Michael B. Orkin
Reinaldo Pascual, Esq.
| | | | | | | | | | | | | | | | | | | | | | |
(a) Name of Issuer | | (b)
Ticker | | (c) CUSIP | | (d)
Meeting
Date | | (e) Identification of the Matter
Voted On | | (f) Issuer(I) or
Shrhldr(SH) | | (g)
Voted | | (h)
How
Voted | | (i) For /
Against
Mgt | | Directors’
Rec | | Why
Abstaining,
if
applicable | | Special
Notes |
| Michael Kors Holdings Limited | | KORS | | G60754-101 | | 8/1/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Michael Kors Holdings Limited | | KORS | | G60754-101 | | 8/1/2013 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Michael Kors Holdings Limited | | KORS | | G60754-101 | | 8/1/2013 | | To approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Michael Kors Holdings Limited | | KORS | | G60754-101 | | 8/1/2013 | | Advisory vote on the frequency of votes on executive compensation. | | I | | Yes | | 1 Year | | For | | 1 Year | | | | |
| Eagle Materials Inc. | | EXP | | 26969P-108 | | 8/7/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Eagle Materials Inc. | | EXP | | 26969P-108 | | 8/7/2013 | | Resolution regarding the compensation of executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Eagle Materials Inc. | | EXP | | 26969P-108 | | 8/7/2013 | | Approval of the amended and restated incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Eagle Materials Inc. | | EXP | | 26969P-108 | | 8/7/2013 | | To approve the appointment of E&Y as auditors. | | I | | Yes | | For | | For | | For | | | | |
| Lions Gate Entertainment Corp. | | LGF | | 535919-203 | | 9/10/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Lions Gate Entertainment Corp. | | LGF | | 535919-203 | | 9/10/2013 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Lions Gate Entertainment Corp. | | LGF | | 535919-203 | | 9/10/2013 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Lions Gate Entertainment Corp. | | LGF | | 535919-203 | | 9/10/2013 | | Vote on other business as may come before the meeting. | | I | | Yes | | For | | For | | For | | | | |
| Cree, Inc. | | CREE | | 225447-101 | | 10/29/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Cree, Inc. | | CREE | | 225447-101 | | 10/29/2013 | | Approval of the long-term incentive compensation plan. | | I | | Yes | | For | | For | | For | | | | |
| Cree, Inc. | | CREE | | 225447-101 | | 10/29/2013 | | Approval of amendments to the employee stock purchase plan. | | I | | Yes | | For | | For | | For | | | | |
| Cree, Inc. | | CREE | | 225447-101 | | 10/29/2013 | | E&Y as auditors. | | I | | Yes | | For | | For | | For | | | | |
| Cree, Inc. | | CREE | | 225447-101 | | 10/29/2013 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Automatic Data Processing, Inc. | | ADP | | 053015-103 | | 11/12/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Automatic Data Processing, Inc. | | ADP | | 053015-103 | | 11/12/2013 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Automatic Data Processing, Inc. | | ADP | | 053015-103 | | 11/12/2013 | | Appointment of D&T. | | I | | Yes | | For | | For | | For | | | | |
| Automatic Data Processing, Inc. | | ADP | | 053015-103 | | 11/12/2013 | | Re-approval of performance based provisions of the omnibus award plan. | | I | | Yes | | For | | For | | For | | | | |
| The Estee Lauder Companies Inc. | | EL | | 518439-104 | | 11/12/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| The Estee Lauder Companies Inc. | | EL | | 518439-104 | | 11/12/2013 | | KPMG as auditors. | | I | | Yes | | For | | For | | For | | | | |
| The Estee Lauder Companies Inc. | | EL | | 518439-104 | | 11/12/2013 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| The Estee Lauder Companies Inc. | | EL | | 518439-104 | | 11/12/2013 | | Approve the annual incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| The Estee Lauder Companies Inc. | | EL | | 518439-104 | | 11/12/2013 | | SH Proposal - concerning sustainable palm oil. | | SH | | Yes | | Against | | For | | Against | | | | |
| Plains All American Pipeline, L.P. | | PAA | | 726503-105 | | 11/19/2013 | | Approve the 2013
long-term incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Plains All American Pipeline, L.P. | | PAA | | 726503-105 | | 11/19/2013 | | Approve the adjournment of the special meeting. | | I | | Yes | | For | | For | | For | | | | |
