Cassandra Borchers, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
| THE PROCTER & GAMBLE COMPANY |
| Security | 742718109 | | Meeting Type | Annual |
| Ticker Symbol | PG | | Meeting Date | 13-Oct-2020 |
| ISIN | US7427181091 | | Agenda | 935264969 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: Francis S. Blake | Management | For | For |
| 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For |
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For |
| 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For |
| 1E. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For |
| 1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For |
| 1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For |
| 1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | For | For |
| 1I. | ELECTION OF DIRECTOR: Nelson Peltz | Management | For | For |
| 1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | For | For |
| 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | For |
| 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For |
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For |
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | For |
| 4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | For | For |
| 5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | Against | For |
| 6. | Shareholder Proposal - Annual Report on Diversity. | Shareholder | Against | For |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 02-Dec-2020 |
| ISIN | US5949181045 | | Agenda | 935284478 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For |
| 1D. | Election of Director: Satya Nadella | Management | For | For |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For |
| 1G. | Election of Director: Charles W. Scharf | Management | For | For |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For |
| 1I. | Election of Director: John W. Stanton | Management | For | For |
| 1J. | Election of Director: John W. Thompson | Management | For | For |
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For |
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | For | Against |
| MEDTRONIC PLC |
| Security | G5960L103 | | Meeting Type | Annual |
| Ticker Symbol | MDT | | Meeting Date | 11-Dec-2020 |
| ISIN | IE00BTN1Y115 | | Agenda | 935288286 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Richard H. Anderson | Management | For | For |
| 1B. | Election of Director: Craig Arnold | Management | For | For |
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For |
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For |
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For |
| 1G. | Election of Director: James T. Lenehan | Management | For | For |
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For |
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For |
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For |
| 1L. | Election of Director: Kendall J. Powell | Management | For | For |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For |
| 4. | To renew the Board's authority to issue shares. | Management | For | For |
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | For | For |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For |
| BECTON, DICKINSON AND COMPANY |
| Security | 075887109 | | Meeting Type | Annual |
| Ticker Symbol | BDX | | Meeting Date | 26-Jan-2021 |
| ISIN | US0758871091 | | Agenda | 935316845 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Catherine M. Burzik | Management | For | For |
| 1B. | Election of Director: R. Andrew Eckert | Management | For | For |
| 1C. | Election of Director: Vincent A. Forlenza | Management | For | For |
| 1D. | Election of Director: Claire M. Fraser | Management | For | For |
| 1E. | Election of Director: Jeffrey W. Henderson | Management | For | For |
| 1F. | Election of Director: Christopher Jones | Management | For | For |
| 1G. | Election of Director: Marshall O. Larsen | Management | For | For |
| 1H. | Election of Director: David F. Melcher | Management | For | For |
| 1I. | Election of Director: Thomas E. Polen | Management | For | For |
| 1J. | Election of Director: Claire Pomeroy | Management | For | For |
| 1K. | Election of Director: Rebecca W. Rimel | Management | For | For |
| 1L. | Election of Director: Timothy M. Ring | Management | For | For |
| 1M. | Election of Director: Bertram L. Scott | Management | For | For |
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | Against | For |
| DEERE & COMPANY |
| Security | 244199105 | | Meeting Type | Annual |
| Ticker Symbol | DE | | Meeting Date | 24-Feb-2021 |
| ISIN | US2441991054 | | Agenda | 935323143 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Tamra A. Erwin | Management | For | For |
| 1B. | Election of Director: Alan C. Heuberger | Management | For | For |
| 1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For |
| 1D. | Election of Director: Dipak C. Jain | Management | For | For |
| 1E. | Election of Director: Michael O. Johanns | Management | For | For |
| 1F. | Election of Director: Clayton M. Jones | Management | For | For |
| 1G. | Election of Director: John C. May | Management | For | For |
