UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08659
The Caldwell & Orkin Funds Inc.
(Exact name of registrant as specified in charter)
5185 Peachtree Parkway, Suite 370, Norcross, GA 30092-6541
(Address of principal executive offices) (Zip code)
Michael B. Orkin. 5185 Peachtree Parkway, Suite 370, Norcross, GA 30092-6541
(Name and Address of Agent for Service)
With copy to:
Reinaldo Pascual, Esq.
Paul Hastings LLP
600 Peachtree Street, N.E., Suite 2400
Atlanta, Georgia 30308
Registrant’s Telephone Number, including Area Code: (678) 533-7850
Date of fiscal year end: April 30
Date of reporting period: July 1, 2011 - June 30, 2012
Item 1 – Proxy Voting Record.
(a) Name of Issuer | (b) Ticker | (c) CUSIP | (d) Meeting Date | (e) Identification of the Matter Voted On | (f) Issuer(I) or Shrhldr(SH) | (g) Voted | (h) How Voted | (i) For / Against | Directors’ | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | To receive the annual report and accounts. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | To declare a final dividend. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | To reappoint Pricewaterhousecoopers. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Authorize the directors to set the auditors’ remuneration. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | To approve the directors remuneration report. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Authorize the directors to allot ordinary shares. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | To disapply pre-emption rights. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Authorize the company to purchase its own shares. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Authorize the directors to hold general meetings on 14 clear days’ notice. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Reapprove the share incentive plan. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Reapprove the employee stock purchase plan. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Approve the sharesave plan. | I | Yes | For | For | For | |||||||||
National Grid PLC | NGG | 636274-300 | 7/25/2011 | Approve the long term performance plan. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | To receive the company’s accounts and reports of the directors. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Director Vote. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | To approve a final dividend. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | To approve the remuneration report. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | To re-appoint Deloitte as auditor. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Authorize the audit committee to determine the remuneration of the auditor. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Authorize the directors to allot shares. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Authorize the directors to dis-apply pre-emption rights. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Authorize the company to purchase its own shares. | I | Yes | For | For | For | |||||||||
Vodafone Group PLC | VOD | 92857W-209 | 7/26/2011 | Authorize the calling of a general meeting other than an annual general meeting. | I | Yes | For | For | For | |||||||||
Airgas, Inc. | ARG | 009363-102 | 8/29/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
Airgas, Inc. | ARG | 009363-102 | 8/29/2011 | KPMG as accounting firm. | I | Yes | For | For | For | |||||||||
Airgas, Inc. | ARG | 009363-102 | 8/29/2011 | Advisory vote on executive compensation. | I | Yes | For | For | For | |||||||||
Airgas, Inc. | ARG | 009363-102 | 8/29/2011 | Advisory vote on the frequency of votes on executive compensation. | I | Yes | 1 Year | For | 1 Year | |||||||||
Netapp, Inc. | NTAP | 64110D-104 | 8/31/2011 | Vote for election of directors. | I | Yes | For | For | For | |||||||||
Netapp, Inc. | NTAP | 64110D-104 | 8/31/2011 | Amendment to the stock option plan. | I | Yes | For | For | For | |||||||||
Netapp, Inc. | NTAP | 64110D-104 | 8/31/2011 | Amendment to the stock purchase plan. | I | Yes | For | For | For | |||||||||
Netapp, Inc. | NTAP | 64110D-104 | 8/31/2011 | To approve an advisory vote on executive compensation. | I | Yes | For | For | For | |||||||||