| The Hain Celestial Group, Inc. | | HAIN | | 405217-100 | | 11/19/2013 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| The Hain Celestial Group, Inc. | | HAIN | | 405217-100 | | 11/19/2013 | | To vote for executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| The Hain Celestial Group, Inc. | | HAIN | | 405217-100 | | 11/19/2013 | | To approve the long-term incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| The Hain Celestial Group, Inc. | | HAIN | | 405217-100 | | 11/19/2013 | | E&Y as accountants. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Amendment of articles of incorporation. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Amendment of the articles to eliminate the “blank check” authority of the board. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Amendment of the articles to establish a par value for the company’s common stock. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Non-binding advisory resolution to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | Approval of the 2014 employee stock plan. | | I | | Yes | | For | | For | | For | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | SH Proposal - ‘Board committee on human rights” to amend the bylaws | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | SH Proposal - “report on company membership and involvement with certain trade associations and business organizations” | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | SH Proposal by Carl Icahn that the company commit to a $50 billion share repurchase. | | SH | | Yes | | Against | | For | | Against | | | | |
| Apple Inc. | | AAPL | | 037833-100 | | 2/28/2014 | | SH Proposal
entitled - “proxy access for shareholders” | | SH | | Yes | | Against | | For | | Against | | | | |
| WisdomTree Japan Hedged Equity Fund | | DXJ | | 97717W-851 | | 3/11/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Toll Brothers, Inc. | | TOL | | 889478-103 | | 3/12/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Toll Brothers, Inc. | | TOL | | 889478-103 | | 3/12/2014 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Toll Brothers, Inc. | | TOL | | 889478-103 | | 3/12/2014 | | The approval of the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Toll Brothers, Inc. | | TOL | | 889478-103 | | 3/12/2014 | | The approval of the stock incentive plan for employees. | | I | | Yes | | For | | For | | For | | | | |
| The Walt Disney Company | | DIS | | 254687-106 | | 3/18/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| The Walt Disney Company | | DIS | | 254687-106 | | 3/18/2014 | | Pricewaterhousecoopers as public accountants. | | I | | Yes | | For | | For | | For | | | | |
| The Walt Disney Company | | DIS | | 254687-106 | | 3/18/2014 | | To approve the advisory resolution on executive compensation | | I | | Yes | | For | | For | | For | | | | |
| The Walt Disney Company | | DIS | | 254687-106 | | 3/18/2014 | | To approve an amendment to the certificate of incorporation. | | I | | Yes | | For | | For | | For | | | | |
| The Walt Disney Company | | DIS | | 254687-106 | | 3/18/2014 | | SH proposal relating to proxy access. | | SH | | Yes | | Against | | For | | Against | | | | |
| The Walt Disney Company | | DIS | | 254687-106 | | 3/18/2014 | | SH Proposal relating to acceleration of equity awards. | | SH | | Yes | | Against | | For | | Against | | | | |
| Delphi Automotive PLC | | DLPH | | G27823-106 | | 4/3/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Delphi Automotive PLC | | DLPH | | G27823-106 | | 4/3/2014 | | Proposal to re-appoint auditors and public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Delphi Automotive PLC | | DLPH | | G27823-106 | | 4/3/2014 | | To approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | To approve compensation for Non-Employee Directors. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | To approve compensation of executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | Authorization for the directors to issue ordinary shares. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | To approve the share purchase mandate authorizing the purcase of its own issued ordinary shares. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | To approve the executive cash and equity incentive award plan. | | I | | Yes | | For | | For | | For | | | | |
| Avago Technologies Limited | | AVGO | | Y0486S-104 | | 4/9/2014 | | To approve the severance benefit agreement between Avago and Hock E. Tan. | | I | | Yes | | For | | For | | For | | | | |
