1666 K Street, N.W.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
THE WALT DISNEY COMPANY | |
Security | 254687106 | | | Meeting Type | Special |
Ticker Symbol | DIS | | | Meeting Date | 27-Jul-2018 |
ISIN | US2546871060 | | | Agenda | 934854197 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | To approve the issuance of common stock, par value $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal). | Management | For | For | |
2. | To approve adjournments of the Disney special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. | Management | For | For | |
THE PROCTER & GAMBLE COMPANY | |
Security | 742718109 | | | Meeting Type | Annual |
Ticker Symbol | PG | | | Meeting Date | 09-Oct-2018 |
ISIN | US7427181091 | | | Agenda | 934870115 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Francis S. Blake | Management | For | For | |
1b. | Election of Director: Angela F. Braly | Management | For | For | |
1c. | Election of Director: Amy L. Chang | Management | For | For | |
1d. | Election of Director: Kenneth I. Chenault | Management | For | For | |
1e. | Election of Director: Scott D. Cook | Management | For | For | |
1f. | Election of Director: Joseph Jimenez | Management | For | For | |
1g. | Election of Director: Terry J. Lundgren | Management | For | For | |
1h. | Election of Director: W. James McNerney, Jr. | Management | For | For | |
1i. | Election of Director: Nelson Peltz | Management | For | For | |
1j. | Election of Director: David S. Taylor | Management | For | For | |
1k. | Election of Director: Margaret C. Whitman | Management | For | For | |
1l. | Election of Director: Patricia A. Woertz | Management | For | For | |
1m. | Election of Director: Ernesto Zedillo | Management | For | For | |
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |
3. | Advisory Vote on the Company's Executive Compensation (the "Say on Pay" vote) | Management | For | For | |
MICROSOFT CORPORATION | |
Security | 594918104 | | | Meeting Type | Annual |
Ticker Symbol | MSFT | | | Meeting Date | 28-Nov-2018 |
ISIN | US5949181045 | | | Agenda | 934884544 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: William H. Gates lll | Management | For | For | |
1b. | Election of Director: Reid G. Hoffman | Management | For | For | |
1c. | Election of Director: Hugh F. Johnston | Management | For | For | |
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | |
1e. | Election of Director: Satya Nadella | Management | For | For | |
1f. | Election of Director: Charles H. Noski | Management | For | For | |
1g. | Election of Director: Helmut Panke | Management | For | For | |
1h. | Election of Director: Sandra E. Peterson | Management | For | For | |
1i. | Election of Director: Penny S. Pritzker | Management | For | For | |
1j. | Election of Director: Charles W. Scharf | Management | For | For | |
1k. | Election of Director: Arne M. Sorenson | Management | For | For | |
1l. | Election of Director: John W. Stanton | Management | For | For | |
1m. | Election of Director: John W. Thompson | Management | For | For | |
1n. | Election of Director: Padmasree Warrior | Management | For | For | |
2. | Advisory vote to approve named executive officer compensation | Management | For | For | |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | |
MEDTRONIC PLC | |
Security | G5960L103 | | | Meeting Type | Annual |
Ticker Symbol | MDT | | | Meeting Date | 07-Dec-2018 |
ISIN | IE00BTN1Y115 | | | Agenda | 934889215 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Richard H. Anderson | Management | For | For | |
1b. | Election of Director: Craig Arnold | Management | For | For | |
1c. | Election of Director: Scott C. Donnelly | Management | For | For | |
1d. | Election of Director: Randall J. Hogan III | Management | For | For | |
1e. | Election of Director: Omar Ishrak | Management | For | For | |
1f. | Election of Director: Michael O. Leavitt | Management | For | For | |
1g. | Election of Director: James T. Lenehan | Management | For | For | |
1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | |
1i. | Election of Director: Denise M. O'Leary | Management | For | For | |
1j. | Election of Director: Kendall J. Powell | Management | For | For | |
2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | |
3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | |
BECTON, DICKINSON AND COMPANY | |
Security | 075887109 | | | Meeting Type | Annual |
Ticker Symbol | BDX | | | Meeting Date | 22-Jan-2019 |
ISIN | US0758871091 | | | Agenda | 934913117 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Catherine M. Burzik | Management | For | For | |
1b. | Election of Director: R. Andrew Eckert | Management | For | For | |
1c. | Election of Director: Vincent A. Forlenza | Management | For | For | |
1d. | Election of Director: Claire M. Fraser | Management | For | For | |
1e. | Election of Director: Jeffrey W. Henderson | Management | For | For | |
1f. | Election of Director: Christopher Jones | Management | For | For | |
1g. | Election of Director: Marshall O. Larsen | Management | For | For | |
1h. | Election of Director: David F. Melcher | Management | For | For | |
1i. | Election of Director: Claire Pomeroy | Management | For | For | |
1j. | Election of Director: Rebecca W. Rimel | Management | For | For | |
1k. | Election of Director: Timothy M. Ring | Management | For | For | |
1l. | Election of Director: Bertram L. Scott | Management | For | For | |
2. | Ratification of selection of independent registered public accounting firm. | Management | For | For | |
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
4. | Amendment to BD's Restated Certificate of Incorporation. | Management | For | For | |
DEERE & COMPANY | |
Security | 244199105 | | | Meeting Type | Annual |
Ticker Symbol | DE | | | Meeting Date | 27-Feb-2019 |
ISIN | US2441991054 | | | Agenda | 934919640 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Samuel R. Allen | Management | For | For | |
1b. | Election of Director: Vance D. Coffman | Management | For | For | |
1c. | Election of Director: Alan C. Heuberger | Management | For | For | |
1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |
1e. | Election of Director: Dipak C. Jain | Management | For | For | |
1f. | Election of Director: Michael O. Johanns | Management | For | For | |
1g. | Election of Director: Clayton M. Jones | Management | For | For | |
1h. | Election of Director: Gregory R. Page | Management | For | For | |
1i. | Election of Director: Sherry M. Smith | Management | For | For | |
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | |
1k. | Election of Director: Sheila G. Talton | Management | For | For | |
2. | Advisory vote on executive compensation | Management | For | For | |
3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2019 | Management | For | For | |
4. | Shareholder Proposal - Right to Act by Written Consent | Shareholder | Against | For | |
THE WALT DISNEY COMPANY | |
Security | 254687106 | | | Meeting Type | Annual |
Ticker Symbol | DIS | | | Meeting Date | 07-Mar-2019 |
ISIN | US2546871060 | | | Agenda | 934921099 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Susan E. Arnold | Management | For | For | |
1b. | Election of Director: Mary T. Barra | Management | For | For | |
1c. | Election of Director: Safra A. Catz | Management | For | For | |
1d. | Election of Director: Francis A. deSouza | Management | For | For | |
1e. | Election of Director: Michael Froman | Management | For | For | |
1f. | Election of Director: Robert A. Iger | Management | For | For | |
1g. | Election of Director: Maria Elena Lagomasino | Management | For | For | |
1h. | Election of Director: Mark G. Parker | Management | For | For | |
1i. | Election of Director: Derica W. Rice | Management | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2019. | Management | For | For | |
3. | To approve the advisory resolution on executive compensation. | Management | For | For | |
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | For | |
5. | Shareholder proposal requesting a report on use of additional cyber security and data privacy metrics in determining compensation of senior executives. | Shareholder | Against | For | |
QUALCOMM INCORPORATED | |
Security | 747525103 | | | Meeting Type | Annual |
Ticker Symbol | QCOM | | | Meeting Date | 12-Mar-2019 |
ISIN | US7475251036 | | | Agenda | 934921568 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Barbara T. Alexander | Management | For | For | |