Netapp, Inc. | NTAP | 64110D-104 | 8/31/2011 | Vote on the frequency of future advisory votes on compensation. | I | Yes | 1 Year | 1 Year | For | |||||||||
Netapp, Inc. | NTAP | 64110D-104 | 8/31/2011 | D&T as auditors. | I | Yes | For | For | For | |||||||||
Costco Wholesale Corporation | COST | 22160K-105 | 1/26/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Costco Wholesale Corporation | COST | 22160K-105 | 1/26/2012 | Ratification of selection of independent auditors. | I | Yes | For | For | For | |||||||||
Costco Wholesale Corporation | COST | 22160K-105 | 1/26/2012 | Amendment of Company’s Fifth restated stock incentive plan. | I | Yes | For | For | For | |||||||||
Costco Wholesale Corporation | COST | 22160K-105 | 1/26/2012 | Approval, on an advisory basis, of executive compensation. | I | Yes | For | For | For | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | E&Y as accounting firm. | I | Yes | For | For | For | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | Advisory vote on executive compensation. | I | Yes | For | For | For | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | SH Proposal - Conflict of interest report | SH | Yes | Abstain | For | Against | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | SH Proposal - SH say on director pay | SH | Yes | Abstain | For | Against | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | SH Proposal - Report on political contributions and expenditures | SH | Yes | Abstain | For | Against | |||||||||
Apple Inc. | AAPL | 037833-100 | 2/23/2012 | SH Proposal - Adopt a majority voting standard for director elections. | SH | Yes | Abstain | For | Against | |||||||||
Qualcomm Incorporated | QCOM | 747525-103 | 3/6/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Qualcomm Incorporated | QCOM | 747525-103 | 3/6/2012 | Pricewaterhousecoopers as public accountants. | I | Yes | For | For | For | |||||||||
Qualcomm Incorporated | QCOM | 747525-103 | 3/6/2012 | Advisory vote on executive compensation. | I | Yes | For | For | For | |||||||||
Qualcomm Incorporated | QCOM | 747525-103 | 3/6/2012 | Approve an amendment to the certificate of incorporation. | I | Yes | For | For | For | |||||||||
Whole Foods Market, Inc. | WFMI | 966837-106 | 3/9/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Whole Foods Market, Inc. | WFMI | 966837-106 | 3/9/2012 | E&Y as independent auditor. | I | Yes | For | For | For | |||||||||
Whole Foods Market, Inc. | WFMI | 966837-106 | 3/9/2012 | Ratification of the compensation package granted to named executive officers. | I | Yes | For | For | For | |||||||||
Whole Foods Market, Inc. | WFMI | 966837-106 | 3/9/2012 | Adoption of the amendment to increase authorized shares of common stock to 600 million. | I | Yes | For | For | For | |||||||||
Whole Foods Market, Inc. | WFMI | 966837-106 | 3/9/2012 | SH Proposal - amend the company’s bylaws to permit removal of directors. | SH | Yes | Abstain | For | Against | |||||||||
Whole Foods Market, Inc. | WFMI | 966837-106 | 3/9/2012 | SH Proposal - require the company to have an independent Chairman of the Board. | SH | Yes | Abstain | For | Against | |||||||||
Toll Brothers, Inc. | TOLL | 889478-103 | 3/14/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Toll Brothers, Inc. | TOLL | 889478-103 | 3/14/2012 | E&Y as public accounting firm. | I | Yes | For | For | For |
Toll Brothers, Inc. | TOLL | 889478-103 | 3/14/2012 | Approval of the compensation of the company’s named executive officers. | I | Yes | For | For | For | |||||||||
Starbucks Corporation | SBUX | 855244-109 | 3/21/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Starbucks Corporation | SBUX | 855244-109 | 3/21/2012 | Approval of the advisory resolution on executive compensation. | I | Yes | For | For | For | |||||||||
Starbucks Corporation | SBUX | 855244-109 | 3/21/2012 | Amendment and restatement of the executive bonus plan. | I | Yes | For | For | For | |||||||||
Starbucks Corporation | SBUX | 855244-109 | 3/21/2012 | D&T as accounting firm. | I | Yes | For | For | For | |||||||||
