UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-07242
The Cutler Trust
(Exact name of registrant as specified in charter)
525 Bigham Knoll, Jacksonville, OR 97530
(Address of principal executive offices) (Zip code)
Erich M. Patten
Cutler Investment Counsel, LLC
525 Bigham Knoll
Jacksonville, OR 97530
(Name and address of agent for service)
Copies to:
Cassandra Borchers, Esq.
Thompson Hine LLP
312 Walnut Street
14th Floor
Cincinnati, OH 45202-4089
Registrant's telephone number, including area code: 541-770-9000
Date of fiscal year end: | June 30th |
Date of reporting period: | 07/01/19 - 06/30/20 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
Cutler Equity Fund
Proxy Voting Record
July 1, 2019 – June 30, 2020
Investment Company Report |
THE PROCTER & GAMBLE COMPANY | ||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2019 | |||||||
ISIN | US7427181091 | Agenda | 935072998 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Francis S. Blake | Management | For | For | ||||||
1B. | Election of Director: Angela F. Braly | Management | For | For | ||||||
1C. | Election of Director: Amy L. Chang | Management | For | For | ||||||
1D. | Election of Director: Scott D. Cook | Management | For | For | ||||||
1E. | Election of Director: Joseph Jimenez | Management | For | For | ||||||
1F. | Election of Director: Terry J. Lundgren | Management | For | For | ||||||
1G. | Election of Director: Christine M. McCarthy | Management | For | For | ||||||
1H. | Election of Director: W. James McNerney, Jr. | Management | For | For | ||||||
1I. | Election of Director: Nelson Peltz | Management | For | For | ||||||
1J. | Election of Director: David S. Taylor | Management | For | For | ||||||
1K. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||
1L. | Election of Director: Patricia A. Woertz | Management | For | For | ||||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||
3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | For | For | ||||||
4. | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | For | For | ||||||
MICROSOFT CORPORATION | ||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: William H. Gates III | Management | For | For | ||||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||
1E. | Election of Director: Satya Nadella | Management | For | For | ||||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||
1J. | Election of Director: John W. Stanton | Management | For | For | ||||||
1K. | Election of Director: John W. Thompson | Management | For | For | ||||||
1L. | Election of Director: Emma Walmsley | Management | For | For | ||||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | ||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | ||||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | For | ||||||
MEDTRONIC PLC | ||||||||||
Security | G5960L103 | Meeting Type | Annual | |||||||
Ticker Symbol | MDT | Meeting Date | 06-Dec-2019 | |||||||
ISIN | IE00BTN1Y115 | Agenda | 935094336 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Richard H. Anderson | Management | For | For | ||||||
1B. | Election of Director: Craig Arnold | Management | For | For | ||||||
1C. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||
1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||
1E. | Election of Director: Randall J. Hogan, III | Management | For | For | ||||||
1F. | Election of Director: Omar Ishrak | Management | For | For | ||||||
1G. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||
1H. | Election of Director: James T. Lenehan | Management | For | For | ||||||
1I. | Election of Director: Geoffrey S. Martha | Management | For | For | ||||||
1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||
1K. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||
1L. | Election of Director: Kendall J. Powell | Management | For | For | ||||||
2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||||
3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | ||||||
4. | To renew the Board's authority to issue shares. | Management | For | For | ||||||
5. | To renew the Board's authority to opt out of pre-emption rights. | Management | For | For | ||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||
BECTON, DICKINSON AND COMPANY | ||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||
Ticker Symbol | BDX | Meeting Date | 28-Jan-2020 | |||||||
ISIN | US0758871091 | Agenda | 935116322 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||
1B. | Election of Director: R. Andrew Eckert | Management | For | For | ||||||
1C. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||
1D. | Election of Director: Claire M. Fraser | Management | For | For | ||||||
1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||
1F. | Election of Director: Christopher Jones | Management | For | For | ||||||
1G. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||
1H. | Election of Director: David F. Melcher | Management | For | For | ||||||
1I. | Election of Director: Thomas E. Polen | Management | For | For | ||||||
1J. | Election of Director: Claire Pomeroy | Management | For | For | ||||||
1K. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||||
1L. | Election of Director: Timothy M. Ring | Management | For | For | ||||||
1M. | Election of Director: Bertram L. Scott | Management | For | For | ||||||
2. | Ratification of selection of independent registered public accounting firm. | Management | For | For | ||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||
4. | Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||
5. | Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan. | Management | For | For | ||||||
6. | Shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | ||||||
DEERE & COMPANY | ||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||
Ticker Symbol | DE | Meeting Date | 26-Feb-2020 | |||||||
ISIN | US2441991054 | Agenda | 935120876 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||
1B. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||
1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||
1D. | Election of Director: Dipak C. Jain | Management | For | For | ||||||
1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||
1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||
1G. | Election of Director: John C. May | Management | For | For | ||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||
1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||
1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||
2. | Amendment to Deere's ByLaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes | Management | For | For | ||||||
3. | Advisory vote on executive compensation | Management | For | For | ||||||
4. | Approval of the John Deere 2020 Equity and Incentive Plan | Management | For | For | ||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2020 | Management | For | For | ||||||
6. | Shareholder Proposal - Adopt a Board Ideology Disclosure Policy | Shareholder | Against | For | ||||||
THE WALT DISNEY COMPANY | ||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||
Ticker Symbol | DIS | Meeting Date | 11-Mar-2020 | |||||||
ISIN | US2546871060 | Agenda | 935125648 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||
1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||
1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||
1D. | Election of Director: Francis A. deSouza | Management | For | For | ||||||
