Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
28 Aug 15
15-12G
Securities registration termination
14 May 15
25-NSE
Exchange delisting
7 Apr 15
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 15
N-PX
Annual report of proxy voting record
29 Aug 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 14
425
Business combination disclosure
30 Jun 14
425
Business combination disclosure
30 Jun 14
425
Business combination disclosure
15 Jan 14
425
Business combination disclosure
14 Jan 14
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 14
425
Business combination disclosure
4 Nov 13
N-PX
Annual report of proxy voting record
23 Aug 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 13
DEF 14A
Definitive proxy
10 May 13
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 13
N-PX
Annual report of proxy voting record
31 Aug 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 12
DEF 14A
Definitive proxy
28 Mar 12
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 12
N-PX
Annual report of proxy voting record
31 Aug 11
SC TO-I/A
Issuer tender offer statement (amended)
25 Jul 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 11
SC TO-I
Issuer tender offer statement
22 Jun 11
DEF 14A
Definitive proxy
4 Apr 11
N-CSR
Certified annual shareholder report (management investment company)
10 Jan 11
N-PX
Annual report of proxy voting record
31 Aug 10
8-K
Amendments to Articles of Incorporation or Bylaws
5 Aug 10
SC TO-I/A
Issuer tender offer statement (amended)
4 Aug 10
SC TO-I/A
Issuer tender offer statement (amended)
15 Jul 10
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 10
SC TO-I/A
Issuer tender offer statement (amended)
1 Jul 10
SC TO-I/A
Issuer tender offer statement (amended)
16 Jun 10
SC TO-I
Issuer tender offer statement
18 May 10
DEF 14A
Definitive proxy
9 Apr 10
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 10
N-PX
Annual report of proxy voting record
28 Aug 09
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 09
DEF 14A
Definitive proxy
13 Mar 09
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 09
Latest ownership filings
4/A
DEAN JACOBSON
6 May 15
4/A
JOEL W LOONEY
6 May 15
4/A
STEVEN K NORGAARD
6 May 15
SC 13G
Denali Fund Inc.
10 Apr 15
SC 13G/A
Denali Fund Inc.
10 Apr 15
SC 13D/A
Denali Fund Inc.
30 Mar 15
4
STEWART R HOREJSI
24 Mar 15
4
JOEL W LOONEY
24 Mar 15
4
BRENDON J FISCHER
24 Mar 15
4
SUSAN L CICIORA
24 Mar 15
4
DEAN JACOBSON
24 Mar 15
4
STEWART R HOREJSI
24 Mar 15
4
STEVEN K NORGAARD
24 Mar 15
4
STEWART R HOREJSI
24 Mar 15
4
OF AMERICA CORP /DE/ BANK
12 Mar 15
SC 13G/A
Beneficial ownership report (amended)
12 Mar 15
SC 13D/A
Denali Fund Inc.
10 Dec 14
SC 13D/A
LOLA BROWN TRUST 1B
5 Jan 12
SC 13D/A
LOLA BROWN TRUST 1B
12 Mar 10
SC 13D/A
LOLA BROWN TRUST 1B
1 Feb 10