| Lennar Corporation | | LEN | | 526057-104 | | 4/9/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Lennar Corporation | | LEN | | 526057-104 | | 4/9/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Lennar Corporation | | LEN | | 526057-104 | | 4/9/2014 | | Approval of the compensation of executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Adobe Systems Incorporated | | ADBE | | 00724F-101 | | 4/10/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Adobe Systems Incorporated | | ADBE | | 00724F-101 | | 4/10/2014 | | Approval of the amendment of the equity incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Adobe Systems Incorporated | | ADBE | | 00724F-101 | | 4/10/2014 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Adobe Systems Incorporated | | ADBE | | 00724F-101 | | 4/10/2014 | | Approve the compensation of the named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Patterson-UTI Energy, Inc. | | PTEN | | 703481-101 | | 4/17/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Patterson-UTI Energy, Inc. | | PTEN | | 703481-101 | | 4/17/2014 | | Approval of 2014
long-term incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Patterson-UTI Energy, Inc. | | PTEN | | 703481-101 | | 4/17/2014 | | Approval of compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Patterson-UTI Energy, Inc. | | PTEN | | 703481-101 | | 4/17/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| PPG Industries, Inc. | | PPG | | 693506-107 | | 4/17/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| PPG Industries, Inc. | | PPG | | 693506-107 | | 4/17/2014 | | Approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| PPG Industries, Inc. | | PPG | | 693506-107 | | 4/17/2014 | | Approve an amendment to the articles of incorporation. | | I | | Yes | | For | | For | | For | | | | |
| PPG Industries, Inc. | | PPG | | 693506-107 | | 4/17/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| PPG Industries, Inc. | | PPG | | 693506-107 | | 4/17/2014 | | SH Proposal - independent board chairman | | SH | | Yes | | Against | | For | | Against | | | | |
| Eaton Corporation PLC | | ETN | | G29183-103 | | 4/23/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Eaton Corporation PLC | | ETN | | G29183-103 | | 4/23/2014 | | E&Y as independent auditor. | | I | | Yes | | For | | For | | For | | | | |
| Eaton Corporation PLC | | ETN | | G29183-103 | | 4/23/2014 | | Advisory approval of the company’s executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Eaton Corporation PLC | | ETN | | G29183-103 | | 4/23/2014 | | Authorizing the company to make overseas market purchases of company shares. | | I | | Yes | | For | | For | | For | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | Advisory approval of our named executives’ compensation. | | I | | Yes | | For | | For | | For | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | Ratification of selection of independent auditor for 2014. | | I | | Yes | | For | | For | | For | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | SH Proposal - Cumulative Voting. | | SH | | Yes | | Against | | For | | Against | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | SH Proposal - Senior Executives hold option shares for life. | | SH | | Yes | | Against | | For | | Against | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | SH Proposal - Multiple candidate elections. | | SH | | Yes | | Against | | For | | Against | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | SH Proposal - Right to act by written consent. | | SH | | Yes | | Against | | For | | Against | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | SH Proposal - Cessation of all stock options and bonuses. | | SH | | Yes | | Against | | For | | Against | | | | |
| General Electric Company | | GE | | 369604-103 | | 4/23/2014 | | SH Proposal - Sell the Company. | | SH | | Yes | | Against | | For | | Against | | | | |
| Regions Financial Corporation | | RF | | 7591EP-100 | | 4/24/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Regions Financial Corporation | | RF | | 7591EP-100 | | 4/24/2014 | | Ratification of selection of independent registered public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Regions Financial Corporation | | RF | | 7591EP-100 | | 4/24/2014 | | Approval of executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| MGIC Investment Corporation | | MTG | | 552848-103 | | 4/24/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| MGIC Investment Corporation | | MTG | | 552848-103 | | 4/24/2014 | | Approve named executive officer compensation. | | I | | Yes | | For | | For | | For | | | | |
| MGIC Investment Corporation | | MTG | | 552848-103 | | 4/24/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | Approval of independent accountants. | | I | | Yes | | For | | For | | For | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | SH Proposal - independent board chairman | | SH | | Yes | | Against | | For | | Against | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | SH Proposal - Right to act by written consent. | | SH | | Yes | | Against | | For | | Against | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | SH Proposal - eliminate accelerated vesting in a change in control. | | SH | | Yes | | Against | | For | | Against | | | | |