Starbucks Corporation | SBUX | 855244-109 | 3/21/2012 | SH Proposal - Board Committee on sustainability. | SH | Yes | Abstain | For | Against | |||||||||
Lennar Corporation | LEN | 526057-104 | 4/11/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Lennar Corporation | LEN | 526057-104 | 4/11/2012 | Approve the company’s compensation of named executive officers. | I | Yes | For | For | For | |||||||||
Lennar Corporation | LEN | 526057-104 | 4/11/2012 | Approve amendments to the 2007 equity incentive plan. | I | Yes | For | For | For | |||||||||
Lennar Corporation | LEN | 526057-104 | 4/11/2012 | Approve the 2012 incentive compensation plan. | I | Yes | For | For | For | |||||||||
Lennar Corporation | LEN | 526057-104 | 4/11/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
Lennar Corporation | LEN | 526057-104 | 4/11/2012 | SH Proposal - regarding the company’s energy use practices. | SH | Yes | Abstain | For | Against | |||||||||
KB Home | KBH | 48666K-109 | 4/12/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
KB Home | KBH | 48666K-109 | 4/12/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
KB Home | KBH | 48666K-109 | 4/12/2012 | Advisory vote to approve named executive officer compensation. | I | Yes | For | For | For | |||||||||
Stanley Black & Decker, Inc. | SWK | 854502-101 | 4/17/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Stanley Black & Decker, Inc. | SWK | 854502-101 | 4/17/2012 | Approve amendment to declassify the BOD. | I | Yes | For | For | For | |||||||||
Stanley Black & Decker, Inc. | SWK | 854502-101 | 4/17/2012 | Approve 2012 management incentive compensation plan. | I | Yes | For | For | For | |||||||||
Stanley Black & Decker, Inc. | SWK | 854502-101 | 4/17/2012 | E&Y as independent auditor. | I | Yes | For | For | For | |||||||||
Stanley Black & Decker, Inc. | SWK | 854502-101 | 4/17/2012 | Approve the compensation of the company’s named executive officers. | I | Yes | For | For | For | |||||||||
The Sherwin-Williams Company | SHW | 824348-106 | 4/18/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
The Sherwin-Williams Company | SHW | 824348-106 | 4/18/2012 | Advisory Approval of compensation of the named executives. | I | Yes | For | For | For | |||||||||
The Sherwin-Williams Company | SHW | 824348-106 | 4/18/2012 | Amendment and restatement of 2007 executive performance bonus plan. | I | Yes | For | For | For | |||||||||
The Sherwin-Williams Company | SHW | 824348-106 | 4/18/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
The Sherwin-Williams Company | SHW | 824348-106 | 4/18/2012 | SH Proposal - majority voting. | SH | Yes | Abstain | For | Against | |||||||||
Fortune Brands Home & Security, Inc. | FBHS | 34964C-106 | 4/23/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Fortune Brands Home & Security, Inc. | FBHS | 34964C-106 | 4/23/2012 | Pricewaterhousecoopers as public accountants. | I | Yes | For | For | For | |||||||||
Fortune Brands Home & Security, Inc. | FBHS | 34964C-106 | 4/23/2012 | Advisory vote on the frequency of votes on executive compensation. | I | Yes | 1 Year | For | 1 Year | |||||||||
Fortune Brands Home & Security, Inc. | FBHS | 34964C-106 | 4/23/2012 | Advisory vote to approve named executive officer compensation. | I | Yes | For | For | For | |||||||||
American Electric Power Company, Inc. | AEP | 025537-101 | 4/24/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
American Electric Power Company, Inc. | AEP | 025537-101 | 4/24/2012 | Approval of the senior officer incentive plan. | I | Yes | For | For | For | |||||||||
American Electric Power Company, Inc. | AEP | 025537-101 | 4/24/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
American Electric Power Company, Inc. | AEP | 025537-101 | 4/24/2012 | Advisory approval of the company’s executive compensation. | I | Yes | For | For | For | |||||||||
The Coca-Cola Company | KO | 191216-100 | 4/25/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
The Coca-Cola Company | KO | 191216-100 | 4/25/2012 | E&Y as independent auditor. | I | Yes | For | For | For | |||||||||
The Coca-Cola Company | KO | 191216-100 | 4/25/2012 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | |||||||||
