Latest filings (excl ownership)
NT N-CEN
Annual report, filed late (registered investment company)
28 Jan 19
NT-NCEN
Notice of inability to timely file Form N-CEN
15 Jan 19
N-PX
Annual report of proxy voting record
24 Aug 18
N-CSR
Certified annual shareholder report (management investment company)
5 Jan 18
N-PX
Annual report of proxy voting record
23 Aug 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jul 17
N-CSR
Certified annual shareholder report (management investment company)
3 Jan 17
N-PX
Annual report of proxy voting record
30 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 16
CORRESP
Correspondence with SEC
29 Mar 16
N-CSR
Certified annual shareholder report (management investment company)
4 Jan 16
DEFA14A
Additional proxy soliciting materials
25 Sep 15
CORRESP
Correspondence with SEC
15 Sep 15
N-PX
Annual report of proxy voting record
27 Aug 15
N-14
Registration statement for investment companies business combination
14 Aug 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 15
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 15
N-PX
Annual report of proxy voting record
26 Aug 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 14
CORRESP
Correspondence with SEC
17 Jun 14
DEF 14A
Definitive proxy
17 Jun 14
PRE 14A
Preliminary proxy
2 Jun 14
EFFECT
Notice of effectiveness
28 Feb 14
CORRESP
Correspondence with SEC
27 Feb 14
CORRESP
Correspondence with SEC
26 Feb 14
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 14
N-PX
Annual report of proxy voting record
29 Aug 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 13
CORRESP
Correspondence with SEC
11 Mar 13
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 13
N-PX
Annual report of proxy voting record
30 Aug 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 12
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
6 Jul 12
DEF 14A
Definitive proxy
11 May 12
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 12
EFFECT
Notice of effectiveness
20 Dec 11
CORRESP
Correspondence with SEC
19 Dec 11
CORRESP
Correspondence with SEC
19 Dec 11
N-PX
Annual report of proxy voting record
29 Aug 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 11
Latest ownership filings
No filings