| 1H. | Election of Director: Gregory R. Page | Management | For | For |
| 1I. | Election of Director: Sherry M. Smith | Management | For | For |
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | For |
| 1K. | Election of Director: Sheila G. Talton | Management | For | For |
| 2. | Advisory vote on executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2021. | Management | For | For |
| CARRIER GLOBAL CORPORATION |
| Security | 14448C104 | | Meeting Type | Annual |
| Ticker Symbol | CARR | | Meeting Date | 19-Apr-2021 |
| ISIN | US14448C1045 | | Agenda | 935340404 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: John V. Faraci | Management | For | For |
| 1B. | Election of Director: Jean-Pierre Garnier | Management | For | For |
| 1C. | Election of Director: David Gitlin | Management | For | For |
| 1D. | Election of Director: John J. Greisch | Management | For | For |
| 1E. | Election of Director: Charles M. Holley, Jr. | Management | For | For |
| 1F. | Election of Director: Michael M. McNamara | Management | For | For |
| 1G. | Election of Director: Michael A. Todman | Management | For | For |
| 1H. | Election of Director: Virginia M. Wilson | Management | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For |
| 4. | Advisory Vote on the Frequency of Future Shareowner Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | For |
| M&T BANK CORPORATION |
| Security | 55261F104 | | Meeting Type | Annual |
| Ticker Symbol | MTB | | Meeting Date | 20-Apr-2021 |
| ISIN | US55261F1049 | | Agenda | 935345733 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | C. Angela Bontempo | | For | For |
| | 2 | Robert T. Brady | | For | For |
| | 3 | Calvin G. Butler, Jr. | | For | For |
| | 4 | T. J. Cunningham III | | For | For |
| | 5 | Gary N. Geisel | | For | For |
| | 6 | Leslie V. Godridge | | For | For |
| | 7 | Richard S. Gold | | For | For |
| | 8 | Richard A. Grossi | | For | For |
| | 9 | René F. Jones | | For | For |
| | 10 | Richard H. Ledgett, Jr. | | For | For |
| | 11 | Newton P.S. Merrill | | For | For |
| | 12 | Kevin J. Pearson | | For | For |
| | 13 | Melinda R. Rich | | For | For |
| | 14 | Robert E. Sadler, Jr. | | For | For |
| | 15 | Denis J. Salamone | | For | For |
| | 16 | John R. Scannell | | For | For |
| | 17 | David S. Scharfstein | | For | For |
| | 18 | Rudina Seseri | | For | For |
| | 19 | Herbert L. Washington | | For | For |
| 2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For |
| NORTHERN TRUST CORPORATION |
| Security | 665859104 | | Meeting Type | Annual |
| Ticker Symbol | NTRS | | Meeting Date | 20-Apr-2021 |
| ISIN | US6658591044 | | Agenda | 935342333 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Linda Walker Bynoe | Management | For | For |
| 1B. | Election of Director: Susan Crown | Management | For | For |
| 1C. | Election of Director: Dean M. Harrison | Management | For | For |
| 1D. | Election of Director: Jay L. Henderson | Management | For | For |
| 1E. | Election of Director: Marcy S. Klevorn | Management | For | For |
| 1F. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For |
| 1G. | Election of Director: Michael G. O'Grady | Management | For | For |
| 1H. | Election of Director: Jose Luis Prado | Management | For | For |
| 1I. | Election of Director: Thomas E. Richards | Management | Against | Against |
| 1J. | Election of Director: Martin P. Slark | Management | For | For |
| 1K. | Election of Director: David H. B. Smith, Jr. | Management | For | For |
| 1L. | Election of Director: Donald Thompson | Management | For | For |
| 1M. | Election of Director: Charles A. Tribbett III | Management | For | For |
| 2. | Approval, by an advisory vote, of the 2020 compensation of the Corporation's named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For |
| JOHNSON & JOHNSON |
| Security | 478160104 | | Meeting Type | Annual |
| Ticker Symbol | JNJ | | Meeting Date | 22-Apr-2021 |
| ISIN | US4781601046 | | Agenda | 935345214 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For |
| 1B. | Election of Director: D. Scott Davis | Management | For | For |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For |
| 1E. | Election of Director: Alex Gorsky | Management | For | For |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For |
| 1G. | Election of Director: Hubert Joly | Management | For | For |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For |
| 1J. | Election of Director: Charles Prince | Management | For | For |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For |
| 1M. | Election of Director: Nadja Y. West | Management | For | For |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For |
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | For |
| 5. | Independent Board Chair. | Shareholder | Against | For |
| 6. | Civil Rights Audit. | Shareholder | Against | For |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Against | For |
| TEXAS INSTRUMENTS INCORPORATED |
| Security | 882508104 | | Meeting Type | Annual |
| Ticker Symbol | TXN | | Meeting Date | 22-Apr-2021 |
| ISIN | US8825081040 | | Agenda | 935341709 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Mark A. Blinn | Management | For | For |
