Latest filings (excl ownership)
NT N-CEN
Annual report, filed late (registered investment company)
28 Jan 19
NT-NCEN
Notice of inability to timely file Form N-CEN
15 Jan 19
N-PX
Annual report of proxy voting record
24 Aug 18
N-CSR
Certified annual shareholder report (management investment company)
5 Jan 18
N-PX
Annual report of proxy voting record
23 Aug 17
CORRESP
Correspondence with SEC
25 Jul 17
DEF 14A
Definitive proxy
25 Jul 17
PRE 14A
Preliminary proxy
13 Jul 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jul 17
N-CSR
Certified annual shareholder report (management investment company)
3 Jan 17
N-PX
Annual report of proxy voting record
30 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 16
CORRESP
Correspondence with SEC
29 Mar 16
N-CSR
Certified annual shareholder report (management investment company)
31 Dec 15
EFFECT
Notice of effectiveness
2 Nov 15
CORRESP
Correspondence with SEC
26 Oct 15
CORRESP
Correspondence with SEC
14 Oct 15
DEFA14A
Additional proxy soliciting materials
25 Sep 15
CORRESP
Correspondence with SEC
15 Sep 15
N-PX
Annual report of proxy voting record
27 Aug 15
N-14
Registration statement for investment companies business combination
14 Aug 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 15
DEF 14A
Definitive proxy
17 Feb 15
DEFR14A
Revised proxy
17 Feb 15
PRE 14A
Preliminary proxy
30 Jan 15
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 15
N-PX
Annual report of proxy voting record
26 Aug 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jul 14
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 14
N-PX
Annual report of proxy voting record
29 Aug 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 13
CORRESP
Correspondence with SEC
11 Mar 13
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 13
N-PX
Annual report of proxy voting record
30 Aug 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 12
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
6 Jul 12
DEF 14A
Definitive proxy
11 May 12
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 12
EFFECT
Notice of effectiveness
20 Dec 11
CORRESP
Correspondence with SEC
19 Dec 11
Latest ownership filings
No filings