Greenlight Capital RE, LTD | GLRE | G4095J-109 | 4/25/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Greenlight Capital RE, LTD | GLRE | G4095J-109 | 4/25/2012 | BDO USA as independent auditors. | I | Yes | For | For | For | |||||||||
Greenlight Capital RE, LTD | GLRE | G4095J-109 | 4/25/2012 | BDO Cayman Ltd. as the independent auditors. | I | Yes | For | For | For | |||||||||
Greenlight Capital RE, LTD | GLRE | G4095J-109 | 4/25/2012 | BDO as independent auditors in Greenlight Ireland. | I | Yes | For | For | For | |||||||||
Greenlight Capital RE, LTD | GLRE | G4095J-109 | 4/25/2012 | Approve the company’s compensation of named executive officers. | I | Yes | For | For | For | |||||||||
Eaton Corporation | ETN | 278058-102 | 4/25/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Eaton Corporation | ETN | 278058-102 | 4/25/2012 | Approving the proposed 2012 stock plan. | I | Yes | For | For | For | |||||||||
Eaton Corporation | ETN | 278058-102 | 4/25/2012 | E&Y as independent auditor. | I | Yes | For | For | For | |||||||||
Eaton Corporation | ETN | 278058-102 | 4/25/2012 | Advisory approval of the company’s executive compensation. | I | Yes | For | For | For | |||||||||
The Ryland Group, Inc. | RYL | 783764-103 | 4/25/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
The Ryland Group, Inc. | RYL | 783764-103 | 4/25/2012 | Advisory vote on the compensation program for executive officers. | I | Yes | For | For | For | |||||||||
The Ryland Group, Inc. | RYL | 783764-103 | 4/25/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | Director Vote. | F | Yes | For | For | For | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | Advisory vote to approve named executive officer compensation. | F | Yes | For | For | For | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | Approval of the 2012 long-term incentive plan. | F | Yes | For | For | For | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | Pricewaterhousecoopers as public accountants. | F | Yes | For | For | For | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | SH Proposal - independent board chairman | SH | Yes | Abstain | For | Against | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | SH Proposal - binding vote on political contributions | SH | Yes | Abstain | For | Against | |||||||||
Johnson & Johnson | JNJ | 478160-104 | 4/26/2012 | SH Proposal - adopting non-animal methods for training | SH | Yes | Abstain | For | Against | |||||||||
HCA Holdings, Inc. | HCA | 40412C-101 | 4/26/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
HCA Holdings, Inc. | HCA | 40412C-101 | 4/26/2012 | E&Y ad public accounting firm. | I | Yes | For | For | For | |||||||||
HCA Holdings, Inc. | HCA | 40412C-101 | 4/26/2012 | Advisory vote to approve named executive officer compensation. | I | Yes | For | For | For | |||||||||
HCA Holdings, Inc. | HCA | 40412C-101 | 4/26/2012 | Advisory vote to approve the frequency of future advisory votes to approve executive comp. | I | Yes | 1 Year | For | 1 Year | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Approval of the reduction of the maximum number of BOD. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Approval of the 2011 annual report. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Approval of the dividend payment. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Approval of the discharge of the BOD of the company under Swiss law for 2011. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Approval of the compensation of the company’s named executive officers. | I | Yes | For | For | For | |||||||||
Noble Corporation | NE | H5833N-103 | 4/27/2012 | Approval of the 1991 stock option and restricted stock plan. | I | Yes | For | For | For | |||||||||
EMC Corporation | EMC | 268648-102 | 5/1/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
EMC Corporation | EMC | 268648-102 | 5/1/2012 | Pricewaterhousecoopers as independent auditors. | I | Yes | For | For | For | |||||||||
EMC Corporation | EMC | 268648-102 | 5/1/2012 | Advisory approval of executive compensation. | I | Yes | For | For | For | |||||||||