1b. | Election of Director: Mark Fields | Management | For | For | |
1c. | Election of Director: Jeffrey W. Henderson | Management | For | For | |
1d. | Election of Director: Ann M. Livermore | Management | For | For | |
1e. | Election of Director: Harish Manwani | Management | For | For | |
1f. | Election of Director: Mark D. McLaughlin | Management | For | For | |
1g. | Election of Director: Steve Mollenkopf | Management | For | For | |
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |
1i. | Election of Director: Francisco Ros | Management | For | For | |
1j. | Election of Director: Irene B. Rosenfeld | Management | For | For | |
1k. | Election of Director: Neil Smit | Management | Against | Against | |
1l. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019. | Management | For | For | |
3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |
Security | 806857108 | | | Meeting Type | Annual |
Ticker Symbol | SLB | | | Meeting Date | 03-Apr-2019 |
ISIN | AN8068571086 | | | Agenda | 934929324 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Peter L.S. Currie | Management | For | For | |
1b. | Election of Director: Miguel M. Galuccio | Management | For | For | |
1c. | Election of Director: Paal Kibsgaard | Management | For | For | |
1d. | Election of Director: Nikolay Kudryavtsev | Management | For | For | |
1e. | Election of Director: Tatiana A. Mitrova | Management | For | For | |
1f. | Election of Director: Indra K. Nooyi | Management | For | For | |
1g. | Election of Director: Lubna S. Olayan | Management | For | For | |
1h. | Election of Director: Mark G. Papa | Management | For | For | |
1i. | Election of Director: Leo Rafael Reif | Management | For | For | |
1j. | Election of Director: Henri Seydoux | Management | For | For | |
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | |
3. | Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. | Management | For | For | |
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. | Management | For | For | |
5. | Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | |
BRISTOL-MYERS SQUIBB COMPANY | |
Security | 110122108 | | | Meeting Type | Contested-Special |
Ticker Symbol | BMY | | | Meeting Date | 12-Apr-2019 |
ISIN | US1101221083 | | | Agenda | 934932751 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | Against | Against | |
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | Against | Against | |
BRISTOL-MYERS SQUIBB COMPANY | |
Security | 110122108 | | | Meeting Type | Contested-Special |
Ticker Symbol | BMY | | | Meeting Date | 12-Apr-2019 |
ISIN | US1101221083 | | | Agenda | 934939654 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | Against | Against | |
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | Against | Against | |
M&T BANK CORPORATION | |
Security | 55261F104 | | | Meeting Type | Annual |
Ticker Symbol | MTB | | | Meeting Date | 16-Apr-2019 |
ISIN | US55261F1049 | | | Agenda | 934942170 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| 1 | Brent D. Baird | | | For | For | |
| 2 | C. Angela Bontempo | | | For | For | |
| 3 | Robert T. Brady | | | For | For | |
| 4 | T.J. Cunningham III | | | For | For | |
| 5 | Gary N. Geisel | | | For | For | |
| 6 | Richard S. Gold | | | For | For | |
| 7 | Richard A. Grossi | | | For | For | |
| 8 | John D. Hawke, Jr. | | | For | For | |
| 9 | René F. Jones | | | For | For | |
| 10 | Richard H. Ledgett, Jr. | | | For | For | |
| 11 | Newton P.S. Merrill | | | For | For | |
| 12 | Kevin J. Pearson | | | For | For | |
| 13 | Melinda R. Rich | | | For | For | |
| 14 | Robert E. Sadler, Jr. | | | For | For | |
| 15 | Denis J. Salamone | | | For | For | |
| 16 | John R. Scannell | | | For | For | |
| 17 | David S. Scharfstein | | | For | For | |
| 18 | Herbert L. Washington | | | For | For | |
2. | TO APPROVE THE M&T BANK CORPORATION 2019 EQUITY INCENTIVE COMPENSATION PLAN. | Management | For | For | |
3. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2019. | Management | For | For | |
NORTHERN TRUST CORPORATION | |
Security | 665859104 | | | Meeting Type | Annual |
Ticker Symbol | NTRS | | | Meeting Date | 23-Apr-2019 |
ISIN | US6658591044 | | | Agenda | 934937864 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Linda Walker Bynoe | Management | For | For | |
1b. | Election of Director: Susan Crown | Management | For | For | |
1c. | Election of Director: Dean M. Harrison | Management | For | For | |
1d. | Election of Director: Jay L. Henderson | Management | For | For | |
1e. | Election of Director: Marcy S. Klevorn | Management | For | For | |
1f. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For | |
1g. | Election of Director: Michael G. O'Grady | Management | For | For | |
1h. | Election of Director: Jose Luis Prado | Management | For | For | |
1i. | Election of Director: Thomas E. Richards | Management | For | For | |
1j. | Election of Director: Martin P. Slark | Management | For | For | |
1k. | Election of Director: David H. B. Smith, Jr. | Management | For | For | |
1l. | Election of Director: Donald Thompson | Management | For | For | |
1m. | Election of Director: Charles A. Tribbett III | Management | For | For | |
2. | Approval, by an advisory vote, of the 2018 compensation of the Corporation's named executive officers. | Management | For | For | |
3. | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |
4. | Stockholder proposal regarding additional disclosure of political contributions. | Shareholder | Against | For | |
5. | Stockholder proposal regarding the right of the Corporation's stockholders to call a special meeting of the stockholders. | Shareholder | Against | For | |
JOHNSON & JOHNSON | |
Security | 478160104 | | | Meeting Type | Annual |
Ticker Symbol | JNJ | | | Meeting Date | 25-Apr-2019 |
ISIN | US4781601046 | | | Agenda | 934938638 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Mary C. Beckerle | Management | For | For | |
1b. | Election of Director: D. Scott Davis | Management | For | For | |
1c. | Election of Director: Ian E. L. Davis | Management | For | For | |
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |
1e. | Election of Director: Alex Gorsky | Management | For | For | |
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |
1g. | Election of Director: Mark B. McClellan | Management | For | For | |
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | |
1i. | Election of Director: William D. Perez | Management | For | For | |
1j. | Election of Director: Charles Prince | Management | For | For | |
1k. | Election of Director: A. Eugene Washington | Management | For | For | |
1l. | Election of Director: Ronald A. Williams | Management | For | For | |
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | |
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | Against | For | |
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | |
TEXAS INSTRUMENTS INCORPORATED | |
Security | 882508104 | | | Meeting Type | Annual |
Ticker Symbol | TXN | | | Meeting Date | 25-Apr-2019 |
ISIN | US8825081040 | | | Agenda | 934940328 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: M. A. Blinn | Management | For | For | |
1b. | Election of Director: T. M. Bluedorn | Management | For | For | |
1c. | Election of Director: J. F. Clark | Management | For | For | |
1d. | Election of Director: C. S. Cox | Management | For | For | |
1e. | Election of Director: M. S. Craighead | Management | For | For | |
1f. | Election of Director: J. M. Hobby | Management | For | For | |
1g. | Election of Director: R. Kirk | Management | For | For | |
1h. | Election of Director: P. H. Patsley | Management | For | For | |
1i. | Election of Director: R. E. Sanchez | Management | For | For | |
1j. | Election of Director: R. K. Templeton | Management | For | For | |
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | |
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |
AT&T INC. | |
Security | 00206R102 | | | Meeting Type | Annual |
Ticker Symbol | T | | | Meeting Date | 26-Apr-2019 |
ISIN | US00206R1023 | | | Agenda | 934938082 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Randall L. Stephenson | Management | For | For | |
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |
1c. | Election of Director: Richard W. Fisher | Management | For | For | |
1d. | Election of Director: Scott T. Ford | Management | For | For | |