1E. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||
1F. | Election of Director: Robert A. Iger | Management | For | For | ||||||
1G. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||
1H. | Election of Director: Mark G. Parker | Management | For | For | ||||||
1I. | Election of Director: Derica W. Rice | Management | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Management | For | For | ||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | For | ||||||
4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | Management | For | For | ||||||
5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | For | ||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||||||
ISIN | AN8068571086 | Agenda | 935131021 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||
1B. | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||
1C. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||
1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||
1E. | Election of Director: Lubna S. Olayan | Management | For | For | ||||||
1F. | Election of Director: Mark G. Papa | Management | For | For | ||||||
1G. | Election of Director: Leo Rafael Reif | Management | For | For | ||||||
1H. | Election of Director: Henri Seydoux | Management | For | For | ||||||
1I. | Election of Director: Jeff W. Sheets | Management | For | For | ||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||
3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | ||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | ||||||
DOW INC. | ||||||||||
Security | 260557103 | Meeting Type | Annual | |||||||
Ticker Symbol | DOW | Meeting Date | 09-Apr-2020 | |||||||
ISIN | US2605571031 | Agenda | 935132441 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||
1B. | Election of Director: Ajay Banga | Management | For | For | ||||||
1C. | Election of Director: Jacqueline K. Barton | Management | For | For | ||||||
1D. | Election of Director: James A. Bell | Management | For | For | ||||||
1E. | Election of Director: Wesley G. Bush | Management | For | For | ||||||
1F. | Election of Director: Richard K. Davis | Management | For | For | ||||||
1G. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||
1H. | Election of Director: Jim Fitterling | Management | For | For | ||||||
1I. | Election of Director: Jacqueline C. Hinman | Management | For | For | ||||||
1J. | Election of Director: Jill S. Wyant | Management | For | For | ||||||
1K. | Election of Director: Daniel W. Yohannes | Management | For | For | ||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | ||||||
3. | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation | Management | 1 Year | For | ||||||
4. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||
NORTHERN TRUST CORPORATION | ||||||||||
Security | 665859104 | Meeting Type | Annual | |||||||
Ticker Symbol | NTRS | Meeting Date | 21-Apr-2020 | |||||||
ISIN | US6658591044 | Agenda | 935134356 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Linda Walker Bynoe | Management | For | For | ||||||
1B. | Election of Director: Susan Crown | Management | For | For | ||||||
1C. | Election of Director: Dean M. Harrison | Management | For | For | ||||||
1D. | Election of Director: Jay L. Henderson | Management | For | For | ||||||
1E. | Election of Director: Marcy S. Klevorn | Management | For | For | ||||||
1F. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For | ||||||
1G. | Election of Director: Michael G. O'Grady | Management | For | For | ||||||
1H. | Election of Director: Jose Luis Prado | Management | For | For | ||||||
1I. | Election of Director: Thomas E. Richards | Management | For | For | ||||||
1J. | Election of Director: Martin P. Slark | Management | Against | Against | ||||||
1K. | Election of Director: David H. B. Smith, Jr. | Management | For | For | ||||||
1L. | Election of Director: Donald Thompson | Management | For | For | ||||||
1M. | Election of Director: Charles A. Tribbett III | Management | For | For | ||||||
2. | Approval, by an advisory vote, of the 2019 compensation of the Corporation's named executive officers. | Management | For | For | ||||||
3. | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||
M&T BANK CORPORATION | ||||||||||
Security | 55261F104 | Meeting Type | Annual | |||||||
Ticker Symbol | MTB | Meeting Date | 21-Apr-2020 | |||||||
ISIN | US55261F1049 | Agenda | 935139611 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | C. Angela Bontempo | For | For | |||||||
2 | Robert T. Brady | For | For | |||||||
3 | T. J. Cunningham III | For | For | |||||||
4 | Gary N. Geisel | For | For | |||||||
5 | Richard S. Gold | For | For | |||||||
6 | Richard A. Grossi | For | For | |||||||
7 | John D. Hawke, Jr. | For | For | |||||||
8 | René F. Jones | For | For | |||||||
9 | Richard H. Ledgett, Jr. | For | For | |||||||
10 | Newton P.S. Merrill | For | For | |||||||
11 | Kevin J. Pearson | For | For | |||||||
12 | Melinda R. Rich | For | For | |||||||
13 | Robert E. Sadler, Jr. | For | For | |||||||
14 | Denis J. Salamone | For | For | |||||||
15 | John R. Scannell | For | For | |||||||
16 | David S. Scharfstein | For | For | |||||||
17 | Herbert L. Washington | For | For | |||||||
2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||
JOHNSON & JOHNSON | ||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||
Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |||||||
ISIN | US4781601046 | Agenda | 935137934 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||
1B. | Election Of Director: D. Scott Davis | Management | For | For | ||||||
1C. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||
1D. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||
1E. | Election of Director: Alex Gorsky | Management | For | For | ||||||
1F. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||
1G. | Election of Director: Hubert Joly | Management | For | For | ||||||
1H. | Election of Director: Mark B. McClellan | Management | For | For | ||||||
1I. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||
1J. | Election of Director: Charles Prince | Management | For | For | ||||||
1K. | Election of Director: A. Eugene Washington | Management | For | For | ||||||
1L. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||
1M. | Election of Director: Ronald A. Williams | Management | For | For | ||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||
4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | ||||||
5. | Independent Board Chair | Shareholder | Against | For | ||||||
6. | Report on Governance of Opioids-Related Risks | Shareholder | Against | For | ||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||
Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | |||||||
ISIN | US8825081040 | Agenda | 935138722 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Mark A. Blinn | Management | For | For | ||||||
1B. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||||
1C. | Election of Director: Janet F. Clark | Management | For | For | ||||||
1D. | Election of Director: Carrie S. Cox | Management | For | For | ||||||
1E. | Election of Director: Martin S. Craighead | Management | For | For | ||||||
1F. | Election of Director: Jean M. Hobby | Management | For | For | ||||||
1G. | Election of Director: Michael D. Hsu | Management | For | For | ||||||
1H. | Election of Director: Ronald Kirk | Management | For | For | ||||||
1I. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||