Spirit Aerosystems Holdings Inc. | SPR | 848574-109 | 5/1/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Spirit Aerosystems Holdings Inc. | SPR | 848574-109 | 5/1/2012 | Ratify the selection of Pricewaterhousecoopers. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | To approve compensation of executive officers. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Frequency of the advisory vote on the compensation of executive officers. | I | Yes | 1 Year | For | 1 Year | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Prep of Dutch statutory annual accounts in the English language. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Approve the final dividend amount of $0.20 per share. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Discharge the management board from liability. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Discharge the members of our supervisory board from liability. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | E&Y as accounting firm. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | To approve the extension of the authority of our management board to repurchase share capital. | I | Yes | For | For | For |
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | To approve the extension of the authority of our supervisory board to issue shares. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Amend the 2008 long-term incentive plan. | I | Yes | For | For | For | |||||||||
Chicago Bridge & Iron Company N.V. | CBI | 167250-109 | 5/2/2012 | Approve the compensation of the members of the supervisory board. | I | Yes | For | For | For | |||||||||
Pool Corporation | POOL | 73278L-105 | 5/2/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Pool Corporation | POOL | 73278L-105 | 5/2/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
Pool Corporation | POOL | 73278L-105 | 5/2/2012 | Say on pay vote. | I | Yes | For | For | For | |||||||||
Invesco Mortgage Capital Inc. | IVR | 46131B-100 | 5/3/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Invesco Mortgage Capital Inc. | IVR | 46131B-100 | 5/3/2012 | Grant Thornton as public accounting firm. | I | Yes | For | For | For | |||||||||
Primoris Services Corporation | PRIM | 74164F-103 | 5/4/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Primoris Services Corporation | PRIM | 74164F-103 | 5/4/2012 | Moss Adams as public accounting firm. | I | Yes | For | For | For | |||||||||
O’Reilly Automotive, Inc. | ORLY | 67103H-107 | 5/8/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
O’Reilly Automotive, Inc. | ORLY | 67103H-107 | 5/8/2012 | Advisory vote on approval of compensation of executives. | I | Yes | For | For | For | |||||||||
O’Reilly Automotive, Inc. | ORLY | 67103H-107 | 5/8/2012 | Approval of the 2012 incentive award plan. | I | Yes | For | For | For | |||||||||
O’Reilly Automotive, Inc. | ORLY | 67103H-107 | 5/8/2012 | E&Y as independent auditor. | I | Yes | For | For | For | |||||||||
Group 1 Automotive, Inc. | GPI | 398905-109 | 5/8/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Group 1 Automotive, Inc. | GPI | 398905-109 | 5/8/2012 | Advisory approval of the company’s executive compensation. | I | Yes | For | For | For | |||||||||
Group 1 Automotive, Inc. | GPI | 398905-109 | 5/8/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
M/I Homes, Inc. | MHO | 55305B-101 | 5/8/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
M/I Homes, Inc. | MHO | 55305B-101 | 5/8/2012 | Approve the compensation of the executive officers. | I | Yes | For | For | For | |||||||||
M/I Homes, Inc. | MHO | 55305B-101 | 5/8/2012 | Approve an amendment to the long-term incentive plan. | I | Yes | For | For | For | |||||||||
M/I Homes, Inc. | MHO | 55305B-101 | 5/8/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
NVR, Inc. | NVR | 62944T-105 | 5/8/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
NVR, Inc. | NVR | 62944T-105 | 5/8/2012 | KPMG as auditors. | I | Yes | For | For | For | |||||||||
NVR, Inc. | NVR | 62944T-105 | 5/8/2012 | Say on pay vote. | I | Yes | For | For | For | |||||||||
Enbridge Inc. | ENB | 29250N-105 | 5/9/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Enbridge Inc. | ENB | 29250N-105 | 5/9/2012 | Pricewaterhousecoopers as auditors. | I | Yes | For | For | For | |||||||||
Enbridge Inc. | ENB | 29250N-105 | 5/9/2012 | Approach to executive compensation. | I | Yes | For | For | For | |||||||||
