Financial reports
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Feb 19
N-CEN
Annual report (registered investment company)
12 Sep 18
N-CSR
Certified annual shareholder report (management investment company)
29 Aug 18
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 18
N-CSR
Certified annual shareholder report (management investment company)
29 Aug 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Mar 17
N-CSR
Certified annual shareholder report (management investment company)
29 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 Feb 16
N-CSR
Certified annual shareholder report (management investment company)
28 Aug 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
27 Feb 15
Current reports
No filings
Registration and prospectus
425
Business combination disclosure
20 Mar 19
425
Business combination disclosure
8 Mar 19
425
Business combination disclosure
8 Mar 19
425
Business combination disclosure
8 Mar 19
425
Business combination disclosure
1 Mar 19
425
Business combination disclosure
1 Mar 19
425
Business combination disclosure
1 Mar 19
425
Business combination disclosure
16 Aug 18
425
Business combination disclosure
13 Aug 18
SC TO-I/A
Issuer tender offer statement (amended)
27 Oct 17
Proxies
DEFA14A
Additional proxy soliciting materials
20 Sep 17
DEF 14A
Definitive proxy
18 Sep 17
PRE 14A
Preliminary proxy
11 Aug 17
DEFA14A
Additional proxy soliciting materials
15 Nov 16
DEFA14A
Additional proxy soliciting materials
14 Nov 16
DEFA14A
Additional proxy soliciting materials
29 Sep 16
DEF 14A
Definitive proxy
15 Sep 16
DEF 14A
Definitive proxy
15 Sep 15
Other
CORRESP
Correspondence with SEC
31 Oct 17
EFFECT
Notice of effectiveness
31 Oct 17
CORRESP
Correspondence with SEC
27 Oct 17
CORRESP
Correspondence with SEC
10 Oct 17
CORRESP
Correspondence with SEC
7 Sep 17
EFFECT
Notice of effectiveness
28 Oct 16
CORRESP
Correspondence with SEC
27 Oct 16
CORRESP
Correspondence with SEC
19 Oct 16
EFFECT
Notice of effectiveness
4 Nov 15
CORRESP
Correspondence with SEC
30 Oct 15
Ownership
3
Dask Kristin Lea Van
13 Apr 18
3
Michael D Cohen
11 Aug 17
3
ROBERT S AISNER
11 Aug 17
4
ROBERT S AISNER
11 Aug 17
4
Michael D Cohen
11 Aug 17
3
William Gremp
10 Aug 17
3
BRIAN H OSWALD
10 Aug 17
3
John F Barry
10 Aug 17
3
Initial statement of insider ownership
10 Aug 17
3
M Grier Eliasek
10 Aug 17