1J. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||
1K. | Election of Director: Richard K. Templeton | Management | For | For | ||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | ||||||
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||
AT&T INC. | ||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||
Ticker Symbol | T | Meeting Date | 24-Apr-2020 | |||||||
ISIN | US00206R1023 | Agenda | 935138140 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||
1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||
1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||
1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||
1F. | Election of Director: William E. Kennard | Management | For | For | ||||||
1G. | Election of Director: Debra L. Lee | Management | For | For | ||||||
1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||
1I. | Election of Director: Michael B. McCallister | Management | For | For | ||||||
1J. | Election of Director: Beth E. Mooney | Management | For | For | ||||||
1K. | Election of Director: Matthew K. Rose | Management | For | For | ||||||
1L. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||
4. | Independent Board Chairman. | Shareholder | Against | For | ||||||
5. | Employee Representative Director. | Shareholder | For | Against | ||||||
6. | Improve Guiding Principles of Executive Compensation. | Shareholder | Against | For | ||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||
Security | 913017109 | Meeting Type | Annual | |||||||
Ticker Symbol | UTX | Meeting Date | 27-Apr-2020 | |||||||
ISIN | US9130171096 | Agenda | 935142707 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Lloyd J. Austin III | Management | For | For | ||||||
1B. | Election of Director: Gregory J. Hayes | Management | For | For | ||||||
1C. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||
1D. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | ||||||
1E. | Election of Director: Margaret L. O'Sullivan | Management | For | For | ||||||
1F. | Election of Director: Denise L. Ramos | Management | For | For | ||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||
1H. | Election of Director: Brian C. Rogers | Management | For | For | ||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | For | For | ||||||
4. | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | For | |||||||
5. | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Against | For | ||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||
Ticker Symbol | PNC | Meeting Date | 28-Apr-2020 | |||||||
ISIN | US6934751057 | Agenda | 935134332 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||
1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||
1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||
1E. | Election of Director: William S. Demchak | Management | For | For | ||||||
1F. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||
1G. | Election of Director: Richard J. Harshman | Management | For | For | ||||||
1H. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||
1I. | Election of Director: Linda R. Medler | Management | For | For | ||||||
1J. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||
1K. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||
1L. | Election of Director: Michael J. Ward | Management | For | For | ||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2020. | Management | For | For | ||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||
4. | Approval of The PNC Financial Services Group, Inc. Employee Stock Purchase Plan, as amended and restated January 1, 2020. | Management | For | For | ||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||
Ticker Symbol | BMY | Meeting Date | 05-May-2020 | |||||||
ISIN | US1101221083 | Agenda | 935151681 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||
1B. | Election of Director: Robert Bertolini | Management | For | For | ||||||
1C. | Election of Director: Michael W. Bonney | Management | For | For | ||||||
1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||
1E. | Election of Director: Matthew W. Emmens | Management | For | For | ||||||
1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||
1L. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||
3. | Ratification of the appointment of an independent registered public accounting firm. | Management | For | For | ||||||
4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Against | For | ||||||
5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||
PEPSICO, INC. | ||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||
Ticker Symbol | PEP | Meeting Date | 06-May-2020 | |||||||
ISIN | US7134481081 | Agenda | 935148901 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Shona L. Brown | Management | For | For | ||||||
1B. | Election of Director: Cesar Conde | Management | For | For | ||||||
1C. | Election of Director: Ian Cook | Management | For | For | ||||||
1D. | Election of Director: Dina Dublon | Management | For | For | ||||||
1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||
1F. | Election of Director: Michelle Gass | Management | For | For | ||||||
1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||
1H. | Election of Director: David C. Page | Management | For | For | ||||||
1I. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||
1J. | Election of Director: Daniel Vasella | Management | For | For | ||||||
1K. | Election of Director: Darren Walker | Management | For | For | ||||||
1L. | Election of Director: Alberto Weisser | Management | For | For | ||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||
4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | For | ||||||
DOMINION ENERGY, INC. | ||||||||||
Security | 25746U109 | Meeting Type | Annual | |||||||
Ticker Symbol | D | Meeting Date | 06-May-2020 | |||||||
ISIN | US25746U1097 | Agenda | 935152316 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: James A. Bennett | Management | For | For | ||||||
1B. | Election of Director: Helen E. Dragas | Management | For | For | ||||||
1C. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||
1D. | Election of Director: Thomas F. Farrell, II | Management | For | For | ||||||
1E. | Election of Director: D. Maybank Hagood | Management | For | For | ||||||
1F. | Election of Director: John W. Harris | Management | For | For | ||||||
1G. | Election of Director: Ronald W. Jibson | Management | For | For | ||||||
1H. | Election of Director: Mark J. Kington | Management | For | For | ||||||
1I. | Election of Director: Joseph M. Rigby | Management | For | For | ||||||
1J. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | ||||||
1K. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | ||||||
1L. | Election of Director: Susan N. Story | Management | For | For | ||||||
1M. | Election of Director: Michael E. Szymanczyk | Management | For | For | ||||||
2. | Ratification of Appointment of Independent Auditor. | Management | For | For | ||||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | For | For | ||||||
4. | Shareholder Proposal Regarding a Policy to Require an Independent Chair | Shareholder | Against | For | ||||||
5. | Shareholder Proposal Regarding the Right of Shareholders to Act by Written Consent | Shareholder | Against | For | ||||||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||
Ticker Symbol | VZ | Meeting Date | 07-May-2020 | |||||||
