| | | | | | | | | | | | | | | | | | |
(a) Name of Issuer | | (b) Ticker | | (c) CUSIP | | (d) Meeting Date | | (e) Identification of the Matter Voted On | | (f) Issuer(I) or Shrhldr(SH) | | (g) Voted | | (h) How Voted | | (i) For / Against
Mgt | | Directors’
Rec |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | To receive the annual report and accounts. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | To declare a final dividend. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | To reappoint Pricewaterhousecoopers. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Authorize the directors to set the auditors’ remuneration. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | To approve the directors remuneration report. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Authorize the directors to allot ordinary shares. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | To disapply pre-emption rights. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Authorize the company to purchase its own shares. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Authorize the directors to hold general meetings on 14 clear days’ notice. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Reapprove the share incentive plan. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Reapprove the employee stock purchase plan. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Approve the sharesave plan. | | I | | Yes | | For | | For | | For |
National Grid PLC | | NGG | | 636274-300 | | 7/25/2011 | | Approve the long term performance plan. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | To receive the company’s accounts and reports of the directors. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Director Vote. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | To approve a final dividend. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | To approve the remuneration report. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | To re-appoint Deloitte as auditor. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Authorize the audit committee to determine the remuneration of the auditor. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Authorize the directors to allot shares. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Authorize the directors to dis-apply pre-emption rights. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Authorize the company to purchase its own shares. | | I | | Yes | | For | | For | | For |
Vodafone Group PLC | | VOD | | 92857W-209 | | 7/26/2011 | | Authorize the calling of a general meeting other than an annual general meeting. | | I | | Yes | | For | | For | | For |
Airgas, Inc. | | ARG | | 009363-102 | | 8/29/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Airgas, Inc. | | ARG | | 009363-102 | | 8/29/2011 | | KPMG as accounting firm. | | I | | Yes | | For | | For | | For |
Airgas, Inc. | | ARG | | 009363-102 | | 8/29/2011 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Airgas, Inc. | | ARG | | 009363-102 | | 8/29/2011 | | Advisory vote on the frequency of votes on executive compensation. | | I | | Yes | | 1 Year | | For | | 1 Year |
Netapp, Inc. | | NTAP | | 64110D-104 | | 8/31/2011 | | Vote for election of directors. | | I | | Yes | | For | | For | | For |
Netapp, Inc. | | NTAP | | 64110D-104 | | 8/31/2011 | | Amendment to the stock option plan. | | I | | Yes | | For | | For | | For |
Netapp, Inc. | | NTAP | | 64110D-104 | | 8/31/2011 | | Amendment to the stock purchase plan. | | I | | Yes | | For | | For | | For |
Netapp, Inc. | | NTAP | | 64110D-104 | | 8/31/2011 | | To approve an advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Netapp, Inc. | | NTAP | | 64110D-104 | | 8/31/2011 | | Vote on the frequency of future advisory votes on compensation. | | I | | Yes | | 1 Year | | 1 Year | | For |
Netapp, Inc. | | NTAP | | 64110D-104 | | 8/31/2011 | | D&T as auditors. | | I | | Yes | | For | | For | | For |
Costco Wholesale Corporation | | COST | | 22160K-105 | | 1/26/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Costco Wholesale Corporation | | COST | | 22160K-105 | | 1/26/2012 | | Ratification of selection of independent auditors. | | I | | Yes | | For | | For | | For |
Costco Wholesale Corporation | | COST | | 22160K-105 | | 1/26/2012 | | Amendment of Company’s Fifth restated stock incentive plan. | | I | | Yes | | For | | For | | For |
