UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08659
The Caldwell & Orkin Funds Inc.
(Exact name of registrant as specified in charter)
5185 Peachtree Parkway, Suite 370
Norcross, GA 30092-6541
(Address of principal executive offices) (Zip code)
Michael B. Orkin
5185 Peachtree Parkway, Suite 370
Norcross, GA 30092-6541
(Name and Address of Agent for Service)
With copy to:
Reinaldo Pascual, Esq.
Paul Hastings LLP
1170 Peachtree Street, N.E., Suite 100
Atlanta, Georgia 30309
Registrant’s Telephone Number, including Area Code: (678) 533-7850
Date of fiscal year end: April 30
Date of reporting period: July 1, 2014 – June 30, 2015
Item 1 – Proxy Voting Record.
| (a) Name of Issuer | (b) Ticker | (c) CUSIP | (d) Meeting Date | (e) Identification of the Matter Voted On | (f) Issuer(I) or Shrhldr(SH) | (g) Voted | (h) How Voted | (i) For / Against Mgt | Directors' Rec | Why Abstaining, if applicable | Special Notes |
| Finish Line, Inc. | FINL | 317923-100 | 7/17/2014 | Director Vote. | I | Yes | For | For | For | ||
| Finish Line, Inc. | FINL | 317923-100 | 7/17/2014 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Finish Line, Inc. | FINL | 317923-100 | 7/17/2014 | Approve the compensation for named executive officers. | I | Yes | For | For | For | ||
| Finish Line, Inc. | FINL | 317923-100 | 7/17/2014 | Approve the 2009 incentive plan. | I | Yes | For | For | For | ||
| Constellation Brands, Inc. | STZ | 21036P-108 | 7/23/2014 | Director Vote. | I | Yes | For | For | For | ||
| Constellation Brands, Inc. | STZ | 21036P-108 | 7/23/2014 | KPMG as public accounting firm. | I | Yes | For | For | For | ||
| Constellation Brands, Inc. | STZ | 21036P-108 | 7/23/2014 | To approve the compensation of named executive officers. | I | Yes | For | For | For | ||
| Tribune Company | TRBAA | 896047-503 | 7/14/2014 | Director Vote. | I | Yes | For | For | For | ||
| Tribune Company | TRBAA | 896047-503 | 7/14/2014 | To approve the certificate of incorporation. | I | Yes | For | For | For | ||
| Tribune Company | TRBAA | 896047-503 | 7/14/2014 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Eagle Materials Inc. | EXP | 26969P-108 | 8/7/2014 | Director Vote. | I | Yes | For | For | For | ||
| Eagle Materials Inc. | EXP | 26969P-108 | 8/7/2014 | Advisory resolution regarding the compensation of named executive officers. | I | Yes | For | For | For | ||
| Eagle Materials Inc. | EXP | 26969P-108 | 8/7/2014 | To approve E&Y as independent auditors. | I | Yes | For | For | For | ||
| Precision Castparts Corp. | PCP | 740189-105 | 8/12/2014 | Director Vote. | I | Yes | For | For | For | ||
| Precision Castparts Corp. | PCP | 740189-105 | 8/12/2014 | Appointment of public accounting firm. | I | Yes | For | For | For | ||
| Precision Castparts Corp. | PCP | 740189-105 | 8/12/2014 | Advisory vote regarding compensation of executive officers. | I | Yes | For | For | For | ||
| Precision Castparts Corp. | PCP | 740189-105 | 8/12/2014 | SH Proposal regarding accelerated vesting of equity awards upon a change in control. | SH | Yes | Against | Against | Against | ||
| Century Aluminum Company | CENX | 156431-108 | 9/8/2014 | Director Vote. | I | Yes | For | For | For | ||
| Century Aluminum Company | CENX | 156431-108 | 9/8/2014 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| Century Aluminum Company | CENX | 156431-108 | 9/8/2014 | Proposal to approve a resolution on executive compensation. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 9/11/2014 | Approval of non-redeemable ordinary participation certificates. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 9/11/2014 | Approval of proposal to modify the voting requirements. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 9/11/2014 | The appointment of special delegates. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 9/11/2014 | Reading and approval of the minutes of the meeting. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 10/27/2014 | Approval of a proposal to modify the trust agreement. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 10/27/2014 | The appointment of special delegates. | I | Yes | For | For | For | ||