ISIN | US92343V1044 | Agenda | 935148406 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||
1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||
1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||
2. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||||
5. | Special Shareholder Meetings | Shareholder | Against | For | ||||||
6. | Lobbying Activities Report | Shareholder | Against | For | ||||||
7. | User Privacy Metric | Shareholder | Against | For | ||||||
8. | Amend Severance Approval Policy | Shareholder | Against | For | ||||||
REPUBLIC SERVICES, INC. | ||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||
Ticker Symbol | RSG | Meeting Date | 08-May-2020 | |||||||
ISIN | US7607591002 | Agenda | 935153457 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||
1B. | Election of Director: Tomago Collins | Management | For | For | ||||||
1C. | Election of Director: Thomas W. Handley | Management | For | For | ||||||
1D. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||
1E. | Election of Director: Michael Larson | Management | For | For | ||||||
1F. | Election of Director: Kim S. Pegula | Management | For | For | ||||||
1G. | Election of Director: Donald W. Slager | Management | For | For | ||||||
1H. | Election of Director: James P. Snee | Management | For | For | ||||||
1I. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||
1J. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||
4. | Proposal to approve the Republic Services, Inc. 2021 Stock Incentive Plan. | Management | For | For | ||||||
PRUDENTIAL FINANCIAL, INC. | ||||||||||
Security | 744320102 | Meeting Type | Annual | |||||||
Ticker Symbol | PRU | Meeting Date | 12-May-2020 | |||||||
ISIN | US7443201022 | Agenda | 935160565 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | ||||||
1B. | Election of Director: Gilbert F. Casellas | Management | For | For | ||||||
1C. | Election of Director: Robert M. Falzon | Management | For | For | ||||||
1D. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||
1E. | Election of Director: Karl J. Krapek | Management | For | For | ||||||
1F. | Election of Director: Peter R. Lighte | Management | For | For | ||||||
1G. | Election of Director: Charles F. Lowrey | Management | For | For | ||||||
1H. | Election of Director: George Paz | Management | For | For | ||||||
1I. | Election of Director: Sandra Pianalto | Management | For | For | ||||||
1J. | Election of Director: Christine A. Poon | Management | For | For | ||||||
1K. | Election of Director: Douglas A. Scovanner | Management | For | For | ||||||
1L. | Election of Director: Michael A. Todman | Management | For | For | ||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||
4. | Shareholder proposal regarding an Independent Board Chairman. | Shareholder | Against | For | ||||||
UNION PACIFIC CORPORATION | ||||||||||
Security | 907818108 | Meeting Type | Annual | |||||||
Ticker Symbol | UNP | Meeting Date | 14-May-2020 | |||||||
ISIN | US9078181081 | Agenda | 935158407 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||
1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||
1C. | Election of Director: David B. Dillon | Management | For | For | ||||||
1D. | Election of Director: Lance M. Fritz | Management | For | For | ||||||
1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||
1F. | Election of Director: Jane H. Lute | Management | For | For | ||||||
1G. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||
1H. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||
1I. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||
1J. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||
1K. | Election of Director: Christopher J. Williams | Management | For | For | ||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Management | For | For | ||||||
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | ||||||
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||
5. | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||
INTEL CORPORATION | ||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||
Ticker Symbol | INTC | Meeting Date | 14-May-2020 | |||||||
ISIN | US4581401001 | Agenda | 935158635 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: James J. Goetz | Management | For | For | ||||||
1B. | Election of Director: Alyssa Henry | Management | For | For | ||||||
1C. | Election of Director: Omar Ishrak | Management | For | For | ||||||
1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||
1E. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||
1F. | Election of Director: Gregory D. Smith | Management | For | For | ||||||
1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | ||||||
1H. | Election of Director: Andrew Wilson | Management | For | For | ||||||
1I. | Election of Director: Frank D. Yeary | Management | For | For | ||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | For | For | ||||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | ||||||
4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | For | For | ||||||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Against | For | ||||||
6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Against | For | ||||||
BLACKROCK, INC. | ||||||||||
Security | 09247X101 | Meeting Type | Annual | |||||||
Ticker Symbol | BLK | Meeting Date | 21-May-2020 | |||||||
ISIN | US09247X1019 | Agenda | 935170857 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Bader M. Alsaad | Management | For | For | ||||||
1B. | Election of Director: Mathis Cabiallavetta | Management | For | For | ||||||
1C. | Election of Director: Pamela Daley | Management | For | For | ||||||
1D. | Withdrawn | Management | For | For | ||||||
1E. | Election of Director: Jessica P. Einhorn | Management | For | For | ||||||
1F. | Election of Director: Laurence D. Fink | Management | For | For | ||||||
1G. | Election of Director: William E. Ford | Management | For | For | ||||||
1H. | Election of Director: Fabrizio Freda | Management | For | For | ||||||
1I. | Election of Director: Murry S. Gerber | Management | For | For | ||||||
1J. | Election of Director: Margaret L. Johnson | Management | For | For | ||||||
1K. | Election of Director: Robert S. Kapito | Management | For | For | ||||||
1L. | Election of Director: Cheryl D. Mills | Management | For | For | ||||||
1M. | Election of Director: Gordon M. Nixon | Management | For | For | ||||||
1N. | Election of Director: Charles H. Robbins | Management | For | For | ||||||
1O. | Election of Director: Marco Antonio Slim Domit | Management | For | For | ||||||
1P. | Election of Director: Susan L. Wagner | Management | For | For | ||||||
1Q. | Election of Director: Mark Wilson | Management | For | For | ||||||
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | ||||||
3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||
4. | Shareholder Proposal - Production of a Report on the "Statement on the Purpose of a Corporation." | Shareholder | Against | For | ||||||
MCDONALD'S CORPORATION | ||||||||||
Security | 580135101 | Meeting Type | Annual | |||||||
Ticker Symbol | MCD | Meeting Date | 21-May-2020 | |||||||
ISIN | US5801351017 | Agenda | 935171190 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director for a one-year term expiring in 2021: Lloyd Dean | Management | For | For | ||||||
1B. | Election of Director for a one-year term expiring in 2021: Robert Eckert | Management | For | For | ||||||