Costco Wholesale Corporation | | COST | | 22160K-105 | | 1/26/2012 | | Approval, on an advisory basis, of executive compensation. | | I | | Yes | | For | | For | | For |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | E&Y as accounting firm. | | I | | Yes | | For | | For | | For |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | SH Proposal - Conflict of interest report | | SH | | Yes | | Abstain | | For | | Against |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | SH Proposal - SH say on director pay | | SH | | Yes | | Abstain | | For | | Against |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | SH Proposal - Report on political contributions and expenditures | | SH | | Yes | | Abstain | | For | | Against |
Apple Inc. | | AAPL | | 037833-100 | | 2/23/2012 | | SH Proposal - Adopt a majority voting standard for director elections. | | SH | | Yes | | Abstain | | For | | Against |
Qualcomm Incorporated | | QCOM | | 747525-103 | | 3/6/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Qualcomm Incorporated | | QCOM | | 747525-103 | | 3/6/2012 | | Pricewaterhousecoopers as public accountants. | | I | | Yes | | For | | For | | For |
Qualcomm Incorporated | | QCOM | | 747525-103 | | 3/6/2012 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Qualcomm Incorporated | | QCOM | | 747525-103 | | 3/6/2012 | | Approve an amendment to the certificate of incorporation. | | I | | Yes | | For | | For | | For |
Whole Foods Market, Inc. | | WFMI | | 966837-106 | | 3/9/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Whole Foods Market, Inc. | | WFMI | | 966837-106 | | 3/9/2012 | | E&Y as independent auditor. | | I | | Yes | | For | | For | | For |
Whole Foods Market, Inc. | | WFMI | | 966837-106 | | 3/9/2012 | | Ratification of the compensation package granted to named executive officers. | | I | | Yes | | For | | For | | For |
Whole Foods Market, Inc. | | WFMI | | 966837-106 | | 3/9/2012 | | Adoption of the amendment to increase authorized shares of common stock to 600 million. | | I | | Yes | | For | | For | | For |
Whole Foods Market, Inc. | | WFMI | | 966837-106 | | 3/9/2012 | | SH Proposal - amend the company’s bylaws to permit removal of directors. | | SH | | Yes | | Abstain | | For | | Against |
Whole Foods Market, Inc. | | WFMI | | 966837-106 | | 3/9/2012 | | SH Proposal - require the company to have an independent Chairman of the Board. | | SH | | Yes | | Abstain | | For | | Against |
Toll Brothers, Inc. | | TOLL | | 889478-103 | | 3/14/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Toll Brothers, Inc. | | TOLL | | 889478-103 | | 3/14/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
Toll Brothers, Inc. | | TOLL | | 889478-103 | | 3/14/2012 | | Approval of the compensation of the company’s named executive officers. | | I | | Yes | | For | | For | | For |
Starbucks Corporation | | SBUX | | 855244-109 | | 3/21/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Starbucks Corporation | | SBUX | | 855244-109 | | 3/21/2012 | | Approval of the advisory resolution on executive compensation. | | I | | Yes | | For | | For | | For |
Starbucks Corporation | | SBUX | | 855244-109 | | 3/21/2012 | | Amendment and restatement of the executive bonus plan. | | I | | Yes | | For | | For | | For |
Starbucks Corporation | | SBUX | | 855244-109 | | 3/21/2012 | | D&T as accounting firm. | | I | | Yes | | For | | For | | For |
Starbucks Corporation | | SBUX | | 855244-109 | | 3/21/2012 | | SH Proposal - Board Committee on sustainability. | | SH | | Yes | | Abstain | | For | | Against |
Lennar Corporation | | LEN | | 526057-104 | | 4/11/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Lennar Corporation | | LEN | | 526057-104 | | 4/11/2012 | | Approve the company’s compensation of named executive officers. | | I | | Yes | | For | | For | | For |
Lennar Corporation | | LEN | | 526057-104 | | 4/11/2012 | | Approve amendments to the 2007 equity incentive plan. | | I | | Yes | | For | | For | | For |
Lennar Corporation | | LEN | | 526057-104 | | 4/11/2012 | | Approve the 2012 incentive compensation plan. | | I | | Yes | | For | | For | | For |
Lennar Corporation | | LEN | | 526057-104 | | 4/11/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Lennar Corporation | | LEN | | 526057-104 | | 4/11/2012 | | SH Proposal - regarding the company’s energy use practices. | | SH | | Yes | | Abstain | | For | | Against |
KB Home | | KBH | | 48666K-109 | | 4/12/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
KB Home | | KBH | | 48666K-109 | | 4/12/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
KB Home | | KBH | | 48666K-109 | | 4/12/2012 | | Advisory vote to approve named executive officer compensation. | | I | | Yes | | For | | For | | For |
Stanley Black & Decker, Inc. | | SWK | | 854502-101 | | 4/17/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Stanley Black & Decker, Inc. | | SWK | | 854502-101 | | 4/17/2012 | | Approve amendment to declassify the BOD. | | I | | Yes | | For | | For | | For |
Stanley Black & Decker, Inc. | | SWK | | 854502-101 | | 4/17/2012 | | Approve 2012 management incentive compensation plan. | | I | | Yes | | For | | For | | For |