| Cemex, S.A.B. DE C.V. | CX | 151290-889 | 10/27/2014 | Reading and approval of the minutes of the meeting. | I | Yes | For | For | For | ||
| Brinker International, Inc. | EAT | 109641-100 | 10/30/2014 | Director Vote. | I | Yes | For | For | For | ||
| Brinker International, Inc. | EAT | 109641-100 | 10/30/2014 | KPMG as independent auditors. | I | Yes | For | For | For | ||
| Brinker International, Inc. | EAT | 109641-100 | 10/30/2014 | To approve executive compensation. | I | Yes | For | For | For | ||
| LAM Research Corporation | LRCX | 512807-108 | 11/6/2014 | Director Vote. | I | Yes | For | For | For | ||
| LAM Research Corporation | LRCX | 512807-108 | 11/6/2014 | Vote on the compensation of named executive officers. | I | Yes | For | For | For | ||
| LAM Research Corporation | LRCX | 512807-108 | 11/6/2014 | Ratification of the appointment of registered public accounting firm. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 11/20/2014 | To approve an amendment to increase the number of authorized shares of common stock. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 11/20/2014 | To approve the issuance of shares of KMI common stock in the proposed mergers. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 11/20/2014 | To approve the adjournment of the special meeting. | I | Yes | For | For | For | ||
| Microsoft Corporation | MSFT | 594918-104 | 12/3/2014 | Director Vote. | I | Yes | For | For | For | ||
| Microsoft Corporation | MSFT | 594918-104 | 12/3/2014 | Advisory vote on executive compensation. | I | Yes | For | For | For | ||
| Microsoft Corporation | MSFT | 594918-104 | 12/3/2014 | D&T as independent auditors. | I | Yes | For | For | For | ||
| Microsoft Corporation | MSFT | 594918-104 | 12/3/2014 | SH Proposal - proxy access for shareholders. | SH | Yes | Against | For | Against | ||
| Jack in the Box Inc. | JACK | 466367-109 | 2/13/2015 | Director Vote. | I | Yes | For | For | For | ||
| Jack in the Box Inc. | JACK | 466367-109 | 2/13/2015 | KPMG as registered public accountants. | I | Yes | For | For | For | ||
| Jack in the Box Inc. | JACK | 466367-109 | 2/13/2015 | Advisory approval of executive compensation. | I | Yes | For | For | For | ||
| Liquidity Services, Inc. | LQDT | 53635B107 | 2/26/2015 | Director Vote. | I | Yes | For | For | For | ||
| Liquidity Services, Inc. | LQDT | 53635B-107 | 2/26/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Liquidity Services, Inc. | LQDT | 53635B-107 | 2/26/2015 | Approval of executive compensation. | I | Yes | For | For | For | ||
| Liquidity Services, Inc. | LQDT | 53635B-107 | 2/26/2015 | Approval of the 2006 long-term incentive plan. | I | Yes | For | For | For | ||
| Apple Inc. | AAPL | 037833-100 | 3/10/2015 | Director Vote. | I | Yes | For | For | For | ||
| Apple Inc. | AAPL | 037833-100 | 3/10/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Apple Inc. | AAPL | 037833-100 | 3/10/2015 | Approve executive compensation. | I | Yes | For | For | For | ||
| Apple Inc. | AAPL | 037833-100 | 3/10/2015 | The amendment of the employee stock purchase plan. | I | Yes | For | For | For | ||
| Apple Inc. | AAPL | 037833-100 | 3/10/2015 | SH Proposal - risk report. | SH | Yes | Against | For | Against | ||
| Apple Inc. | AAPL | 037833-100 | 3/10/2015 | SH Proposal - proxy access for shareholders. | SH | Yes | Against | For | Against | ||
| The Walt Disney Company | DIS | 254687-106 | 3/12/2015 | Director Vote. | I | Yes | For | For | For | ||
| The Walt Disney Company | DIS | 254687-106 | 3/12/2015 | Pricewaterhousecoopers as public accountants. | I | Yes | For | For | For | ||
| The Walt Disney Company | DIS | 254687-106 | 3/12/2015 | To approve executive compensation. | I | Yes | For | For | For | ||