1C. | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | Management | For | For | ||||||
1D. | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | Management | For | For | ||||||
1E. | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | Management | For | For | ||||||
1F. | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | Management | For | For | ||||||
1G. | Election of Director for a one-year term expiring in 2021: Richard Lenny | Management | For | For | ||||||
1H. | Election of Director for a one-year term expiring in 2021: John Mulligan | Management | For | For | ||||||
1I. | Election of Director for a one-year term expiring in 2021: Sheila Penrose | Management | For | For | ||||||
1J. | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | Management | For | For | ||||||
1K. | Election of Director for a one-year term expiring in 2021: Paul Walsh | Management | For | For | ||||||
1L. | Election of Director for a one-year term expiring in 2021: Miles White | Management | For | For | ||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||
3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | Management | For | For | ||||||
4. | Vote to approve the Company's Amended and Restated 2012 Omnibus Stock Ownership Plan. | Management | For | For | ||||||
5. | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | Shareholder | Against | For | ||||||
6. | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | Shareholder | Against | For | ||||||
MARSH & MCLENNAN COMPANIES, INC. | ||||||||||
Security | 571748102 | Meeting Type | Annual | |||||||
Ticker Symbol | MMC | Meeting Date | 21-May-2020 | |||||||
ISIN | US5717481023 | Agenda | 935171277 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||
1B. | Election of Director: Oscar Fanjul | Management | For | For | ||||||
1C. | Election of Director: Daniel S. Glaser | Management | For | For | ||||||
1D. | Election of Director: H. Edward Hanway | Management | For | For | ||||||
1E. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||
1F. | Election of Director: Tamara Ingram | Management | For | For | ||||||
1G. | Election of Director: Jane H. Lute | Management | For | For | ||||||
1H. | Election of Director: Steven A. Mills | Management | For | For | ||||||
1I. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||
1J. | Election of Director: Marc D. Oken | Management | For | For | ||||||
1K. | Election of Director: Morton O. Schapiro | Management | For | For | ||||||
1L. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||
1M. | Election of Director: R. David Yost | Management | For | For | ||||||
2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||
3. | Ratification of Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||||
4. | Approval of the Marsh & McLennan Companies, Inc. 2020 Incentive and Stock Award Plan | Management | For | For | ||||||
THE HOME DEPOT, INC. | ||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||
Ticker Symbol | HD | Meeting Date | 21-May-2020 | |||||||
ISIN | US4370761029 | Agenda | 935172130 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||
1B. | Election of Director: Ari Bousbib | Management | For | For | ||||||
1C. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||
1D. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||
1E. | Election of Director: J. Frank Brown | Management | For | For | ||||||
1F. | Election of Director: Albert P. Carey | Management | For | For | ||||||
1G. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||
1H. | Election of Director: Linda R. Gooden | Management | For | For | ||||||
1I. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||
1J. | Election of Director: Manuel Kadre | Management | For | For | ||||||
1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||
1L. | Election of Director: Craig A. Menear | Management | For | For | ||||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | ||||||
4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | For | ||||||
5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | For | ||||||
6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | For | ||||||
7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Against | For | ||||||
MERCK & CO., INC. | ||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||
Ticker Symbol | MRK | Meeting Date | 26-May-2020 | |||||||
ISIN | US58933Y1055 | Agenda | 935176431 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Leslie A. Brun | Management | For | For | ||||||
1B. | Election of Director: Thomas R. Cech | Management | For | For | ||||||
1C. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||
1D. | Election of Director: Pamela J. Craig | Management | For | For | ||||||
1E. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||
1F. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||
1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||
1H. | Election of Director: Paul B. Rothman | Management | For | For | ||||||
1I. | Election of Director: Patricia F. Russo | Management | For | For | ||||||
1J. | Election of Director: Christine E. Seidman | Management | For | For | ||||||
1K. | Election of Director: Inge G. Thulin | Management | For | For | ||||||
1L. | Election of Director: Kathy J. Warden | Management | For | For | ||||||
1M. | Election of Director: Peter C. Wendell | Management | For | For | ||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||
4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | For | ||||||
5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | For | ||||||
EXXON MOBIL CORPORATION | ||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||
Ticker Symbol | XOM | Meeting Date | 27-May-2020 | |||||||
ISIN | US30231G1022 | Agenda | 935176443 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Susan K. Avery | Management | For | For | ||||||
1B. | Election of Director: Angela F. Braly | Management | For | For | ||||||
1C. | Election of Director: Ursula M. Burns | Management | For | For | ||||||
1D. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||
1E. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||
1F. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||
1G. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||||
1H. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||
1I. | Election of Director: William C. Weldon | Management | For | For | ||||||
1J. | Election of Director: Darren W. Woods | Management | For | For | ||||||
2. | Ratification of Independent Auditors (page 29) | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | ||||||
4. | Independent Chairman (page 59) | Shareholder | Against | For | ||||||
5. | Special Shareholder Meetings (page 61) | Shareholder | Against | For | ||||||
6. | Report on Environmental Expenditures (page 62) | Shareholder | Against | For | ||||||
7. | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Against | For | ||||||
8. | Report on Political Contributions (page 66) | Shareholder | Against | For | ||||||
9. | Report on Lobbying (page 67) | Shareholder | Against | For | ||||||
CHEVRON CORPORATION | ||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||
Ticker Symbol | CVX | Meeting Date | 27-May-2020 | |||||||
ISIN | US1667641005 | Agenda | 935183979 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: W. M. Austin | Management | For | For | ||||||
1B. | Election of Director: J. B. Frank | Management | For | For | ||||||
1C. | Election of Director: A. P. Gast | Management | For | For | ||||||