| Honeywell International Inc. | | HON | | 438516-106 | | 4/28/2014 | | SH Proposal - political lobbying and contributions. | | SH | | Yes | | Against | | For | | Against | | | | |
| United Technologies Corporation | | UTX | | 913017-109 | | 4/28/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| United Technologies Corporation | | UTX | | 913017-109 | | 4/28/2014 | | Pricewaterhousecoopers as independent auditors. | | I | | Yes | | For | | For | | For | | | | |
| United Technologies Corporation | | UTX | | 913017-109 | | 4/28/2014 | | Approve an amendment of the 2005 long-term incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| United Technologies Corporation | | UTX | | 913017-109 | | 4/28/2014 | | Approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Domino’s Pizza, Inc. | | DPZ | | 25754A-201 | | 4/29/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Domino’s Pizza, Inc. | | DPZ | | 25754A-201 | | 4/29/2014 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Domino’s Pizza, Inc. | | DPZ | | 25754A-201 | | 4/29/2014 | | Pricewaterhousecoopers as public accountants. | | I | | Yes | | For | | For | | For | | | | |
| The Hershey Company | | HSY | | 427866-108 | | 4/29/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| The Hershey Company | | HSY | | 427866-108 | | 4/29/2014 | | KPMG as independent auditors. | | I | | Yes | | For | | For | | For | | | | |
| The Hershey Company | | HSY | | 427866-108 | | 4/29/2014 | | Approve a resolution approving executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| EOG Resources, Inc. | | EOG | | 26875P-101 | | 5/1/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| EOG Resources, Inc. | | EOG | | 26875P-101 | | 5/1/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| EOG Resources, Inc. | | EOG | | 26875P-101 | | 5/1/2014 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| EOG Resources, Inc. | | EOG | | 26875P-101 | | 5/1/2014 | | SH Proposal - quantitative risk management reporting for hydraulic fracturing operations. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| EOG Resources, Inc. | | EOG | | 26875P-101 | | 5/1/2014 | | SH Proposal - concerning a methane emissions report. | | SH | | Yes | | Against | | For | | Against | | | | |
| Fluor Corporation | | FLR | | 343412-102 | | 5/1/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Fluor Corporation | | FLR | | 343412-102 | | 5/1/2014 | | Advisory vote to approve the company’s executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Fluor Corporation | | FLR | | 343412-102 | | 5/1/2014 | | Approval of the 2014 restricted stock plan for non-employee directors. | | I | | Yes | | For | | For | | For | | | | |
| Fluor Corporation | | FLR | | 343412-102 | | 5/1/2014 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Fluor Corporation | | FLR | | 343412-102 | | 5/1/2014 | | SH Proposal - independent board chairman | | SH | | Yes | | Against | | For | | Against | | | | |
| Cabot Oil & Gas Corporation | | COG | | 127097-103 | | 5/1/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Cabot Oil & Gas Corporation | | COG | | 127097-103 | | 5/1/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Cabot Oil & Gas Corporation | | COG | | 127097-103 | | 5/1/2014 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Cabot Oil & Gas Corporation | | COG | | 127097-103 | | 5/1/2014 | | To approve an amendment to increase the number of authorized shares of common stock. | | I | | Yes | | For | | For | | For | | | | |
| Cabot Oil & Gas Corporation | | COG | | 127097-103 | | 5/1/2014 | | To approve the 2014 incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Cabot Oil & Gas Corporation | | COG | | 127097-103 | | 5/1/2014 | | SH Proposal - to provide a report on the company’s political contributions. