UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1 to
FORM N-CSR/A
CERTIFIED SHAREHOLDER REPORT OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: | | Parnassus Funds (811-04044) Parnassus Income Funds (811-06673) |
Parnassus Funds
Parnassus Income Funds
(Exact name of registrant as specified in charter)
1 Market Street, Suite 1600, San Francisco, California 94105
(Address of principal executive offices) (Zip code)
Marc C. Mahon, 1 Market Street, Suite 1600, San Francisco, California 94105
(Name and address of agent for service)
415-778-0200
Registrant’s telephone number, including area code
Date of fiscal year end: December 31
Date of reporting period: June 30, 2016
Item 1. Report to Stockholders.
This amendment on Form N-CSR/A is filed in order to provide the voting results for the special meeting of shareholders that was held on March 22, 2016. This amendment does not reflect events occurring after the filing of the original Certified Shareholder Report on Form N-CSR for the semi-annual period ended June 30, 2016 and, other than the aforementioned voting results information (as provided below), this amendment on Form N-CSR/A does not amend or update the Form N-CSR in any way.
Voting Results of Special Meeting of Shareholders (Unaudited)
A Special Meeting (the “Meeting”) of Parnassus Trust and Parnassus Income Trust (collectively the “Trusts”) was held on March 22, 2016 to consider and act upon the election of Jeanie S. Joe, Donald J. Boteler, Alecia A. DeCoudreaux and Jerome L. Dodson as Trustees of the Trusts. At the Meeting, each of these individuals was elected as a Trustee. In electing the Trustees, the Trusts’ shareholders voted as follows (there were no abstentions or broker non-votes):
Parnassus Trust | | | | | | | | | | |
Election of Trustees | | For | | | | Withheld | |
Jeanie S. Joe | | | 71,887,997 | | | | | | 1,987,421 | |
Donald J. Boteler | | | 71,335,959 | | | | | | 2,539,460 | |
Alecia A. DeCoudreaux | | | 71,877,490 | | | | | | 1,987,929 | |
Jerome L. Dodson | | | 65,870,432 | | | | | | 8,004,987 | |
| | | | | | | | | | |
Parnassus Income Trust | | | | | | | | | | |
Election of Trustees | | For | | | | Withheld | |
Jeanie S. Joe | | | 275,564,023 | | | | | | 10,686,880 | |
Donald J. Boteler | | | 275,068,392 | | | | | | 11,182,512 | |
Alecia A. DeCoudreaux | | | 275,710,034 | | | | | | 10,540,869 | |
Jerome L. Dodson | | | 235,520,576 | | | | | | 50,730,327 | |
| | | | | | | | | | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Parnassus Funds
Parnassus Income Funds
By: /s/ Jerome L. Dodson
Jerome L. Dodson, President
Date: October 28, 2016
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By: /s/ Jerome L. Dodson
Jerome L. Dodson, President
Date: October 28, 2016
By: /s/ Marc C. Mahon
Marc C. Mahon, Treasurer
Date: October 28, 2016