| The Walt Disney Company | DIS | 254687-106 | 3/12/2015 | SH Proposal - independent board chairman | SH | Yes | Against | For | Against | ||
| The Walt Disney Company | DIS | 254687-106 | 3/12/2015 | SH Proposal - acceleration of executive pay. | SH | Yes | Against | For | Against | ||
| Verifone Systems, Inc. | PAY | 92342Y-109 | 3/26/2015 | Director Vote. | I | Yes | For | For | For | ||
| Verifone Systems, Inc. | PAY | 92342Y-109 | 3/26/2015 | To approve the amendment of the 2006 incentive plan. | I | Yes | For | For | For | ||
| Verifone Systems, Inc. | PAY | 92342Y-109 | 3/26/2015 | Advisory vote on executive compensation. | I | Yes | For | For | For | ||
| Verifone Systems, Inc. | PAY | 92342Y-109 | 3/26/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Avago Technologies Limited | AVGO | Y0486S-104 | 4/8/2015 | Director Vote. | I | Yes | For | For | For | ||
| Avago Technologies Limited | AVGO | Y0486S-104 | 4/8/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Avago Technologies Limited | AVGO | Y0486S-104 | 4/8/2015 | To approve the directors to allot and issue ordinary shares. | I | Yes | For | For | For | ||
| Avago Technologies Limited | AVGO | Y0486S-104 | 4/8/2015 | To approve the share purchase mandate authorizing the purchase of its own issued ordinary shares. | I | Yes | For | For | For | ||
| Avago Technologies Limited | AVGO | Y0486S-104 | 4/8/2015 | To approve the compensation of non-employee directors. | I | Yes | For | For | For | ||
| Adobe Systems Incorporated | ADBE | 00724F-101 | 4/9/2015 | Director Vote. | I | Yes | For | For | For | ||
| Adobe Systems Incorporated | ADBE | 00724F-101 | 4/9/2015 | Approval of the amendment of the equity incentive plan. | I | Yes | For | For | For | ||
| Adobe Systems Incorporated | ADBE | 00724F-101 | 4/9/2015 | KPMG as public accounting firm. | I | Yes | For | For | For | ||
| Adobe Systems Incorporated | ADBE | 00724F-101 | 4/9/2015 | Approve the compensation of the named executive officers. | I | Yes | For | For | For | ||
| AMN Healthcare Services, Inc. | AHS | 001744-101 | 4/22/2015 | Director Vote. | I | Yes | For | For | For | ||
| AMN Healthcare Services, Inc. | AHS | 001744-101 | 4/22/2015 | To approve executive compensation. | I | Yes | For | For | For | ||
| AMN Healthcare Services, Inc. | AHS | 001744-101 | 4/22/2015 | KPMG as public accounting firm. | I | Yes | For | For | For | ||
| Eaton Corporation PLC | ETN | G29183-103 | 4/22/2015 | Director Vote. | I | Yes | For | For | For | ||
| Eaton Corporation PLC | ETN | G29183-103 | 4/22/2015 | Approving a proposed 2015 stock plan. | I | Yes | For | For | For | ||
| Eaton Corporation PLC | ETN | G29183-103 | 4/22/2015 | E&Y as independent auditor. | I | Yes | For | For | For | ||
| Eaton Corporation PLC | ETN | G29183-103 | 4/22/2015 | Advisory approval of the company's executive compensation. | I | Yes | For | For | For | ||
| Eaton Corporation PLC | ETN | G29183-103 | Authorizing the company to make overseas market purchases of company shares. | I | Yes | For | For | For | |||
| Spirit Aerosystems Holdings Inc. | SPR | 848574-109 | 4/22/2015 | Director Vote. | I | Yes | For | For | For | ||
| Spirit Aerosystems Holdings Inc. | SPR | 848574-109 | 4/22/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Spirit Aerosystems Holdings Inc. | SPR | 848574-109 | 4/22/2015 | Approve the fourth amended and restated bylaws. | I | Yes | For | For | For | ||
| Lockheed Martin Corporation | LMT | 539830-109 | 4/23/2015 | Director Vote. | I | Yes | For | For | For | ||
| Lockheed Martin Corporation | LMT | 539830-109 | 4/23/2015 | E&Y as independent auditor. | I | Yes | For | For | For | ||
| Lockheed Martin Corporation | LMT | 539830-109 | 4/23/2015 | Approve the compensation of named executive officers. | I | Yes | For | For | For | ||
| Lockheed Martin Corporation | LMT | 539830-109 | 4/23/2015 | SH Proposal - written consent. | SH | Yes | Against | For | Against | ||