1D. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||
1E. | Election of Director: C. W. Moorman IV | Management | For | For | ||||||
1F. | Election of Director: D. F. Moyo | Management | For | For | ||||||
1G. | Election of Director: D. Reed-Klages | Management | For | For | ||||||
1H. | Election of Director: R. D. Sugar | Management | For | For | ||||||
1I. | Election of Director: D. J. Umpleby III | Management | For | For | ||||||
1J. | Election of Director: M. K. Wirth | Management | For | For | ||||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||
4. | Report on Lobbying | Shareholder | Against | For | ||||||
5. | Create a Board Committee on Climate Risk | Shareholder | Against | For | ||||||
6. | Report on Climate Lobbying | Shareholder | Against | For | ||||||
7. | Report on Petrochemical Risk | Shareholder | Against | For | ||||||
8. | Report on Human Rights Practices | Shareholder | Against | For | ||||||
9. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||||
10. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||||
DUPONT DE NEMOURS INC | ||||||||||
Security | 26614N102 | Meeting Type | Annual | |||||||
Ticker Symbol | DD | Meeting Date | 27-May-2020 | |||||||
ISIN | US26614N1028 | Agenda | 935183981 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Amy G. Brady | Management | For | For | ||||||
1B. | Election of Director: Edward D. Breen | Management | For | For | ||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||
1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | ||||||
1E. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||
1F. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||
1G. | Election of Director: Eleuthère I. du Pont | Management | For | For | ||||||
1H. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||
1I. | Election of Director: Luther C. Kissam | Management | For | For | ||||||
1J. | Election of Director: Frederick M. Lowery | Management | For | For | ||||||
1K. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||
1L. | Election of Director: Steven M. Sterin | Management | For | For | ||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | ||||||
3. | Approval of the DuPont 2020 Equity and Incentive Plan | Management | For | For | ||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020 | Management | For | For | ||||||
5. | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Against | For | ||||||
6. | Employee Board Advisory Position | Shareholder | For | Against | ||||||
WALMART INC. | ||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||
Ticker Symbol | WMT | Meeting Date | 03-Jun-2020 | |||||||
ISIN | US9311421039 | Agenda | 935192726 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Cesar Conde | Management | For | For | ||||||
1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||
1C. | Election of Director: Sarah J. Friar | Management | For | For | ||||||
1D. | Election of Director: Carla A. Harris | Management | For | For | ||||||
1E. | Election of Director: Thomas W. Horton | Management | For | For | ||||||
1F. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||
1G. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||
1H. | Election of Director: Gregory B. Penner | Management | For | For | ||||||
1I. | Election of Director: Steven S Reinemund | Management | For | For | ||||||
1J. | Election of Director: S. Robson Walton | Management | For | For | ||||||
1K. | Election of Director: Steuart L. Walton | Management | For | For | ||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | ||||||
4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | For | For | ||||||
5. | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | For | ||||||
6. | Report on Supplier Antibiotics Use Standards | Shareholder | For | Against | ||||||
7. | Policy to Include Hourly Associates as Director Candidates | Shareholder | For | Against | ||||||
8. | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | For | ||||||
CATERPILLAR INC. | ||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||
Ticker Symbol | CAT | Meeting Date | 10-Jun-2020 | |||||||
ISIN | US1491231015 | Agenda | 935192980 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Kelly A. Ayotte | Management | For | For | ||||||
1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||
1C. | Election of Director: Daniel M. Dickinson | Management | For | For | ||||||
1D. | Election of Director: Juan Gallardo | Management | For | For | ||||||
1E. | Election of Director: William A. Osborn | Management | For | For | ||||||
1F. | Election of Director: Debra L. Reed-Klages | Management | For | For | ||||||
1G. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||
1H. | Election of Director: Susan C. Schwab | Management | For | For | ||||||
1I. | Election of Director: D. James Umpleby III | Management | For | For | ||||||
1J. | Election of Director: Miles D. White | Management | For | For | ||||||
1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||
2. | Ratification of our Independent Registered Public Accounting Firm | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||
4. | Shareholder Proposal - Provide a Report of Lobbying Activities | Shareholder | Against | For | ||||||
5. | Shareholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||
6. | Shareholder Proposal - Shareholder Action by Written Consent | Shareholder | Against | For | ||||||
THE KROGER CO. | ||||||||||
Security | 501044101 | Meeting Type | Annual | |||||||
Ticker Symbol | KR | Meeting Date | 25-Jun-2020 | |||||||
ISIN | US5010441013 | Agenda | 935215788 - Management | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of director: Nora A. Aufreiter | Management | For | For | ||||||
1B. | Election of director: Anne Gates | Management | For | For | ||||||
1C. | Election of director: Karen M. Hoguet | Management | For | For | ||||||
1D. | Election of director: Susan J. Kropf | Management | For | For | ||||||
1E. | Election of director: W. Rodney McMullen | Management | For | For | ||||||
1F. | Election of director: Clyde R. Moore | Management | For | For | ||||||
1G. | Election of director: Ronald L. Sargent | Management | For | For | ||||||
1H. | Election of director: Bobby S. Shackouls | Management | For | For | ||||||
1I. | Election of director: Mark S. Sutton | Management | For | For | ||||||
1J. | Election of director: Ashok Vemuri | Management | For | For | ||||||
2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For | ||||||
3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | ||||||
4. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | For | ||||||
5. | A shareholder proposal, if properly presented, to issue a report on human rights due diligence process in operations and supply chain. | Shareholder | Against | For |
Cutler Fixed Income Fund
Proxy Voting Record
July 1, 2019 – June 30, 2020
The Cutler Fixed Income Fund held no securities entitled to vote at a meeting of shareholders during the reporting period (July 1, 2019 through June 30, 2020). In addition, the Cutler Fixed Income Fund liquidated all shares on May 28, 2020.
Cutler Emerging Markets Fund
Proxy Voting Record
July 1, 2019 – June 30, 2020
Provided herein is the Cutler Emerging Markets Fund’s proxy voting record during the reporting period (July 1, 2019 through June 30, 2020). In addition, the Cutler Emerging Markets Fund liquidated all shares on May 28, 2020.