Stanley Black & Decker, Inc. | | SWK | | 854502-101 | | 4/17/2012 | | E&Y as independent auditor. | | I | | Yes | | For | | For | | For |
Stanley Black & Decker, Inc. | | SWK | | 854502-101 | | 4/17/2012 | | Approve the compensation of the company’s named executive officers. | | I | | Yes | | For | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/18/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/18/2012 | | Advisory Approval of compensation of the named executives. | | I | | Yes | | For | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/18/2012 | | Amendment and restatement of 2007 executive performance bonus plan. | | I | | Yes | | For | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/18/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
The Sherwin-Williams Company | | SHW | | 824348-106 | | 4/18/2012 | | SH Proposal - majority voting. | | SH | | Yes | | Abstain | | For | | Against |
Fortune Brands Home & Security, Inc. | | FBHS | | 34964C-106 | | 4/23/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Fortune Brands Home & Security, Inc. | | FBHS | | 34964C-106 | | 4/23/2012 | | Pricewaterhousecoopers as public accountants. | | I | | Yes | | For | | For | | For |
Fortune Brands Home & Security, Inc. | | FBHS | | 34964C-106 | | 4/23/2012 | | Advisory vote on the frequency of votes on executive compensation. | | I | | Yes | | 1 Year | | For | | 1 Year |
Fortune Brands Home & Security, Inc. | | FBHS | | 34964C-106 | | 4/23/2012 | | Advisory vote to approve named executive officer compensation. | | I | | Yes | | For | | For | | For |
American Electric Power Company, Inc. | | AEP | | 025537-101 | | 4/24/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
American Electric Power Company, Inc. | | AEP | | 025537-101 | | 4/24/2012 | | Approval of the senior officer incentive plan. | | I | | Yes | | For | | For | | For |
American Electric Power Company, Inc. | | AEP | | 025537-101 | | 4/24/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
American Electric Power Company, Inc. | | AEP | | 025537-101 | | 4/24/2012 | | Advisory approval of the company’s executive compensation. | | I | | Yes | | For | | For | | For |
The Coca-Cola Company | | KO | | 191216-100 | | 4/25/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
The Coca-Cola Company | | KO | | 191216-100 | | 4/25/2012 | | E&Y as independent auditor. | | I | | Yes | | For | | For | | For |
The Coca-Cola Company | | KO | | 191216-100 | | 4/25/2012 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For |
Greenlight Capital RE, LTD | | GLRE | | G4095J-109 | | 4/25/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Greenlight Capital RE, LTD | | GLRE | | G4095J-109 | | 4/25/2012 | | BDO USA as independent auditors. | | I | | Yes | | For | | For | | For |
Greenlight Capital RE, LTD | | GLRE | | G4095J-109 | | 4/25/2012 | | BDO Cayman Ltd. as the independent auditors. | | I | | Yes | | For | | For | | For |
Greenlight Capital RE, LTD | | GLRE | | G4095J-109 | | 4/25/2012 | | BDO as independent auditors in Greenlight Ireland. | | I | | Yes | | For | | For | | For |
Greenlight Capital RE, LTD | | GLRE | | G4095J-109 | | 4/25/2012 | | Approve the company’s compensation of named executive officers. | | I | | Yes | | For | | For | | For |
Eaton Corporation | | ETN | | 278058-102 | | 4/25/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Eaton Corporation | | ETN | | 278058-102 | | 4/25/2012 | | Approving the proposed 2012 stock plan. | | I | | Yes | | For | | For | | For |
Eaton Corporation | | ETN | | 278058-102 | | 4/25/2012 | | E&Y as independent auditor. | | I | | Yes | | For | | For | | For |
Eaton Corporation | | ETN | | 278058-102 | | 4/25/2012 | | Advisory approval of the company’s executive compensation. | | I | | Yes | | For | | For | | For |
The Ryland Group, Inc. | | RYL | | 783764-103 | | 4/25/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
The Ryland Group, Inc. | | RYL | | 783764-103 | | 4/25/2012 | | Advisory vote on the compensation program for executive officers. | | I | | Yes | | For | | For | | For |
The Ryland Group, Inc. | | RYL | | 783764-103 | | 4/25/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | Director Vote. | | F | | Yes | | For | | For | | For |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | Advisory vote to approve named executive officer compensation. | | F | | Yes | | For | | For | | For |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | Approval of the 2012 long-term incentive plan. | | F | | Yes | | For | | For | | For |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | Pricewaterhousecoopers as public accountants. | | F | | Yes | | For | | For | | For |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | SH Proposal - independent board chairman | | SH | | Yes | | Abstain | | For | | Against |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | SH Proposal - binding vote on political contributions | | SH | | Yes | | Abstain | | For | | Against |