| Lockheed Martin Corporation | LMT | 539830-109 | 4/23/2015 | SH Proposal - lobbying expenditures. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Snap-On Incorporated | SNA | 833034-101 | 4/30/2015 | Director Vote. | I | Yes | For | For | For | ||
| Snap-On Incorporated | SNA | 833034-101 | 4/30/2015 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| Snap-On Incorporated | SNA | 833034-101 | 4/30/2015 | Proposal to amend the 2011 incentive stock and awards plan. | I | Yes | For | For | For | ||
| Snap-On Incorporated | SNA | 833034-101 | 4/30/2015 | Approve the compensation of executive officers. | I | Yes | For | For | For | ||
| Polaris Industries Inc. | PII | 731068-102 | 4/30/2015 | Director Vote. | I | Yes | For | For | For | ||
| Polaris Industries Inc. | PII | 731068-102 | 4/30/2015 | Approval of the omnibus incentive plan. | I | Yes | For | For | For | ||
| Polaris Industries Inc. | PII | 731068-102 | 4/30/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Polaris Industries Inc. | PII | 731068-102 | 4/30/2015 | Advisory vote to approve compensation of executive officers. | I | Yes | For | For | For | ||
| Alcoa Inc. | AA | 013817-101 | 5/1/2015 | Director Vote. | I | Yes | For | For | For | ||
| Alcoa Inc. | AA | 013817-101 | 5/1/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Alcoa Inc. | AA | 013817-101 | 5/1/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | Director Vote. | I | Yes | For | For | For | ||
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | Appointment of independent auditors for 2015. | I | Yes | For | For | For | ||
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | Advisory vote on approval of executive compensation. | I | Yes | For | For | For | ||
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | Approval of an amendment to bylaws. | I | Yes | For | For | For | ||
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: right to act by written consent. | SH | Yes | Against | For | Against | ||
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: new nuclear construction. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: report on methane emissions. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: sustainability as a performance measure for executive compensation. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: report on the financial risks posed by climate change. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: adopt quantitative goals for reducing greenhouse gas emissions. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Dominion Resources, Inc. | D | 25746U-109 | 5/6/2015 | SH Proposal: Report on bioenergy. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Brunswick Corporation | BC | 117043-109 | 5/6/2015 | Director Vote. | I | Yes | For | For | For | ||
| Brunswick Corporation | BC | 117043-109 | 5/6/2015 | Approval of the compensation of executive officers. | I | Yes | For | For | For | ||
| Brunswick Corporation | BC | 117043-109 | 5/6/2015 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| Covanta Holding Corporation | CVA | 22282E-102 | 5/7/2015 | Director Vote. | I | Yes | For | For | For | ||
| Covanta Holding Corporation | CVA | 2.2282E-98 | 5/7/2015 | E&Y as public accountants. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | Director Vote. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | Approval of the stock incentive plan. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | Approval of the annual incentive plan. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | Approval of the certificate of incorporation. | I | Yes | For | For | For | ||
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | SH Proposal: report on response to climate change. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | SH Proposal: report on methane emissions. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Kinder Morgan Inc. | KMI | 49456B-101 | 5/7/2015 | SH Proposal: annual sustainability report. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Cypress Semiconductor Corporation | CY | 232806-109 | 5/15/2015 | Director Vote. | I | Yes | For | For | For | ||