Investment Company Report |
SASOL LIMITED | ||||||||
Security | 803866300 | Meeting Type | Annual | |||||
Ticker Symbol | SSL | Meeting Date | 27-Nov-2019 | |||||
ISIN | US8038663006 | Agenda | 935103286 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | To re-elect by way of a separate vote, the director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: GMB Kennealy | Management | For | For | ||||
1.2 | To re-elect by way of a separate vote, the director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: PJ Robertson | Management | For | For | ||||
1.3 | To re-elect by way of a separate vote, the director retiring in terms of clause 22.2.1 of the Company's memorandum of incorporation: P Victor | Management | For | For | ||||
2. | To elect SA Nkosi who was appointed by the Board after the previous Annual General Meeting in terms of clause 22.4.1 of the Company's memorandum of incorporation. | Management | For | For | ||||
3. | To elect FR Grobler who was appointed by the Board in terms of clause 22.4.1 of the Company's memorandum of incorporation. | Management | For | For | ||||
4. | To elect VD Kahla who was appointed by the Board in terms of clause 22.4.1 of the Company's memorandum of incorporation. | Management | For | For | ||||
5. | To appoint PricewaterhouseCoopers Inc. to act as independent auditor of the Company and the Group for the financial year ending 30 June 2020 until the end of the next Annual General Meeting. | Management | For | For | ||||
6.1 | To elect by way of a separate vote, the member of the Audit Committee: C Beggs | Management | For | For | ||||
6.2 | To elect by way of a separate vote, the member of the Audit Committee: GMB Kennealy (subject to her being re- elected as a director in terms of ordinary resolution number 1) | Management | For | For | ||||
6.3 | To elect by way of a separate vote, the member of the Audit Committee: NNA Matyumza | Management | For | For | ||||
6.4 | To elect by way of a separate vote, the member of the Audit Committee: S Westwell | Management | For | For | ||||
7. | To endorse, on a non-binding advisory basis, the Company's remuneration policy. | Management | For | For | ||||
8. | To endorse, on a non-binding advisory basis, the implementation report of the Company's remuneration policy. | Management | For | For | ||||
9. | Special resolution number 1: to amend the memorandum of incorporation of the Company to cater for changes in the transfer secretary and custodian and to delete redundant schedules. | Management | For | For | ||||
COMPANHIA BRASILEIRA DE DISTRIBUICAO | ||||||||
Security | 20440T201 | Meeting Type | Special | |||||
Ticker Symbol | CBD | Meeting Date | 30-Dec-2019 | |||||
ISIN | US20440T2015 | Agenda | 935113326 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1) | Pursuant to the first paragraph of Article 136 of Law 6,404, dated as of December 15, 1976, as amended, ratify the conversion of all preferred shares issued by the Company into common shares, in the proportion of one common share to each preferred share as required for the migration of the Company to the Novo Mercado, a special listing segment of B3 S.A - Brasil, Bolsa, Balcão ("B3"). | Management | For | For | ||||
BANCO BRADESCO S A | ||||||||
Security | 059460303 | Meeting Type | Annual | |||||
Ticker Symbol | BBD | Meeting Date | 10-Mar-2020 | |||||
ISIN | US0594603039 | Agenda | 935132326 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
5A | Election of the fiscal council: Candidates appointed by preferred shareholders - Separate Election: Cristiana Pereira / Reginaldo Ferreira Alexandre. | Management | For | For | ||||
PETROCHINA COMPANY LIMITED | ||||||||
Security | 71646E100 | Meeting Type | Special | |||||
Ticker Symbol | PTR | Meeting Date | 25-Mar-2020 | |||||
ISIN | US71646E1001 | Agenda | 935133277 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Election of Mr. Dai Houliang as Director of the Company. | Management | For | For | ||||
2. | Election of Mr. Lv Bo as Director of the Company. | Management | For | For | ||||
3. | Election of Mr. Li Fanrong as director of the Company. | Management | For | For | ||||
CHINA PETROLEUM & CHEMICAL CORPORATION | ||||||||
Security | 16941R108 | Meeting Type | Special | |||||
Ticker Symbol | SNP | Meeting Date | 25-Mar-2020 | |||||
ISIN | US16941R1086 | Agenda | 935135358 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To elect Mr. Zhang Yuzhuo as a non-executive director of the seventh session of the board of directors of the Company. | Management | For | |||||
POSCO | ||||||||
Security | 693483109 | Meeting Type | Annual | |||||
Ticker Symbol | PKX | Meeting Date | 27-Mar-2020 | |||||
ISIN | US6934831099 | Agenda | 935137112 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Approval of Financial Statements for the 52nd FY (2019) | Management | For | For | ||||
2.1 | Election of Inside Director: Chang, In-Hwa | Management | For | For | ||||
2.2 | Election of Inside Director: Chon, Jung-Son | Management | For | For | ||||
2.3 | Election of Inside Director: Kim, Hag-Dong | Management | For | For | ||||
2.4 | Election of Inside Director: Jeong, Tak | Management | For | For | ||||
3.1 | Election of Outside Director: Chang, Seung-Wha | Management | For | For | ||||
4. | Election of Audit Committee Member Pahk, Heui-Jae | Management | For | For | ||||
5. | Approval of the Ceiling Amount of Total Remuneration for Directors | Management | For | For | ||||
KT CORPORATION | ||||||||
Security | 48268K101 | Meeting Type | Annual | |||||
Ticker Symbol | KT | Meeting Date | 30-Mar-2020 | |||||
ISIN | US48268K1016 | Agenda | 935147808 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Amendment to the Articles of Incorporation | Management | For | For | ||||
2. | Election of Representative Director: Mr. Hyeon-Mo Ku | Management | For | For | ||||
3. | Approval of Financial Statements for the 38th Fiscal Year | Management | For | For | ||||
4.1 | Election of Director: Mr. Yoon-Young Park (Inside Director Candidate) | Management | For | For | ||||
4.2 | Election of Director: Mr. Jong-Ook Park (Inside Director Candidate) | Management | For | For | ||||
4.3 | Election of Director: Mr. Chung-Gu Kang (Outside Director Candidate) | Management | For | For | ||||
4.4 | Election of Director: Mr. Chan-Hi Park (Outside Director Candidate) | Management | For | For | ||||
4.5 | Election of Director: Mrs. Eun-Jung Yeo (Outside Director Candidate) | Management | For | For | ||||
4.6 | Election of Director: Mr. Hyun-Myung Pyo (Outside Director Candidate) | Management | For | For | ||||
5.1 | Election of Member of the Audit Committee: Mr. Tae- Yoon Sung | Management | For | For | ||||
5.2 | Election of Member of the Audit Committee: Mrs. Eun- Jung Yeo | Management | For | For | ||||
5.3 | Election of Member of the Audit Committee: Mr. Chung- Gu Kang | Management | For | For | ||||
