc.

ENB

29250N-105

5/8/2013

Vote on executive compensation.

Yes

For

Standard Pacific Corp.

SPF

85375C-101

5/8/2013

Director Vote.

Yes

For

Standard Pacific Corp.

SPF

85375C-101

5/8/2013

E&Y as public accounting firm.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

Director Vote.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

Approve compensation of named executive officers.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

Authorize the preparation of the annual accounts and the annual report.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

To approve the final dividend.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

To discharge the sole member of our supervisory board from liability.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

To discharge the members of our supervisory board from libility.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

E&Y as public accounting firm.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

To approve the extension of the authority of our management board to repurchase share capital.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

To approve the extension of the authority of our supervisory board to issue shares.

Yes

For

Chicago Bridge & Iron Company N.V.

CBI

167250-109

5/8/2013

To adopt an amendment to the stock purchase plan.

Yes

For

Mohawk Industries, Inc.

MHK

608190-104

5/8/2013

Director Vote.

Yes

For

Mohawk Industries, Inc.

MHK

608190-104

5/8/2013

KPMG as public accounting firm.

Yes

For

Mohawk Industries, Inc.

MHK

608190-104

5/8/2013

Advisory vote to approve executive compensation.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

Director Vote.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

E&Y as public accounting firm.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

An advisory vote on executive compensation.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

Approval of 2013 senior management incentive plan.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

Approval of 2013 stock incentive plan.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

Approval of an amendment to extend the term of section 382 rights agreement.

Yes

For

Pultegroup, Inc.

PHM

745867-101

5/8/2013

SH Proposal - requesting the election of directors by a majority vote.

Yes

Against

For

Against

Pultegroup, Inc.

PHM

745867-101

5/8/2013

SH Proposal - regarding the use of performance based options.

Yes

Against

For

Against

Deckers Outdoor Corporation

DECK

243537-107

5/8/2013

Director Vote.

Yes

For

Deckers Outdoor Corporation

DECK

243537-107

5/8/2013

KPMG as public accounting firm.

Yes

For

Deckers Outdoor Corporation

DECK

243537-107

5/8/2013

To approve the compensation of named executive officers.

Yes

For

Crosstex Energy, Inc.

XTXI

22765Y-104

5/9/2013

Director Vote.

Yes

For

Crosstex Energy, Inc.

XTXI

22765Y-104

5/9/2013

KPMG as public accounting firm.

Yes

For

Crosstex Energy, Inc.

XTXI

22765Y-104

5/9/2013

Approve an advisory resolution regarding compensation of executive officers.

Yes

For

Crosstex Energy, Inc.

XTXI

22765Y-104

5/9/2013

Approve the amended long-term incentive plan.

Yes

For

Crosstex Energy, Inc.

XTXI

22765Y-104

5/9/2013

SH Proposal - explicity prohibit discrimination based on sexual orientation and gender identity.

Yes

Abstain

For

Against

Discovery Communications, Inc.

DISCA

25470F-104

5/14/2013

Director Vote.

Yes

For

Discovery Communications, Inc.

DISCA

25470F-104

5/14/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

Discovery Communications, Inc.

DISCA

25470F-104

5/14/2013

Approval of the 2013 stock incentive plan.

Yes

For

Cummins Inc.

CMI

231021-106

5/14/2013

Director Vote.

Yes

For

Cummins Inc.

CMI

231021-106

5/14/2013

Approve the compensation of named executive officers.

Yes

For

Cummins Inc.

CMI

231021-106

5/14/2013

Pricewaterhousecoopers as auditors.

Yes

For

Cummins Inc.

CMI

231021-106

5/14/2013

SH Proposal regarding independent board chair.

Yes

Against

For

Against

Unilever N.V.

904784-709

5/15/2013

Adopt the annual accounts of the profit for the 2012 financial year.

Yes

For

Unilever N.V.

904784-709

5/15/2013

To discharge the executive directors in office in the 2012 financial year.

Yes

For

Unilever N.V.

904784-709

5/15/2013

To discharge the non-executive directors in office in the 2012 financial year.

Yes

For

Unilever N.V.

904784-709

5/15/2013

Director Vote.

Yes

For

Unilever N.V.

904784-709

5/15/2013

Pricewaterhousecoopers as auditors.

Yes

For

Unilever N.V.

904784-709

5/15/2013

Designate the BOD as the company body authorized to issue shares.

Yes

For

Unilever N.V.

904784-709

5/15/2013

Authorize the BOD to purchase ordinary shares .

Yes

For

Unilever N.V.

904784-709

5/15/2013

Reduce the capital with respect to shares and depositary receipts held by the company.

Yes

For

Meritage Homes Corporation

MTH

59001A-102

5/15/2013

Director Vote.

Yes

For

Meritage Homes Corporation

MTH

59001A-102

5/15/2013

D&T as public accounting firm.

Yes

For

Meritage Homes Corporation

MTH

59001A-102

5/15/2013

Advisory vote to approve compensation of executive officers.

Yes

For

Radian Group Inc.

RDN

750236-101

5/15/2013

Director Vote.

