Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 24
N-PX
Annual report of proxy voting record
27 Aug 24
N-PX
Annual report of proxy voting record
23 Aug 24
N-14
Registration statement for investment companies business combination
19 Aug 24
N-CSR
Certified annual shareholder report (management investment company)
9 Aug 24
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
28 Jun 24
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
25 Jun 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jun 24
POS EX
Additional exhibits for listing
23 May 24
POS EX
Additional exhibits for listing
29 Apr 24
CERT
Certification of approval for exchange listing
23 Apr 24
8-A12B
Registration of securities on exchange
10 Apr 24
N-CEN
Annual report (registered investment company)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Feb 24
CORRESP
Correspondence with SEC
26 Jan 24
CORRESP
Correspondence with SEC
18 Jan 24
CORRESP
Correspondence with SEC
18 Jan 24
N-14
Registration statement for investment companies business combination
27 Dec 23
N-CEN
Annual report (registered investment company)
11 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
6 Dec 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
24 Aug 23
POS EX
Additional exhibits for listing
15 Aug 23
POS EX
Additional exhibits for listing
28 Jul 23
CORRESP
Correspondence with SEC
22 Jun 23
N-14
Registration statement for investment companies business combination
26 May 23
DEF 14A
Definitive proxy
10 Apr 23
N-CEN
Annual report (registered investment company)
13 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
8 Mar 23
CORRESP
Correspondence with SEC
12 Sep 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
8 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-PX
Annual report of proxy voting record
23 Aug 22
N-CEN
Annual report (registered investment company)
11 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Sep 21
N-PX
Annual report of proxy voting record
30 Aug 21
CORRESP
Correspondence with SEC
12 Apr 21
Latest ownership filings
NPORT-P
FPA Flexible Fixed Income Fund (Jun 2024 report)
29 Aug 24
NPORT-P
FPA Crescent Fund (Jun 2024 report)
29 Aug 24
NPORT-P
FPA Global Equity ETF (Jun 2024 report)
26 Aug 24
NPORT-P
FPA New Income Fund (Jun 2024 report)
23 Aug 24
NPORT-P
FPA Queens Road Small Cap Value Fund (May 2024 report)
26 Jul 24
NPORT-P
FPA Queens Road Value Fund (May 2024 report)
26 Jul 24
NPORT-P
FPA Flexible Fixed Income Fund (Mar 2024 report)
29 May 24
NPORT-P
FPA Crescent Fund (Mar 2024 report)
29 May 24
NPORT-P
FPA New Income Fund (Mar 2024 report)
29 May 24
NPORT-P
FPA Queens Road Small Cap Value Fund (Feb 2024 report)
25 Apr 24
NPORT-P
FPA Queens Road Value Fund (Feb 2024 report)
25 Apr 24
NPORT-P
FPA Crescent Fund (Dec 2023 report)
29 Feb 24
NPORT-P
FPA Flexible Fixed Income Fund (Dec 2023 report)
29 Feb 24
NPORT-P
FPA New Income Fund (Dec 2023 report)
29 Feb 24
NPORT-P
FPA Queens Road Small Cap Value Fund (Nov 2023 report)
29 Jan 24
NPORT-P
FPA Queens Road Value Fund (Nov 2023 report)
29 Jan 24
NPORT-P
FPA U.S. Core Equity Fund, Inc. (Sep 2023 report)
29 Nov 23
NPORT-P
FPA New Income Fund (Sep 2023 report)
29 Nov 23
NPORT-P
FPA Flexible Fixed Income Fund (Sep 2023 report)
29 Nov 23
NPORT-P
FPA Crescent Fund (Sep 2023 report)
29 Nov 23
NPORT-P
FPA Queens Road Value Fund (Aug 2023 report)
25 Oct 23
NPORT-P
FPA Queens Road Small Cap Value Fund (Aug 2023 report)
25 Oct 23
NPORT-P
FPA Crescent Fund (Jun 2023 report)
29 Aug 23
NPORT-P
FPA Flexible Fixed Income Fund (Jun 2023 report)
29 Aug 23
NPORT-P
FPA Flexible Fixed Income Fund (Mar 2023 report)
30 May 23
NPORT-P
FPA Crescent Fund (Mar 2023 report)
30 May 23
NPORT-P
FPA Flexible Fixed Income Fund (Dec 2022 report)
28 Feb 23
NPORT-P
FPA Crescent Fund (Dec 2022 report)
28 Feb 23
NPORT-P
FPA Crescent Fund (Sep 2022 report)
29 Nov 22
NPORT-P
FPA Flexible Fixed Income Fund (Sep 2022 report)
29 Nov 22
NPORT-P
FPA Flexible Fixed Income Fund (Jun 2022 report)
29 Aug 22
NPORT-P
FPA Crescent Fund (Jun 2022 report)
29 Aug 22
NPORT-P
FPA Flexible Fixed Income Fund (Mar 2022 report)
27 May 22
NPORT-P
FPA Crescent Fund (Mar 2022 report)
27 May 22
NPORT-P
FPA Flexible Fixed Income Fund (Dec 2021 report)
24 Feb 22
NPORT-P
FPA Crescent Fund (Dec 2021 report)
24 Feb 22
NPORT-P
FPA Flexible Fixed Income Fund (Sep 2021 report)
24 Nov 21
NPORT-P
FPA Crescent Fund (Sep 2021 report)
24 Nov 21
NPORT-P
FPA Flexible Fixed Income Fund (Jun 2021 report)
26 Aug 21
NPORT-P
FPA Crescent Fund (Jun 2021 report)
26 Aug 21