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Brunswick Corporation | | BC | | 117043-109 | | 5/7/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Brunswick Corporation | | BC | | 117043-109 | | 5/7/2014 | | Approval of the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Brunswick Corporation | | BC | | 117043-109 | | 5/7/2014 | | Approval of the 2014 stock incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Brunswick Corporation | | BC | | 117043-109 | | 5/7/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | Appointment of the independent auditors. | | I | | Yes | | For | | For | | For | | | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | Advisory vote on approval of executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | Approval of the 2014 incentive compensation plan. | | I | | Yes | | For | | For | | For | | | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | SH Proposal - executives to retain significant stock. | | SH | | Yes | | Against | | For | | Against | | | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | SH Proposal - report on financial risks to Dominon posed by climate change. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | SH Proposal - report on methane emissions. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | SH Proposal - report on lobbying. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | SH Proposal - report on environmental and climate change impacts of biomass. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Dominion Resources, Inc. | | D | | 25746U-109 | | 5/7/2014 | | SH Proposal - adopt quantitative goals for reducing greenhouse gas emissions. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| U.S. Silica Holdings, Inc. | | SLCA | | 90346E-103 | | 5/8/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| U.S. Silica Holdings, Inc. | | SLCA | | 90346E-103 | | 5/8/2014 | | Grant Thornton as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| U.S. Silica Holdings, Inc. | | SLCA | | 90346E-103 | | 5/8/2014 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| U.S. Silica Holdings, Inc. | | SLCA | | 90346E-103 | | 5/8/2014 | | Advisory vote on the frequency of votes on executive compensation. | | I | | Yes | | 1 Year | | For | | 1 Year | | | | |
| Buffalo Wild Wings, Inc. | | BWLD | | 119848-109 | | 5/8/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Buffalo Wild Wings, Inc. | | BWLD | | 119848-109 | | 5/8/2014 | | Advisory vote relating to executive officer compensation. | | I | | Yes | | For | | For | | For | | | | |
| Buffalo Wild Wings, Inc. | | BWLD | | 119848-109 | | 5/8/2014 | | Ratify the appointment of KPMG. | | I | | Yes | | For | | For | | For | | | | |
| NRG Energy, Inc. | | NRG | | 629377-508 | | 5/8/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| NRG Energy, Inc. | | NRG | | 629377-508 | | 5/8/2014 | | Approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| NRG Energy, Inc. | | NRG | | 629377-508 | | 5/8/2014 | | Adopt the amended and restated employee stock purchase plan. | | I | | Yes | | For | | For | | For | | | | |
| NRG Energy, Inc. | | NRG | | 629377-508 | | 5/8/2014 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Vulcan Materials Company | | VMC | | 929160-109 | | 5/9/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Vulcan Materials Company | | VMC | | 929160-109 | | 5/9/2014 | | Approve the executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Vulcan Materials Company | | VMC | | 929160-109 | | 5/9/2014 | | Approve the executive incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Vulcan Materials Company | | VMC | | 929160-109 | | 5/9/2014 | | Appointment of the public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Under Armour, Inc. | | UA | | 904311-107 | | 5/13/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Under Armour, Inc. | | UA | | 904311-107 | | 5/13/2014 | | Approve compensation of executives. | | I | | Yes | | For | | For | | For | | | | |
| Under Armour, Inc. | | UA | | 904311-107 | | 5/13/2014 | | Appointment of public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Cummins Inc. | | CMI | | 231021-106 | | 5/13/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Cummins Inc. | | CMI | | 231021-106 | | 5/13/2014 | | Approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Cummins Inc. | | CMI | | 231021-106 | | 5/13/2014 | | Pricewaterhousecoopers as auditors. | | I | | Yes | | For | | For | | For | | | | |
| Cummins Inc. | | CMI | | 231021-106 | | 5/13/2014 | | SH Proposal - regarding confidential voting. | | SH | | Yes | | Against | | For | | Against | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | Approval of 2013 compensation awarded to executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | SH Proposal - regarding equal SH voting. | | SH | | Yes | | Against | | For | | Against | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | SH Proposal - regarding a lobbying report. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | SH Proposal - regarding the adoption of a majortiy vote standard for the election of directors. | | SH | | Yes | | Against | | For | | Against | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | SH Proposal - regarding tax policy principles. | | SH | | Yes | | Against | | For | | Against | | | | |