Johnson & Johnson | | JNJ | | 478160-104 | | 4/26/2012 | | SH Proposal - adopting non-animal methods for training | | SH | | Yes | | Abstain | | For | | Against |
HCA Holdings, Inc. | | HCA | | 40412C-101 | | 4/26/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C-101 | | 4/26/2012 | | E&Y ad public accounting firm. | | I | | Yes | | For | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C-101 | | 4/26/2012 | | Advisory vote to approve named executive officer compensation. | | I | | Yes | | For | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C-101 | | 4/26/2012 | | Advisory vote to approve the frequency of future advisory votes to approve executive comp. | | I | | Yes | | 1 Year | | For | | 1 Year |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Approval of the reduction of the maximum number of BOD. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Approval of the 2011 annual report. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Approval of the dividend payment. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Approval of the discharge of the BOD of the company under Swiss law for 2011. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Approval of the compensation of the company’s named executive officers. | | I | | Yes | | For | | For | | For |
Noble Corporation | | NE | | H5833N-103 | | 4/27/2012 | | Approval of the 1991 stock option and restricted stock plan. | | I | | Yes | | For | | For | | For |
EMC Corporation | | EMC | | 268648-102 | | 5/1/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
EMC Corporation | | EMC | | 268648-102 | | 5/1/2012 | | Pricewaterhousecoopers as independent auditors. | | I | | Yes | | For | | For | | For |
EMC Corporation | | EMC | | 268648-102 | | 5/1/2012 | | Advisory approval of executive compensation. | | I | | Yes | | For | | For | | For |
Spirit Aerosystems Holdings Inc. | | SPR | | 848574-109 | | 5/1/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Spirit Aerosystems Holdings Inc. | | SPR | | 848574-109 | | 5/1/2012 | | Ratify the selection of Pricewaterhousecoopers. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | To approve compensation of executive officers. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Frequency of the advisory vote on the compensation of executive officers. | | I | | Yes | | 1 Year | | For | | 1 Year |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Prep of Dutch statutory annual accounts in the English language. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Approve the final dividend amount of $0.20 per share. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Discharge the management board from liability. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Discharge the members of our supervisory board from liability. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | E&Y as accounting firm. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | To approve the extension of the authority of our management board to repurchase share capital. | | I | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | To approve the extension of the authority of our supervisory board to issue shares. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Amend the 2008 long-term incentive plan. | | I | | Yes | | For | | For | | For |
Chicago Bridge & Iron Company N.V. | | CBI | | 167250-109 | | 5/2/2012 | | Approve the compensation of the members of the supervisory board. | | I | | Yes | | For | | For | | For |
Pool Corporation | | POOL | | 73278L-105 | | 5/2/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Pool Corporation | | POOL | | 73278L-105 | | 5/2/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Pool Corporation | | POOL | | 73278L-105 | | 5/2/2012 | | Say on pay vote. | | I | | Yes | | For | | For | | For |
Invesco Mortgage Capital Inc. | | IVR | | 46131B-100 | | 5/3/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Invesco Mortgage Capital Inc. | | IVR | | 46131B-100 | | 5/3/2012 | | Grant Thornton as public accounting firm. | | I | | Yes | | For | | For | | For |
Primoris Services Corporation | | PRIM | | 74164F-103 | | 5/4/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Primoris Services Corporation | | PRIM | | 74164F-103 | | 5/4/2012 | | Moss Adams as public accounting firm. | | I | | Yes | | For | | For | | For |
O’Reilly Automotive, Inc. | | ORLY | | 67103H-107 | | 5/8/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