| Cypress Semiconductor Corporation | CY | 232806-109 | 5/15/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Cypress Semiconductor Corporation | CY | 232806-109 | 5/15/2015 | Annual advisory vote to approve the compensation of named executive officers. | I | Yes | For | For | For | ||
| Dril-Quip, Inc. | DRQ | 262037-104 | 5/15/2015 | Director Vote. | I | Yes | For | For | For | ||
| Dril-Quip, Inc. | DRQ | 262037-104 | 5/15/2015 | Pricewaterhousecoopers as registered public accounting firm. | I | Yes | For | For | For | ||
| Dril-Quip, Inc. | DRQ | 262037-104 | 5/15/2015 | Advisory vote to approve compensation of executive officers. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Approval of the 2014 annual report. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Discharge of BOD from liability during fiscal year 2014. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Appropriation of available earnings for fiscal year 2014. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Distribution of Dividends | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Director Vote. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Election of Merrill A. Miller as Chairman of the Boad. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Election of compensation committee. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Reelection of independent proxy. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Advisory vote to approve named executive officer compensation. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Ratification of compensation of the BOD and the executive management team. | I | Yes | For | For | For | ||
| Transocean, Ltd. | RIG | H8817H-100 | 5/15/2015 | Approval of the 2015 long-term incentive plan. | I | Yes | For | For | For | ||
| Carbo Ceramics Inc. | CRR | 140781-102 | 5/19/2015 | Director Vote. | I | Yes | For | For | For | ||
| Carbo Ceramics Inc. | CRR | 140781-102 | 5/19/2015 | E&Y as registered public accounting firm. | I | Yes | For | For | For | ||
| Carbo Ceramics Inc. | CRR | 140781-102 | 5/19/2015 | Proposal to approve the compensation of the named executive officers. | I | Yes | For | For | For | ||
| Diamond Offshore Drilling, Inc. | DO | 25271C-102 | 5/19/2015 | Director Vote. | I | Yes | For | For | For | ||
| Diamond Offshore Drilling, Inc. | DO | 25271C-102 | 5/19/2015 | D&T as independent auditors. | I | Yes | For | For | For | ||
| Diamond Offshore Drilling, Inc. | DO | 25271C-102 | 5/19/2015 | Approve executive compensation. | I | Yes | For | For | For | ||
| Skyworks Solutions, Inc. | SWKS | 83088M-102 | 5/19/2015 | Director Vote. | I | Yes | For | For | For | ||
| Skyworks Solutions, Inc. | SWKS | 83088M-102 | 5/19/2015 | To ratify the selection by the company's audit committee. | I | Yes | For | For | For | ||
| Skyworks Solutions, Inc. | SWKS | 83088M-102 | 5/19/2015 | To approve executive compensation. | I | Yes | For | For | For | ||
| Skyworks Solutions, Inc. | SWKS | 83088M-102 | 5/19/2015 | To approve the 2015 long-term incentive plan. | I | Yes | For | For | For | ||
| Skyworks Solutions, Inc. | SWKS | 83088M-102 | 5/19/2015 | SH Proposal - supermajority voting provisions. | SH | Yes | Against | For | Against | ||
| Foot Locker, Inc. | FL | 344849-104 | 5/20/2015 | Director Vote. | I | Yes | For | For | For | ||
| Foot Locker, Inc. | FL | 344849-104 | 5/20/2015 | Appointment of independent registered public accounting firm. | I | Yes | For | For | For | ||
| Foot Locker, Inc. | FL | 344849-104 | 5/20/2015 | Advisory approval of the company's executive compensation. | I | Yes | For | For | For | ||
| Skechers U.S.A., Inc. | SKX | 830566-105 | 5/21/2015 | Director Vote. | I | Yes | For | For | For | ||
| Skechers U.S.A., Inc. | SKX | 830566-105 | 5/21/2015 | SH Proposal - report regarding gender and racial diversity on the Board. | SH | Yes | Abstain | For | Against | Social Issue. | |