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | |
1f. | Election of Director: William E. Kennard | Management | For | For | |
1g. | Election of Director: Michael B. McCallister | Management | For | For | |
1h. | Election of Director: Beth E. Mooney | Management | For | For | |
1i. | Election of Director: Matthew K. Rose | Management | For | For | |
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | |
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | |
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | |
2. | Ratification of appointment of independent auditors. | Management | For | For | |
3. | Advisory approval of executive compensation. | Management | For | For | |
4. | Independent Chair. | Shareholder | Against | For | |
UNITED TECHNOLOGIES CORPORATION | |
Security | 913017109 | | | Meeting Type | Annual |
Ticker Symbol | UTX | | | Meeting Date | 29-Apr-2019 |
ISIN | US9130171096 | | | Agenda | 934941724 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | |
1b. | Election of Director: Diane M. Bryant | Management | For | For | |
1c. | Election of Director: John V. Faraci | Management | For | For | |
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | |
1e. | Election of Director: Gregory J. Hayes | Management | For | For | |
1f. | Election of Director: Christopher J. Kearney | Management | For | For | |
1g. | Election of Director: Ellen J. Kullman | Management | For | For | |
1h. | Election of Director: Marshall O. Larsen | Management | For | For | |
1i. | Election of Director: Harold W. McGraw III | Management | For | For | |
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | |
1k. | Election of Director: Denise L. Ramos | Management | For | For | |
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | |
1m. | Election of Director: Brian C. Rogers | Management | For | For | |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | For | For | |
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | |
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. | Management | For | For | |
PEPSICO, INC. | |
Security | 713448108 | | | Meeting Type | Annual |
Ticker Symbol | PEP | | | Meeting Date | 01-May-2019 |
ISIN | US7134481081 | | | Agenda | 934949112 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Shona L. Brown | Management | For | For | |
1b. | Election of Director: Cesar Conde | Management | For | For | |
1c. | Election of Director: Ian Cook | Management | For | For | |
1d. | Election of Director: Dina Dublon | Management | For | For | |
1e. | Election of Director: Richard W. Fisher | Management | For | For | |
1f. | Election of Director: Michelle Gass | Management | For | For | |
1g. | Election of Director: William R. Johnson | Management | For | For | |
1h. | Election of Director: Ramon Laguarta | Management | For | For | |
1i. | Election of Director: David C. Page | Management | For | For | |
1j. | Election of Director: Robert C. Pohlad | Management | For | For | |
1k. | Election of Director: Daniel Vasella | Management | For | For | |
1l. | Election of Director: Darren Walker | Management | For | For | |
1m. | Election of Director: Alberto Weisser | Management | For | For | |
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | |
3. | Advisory approval of the Company's executive compensation. | Management | For | For | |
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | |
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | |
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | |
VERIZON COMMUNICATIONS INC. | |
Security | 92343V104 | | | Meeting Type | Annual |
Ticker Symbol | VZ | | | Meeting Date | 02-May-2019 |
ISIN | US92343V1044 | | | Agenda | 934943261 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | |
1b. | Election of Director: Mark T. Bertolini | Management | For | For | |
1c. | Election of Director: Vittorio Colao | Management | For | For | |
1d. | Election of Director: Melanie L. Healey | Management | For | For | |
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | |
1f. | Election of Director: Daniel H. Schulman | Management | For | For | |
1g. | Election of Director: Rodney E. Slater | Management | For | For | |
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | |
1i. | Election of Director: Hans E. Vestberg | Management | For | For | |
1j. | Election of Director: Gregory G. Weaver | Management | For | For | |
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | |
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | |
5. | Independent Chair | Shareholder | Against | For | |
6. | Report on Online Child Exploitation | Shareholder | Against | For | |
7. | Cybersecurity and Data Privacy | Shareholder | Against | For | |
8. | Severance Approval Policy | Shareholder | For | Against | |
DOMINION ENERGY, INC. | |
Security | 25746U109 | | | Meeting Type | Annual |
Ticker Symbol | D | | | Meeting Date | 07-May-2019 |
ISIN | US25746U1097 | | | Agenda | 934957501 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: James A. Bennett | Management | For | For | |
1b. | Election of Director: Helen E. Dragas | Management | For | For | |
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | |
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | |
1e. | Election of Director: D. Maybank Hagood | Management | For | For | |
1f. | Election of Director: John W. Harris | Management | For | For | |
1g. | Election of Director: Ronald W. Jibson | Management | For | For | |
1h. | Election of Director: Mark J. Kington | Management | For | For | |
1i. | Election of Director: Joseph M. Rigby | Management | For | For | |
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | |
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |
1l. | Election of Director: Susan N. Story | Management | For | For | |
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | |
2. | Ratification of Appointment of Independent Auditor | Management | For | For | |
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | For | |
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | For | For | |
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | Against | For | |
PRUDENTIAL FINANCIAL, INC. | |
Security | 744320102 | | | Meeting Type | Annual |
Ticker Symbol | PRU | | | Meeting Date | 14-May-2019 |
ISIN | US7443201022 | | | Agenda | 934976056 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | |
1b. | Election of Director: Gilbert F. Casellas | Management | For | For | |
1c. | Election of Director: Robert M. Falzon | Management | For | For | |
1d. | Election of Director: Mark B. Grier | Management | For | For | |
1e. | Election of Director: Martina Hund-Mejean | Management | For | For | |
1f. | Election of Director: Karl J. Krapek | Management | For | For | |
1g. | Election of Director: Peter R. Lighte | Management | For | For | |
1h. | Election of Director: Charles F. Lowrey | Management | For | For | |
1i. | Election of Director: George Paz | Management | For | For | |
1j. | Election of Director: Sandra Pianalto | Management | For | For | |
1k. | Election of Director: Christine A. Poon | Management | For | For | |
1l. | Election of Director: Douglas A. Scovanner | Management | For | For | |
1m. | Election of Director: Michael A. Todman | Management | For | For | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | Management | For | For | |
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |
4. | Shareholder proposal regarding Right to Act by Written Consent. | Shareholder | Against | For | |
MARSH & MCLENNAN COMPANIES, INC. | |
Security | 571748102 | | | Meeting Type | Annual |
Ticker Symbol | MMC | | | Meeting Date | 16-May-2019 |
ISIN | US5717481023 | | | Agenda | 934960154 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Anthony K. Anderson | Management | For | For | |
1b. | Election of Director: Oscar Fanjul | Management | For | For | |
1c. | Election of Director: Daniel S. Glaser | Management | For | For | |
1d. | Election of Director: H. Edward Hanway | Management | For | For | |
1e. | Election of Director: Deborah C. Hopkins | Management | For | For | |
1f. | Election of Director: Elaine La Roche | Management | For | For | |
1g. | Election of Director: Steven A. Mills | Management | For | For | |
1h. | Election of Director: Bruce P. Nolop | Management | For | For | |
1i. | Election of Director: Marc D. Oken | Management | For | For | |
1j. | Election of Director: Morton O. Schapiro | Management | For | For | |