O’Reilly Automotive, Inc. | | ORLY | | 67103H-107 | | 5/8/2012 | | Advisory vote on approval of compensation of executives. | | I | | Yes | | For | | For | | For |
O’Reilly Automotive, Inc. | | ORLY | | 67103H-107 | | 5/8/2012 | | Approval of the 2012 incentive award plan. | | I | | Yes | | For | | For | | For |
O’Reilly Automotive, Inc. | | ORLY | | 67103H-107 | | 5/8/2012 | | E&Y as independent auditor. | | I | | Yes | | For | | For | | For |
Group 1 Automotive, Inc. | | GPI | | 398905-109 | | 5/8/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Group 1 Automotive, Inc. | | GPI | | 398905-109 | | 5/8/2012 | | Advisory approval of the company’s executive compensation. | | I | | Yes | | For | | For | | For |
Group 1 Automotive, Inc. | | GPI | | 398905-109 | | 5/8/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
M/I Homes, Inc. | | MHO | | 55305B-101 | | 5/8/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
M/I Homes, Inc. | | MHO | | 55305B-101 | | 5/8/2012 | | Approve the compensation of the executive officers. | | I | | Yes | | For | | For | | For |
M/I Homes, Inc. | | MHO | | 55305B-101 | | 5/8/2012 | | Approve an amendment to the long-term incentive plan. | | I | | Yes | | For | | For | | For |
M/I Homes, Inc. | | MHO | | 55305B-101 | | 5/8/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
NVR, Inc. | | NVR | | 62944T-105 | | 5/8/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
NVR, Inc. | | NVR | | 62944T-105 | | 5/8/2012 | | KPMG as auditors. | | I | | Yes | | For | | For | | For |
NVR, Inc. | | NVR | | 62944T-105 | | 5/8/2012 | | Say on pay vote. | | I | | Yes | | For | | For | | For |
Enbridge Inc. | | ENB | | 29250N-105 | | 5/9/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Enbridge Inc. | | ENB | | 29250N-105 | | 5/9/2012 | | Pricewaterhousecoopers as auditors. | | I | | Yes | | For | | For | | For |
Enbridge Inc. | | ENB | | 29250N-105 | | 5/9/2012 | | Approach to executive compensation. | | I | | Yes | | For | | For | | For |
Enbridge Inc. | | ENB | | 29250N-105 | | 5/9/2012 | | SH Proposal | | SH | | Yes | | Abstain | | For | | Against |
Standard Pacific Corp. | | SPF | | 85375C-101 | | 5/9/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Standard Pacific Corp. | | SPF | | 85375C-101 | | 5/9/2012 | | To approve the stockholder rights agreement. | | I | | Yes | | For | | For | | For |
Standard Pacific Corp. | | SPF | | 85375C-101 | | 5/9/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Pultegroup, Inc. | | PHM | | 745867-101 | | 5/9/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Pultegroup, Inc. | | PHM | | 745867-101 | | 5/9/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Pultegroup, Inc. | | PHM | | 745867-101 | | 5/9/2012 | | An advisory vote on executive compensation. | | I | | Yes | | For | | For | | For |
Pultegroup, Inc. | | PHM | | 745867-101 | | 5/9/2012 | | SH Proposal - The election of directors by a majority. | | SH | | Yes | | Abstain | | For | | Against |
Pultegroup, Inc. | | PHM | | 745867-101 | | 5/9/2012 | | SH Proposal - Performance based options. | | SH | | Yes | | Abstain | | For | | Against |
Kinder Morgan Inc. | | KMI | | 49456B-101 | | 5/9/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Kinder Morgan Inc. | | KMI | | 49456B-101 | | 5/9/2012 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Kinder Morgan Inc. | | KMI | | 49456B-101 | | 5/9/2012 | | The approval of the compensation of named executive officers. | | I | | Yes | | For | | For | | For |
Kinder Morgan Inc. | | KMI | | 49456B-101 | | 5/9/2012 | | The frequency with which we will hold an advisory vote on compensation. | | I | | Yes | | 1 Year | | Against | | 3 Years |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/10/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/10/2012 | | To approve the company’s executive compensation. | | I | | Yes | | For | | For | | For |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/10/2012 | | D&T as registered public accounting firm. | | I | | Yes | | For | | For | | For |
Tenet Healthcare Corporation | | THC | | 88033G-100 | | 5/10/2012 | | Re-approve the annual incentive plan. | | I | | Yes | | For | | For | | For |
Terex Corporation | | TEX | | 880779-103 | | 5/10/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Terex Corporation | | TEX | | 880779-103 | | 5/10/2012 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Terex Corporation | | TEX | | 880779-103 | | 5/10/2012 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For |
Lumber Liquidators Holdings Inc. | | LL | | 55003T-107 | | 5/10/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Lumber Liquidators Holdings Inc. | | LL | | 55003T-107 | | 5/10/2012 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For |