Enbridge Inc. | ENB | 29250N-105 | 5/9/2012 | SH Proposal | SH | Yes | Abstain | For | Against | |||||||||
Standard Pacific Corp. | SPF | 85375C-101 | 5/9/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Standard Pacific Corp. | SPF | 85375C-101 | 5/9/2012 | To approve the stockholder rights agreement. | I | Yes | For | For | For | |||||||||
Standard Pacific Corp. | SPF | 85375C-101 | 5/9/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
Pultegroup, Inc. | PHM | 745867-101 | 5/9/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Pultegroup, Inc. | PHM | 745867-101 | 5/9/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
Pultegroup, Inc. | PHM | 745867-101 | 5/9/2012 | An advisory vote on executive compensation. | I | Yes | For | For | For | |||||||||
Pultegroup, Inc. | PHM | 745867-101 | 5/9/2012 | SH Proposal - The election of directors by a majority. | SH | Yes | Abstain | For | Against | |||||||||
Pultegroup, Inc. | PHM | 745867-101 | 5/9/2012 | SH Proposal - Performance based options. | SH | Yes | Abstain | For | Against | |||||||||
Kinder Morgan Inc. | KMI | 49456B-101 | 5/9/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Kinder Morgan Inc. | KMI | 49456B-101 | 5/9/2012 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | |||||||||
Kinder Morgan Inc. | KMI | 49456B-101 | 5/9/2012 | The approval of the compensation of named executive officers. | I | Yes | For | For | For | |||||||||
Kinder Morgan Inc. | KMI | 49456B-101 | 5/9/2012 | The frequency with which we will hold an advisory vote on compensation. | I | Yes | 1 Year | Against | 3 Years | |||||||||
Tenet Healthcare Corporation | THC | 88033G-100 | 5/10/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Tenet Healthcare Corporation | THC | 88033G-100 | 5/10/2012 | To approve the company’s executive compensation. | I | Yes | For | For | For | |||||||||
Tenet Healthcare Corporation | THC | 88033G-100 | 5/10/2012 | D&T as registered public accounting firm. | I | Yes | For | For | For | |||||||||
Tenet Healthcare Corporation | THC | 88033G-100 | 5/10/2012 | Re-approve the annual incentive plan. | I | Yes | For | For | For | |||||||||
Terex Corporation | TEX | 880779-103 | 5/10/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Terex Corporation | TEX | 880779-103 | 5/10/2012 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | |||||||||
Terex Corporation | TEX | 880779-103 | 5/10/2012 | To approve the compensation of named executive officers. | I | Yes | For | For | For | |||||||||
Lumber Liquidators Holdings Inc. | LL | 55003T-107 | 5/10/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Lumber Liquidators Holdings Inc. | LL | 55003T-107 | 5/10/2012 | E&Y as public accounting firm. | I | Yes | For | For | For | |||||||||
Lumber Liquidators Holdings Inc. | LL | 55003T-107 | 5/10/2012 | Advisory vote to approve named executive officer compensation. | I | Yes | For | For | For | |||||||||
CIT Group Inc. | CIT | 125581-801 | 5/15/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
CIT Group Inc. | CIT | 125581-801 | 5/15/2012 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | |||||||||
CIT Group Inc. | CIT | 125581-801 | 5/15/2012 | Vote to approve named executive compensation. | I | Yes | For | For | For | |||||||||
Broadcom Corporation | BRCM | 111320-107 | 5/15/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Broadcom Corporation | BRCM | 111320-107 | 5/15/2012 | Approve an amendment to the 1998 employee stock purchase plan. | I | Yes | For | For | For | |||||||||
Broadcom Corporation | BRCM | 111320-107 | 5/15/2012 | Approve the adoption of the 2012 stock incentive plan. | I | Yes | For | For | For | |||||||||
Broadcom Corporation | BRCM | 111320-107 | 5/15/2012 | KPMG as accounting firm. | I | Yes | For | For | For | |||||||||
Discovery Communications, Inc. | DISCA | 25470F-104 | 5/15/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Discovery Communications, Inc. | DISCA | 25470F-104 | 5/15/2012 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | |||||||||