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For |
| 1C. | Election of Director: Janet F. Clark | Management | For | For |
| 1D. | Election of Director: Carrie S. Cox | Management | For | For |
| 1E. | Election of Director: Martin S. Craighead | Management | For | For |
| 1F. | Election of Director: Jean M. Hobby | Management | For | For |
| 1G. | Election of Director: Michael D. Hsu | Management | For | For |
| 1H. | Election of Director: Ronald Kirk | Management | For | For |
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For |
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For |
| 1K. | Election of Director: Richard K. Templeton | Management | For | For |
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For |
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 4. | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Against | For |
| RAYTHEON TECHNOLOGIES |
| Security | 75513E101 | | Meeting Type | Annual |
| Ticker Symbol | RTX | | Meeting Date | 26-Apr-2021 |
| ISIN | US75513E1010 | | Agenda | 935347218 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Tracy A. Atkinson | Management | For | For |
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For |
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For |
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For |
| 1E. | Election of Director: George R. Oliver | Management | For | For |
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For |
| 1G. | Election of Director: Margaret L. O'Sullivan | Management | For | For |
| 1H. | Election of Director: Dinesh C. Paliwal | Management | For | For |
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For |
| 1J. | Election of Director: Denise L. Ramos | Management | For | For |
| 1K. | Election of Director: Fredric G. Reynolds | Management | For | For |
| 1L. | Election of Director: Brian C. Rogers | Management | For | For |
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | For | For |
| 1N. | Election of Director: Robert O. Work | Management | For | For |
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For |
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For |
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For |
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | For | For |
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | Against | For |
| International Business Machines Corporation |
| Security | 459200101 | | Meeting Type | Annual |
| Ticker Symbol | IBM | | Meeting Date | 27-Apr-2021 |
| ISIN | US4592001014 | | Agenda | 935346949 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for one year term: Thomas Buberl | Management | For | For |
| 1B. | Election of Director for one year term: Michael L. Eskew | Management | For | For |
| 1C. | Election of Director for one year term: David N. Farr | Management | For | For |
| 1D. | Election of Director for one year term: Alex Gorsky | Management | For | For |
| 1E. | Election of Director for one year term: Michelle J. Howard | Management | For | For |
| 1F. | Election of Director for one year term: Arvind Krishna | Management | For | For |
| 1G. | Election of Director for one year term: Andrew N. Liveris | Management | For | For |
| 1H. | Election of Director for one year term: F. William McNabb III | Management | For | For |
| 1I. | Election of Director for one year term: Martha E. Pollack | Management | For | For |
| 1J. | Election of Director for one year term: Joseph R. Swedish | Management | For | For |
| 1K. | Election of Director for one year term: Peter R. Voser | Management | For | For |
| 1L. | Election of Director for one year term: Frederick H. Waddell | Management | For | For |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For |
| 3. | Advisory Vote on Executive Compensation. | Management | For | For |
| 4. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | For |
| 5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For |
| 6. | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | For | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. |
| Security | 693475105 | | Meeting Type | Annual |
| Ticker Symbol | PNC | | Meeting Date | 27-Apr-2021 |
| ISIN | US6934751057 | | Agenda | 935343208 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Joseph Alvarado | Management | For | For |
| 1B. | Election of Director: Charles E. Bunch | Management | For | For |
| 1C. | Election of Director: Debra A. Cafaro | Management | For | For |
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For |
| 1E. | Election of Director: David L. Cohen | Management | For | For |
| 1F. | Election of Director: William S. Demchak | Management | For | For |
| 1G. | Election of Director: Andrew T. Feldstein | Management | For | For |
| 1H. | Election of Director: Richard J. Harshman | Management | For | For |
| 1I. | Election of Director: Daniel R. Hesse | Management | For | For |
| 1J. | Election of Director: Linda R. Medler | Management | For | For |
| 1K. | Election of Director: Martin Pfinsgraff | Management | For | For |
| 1L. | Election of Director: Toni Townes-Whitley | Management | For | For |
