| | | | | | | | | | | | | | | | | | |
(a) Name of Issuer | | (b) Ticker | | (c) CUSIP | | (d) Meeting Date | | (e) Identification of
the Matter Voted On | | (f) Issuer(I) or Shrhldr(SH) | | (g) Voted | | (h) How Voted | | (i) For / Against
Mgt | | Directors’ Rec |
Waste Connections, Inc. | | WCN | | 941053-100 | | 5/20/2011 | | Proposal to amend the certificate of incorporation. | | I | | Yes | | For | | For | | For |
Waste Connections, Inc. | | WCN | | 941053-100 | | 5/20/2011 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Waste Connections, Inc. | | WCN | | 941053-100 | | 5/20/2011 | | Approval on an advisory basis of the compensation of our executives. | | I | | Yes | | For | | For | | For |
Waste Connections, Inc. | | WCN | | 941053-100 | | 5/20/2011 | | Approval on an advisory basis of holding future say on pay votes. | | I | | Yes | | Abstain | | For | | 3 Years |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 5/23/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 5/23/2011 | | Approval of executive compensation. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 5/23/2011 | | Recommendation of the frequency of holding a say on pay vote. | | I | | Yes | | Abstain | | For | | 1 Year |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 5/23/2011 | | Approval of the 2011 incentive stock plan. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 5/23/2011 | | Approval of an amendment to the 1993 employee stock purchase plan. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 5/23/2011 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 5/24/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 5/24/2011 | | Re-election of two outside directors. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 5/24/2011 | | Kost, Forer, Gabbay & Kasierer as public accounting firm. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 5/24/2011 | | To amend the fee structure for directors. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 5/24/2011 | | To approve compensation to CEO who is also Chairman of the BOD. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | KPMG as U.K. statutory auditors. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Authorize the audit committee to determine our U.K. statutory auditors’ remuneration. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Special resolution regarding the payment of historic dividends to SH’s. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Special resolution regarding the payment of historic dividends to SH’s. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Special resolution regarding the payment of historic dividends to SH’s. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Non-binding advisory vote to approve the compensation of our executives. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/24/2011 | | Non-binding advisory vote to conduct the SH votes on executive officers. | | I | | Yes | | Abstain | | For | | 1 Year |
IESI-BFC Ltd. | | BIN | | 44951D-108 | | 5/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
IESI-BFC Ltd. | | BIN | | 44951D-108 | | 5/25/2011 | | D&T as auditors. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 5/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 5/25/2011 | | E&Y as auditors. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 5/25/2011 | | Non-binding advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 5/25/2011 | | Non-binding advisory vote on the frequency of the vote on executive compensation. | | I | | Yes | | Abstain | | For | | 3 Years |
Ultra Petroleum Corp. | | UPL | | 903914-109 | | 5/25/2011 | | SH Proposal - hydraulic fracturing | | SH | | Yes | | Abstain | | For | | Against |
Healthspring, Inc. | | HS | | 4224N-101 | | 5/26/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Healthspring, Inc. | | HS | | 4224N-101 | | 5/26/2011 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For |
Healthspring, Inc. | | HS | | 4224N-101 | | 5/26/2011 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Healthspring, Inc. | | HS | | 4224N-101 | | 5/26/2011 | | Non-binding advisory vote on the frequency of the vote on executive compensation. | | I | | Yes | | Abstain | | For | | 1 Year |
Metro PCS Communications, Inc. | | PCS | | 591708-102 | | 5/26/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Metro PCS Communications, Inc. | | PCS | | 591708-102 | | 5/26/2011 | | Non-binding advisory vote on approval of executive compensation. | | I | | Yes | | For | | For | | For |
Metro PCS Communications, Inc. | | PCS | | 591708-102 | | 5/26/2011 | | Non-binding advisory vote on the frequency of the vote on executive compensation. | | I | | Yes | | Abstain | | For | | 3 Years |
Metro PCS Communications, Inc. | | PCS | | 591708-102 | | 5/26/2011 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | D&T as the public accounting firm. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | Advisory vote on the frequency of holding future advisory votes on compensation. | | I | | Yes | | Abstain | | For | | 1 Year |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | Approval of the 2011 annual incentive plan. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | SH Proposal - executive severance agreements. | | SH | | Yes | | Abstain | | For | | Against |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | SH Proposal - linking pay to performance on sustainability goals. | | SH | | Yes | | Abstain | | For | | Against |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 5/27/2011 | | SH Proposal - report on political spending. | | SH | | Yes | | Abstain | | For | | Against |
Ensco Plc | | ESV | | 29358Q-109 | | 5/31/2011 | | Approval of the issuance and delivery of depositary shares. | | I | | Yes | | For | | For | | For |
Sonus Networks Inc. | | SONS | | 835916-107 | | 6/2/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Sonus Networks Inc. | | SONS | | 835916-107 | | 6/2/2011 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Sonus Networks Inc. | | SONS | | 835916-107 | | 6/2/2011 | | To approve the compensation of executives. | | I | | Yes | | For | | For | | For |
Sonus Networks Inc. | | SONS | | 835916-107 | | 6/2/2011 | | To approve the frequency with which to hold future advisory votes on compensation. | | I | | Yes | | Abstain | | For | | 1 Year |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | Appointment of KPMG. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | Advisory vote on the frequency of the advisory vote on executive compensation. | | I | | Yes | | Abstain | | For | | 1 Year |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | Implement SH ability to act by written consent. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | SH Proposal - cumulative voting. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | SH Proposal - special SH meetings. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | SH Proposal - employment diversity report. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 6/2/2011 | | SH Proposal - electioneering policies and contributions. | | SH | | Yes | | Abstain | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | Appointment of public accounting firm. | | I | | Yes | | For | | For | | For |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | Approve executive short-term incentive plan. | | I | | Yes | | For | | For | | For |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | Advisory vote on the frequency of executive compensation votes. | | I | | Yes | | Abstain | | For | | 1 Year |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - report on political contributions and expenses. | | SH | | Yes | | Abstain | | For | | Against |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - executives to retain significant stock. | | SH | | Yes | | Abstain | | For | | Against |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - director election majority vote standard. | | SH | | Yes | | Abstain | | For | | Against |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - special SH meetings. | | SH | | Yes | | Abstain | | For | | Against |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - independent chairman of the board. | | SH | | Yes | | Abstain | | For | | Against |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - review global corporate standards. | | SH | | Yes | | Abstain | | For | | Against |
Caterpillar Inc. | | CAT | | 149123-101 | | 6/8/2011 | | SH Proposal - death benefits policy. | | SH | | Yes | | Abstain | | For | | Against |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | Advisory on executive compensation. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | Advisory vote on the frequency of advisory votes on executive compensation. | | I | | Yes | | Abstain | | For | | 1 Year |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | Amend the certificate of incorporation to eliminate supermajority voting provisions. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | Amend and restate the certificate of incorporation to remove unnecessary provisions. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | Appointment of the independent auditors. | | I | | Yes | | For | | For | | For |
Devon Energy Corporation | | DVN | | 25179M-103 | | 6/8/2011 | | SH action by written consent. | | SH | | Yes | | Abstain | | For | | Against |
American Tower Corporation | | AMT | | 029912-201 | | 5/18/2011 | | To conduct an advisory vote on whether to hold the SH advisory vote on compensation. | | I | | Yes | | Abstain | | 1 Year | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
