Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Aug 24
DEF 14A
Definitive proxy
7 Jun 24
N-CEN
Annual report (registered investment company)
13 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
6 Feb 24
CERT
Certification of approval for exchange listing
4 Dec 23
8-A12B
Registration of securities on exchange
30 Nov 23
CORRESP
Correspondence with SEC
25 Aug 23
CERT
Certification of approval for exchange listing
22 Aug 23
8-A12B
Registration of securities on exchange
17 Aug 23
N-PX
Annual report of proxy voting record
17 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Aug 23
25-NSE
Exchange delisting
28 Jul 23
N-CEN
Annual report (registered investment company)
10 Feb 23
N-CSR
Certified annual shareholder report (management investment company)
7 Feb 23
N-CEN
Annual report (registered investment company)
12 Sep 22
N-CSR
Certified annual shareholder report (management investment company)
2 Sep 22
N-PX
Annual report of proxy voting record
24 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Aug 22
POS EX
Additional exhibits for listing
18 Jul 22
CERT
Certification of approval for exchange listing
21 Jun 22
CERT
Certification of approval for exchange listing
18 May 22
8-A12B
Registration of securities on exchange
20 Apr 22
EFFECT
Notice of effectiveness
12 Apr 22
N-14/A
Registration statement for investment companies business combination (amended)
8 Apr 22
CORRESP
Correspondence with SEC
7 Apr 22
CORRESP
Correspondence with SEC
5 Apr 22
CORRESP
Correspondence with SEC
29 Mar 22
8-A12B
Registration of securities on exchange
18 Mar 22
N-14
Registration statement for investment companies business combination
11 Mar 22
N-CEN/A
Annual report (registered investment company) (amended)
14 Feb 22
N-CEN
Annual report (registered investment company)
11 Feb 22
N-CSR
Certified annual shareholder report (management investment company)
8 Feb 22
25-NSE
Exchange delisting
22 Oct 21
CERT
Certification of approval for exchange listing
2 Sep 21
8-A12B
Registration of securities on exchange
2 Sep 21
CORRESP
Correspondence with SEC
31 Aug 21
CORRESP
Correspondence with SEC
25 Aug 21
N-PX
Annual report of proxy voting record
12 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Aug 21
CERT
Certification of approval for exchange listing
14 Jul 21
Latest ownership filings
NPORT-P
ALPS | OShares Global Internet Giants ETF (May 2024 report)
30 Jul 24
NPORT-P
Barrons 400 ETF (May 2024 report)
30 Jul 24
NPORT-P
RiverFront Strategic Income Fund (May 2024 report)
30 Jul 24
NPORT-P
ALPS Sector Dividend Dogs ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS | OShares U.S. Quality Dividend ETF (May 2024 report)
30 Jul 24
NPORT-P
Level Four Large Cap Growth Active ETF (May 2024 report)
30 Jul 24
NPORT-P
RiverFront Dynamic Core Income ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS International Sector Dividend Dogs ETF (May 2024 report)
30 Jul 24
NPORT-P
Alerian Energy Infrastructure ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Active Equity Opportunity ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Active REIT ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS | OShares Europe Quality Dividend ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Medical Breakthroughs ETF (May 2024 report)
30 Jul 24
NPORT-P
RiverFront Dynamic US Dividend Advantage ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Clean Energy ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Equal Sector Weight ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Emerging Sector Dividend Dogs ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS | Smith Core Plus Bond ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS | OShares U.S. Small-Cap Quality Dividend ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Global Travel Beneficiaries ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS REIT Dividend Dogs ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Disruptive Technologies ETF (May 2024 report)
30 Jul 24
NPORT-P
Alerian MLP ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS Intermediate Municipal Bond ETF (May 2024 report)
30 Jul 24
NPORT-P
ALPS | Smith Core Plus Bond ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS Disruptive Technologies ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS International Sector Dividend Dogs ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS Global Travel Beneficiaries ETF (Feb 2024 report)
26 Apr 24
NPORT-P
Barrons 400 ETF (Feb 2024 report)
26 Apr 24
NPORT-P
RiverFront Dynamic US Dividend Advantage ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS Active REIT ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS Clean Energy ETF (Feb 2024 report)
26 Apr 24
NPORT-P
RiverFront Dynamic Core Income ETF (Feb 2024 report)
26 Apr 24
NPORT-P
Level Four Large Cap Growth Active ETF (Feb 2024 report)
26 Apr 24
NPORT-P
Alerian MLP ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS REIT Dividend Dogs ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS Active Equity Opportunity ETF (Feb 2024 report)
26 Apr 24
NPORT-P
RiverFront Strategic Income Fund (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS Sector Dividend Dogs ETF (Feb 2024 report)
26 Apr 24
NPORT-P
ALPS | OShares U.S. Quality Dividend ETF (Feb 2024 report)
26 Apr 24