| 1M. | Election of Director: Michael J. Ward | Management | For | For |
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Against | For |
| DUPONT DE NEMOURS INC |
| Security | 26614N102 | | Meeting Type | Annual |
| Ticker Symbol | DD | | Meeting Date | 28-Apr-2021 |
| ISIN | US26614N1028 | | Agenda | 935348436 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Amy G. Brady | Management | For | For |
| 1B. | Election of Director: Edward D. Breen | Management | For | For |
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For |
| 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For |
| 1E. | Election of Director: Terrence R. Curtin | Management | For | For |
| 1F. | Election of Director: Alexander M. Cutler | Management | For | For |
| 1G. | Election of Director: Eleuthère I. du Pont | Management | For | For |
| 1H. | Election of Director: Luther C. Kissam | Management | For | For |
| 1I. | Election of Director: Frederick M. Lowery | Management | For | For |
| 1J. | Election of Director: Raymond J. Milchovich | Management | For | For |
| 1K. | Election of Director: Deanna M. Mulligan | Management | For | For |
| 1L. | Election of Director: Steven M. Sterin | Management | For | For |
| 2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 4. | Amendment and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. | Management | For | For |
| 5. | Right to Act by Written Consent. | Shareholder | Against | For |
| 6. | Annual Disclosure of EEO-1 Data. | Shareholder | For | Against |
| 7. | Annual Report on Plastic Pollution. | Shareholder | Against | For |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 04-May-2021 |
| ISIN | US1101221083 | | Agenda | 935359643 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A) | Election of Director: Peter J. Arduini | Management | For | For |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For |
| 1E) | Election of Director: Paula A. Price | Management | For | For |
| 1F) | Election of Director: Derica W. Rice | Management | For | For |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For |
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For |
| 3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For |
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For |
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For |
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For |
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For |
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For |
| PEPSICO, INC. |
| Security | 713448108 | | Meeting Type | Annual |
| Ticker Symbol | PEP | | Meeting Date | 05-May-2021 |
| ISIN | US7134481081 | | Agenda | 935355342 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Segun Agbaje | Management | For | For |
| 1B. | Election of Director: Shona L. Brown | Management | For | For |
| 1C. | Election of Director: Cesar Conde | Management | For | For |
| 1D. | Election of Director: Ian Cook | Management | For | For |
| 1E. | Election of Director: Dina Dublon | Management | For | For |
| 1F. | Election of Director: Michelle Gass | Management | For | For |
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For |
| 1H. | Election of Director: Dave Lewis | Management | For | For |
| 1I. | Election of Director: David C. Page | Management | For | For |
| 1J. | Election of Director: Robert C. Pohlad | Management | For | For |
| 1K. | Election of Director: Daniel Vasella | Management | For | For |
| 1L. | Election of Director: Darren Walker | Management | For | For |
| 1M. | Election of Director: Alberto Weisser | Management | For | For |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For |
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For |
| 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | For |
| 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | For |
| 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | For |
| PRUDENTIAL FINANCIAL, INC. |
| Security | 744320102 | | Meeting Type | Annual |
| Ticker Symbol | PRU | | Meeting Date | 11-May-2021 |
| ISIN | US7443201022 | | Agenda | 935369163 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For |
| 1b. | Election of Director: Gilbert F. Casellas | Management | For | For |
| 1c. | Election of Director: Robert M. Falzon | Management | For | For |
| 1d. | Election of Director: Martina Hund-Mejean | Management | For | For |
| 1e. | Election of Director: Wendy Jones | Management | For | For |
| 1f. | Election of Director: Karl J. Krapek | Management | For | For |
| 1g. | Election of Director: Peter R. Lighte | Management | For | For |
| 1h. | Election of Director: Charles F. Lowrey | Management | For | For |
| 1i. | Election of Director: George Paz | Management | For | For |
| 1j. | Election of Director: Sandra Pianalto | Management | For | For |
| 1k. | Election of Director: Christine A. Poon | Management | For | For |
| 1l. | Election of Director: Douglas A. Scovanner | Management | For | For |
| 1m. | Election of Director: Michael A. Todman | Management | For | For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 4. | Approval of the Prudential Financial, Inc. 2021 Omnibus Incentive Plan. | Management | For | For |