Lumber Liquidators Holdings Inc. | | LL | | 55003T-107 | | 5/10/2012 | | Advisory vote to approve named executive officer compensation. | | I | | Yes | | For | | For | | For |
CIT Group Inc. | | CIT | | 125581-801 | | 5/15/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
CIT Group Inc. | | CIT | | 125581-801 | | 5/15/2012 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
CIT Group Inc. | | CIT | | 125581-801 | | 5/15/2012 | | Vote to approve named executive compensation. | | I | | Yes | | For | | For | | For |
Broadcom Corporation | | BRCM | | 111320-107 | | 5/15/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Broadcom Corporation | | BRCM | | 111320-107 | | 5/15/2012 | | Approve an amendment to the 1998 employee stock purchase plan. | | I | | Yes | | For | | For | | For |
Broadcom Corporation | | BRCM | | 111320-107 | | 5/15/2012 | | Approve the adoption of the 2012 stock incentive plan. | | I | | Yes | | For | | For | | For |
Broadcom Corporation | | BRCM | | 111320-107 | | 5/15/2012 | | KPMG as accounting firm. | | I | | Yes | | For | | For | | For |
Discovery Communications, Inc. | | DISCA | | 25470F-104 | | 5/15/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Discovery Communications, Inc. | | DISCA | | 25470F-104 | | 5/15/2012 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
Akamai Technologies, Inc. | | AKAM | | 00971T-101 | | 5/16/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Akamai Technologies, Inc. | | AKAM | | 00971T-101 | | 5/16/2012 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For |
Akamai Technologies, Inc. | | AKAM | | 00971T-101 | | 5/16/2012 | | Pricewaterhousecoopers as auditors. | | I | | Yes | | For | | For | | For |
Ann Inc. | | ANN | | 035623-107 | | 5/16/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Ann Inc. | | ANN | | 035623-107 | | 5/16/2012 | | To approve the company’s executive compensation. | | I | | Yes | | For | | For | | For |
Ann Inc. | | ANN | | 035623-107 | | 5/16/2012 | | To approve the company’s management performance compensation plan. | | I | | Yes | | For | | For | | For |
Ann Inc. | | ANN | | 035623-107 | | 5/16/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Ann Inc. | | ANN | | 035623-107 | | 5/16/2012 | | SH Proposal - Declassification of the company’s BOD. | | SH | | Yes | | Abstain | | For | | None |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | Ratify the appointment of KPMG. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | Approval of an amendment to the employee stock purchase plan. | | I | | Yes | | For | | For | | For |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | SH Proposal - regarding advisory vote on political contributions. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | SH Proposal - regarding employment diversity report. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | SH Proposal - regarding removal of procedural safeguards from SH written consent right. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | SH Proposal - regarding special SH meetings. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | SH Proposal - regarding charitable contributions. | | SH | | Yes | | Abstain | | For | | Against |
The Home Depot, Inc. | | HD | | 437076-102 | | 5/17/2012 | | SH Proposal - regarding stormwater management policy. | | SH | | Yes | | Abstain | | For | | Against |
Panera Bread Company | | PNRA | | 69840W-108 | | 5/17/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Panera Bread Company | | PNRA | | 69840W-108 | | 5/17/2012 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For |
Panera Bread Company | | PNRA | | 69840W-108 | | 5/17/2012 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For |
CMS Energy Corporation | | CMS | | 125896-100 | | 5/18/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
| | | | | | | | | | | | | | | | | | |
CMS Energy Corporation | | CMS | | 125896-100 | | 5/18/2012 | | Vote to approve named executive compensation. | | I | | Yes | | For | | For | | For |
CMS Energy Corporation | | CMS | | 125896-100 | | 5/18/2012 | | Ratification of independent public accounting firm. | | I | | Yes | | For | | For | | For |
Urban Outfitters, Inc. | | URBN | | 917047-102 | | 5/22/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Urban Outfitters, Inc. | | URBN | | 917047-102 | | 5/22/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Urban Outfitters, Inc. | | URBN | | 917047-102 | | 5/22/2012 | | SH Proposal - Board Nominee Requirements. | | SH | | Yes | | Abstain | | For | | Against |
Urban Outfitters, Inc. | | URBN | | 917047-102 | | 5/22/2012 | | SH Proposal - Majority voting in Director elections. | | SH | | Yes | | Abstain | | For | | Against |