| Google Inc. | | GOOG | | 38259P-508 | | 5/14/2014 | | SH Proposal - regarding an independent chairman of the Board. | | SH | | Yes | | Against | | For | | Against | | | | |
| Cloud Peak Energy Inc. | | CLD | | 18911Q-102 | | 5/14/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Cloud Peak Energy Inc. | | CLD | | 18911Q-102 | | 5/14/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Cloud Peak Energy Inc. | | CLD | | 18911Q-102 | | 5/14/2014 | | Approve compensation of the executive officers. | | I | | Yes | | For | | For | | For | | | | |
| USG Corporation | | USG | | 903293-405 | | 5/14/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| USG Corporation | | USG | | 903293-405 | | 5/14/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| USG Corporation | | USG | | 903293-405 | | 5/14/2014 | | Approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Advance Auto Parts, Inc. | | AAP | | 00751Y-106 | | 5/14/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Advance Auto Parts, Inc. | | AAP | | 00751Y-106 | | 5/14/2014 | | Approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Advance Auto Parts, Inc. | | AAP | | 00751Y-106 | | 5/14/2014 | | Approve the 2014
long-term incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Advance Auto Parts, Inc. | | AAP | | 00751Y-106 | | 5/14/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Advance Auto Parts, Inc. | | AAP | | 00751Y-106 | | 5/14/2014 | | SH Proposal - on the ability of stockholders to act by written consent. | | SH | | Yes | | Against | | For | | Against | | | | |
| The Dow Chemical Company | | DOW | | 260543-103 | | 5/15/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| The Dow Chemical Company | | DOW | | 260543-103 | | 5/15/2014 | | Appointment of the public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| The Dow Chemical Company | | DOW | | 260543-103 | | 5/15/2014 | | Advisory resolution to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| The Dow Chemical Company | | DOW | | 260543-103 | | 5/15/2014 | | Approval of the 2012 stock incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| The Dow Chemical Company | | DOW | | 260543-103 | | 5/15/2014 | | SH Proposal - stockholder action by written consent. | | SH | | Yes | | Against | | For | | Against | | | | |
| The Dow Chemical Company | | DOW | | 260543-103 | | 5/15/2014 | | SH Proposal - executive stock retention. | | SH | | Yes | | Against | | For | | Against | | | | |
| Mohawk Industries, Inc. | | MHK | | 608190-104 | | 5/15/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Mohawk Industries, Inc. | | MHK | | 608190-104 | | 5/15/2014 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Mohawk Industries, Inc. | | MHK | | 608190-104 | | 5/15/2014 | | Approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Union Pacific Corporation | | UNP | | 907818-108 | | 5/15/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Union Pacific Corporation | | UNP | | 907818-108 | | 5/15/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Union Pacific Corporation | | UNP | | 907818-108 | | 5/15/2014 | | Advisory vote on executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Union Pacific Corporation | | UNP | | 907818-108 | | 5/15/2014 | | Amendment to the articles of incorporation to increase the authorized number of shares of common stock. | | I | | Yes | | For | | For | | For | | | | |
| Union Pacific Corporation | | UNP | | 907818-108 | | 5/15/2014 | | SH Proposal - regarding executives to retain significant stock. | | SH | | Yes | | Against | | For | | Against | | | | |
| YELP Inc. | | YELP | | 985817-105 | | 5/21/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| YELP Inc. | | YELP | | 985817-105 | | 5/21/2014 | | D&T as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| YELP Inc. | | YELP | | 985817-105 | | 5/21/2014 | | To approve the compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| The Home Depot, Inc. | | HD | | 437076-102 | | 5/22/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| The Home Depot, Inc. | | HD | | 437076-102 | | 5/22/2014 | | Ratification of the appointment of KPMG. | | I | | Yes | | For | | For | | For | | | | |
| The Home Depot, Inc. | | HD | | 437076-102 | | 5/22/2014 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| The Home Depot, Inc. | | HD | | 437076-102 | | 5/22/2014 | | SH Proposal - regarding special SH meetings. | | SH | | Yes | | Against | | For | | Against | | | | |