| The Home Depot, Inc. | HD | 437076-102 | 5/21/2015 | Director Vote. | I | Yes | For | For | For | ||
| The Home Depot, Inc. | HD | 437076-102 | 5/21/2015 | The appointment of KPMG. | I | Yes | For | For | For | ||
| The Home Depot, Inc. | HD | 437076-102 | 5/21/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| The Home Depot, Inc. | HD | 437076-102 | 5/21/2015 | SH Proposal - independent board chairman | SH | Yes | Against | For | Against | ||
| The Home Depot, Inc. | HD | 437076-102 | 5/21/2015 | SH Proposal - special meetings. | SH | Yes | Against | For | Against | ||
| Denny's Corporation | DENN | 24869P-104 | 5/21/2015 | Director Vote. | I | Yes | For | For | For | ||
| Denny's Corporation | DENN | 24869P-104 | 5/21/2015 | KPMG as public accounting firm. | I | Yes | For | For | For | ||
| Denny's Corporation | DENN | 24869P-104 | 5/21/2015 | To approve the executive compensation. | I | Yes | For | For | For | ||
| L Brands, Inc. | LB | 501797-104 | 5/21/2015 | Director Vote. | I | Yes | For | For | For | ||
| L Brands, Inc. | LB | 501797-104 | 5/21/2015 | Ratification of the appointment of public accountants. | I | Yes | For | For | For | ||
| L Brands, Inc. | LB | 501797-104 | 5/21/2015 | The approval of the 2015 stock option and performance incentive plan. | I | Yes | For | For | For | ||
| L Brands, Inc. | LB | 501797-104 | 5/21/2015 | The approval of the 2015 cash incentive compensation performance plan. | I | Yes | For | For | For | ||
| L Brands, Inc. | LB | 501797-104 | 5/21/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| L Brands, Inc. | LB | 501797-104 | 5/21/2015 | SH Proposal - change certain voting requirements. | SH | Yes | Against | For | Against | ||
| Popeyes Louisiana Kitchen Inc. | PLKI | 732872-106 | 5/21/2015 | Director Vote. | I | Yes | For | For | For | ||
| Popeyes Louisiana Kitchen Inc. | PLKI | 732872-106 | 5/21/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Popeyes Louisiana Kitchen Inc. | PLKI | 732872-106 | 5/21/2015 | Approval of 2015 incentive plan. | I | Yes | For | For | For | ||
| Popeyes Louisiana Kitchen Inc. | PLKI | 732872-106 | 5/21/2015 | Approval of executive compensation. | I | Yes | For | For | For | ||
| Robert Half International Inc. | RHI | 770323-103 | 5/21/2015 | Director Vote. | I | Yes | For | For | For | ||
| Robert Half International Inc. | RHI | 770323-103 | 5/21/2015 | Ratification of appointment of auditor. | I | Yes | For | For | For | ||
| Robert Half International Inc. | RHI | 770323-103 | 5/21/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| Steven Madden, Ltd. | SHOO | 556269-108 | 5/22/2015 | Director Vote. | I | Yes | For | For | For | ||
| Steven Madden, Ltd. | SHOO | 556269-108 | 5/22/2015 | Eisneramper as public accounting firm. | I | Yes | For | For | For | ||
| Steven Madden, Ltd. | SHOO | 556269-108 | 5/22/2015 | Approve executive compensation. | I | Yes | For | For | For | ||
| Red Robin Gourmet Burgers, Inc. | RRGB | 75689M-101 | 5/28/2015 | Director Vote. | I | Yes | For | For | For | ||
| Red Robin Gourmet Burgers, Inc. | RRGB | 75689M-101 | 5/28/2015 | Approval of the company's executive compensation. | I | Yes | For | For | For | ||
| Red Robin Gourmet Burgers, Inc. | RRGB | 75689M-101 | 5/28/2015 | Approval of the adoption of the company's cash incentive plan. | I | Yes | For | For | For | ||
| Red Robin Gourmet Burgers, Inc. | RRGB | 75689M-101 | 5/28/2015 | Approval of the amendment to certificate of incorporation. | I | Yes | For | For | For | ||
| Red Robin Gourmet Burgers, Inc. | RRGB | 75689M-101 | 5/28/2015 | KPMG as independent auditors. | I | Yes | For | For | For | ||
| Lowe's Companies, Inc. | LOW | 548661-107 | 5/29/2015 | Director Vote. | I | Yes | For | For | For | ||
| Lowe's Companies, Inc. | LOW | 548661-107 | 5/29/2015 | Advisory approval of executive compensation. | I | Yes | For | For | For | ||