| 5. | Shareholder proposal regarding an Independent Board Chairman. | Shareholder | Against | For |
| INTEL CORPORATION |
| Security | 458140100 | | Meeting Type | Annual |
| Ticker Symbol | INTC | | Meeting Date | 13-May-2021 |
| ISIN | US4581401001 | | Agenda | 935369012 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For |
| 1B. | Election of Director: James J. Goetz | Management | For | For |
| 1C. | Election of Director: Alyssa Henry | Management | For | For |
| 1D. | Election of Director: Omar Ishrak | Management | For | For |
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For |
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For |
| 1G. | Election of Director: Gregory D. Smith | Management | For | For |
| 1H. | Election of Director: Dion J. Weisler | Management | For | For |
| 1I. | Election of Director: Frank D. Yeary | Management | For | For |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | For |
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | For |
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Against | For |
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Against | For |
| THE CHARLES SCHWAB CORPORATION |
| Security | 808513105 | | Meeting Type | Annual |
| Ticker Symbol | SCHW | | Meeting Date | 13-May-2021 |
| ISIN | US8085131055 | | Agenda | 935378302 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Walter W. Bettinger II | Management | For | For |
| 1B. | Election of Director: Joan T. Dea | Management | For | For |
| 1C. | Election of Director: Christopher V. Dodds | Management | For | For |
| 1D. | Election of Director: Mark A. Goldfarb | Management | For | For |
| 1E. | Election of Director: Bharat B. Masrani | Management | For | For |
| 1F. | Election of Director: Charles A. Ruffel | Management | For | For |
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | For |
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For |
| 4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | Against | For |
| 5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | For | Against |
| VERIZON COMMUNICATIONS INC. |
| Security | 92343V104 | | Meeting Type | Annual |
| Ticker Symbol | VZ | | Meeting Date | 13-May-2021 |
| ISIN | US92343V1044 | | Agenda | 935364846 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For |
| 1b. | Election of Director: Roxanne S. Austin | Management | Against | Against |
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For |
| 1d. | Election of Director: Melanie L. Healey | Management | For | For |
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For |
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For |
| 1g. | Election of Director: Rodney E. Slater | Management | For | For |
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For |
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For |
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Shareholder Action by Written Consent | Shareholder | Against | For |
| 5 | Amend Clawback Policy | Shareholder | Against | For |
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Against | For |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 18-May-2021 |
| ISIN | US46625H1005 | | Agenda | 935372285 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Linda B. Bammann | Management | For | For |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For |
| 1C. | Election of Director: Todd A. Combs | Management | For | For |
| 1D. | Election of Director: James S. Crown | Management | For | For |
| 1E. | Election of Director: James Dimon | Management | For | For |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For |
| 1G. | Election of Director: Mellody Hobson | Management | For | For |
| 1H. | Election of Director: Michael A. Neal | Management | For | For |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For |
| 2. | Advisory resolution to approve executive compensation. | Management | For | For |
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For |
| 4. | Ratification of independent registered public accounting firm. | Management | For | For |
| 5. | Improve shareholder written consent. | Shareholder | Against | For |
| 6. | Racial equity audit and report. | Shareholder | Against | For |
| 7. | Independent board chairman. | Shareholder | Against | For |
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For |
| MARSH & MCLENNAN COMPANIES, INC. |
| Security | 571748102 | | Meeting Type | Annual |
| Ticker Symbol | MMC | | Meeting Date | 20-May-2021 |
| ISIN | US5717481023 | | Agenda | 935372817 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Anthony K. Anderson | Management | For | For |
| 1B. | Election of Director: Oscar Fanjul | Management | For | For |
| 1C. | Election of Director: Daniel S. Glaser | Management | For | For |
| 1D. | Election of Director: H. Edward Hanway | Management | For | For |
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For |
| 1F. | Election of Director: Tamara Ingram | Management | For | For |
| 1G. | Election of Director: Jane H. Lute | Management | For | For |
| 1H. | Election of Director: Steven A. Mills | Management | For | For |
| 1I. | Election of Director: Bruce P. Nolop | Management | For | For |