Urban Outfitters, Inc. | | URBN | | 917047-102 | | 5/22/2012 | | SH Proposal - To repeal classified Board. | | SH | | Yes | | Abstain | | For | | Against |
Ensco Plc | | ESV | | 29358Q-109 | | 5/22/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/22/2012 | | KPMG as accounting firm. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/22/2012 | | Re-appoint KPMG as our U.K. statutory auditors. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/22/2012 | | Authorize the audit committee to determine the remuneration of the auditor. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/22/2012 | | Approve our 2012 long-term incentive plan. | | I | | Yes | | For | | For | | For |
Ensco Plc | | ESV | | 29358Q-109 | | 5/22/2012 | | Approval of the compensation of our named executive officers. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Resolution of the retained earnings of fiscal year 2011. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Resolution of the acts of the executive board in fiscal year 2011. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Resolution of the acts of the supervisory board in fiscal year 2011. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Resolution of the system of executive board compensation. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Appointment of the auditors. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
SAP AG | | SAP | | 803054-204 | | 5/23/2012 | | Cancellation of sections of articles of incorporation. | | I | | Yes | | For | | For | | For |
Clean Energy Fuels Corp. | | CLNE | | 184499-101 | | 5/24/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Clean Energy Fuels Corp. | | CLNE | | 184499-101 | | 5/24/2012 | | Ratification of the the independent registered public accounting firm. | | I | | Yes | | For | | For | | For |
Robert Half International Inc. | | RHI | | 770323-103 | | 5/24/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Robert Half International Inc. | | RHI | | 770323-103 | | 5/24/2012 | | Appointment of auditor. | | I | | Yes | | For | | For | | For |
Robert Half International Inc. | | RHI | | 770323-103 | | 5/24/2012 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | Approval of the company’s executive compensation. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | Approval of an amendment to the employee stock purchase plan. | | I | | Yes | | For | | For | | For |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | SH Proposal - Regarding report on political spending. | | SH | | Yes | | Abstain | | For | | Against |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | SH Proposal - Regarding executive severance agreements. | | SH | | Yes | | Abstain | | For | | Against |
Lowe’s Companies, Inc. | | LOW | | 548661-107 | | 6/1/2012 | | SH Proposal - Regarding executive stock retention requirements. | | SH | | Yes | | Abstain | | For | | Against |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 6/4/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 6/4/2012 | | Approval of the company’s executive compensation. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 6/4/2012 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For |
UnitedHealth Group Incorporated | | UNH | | 91324P-102 | | 6/4/2012 | | SH Proposal | | SH | | Yes | | Abstain | | For | | Against |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 6/7/2012 | | Election of directors. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 6/7/2012 | | Re-election of 2 outside directors. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 6/7/2012 | | Appointment of Kost, Forer, Gabbay and Kasierer as public accounting firm. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 6/7/2012 | | Approve compensation to CEO. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 6/7/2012 | | To authorize the chairman to continue serving as chairman. | | I | | Yes | | For | | For | | For |
Check Point Software Technologies Ltd. | | CHKP | | M22465-104 | | 6/7/2012 | | I am a controlling SH and have a personal interest in Item 2, 4 or 5. | | I | | Yes | | No | | N/A | | None |
The TJX Companies, Inc. | | TJX | | 872540-109 | | 6/13/2012 | | Director Vote. | | I | | Yes | | For | | For | | For |
The TJX Companies, Inc. | | TJX | | 872540-109 | | 6/13/2012 | | Appointment of public accounting firm. | | I | | Yes | | For | | For | | For |
The TJX Companies, Inc. | | TJX | | 872540-109 | | 6/13/2012 | | Approval of executive performance goals under cash incentive plans. | | I | | Yes | | For | | For | | For |
The TJX Companies, Inc. | | TJX | | 872540-109 | | 6/13/2012 | | Advisory approval of executive compensation. | | I | | Yes | | For | | For | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
