Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 May 24
CORRESP
Correspondence with SEC
18 Dec 23
25-NSE
Exchange delisting
15 Dec 23
N-CEN
Annual report (registered investment company)
14 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 23
DEF 14C
Information statement
12 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
POS EX
Additional exhibits for listing
31 Aug 23
N-PX
Annual report of proxy voting record
29 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 May 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
DEF 14A
Definitive proxy
10 Mar 23
CORRESP
Correspondence with SEC
7 Mar 23
PRE 14A
Preliminary proxy
23 Feb 23
CERT
Certification of approval for exchange listing
28 Dec 22
8-A12B
Registration of securities on exchange
27 Dec 22
EFFECT
Notice of effectiveness
19 Dec 22
CORRESP
Correspondence with SEC
2 Dec 22
CORRESP
Correspondence with SEC
30 Nov 22
CORRESP
Correspondence with SEC
30 Nov 22
CORRESP
Correspondence with SEC
22 Nov 22
CORRESP
Correspondence with SEC
22 Nov 22
N-CEN
Annual report (registered investment company)
14 Nov 22
N-CSR
Certified annual shareholder report (management investment company)
4 Nov 22
N-14
Registration statement for investment companies business combination
12 Oct 22
N-PX
Annual report of proxy voting record
31 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 May 22
N-CEN
Annual report (registered investment company)
10 Nov 21
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 21
N-CEN
Annual report (registered investment company)
13 Sep 21
N-CSR
Certified annual shareholder report (management investment company)
2 Sep 21
N-PX
Annual report of proxy voting record
26 Aug 21
DEF 14A
Definitive proxy
14 May 21
CORRESP
Correspondence with SEC
13 May 21
PRE 14A
Preliminary proxy
30 Apr 21
CORRESP
Correspondence with SEC
30 Apr 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Mar 21
N-CEN
Annual report (registered investment company)
14 Sep 20
N-CSR
Certified annual shareholder report (management investment company)
4 Sep 20
Latest ownership filings
NPORT-P
Penn Capital Opportunistic High Income Fund (Feb 2024 report)
26 Apr 24
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (Feb 2024 report)
26 Apr 24
NPORT-P
Penn Capital Short Duration High Income Fund (Feb 2024 report)
26 Apr 24
NPORT-P
Penn Capital Mid Cap Core Fund (Feb 2024 report)
26 Apr 24
NPORT-P
Torray Fund (Feb 2024 report)
26 Apr 24
NPORT-P
P/E Global Enhanced International Fund (Feb 2024 report)
26 Apr 24
NPORT-P
Evermore Global Value Fund (Feb 2024 report)
26 Apr 24
NPORT-P
Evermore Global Value Fund (Nov 2023 report)
29 Jan 24
NPORT-P
Torray Fund (Nov 2023 report)
26 Jan 24
NPORT-P
P/E Global Enhanced International Fund (Nov 2023 report)
26 Jan 24
NPORT-P
The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (Nov 2023 report)
26 Jan 24
NPORT-P
Penn Capital Opportunistic High Income Fund (Nov 2023 report)
26 Jan 24
NPORT-P
Penn Capital Short Duration High Income Fund (Nov 2023 report)
26 Jan 24
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (Nov 2023 report)
26 Jan 24
NPORT-P
Penn Capital Mid Cap Core Fund (Nov 2023 report)
26 Jan 24
NPORT-P/A
The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (May 2023 report)
10 Jan 24
NPORT-P
Torray Fund (Aug 2023 report)
30 Oct 23
NPORT-P
P/E Global Enhanced International Fund (Aug 2023 report)
30 Oct 23
NPORT-P
Evermore Global Value Fund (Aug 2023 report)
30 Oct 23
NPORT-P
The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (Aug 2023 report)
30 Oct 23
NPORT-P
Penn Capital Short Duration High Income Fund (Aug 2023 report)
30 Oct 23
NPORT-P
Penn Capital Opportunistic High Income Fund (Aug 2023 report)
30 Oct 23
NPORT-P
Penn Capital Mid Cap Core Fund (Aug 2023 report)
30 Oct 23
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (Aug 2023 report)
30 Oct 23
NPORT-P
Torray Fund (Jun 2023 report)
29 Aug 23
NPORT-P
Evermore Global Value Fund (Jun 2023 report)
29 Aug 23
NPORT-P
Penn Capital Opportunistic High Income Fund (May 2023 report)
27 Jul 23
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (May 2023 report)
27 Jul 23
NPORT-P
Penn Capital Mid Cap Core Fund (May 2023 report)
27 Jul 23
NPORT-P
Penn Capital Short Duration High Income Fund (May 2023 report)
27 Jul 23
NPORT-P
The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (May 2023 report)
26 Jul 23
NPORT-P
P/E Global Enhanced International Fund (May 2023 report)
25 Jul 23
NPORT-P
Evermore Global Value Fund (Mar 2023 report)
23 May 23
NPORT-P
Torray Fund (Mar 2023 report)
23 May 23
NPORT-P
P/E Global Enhanced International Fund (Feb 2023 report)
28 Apr 23
NPORT-P
The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (Feb 2023 report)
28 Apr 23
NPORT-P
Penn Capital Opportunistic High Income Fund (Feb 2023 report)
28 Apr 23
NPORT-P
Penn Capital Special Situations Small Cap Equity Fund (Feb 2023 report)
28 Apr 23
NPORT-P
Penn Capital Short Duration High Income Fund (Feb 2023 report)
28 Apr 23
NPORT-P
Penn Capital Mid Cap Core Fund (Feb 2023 report)
28 Apr 23