Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
27 Aug 24
EFFECT
Notice of effectiveness
9 Aug 24
N-14/A
Registration statement for investment companies business combination (amended)
6 Aug 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 24
N-14
Registration statement for investment companies business combination
7 Jun 24
N-CEN
Annual report (registered investment company)
16 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
N-PX
Annual report of proxy voting record
14 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
N-CEN
Annual report (registered investment company)
13 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 23
N-PX
Annual report of proxy voting record
8 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jul 22
N-CEN
Annual report (registered investment company)
13 Jan 22
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 22
AW
Withdrawal of amendment
24 Nov 21
N-PX
Annual report of proxy voting record
9 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jun 21
N-CEN
Annual report (registered investment company)
11 Jan 21
N-CSR
Certified annual shareholder report (management investment company)
11 Jan 21
CORRESP
Correspondence with SEC
9 Oct 20
N-PX
Annual report of proxy voting record
19 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jul 20
N-CEN
Annual report (registered investment company)
13 Jan 20
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 20
N-PX
Annual report of proxy voting record
6 Aug 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 19
N-CEN
Annual report (registered investment company)
14 Jan 19
N-CSR
Certified annual shareholder report (management investment company)
4 Jan 19
N-PX
Annual report of proxy voting record
3 Aug 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 18
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 18
N-PX
Annual report of proxy voting record
31 Jul 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jul 17
CORRESP
Correspondence with SEC
17 Mar 17
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 17
N-PX
Annual report of proxy voting record
8 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jul 16
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 16
N-PX
Annual report of proxy voting record
29 Jul 15
Latest ownership filings
NPORT-P
First Trust/Confluence Small Cap Value Fund (Jul 2024 report)
24 Sep 24
NPORT-P
First Trust Short Duration High Income Fund (Jul 2024 report)
24 Sep 24
NPORT-P
First Trust Preferred Securities and Income Fund (Jul 2024 report)
24 Sep 24
NPORT-P
First Trust Managed Municipal Fund (Jul 2024 report)
24 Sep 24
NPORT-P
First Trust Preferred Securities and Income Fund (Apr 2024 report)
27 Jun 24
NPORT-P
First Trust Managed Municipal Fund (Apr 2024 report)
27 Jun 24
NPORT-P
First Trust Short Duration High Income Fund (Apr 2024 report)
27 Jun 24
NPORT-P
First Trust/Confluence Small Cap Value Fund (Apr 2024 report)
26 Jun 24
NPORT-P
First Trust Short Duration High Income Fund (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Managed Municipal Fund (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Preferred Securities and Income Fund (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust/Confluence Small Cap Value Fund (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Preferred Securities and Income Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust Managed Municipal Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust Short Duration High Income Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust/Confluence Small Cap Value Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust Managed Municipal Fund (Jul 2023 report)
28 Sep 23
NPORT-P
First Trust Short Duration High Income Fund (Jul 2023 report)
28 Sep 23
NPORT-P
First Trust Preferred Securities and Income Fund (Jul 2023 report)
25 Sep 23
NPORT-P
First Trust/Confluence Small Cap Value Fund (Jul 2023 report)
25 Sep 23
NPORT-P
First Trust Preferred Securities and Income Fund (Apr 2023 report)
26 Jun 23
NPORT-P
First Trust/Confluence Small Cap Value Fund (Apr 2023 report)
26 Jun 23
NPORT-P
First Trust Managed Municipal Fund (Apr 2023 report)
26 Jun 23
NPORT-P
First Trust Short Duration High Income Fund (Apr 2023 report)
22 Jun 23
NPORT-P
First Trust Managed Municipal Fund (Jan 2023 report)
30 Mar 23
NPORT-P
First Trust Short Duration High Income Fund (Jan 2023 report)
30 Mar 23
NPORT-P
First Trust/Confluence Small Cap Value Fund (Jan 2023 report)
23 Mar 23
NPORT-P
First Trust Preferred Securities and Income Fund (Jan 2023 report)
23 Mar 23
NPORT-P
First Trust/Confluence Small Cap Value Fund (Oct 2022 report)
28 Dec 22
NPORT-P
First Trust Preferred Securities and Income Fund (Oct 2022 report)
28 Dec 22
NPORT-P
First Trust Managed Municipal Fund (Oct 2022 report)
21 Dec 22
NPORT-P
First Trust Short Duration High Income Fund (Oct 2022 report)
21 Dec 22
NPORT-P
First Trust Short Duration High Income Fund (Jul 2022 report)
27 Sep 22
NPORT-P
First Trust Managed Municipal Fund (Jul 2022 report)
27 Sep 22
NPORT-P
First Trust Preferred Securities and Income Fund (Jul 2022 report)
26 Sep 22
NPORT-P
First Trust/Confluence Small Cap Value Fund (Jul 2022 report)
26 Sep 22
NPORT-P
First Trust Short Duration High Income Fund (Apr 2022 report)
23 Jun 22
NPORT-P
First Trust/Confluence Small Cap Value Fund (Apr 2022 report)
23 Jun 22
NPORT-P
First Trust Preferred Securities and Income Fund (Apr 2022 report)
23 Jun 22
NPORT-P
First Trust Short Duration High Income Fund (Jan 2022 report)
30 Mar 22