| Lowe's Companies, Inc. | LOW | 548661-107 | 5/29/2015 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/1/2015 | Director Vote. | I | Yes | For | For | For | ||
| UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/1/2015 | Advisory approval of the company's executive compensation. | I | Yes | For | For | For | ||
| UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/1/2015 | Approval of amendments to the stock incentive plan. | I | Yes | For | For | For | ||
| UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/1/2015 | Approval of reincorporation of the company from Minnesota to Delaware. | I | Yes | For | For | For | ||
| UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/1/2015 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| UnitedHealth Group Incorporated | UNH | 91324P-102 | 6/1/2015 | SH Proposal - independent board chairman | SH | Yes | Against | For | Against | ||
| Urban Outfitters, Inc. | URBN | 917047-102 | 6/2/2015 | Director Vote. | I | Yes | For | For | For | ||
| Urban Outfitters, Inc. | URBN | 917047-102 | 6/2/2015 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| Urban Outfitters, Inc. | URBN | 917047-102 | 6/2/2015 | To reapprove the executive incentive plan. | I | Yes | For | For | For | ||
| Urban Outfitters, Inc. | URBN | 917047-102 | 6/2/2015 | SH Proposal - human rights report. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Urban Outfitters, Inc. | URBN | 917047-102 | 6/2/2015 | SH Proposal - proxy access. | SH | Yes | Against | For | Against | ||
| Linkedin Corporation | LNKD | 53578A-108 | 6/3/2015 | Director Vote. | I | Yes | For | For | For | ||
| Linkedin Corporation | LNKD | 53578A-108 | 6/3/2015 | D&T as public accounting firm. | I | Yes | For | For | For | ||
| Linkedin Corporation | LNKD | 53578A-108 | 6/3/2015 | Approval of the amendment of the equity incentive plan. | I | Yes | For | For | For | ||
| Linkedin Corporation | LNKD | 53578A-108 | 6/3/2015 | Advisory vote to approve named executive officer compensation. | I | Yes | For | For | For | ||
| Linkedin Corporation | LNKD | 53578A-108 | 6/3/2015 | SH Proposal - board diversity. | SH | Yes | Abstain | For | None | Social Issue. | |
| Ambarella, Inc. | AMBA | G037AX-101 | 6/4/2015 | Director Vote. | I | Yes | For | For | For | ||
| Ambarella, Inc. | AMBA | G037AX-101 | 6/4/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Ambarella, Inc. | AMBA | G037AX-101 | 6/4/2015 | To approve the compensation of executive officers. | I | Yes | For | For | For | ||
| Ambarella, Inc. | AMBA | G037AX-101 | 6/4/2015 | To approve the frequency of future advisory votes on executive compensation. | I | Yes | 1 Year | For | 1 Year | ||
| American Eagle Outfitters, Inc. | AEO | 02553E-106 | 6/4/2015 | Director Vote. | I | Yes | For | For | For | ||
| American Eagle Outfitters, Inc. | AEO | 02553E-106 | 6/4/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| American Eagle Outfitters, Inc. | AEO | 02553E-106 | 6/4/2015 | Hold an advisory vote on the executive compensation. | I | Yes | For | For | For | ||
| Francesca's Holdings Corporation | FRAN | 351793-104 | 6/9/2015 | Director Vote. | I | Yes | For | For | For | ||
| Francesca's Holdings Corporation | FRAN | 351793-104 | 6/9/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Francesca's Holdings Corporation | FRAN | 351793-104 | 6/9/2015 | Approval of the executive compensation. | I | Yes | For | For | For | ||
| Francesca's Holdings Corporation | FRAN | 351793-104 | 6/9/2015 | Approval of the equity incentive plan. | I | Yes | For | For | For | ||
| Autodesk, Inc. | ADSK | 052769-106 | 6/10/2015 | Director Vote. | I | Yes | For | For | For | ||
| Autodesk, Inc. | ADSK | 052769-106 | 6/10/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Autodesk, Inc. | ADSK | 052769-106 | 6/10/2015 | Approve the compensation of executive officers. | I | Yes | For | For | For | ||
| Autodesk, Inc. | ADSK | 052769-106 | 6/10/2015 | Approve an amendment to the 2012 employee stock plan. | I | Yes | For | For | For | ||