Akamai Technologies, Inc. | AKAM | 00971T-101 | 5/16/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Akamai Technologies, Inc. | AKAM | 00971T-101 | 5/16/2012 | To approve the compensation of named executive officers. | I | Yes | For | For | For | |||||||||
Akamai Technologies, Inc. | AKAM | 00971T-101 | 5/16/2012 | Pricewaterhousecoopers as auditors. | I | Yes | For | For | For | |||||||||
Ann Inc. | ANN | 035623-107 | 5/16/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Ann Inc. | ANN | 035623-107 | 5/16/2012 | To approve the company’s executive compensation. | I | Yes | For | For | For | |||||||||
Ann Inc. | ANN | 035623-107 | 5/16/2012 | To approve the company’s management performance compensation plan. | I | Yes | For | For | For | |||||||||
Ann Inc. | ANN | 035623-107 | 5/16/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
Ann Inc. | ANN | 035623-107 | 5/16/2012 | SH Proposal - Declassification of the company’s BOD. | SH | Yes | Abstain | For | None | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | Ratify the appointment of KPMG. | I | Yes | For | For | For | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | Approval of an amendment to the employee stock purchase plan. | I | Yes | For | For | For | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | SH Proposal - regarding advisory vote on political contributions. | SH | Yes | Abstain | For | Against | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | SH Proposal - regarding employment diversity report. | SH | Yes | Abstain | For | Against | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | SH Proposal - regarding removal of procedural safeguards from SH written consent right. | SH | Yes | Abstain | For | Against | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | SH Proposal - regarding special SH meetings. | SH | Yes | Abstain | For | Against | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | SH Proposal - regarding charitable contributions. | SH | Yes | Abstain | For | Against | |||||||||
The Home Depot, Inc. | HD | 437076-102 | 5/17/2012 | SH Proposal - regarding stormwater management policy. | SH | Yes | Abstain | For | Against | |||||||||
Panera Bread Company | PNRA | 69840W-108 | 5/17/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Panera Bread Company | PNRA | 69840W-108 | 5/17/2012 | To approve the compensation of named executive officers. | I | Yes | For | For | For | |||||||||
Panera Bread Company | PNRA | 69840W-108 | 5/17/2012 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | |||||||||
CMS Energy Corporation | CMS | 125896-100 | 5/18/2012 | Director Vote. | I | Yes | For | For | For |
CMS Energy Corporation | CMS | 125896-100 | 5/18/2012 | Vote to approve named executive compensation. | I | Yes | For | For | For | |||||||||
CMS Energy Corporation | CMS | 125896-100 | 5/18/2012 | Ratification of independent public accounting firm. | I | Yes | For | For | For | |||||||||
Urban Outfitters, Inc. | URBN | 917047-102 | 5/22/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Urban Outfitters, Inc. | URBN | 917047-102 | 5/22/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
Urban Outfitters, Inc. | URBN | 917047-102 | 5/22/2012 | SH Proposal - Board Nominee Requirements. | SH | Yes | Abstain | For | Against | |||||||||
Urban Outfitters, Inc. | URBN | 917047-102 | 5/22/2012 | SH Proposal - Majority voting in Director elections. | SH | Yes | Abstain | For | Against | |||||||||
Urban Outfitters, Inc. | URBN | 917047-102 | 5/22/2012 | SH Proposal - To repeal classified Board. | SH | Yes | Abstain | For | Against | |||||||||
Ensco Plc | ESV | 29358Q-109 | 5/22/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Ensco Plc | ESV | 29358Q-109 | 5/22/2012 | KPMG as accounting firm. | I | Yes | For | For | For | |||||||||
Ensco Plc | ESV | 29358Q-109 | 5/22/2012 | Re-appoint KPMG as our U.K. statutory auditors. | I | Yes | For | For | For | |||||||||
Ensco Plc | ESV | 29358Q-109 | 5/22/2012 | Authorize the audit committee to determine the remuneration of the auditor. | I | Yes | For | For | For | |||||||||
Ensco Plc | ESV | 29358Q-109 | 5/22/2012 | Approve our 2012 long-term incentive plan. | I | Yes | For | For | For | |||||||||