| 1J. | Election of Director: Marc D. Oken | Management | For | For |
| 1K. | Election of Director: Morton O. Schapiro | Management | For | For |
| 1L. | Election of Director: Lloyd M. Yates | Management | For | For |
| 1M. | Election of Director: R. David Yost | Management | For | For |
| 2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 3. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For |
| MCDONALD'S CORPORATION |
| Security | 580135101 | | Meeting Type | Annual |
| Ticker Symbol | MCD | | Meeting Date | 20-May-2021 |
| ISIN | US5801351017 | | Agenda | 935380395 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director for a one-year term expiring in 2022: Lloyd Dean | Management | For | For |
| 1B. | Election of Director for a one-year term expiring in 2022: Robert Eckert | Management | For | For |
| 1C. | Election of Director for a one-year term expiring in 2022: Catherine Engelbert | Management | For | For |
| 1D. | Election of Director for a one-year term expiring in 2022: Margaret Georgiadis | Management | For | For |
| 1E. | Election of Director for a one-year term expiring in 2022: Enrique Hernandez, Jr. | Management | For | For |
| 1F. | Election of Director for a one-year term expiring in 2022: Christopher Kempczinski | Management | For | For |
| 1G. | Election of Director for a one-year term expiring in 2022: Richard Lenny | Management | For | For |
| 1H. | Election of Director for a one-year term expiring in 2022: John Mulligan | Management | For | For |
| 1I. | Election of Director for a one-year term expiring in 2022: Sheila Penrose | Management | For | For |
| 1J. | Election of Director for a one-year term expiring in 2022: John Rogers, Jr. | Management | For | For |
| 1K. | Election of Director for a one-year term expiring in 2022: Paul Walsh | Management | For | For |
| 1L. | Election of Director for a one-year term expiring in 2022: Miles White | Management | For | For |
| 2. | Advisory vote to approve executive compensation. | Management | For | For |
| 3. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Management | For | For |
| 4. | Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | Shareholder | Against | For |
| 5. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Against | For |
| 6. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Against | For |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Type | Annual |
| Ticker Symbol | HD | | Meeting Date | 20-May-2021 |
| ISIN | US4370761029 | | Agenda | 935365874 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For |
| 1B. | Election of Director: Ari Bousbib | Management | For | For |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For |
| 1E. | Election of Director: J. Frank Brown | Management | For | For |
| 1F. | Election of Director: Albert P. Carey | Management | For | For |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For |
| 1J. | Election of Director: Manuel Kadre | Management | For | For |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For |
| 1L. | Election of Director: Craig A. Menear | Management | For | For |
| 2. | Ratification of the Appointment of KPMG LLP. | Management | For | For |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | For | For |
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Against | For |
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Against | For |
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Against | For |
| REPUBLIC SERVICES, INC. |
| Security | 760759100 | | Meeting Type | Annual |
| Ticker Symbol | RSG | | Meeting Date | 21-May-2021 |
| ISIN | US7607591002 | | Agenda | 935380775 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Manuel Kadre | Management | For | For |
| 1B. | Election of Director: Tomago Collins | Management | For | For |
| 1C. | Election of Director: Michael A. Duffy | Management | For | For |
| 1D. | Election of Director: Thomas W. Handley | Management | For | For |
| 1E. | Election of Director: Jennifer M. Kirk | Management | For | For |
| 1F. | Election of Director: Michael Larson | Management | For | For |
| 1G. | Election of Director: Kim S. Pegula | Management | For | For |
| 1H. | Election of Director: James P. Snee | Management | For | For |
| 1I. | Election of Director: Brian S. Tyler | Management | For | For |
| 1J. | Election of Director: Sandra M. Volpe | Management | For | For |
| 1K. | Election of Director: Katharine B. Weymouth | Management | For | For |
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For |
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For |
| 4. | Shareholder Proposal to incorporate ESG metrics into executive compensation. | Shareholder | Against | For |
| M&T BANK CORPORATION |
| Security | 55261F104 | | Meeting Type | Special |
| Ticker Symbol | MTB | | Meeting Date | 25-May-2021 |
| ISIN | US55261F1049 | | Agenda | 935420238 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF M&T BANK CORPORATION ("M&T") TO EFFECT AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF M&T'S CAPITAL STOCK FROM 251,000,000 TO 270,000,000 AND TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF M&T'S PREFERRED STOCK FROM 1,000,000 TO 20,000,000 (THE "M&T CHARTER AMENDMENT PROPOSAL"). | Management | Against | Against |