| The Home Depot, Inc. | | HD | | 437076-102 | | 5/22/2014 | | SH Proposal - regarding employment diversity report. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | SH Proposal - regarding change in Stockholder voting. | | SH | | Yes | | Against | | For | | Against | | | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | SH Proposal - regarding lobbying expenditures. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | SH Proposal - regarding political contributions. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | SH Proposal - regarding childhood obesity and food marketing to youth. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| Facebook Inc. | | FB | | 30303M-102 | | 5/22/2014 | | SH Proposal - regarding an annual sustainability report. | | SH | | Yes | | Against | | For | | Against | | | | |
| Tiffany & Co. | | TIF | | 886547-108 | | 5/22/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Tiffany & Co. | | TIF | | 886547-108 | | 5/22/2014 | | Pricewaterhousecoopers as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Tiffany & Co. | | TIF | | 886547-108 | | 5/22/2014 | | Approval of the compensation paid to the executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Tiffany & Co. | | TIF | | 886547-108 | | 5/22/2014 | | Approval of the employee incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Sealed Air Corporation | | SEE | | 81211K-100 | | 5/22/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Sealed Air Corporation | | SEE | | 81211K-100 | | 5/22/2014 | | Approval of the omnibus incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| Sealed Air Corporation | | SEE | | 81211K-100 | | 5/22/2014 | | Advisory vote to approve our executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Sealed Air Corporation | | SEE | | 81211K-100 | | 5/22/2014 | | KPMG as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Skechers U.S.A., Inc. | | SKX | | 830566-105 | | 5/22/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Skechers U.S.A., Inc. | | SKX | | 830566-105 | | 5/22/2014 | | Advisory vote on compensation of named executive officers. | | I | | Yes | | For | | For | | For | | | | |
| Skechers U.S.A., Inc. | | SKX | | 830566-105 | | 5/22/2014 | | SH Proposal - to eliminate classification of Board of Directors. | | SH | | Yes | | For | | Against | | Against | | | | Vote “For” per MBO |
JPMorgan 100% US Treasury SEC M/M
FD-CAP | | CJTXX | | 4812A0-375 | | 6/10/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Sandisk Corporation | | SNDK | | 80004C-101 | | 6/19/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Sandisk Corporation | | SNDK | | 80004C-101 | | 6/19/2014 | | To approve an amendment to the employee stock purchase plan. | | I | | Yes | | For | | For | | For | | | | |
| Sandisk Corporation | | SNDK | | 80004C-101 | | 6/19/2014 | | E&Y as public accounting firm. | | I | | Yes | | For | | For | | For | | | | |
| Sandisk Corporation | | SNDK | | 80004C-101 | | 6/19/2014 | | Advisory resolution to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Gulfport Energy Corporation | | GPOR | | 402635-304 | | 6/12/2014 | | Director Vote. | | I | | Yes | | For | | For | | For | | | | |
| Gulfport Energy Corporation | | GPOR | | 402635-304 | | 6/12/2014 | | Approve executive annual incentive compensation plan. | | I | | Yes | | For | | For | | For | | | | |
| Gulfport Energy Corporation | | GPOR | | 402635-304 | | 6/12/2014 | | Approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| Gulfport Energy Corporation | | GPOR | | 402635-304 | | 6/12/2014 | | Grant Thornton as auditors. | | I | | Yes | | For | | For | | For | | | | |
| The Kroger Co. | | KR | | 501044-101 | | 6/26/2014 | | Director Vote. | | K | | Yes | | For | | For | | For | | | | |
| The Kroger Co. | | KR | | 501044-101 | | 6/26/2014 | | Approval of 2014
long-term incentive plan. | | I | | Yes | | For | | For | | For | | | | |
| The Kroger Co. | | KR | | 501044-101 | | 6/26/2014 | | Advisory vote to approve executive compensation. | | I | | Yes | | For | | For | | For | | | | |
| The Kroger Co. | | KR | | 501044-101 | | 6/26/2014 | | Pricewaterhousecoopers as auditors. | | I | | Yes | | For | | For | | For | | | | |
| The Kroger Co. | | KR | | 501044-101 | | 6/26/2014 | | SH Proposal - to publish a report on human rights. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
| The Kroger Co. | | KR | | 501044-101 | | 6/26/2014 | | SH Proposal - to issue a report regarding responsibility for
post-consumer package recycling. | | SH | | Yes | | Abstain | | For | | Against | | Social Issue. | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