1k. | Election of Director: Lloyd M. Yates | Management | For | For | |
1l. | Election of Director: R. David Yost | Management | For | For | |
2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | For | For | |
3. | Ratification of Selection of Independent Registered Public Accounting Firm | Management | For | For | |
INTEL CORPORATION | |
Security | 458140100 | | | Meeting Type | Annual |
Ticker Symbol | INTC | | | Meeting Date | 16-May-2019 |
ISIN | US4581401001 | | | Agenda | 934963679 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Aneel Bhusri | Management | For | For | |
1b. | Election of Director: Andy D. Bryant | Management | For | For | |
1c. | Election of Director: Reed E. Hundt | Management | For | For | |
1d. | Election of Director: Omar Ishrak | Management | For | For | |
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | |
1g. | Election of Director: Gregory D. Smith | Management | For | For | |
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | |
1i. | Election of Director: Andrew Wilson | Management | For | For | |
1j. | Election of Director: Frank D. Yeary | Management | For | For | |
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | For | For | |
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | |
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | |
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | Against | For | |
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | Against | For | |
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | Against | For | |
UNION PACIFIC CORPORATION | |
Security | 907818108 | | | Meeting Type | Annual |
Ticker Symbol | UNP | | | Meeting Date | 16-May-2019 |
ISIN | US9078181081 | | | Agenda | 934970383 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | |
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | |
1c. | Election of Director: William J. DeLaney | Management | For | For | |
1d. | Election of Director: David B. Dillon | Management | For | For | |
1e. | Election of Director: Lance M. Fritz | Management | For | For | |
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | |
1g. | Election of Director: Jane H. Lute | Management | For | For | |
1h. | Election of Director: Michael R. McCarthy | Management | For | For | |
1i. | Election of Director: Thomas F. McLarty III | Management | For | For | |
1j. | Election of Director: Bhavesh V. Patel | Management | For | For | |
1k. | Election of Director: Jose H. Villarreal | Management | For | For | |
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | For | For | |
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | |
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | For | |
REPUBLIC SERVICES, INC. | |
Security | 760759100 | | | Meeting Type | Annual |
Ticker Symbol | RSG | | | Meeting Date | 17-May-2019 |
ISIN | US7607591002 | | | Agenda | 934966562 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Manuel Kadre | Management | For | For | |
1b. | Election of Director: Tomago Collins | Management | For | For | |
1c. | Election of Director: Thomas W. Handley | Management | For | For | |
1d. | Election of Director: Jennifer M. Kirk | Management | For | For | |
1e. | Election of Director: Michael Larson | Management | For | For | |
1f. | Election of Director: Kim S. Pegula | Management | For | For | |
1g. | Election of Director: Ramon A. Rodriguez | Management | For | For | |
1h. | Election of Director: Donald W. Slager | Management | For | For | |
1i. | Election of Director: James P. Snee | Management | For | For | |
1j. | Election of Director: John M. Trani | Management | For | For | |
1k. | Election of Director: Sandra M. Volpe | Management | For | For | |
1l. | Election of Director: Katharine B. Weymouth | Management | For | For | |
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | |
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | |
4. | Shareholder proposal regarding electoral contributions and expenditures. | Shareholder | Against | For | |
BLACKROCK, INC. | |
Security | 09247X101 | | | Meeting Type | Annual |
Ticker Symbol | BLK | | | Meeting Date | 23-May-2019 |
ISIN | US09247X1019 | | | Agenda | 934975662 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Bader M. Alsaad | Management | For | For | |
1b. | Election of Director: Mathis Cabiallavetta | Management | For | For | |
1c. | Election of Director: Pamela Daley | Management | For | For | |
1d. | Election of Director: William S. Demchak | Management | For | For | |
1e. | Election of Director: Jessica P. Einhorn | Management | For | For | |
1f. | Election of Director: Laurence D. Fink | Management | For | For | |
1g. | Election of Director: William E. Ford | Management | For | For | |
1h. | Election of Director: Fabrizio Freda | Management | For | For | |
1i. | Election of Director: Murry S. Gerber | Management | For | For | |
1j. | Election of Director: Margaret L. Johnson | Management | For | For | |
1k. | Election of Director: Robert S. Kapito | Management | For | For | |
1l. | Election of Director: Cheryl D. Mills | Management | For | For | |
1m. | Election of Director: Gordon M. Nixon | Management | For | For | |
1n. | Election of Director: Charles H. Robbins | Management | For | For | |
1o. | Election of Director: Ivan G. Seidenberg | Management | For | For | |
1p. | Election of Director: Marco Antonio Slim Domit | Management | For | For | |
1q. | Election of Director: Susan L. Wagner | Management | For | For | |
1r. | Election of Director: Mark Wilson | Management | For | For | |
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | |
3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2019. | Management | For | For | |
4. | Shareholder Proposal - Production of an Annual Report on Certain Trade Association and Lobbying Expenditures. | Shareholder | Against | For | |
5. | Shareholder Proposal - Simple Majority Vote Requirement. | Shareholder | For | Against | |
THE HOME DEPOT, INC. | |
Security | 437076102 | | | Meeting Type | Annual |
Ticker Symbol | HD | | | Meeting Date | 23-May-2019 |
ISIN | US4370761029 | | | Agenda | 934976157 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Gerard J. Arpey | Management | For | For | |
1b. | Election of Director: Ari Bousbib | Management | For | For | |
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | |
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | |
1e. | Election of Director: J. Frank Brown | Management | For | For | |
1f. | Election of Director: Albert P. Carey | Management | For | For | |
1g. | Election of Director: Helena B. Foulkes | Management | Against | Against | |
1h. | Election of Director: Linda R. Gooden | Management | For | For | |
1i. | Election of Director: Wayne M. Hewett | Management | For | For | |
1j. | Election of Director: Manuel Kadre | Management | For | For | |
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | |
1l. | Election of Director: Craig A. Menear | Management | For | For | |
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | |
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | |
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | For | |
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | |
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | Against | For | |
MCDONALD'S CORPORATION | |
Security | 580135101 | | | Meeting Type | Annual |
Ticker Symbol | MCD | | | Meeting Date | 23-May-2019 |
ISIN | US5801351017 | | | Agenda | 934980473 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Lloyd Dean | Management | For | For | |
1b. | Election of Director: Stephen Easterbrook | Management | For | For | |
1c. | Election of Director: Robert Eckert | Management | For | For | |
1d. | Election of Director: Margaret Georgiadis | Management | For | For | |
1e. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |
1f. | Election of Director: Richard Lenny | Management | For | For | |
1g. | Election of Director: John Mulligan | Management | For | For | |
1h. | Election of Director: Sheila Penrose | Management | For | For | |
1i. | Election of Director: John Rogers, Jr. | Management | For | For | |
1j. | Election of Director: Paul Walsh | Management | For | For | |
1k. | Election of Director: Miles White | Management | For | For | |
2. | Advisory vote to approve executive compensation. | Management | For | For | |
3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2019. | Management | For | For | |