6. | Approval of Ceiling Amount on Remuneration for Directors | Management | For | For | ||||
7. | Approval of Employment Contract for the Representative Director | Management | For | For | ||||
8. | Amendment to Severance Pay Regulations for Executives | Management | For | For | ||||
AMBEV S.A. | ||||||||
Security | 02319V103 | Meeting Type | Annual | |||||
Ticker Symbol | ABEV | Meeting Date | 24-Apr-2020 | |||||
ISIN | US02319V1035 | Agenda | 935179867 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | To analyze and approve the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2019. | Management | For | For | ||||
2 | To decide on the allocation of the net profits for the fiscal year ended December 31, 2019 and ratification of the payment of interest on own capital related to the fiscal year ended December 31, 2019, approved by the Board of Directors at the meeting held on December 2, 2019. | Management | For | For | ||||
3 | To define the number of members of the Board of Directors. To approve the Board of Directors to be composed of 11 effective members and 2 alternates, for a 3-year term, which will end at the Ordinary Shareholder's Meeting to be held in 2023, pursuant to the Management Proposal. | Management | For | For | ||||
4A | Election of the Board of Directors by a single slate: Controller Slate - Board of Directors: Victorio Carlos De Marchi, Carlos Alves de Brito, Milton Seligman, José Heitor Attilio Gracioso, Vicente Falconi Campos, Luis Felipe Pedreira Dutra Leite, Roberto Moses Thompson Motta, Nelson José Jamel, Cecília Sicupira, Antonio Carlos Augusto Ribeiro Bonchristiano, Marcos de Barros Lisboa, Carlos Eduardo Klutzenschell Lisboa (Alternate), Michel Dimitrios Doukeris (Alternate) | Management | For | For | ||||
4B | If one of the candidates who make up the chosen slate fails to join it, can your votes continue to be cast on the chosen slate? | Management | For | For | ||||
4C | In case the multiple vote election process be adopted, should your votes be distributed in equal percentages among the members of the slate you chose? | Management | For | For | ||||
5A1 | Election of the fiscal council. To elect the effective and alternate members of the Fiscal Council for a term in office of one (1) year, which shall end on the Ordinary General Meeting to be held in 2021: Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate). PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b | Management | For | |||||
5A2 | If one of the candidates that are part of the slate fails to integrate it to accommodate the separate election, your votes may still be given to the chosen slate? PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b | Management | For | |||||
5B | Separate Election of the fiscal council - Candidates nominated by minority shareholders: Vinicius Balbino Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate). PLEASE VOTE IN ONLY ONE OPTION: 5a OR 5b | Management | For | |||||
6 | To determine managers' overall compensation for the year of 2020, in the annual amount of up to R$ 111,079,130.00, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year. | Management | For | For | ||||
7 | To determine the overall compensation of the Fiscal Council's members for the year of 2020, in the annual amount of up to R$ 2,162,700.00, with alternate members' compensation corresponding to half of the amount received by the effective members, in accordance with the Management Proposal. | Management | For | For | ||||
E1 | To approve the amendment to the heading of article 5 of the Company's bylaws, in order to reflect the capital increases approved by the Board of Directors, within the authorized capital limit until the date of the Shareholders' Meeting, according to the Management Proposal. | Management | For | For | ||||
E2 | To approve the amendment to article 8 of the Company's bylaws, to make express reference to other possibilities of using the authorized capital limit by the Board of Directors as set forth in Law No 6,404/76, according to the Management Proposal. | Management | For | For | ||||
E3 | To approve the amendment to articles 11, 15, 16, 17, 18 and 19, of the Company's bylaws, related to the composition of the Board of Directors, to (i) provide for the possibility of having a single Chairman of the Board of Directors, alternatively to the current Co-Chairmen model; (ii) increase the minimum number of members that can compose the Board of Directors from 3 to 5; and (iii) provide the Board of Directors will be composed, in its majority, by external members, according to the Management Proposal. | Management | For | For | ||||
E4 | To approve the amendment to article 21 of the Company's bylaws, to adjust the competence of the Board of Directors, according to the Management Proposal. | Management | For | For | ||||
E5 | To approve the amendment to articles 22 to 34 of the Company's bylaws, including the new articles 25 and 34 and renumbering the other articles, to restructure the composition of the Board of Executive Officers of the Company, set the duties of the new positions and change the name of the positions already existent, according to the Management Proposal. | Management | For | For | ||||
E6 | In view of the proposed amendments to the bylaws described above, to approve the consolidation of the Company's bylaws, in order to reflect the adjustments arising from such changes, renumbering and wording corrections, according to the Management Proposal. | Management | For | For | ||||
E7 | To approve the amendment to the current Share-Based Compensation Plan, to increase the global volume of shares representing the Company's share capital that may be delivered to the participants in such plan from 0.3% to 3%. | Management | For | For | ||||
AMERICA MOVIL, S.A.B. DE C.V. | ||||||||
Security | 02364W105 | Meeting Type | Annual | |||||
Ticker Symbol | AMX | Meeting Date | 24-Apr-2020 | |||||
ISIN | US02364W1053 | Agenda | 935186812 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
I | Appointment or, as the case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series "L" shares are entitled to appoint. Adoption of resolutions thereon. | Management | For | |||||
II | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||
Security | 874039100 | Meeting Type | Annual | |||||
Ticker Symbol | TSM | Meeting Date | 09-Jun-2020 | |||||
ISIN | US8740391003 | Agenda | 935218683 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1) | To accept 2019 Business Report and Financial Statements | Management | For | For | ||||
2) | To revise the Procedures for Lending Funds to Other Parties | Management | For | For | ||||
3) | DIRECTOR | Management | ||||||
1 | Yancey Hai | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Cutler Trust | |||
By: | /s/ Erich M. Patten | ||
Erich M. Patten, President |
Date: | August 17, 2020 |