Ensco Plc | ESV | 29358Q-109 | 5/22/2012 | Approval of the compensation of our named executive officers. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Resolution of the retained earnings of fiscal year 2011. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Resolution of the acts of the executive board in fiscal year 2011. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Resolution of the acts of the supervisory board in fiscal year 2011. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Resolution of the system of executive board compensation. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Appointment of the auditors. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
SAP AG | SAP | 803054-204 | 5/23/2012 | Cancellation of sections of articles of incorporation. | I | Yes | For | For | For | |||||||||
Clean Energy Fuels Corp. | CLNE | 184499-101 | 5/24/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Clean Energy Fuels Corp. | CLNE | 184499-101 | 5/24/2012 | Ratification of the the independent registered public accounting firm. | I | Yes | For | For | For | |||||||||
Robert Half International Inc. | RHI | 770323-103 | 5/24/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Robert Half International Inc. | RHI | 770323-103 | 5/24/2012 | Appointment of auditor. | I | Yes | For | For | For | |||||||||
Robert Half International Inc. | RHI | 770323-103 | 5/24/2012 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | Approval of the company’s executive compensation. | I | Yes | For | For | For | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | Approval of an amendment to the employee stock purchase plan. | I | Yes | For | For | For | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | SH Proposal - Regarding report on political spending. | SH | Yes | Abstain | For | Against | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | SH Proposal - Regarding executive severance agreements. | SH | Yes | Abstain | For | Against | |||||||||
Lowe’s Companies, Inc. | LOW | 548661-107 | 6/1/2012 | SH Proposal - Regarding executive stock retention requirements. | SH | Yes | Abstain | For | Against | |||||||||
UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/4/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/4/2012 | Approval of the company’s executive compensation. | I | Yes | For | For | For | |||||||||
UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/4/2012 | D&T as public accounting firm. | I | Yes | For | For | For | |||||||||
UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/4/2012 | SH Proposal | SH | Yes | Abstain | For | Against | |||||||||
Check Point Software Technologies Ltd. | CHKP | M22465-104 | 6/7/2012 | Election of directors. | I | Yes | For | For | For | |||||||||
Check Point Software Technologies Ltd. | CHKP | M22465-104 | 6/7/2012 | Re-election of 2 outside directors. | I | Yes | For | For | For | |||||||||
Check Point Software Technologies Ltd. | CHKP | M22465-104 | 6/7/2012 | Appointment of Kost, Forer, Gabbay and Kasierer as public accounting firm. | I | Yes | For | For | For | |||||||||
Check Point Software Technologies Ltd. | CHKP | M22465-104 | 6/7/2012 | Approve compensation to CEO. | I | Yes | For | For | For | |||||||||
Check Point Software Technologies Ltd. | CHKP | M22465-104 | 6/7/2012 | To authorize the chairman to continue serving as chairman. | I | Yes | For | For | For | |||||||||
Check Point Software Technologies Ltd. | CHKP | M22465-104 | 6/7/2012 | I am a controlling SH and have a personal interest in Item 2, 4 or 5. | I | Yes | No | N/A | None | |||||||||
The TJX Companies, Inc. | TJX | 872540-109 | 6/13/2012 | Director Vote. | I | Yes | For | For | For | |||||||||
The TJX Companies, Inc. | TJX | 872540-109 | 6/13/2012 | Appointment of public accounting firm. | I | Yes | For | For | For | |||||||||
The TJX Companies, Inc. | TJX | 872540-109 | 6/13/2012 | Approval of executive performance goals under cash incentive plans. | I | Yes | For | For | For | |||||||||
The TJX Companies, Inc. | TJX | 872540-109 | 6/13/2012 | Advisory approval of executive compensation. | I | Yes | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| The Caldwell & Orkin Funds, Inc. | ||
By: | /s/ Michael B. Orkin | |
| Michael B. Orkin | ||
| President | ||
Date: | August 17, 2012 | |