4. | Vote to approve an amendment to the Company's Certificate of Incorporation to lower the authorized range of the number of Directors on the Board to 7 to 15 Directors. | Management | For | For | |
5. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Against | For | |
DOWDUPONT INC. | |
Security | 26078J100 | | | Meeting Type | Special |
Ticker Symbol | DWDP | | | Meeting Date | 23-May-2019 |
ISIN | US26078J1007 | | | Agenda | 935023426 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | Management | For | For | |
2. | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal. | Management | For | For | |
MERCK & CO., INC. | |
Security | 58933Y105 | | | Meeting Type | Annual |
Ticker Symbol | MRK | | | Meeting Date | 28-May-2019 |
ISIN | US58933Y1055 | | | Agenda | 934988328 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Leslie A. Brun | Management | For | For | |
1b. | Election of Director: Thomas R. Cech | Management | For | For | |
1c. | Election of Director: Mary Ellen Coe | Management | For | For | |
1d. | Election of Director: Pamela J. Craig | Management | For | For | |
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | |
1f. | Election of Director: Thomas H. Glocer | Management | For | For | |
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | |
1h. | Election of Director: Paul B. Rothman | Management | For | For | |
1i. | Election of Director: Patricia F. Russo | Management | For | For | |
1j. | Election of Director: Inge G. Thulin | Management | For | For | |
1k. | Election of Director: Wendell P. Weeks | Management | For | For | |
1l. | Election of Director: Peter C. Wendell | Management | For | For | |
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | |
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | |
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | Against | For | |
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | |
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | |
EXXON MOBIL CORPORATION | |
Security | 30231G102 | | | Meeting Type | Annual |
Ticker Symbol | XOM | | | Meeting Date | 29-May-2019 |
ISIN | US30231G1022 | | | Agenda | 934991488 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Susan K. Avery | Management | For | For | |
1b. | Election of Director: Angela F. Braly | Management | For | For | |
1c. | Election of Director: Ursula M. Burns | Management | For | For | |
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | |
1e. | Election of Director: Steven A. Kandarian | Management | For | For | |
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | |
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | |
1h. | Election of Director: Steven S Reinemund | Management | For | For | |
1i. | Election of Director: William C. Weldon | Management | For | For | |
1j. | Election of Director: Darren W. Woods | Management | For | For | |
2. | Ratification of Independent Auditors (page 28) | Management | For | For | |
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | |
4. | Independent Chairman (page 58) | Shareholder | Against | For | |
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | |
6. | Board Matrix (page 61) | Shareholder | Against | For | |
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | |
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | Against | For | |
9. | Report on Political Contributions (page 66) | Shareholder | Against | For | |
10. | Report on Lobbying (page 67) | Shareholder | Against | For | |
CHEVRON CORPORATION | |
Security | 166764100 | | | Meeting Type | Annual |
Ticker Symbol | CVX | | | Meeting Date | 29-May-2019 |
ISIN | US1667641005 | | | Agenda | 934993088 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: W. M. Austin | Management | For | For | |
1b. | Election of Director: J. B. Frank | Management | For | For | |
1c. | Election of Director: A. P. Gast | Management | For | For | |
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | |
1e. | Election of Director: C. W. Moorman IV | Management | For | For | |
1f. | Election of Director: D. F. Moyo | Management | For | For | |
1g. | Election of Director: D. Reed-Klages | Management | For | For | |
1h. | Election of Director: R. D. Sugar | Management | For | For | |
1i. | Election of Director: I. G. Thulin | Management | For | For | |
1j. | Election of Director: D. J. Umpleby III | Management | For | For | |
1k. | Election of Director: M. K. Wirth | Management | For | For | |
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | |
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |
4. | Report on Human Right to Water | Shareholder | Against | For | |
5. | Report on Reducing Carbon Footprint | Shareholder | Against | For | |
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | |
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | |
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | |
BRISTOL-MYERS SQUIBB COMPANY | |
Security | 110122108 | | | Meeting Type | Annual |
Ticker Symbol | BMY | | | Meeting Date | 29-May-2019 |
ISIN | US1101221083 | | | Agenda | 935021458 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1A. | Election of Director: Peter J. Arduini | Management | For | For | |
1B. | Election of Director: Robert Bertolini | Management | For | For | |
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |
1D. | Election of Director: Matthew W. Emmens | Management | For | For | |
1E. | Election of Director: Michael Grobstein | Management | For | For | |
1F. | Election of Director: Alan J. Lacy | Management | For | For | |
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | |
1H. | Election of Director: Theodore R. Samuels | Management | For | For | |
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | |
1J. | Election of Director: Gerald L. Storch | Management | For | For | |
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | |
2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | For | For | |
3. | Ratification of the appointment of an independent registered public accounting firm | Management | For | For | |
4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | Against | For | |
WALMART INC. | |
Security | 931142103 | | | Meeting Type | Annual |
Ticker Symbol | WMT | | | Meeting Date | 05-Jun-2019 |
ISIN | US9311421039 | | | Agenda | 935000872 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Cesar Conde | Management | For | For | |
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | |
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |
1d. | Election of Director: Sarah J. Friar | Management | For | For | |
1e. | Election of Director: Carla A. Harris | Management | For | For | |
1f. | Election of Director: Thomas W. Horton | Management | For | For | |
1g. | Election of Director: Marissa A. Mayer | Management | For | For | |
1h. | Election of Director: C. Douglas McMillon | Management | For | For | |
1i. | Election of Director: Gregory B. Penner | Management | For | For | |
1j. | Election of Director: Steven S Reinemund | Management | For | For | |
1k. | Election of Director: S. Robson Walton | Management | For | For | |
1l. | Election of Director: Steuart L. Walton | Management | For | For | |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | |
4. | Request to Strengthen Prevention of Workplace Sexual Harassment | Shareholder | Against | For | |
5. | Request to Adopt Cumulative Voting | Shareholder | Against | For | |
CATERPILLAR INC. | |
Security | 149123101 | | | Meeting Type | Annual |
Ticker Symbol | CAT | | | Meeting Date | 12-Jun-2019 |
ISIN | US1491231015 | | | Agenda | 935008943 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Kelly A. Ayotte | Management | For | For | |
1b. | Election of Director: David L. Calhoun | Management | For | For | |
1c. | Election of Director: Daniel M. Dickinson | Management | For | For | |
1d. | Election of Director: Juan Gallardo | Management | For | For | |
1e. | Election of Director: Dennis A. Muilenburg | Management | For | For | |
1f. | Election of Director: William A. Osborn | Management | For | For | |
1g. | Election of Director: Debra L. Reed-Klages | Management | For | For | |
1h. | Election of Director: Edward B. Rust, Jr. | Management | For | For | |
1i. | Election of Director: Susan C. Schwab | Management | For | For | |
1j. | Election of Director: D. James Umpleby III | Management | For | For | |
1k. | Election of Director: Miles D. White | Management | For | For | |