| 2. | TO APPROVE THE ISSUANCE OF M&T COMMON STOCK TO HOLDERS OF PEOPLE'S UNITED FINANCIAL, INC. ("PEOPLE'S UNITED") COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2021 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG M&T, BRIDGE MERGER CORP. AND PEOPLE'S UNITED (THE "M&T SHARE ISSUANCE PROPOSAL"). | Management | For | For |
| 3. | TO ADJOURN THE M&T SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE M&T CHARTER AMENDMENT PROPOSAL AND/OR THE M&T SHARE ISSUANCE PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO HOLDERS OF M&T COMMON STOCK. | Management | For | For |
| MERCK & CO., INC. |
| Security | 58933Y105 | | Meeting Type | Annual |
| Ticker Symbol | MRK | | Meeting Date | 25-May-2021 |
| ISIN | US58933Y1055 | | Agenda | 935381044 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Leslie A. Brun | Management | For | For |
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For |
| 1C. | Election of Director: Pamela J. Craig | Management | For | For |
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For |
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For |
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For |
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For |
| 1H. | Election of Director: Paul B. Rothman | Management | For | For |
| 1I. | Election of Director: Patricia F. Russo | Management | For | For |
| 1J. | Election of Director: Christine E. Seidman | Management | For | For |
| 1K. | Election of Director: Inge G. Thulin | Management | For | For |
| 1L. | Election of Director: Kathy J. Warden | Management | For | For |
| 1M. | Election of Director: Peter C. Wendell | Management | For | For |
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | For | For |
| 4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | For |
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For |
| BLACKROCK, INC. |
| Security | 09247X101 | | Meeting Type | Annual |
| Ticker Symbol | BLK | | Meeting Date | 26-May-2021 |
| ISIN | US09247X1019 | | Agenda | 935394849 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Bader M. Alsaad | Management | For | For |
| 1B. | Election of Director: Pamela Daley | Management | For | For |
| 1C. | Election of Director: Jessica P. Einhorn | Management | For | For |
| 1D. | Election of Director: Laurence D. Fink | Management | For | For |
| 1E. | Election of Director: William E. Ford | Management | For | For |
| 1F. | Election of Director: Fabrizio Freda | Management | For | For |
| 1G. | Election of Director: Murry S. Gerber | Management | For | For |
| 1H. | Election of Director: Margaret "Peggy" L. Johnson | Management | For | For |
| 1I. | Election of Director: Robert S. Kapito | Management | For | For |
| 1J. | Election of Director: Cheryl D. Mills | Management | For | For |
| 1K. | Election of Director: Gordon M. Nixon | Management | For | For |
| 1L. | Election of Director: Charles H. Robbins | Management | For | For |
| 1M. | Election of Director: Marco Antonio Slim Domit | Management | For | For |
| 1N. | Election of Director: Hans E. Vestberg | Management | For | For |
| 1O. | Election of Director: Susan L. Wagner | Management | For | For |
| 1P. | Election of Director: Mark Wilson | Management | For | For |
| 2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For |
| 3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | Management | For | For |
| 4A. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | Management | For | For |
| 4B. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | Management | For | For |
| 4C. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | Management | For | For |
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Shareholder | Against | For |
| CHEVRON CORPORATION |
| Security | 166764100 | | Meeting Type | Annual |
| Ticker Symbol | CVX | | Meeting Date | 26-May-2021 |
| ISIN | US1667641005 | | Agenda | 935390132 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Wanda M. Austin | Management | For | For |
| 1B. | Election of Director: John B. Frank | Management | For | For |
| 1C. | Election of Director: Alice P. Gast | Management | For | For |
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For |
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For |
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For |
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For |
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For |
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For |
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For |
| 1K. | Election of Director: D. James Umpleby III | Management | For | For |
| 1L. | Election of Director: Michael K. Wirth | Management | For | For |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 4. | Reduce Scope 3 Emissions. | Shareholder | Against | For |
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Against | For |
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For |
| 7. | Report on Lobbying. | Shareholder | Against | For |
| 8. | Independent Chair. | Shareholder | Against | For |