Yes

For

Radian Group Inc.

RDN

750236-101

5/15/2013

To approve the compensation of named executive officers.

Yes

For

Radian Group Inc.

RDN

750236-101

5/15/2013

To approve an amendment to the certificate of incorporation.

Yes

For

Radian Group Inc.

RDN

750236-101

5/15/2013

To re-approve the amendment to the certificate of incorporation.

Yes

For

Radian Group Inc.

RDN

750236-101

5/15/2013

To re-approve the tax benefit preservation plan.

Yes

For

Radian Group Inc.

RDN

750236-101

5/15/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

ON Semiconductor Corporation

682189-105

5/15/2013

Director Vote.

Yes

For

ON Semiconductor Corporation

682189-105

5/15/2013

Advisory resolution to approve executive compensation.

Yes

For

ON Semiconductor Corporation

682189-105

5/15/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

ON Semiconductor Corporation

682189-105

5/15/2013

To approve an amendment to the 2000 employee stock purchase plan.

Yes

For

Hertz Global Holdings, Inc.

HTZ

42805T-105

5/15/2013

Director Vote.

Yes

For

Hertz Global Holdings, Inc.

HTZ

42805T-105

5/15/2013

Approval of the executive compensation.

Yes

For

Hertz Global Holdings, Inc.

HTZ

42805T-105

5/15/2013

Approval of the employee stock purchase plan.

Yes

For

Hertz Global Holdings, Inc.

HTZ

42805T-105

5/15/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

Lumber Liquidators Holdings Inc.

55003T-107

5/16/2013

Director Vote.

Yes

For

Lumber Liquidators Holdings Inc.

55003T-107

5/16/2013

E&Y as public accounting firm.

Yes

For

Lumber Liquidators Holdings Inc.

55003T-107

5/16/2013

Advisory vote to approve executive compensation.

Yes

For

Westlake Chemical Corporation

WLK

960413-102

5/17/2013

Director Vote.

Yes

For

Westlake Chemical Corporation

WLK

960413-102

5/17/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

Westlake Chemical Corporation

WLK

960413-102

5/17/2013

To approve the amendment of the 2004 incentive plan.

Yes

For

CMS Energy Corporation

CMS

125896-100

5/17/2013

Director Vote.

Yes

For

CMS Energy Corporation

CMS

125896-100

5/17/2013

Advisory vote to approve executive compensation.

Yes

For

CMS Energy Corporation

CMS

125896-100

5/17/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

American Tower Corporation

AMT

03027X-100

5/21/2013

Director Vote.

Yes

For

American Tower Corporation

AMT

03027X-100

5/21/2013

D&T as public accounting firm.

Yes

For

American Tower Corporation

AMT

03027X-100

5/21/2013

To approve the company’s executive compensation.

Yes

For

American Tower Corporation

AMT

03027X-100

5/21/2013

To approve an amendment to the company’s by-laws.

Yes

For

Sirius XM Radio Inc.

SIRI

82967N-108

5/21/2013

Director Vote.

Yes

For

Sirius XM Radio Inc.

SIRI

82967N-108

5/21/2013

KPMG as public accountants.

Yes

For

Sirius XM Radio Inc.

SIRI

82967N-108

5/21/2013

SH Proposal regarding the adoption of a succession planning policy.

Yes

Against

For

Against

Panera Bread Company

PNRA

69840W-108

5/22/2013

Director Vote.

Yes

For

Panera Bread Company

PNRA

69840W-108

5/22/2013

To approve the executive officers’ compensation.

Yes

For

Panera Bread Company

PNRA

69840W-108

5/22/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Director Vote.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Adoption of annual accounts for 2012.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Discharge from liability of sole member of the management board.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Discharge from liability of members of the supervisory board.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Pricewaterhousecoopers as auditors.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Approval of compensation of the members of the supervisory board.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Ratification of dividends of the 2012 fiscal year.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Advisory vote approving executive compensation.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Approval to repurchase up to 10% of issued share capital.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Approval to cancel up to 10% of share capital held in treasury.

Yes

For

LyondellBasell Industries N.V.

LYB

N53745-100

5/22/2013

Approval to amend articles of association.

Yes

For

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

Director Vote.

Yes

For

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

Advisory vote to approve executive compensation.

Yes

For

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

Approval of the stock incentive plan.

Yes

For

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

SH Proposal - regarding human rights committee.

Yes

Abstain

For

Against

Social Issue.

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

SH Proposal - regarding GS lobbying disclosure.

Yes

Against

For

Against

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

SH Proposal - regarding proxy access for shareholders.

Yes

Against

For

Against

The Goldman Sachs Group, Inc.

38141G-104

5/23/2013

SH Proposal - regarding maximization of value for shareholders.

Yes

Against

For

Against

The Home Depot, Inc.

437076-102

5/23/2013

Director Vote.

Yes

For

The Home Depot, Inc.

437076-102

5/23/2013

Ratify the appointment of KPMG.

Yes

For

The Home Depot, Inc.

437076-102

5/23/2013

Advisory vote to approve executive compensation.