1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |
2. | Ratify the appointment of independent registered public accounting firm for 2019. | Management | For | For | |
3. | Advisory vote to approve executive compensation. | Management | For | For | |
4. | Shareholder Proposal - Amend proxy access to remove resubmission threshold. | Shareholder | Against | For | |
5. | Shareholder Proposal - Report on activities in conflict- affected areas. | Shareholder | Against | For | |
DOWDUPONT INC. | |
Security | 26078J100 | | | Meeting Type | Annual |
Ticker Symbol | DWDP | | | Meeting Date | 25-Jun-2019 |
ISIN | US26078J1007 | | | Agenda | 935019679 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Edward D. Breen | Management | For | For | |
1b. | Election of Director: Ruby R. Chandy | Management | For | For | |
1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | |
1d. | Election of Director: Terrence R. Curtin | Management | For | For | |
1e. | Election of Director: Alexander M. Cutler | Management | For | For | |
1f. | Election of Director: C. Marc Doyle | Management | For | For | |
1g. | Election of Director: Eleuthère I. du Pont | Management | For | For | |
1h. | Election of Director: Rajiv L. Gupta | Management | For | For | |
1i. | Election of Director: Luther C. Kissam | Management | For | For | |
1j. | Election of Director: Frederick M. Lowery | Management | For | For | |
1k. | Election of Director: Raymond J. Milchovich | Management | For | For | |
1l. | Election of Director: Steven M. Sterin | Management | For | For | |
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | |
3. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |
4. | Right to Act by Written Consent | Shareholder | Against | For | |
5. | Preparation of an Executive Compensation Report | Shareholder | Against | For | |
6. | Preparation of a Report on Climate Change Induced Flooding and Public Health | Shareholder | Against | For | |
7. | Preparation of a Report on Plastic Pollution | Shareholder | Against | For | |
THE KROGER CO. | |
Security | 501044101 | | | Meeting Type | Annual |
Ticker Symbol | KR | | | Meeting Date | 27-Jun-2019 |
ISIN | US5010441013 | | | Agenda | 935024101 - Management |
| | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Election of Director: Nora A. Aufreiter | Management | For | For | |
1b. | Election of Director: Anne Gates | Management | For | For | |
1c. | Election of Director: Susan J. Kropf | Management | For | For | |
1d. | Election of Director: W. Rodney McMullen | Management | For | For | |
1e. | Election of Director: Jorge P. Montoya | Management | For | For | |
1f. | Election of Director: Clyde R. Moore | Management | For | For | |
1g. | Election of Director: James A. Runde | Management | For | For | |
1h. | Election of Director: Ronald L. Sargent | Management | For | For | |
1i. | Election of Director: Bobby S. Shackouls | Management | For | For | |
1j. | Election of Director: Mark S. Sutton | Management | For | For | |
1k. | Election of Director: Ashok Vemuri | Management | For | For | |
2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For | |
3. | Approval of Kroger's 2019 Long-Term Incentive Plan. | Management | For | For | |
4. | Approval of an amendment to Kroger's Regulations to permit Board amendments in accordance with Ohio law. | Management | For | For | |
5. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | |
6. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | For | |
7. | A shareholder proposal, if properly presented, to adopt a policy and amend the bylaws as necessary to require the Chair of the Board to be independent. | Shareholder | Against | For | |
POSCO | |
Security | 693483109 | | | Meeting Type | Special |
Ticker Symbol | PKX | | | Meeting Date | 27-Jul-2018 |
ISIN | US6934831099 | | | Agenda | 934854072 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | Election of Inside Director: Choi, Jeong-Woo (CEO Candidate) | Management | For | | |
CHINA PETROLEUM & CHEMICAL CORPORATION | |
Security | 16941R108 | | | Meeting Type | Special |
Ticker Symbol | SNP | | | Meeting Date | 23-Oct-2018 |
ISIN | US16941R1086 | | | Agenda | 934885142 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | To consider and approve the resolution in relation to the election of Mr. Yu Baocai as a director of the Company. | Management | For | | |
2. | To consider and approve the resolution in relation to Continuing Connected Transactions for the three years ending 31 December 2021 and relevant authorisations. The particulars of resolution No.2 include: (i) approving the renewal of Continuing Connected Transactions for the three years ending 31 December 2021 (including their respective relevant proposed caps); (ii) approving, ratifying and confirming the Continuing Connected Transactions Fifth Supplemental Agreement entered ...(due to space limits, see proxy material for full proposal). | Management | For | | |
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. | |
Security | 82935M109 | | | Meeting Type | Special |
Ticker Symbol | SHI | | | Meeting Date | 08-Nov-2018 |
ISIN | US82935M1099 | | | Agenda | 934885217 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
O1. | The election of Mr. Shi Wei as a non-independent director of the Ninth Session of the board of directors of the Company (the "Board"). | Management | For | For | |
S2. | The amendments to the articles of association and the appendix of the Company as proposed by the Board, and the authorization to the Chairman of the Board to transact, on behalf of the Company, all relevant matters in relation to such amendments regarding any applications, approvals, disclosures, ...Due to space limits, see proxy material for full proposal. | Management | For | For | |
SASOL LIMITED | |
Security | 803866300 | | | Meeting Type | Annual |
Ticker Symbol | SSL | | | Meeting Date | 16-Nov-2018 |
ISIN | US8038663006 | | | Agenda | 934895179 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1a. | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: C Beggs | Management | For | For | |
1b. | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: SR Cornell | Management | For | For | |
1c. | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: MJ Cuambe | Management | For | For | |
1d. | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: MJN Njeke | Management | For | For | |
1e. | Re-election of Director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: B Nqwababa | Management | For | For | |
2a. | To elect the Director who was appointed by the Board after the previous Annual General Meeting in terms of clause 22.4.1 of the Company's memorandum of incorporation: MBN Dube | Management | For | For | |
2b. | To elect the Director who was appointed by the Board after the previous Annual General Meeting in terms of clause 22.4.1 of the Company's memorandum of incorporation: M Floel | Management | For | For | |
3. | To appoint PricewaterhouseCoopers Inc to act as independent auditor of the Company until the end of the next Annual General Meeting. | Management | For | For | |
4a. | To elect the member of the Audit Committee: C Beggs (subject to him being re-elected as a director in terms of ordinary resolution number 1a) | Management | For | For | |
4b. | To elect the member of the Audit Committee: GMB Kennealy | Management | For | For | |
4c. | To elect the member of the Audit Committee: NNA Matyumza | Management | For | For | |
4d. | To elect the member of the Audit Committee: MJN Njeke (subject to him being re-elected as a director in terms of ordinary resolution number 1d) | Management | For | For | |
4e. | To elect the member of the Audit Committee: S Westwell | Management | For | For | |
5. | To endorse, on a non-binding advisory basis, the Company's remuneration policy. | Management | For | For | |
6. | To endorse, on a non-binding advisory basis, the implementation report of the Company's remuneration policy. | Management | For | For | |
7. | Special Resolution No. 1: To approve the remuneration payable to non-executive directors of the Company for their services as directors from the date of the meeting until this resolution is replaced. | Management | For | For | |
8. | Special Resolution No. 2: To approve financial assistance to be granted by the Company in terms of sections 44 and 45 of the Companies Act. | Management | For | For | |