| Target Corporation | TGT | 87612E-106 | 6/10/2015 | Director Vote. | I | Yes | For | For | For | ||
| Target Corporation | TGT | 87612E-106 | 6/10/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Target Corporation | TGT | 87612E-106 | 6/10/2015 | Approve executive compensation. | I | Yes | For | For | For | ||
| Target Corporation | TGT | 87612E-106 | 6/10/2015 | Company proposal to approve the 2011 long-term incentive plan. | I | Yes | For | For | For | ||
| Target Corporation | TGT | 87612E-106 | 6/10/2015 | SH Proposal - independent board chairman. | SH | Yes | Against | For | Against | ||
| Target Corporation | TGT | 87612E-106 | 6/10/2015 | SH Proposal - policy prohibiting discrimination. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Express, Inc. | EXPR | 30219E-103 | 6/10/2015 | Director Vote. | I | Yes | For | For | For | ||
| Express, Inc. | EXPR | 30219E-103 | 6/10/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| Express, Inc. | EXPR | 30219E-103 | 6/10/2015 | Pricewaterhousecoopers as public accounting firm. | I | Yes | For | For | For | ||
| Facebook Inc. | FB | 30303M-102 | 6/11/2015 | Director Vote. | I | Yes | For | For | For | ||
| Facebook Inc. | FB | 30303M-102 | 6/11/2015 | E&Y as public accounting firm. | I | Yes | For | For | For | ||
| Facebook Inc. | FB | 30303M-102 | 6/11/2015 | Re-approve the amended 2012 equity incentive plan. | I | Yes | For | For | For | ||
| Facebook Inc. | FB | 30303M-102 | 6/11/2015 | SH Proposal - change in stockholder voting. | SH | Yes | Against | For | Against | ||
| Facebook Inc. | FB | 30303M-102 | 6/11/2015 | SH Proposal - annual sustainability report. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Facebook Inc. | FB | 30303M-102 | 6/11/2015 | SH Proposal - human rights risk assessment. | SH | Yes | Abstain | For | Against | Social Issue. | |
| Signet Jewelers Limited | SIG | G81276-100 | 6/12/2015 | Director Vote. | I | Yes | For | For | For | ||
| Signet Jewelers Limited | SIG | G81276-100 | 6/12/2015 | KPMG as independent auditors. | I | Yes | For | For | For | ||
| Signet Jewelers Limited | SIG | G81276-100 | 6/12/2015 | Approval of the compensation of named executive officers. | I | Yes | For | For | For | ||
| Blackberry Limited | BBRY | 09228F-103 | 6/23/2015 | Director Vote. | I | Yes | For | For | For | ||
| Blackberry Limited | BBRY | 09228F-103 | 6/23/2015 | E&Y as auditors. | I | Yes | For | For | For | ||
| Blackberry Limited | BBRY | 09228F-103 | 6/23/2015 | Resolution to adopt the employee share purchase plan. | I | Yes | For | For | For | ||
| Blackberry Limited | BBRY | 09228F-103 | 6/23/2015 | Resolution to approve an amendment to the equity incentive plan. | I | Yes | For | For | For | ||
| Blackberry Limited | BBRY | 09228F-103 | 6/23/2015 | Approve the executive compensation. | I | Yes | For | For | For | ||
| The Kroger Co. | KR | 501044-101 | 6/25/2015 | Director Vote. | I | Yes | For | For | For | ||
| The Kroger Co. | KR | 501044-101 | 6/25/2015 | Advisory vote to approve executive compensation. | I | Yes | For | For | For | ||
| The Kroger Co. | KR | 501044-101 | 6/25/2015 | Pricewaterhousecoopers as auditors. | I | Yes | For | For | For | ||
| The Kroger Co. | KR | 501044-101 | 6/25/2015 | SH Proposal - to publish a report on human rights. | SH | Yes | Abstain | For | Against | Social Issue. | |
| The Kroger Co. | KR | 501044-101 | 6/25/2015 | SH Proposal - issue a report assessing environmental impacts of packaging. | SH | Yes | Abstain | For | Against | Social Issue. | |
| The Kroger Co. | KR | 501044-101 | 6/25/2015 | SH Proposal - issue a report regarding options to reduce antibiotic use in meats. | SH | Yes | Abstain | For | Against | Social Issue. |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| The Caldwell & Orkin Funds, Inc. | |||
| By: | /s/ Michael B. Orkin | ||
| Michael B. Orkin | |||
| President | |||
| Date: | August 10, 2015 | ||