Yes

For

The Home Depot, Inc.

437076-102

5/23/2013

Approval of the terms of officer performance goals under the management incentive plan.

Yes

For

The Home Depot, Inc.

437076-102

5/23/2013

Approval of the 2005 omnibus stock incentive plan.

Yes

For

The Home Depot, Inc.

437076-102

5/23/2013

SH Proposal - regarding employment diversity report.

Yes

Against

For

Against

The Home Depot, Inc.

437076-102

5/23/2013

SH Proposal - regarding stormwater management policy.

Yes

Against

For

Against

Quanta Services, Inc.

PWR

74762E-102

5/23/2013

Director Vote.

Yes

For

Quanta Services, Inc.

PWR

74762E-102

5/23/2013

Pricewaterhousecoopers as public accounting firm.

Yes

For

Quanta Services, Inc.

PWR

74762E-102

5/23/2013

To approve executive compensation.

Yes

For

Urban Outfitters, Inc.

URBN

917047-102

5/28/2013

Director Vote.

Yes

For

Urban Outfitters, Inc.

URBN

917047-102

5/28/2013

Re-approval of the performance goals in the stock incentive plan.

Yes

For

Urban Outfitters, Inc.

URBN

917047-102

5/28/2013

Approval of the amendment to the articles of incorporation.

Yes

For

Urban Outfitters, Inc.

URBN

917047-102

5/28/2013

D&T as public accounting firm.

Yes

For

Urban Outfitters, Inc.

URBN

917047-102

5/28/2013

SH Proposal - regarding independent board chair.

Yes

Against

For

Against

Urban Outfitters, Inc.

URBN

917047-102

5/28/2013

SH Proposal - regarding Board Nominee Requirements.

Yes

Against

For

Against

Lowe’s Companies, Inc.

LOW

548661-107

5/31/2013

Director Vote.

Yes

For

Lowe’s Companies, Inc.

LOW

548661-107

5/31/2013

D&T as public accounting firm.

Yes

For

Lowe’s Companies, Inc.

LOW

548661-107

5/31/2013

Advisory approval of the company’s executive compensation.

Yes

For

Lowe’s Companies, Inc.

LOW

548661-107

5/31/2013

SH Proposal - Regarding executive stock retention requirements.

Yes

Against

For

Against

Facebook Inc.

30303M-102

6/11/2013

Director Vote.

Yes

For

Facebook Inc.

30303M-102

6/11/2013

To approve the compensation of named executive officers.

Yes

For

Facebook Inc.

30303M-102

6/11/2013

To vote whether a vote on the compensation program should be every 1, 2 or 3 years.

Yes

1 Year

Against

3 Years

*Advisor recommends voting on compensation programs every 1 year

Facebook Inc.

30303M-102

6/11/2013

E&Y as public accounting firm.

Yes

For

Yahoo! Inc.

YHOO

984332-106

6/25/2013

Director Vote.

Yes

For

Yahoo! Inc.

YHOO

984332-106

6/25/2013

Approval of the company’s executive compensation.

Yes

For

Yahoo! Inc.

YHOO

984332-106

6/25/2013

Appointment of public accounting firm.

Yes

For

Yahoo! Inc.

YHOO

984332-106

6/25/2013

SH Proposal - social responsibility report.

Yes

Abstain

For

Against

Social Issue.

Yahoo! Inc.

YHOO

984332-106

6/25/2013

SH Proposal - political disclosure and accountability.

Yes

Abstain

For

Against

Social Issue.

Taiwan Semiconductor Mfg. Co. Ltd.

TSM

874039-100

6/11/2013

To accept 2012 business report and financial statements.

Yes

For

N/A

None

Taiwan Semiconductor Mfg. Co. Ltd.

TSM

874039-100

6/11/2013

To approve the proposal for distribution of 2012 profits.

Yes

For

N/A

None

Taiwan Semiconductor Mfg. Co. Ltd.

TSM

874039-100

6/11/2013

To revise internal procedures.

Yes

For

N/A

None

Honda Motor Co., Ltd.

HMC

438128-308

6/19/2013

Distribution of Dividends

Yes

For

Abstain

Honda Motor Co., Ltd.

HMC

438128-308

6/19/2013

Partial Amendments to the Articles of Incorporation

Yes

For

Abstain

Honda Motor Co., Ltd.

HMC

438128-308

6/19/2013

Director Vote.

Yes

For

Honda Motor Co., Ltd.

HMC

438128-308

6/19/2013

Election of corporate auditor: Kunio Endo.

Yes

For

Abstain

MGIC Investment Corporation

MTG

552848-103

6/27/2013

Increase the authorized common stock from 680,000,000 to 1,000,000,000 shares

Yes

For

Nomura Holdings, Inc.

NMR

65535H-208

6/26/2013

Director Vote.

Yes

For

None

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


The Caldwell & Orkin Funds, Inc.

By:		/s/ Michael B. Orkin
		Michael B. Orkin President

Date:		August 1, 2013

Caldwell & Orkin Funds N-PXAnnual report of proxy voting record