9. | Special Resolution No. 3: To authorise the board to approve the general repurchase by the Company or purchase by any of its subsidiaries, of any of the Company's ordinary shares and/or Sasol BEE Ordinary Shares. | Management | For | For | |
10. | Special Resolution No. 4: To authorise the board to approve the purchase by the Company (as part of a general repurchase in accordance with special resolution number 3), of its issued shares from a director and/or a prescribed officer of the Company, and/or persons related to a director or prescribed officer of the Company. | Management | For | For | |
11. | Special Resolution No. 5: To amend the memorandum of incorporation to provide for the possible replacement of the BEE Contract Verification Process with a BEE Verification Agent Process (subject to approval by SOLBE1 Shareholders at a Separate Class Meeting) and the adoption of Verification Agent Process. | Management | For | For | |
12. | Special Resolution No. 6: To revoke special resolution number 12 adopted by shareholders on 17 November 2017 and replace it with special resolution number 6. | Management | For | For | |
BANCO BRADESCO S A | |
Security | 059460303 | | | Meeting Type | Annual |
Ticker Symbol | BBD | | | Meeting Date | 11-Mar-2019 |
ISIN | US0594603039 | | | Agenda | 934930187 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
3a | Election of the fiscal council: Candidates appointed by preferred shareholders - Separate Election: Luiz Carlos de Freitas / Joao Batistela Biazon | Management | For | For | |
3b | Election of the fiscal council: Candidates appointed by preferred shareholders - Separate Election: Walter Luis Bernardes Albertoni / Reginaldo Ferreira Alexandre | Management | For | For | |
POSCO | |
Security | 693483109 | | | Meeting Type | Annual |
Ticker Symbol | PKX | | | Meeting Date | 15-Mar-2019 |
ISIN | US6934831099 | | | Agenda | 934932155 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1 | Approval of the 51st FY Financial Statements | Management | For | | |
2.1 | Partial Amendments to Articles of Incorporation: Partial Amendments pursuant to the Enactment and Enforcement of the Act titled "Electronic Registration of Stocks, Bonds, etc." | Management | For | | |
2.2 | Partial Amendments to Articles of Incorporation: Appointment of External Auditor | Management | For | | |
2.3 | Partial Amendments to Articles of Incorporation: Vote by Proxy | Management | For | | |
3.1 | Election of Inside Director: Chang, In-Hwa | Management | For | | |
3.2 | Election of Inside Director: Chon, Jung-Son | Management | For | | |
3.3 | Election of Inside Director: Kim, Hag-Dong | Management | For | | |
3.4 | Election of Inside Director: Jeong, Tak | Management | For | | |
4.1 | Election of Outside Director: Kim, Shin-Bae | Management | For | | |
4.2 | Election of Outside Director: Chung, Moon-Ki | Management | For | | |
4.3 | Election of Outside Director: Park, Heui-Jae | Management | For | | |
5 | Election of Audit Committee Member Chung, Moon-Ki | Management | For | | |
6 | Approval on Limit of Total Remuneration for Directors | Management | For | | |
TIM PARTICIPACOES SA | |
Security | 88706P205 | | | Meeting Type | Annual |
Ticker Symbol | TSU | | | Meeting Date | 28-Mar-2019 |
ISIN | US88706P2056 | | | Agenda | 934945188 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
O1) | To resolve on the management's report and the financial statements of the Company, dated as of December 31st, 2018 | Management | For | For | |
O2) | To resolve on the management's proposal for the allocation of the results related to the fiscal year of 2018 and the distribution of dividends by the Company | Management | For | For | |
O3) | To resolve on the composition of the Board of Directors of the Company with 10 (ten) effective members | Management | For | For | |
O4) | Indication of all the names that make up the slate: Agostino Nuzzolo, Alberto Emmanuel Carvalho Whitaker, Carlo Nardello, Elisabetta Romano, Gesner José de Oliveira Filho, Herculano Aníbal Alves, Nicandro Durante, Piergiorgio Peluso, Pietro Labriola, Raimondo Zizza | Management | For | For | |
O5) | To resolve on the composition of the Companys Fiscal Council with 3 (three) effective members and 3 (three) alternate members | Management | For | For | |
O6) | Indication of all the names that make up the slate: Walmir Kesseli / Heinz Egon Löwen, Josino de Almeida Fonseca / João Verner Juenemann, Jarbas Tadeu Barsanti Ribeiro / Anna Maria Cerentini Gouvea Guimaraes | Management | For | For | |
O7) | To resolve on the Compensation Proposal for the Company's Administrators, members of the Committees and the members of the Fiscal Council of the Company, for the year of 2019 | Management | For | For | |
E1) | To resolve on the proposal for the extension of the Cooperation and Support Agreement, through the execution of its 12th amendment, to be entered into between Telecom Italia S.p.A., on the one hand, and TIM S.A., on the other hand | Management | For | For | |
KT CORPORATION | |
Security | 48268K101 | | | Meeting Type | Annual |
Ticker Symbol | KT | | | Meeting Date | 29-Mar-2019 |
ISIN | US48268K1016 | | | Agenda | 934947461 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | Approval of Financial Statements for the 37th Fiscal Year | Management | For | For | |
2. | Amendment of Articles of Incorporation | Management | For | For | |
3.1 | Election of Director: Mr. In Hoe Kim (Inside Director Candidate) | Management | For | For | |
3.2 | Election of Director: Mr. Dongmyun Lee (Inside Director Candidate) | Management | For | For | |
3.3 | Election of Director: Mr. Sung, Taeyoon (Outside Director Candidate) | Management | For | For | |
3.4 | Election of Director: Mr. Hee-Yol Yu (Outside Director Candidate) | Management | For | For | |
4.1 | Election of Member of Audit Committee: Mr. Kim, Dae- you | Management | For | For | |
5. | Approval of Limit on Remuneration of Directors | Management | For | For | |
AMERICA MOVIL, S.A.B. DE C.V. | |
Security | 02364W105 | | | Meeting Type | Annual |
Ticker Symbol | AMX | | | Meeting Date | 09-Apr-2019 |
ISIN | US02364W1053 | | | Agenda | 934965407 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
I | Appointment or, as the case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series "L" shares are entitled to appoint. Adoption of resolutions thereon. | Management | For | | |
II | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | | |
SOUTHERN COPPER CORPORATION | |
Security | 84265V105 | | | Meeting Type | Annual |
Ticker Symbol | SCCO | | | Meeting Date | 25-Apr-2019 |
ISIN | US84265V1052 | | | Agenda | 934966271 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Germán L. Mota-Velasco | | | For | For | |
| | 2 | Oscar González Rocha | | | For | For | |
| | 3 | Vicente A. Andreve | | | For | For | |
| | 4 | Alfredo Casar Pérez | | | For | For | |
| | 5 | Enrique C. S. Mejorada | | | For | For | |
| | 6 | Xavier G. de Q. Topete | | | For | For | |
| | 7 | Rafael Mac G. Anciola | | | For | For | |
| | 8 | Luis M. P. Bonilla | | | For | For | |
| | 9 | Gilberto P. Cifuentes | | | Withheld | Against | |
| | 10 | Carlos Ruiz Sacristán | | | For | For | |
2. | Ratify the Audit Committee's selection of Galaz,Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2019. | Management | For | For | |
3. | Approve by, non-binding vote, executive compensation. | Management | For | For | |
CHINA PETROLEUM & CHEMICAL CORPORATION | |
Security | 16941R108 | | | Meeting Type | Annual |
Ticker Symbol | SNP | | | Meeting Date | 09-May-2019 |
ISIN | US16941R1086 | | | Agenda | 934998571 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | To consider and approve the Report of the Board of Directors of Sinopec Corp. (the "Board") for 2018. | Management | For | | |
2. | To consider and approve the Report of the Board of Supervisors of Sinopec Corp. for 2018. | Management | For | | |
3. | To consider and approve the audited financial reports of Sinopec Corp. for the year ended 31 December 2018 prepared by PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers. | Management | For | | |
4. | To consider and approve the profit distribution plan of Sinopec Corp. for the year ended 31 December 2018. | Management | For | | |
5. | To authorise the Board to determine the interim profit distribution plan of Sinopec Corp. for the year 2019. | Management | For | | |