| 9. | Special Meetings. | Shareholder | Against | For |
| COMCAST CORPORATION |
| Security | 20030N101 | | Meeting Type | Annual |
| Ticker Symbol | CMCSA | | Meeting Date | 02-Jun-2021 |
| ISIN | US20030N1019 | | Agenda | 935407139 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1. | DIRECTOR | Management | | |
| | 1 | Kenneth J. Bacon | | For | For |
| | 2 | Madeline S. Bell | | For | For |
| | 3 | Naomi M. Bergman | | For | For |
| | 4 | Edward D. Breen | | For | For |
| | 5 | Gerald L. Hassell | | For | For |
| | 6 | Jeffrey A. Honickman | | For | For |
| | 7 | Maritza G. Montiel | | For | For |
| | 8 | Asuka Nakahara | | For | For |
| | 9 | David C. Novak | | For | For |
| | 10 | Brian L. Roberts | | For | For |
| 2. | Advisory vote on executive compensation. | Management | For | For |
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For |
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Against | For |
| WALMART INC. |
| Security | 931142103 | | Meeting Type | Annual |
| Ticker Symbol | WMT | | Meeting Date | 02-Jun-2021 |
| ISIN | US9311421039 | | Agenda | 935404866 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Cesar Conde | Management | For | For |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For |
| 1C. | Election of Director: Sarah J. Friar | Management | For | For |
| 1D. | Election of Director: Carla A. Harris | Management | For | For |
| 1E. | Election of Director: Thomas W. Horton | Management | For | For |
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For |
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For |
| 1H. | Election of Director: Gregory B. Penner | Management | For | For |
| 1I. | Election of Director: Steven S Reinemund | Management | For | For |
| 1J. | Election of Director: Randall L. Stephenson | Management | For | For |
| 1K. | Election of Director: S. Robson Walton | Management | For | For |
| 1L. | Election of Director: Steuart L. Walton | Management | For | For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For |
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | For |
| 4. | Report on Refrigerants Released from Operations. | Shareholder | Against | For |
| 5. | Report on Lobbying Disclosures. | Shareholder | Against | For |
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Against | For |
| 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Against | For |
| 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | For |
| CATERPILLAR INC. |
| Security | 149123101 | | Meeting Type | Annual |
| Ticker Symbol | CAT | | Meeting Date | 09-Jun-2021 |
| ISIN | US1491231015 | | Agenda | 935415617 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Kelly A. Ayotte | Management | For | For |
| 1B. | Election of Director: David L. Calhoun | Management | For | For |
| 1C. | Election of Director: Daniel M. Dickinson | Management | For | For |
| 1D. | Election of Director: Gerald Johnson | Management | For | For |
| 1E. | Election of Director: David W. MacLennan | Management | For | For |
| 1F. | Election of Director: Debra L. Reed-Klages | Management | For | For |
| 1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For |
| 1H. | Election of Director: Susan C. Schwab | Management | For | For |
| 1I. | Election of Director: D. James Umpleby III | Management | For | For |
| 1J. | Election of Director: Miles D. White | Management | For | For |
| 1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For |
| 2. | Ratification of our Independent Registered Public Accounting Firm. | Management | For | For |
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For |
| 4. | Shareholder Proposal - Report on Climate Policy. | Shareholder | Against | For |
| 5. | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | For | Against |
| 6. | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | Against | For |
| 7. | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | Against | For |
| THE KROGER CO. |
| Security | 501044101 | | Meeting Type | Annual |
| Ticker Symbol | KR | | Meeting Date | 24-Jun-2021 |
| ISIN | US5010441013 | | Agenda | 935432889 - Management |
| | | | | | |
| Item | Proposal | Proposed by | Vote | For/Against Management |
| 1A. | Election of Director: Nora A. Aufreiter | Management | For | For |
| 1B. | Election of Director: Kevin M. Brown | Management | For | For |
| 1C. | Election of Director: Anne Gates | Management | For | For |
| 1D. | Election of Director: Karen M. Hoguet | Management | For | For |
| 1E. | Election of Director: W. Rodney McMullen | Management | For | For |
| 1F. | Election of Director: Clyde R. Moore | Management | For | For |
| 1G. | Election of Director: Ronald L. Sargent | Management | For | For |
| 1H. | Election of Director: J. Amanda Sourry Knox | Management | For | For |
| 1I. | Election of Director: Mark S. Sutton | Management | For | For |
| 1J. | Election of Director: Ashok Vemuri | Management | For | For |
| 2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For |
| 3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For |
| 4. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | For |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