6. | To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as the external auditors of Sinopec Corp. for the year 2019, and to authorise the Board to determine their remunerations. | Management | For | | |
S7. | To authorise the Board to determine the proposed plan for issuance of debt financing instrument(s). | Management | For | | |
S8. | To grant to the Board a general mandate to issue new domestic shares and/or overseas-listed foreign shares of Sinopec Corp. | Management | For | | |
S9. | To consider and approve the resolution in relation to the amendments to the Articles of Association and authorise the secretary to the Board to represent Sinopec Corp. in handling the relevant formalities for application, approval, disclosure, registration and filing requirements for such amendments (including textual amendments in accordance with the requirements of the relevant regulatory authorities). | Management | For | | |
CHINA YANGTZE POWER CO LTD | |
Security | Y1516Q142 | | | Meeting Type | Annual General Meeting |
Ticker Symbol | | | | Meeting Date | 23-May-2019 |
ISIN | CNE000001G87 | | | Agenda | 711077481 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1 | 2018 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
2 | 2018 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
3 | 2018 ANNUAL ACCOUNTS | Management | For | For | |
4 | 2018 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY6.80000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | For | For | |
5 | 2019 APPOINTMENT OF FINANCIAL AUDIT FIRM | Management | For | For | |
6 | 2019 APPOINTMENT OF INTERNAL CONTROL AUDIT FIRM | Management | For | For | |
7 | 2019 SHORT-TERM FIXED-INCOME INVESTMENT | Management | For | For | |
8 | RENEWAL OF A FINANCIAL SERVICE FRAMEWORK AGREEMENT WITH A COMPANY | Management | For | For | |
9 | ISSUANCE OF CORPORATE BONDS | Management | For | For | |
10 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |
11 | ADJUSTMENT OF ALLOWANCE STANDARDS FOR INDEPENDENT DIRECTORS | Management | For | For | |
PT TELKOM INDONESIA (PERSERO) TBK | |
Security | 715684106 | | | Meeting Type | Annual |
Ticker Symbol | TLK | | | Meeting Date | 24-May-2019 |
ISIN | US7156841063 | | | Agenda | 935024670 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | Approval of the Company's Annual Report for Financial Year of 2018, including the Supervision Duty Implementation Report of the Board of Commissioner Financial Year of 2018. | Management | For | For | |
2. | Ratification of the Financial Statement of the Company Financial Year of 2018 and Annual Report of Partnerships and Community Development Program Financial Year of 2018 and the Acquittal and Discharge of Members of the Company's Board of Directors and the Board of Commissioners. | Management | For | For | |
3. | Determination on Utilization of the Company's Net Profit for Financial Year of 2018. | Management | For | For | |
4. | Determination of Bonus (Tantiem) for Financial Year of 2018, Salary and Honorarium and other Allowance for Members of Board of Directors and Board of Commissioners for year 2019. | Management | For | For | |
5. | Appointment of a Public Accounting Firm to audit the Company's Financial Statements for Financial Year of 2019, including Internal Control Audit over Financial Reporting, and the Financial Statement of the Partnership and Community Development Program for Financial Year of 2019. | Management | For | For | |
6. | Amendment of the Article of Association of the Company. | Management | For | For | |
7. | Changes in the Management of the Company. | Management | For | For | |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |
Security | 874039100 | | | Meeting Type | Annual |
Ticker Symbol | TSM | | | Meeting Date | 05-Jun-2019 |
ISIN | US8740391003 | | | Agenda | 935024163 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1) | To accept 2018 Business Report and Financial Statements | Management | For | For | |
2) | To approve the proposal for distribution of 2018 earnings | Management | For | For | |
3) | To revise the Articles of Incorporation | Management | For | For | |
4) | To revise the following TSMC policies: (i) Procedures for Acquisition or Disposal of Assets; (ii) Procedures for Financial Derivatives Transactions | Management | For | For | |
5) | DIRECTOR | Management | | | |
| | 1 | Moshe N. Gavrielov | | | For | For | |
PETROCHINA COMPANY LIMITED | |
Security | 71646E100 | | | Meeting Type | Annual |
Ticker Symbol | PTR | | | Meeting Date | 13-Jun-2019 |
ISIN | US71646E1001 | | | Agenda | 935027727 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1 | To consider and approve the report of the board of directors of the Company (the "Board") for the year 2018. | Management | For | For | |
2 | To consider and approve the report of the supervisory committee of the Company for the year 2018. | Management | For | For | |
3 | To consider and approve the financial report of the Company for the year 2018. | Management | For | For | |
4 | To consider and approve the declaration and payment of the final dividends for the year ended 31 December 2018 in the amount and in the manner recommended by the Board. | Management | For | For | |
5 | To consider and approve the authorisation of the Board to determine the distribution of interim dividends for the year 2019. | Management | For | For | |
6 | To consider and approve the appointment of KPMG Huazhen and KPMG, as the domestic and international auditors of the Company, respectively, for the year 2019 and to authorise the Board to determine their remuneration. | Management | For | For | |
7 | To consider and approve the guarantees to be provided to the subsidiaries and affiliated companies of the Company and relevant authorization to the Board. | Management | For | For | |
8 | To consider and approve, by way of special resolution, to unconditionally grant a general mandate to the Board to determine and deal with the issue of debt financing instruments of the Company with an outstanding balance amount of up to RMB150 billion (the foreign currency equivalent calculated by using the middle exchange rate announced by the People's Bank of China on the date of issue) and determine the terms and conditions of such issue. | Management | For | For | |
9 | To consider and approve, by way of special resolution, to grant a general mandate to the Board to issue and deal with domestic shares (A Shares) and/or overseas listed foreign shares (H Shares) of the Company of not more than 20% of each of its existing domestic shares (A Shares) or overseas listed foreign shares (H Shares) of the Company in issue as at the date of passing this resolution at the AGM and determine the terms and conditions of such issue. | Management | Abstain | Against | |
10a | To consider and approve the election of the following person nominated as director of the Company: Mr. Zhang Wei | Management | For | For | |
10b | To consider and approve the election of the following person nominated as director of the Company: Mr. Jiao Fangzheng | Management | For | For | |
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. | |
Security | 82935M109 | | | Meeting Type | Annual |
Ticker Symbol | SHI | | | Meeting Date | 20-Jun-2019 |
ISIN | US82935M1099 | | | Agenda | 935036649 - Management |
| | | | | | | | | | |
Item | Proposal | Proposed by | | Vote | For/Against Management | |
1. | To consider and approve the 2018 Work Report of the Board of Directors of the Company. | Management | For | For | |
2. | To consider and approve the 2018 Work Report of the Supervisory Committee of the Company. | Management | For | For | |
3. | To consider and approve the 2018 Audited Financial Statements of the Company. | Management | For | For | |
4. | To consider and approve the 2018 Profit Distribution Plan of the Company. | Management | For | For | |
5. | To consider and approve the 2019 Financial Budget Report of the Company. | Management | For | For | |
6. | To consider and approve the re-appointment of PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) and PricewaterhouseCoopers as the domestic and international auditors, respectively, of the Company for the year 2019 and to authorize the Board of Directors of the Company to fix their remuneration. | Management | For | For | |
The Cutler Fixed Income Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2018 through June 30, 2019).
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.